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^ilosophy; Psychology

EROS AND CIYILIZAfr^N
A PHILOSOPJHCAi^N^UIRY W o FREUD
A'
by Herbert Marciise' ^

hilosophical critiques oT^ y^ oan alyliF ^ ^ c/>


m
P h a v e ^ e n rare. Almost all of those that ^ ‘
have appeared hitherto have been |ith er ^
undisguised attacks or, equally evid^ll;^'^;,
----------------- — 1 defenses. This one takes psychoanalysis
seriously but not as unchallengeable dogma. Eros and
Civilization is a stirring book and a cheering (though in no
"

sense naive) book. Except for Ernest Jones’ two notable I


books on Freud and his life, this strikes the reviewer as the I
most significant general treatment of psychoanalytic theory I
since Freud himself ceased publication.” I
—Clyde Kluckhohn in The New York

COUNTERREVOLUTION AND REVOLT (BP 437)


AN ESSAY ON LIBERATION ( BP 319) * 11
NECJA’nONS *
Essays in Critical Theory ( BP 320) ^ I
^ I1
A CRITIQUE OF PURE TOLERANCE by Robert Paul I
Woljf, Barrington Moore, Jr., and Herbert Marcuse(BP 32
r Ji
ONE-DIMENSIONAL MAN
Studies in the Ideology of Advanced Industrial Society (BP 22

THE AESTHETIC DIMENSION


Toward a Critique of Marxist
Aesthetics (BP 595) Mil

BEACON PRESS "BOSTON ISBN D-fl“0 7 D - l S S S - S Ji ISBN


Beacon Paperback 496 \
1555-5
J Philosophical Inquiry into Freud
Dfl7bM7M
BEACON
PRESS
B

'

EROS
AND CIVILIZATION
A Philosophical Inquiry into Freud
HEEIBERT M
t ''
AR C USE

W ith a J^cw Preface hy the Author


;

BEACON PRESS BOSTO:

V
\

Copyright 1955, © 1966 by The Beacon Press


Library of Congress catalog card number: 66-3219 WRITTEN IN MEMORY OF
International Standard Book Numbers; 0- 8070- 1554-7
SOPHIE MARCUSE
0- 8070- 1555-5 (pbk.)
First published as a Beacon Paperback in 1974 1901-1951
Beacon Press books are published under the auspices
of the Unitarian Universalist Assdciation

All rights reserved


Printed in the United States of America

10 9 8 7 6

CL «'0‘5 S
YALE

C o ? /
Contents
P olitical P reface , 1966 xi
P reface to F irst E dition xxvii
I ntroduction
3

P a rt I: U N D E R TH E RULE OF TH E REALITY
PRINCIPLE

1. The Hidden Trend in Psychoanalysis n


Pleasure principle and reality principle
Genetic and individual repression
Return of the repressed ” in civilization
Civilization and want: rationalization of renunciation
“ Remembrance of things'past” as vehicle of libera­
tion

2. The Origin of the Repressed Individual (Onto­


genesis) 21
The mental apparatus as a dynamic union of opposites
Stages in Freud’s theory of instincts
Cominon conservative nature of primary instincts
Possible supremacy of Nirvana principle
Id, ego, superego
“ Corporealization ” of the psyche
Reactionary character of superego
Evaluation of Freud’s basic conception
Analysis of the interpretation of history in Freud’s psy­
chology
Distinction betweeiT repression , ^ d “ surplus-repres­
sion ”
Vlll CONTENTS 4
CONTENTS IX
Alienated labor and the performance principle
Organization of sexuality: taboos on pleasure P art II: BEYOND TH E REALITY PRINCIPLE
Organization of destruction instincts
Fatal dialectic of civilization 6. The Historical Limits of the Established Reality
Principle
3. The Origin of Repressive Civilization (Phylo­
Obsolescence of scarcity and domination
genesis)
Hypothesis of a new reality principle
“ Archaic heritage ” of the individual ego The instinctual dynamic toward non-repressive civiliza­
Individual and group psychology tion
The primal horde: rebellion and restoration of domi­ Problem of verifying the hypothesis
nation
Dual content of the sense of guilt 7. Phantasy and Utopia 140
Return of the repressed in religion
The failure of revolution Phantasy versus reason
Changes in father-images and mother-images Preservation of thtf “ archaic past ”
Truth value of phantasy
4. The Dialectic of Civilization The image of life without repression and anxiety
Need for strengthened defense against destruction Possibility of real freedom in a mature civilization
Civilization’s demand for sublimation (desexualiza- Need for a redefinition of progress
tion)
W eakening of Eros (life instincts); release of destruc­ 8. The Images of jOrpheus and Narcissus '159
tiveness Archetypes ofi human existence under non-repressive
Progress in productivity and progress in domination civilization *
Intensihed controls in industrial civilization Orpheus and Narcissus versus Prometheus .
Decline of struggle with the father Mythological struggle of Eros against the tyranny o£
Depersonalization of superego, shrinking of ego reason — against death
Completion of alienation Reconciliation of man and nature in sensuous culture
Disintegration of the established reality principle
* * * 9. The Aesthetic Dimension 17a
5. Philosophical Interlude Aesthetics as the science of sensuousness
Reconciliation between pleasure and freedom, instinct
Freud’s theory of civilization in the tradition of W est­
and morality
ern philosophy
Aesthetic theories of Baumgarten, Kant, and Schiller
Ego as aggressive and transcending subject
Elements of a non-repressive culture
Logos as logic of domination
Transformation of work into play
Philosophical protest against logic of domination
Being and becoming: permanence versus transcend­
ence 10. The Transformation of Sexuality into Eros 197
The eternal return in Aristotle, Hegel, Nietzsche The abolition of domination
2ros as essence of being Effect on the sex instincts
X CONTENTS

“ Self-sublimation ” of sexuality into Eros


'—- Repressive versus free sublimation
Emergence of non-repressive societal relationships
W ork as the free play of human faculties
Possibility of libidinous work relations

