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(1)
aF m (2)
(13)
(14)
with
(15)
case, and the quantum capacitance is four times higher than the
one-channel case. The effective circuit diagram that takes these (16)
into account is given in Fig. 4.
By simple applications of Kirchoff’s laws to the circuit shown
Numerically, for typical cases, we have
in Fig. 4, we can come up with a differential equation for the
differential voltage. If we write the voltage and current on tube
1 as and , and the voltage and current on tube 2 as and
k (17)
, and define the differential voltages and currents (assuming a
harmonic time dependence) as (18)
other at the ends, the far-field electric and magnetic fields gen-
erated by the wires near the end do not cancel, hence the system
radiates power. Eventually, the flare angle becomes 90 , and that
is the geometry considered in this paper. The currents are quan-
titatively calculated as follows.
Note that the technology to fabricate such flared geometries
is not currently available. In addition, the symmetry of the flare
will have an important (critical) effect on the input impedance
of the antenna.
These equations describe the nanotube antenna current distribu- VI. RADIATION PROPERTIES UNDER NO-LOSS CONDITIONS
tion for arbitrary loss, neglecting the radiation resistance.
In the absence of loss (i.e., ), the current can be written Once the current distribution is known, we can treat each in-
as finitesimal element of current as a radiator and add up (inte-
grate) the contributions to determine the far-field electric field.
In this section, we will discuss the no-loss condition. While this
may not be achievable in practice, it gives information about the
(27) “ideal” case.
A. Electric Field
where is real and equal to , the plasmon velocity given
by (14), and . This is what distinguishes a nan- Based on the known current distribution, it is straightforward
otube antenna from a traditional antenna, where the wavevector to calculate the radiated electric and magnetic fields. We follow
for the current is the same as the free-space wave vector. Balanis [44]. For a wire antenna of arbitrary current distribution
320 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 4, JULY 2006
along the axis, the electric field in the far field region is in
the direction and given by
(28)
(31)
(32)
(33)
(35)
(36)
(34)
BURKE et al.: QUANTITATIVE THEORY OF NANOWIRE AND NANOTUBE ANTENNA PERFORMANCE 321
(37)
The function can be evaluated numerically. The func-
tion is of the order of unity and plotted in Appendix I. It is
periodic with .
D. Radiation Resistance
The radiation resistance is defined by
(38)
(39)
current at the terminals. Therefore, taking this into account, the
input resistance (when there is no intrinsic loss) is given by
We have numerically evaluated as a function of and find
that it is two, as long as the length is not near ,
(42)
with an integer. The pattern is that of a simple thin-wire dipole
radiator. If the length is near one of these multiples, the pattern
develops extra lobes, and in that case the directivity can be as The input reactance is easy to understand from Fig. 5 as the
high as 5–6. In Appendix II, we plot the directivity determined input impedance of a two-nanotube transmission line of length
numerically as a function of . l/2. This is given by
The effective area is related to the directivity through
(43)
(40) There will also be an input reactance due to energy radiated and
absorbed. However, numerically this will not be as large as the
Therefore, for most values of , the effective area is approxi- input reactance of (43), so it is neglected.
mately given by In Fig. 9, we plot the radiation resistance, input resistance,
and input reactance as a function of , where is the free-
space wavelength, assuming that .
(41)
G. Discussion
This is similar to a thin-wire antenna. Why is the radiation resistance so low, and why is it periodic
in ? The answer to that question is quite simple. To illus-
trate, we show schematically in Fig. 10 the current pattern on
F. Input Impedance
the antenna for three different values of .
The radiation resistance relates the power radiated to , the The elements form what can be considered a phased array of
maximum amplitude of the current along the nanotube. How- current sources, but each element is out of phase with its nearest
ever, the current at the terminals is equal to . The neighbor by 180 . The far-field electric field is the sum of the
input resistance due to radiation is related to the power dis- fields generated by each element. Because each element is out
sipated due to radiation through , where is the of phase, the fields from the individual elements cancel if there
322 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 4, JULY 2006
Fig. 11. Current distribution for nanotube versus wire antenna for length =2.
