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CanJPsychiatry 2012;57(12):717–721

In Review

A Review of Pharmacoepidemiologic Studies of Antipsychotic


Use in Children and Adolescents
Scott B Patten, MD, PhD1; Waqar Waheed, MD, FRCPC2; Lauren Bresee, PhD3
1
Professor, Departments of Community Health Sciences and Psychiatry, University of Calgary, Calgary, Alberta; Member, Hotchkiss Brain Institute,
University of Calgary, Calgary, Alberta.
Correspondence: 3rd Floor, TRW Building, University of Calgary, 3280 Hospital Drive NW, Calgary, AB T2N 4Z6; patten@ucalgary.ca.
2
Graduate Student, Department of Community Health Sciences, University of Calgary, Calgary, Alberta.
3
Post-doctoral Fellow, Department of Medicine, University of Calgary, Calgary, Alberta.

Objective: In Canada, treatment of children and adolescents with antipsychotics is almost


Key Words: risperidone, always off label. A single atypical agent, aripiprazole, only recently received regulatory
aripiprazole, olanzapine, authorization for use in the group aged 15 to 17 years. This regulatory approval was
ziprasidone, paliperidone,
restricted to treatment of schizophrenia. The objective of this review was to summarize
quetiapine, clozapine,
children, adolescent, pharmacoepidemiologic reports examining the frequency of use of these medications.
pharmacoepidemiology Methods: A literature search was used to identify English-language studies examining
the pharmacoepidemiology of antipsychotics in children and adolescents. The results of
Received February 2012, identified studies were summarized using narrative review methods.
revised, and accepted March
2012. Results: In countries where longitudinal data are available, increased antipsychotic use
has been consistently observed. Generally, most or all of this increase can be attributed
to second-generation antipsychotics (SGAs). Major international differences are evident
in the literature. European studies describe lower overall frequencies of use than North
American studies (most of which were conducted in the United States). SGAs in children
and adolescents are used more often in boys than in girls, and are increasingly used for
treatment of attention-deficit hyperactivity disorder (ADHD) and conduct disorder (CD).
Conclusions: Determining the most appropriate frequency of SGA use in children and
adolescents will ultimately depend on decisive clarification of risks and benefits. The
currently available literature highlights large international differences in the frequency of use.
These differences may reflect fundamental dissimilarities in the therapeutic stance adopted
toward ADHD and CD by physicians practicing in different countries.
WWW
Objectif : Au Canada, le traitement des enfants et des adolescents par antipsychotiques est
presque toujours non indiqué sur l’étiquette. Un seul agent atypique, l’aripiprazole, a reçu
récemment l’autorisation réglementaire d’utilisation auprès du groupe des 15 à
17 ans. Cette approbation réglementaire se limitait au traitement de la schizophrénie.
L’objectif de cette revue était de résumer les études pharmaco-épidémiologiques qui
examinent la fréquence d’utilisation de ces médicaments.
Méthodes : Une recherche de la littérature a servi à identifier les études en anglais
qui examinent la pharmaco-épidémiologie des antipsychotiques chez les enfants et les
adolescents. Les résultats des études identifiées ont été résumés à l’aide de méthodes de
revue narrative.
Résultats : Dans les pays qui disposent de données longitudinales, une utilisation accrue
des antipsychotiques a été observée régulièrement. Généralement, une grande partie
ou la totalité de cet accroissement peut être attribuée aux antipsychotiques de deuxième
génération (ADG). Des différences majeures entre les pays sont manifestes dans la
littérature. Les études européennes décrivent des fréquences d’utilisation globalement plus
faibles que les études nord-américaines (dont la plupart ont été menées aux États-Unis).
Les ADG chez les enfants et les adolescents sont utilisés plus souvent chez les garçons
que chez les filles, et sont utilisés de plus en plus pour le traitement du trouble de déficit de
l’attention avec ou sans hyperactivité (TDAH) et du trouble des conduites (TC).
Conclusions : La détermination de la fréquence la plus appropriée de l’utilisation des ADG
chez les enfants et les adolescents dépendra en fin de compte de l’éclaircissement risques
et des avantages. La littérature actuelle souligne d’importantes différences entre les pays en
ce qui concerne la fréquence d’utilisation. Ces différences peuvent refléter des dissimilarités
fondamentales dans la position thérapeutique adoptée à l’égard du TDAH et du TC par les
médecins exerçant dans différents pays.