11. Eros and Thanatos 222


T he new idea of reason: rationality of gratification Political Preface 1966
Libidinous morality
T he struggle against the flux of time
Eros and Civilization: the title expressed an optimistic,
Change in the relation between Eros and death in­
stinct euphemistic, even positive thought, namely, that the
achievements of advanced industrial society would enable
man to reverse the direction of progress, to break the fatal
E pilogot : Critique of Neo-Freudian Revisionism 238 union of productivity and destruction, liberty and repression
I ndex — in other words, to learn the gay science {gaya sciencia)
275
,of how to use the social wealth for shaping man’s world in
accordance with his Life Instincts, in the concerted struggle
against the purveyors of Death. This optimism Was based
on the assumption that the rationale for the continued
acceptance of domination no longer prevailed, that scarcity
and the need for toil were only “ artificially ” perpetuated
— in the interest of preserving the system of domination.
I neglected or minimized the fact that this “ obsolescent ”
rationale had been vastly strengthened (if not replaced)
by even more efficient forms of social control. The very
forces which rendered society capable of pacifying the
struggle for existence served to repress in the individuals
the need for such a liberation. Where the high standard
of living does not suffice for reconciling the people with
their life and their rulers, the “ social engineering ” of the
soul and the “ science of human relations” provide the
necessary libidinal cathexis. In the affluent society, the au-
x ii EROS AND CIVILIZATION POLITICAL PREFACE I 9 6 6 x iii

thorities are hardly forced to justify their dominion. They the benefits and comforts which it bestows upon those who
deliver the goods; they satisfy the sexual and the aggressive collaborate. The people, efficiently manipulated and or­
energy of their subjects. Like the unconscious, the destruc­ ganized, are free; ignorance and impotence, introjected
tive power of which they so suceessfully represent, they are heteronomy is the price of their freedom.
this side of good and evil, and the principle of contradiction It makes no sense to talk about liberation to free men —
has no place in their logic. and we are free if we do not belong to the oppressed
As the affluence of society depends increasingly on the minority. And it makes no sense to talk about surplus re­
uninterrupted production and consumption of waste, pression when men and women enjoy more sexual liberty
gadgets, planned obsolescence, and means of destruetion, than ever before. But the truth is that this freedom and
the individuals have to be adapted to these requirements in satisfaction are transforming the earth into hell. The in­
more than the traditional ways. The " economic whip,” ferno is still concentrated in certain far away places: Viet­
even in its most refined forms, seems no longer adequate to nam, the Congo, South Africa, and in the ghettos of the
insure the continuation of the struggle for existence in “ affluent society in Mississippi and Alab.ama, in Harlem,
today’s outdated organization, nor do the laws and patriot­ These infernal places illuminate the whole. It is easy and
ism seem adequate to insure active popular support for the sensible to see in them only pockets 6f poverty and misery
ever more dangerous expansion of the system. Seientific in a growing soeiety capable of eliminating them gradually
management of instinctual needs has long since become a and without a catastrophe. This interpretation may even
vital factor in the reproduction-of the system: merchandise be realistic and correct. The question is: eliminated at
which has to be bought and used is made into objects of the what cost — not in dollars and cents, but in human lives and
libido; and the national Enemy who has to be fought and in human freedom?
hated is distorted and inflated to such an extent that he can I hesitate to use the word — freedom — because it is pre­
activate and satisfy aggressiveness in the depth dimension of cisely in the name of freedom that crimes against humanity
the unconscious. Mass democracy provides the political are being perpetrated. This situation is certainly not new
paraphernalia for effectuating this introjection of the in history: poverty and exploitation were products of eco­
Reality Principle; it not only permits the people (up to a nomic freedom; time and again, people were liberated all
point) to chose their own masters and to participate (up to over the globe by their lords and masters, and their new
a point) in the government which governs them — it also liberty turned out to be submission, not to the rule of law
allows the masters to disappear behind the technologieal but to the rule of the law of the others. W hat started as
veil of the productive and destructive apparatus which they subjection by force soon became “ voluntary servitude,”
control, and .it conceals the human (and material) costs of collaboration in reproducing a society which made servitude
x iv EROS AND CrVIUZATION POLITICAL PREFACE I 9 6 6 XV
increasingly rewarding and palatable. The reproduction,
“ Polymorphous sexuality ” was the term which I used to
and better, of the same wa)^ of life came to mean, indicate that the new direction of progress would depend
ever more clearly and consciously, the closing of those other
completely on the opportunity to activate repressed or ar­
possible ways of life which could do away with the serfs and rested organic, biological needs: to make the human body
the masters, with the productivity of repression. an instrump-nt of jplpps'nrp rather. A a n labor, ^ e old for­
Today, this union of freedom and servitude has become mula, the development of prevailing needs and faculties,
“ natural” and a vehicle of progress. Prosperity appears seemed to be inadequate; the emergence of new, qualita­
more and more as the prerequisite and by-product of a self- tively different needs and faculties seemed to be the pre­ 1
propelling productivity ever seeking new outlets for con­ requisite, the content of liberation.
sumption and for destruction, in outer and inner space, The idea of such a new Reality Principle was based on
while being restrained from “ overflowing ” into the areas the assumption that the material (technical) preconditions
of misery — at home and abroad. As against this amalgam for its development were either established, or could be es­
of liberty and aggression, production and destruction, the tablished in the advanced industrial societies of our time.
image of human freedom is dislocated: it becomes the It was self-understood that the translation of technical
project of the subversion of this sort of progress. Libera­ capabilities into reality would mean a revolution. But the
tion of the instinctual needs for peace and quiet, of the very scope and effectiveness of the democratic introjection
“ asocial ” autonomous Eros presupposes liberation from re­ have suppressed the historical subject, the agent of revolu­
pressive affluence: a reversal in the direction of progress. tion: free people are not in need of liberation, and the op-
It was the thesis of Eros and Civilization, more fully de­ pressed are not strong enough to liberate themselves. TH^e
veloped in my One-Dimensional Man, that man could avoid conditions redefine the concept of Utopia: liberation is the
the fate of a Welfare-Through-Warfare State only by most realistic, the most concrete of all historical possibili­
achieving a new starting point where he could reconstruct
ties and at the same time the most rationally and effectively
the productive apparatus without that “ innerworldly as­
replressed— the most abstract and remote possibility. N o
ceticism ” which provided the mental basis for domination
philosophy, no theory can undo the democratic introjection
and exploration. This image of man was the determinate i
of the masters into their subjects. W hen, in the more or
negation of Nietzsche’s superman: man ii^elligent enough
less affluent societies, productivity has reached a level at
and healthy enough to dispense with all heros and heroic
which the masses participate in its benefits, and at which 'Acri I
virtues, man without the impulse to live dangerously, to
the opposition is effectively and democratically “contained,”
meet the challenge; man with the good conscience to make (V ^ ie - 7 '
then the conflict between master and slave is also effectively
life an end-in-itself, to- live in joy a life without fear.
contained. Or rather it has changed its social location. It
xn EROS AND CIVILIZATION
POLITICAL PREFACE 1 9 6 6 xv ii
exists, and explodes, in the revolt of the backward countries
targets hard to define: nausea caused by " the way of life,”
against the intolerable heritage of colonialism and its pro­
revolt as a matter of physical and mental hygiene. The
longation by neo-colonialism. The Marxian concept stipu­
body against “ the machine ” — not against the mechanism
lated that-only those who were free from the blessings of
constructed to make life safer and milder, to attenuate the
capitalism could possibly change it into a free society: those
cruelty of nature, but against the machine which has taken
whose existence was the very negation of capitalist property
over the mechanism: the political machine, the corporate
could become the historical agents of liberation. In the
machine, the cultural and educational machine which has
international arena, the Marxian concept regains its full
welded blessing and curse into one rational whole. The
validity. To the degree to which the exploitative societies
whole has become too big, its cohesion too strong, its func­
have become global powers, to the degree to which the new
tioning too efficient — does the power of the negative con­
independent nations have become the battlefield of their
centrate in still partly unconquered, primitive, elemental
interests, the “ external ” forces of rebellion have ceased to
forces? The body against the machine: men, women, and
be extraneous forces: they are the enemy withih the system.
children fighting, with the most primitive tools, the most
This does not make these rebels the messengers of human­
brutal and destructive machine of all times and keeping it
ity. By themselves, they are not (as little as the Marxian
in check — does guerilla warfare define the revolution of
proletariat was) the representatives of freedom. Here too, our time?
the Marxian concept applies according to which the inter­
Historical backwardness may again become the historical
national proletariat would get its intellectual armor from
chance of turning the wheel of progress to another direction.
outside: the "lightning of thought” would strike the
Technical and scientific overdevelopment stands refuted
“naiven Volksboden." Grandiose ideas about the union of
when the radar-equipped bombers, the chemicals, and the
theory and practice do injustice to the feeble beginnings of
" special forces ” of the affluent society are let loose on the
such a union. Yet the revolt in the backward countries has
poorest of the earth, on their shacks, hospitals, and rice
found a response in the advanced countries where youth
fields. The " accidents ” reveal the substance: they tear the
is in protest against repression in affluence and war
technological veil behind which the real powers are hiding.
abroad. —
.The capability to overkill and to overburn, and the mental
Revolt against the false fathers, teachers, and heroes —
behavior that goes with it are by-products of the develop­
solidarity with the wretched of the earth: is there any " or­ ment of the productive forces within a system of exploita­
ganic connection between the two facets of the protest? tion and repression; they seem to become more productive
There seems to be an all but instinctual solidarity. The
the more comfortable the system becomes to its privileged
revolt at home against home seems largely impulsive, its subjects. The affluent society has now demonstrated that
x v iii EROS AND CrVILEATION POLITICAL PREFACE I 9 6 6 x iz