Equation (45) can be evaluated, and the result is The physical interpretation of the attenuation coefficient is the
length over which a propagating wave on the two-nanotube
transmission line decays in amplitude by . Additionally,
under these conditions, (48), the characteristic impedance, is
real and given by
(46)
(50)
This will be used later.
Note that the imaginary part of the input impedance on reso-
The attenuation constant is given by
nance will be zero in the presence of any small amount of loss.
2) Radiative Losses: We seek an expression for the radiated
power as a function of the voltage applied at the terminals, in
(51) order to compare with (55).
324 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 4, JULY 2006
(56)
(57)
(The factor of two comes because the differential current at the Based on (60) and (55), this can be written as
terminals is two times the current on an individual tube.) There-
fore, the radiated power can be written as
A.E. (62)
(60)
(63)
This will be used later.
A comment about (60): This is interesting, because it shows This allows us to calculate the ohmic losses in the ultra-low loss
that the radiated power does not depend on the resistance per condition. For a given voltage at the terminals , the
length of the nanotube, in the low-loss limit. This is because the power dissipated due to ohmic losses is given by
current distribution is assumed to be the same, regardless of the
loss, which is approximately true. The radiated power depends
only on the current distribution, so it does not change in this
approximation. Only the current at the terminals changes and (64)
only by a small amount in the low-loss approximation.
3) Antenna Efficiency: We define the antenna efficiency as
2) Radiative Losses: Off resonance, the current at the termi-
the ratio of the power dissipated in radiation to the total power
nals is not near a null, so the sinusoidal approximation can be
dissipated (radiation and ohmic), i.e.,
used, i.e.,
Combining this with (56), we find power is calculated numerically by integrating the radiation in-
tensity calculated from the electric field (45) over a sphere. The
numerical integration was performed using a simple script in
(66) Mathematica. A length was assumed for the cal-
culations, which corresponds to the on-resonance case in the
low-loss condition as discussed previously.
(67)
The ohmic losses are calculated numerically by calculating
the power according to
(68)
R
Fig. 13. Real input impedance at antenna terminals versus l , assuming l = A question which naturally arises in this context is: How
0:01. Result is independent frequency or length, as long as equation is true. thin does a wire have to be for its behavior as an antenna to
be different than a regular thin-wire antenna? This can be
rephrased: at what diameter is the kinetic inductance compa-
Above this value, the input impedance increases again, this time rable to the magnetic inductance? The magnetic inductance
due to the severe ohmic losses. Interestingly, this curve is also a is only weakly dependent on the diameter, and is about 1
universal curve regardless of the frequency, the numerical value pH m. A rough estimate for how the kinetic inductance scales
of , or the numerical value of , as long as one assumes with length comes from observing that the kinetic inductance
. per unit length is crudely , where is the number of
Off resonance, the imaginary impedance will be very large electrons per length. If one assumes metallic systems with one
and frequency dependent, making impedance matching more electron per atom, and atoms of size 1 angstrom, then for a
complicated. diameter of , the number of electrons per meter along the
wire is approximately , with in angstroms. Therefore,
B. Natural Transformer From Free Space to the kinetic inductance is approximately H/m.
Quantum Impedance Equating this with the magnetic inductance and solving for ,
we find that a value of nm is the critical diameter
The input impedance is high, of the order or larger than the
demarcating the boundary between nanoantenna, where kinetic
resistance quantum of 25 . This is no surprise, because in
inductance dominates, and thin-wire antenna, where magnetic
our model the antenna is fed with a high-impedance two-nan-
inductance dominates. There is clearly plenty of room to engi-
otube transmission line. Thus, the nanotube antenna on reso-
neer antenna performance in the intermediate regime. This is
nance can be viewed as a natural quantum transformer that an interesting topic for future study.