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In Review

A lthough the classification of antipsychotics into FGAs


and SGAs is somewhat arbitrary,1 the term SGAs
continues to be used to describe a group of antipsychotics
Clinical Implications
• Canadian pharmacoepidemiologic data on the frequency
believed to cause fewer extrapyramidal symptoms and to of use of SGAs in children and adolescents are scarce.
have a lower risk of tardive dyskinesia than FGAs. Their • Available evidence suggests that use of these
introduction has led to major changes in the patterns of use medications in Canada is lower than in the United
States, higher than what has been reported in Italy, and
of antipsychotics. SGAs have become not only generally comparable to that of France and the Netherlands.
preferred agents for the treatment of psychotic disorders
Limitations
but also increasingly used for a broad set of therapeutic
indications, sometimes without regulatory approval. • International studies are not necessarily comparable
owing to methodological differences.
Until recently, there were no approved indications for
• While various international studies have reported
antipsychotics in children and youth in Canada. Psychotic
divergent estimates, it is impossible to definitively state
disorders, mood disorders, symptoms associated with what actually are the optimal frequencies.
pervasive developmental disorders, CDs, ADHD, and
Tourette syndrome are all targets of off-label treatment.
The adverse effects of SGAs include metabolic changes Review of the abstracts from these papers determined that
and weight gain, which can have lifelong implications for 5 were pharmacoepidemiologic studies potentially relevant
children and adolescents treated with these medications. to the review. These studies were from Italy,4–6 the United
The objective of this review was to summarize published
Kingdom,7 and the United States.8 The US study was
descriptions of the evolving pharmacoepidemiology of
found to be a case series concerned with phenothiazine and
these medications.
butyrophenone poisonings. A large number of additional
pharmacoepidemiologic studies from the United States
Methods and other countries were identified through the scanning of
The literature search adopted several strategies. First, reference lists, including 2 reviews identified in the search.
MEDLINE was searched, using OVID and adopting a search One pharmacoepidemiologic study9 reported data only
strategy described below. Next, one reviewer reviewed the for the group aged 18 years and older and was therefore
abstracts of papers uncovered in this search for relevance excluded from the review. Among the remaining papers,
and reviewed the text of papers deemed to be relevant to the 6 were not eligible because they did not use population-
goals of the review. Additional papers were identified because based samples, 2 papers were concerned with neurobiology
they were cited in the identified sources or in widely cited and (or) pathophysiology, and 7 were pharmacovigilance
articles.2,3 The MEDLINE search used 3 sets of key words reports.10–16 The remaining 26 papers were concerned with
linked by “or” and these searches were later combined using
topics not relevant to the review. Finally, one additional
“and”. The first set of key words included “antipsychotic.
paper that was published after completion of the review was
mp. or exp Antipsychotic Agents/” or “risperidone.mp. or
included because it reported Canadian data.17
exp Risperidone/” or “aripiprazole.mp” or “ziprasidone.
mp” or “olanzapine.mp” or “quetiapline.mp” or “clozapine.
mp or exp Clozapine/” or paliperidone.mp”. The second set Results
included “children.mp. or exp Child/” or “exp Adolescent
Medicine/ or exp Adolescent Psychiatry/ or exp Adolescent/ European Estimates
or exp Adolescent Health Services/ or adolescent.mp”. While 3 pharmacoepidemiologic studies of antipsychotic
Finally, the third set included “exp Epidemiology/ or use in Italy were uncovered, age-specific rates were not
epidemiology.mp” or “pharmacoepidemiology.mp. or exp reported by 2 of these studies.4,5 A study by Trifiró et al6
Pharmacoepidemiology/”. focused on general practice registrants aged 15 to 80-plus
years and reported counts of those taking SGAs in the
The literature search was run on January 2, 2012. The
group aged 15 to 29 years. These counts increased 5-fold
search uncovered 49 unique English-language publications.
between 1999 and 20026; however, in the population
studied, typical antipsychotics were used more frequently
than atypical antipsychotics in each of the 4 years. This
Abbreviations
provided a stark contrast with the situation in some other
ADHD attention-deficit hyperactivity disorder countries, as described below. Clavenna et al18 used a multi-
CD conduct disorder regional drug use monitoring system capable of capturing
DBD disruptive behaviour disorder nationally reimbursed prescriptions (including risperidone
FGA first-generation antipsychotic and olanzapine) within defined populations and thereby
GP general practitioner allowing estimation of population rates and trends between
NAMCS National Ambulatory Medical Care Survey 1998 and 2004 in the group aged 0 to 17 years. The study did
SGA second-generation antipsychotic not identify a trend toward increasing rates of antipsychotic
use, with the 2004 estimate being 0.68 per 1000 population.