it is a society at war; if its citizens have not noticed it, its words, the shaping of the environment, the transformation
victims certainly have. of nature, may be propelled by the liberated rather than
The historical' advantage of the late-comer, of technical the repressed Life Instincts, and aggression would be sub­
backwardness, may be that of skipping the stage of the jected to their demands.
affluent society. Backward peoples by their poverty and The historical chance of the backward countries is in the
weakness may be forced to forego the aggressive and waste­ absence of conditions which make for repressive exploitative
ful use of science and technology, to keep the productive technology and industrialization for aggressive productivity.
apparatus d la mesure de Vhomme, under his control, for T he very fact that the affluent warfare state unleashes its an­
the satisfaction and development of vital individual and col­ nihilating power on the backward countries illuminates the
lective needs. magnitude of the threat. In the revolt of the backward
For the overdeveloped countries, this chance would be peoples, the rich societies meet, in an elemental and brutal
tantamount to the abolition of the conditions under which form, not only a social revolt in the traditional sense, but
man’s labor perpetuates, as self-propelling power, his sub­ also an instinctual revolt — biological hatred. The spread
ordination to the productive apparatus, and, with it, the of guerilla warfare at the height of the technological century
obsolete forms of the struggle for existence. The abolition is a symbolic event: the energy of the human body rebels
of these forms is, just as it has always been, the task of po­ against intolerable repression and throws itself against the .
litical action, but there is a decisive difference in the present I engines of repression. Perhaps the rebels know nothing
situation. Whereas previous revolutions brought about a I about the ways of organizing a society, of constructing a
larger and more rational development of the productive 1 socialist society; perhaps they are terrorized by their own
forces, in the overdeveloped societies of today, revolution 1 leaders who know something about it, but the rebels’ fright-
would mean reversal of this trend: elimination of over­ I ful existence is in total need of liberation, and their freedoin
development, and of its repressive rationality. The rejec­ \ is the contradiction to the overdeveloped societies.
tion of affluent productivity, far from being a commitment Western civilization has always glorified the hero, the
to purity, simplicity, and “ nature,” might be the token sacrifice of life for the city, the state, the nation; it has
(and weapon) of a higher stage of human development, rarely asked the question of whether the established city,
based on the achievements of the technological society. state, nation were worth the sacrifice. The taboo on the
As the production of wasteful and destructive goods is dis­ unquestionable prerogative of the whole has always been
continued (a stage which would mean the end of capifalisih maintained and enforced, and it has been maintained and
in all its forms) — the somatic and mental mutilations in­ enforced the more brutally the more the whole was sup-
flicted on man by this production may be undone. In other l/p6sed to consist of free individuals. The question is now
XX EROS AND CIVILIZATION POLITICAL PREFACE I 9 6 6 Sod

being aslced — asked from without — and it is taken up by defense of life is less detrimental to the Life Instincts than
those who refuse to play the game of the affluents — the aggressiveness in aggression.
question of whether the abolitipn of this whole is not the In defense of life: the phrase has explosive meaning in the
precondition for the emergence of a truly human city, state, afiluent society. It involves not only the protest against
nation. neo-colonial war and slaughter, the burning of draft cards
The odds are overwhelmingly on the side of the powers at the risk of prison, the fight for civil rights, but also the
that be. W hat is romantic is not the positive evaluation of refusal to speak the dead language of affluence, to wear the
the liberation movements in the backward countries, but clean clothes, to enjoy the gadgets ^ affluence, to go
the positive evaluation of their prospects. There is no through the education for affluence. TTie new boh^me, the
reason why science, technology, and money should not 'beatniks and hipsters, the peace creeps — all these “ deca­
again do the job of destruction, and then the job of recon­ dents " now have become what decadence probably always
struction in their own image. The price of progress is fright­ was: poor refuge of defamed humanity.
fully high, but we shall overcome. N ot only the deceived Can we speak of a juncture between the erotic and p
victims but also their chief of state have said so. And yet litical dimension?
there are photographs that show a row of half naked corpses In and against the deadly eEcient organization of the
laid out for the victor? in Vietnam: they resemble in all affluent society, not only radical protest, but even the at­
details the pictures of the starved, emasculated corpses of tempt to formulate, to articulate, to give word to protest
Auschwitz and Buchenwald. Nothing and nobody can assume a childlike, ridiculous immaturity. Thus it is ridi­
ever overcome these deeds, nor the sense of guilt which culous and perhaps “ logical” that the Free Spech Move­
reacts in further aggression. But aggression can be turned ment at Berkeley terminated in the row caused by the ap­
against the aggressor. The strange myth according to which pearance of a sign with the four-letter word. It is perhaps
the unhealing wound can only be healed by the weapon equally ridiculous and right to see deeper significance in
that afflicted the wound has not yet been validated in his­ the buttons worn by some of the demonstrators (among
tory: the violence which breaks the chain of violence may them infants) against the slaughter in Vietnam: m a k e
start a new chain. And yet, in and against this continuurn, LOVE, NOT WAR. On the other side, against the new youth
the fight will continue. It is not the struggle of Eros against who refuse and rebel, are the representatives of the old
Thanatos. because the established society too has its Eros: order who can no longer protect its life without sacrificing
it protect*! perpetuates. andenlargeTltfel ^And^ is not a it in the work of destruction and waste and pollution. They
bad life for those who comply and repress. But in the now include the representatives of organized labor — cor­
balance, the general presumption is that aggressiveness in rectly so to the extent to which employment within the