transforms the characteristic impedance of free space (120 )
up to the quantum impedance , assuming one is on res- C. Assumptions
onance. Because most nanodevices and circuits are inherently
high impedance, this is a desired property of the system. There are a number of unproven assumptions in this
paper. First, we argued that the effective circuit model of a
XII. DISCUSSION two-nanotube transmission line includes kinetic inductance and
quantum capacitance as dominant circuit elements. Second, we
A. Loss and Efficiency argued that the radiation does not affect the current distribution
The fact that a nanotube current distribution has a different on the nanotube significantly. Third, we argued that the radia-
wavelength than the free-space wavelength restricts its proper- tion reactance is small compared to the kinetic inductance, but
ties, in the best case, to be equivalent to those of a short thin-wire we did not explicitly calculate the radiation reactance. These
antenna. This means the radiation resistance is low and causes arguments, while reasonable, should be put on more rigorous
any small ohmic resistance to reduce the overall antenna effi- grounds through self-consistent calculations that include the
ciency significantly. For current nanotube technology, this is a full quantum properties of electrons in coupled two-nanotube
big challenge. systems and their interaction with microwave radiation. Our
For impedance matching to quantum devices, it appears the work should be viewed as an engineer’s attempt to simplify a
optimum product is about 10 , which translates into a re- complicated physical system down to its most important basic
sistance per length of about 10 m. This may be achievable elements in order to provide simplified approximations for
in the near term at room temperature for nanotube antennas and antenna performance.
is likely achievable at cryogenic temperatures. According to our
D. Alternative Geometries
calculations, this would correspond to an antenna efficiency of
about 60 dB. Clearly, this is not suitable for long-range wire- In our calculations, we have considered the simplest antenna
less communications systems. However, it is generally a large geometry, that of a thin-wire antenna. In this case, the radiation
unsolved problem to make electrical contact to the nanoworld resistance turns out to be very low, so that minimizing ohmic
and even more difficult to transfer more abstract information resistance is a critical issue. In other words, for resistive nan-
from the macroworld to the nanoworld. In this case, a wireless otubes, the antenna efficiency is low. However, our work is only
link from an integrated nanosystem to the macroscopic world the first step in the design of nanoantennas. For example, there
BURKE et al.: QUANTITATIVE THEORY OF NANOWIRE AND NANOTUBE ANTENNA PERFORMANCE 327
(71)
(72)
(78)
(79)
B. Finite Conductivity Metal: Skin Depth Here, is the current flowing along the nanotube, which is posi-
tion dependent, and is the resistance per unit length (assumed
For metals with finite conductivity, there is some penetration
numerically equal to the dc resistance per unit length) and
of the electric field into the conductor, the so-called skin depth.
the kinetic inductance per unit length, with the factor of four due
Typically, the skin depth is of order 1 m. Because this is typi-
to band structure and spin degeneracy, as explained.
cally much larger than the diameter of a classical thin-wire an-
The distributed resistance in (80) can be thought of as the
tenna, it is numerically approximately correct to assume that all
analog of the surface resistance for a classical thin-wire antenna.
the currents flow on the surface of the conductor.
However, the kinetic inductance is not analogous to the sur-
The skin-effect also gives rise to a small surface resistance
face inductance of a classical thin-wire antenna. For a classical
and surface inductance. The physical origin of the surface resis-
thin-wire antenna, it is usually assumed that the conductivity
tance is simple: The electric field penetrates into the conductor;
, defined through the relationship , is real and inde-
there is some current flowing parallel to the electric field; hence,
pendent of frequency. However, the kinetic inductance in this
there is some power dissipated, i.e., resistance. The physical
paper actually refers to a situation where the conductivity has a
origin of the surface inductance is also simple: There is some
real and imaginary component, and the imaginary impedance is
magnetic field inside the metal which gives rise to stored (mag-
given by .
netic) energy along the surface of the metal. This stored energy
In this section, we have neglected the quantum capacitance
is equated with , i.e., an inductance. Numerically, since
for two reasons. First, it is not immediately clear how to in-
these resistances and inductances are typically small, they are
corporate it into the relationship between the electric field and
usually approximated as zero, at least as far as antenna theory
the electrochemical potential; second, it would not have a large
is concerned.
quantitative effect on the conclusions.