718 W La Revue canadienne de psychiatrie, vol 57, no 12, décembre 2012 www.LaRCP.ca
A Review of Pharmacoepidemiologic Studies of Antipsychotic Use in Children and Adolescents

The highest frequency was observed in boys aged 14 to 17 US Studies


years. Constantine et al24 used Florida Medicaid claims (fee-for-
A French study19 reporting the frequency of psychotropic service pharmacy, physician services, and institutional
claims to a large health organization examined a claims) and Medicaid identification numbers to identify
a cohort of children aged 5 years and younger who were
representative random sample of 6534 children and
enrolled in the Florida Medicaid program and who initiated
adolescents aged 17 years and younger in 2003. Only 9
an antipsychotic treatment episode at any time between
claims for antipsychotics were identified.19 More than 4300
July 1, 2003, and June 30, 2004. Risperidone was the most
members of the sample were aged 10 years and younger,
frequently used antipsychotic (69.5%) and FGAs were
but none of these subjects had a medication claim for an
almost never used in this population. Children treated with
antipsychotic. However, this study19 was not population antipsychotics were more likely to be male, less likely to be
based. A larger study,20 using linkage of administrative black or Hispanic, and most commonly had ADHD, DBDs,
data for 3 national agencies together covering 96.6% of or pervasive developmental disorders. Olfson et al25 studied
the French population, reported a prevalence estimate for privately insured children aged 2 to 5 years in the United
antipsychotic use in 2004 of 3.4 per 1000 (4.2 in boys and States at 2 time points: 1999–2001 and 2007. In contrast to
2.6 in girls) for the population aged 18 years and younger. the European studies, the vast majority of prescriptions were
The estimates increased with age, peaking in the category for SGAs at both time points (89.2% in 1999–2001), with
aged 15 to 18 years at 6.8 per 1000.20 SGAs being used almost exclusively by 2007 (99.75%). In
A study conducted in the Netherlands21 used a population 2007, the rates varied from 0.32 per 1000 in children aged
database linked to pharmacy records to estimate population 2 years to 3.0 per 1000 in children aged 5 years. By way
rates for a geographical area as well as rates of change of comparison, the Netherlands study21 described above
over time of antipsychotic use. The prevalence of reported a 2005 rate in the group aged 0 to 4 years of 0.3 per
antipsychotic use for youth aged 19 years and younger 1000 for SGAs and 0.5 for FGAs. Risperidone accounted
increased progressively from 3.0 to 6.8 per 1000 between for about 75% of prescriptions at each time point in the US
1997 to 2005, about 10 times higher than the 2004 rate sample.
reported by Clavenna et al18 in Italy, but nearly identical A broader age range (19 years and younger) was examined
to population-based French estimates.20 In 1997, the rates by Patel et al3 using Texas Medicaid data between 1996 and
of SGA prescription were lower than those for FGAs (0.6 2000. In 1996, the rate of FGA use (per 1000 enrollees) was
and 2.5 per 1000, respectively), a pattern that had reversed 4.94, compared with 2.69 for SGAs. By 2000, these rates
by 2005 (5.1 and 2.1 per 1000, respectively). Duration were 3.89 and 15.98, respectively. The greatest relative
of antipsychotic use doubled over the same interval to a increase was seen in children aged 5 to 9 years (where the
median duration of 0.7 years in females and 2.7 years in rate of use of SGAs increased by 609% during this interval).
males. Both an increased incidence and longer duration of However, the highest absolute rates were seen in the group
use are expected to increase prevalence in the population. aged 10 to 14 years. The frequency of use of antipsychotics
among males was about twice that of females. Patel et al3
Clark7 examined new prescriptions in all 21 Child and subsequently examined these results by evaluating similar
Adolescent Mental Health Services (commonly referred to data in additional Medicaid programs, and one managed
as CAMHS) within the Greater Manchester and Lancashire care organization for the period between 1996 and 2001.
zones of the North West region of England. A total of This study3 demonstrated increases in prescription rates
845 new prescriptions were written within two 6-month over time, with boys having higher rates than girls and
periods between 1999 and 2001. At that time, both SGAs increased use with age, peaking in 3 of these 4 populations
and FGAs were prescribed at about equal frequencies in the group aged 10 to 14 years. Consistent results were
(7.1% and 7.3% of prescriptions, respectively). The data also found using data from an expanded Medicare program
could not be used to calculate a population rate. However, in Tennessee, called TennCare.26 This study26 found a rapid
population rates for GP prescriptions of antipsychotics in increase in use between 1996 and 2001, with predominant
the United Kingdom were reported by Rani et al.22 During use being in males and the largest increases in indication
the interval examined, between 1992 and 2005, overall for use being ADHD and CD. Lastly, Pathak et al27 also
prescriptions nearly doubled, from 0.39 to 0.77 users per reported a doubling of SGA use in a later time interval,
1000 patient-years—the increase was due to increasing use between 2001 and 2005, in a state Medicaid population,
of SGAs, as prescriptions for FGAs declined during the pointing toward continued increases.
interval. These estimates resemble those of Clavenna et al,18 While the US studies cited above document trends in SGA
which were also based on a registry of GP prescribing. The use, they derive from specific eligible populations and
most commonly prescribed SGA was risperidone at 73%. cannot be used to estimate general population rates. In
Consistent with other studies,21,23 there was evidence that the United States, the NAMCS and the National Hospital
longer durations of use of the medications was contributing Ambulatory Medical Care Survey, collected representative
to the increased prevalence of use, as the incidence of new data through sampling procedures based on data collected
use did not increase. from physicians, health care sites, or their records. Cooper