\
z x ii EROS AND CIVILIZATION POLITICAL PREFACE I 9 6 6

capitalist prosperity depends on the continued defense of This limit would be reached when the surplus value created
the established social system. by productive labor no longer suffices to pay for non-pro­
Can the outcome, for the near future, be in doubt? The duction work. A progressive reduction of labor seems to
people, the majority of the people in the affluent society, be inevitable, and for this eventuality, the system has to
are on the side of that which is — not that which can and provide for occupation without work; it has to develop needs
ought to be. And the established order is strong enough which transcend the market economy and may even be
and efficient enough to justify this adherence and to assure incompatible with it.
its continuation. However, the very strength and efficiency The affluent society is in its own way preparing for this
of this order may become factors of disintegration. Per­ eventuality by organizing " the desire for beauty and the
petuation of the obsolescent need for full-time labor (even hunger for community,” the renewal of the “ contact with
in a very reduced form) will require the increasing waste of nature,” the enrichment of the mind, and honors for “ crea­
resources, the creation of ever more unnecessary jobs and tion for its own sake.” The false ring of such proclamations
services, and the growth of the military or destructive sector. is indicative of the fact that, within the established system,
Escalated wars, permanent preparation for war, and total these aspirations are translated into administered cultural
administration may well suffice to keep the people under activities, sponsored by the government and the big corpora­
control, but at the cost of altering the morality on which tions — an extension of their executive arm into the soul of
the society still depends. Technical progress, itself a neces­ the masses. It is all but impossible to recognize in the as­
sity for the maintenance of the established society, fosters pirations thus defined those of Eros and its autonomous
needs and faculties which are antagonistic to the social or­ transformation of a repressive environment and a repressive
ganization of labor on which the system is built. In the existence. If these goals are to be satisfied without an ir­
course of automation, the value of the social product is to reconcilable conflict with the requirements of the market
an increasingly smaller degree determined by the labor time I economy, they must be satisfied within the framework of
necessary for its production. Consequently, the real social commerce and profit. But this sort of satisfaction would
need for productive labor declines, and the vacuum must be be tantamount to denial, for the erotic energy of the Life
filled with unproductive activities. An ever larger amount Instincts cannot be freed under the dehumanizing condi­
of the work actually performed becomes superfluous, ex­ tions of profitable affluence. To be sure, the conflict be-
pendable, meaningless. Although these activities can be .^ e e n the necessary development of noneconomic needs
sustained and even multiplied under total administration, which would validate the idea of the abolition of labor (life
there seems to exist an upper limit to their augmentation. as an end in itself) on the one hand, and the necessity for
XXIV EROS AND CIVILIZATION
POLITICAL PREFACE I 9 6 6 XXV
maintaining the need for earning a living on the other is
being used against man — for the defense of the liberty and
quite manageable (espedally as long'aslRTEnemy withm prosperity of those who dominate the rest.
and without can serve as propelling force behind the defense
To the degree to which organized labor operates in de­
of the status quo). However, the conflict may become ex­
fense of the status quo, and to the degree to which the
plosive if it is accompanied and aggravated by the prospec­
share of labor in the material process of production de­
tive changes at the very base of advanced industrial society, clines, intellectual skills and capabilities become social and
namely, the gradual undermining of capitalist enterprise in political factors. Today, the organized refusal to cooperate
the course of automation.
of the scientists, mathematicians, technicians, industrial
In the meantime, there are things to be done. The psychologists and public opinion pollsters may well accom­
system has its weakest point where it shows its most brutal plish what a strike, even a large-scale strike, can no longer ac­
strength; in the escalation of its military potential (which complish but once accomplished, namely, the beginning of
seems to press for periodic actualization with ever shorter the reversal, the preparation of the ground for political ac­
interruptions of peace and preparedness). This tendency tion. That the idea appears utterly unrealistic does not re­
seems reversible only under strongest pressure, and its duce the political responsibility involved in the position and
reversal would open the danger spots in the social struc­ function of the intellectual in contemporary industrial so­
ture: its conversion into a “ normal ” capitalist system is ciety. The intellectual refusal may find support in another
hardly imaginable without a serious crisis and sweeping eco­ catalyst, the instinctual refusal among the youth in protest.
nomic and political changes. Today, the opposition to war It is their lives which are at stake, and if not their lives,
and military intervention strikes gt the roots: it rebels their mental health and their capacity to function as un­
against those whose economic and political dominion de­ mutilated humans. Their protest will continue because
pends on the continued (and etilarged) reproduction of the it is a biological necessity. “ By nature,” the young are in
military establishment, its “ multipliers,” and the policies the forefront of those who live and fight for Eros against
which necessitate this reproduction. These interests are Death, and against a civilization which strives to shorten
not hard to identify, and the war against them does not the “ detour to death ” while controlling the means fori
require missiles, bombs, and napalm. But it does require lengthening the detour. But in the administered society,!
something that is much harder to produce — the spread of the biological necessity does not immediately issue in action; \
uncensored and unmanipulated knowledge, consciousness, organization demands counter-organization. Today the 1
and above all, the organized refusal to continue work on fight for life, the fight for Eros, is the political fight. ^
the material and intellectual instruments which are now
I