C. Boundary Conditions: Nanoantenna
The boundary conditions for a nanotube antenna are quite D. Integral Equation
distinct. Although a full quantum calculation would be neces-
sary to correctly determine the boundary conditions [46]–[53], In this section, we follow the work of Hallen as notated in
for this paper we provide an estimate only. In this paper, we Kraus [54]. The electric field and the vector potential are
model the electrons as confined in one dimension. This means
related by
they cannot move in the transverse direction, but only along the
nanotube axis. To elaborate, in a classical diffusive wire, elec-
trons are free to diffuse in all three directions. This gives rise,
at ac, to the exclusion of electric fields (and currents) inside (81)
the conductor and penetration of the electric fields and currents
within one skin-depth (typically a few micrometers) of the sur- The tangential component of will lie in the direction, as-
face. Since the diameter of a nanotube (a few nanometers) is suming the same coordinate system as in Fig. 6; the current is
much less than the skin depth, this model is clearly not appro- also in the direction. Hence, the vector potential has only a
priate. In this paper, we neglect the fact that there is a hollow component so that (81) becomes
“core” inside the nanotube and instead treat the current as uni-
formly distributed over the cross-sectional area of the nanotube.
This is not physically the actual situation, but we argue it should
give approximately correct results for antenna properties. (82)
A second question is where the actual boundary is between
the surface of the nanotube and free space. Since we consider By enforcing the boundary condition that the tangential compo-
a system with atomic dimensions, the distributed nature of the nent of the electric field just outside the surface of the nanotube
electronic wave function makes this question difficult to answer (82) is equal to the tangential component of the electric field
exactly. For the purposes of this paper, we will assume there is inside the nanotube (80), we find the following relationship be-
a boundary that is of the order of the diameter of the nanotube tween and :
between “conductor” and free space.
These considerations, of course, dramatically change the
boundary conditions compared to a classical thin-wire antenna.
If the nanotube impedance parallel to its axis were only resis- (83)
tive, we would have a simple linear relationship between the
electric field component along the nanotube and the current flow The solution of (83) can be written in integral form as
along the nanotube. However, as we have argued previously,
there is also a large inductance component of the nanotube
impedance, which also needs to be taken into account. On this
basis, we argue that the boundary condition for the electric field
on the surface of the nanotube is given by
(84)
(80)
330 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 4, JULY 2006
We can also express the vector potential in terms of the current because the wavelength of the current excitation is 100 times
on the antenna as smaller than the wavelength of the far-field radiation, a unique
situation.
An advantage of nanotube antennas is that the nanotube can
serve as an excellent impedance matching circuit to get from
(85) free space to high-impedance devices. A disadvantage, for cur-
rent growth technology, is the low efficiency. With the nan-
otubes we are able to grow in our lab, we can achieve a predicted
where , and is a point on the surface antenna efficiency of 90 dB.
of the nanotube. By equating (85) with (84), we find With future, higher mobility nanotubes, better performance
would be possible; although, prospects of approaching efficien-
cies of the order of unity seem dim with the simple thin-wire
geometry considered in this paper. (For this, alternative geome-
tries may be required.) Doing so will require nanotubes with
ballistic transport over 100 s of micrometers. That is maybe not
totally unrealistic. After almost 30 years of research on molec-
ular beam epitaxy (MBE) growth, it is now possible in 2DEGs
(86) at cryogenic temperatures to achieve ballistic transport over 100
s of micrometers. The reduced phase space for scattering in
carbon nanotubes (CNTs) makes it possible to have much higher
This equation is similar to Hallen’s integral equation, with the mobilities than 2-D systems, so it is conceivable to achieve. In
exception of the kinetic inductance and distributed resistance that case, and for more realistic lossy cases, our theory provides
term. quantitative predictions for expected nanowire and nanotube an-
tenna performance.