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In Review

et al28 examined these data for the group aged 2 to 18 years in the group aged 17 years and younger. Increases both
between 1995 and 2002. The mean age at prescription of an for SGAs and FGAs were observed, but increases were
antipsychotic was 12.9 years, and two-thirds of recipients much more rapid for SGAs. The most common reasons
were male. This study28 estimated the overall rate of for SGA recommendations were ADHD (17%), mood
antipsychotic prescriptions to be 39.4 per 1000 per 2-year disorder (16%), CD (14%), and psychotic disorder (13%).
interval. The most common indications were ADHD and In distinction, the most common reasons for FGAs were a
(or) CD (29%), and the second most common indicator tic disorder (30%) followed by a psychotic disorder (28%).
was mood disorder (23.6%). Using census data, population While this study30 did not report population rates, it was able
rates were calculated both for the groups aged 2 to 12 and to document relative change during a 5-year time interval: a
13 to 18 years; in each case, the prescription rate increased 114% increase. The vast majority of the recommendations
about 5-fold between 1995/96 and 2001/02, leading to rates were for SGAs (95%), and among these risperidone was
of 26.9 and 63.8 per 1000 in these 2 groups, respectively, by the most common medication. The recommendations were
2001/02. Similar trends, but lower rates, were reported by made mostly (62%) by psychiatrists, which is an interesting
Olfson et al2 in an analysis of NAMCS data. These authors observation considering that 2 of the lower-end estimates in
estimated that the annual rate of physician visits that the literature derive from GP databases.18,22 These estimates
included an antipsychotic prescription was 1341 per 100 000 differ from the Manitoba studies in that a larger proportion
in the period between 2000 and 2002. Olfson et al2 reported of recommendations were from psychiatrists, and FGAs
that by 2001/02, 92.3% of antipsychotic prescriptions from did not decline dramatically over time, as was reported in
visits involving an antipsychotic prescription were for an Manitoba.
SGA, contrasting with persistence of use of FGAs in some
of the European studies. Among youth mental health visits Conclusions
in which an antipsychotic was prescribed, DBDs (37.8%), This review uncovered large differences between studies
mood disorders (31.8%), pervasive developmental disorders and across countries in which these studies were conducted.
or mental retardation (17.3%), or psychotic disorders However, certain commonalities were also identified.
(14.2%) were the most frequent diagnoses. Almost all of the studies reported increases in antipsychotic
use, and the use of SGAs in particular. The findings
Canada reported by European and US studies are divergent in
Three Canadian studies were identified. Two of these used the several respects. One difference is the near disappearance
Manitoba Population Health Research Data Repository,17,29 of FGA prescriptions in the United States. In Europe, FGAs
one of which focused on the child and adolescent age continue to be used. The most recent Canadian data from
group.17 The 2008 study did not specifically focus on the Pringsheim et al study30 puts Canada closer to the US
children and adolescents, but did report age-specific rates pattern in this respect, with 95% of recommendations being