Preface to First Edifiolni


This essay employs psychological categories because they
have become political categories. The traditional border­
lines between psychology on the one side and political and
social philosophy on the other have been made obsolete by
the condition of man in the present era: formerly autono­
mous and identifiable psychical processes are being absorbed
by the function of the individual in the state — by his pub­
lic existence. Psychological problems therefore turn into
political problems: private disorder reflects more directly
than before the disorder of the whole, and the cure of per­
sonal disorder depends more directly than* before on the
cure of the general disorder. The era tends to be totali­
tarian even where it has not produced totalitarian states.
Psychology could be elaborated and practiced as a special
discipline as long as the psyche could sustain itself against
the public power, as long as privacy was real, really desired,
and self-shaped; if the individual Jias neither the ability nor
I the possibility to be for himself, the terms of psychology be­
come the terms of the societal forces which define the psy­
che. Under these circumstances, applying psychology in
the analysis of social and political events means taking an
approach which has been vitiated by these very events. The
x x v iii PREFACE TO FIRST EDITION

task is rather the opposite: to develop the political and so­


ciological substance of the psychological notions.
I have tried to reformulate certain basic questions and to
follow them in a direction not yet fully explored. I am
aware of the tentative character of this inquiry and hope to
discuss some of the problems, especially those of an aes­ Introduction
thetic theory; more adequately in the near future.
Sigmund Freud’s proposition that civilization is based on
The ideas developed in this book were first presented in the permanent subjugation of the human instincts has been
a series of lectures at the Washington School of Psychiatry taken for granted. His question whether the suffering
in 1950-51. I wish to thank Mr. Joseph Borkin of Wash­ thereby inflicted upon individuals has been worth the bene­
ington, who encouraged me to write this book. !• am fits of culture has not been taken too seriously — the less so
deeply grateful to Professors Clyde Kluckhohn and Bar­ since Freud himself considered the process to be inevitable
rington Moore, Jr., of Harvard University, and to Doc­ and irreversible. Free gratification of man s instinctual
tors Henry and Yela Loewenfeld of New York, who have needs is incompatible with civilized society: renunciation
read the manuscript and offered valuable suggestions and and delay in satisfaction are the prerequisites of progress.
criticism. For the content of this essay, I take the sole re­ “ Happiness,” said Freud, “ is no cultural value.” Happi­
sponsibility. As to my theoretical position, I am indebted ness must be subordinated to the discipline of work as full­
to my friend Professor Max Horkheimer and to his collabo­ time occupation, to the discipline of monogamic reproduc­
rators at the Institute of Social Research, now in Frankfurt. tion, to the established system of law and order. T h e ^
methodical sacrifice of libido, its rigidly enforced deflection
H .M . to socially useful activities and expressions, is, culture. ^
^ The sacrifice has paid off well: in the technically ad­
vanced areas of civilization, the conquest of nature is prac­
tically complete, and more needs of a greater number of
people are fulfilled than ever before. Neither the mechan­
ization and standardization of life, nor the mental impov­
erishment, nor the growing destructiveness of present-day
progress provides sufficient ground for questioning the
“ principle ” which has governed the progress of Western
T EROS AND CIVILIZATION
INTRODUCTION
Civilization. The continual increase of productivity makes
zation? O r d o e s t h ^ i n t e ^
constantly more realistic the promise of an even better life
^l^^H^i^^^lPilBl^iiieiLflOjJinan-existenee?-. In Freudian
However, intensified progress seems to be bound up with terms, is the conflict between pleasure principle and reality
intensified unfreedom. Throughout the world of industrial pnnciple irreconcilable to such a degree that it necessitates
civilization, the domination of man by man is growing in the repressive transformation of man’s instinctual structure?
i^cope and efficiency. Nor does this trend appear as an in- Or does It allow the concept of a non-repressive civilization
based on a fundamentally different experience of being, a
, cidental, transitory regression on the road to progress. Con-
/ fcentration camps, mass exterminations, world wars, and fundamentally different relation between man and nature,
/ atom bombs are no “ relapse into barbarism,” but the unre­ and fundamentally different existential relations?
pressed implementation of the achievements of modem sci­ The notion of a non-repressive_civiliza^ will be dis­
ence, technology, and domination. And the most effective cussed not as an a^stracLandjitcpan^eculation. W e be­
(^ubjugation and destruction of man by man takes place at lieve that the discussion is'justified on t ^ concrete and
the height of civilization, when the material and intellectual realistic grounds: first, Freud’s theoretical conception itself
^ attainments of mankind seem to allow the creation of a truly seems to refute his consistent denial of the historical possi­
bility of a non-repressive civilization, and, second, the very
These negative aspects of present-day culture may well in­ aghjeYgments of repmssiy g jciv iliM ti^ ^
dicate the obsolescence of established institutions and the p ^ d ffions for the gradual abolition of repression. To
emergence of new forms of civilization: repressiveness is ner- e ucidate th e ^ g r o u iid s T w e lfia l^ ^ Freud's
-f^ ^ 2 ii2 £ £ e v ig o r ^ ^ theoretical conception in terms of its own socio-historical
content.
l U j e ^ s . If It must indeed belong to the essence of civ-
1 izahon as such, then Freud's question as to the price o f ' This procedure implies opposition to the revisionist Neo-
civilization would be meaningless - for there would be no Freudian schools. In contrast to the revisionists, I believe
alternative. that Freud’s theory is in its very substance “ sociological,”
., own theory provides reasons for rejecting his and that no new cultural or sociological orientation is
needed to reveal this substance. Freud’s “ biologism ” is
' ground
of his own theoretical achievements, the discussion of the cepts,?ee psychoanalytic con-
problem must be reopened. Does the interrelation between
freedom and repression, productivity and destruction, domi­
nation and progress, really constitute the principle of civili-
6 EROS AND CIVILIZATION ifiTRODUCTION 7
social theory in a depth dimension that has been consist­ insights — always open to correction, and to be discarded if
ently flattened out by the Neo-Freudian schools. In shift­ they no longer facilitated the progress of psychoanalytic the­
ing the emphasis from the unconscious to the conscious, ory and practice. In the post-Freudian development of psy­
from the biological to the cultural factors, they cut off the choanalysis, this metapsychology_has been almost entirely
roots of society in the instincts and instead take society at eliminated. As psychoanalysis has become socially and
the level on which it confronts the individual as his ready­ scientifically respectable, it has freed itself from compromis­
made “ environment,” without questioning its origin and ing speculations. Compromising they were, indeed, in more
legitimacy. The Neo-Freudian analysis of this environment than one sense: not only did they transcend the realm of
thus succumbs to the mystification of societal relations, and clinical observation and therapeutic usefulness, but also
their critique moves only within the firmly sanctioned and they interpreted man in terms far more offensive to social
well-protected sphere of established institutions. Consfe- taboos than Freud’s earlier “ pan-sexualism ” — terms that
quently, the Neo-Freudian critique remains in a strict sense revealed the explosive basis of civilization. The subsequent
ideological: it has no conceptual basis outside the estab­ , discussion will try to apply the tabooed insights of psycho­
lished system; most of its critical ideas and values are those analysis (tabooed even in psychoanalysis itself) to an inter­
provided by the system. Idealistic morality and religion pretation of the basic trends of civilization.
celebrate their happy resurrection: the fact that they are em­ The purpose of this essay is to contribute to the philoso-
bellished with the vocabulary of the very psychology that . phy of psychoanalysis — not to psychoanalysis itself. It
originally refuted their claim ill conceals their identity with moves exclusively in the field of theory, and it keeps outside
officially desired and advertised attitudes.* Moreover, we the technical discipline which psychoanalysis has become.
believe that the most concrete insiphts into theJnstorical Freiid developed a theory of man, a “ psycho-logy ” in the
structure of civilization are contained precisely in the con­ strict sense. W ith this theory, Freud placed himself in the
cepts that the revisionists reject. Almost the entire Freud- great tradition of philosophy and under philosophical cri-.
ian metapsychology, his late theory of the instincts, his re­ teria. Our concern is not with a corrected or improved in­
construction of the prehistory of mankind belong to these terpretation of Freudian concepts but with their philosophi­
concepts. Freud himself treated them as mere working cal and sociological implications. Freud conscientiously
hypotheses, helpful in elucidating certain obscurities, in es­ distinguished his philosophy from his science; the N eo-
tablishing tentative links between theoretically unconnected Freudians have denied most of the former. On therapeu­
tic grounds, such a denial may be perfectly justified. How­
* For a more specific discussion of Neo-Freudian revisionism, see the
Epilogue below.
ever, no therapeutic argument should hamper the
8 EROS AND CIVILIZATION