In an interesting historical aside, we have come almost com-
E. Discussion pletely full circle. Over 50 years ago, Hallen found one of the
only analytical solutions to the current distribution on a radi-
Although we have not carried out the numerical solution of
ating system. This solution was exact only in the limit that the
(86), we claim that if it was carried out, the current distribu-
length/diameter ratio was infinite. Since that time, most antenna
tion would be approximately given by (26). If this hypothesis
work has focused on numerical methods to treat various geome-
is wrong, then so are the conclusions of this paper. (Note that
tries which could not be solved analytically. Now, with the ad-
after this paper was submitted, a numerical approach appeared
vent of centimeter-long carbon nanotubes, mankind has found
in print which seems to confirm this hypothesis [55].) The rea-
a technique to fabricate conducting wires with unprecedented
soning for this argument is simple. In the case of a thin-wire
aspect ratios of order 10 . It is somewhat ironic that the conclu-
antenna, the current distribution for the parallel two-wire trans-
sions of this paper are that the only analytical theory available
mission line (sinusoidal) is approximately the same as for the
for antenna properties actually does not apply at all in the small-
thin-wire antenna. By analogy, we expect that the current dis-
diameter limit assumed. When the diameter is a nanometer, the
tribution for the nanotube antenna is approximately the same as
antenna behavior is quite distinct.
for the two-nanotube transmission line system. This has already
been indicated schematically in Fig. 5.
In the case of thin-wire antennas, there is an important APPENDIX I
difference between the exact solution and the approximate
(sinusoidal) solution for the current distribution: When there In Fig. 16, we plot assuming .
is an antinode in the current at the terminals of the antenna,
the current is zero; hence, the input impedance diverges. In
our approximate theory for the nanoantenna, we also predict APPENDIX II
this divergence in the input resistance [see (42)]. Thus, while
In Fig. 17, we plot the calculated directivity as a function of
our analytical theory provides estimates of nanotube antenna
.
performance, more quantitative work will require a numerical
solution of (86).
APPENDIX III
XV. CONCLUSION In this appendix, we calculate the exact electric field from a
carbon nanotube antenna. This discussion follows very closely
Simply speaking, one cannot think of a nanotube antenna that of Balanis [44]. We calculate the magnetic field using
in the same way as a thin-wire antenna because of the excess
inductance of the order 10 time of the inductance of a thin-wire
antenna. This translates into performance predictions which
are substantially different than thin-wire antennas, essentially (87)
BURKE et al.: QUANTITATIVE THEORY OF NANOWIRE AND NANOTUBE ANTENNA PERFORMANCE 331
(89)
(90)
(91)
(92)
Thus, the previous equation can be expressed as
(93)
Choosing for convenience (without loss of gener-
ality) and transferring to cylindrical coordinates, we have Consider now the differential of
(88)
(94)
332 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 4, JULY 2006
(102)
(95)
(103)
Thus, we have
Using these, we find
(96)
Using this, we can express (104)
The electric field can be determined from the magnetic field
using one of Maxwell’s equations
(105)
(97)
(106)
where
Using this, and the previous expression for the magnetic field,
we find
(98)
(99)
(107)
Using these, we can rewrite the previous equation as
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334 IEEE TRANSACTIONS ON NANOTECHNOLOGY, VOL. 5, NO. 4, JULY 2006
Shengdong Li (M’04) received the M.S. degree in Zhen Yu (M’05) is working toward the Ph.D. degree
electrical engineering from the University of Cali- in the Electrical Engieering and Computer Science
fornia, Irvine (UCI), in 2004. He is currently working Department, University of California, Irvine.
toward the Ph.D. degree in electrical engineering at
UCI.