for the group aged 0 to 18 years. Estimates were found to for SGAs and a similar picture was reported in Manitoba.17
increase with time (1996–2006), and although the rates for Most studies internationally have identified risperidone as
FGAs began to decline in 1997, about 20% of antipsychotic the most widely used SGA in childhood and adolescence.
prescriptions in 2006 were for FGAs. In the group 0 to Other commonalities include the higher rates of use seen
18 years in 2006, the male rate of antipsychotic use was in boys and high rates of use in the group aged 7 years and
8.8 per 1000, whereas it was 3.5 per 1000 for females. A older, compared with the group aged 0 to 6 years.
more recent paper,17 also using the Manitoba Repository, Whereas increasing use of antipsychotics, and SGAs in
reported the rate of use of antipsychotics in the group particular, has been widely reported, several studies from
aged 0 to 18 years to increase from 1.9 per 1000 in 1999 this literature indicate that the increase in prevalence is
to 7.4 per 1000 in 2008. Consistent with the international not due exclusively to an increased frequency of new use,
literature, the most common medication was risperidone, but also to a longer duration of use. This emphasizes the
the male-to-female ratio was about 2:1 across the entire importance of safety monitoring.31 Consistent with this,
time interval, and the most common diagnoses were ADHD an Icelandic study reported increasing prevalence between
and CD. These estimates seem fairly close to those reported 2003 and 2007, with no apparent change in incidence of
in the Netherlands21 and from the population-based study in antipsychotic use in the population aged 0 to 17 years.23
France,20 and are lower than those reported by Cooper et al28
The conditions driving the increased use appear most often
using US data. Also, whereas in the US prescriptions for
to be ADHD, conduct and behavioural disturbances, and,
FGAs appear to have been rare as far back as the late 1990s,
to a lesser extent, mood disorders. However, the greater
the number of prescriptions for these agents resembled that
prominence of SGA prescriptions for mood disorders in
for SGAs in Manitoba in 1999, although the use of FGAs
some of the US studies and the Pringsheim et al study30
declined after that. In 2008, the proportion of prescriptions do not align with the Manitoba data, which placed the use
written by GPs in Manitoba was 73%.17 of SGAs for mood disorders far below that of ADHD and
The third study, by Pringsheim et al,30 used IMS Health data CD.17 The frequency of use of antipsychotics in children
(Canadian Disease and Therapeutic Index) to estimate the and adolescents in Canada appears to be lower than that of
number of prescription recommendations for antipsychotics the United States, more closely resembling estimates from

720 W La Revue canadienne de psychiatrie, vol 57, no 12, décembre 2012 www.LaRCP.ca
A Review of Pharmacoepidemiologic Studies of Antipsychotic Use in Children and Adolescents

the Netherlands,21 France,20 and Iceland.23 In turn, these 13. Pascoe SJ. The adjunctive use of a centralised database in the
were higher than UK and Italian estimates from mental monitoring of clozapine-related neutropenia. Pharmacoepidemiol
Drug Saf. 2003;12(5):395–398.
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14. Kornegay CJ, Vasilakis-Scaramozza C, Jick H, et al. Incident
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