development of a theoretical construction which aims, not


at curing individual sickness, but at diagnosing the general
disorder.

PART ONE
A few preliminary explanations of terms are necessary:
“ Civilization ” is used interchangeably with “ culture ” U N D E R THE RULE OF THE REALITY PRINCIPLE
— as in Freud’s Civilization and Its Discontents.
“ Repression,” and “ repressive” are used in the non­
technical sense to designate both conscious and uncon­
scious, external and internal processes of restraint, con­
straint, and suppression.
“ Instinct,” in accordance with Freud’s notion of Trieb,
refers to primary “ drives ” of the human organism which
are subject to historical modification; they find mental as
well as somatic representation.
C H A P T E R ONE

The Hidden Trend in


Psychoanalysis
The concept of man that emerges from Freudian theory
is the most irrefutable indictment Of Western civilization —
and at the same time the most unshakable defense of this
civilization. According to Freud, t^ history of man is the
history of his repression. Culture constrains not only his
societal but also iiis biological existence, not only parts of
the human being but his instinctual structure itself. How­
ever, such constraint is the very precondition of progress]
Left free to pursue their natural objectives, the basic in­
stincts of man would be incompatible with all lasting asso­
ciation and preservation: they would destroy even where
they unite. The uncontrolled Eros is just as fatal as his
deadly counterpart, the .death instinct. Their destructive
force derives from the fact that they strive for a gratification
which culture cannot grant: gratification as such and as an
end in'itself, at any moment. 'Dte-instincts must therefore
be deflected from their goal: irllii^ted in their aim. CivilT
zation begins when the p n W ^ objective — namely, in­
tegral satisfaction of needs — is effectively renounced.
The vicissitudes of the instincts are the vicissitudes of the
mental apparatus in civilization. The animal drives be-
12 EROS AND CIVILIZATION
THE HIDDEN TREND IN PSYCHOANALYSIS
13
come human instincts under the influence of the external
as well as a structural one: the unconscious, ruled by the
reality. Their original “ location" in the organism and
pleasur6>principle, comprises “ the older, primary processes,
their basic direction remain the same, but their objectives
the residues of a phase of development in which they were
^and their manifestations are subject to change. All psycho­
the only kind of mental processes.” They strive for noth­
analytic concepts (sublirnation, identification, projection,
ing but for “ gaining pleasure; from any operation which
repression, in tro jec tio n )< o n n ^ th e mutahilityu)£4he4H-
might arouse unpleasantness ( ‘ pain’) mental activity
But the reality \vhich shapes the instincts as well
draws back.” ^ But the unrestrained pleasure principle
as their needs and satisfaction is a socio-historical world.
comes into conflict with the natural and human environ­
The animal man becomes a human being only through a
ment. The individual comes to the traumatic realization
fundamental transformation of his nature, affecting not
that full and painless gratification of his needs is impossible.
only the instinctual aims but also the instinctual “ values ”
And after this experience of disappointment, a new princi­
that is, the principles that govern the attainment of the
ple of mental functioning gains ascendancy. The reality
aims. The change in the governing value system may be
tentatively defined as follows: principle supersedes the pleasure principle: man learns to /
\ from: to:
delayed, restrained, but “ assured " pleasure.^ Because of~^
j immediate satisfaction delayed satisfaction
this lasting gain through renunciation and restraint, accord­ 4-
S . pleasure restraint of pleasure
ing to Freud, the reality principle “ safeguards ” rather than
r joy (play) toil (work) 4 4 <
I receptiveness dethrones," “ modifies" rather than denies, the p ic t ure
productiveness prindpls^
[ absence of repression security
However, the psychoanalytic interpretation reveals that
f ^^rid described this change as the transformation of the
the reality principle enforces a change not only in the form
pleasur^^fumcipleJxittUiip. The interpre­
and timing of pleasure but in its very substance. The ad­
tation of the “ mental apparatus " in terms of these two
justment of pleasure to the reality principle implies the sub­
principles is basic to Freud’s theory and remains so in spite
jugation and diversion of the dcsfaruetive-foice^ in s t in ctual
of all modifications of the dualistic conception. It corre­
-gratification, of its incompatibility with the established so­
sponds largely (but not entirely) to the distinction between
cietal norms and relations, and, by that token, implies the
unconscious and conscious processes. The individual ex-
transubstantiation of pleasure itself.
ists, as it were, in two different dimensions.
Formulations RegardingTiie~Fwe Principles in Mental Function­
b]Ldife r ent. m£ntal_DiQcesses and prinn'pips The differ­ ing,” in Collected Papers (London: Hogarth Press, 1950), IV, 14. Quo­
tations are used by permission of the publisher.
ence between these two dimensions is a genetic-historical »* Ibid.,
Tt.-J p.
_ 18.
_o /,
14 EROS AND CIVILIZATION THE HIDDEN TREND IN PSYCHOANALYSIS 15
W ith the establishmenLn£_the reality pnpi'iplp, thp. hu- represses and transubstantiates his original instinctual needs.
man beingjahich. under the pleasure principle, has been If absence from repression is the archetype of freedom, then
hardly more than a bundle of animal drives, has become an ciyilization is the struggle against this freedom.
j2£gaja2Sd-eg®?^t strives for “ what is useful ” and what ’^^ e replacement of the pleasure principle by the reality
can be obtained without damage to itself and to its vital principle is the greatftfauiSti^eyent in the deyelopment of ,
environment. Under the reality principle, the human be­ man — iinTthe deyelopment of the genus (phylogenesis) as
ing develops tl^ function of reason: it learns to “ test ” the well as of the indiyidual (ontogenesis). According to
reality, to distinguish between good and bad, true and false, Freud, this eyent is not unique but recurs throughout the
useful and harmful. Man acquires the faculties of atten­ history of mankind and of eyery indiyidual. Phylogeneti-fl
tion, memory, and judgment. He becomes a conscious, cally, it occurs first in the primed horde, when the primal fa- I
thinking subject, geared to a rationality which is imposed ther monopolizes power and pleasure and enforces renun­
upon him from outside. Only one mode of thought- ciation on the part of the sons. Ontogenetically, it occurs^!
activity is “ split off " from the new organization of the men­ during the period of early childhood, and submission to the
tal apparatus and remains free from the rule of the reality reality principle is enforced by the parents and other edu­
principle: phantasy is “ protected from cultural alterations ” cators. But, both on the generic and on the indiyidual leyel,
and stays committed to the pleasure principle. Otherwise, su ^ issio n is continuously reproduce The rule the
the mental apparatus is effectively subordinated to the real­ primal father is followed, after the first rebellion, by the
ity principle. The function of “ motor discharge.” which, rule of the sons, and the brother clan deyelops into institu­
under the supremacy of the pleasure principle, had “ served tionalized social and political domination. The reality prin­
to unburden the mental apparatus of accretions of stimuli,” ciple materializes in a system of institutions. And the
is now employed in the “ appropriate alteration of reality indiyidual, growing up within such a system, learns the re­
it is conyerted into action^ quirements of the reality principle as those of law and or­
The scope of man’s desires and the instrumentalities for der, and transmits them to the next generation.
their gratification are thus immeasurably increased, and his The fact that the reality principle has to be re-established
ability to alter reality consciously in accordance with “ what continually in the deyelopment of man indicates that its
is useful ” seems to promise a gradual remoyal of extraneous triumph oyer the pleasure principle is neyer complete and /
barriers to his gratification. Howeyer, neither his desires neyer secure. In the Freudian conception, ciyilizatiSn'3oes ’
nf reality are henceforth his own: they are not once and for all terminate a “ state of nature.” W hat
n^ " organized ” by his society. And this organization' ciyilization masters and represses — the claim of the pleas­
ure principle — continues to exist in ciyilization itself. The
i6 EROS AND CIVILIZATION THE HIDDEN TREND IN PSYCHOANALYSIS 17
unconscious retains the objectives of the defeated pleasure impulses, that they cannot live under the pleasure principle.
Turned back by the extemal reality or even un- Society’s motive in enforcing the decisive modification of
able to reach it, the full force of the pleasure principle not the instinctual structure is thus “ economic; since it has not
only survives in the unconscious but also affects in mani­ means enough to support life for its members without work
fold ways the very reality which has superseded the pleasure on their part, it must see to it that the number of these
principle. The return of the repressed maTcps np tho ta­ members is restricted.and their energies-directed away from,
booed and subterranean history of-riviliaatifln. And the d ^ ^ ^ t i v i t i e s on to their(w o ^ ”
exploration of this history reveals not only the secret of the This conception is as old as civilization and has always
individual but also that of civilization. Freud’s individual provided the most effective rationalization for repression.
psychology is in its very essence social psychology. Repres- To a considerable extent, Freud’s theory partakes of this ra­
sion_is_aJhisterieal-phenoin£3Q£)n__I h fLp.ffccHvfi snbjng^Hnn tionalization: Freud considers the “ primordial struggle for
of the instincts to repressive controls is imposed not by na­ existence” as “ eternal” and therefore believes that the
ture but by man. The primal father, as the archetype of pleasure p r in ^ le and the reality principle are “ eternally
domination, initiates the chain reaction of enslavement, re­ antagonistic/ The notion that a non-repressive civilization
bellion, and reinforced domination which marks the history is impossible is a cornerstone of Freudian theory. However,
of civilization. But ever since the first, prehistoric restora­ his theory contains elements that break through this ration­
tion of domination following the first rebellion, repression alization; they shatter the predominant tradition of W est­
from without has been supported by repression from within: ern thought and even suggest its reversa^ His work is char-j^
the unfree individual introjects his masters and their com­ acterized by an uncompromising insistence on showing up
mands into his own mental apparatus. The struggle against the repressive content of the highest values and achieve­
freedom reproduces itself in the psyche of man, as the self­ ments of c u ltu r ^ In so far as he does this, he denies the
repression of the repressed individual, and his self-repression equation of reason with repression on which the ideology of
in turn sustains his masters and their institutions. It is this culture is built. Freud’s metapsychology is an ever-renewed
mental dynamic which Freud unfolds as the dynamic of attempt to uncover, and to question, the terrible necessity
civilization. of the inner connection between civilization and barbarism,
According to Freud, the repressive modification of the in­ progress and suttermg, treedom and unhappiness —: a con­
stincts under the reality principle is enforced and sustained nection which reveals itself ultimately as that between Eros
by the “ eternal primordial struggle for existence, . . . per­ and Thanatos^Freud questions culture not from a roman-
sisting to the present day.” Scarcity {Lebensnot, Ananke)
* A General Introduction to Psychoandysis (New York: Carden City
teaches men that they cannot freely gratify their instinctual Publishing Co., 1943), p. 273.
i8 EROS AND CIVILIZATION THE HIDDEN TREND IN PSYCHOANALYSIS 19
ticist or utopian point of view, but on the ground of the cific function of memory to preserve promises and poten­
suffering and misery which its implementation involves. tialities which are betrayed and even outlawed by the ma-rtt?
Cultural freedom thus appears in the light of unfeedom , ture, civilized individual, but which had once been fulfilled
a ^ cultural progress in the light of constraint. Culture is in his dim past and which are never entirely forgotten. The ^
not thereby refuted: unfreedom and constraint are the price reality principle restrains the cognitive function of mem- ^ ^
that must be paid. ory —its commitment to the past experience of happiness!^^^^^^^^^^
But as Freud exposes their scope and their depth, he up­ which spurns the desire for its conscious re-creation. wvj
holds the tabooed aspirations of humanity: the claim for a psychoanalytic liberation of memory explodes the rational-
state where freedom and necessity cnincidp Whatever lib­ ity of the repressed individual. As cognition gives way to -------------------
lity
erty exists in the realm of the developed consciousness, and re-cognition, the forbidden images and impulses of child-
in the world it has created, is only derivative, compromised hood begin to tell the truth that reason denies. Regression
freedoim gained at the expense of the full satisfaction of assumes a progressive function. The rediscovered past
needs.(^And in so far as the full satisfaction of needs is hap­ yields critical standardT^ich are tabooed by the present.
piness, freedom in civilization is essentially antagonistic to Moreover, the restoration of memory is accompanied by the
\ happiness: it involves the repressive modification {sublima- restoration of the cognitive content of phantasy. Psycho-
\^ o n ) of happines^ Conversely, the unconscious, the deep­ analytic theory retnoves these mental faculties from the
est and oldest layer of the mental personality, is the drive noncommittal sphere of ^ d ream in g and fiction and- re-
for integral gratification, which is absence of want and re­ captures their strict truths. The weight of these discover­
pression. As such it is the immediate identity of necessity ies must eventually shatter the framework in which they
and freedom. According to Freud's conception the equa­ were made and confined. T h eJ^ ration of the past does
tion of freedom and happiness tabooed by the conscious is not end in its reconciliation with the present. Against the
upheld by the unconscious. Its truth, although repelled by self-imposed restraint of the discoverer, the orientation on
consciousness, continues to haunt the mind; it preserves the the past tends toward an orientation on the future. The
memory of past stages of individual development at which recherche du temps perdu becomes the vehicle of future
integral gratification is obtained. And the past continu^to liberation.* J o U ^ ^ c
dm m lKe tu tu ren f gehSfaf^the wish that the paradise be
re-created on the basis of the achievements of civilization. • See Chapter 11 below. Ernest G. Schachtel’s paper " O n Memory
and Childhood Amnesia ” gives the only adequate psychoanalytic interpre­
If memory moves into the center of psychoanalysis as a tation of the function of memory at the individual as well as societal level
The paper is entirely focused on the explosive force of memory, and its
decisive mode of cognition, this is far more than a thera­ control and " conventionalization ” by society. It is, in my view, one of
peutic device; the therapeutic role of memory derives from the few real contributions to the philosophy of psychoanalysis. Schachtel’s
paper is in A Study of Interpersonal Relations, edited by Patrick Mullahy
the truth value of memory. Its truth value lies in the spe- (New York: Hermitage Press, 1950), pp. 3-49.
20 EROS AND CIVILIZATION

The subsequent discussion will be focused on this hid­


den trend in psychoanalysis.
Freud’s analysis of the development of the repressive
mental apparatus proceeds on two levels: CHAPTER TWO
(a) Ontogenetic: the growth of the repressed individual
from'early mfancv to his conscious societal existence.
Tke Orig in of tke
(b) Phylogenetic: the growth of repressive civilization
from the primal horde to the fully constituted civil- Repressed Individual
izeS^tate. ~ ....
(Ontogenesis)
The two levels are continually interrelated. This inter­
relation is epitomized in Freud’s notion of the return of the Freud traces the development of repressinn-in—the-4 n-
repressed in history: fbp individual re-experiences.-and--rfe- , stincfual structure of the-uidividual. The fate of human
enactsthe great traumatic events in the development nf the freedom and happiness is fought out and decided in the
^ehus, and the instinctual dynamic reflects throughout the struggle of the instincts — literally a struggle of life and
conflict between individual and genus (between particular death — in which soma and psyche, nature and civilization
and universal) as well as the various solutions of this con­ participate. 'This Wdogical and at the same time socio­
flict. logical dynairi^jls the center of Freud’s metapsychology.
W e shall first follow the ontogenetic development to the IK unfolded these decisive hypotheses with constant hesi­
mature state of the civilized individual. W e shall then re­ tations and qualifications — and then left them in abeyance.
turn to the phylogenetic origins and extend the Freudian The final theory of instincts, in whose context they emerged
conception to the mature state of the civilized genus. The after 1920, was preceded by at least two different concep­
constant interrelation between the two levels means that tions of the anatomy of the mental personality. There is
recurrent cross-references, anticipations, and repetitions are no need here to review the history of the psychoanalytic
unavoidable. theory of instincts; ^a brief summary of some of its features
may suffice to prepare for our discussion.
Throughout the various stages of Freud’s theory, the
^ In addition to Freud’s own survey (especially in the New Introduc­
tory Lectures), see Siegfried Bernfeld, “ Ueber die Einteilung der Triebe,"
in Imago, Vol. XXI (1935); Ernest Jones, “ Psychoanalysis and the In­
stincts," in British Journal of Psycholo^, Vol. XXVI (1936); and Edward
Bibring, “ T he Development and Problems of the Theory of the Instincts,”
in International Jourri^ of Psychoanalysis, Vol. XXI (1941).

I
22 EROS AND CrVILIZATtON THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 23

mental apparatus appears as a dynamic union of opposites his introduction of narcissism in 1914, characterized by a
of the. unconscious and the conscious structures; of primary restriction of the scope of sexuality — a restriction which is
and secondary processes; of inherited, “ constitutionally rnaintained in spite of the persistent difficulty in verifying
fixed ” and acquired forces; of soma-psyche and the external the independent existence of non-sexual self-preservation in­
reality. This dualistic construction continues to prevail stincts. It is still a long way to the hypothesis that the lat­
even in the later tripartite topology of id, ego, and super­ ter are merely component instincts “ whose function it is to
ego; the intermediary and “ overlapping” elements tend assure that the organism shall follow its own path to death,
toward the two poles. They find their most striking expres­ and to ward off any possible ways of returning to inorganic
sion in the two ultimate principles which govern the men­ existence other than those which are immanent in the
tal apparatus: pleasure principle and reality principle. organism itself,” * or — which might be another way of say­
At the earliest stage of its development, Freud’s theory is ing the same thing — that they are themselves of a libidinal
[built around the antagonism between sex (libidinous) and nature, part of Eros. However, the discovery of infantile
ego (self-preservation) instincts; at the latest stage, it is sexuality and of the all but unlimited erotogenic zones of
centered on the conflict between the life instincts (Eros) the body anticipates the subsequent recognition of the
and the death instinct. During a brief intermediary period, libidinal components of the self-preservation instincts and
the dualistic conception was replaced by the assumption prepares the ground for the final reinterpretation of sexual­
of one all-pervasive (narcissistic) libido. Throughout all ity in terms of the life instin ctiE io sl.
these modifications of Freud’s theory, SCTjality retains its In the final formulation of the theory of instincts, the
self-preservation instincts — the cherished sanctuaiy of the
dominant role of sexuality is rooted in the very nature of individual and his justification in the “ stmggle for exist­
the mental apparatus as Freud conceived it: if the primary en ce” —are dissolved: their work now appears as that of
mental processes are governed by the pleasure principle, the generic sex instincts or, in so far asself-preservation is 1
then that instinct which, in operating under this principle, achieved through socially'iiSEfnl'^ggr^sionras the work o f .[
sustains life itself must be the life instinct. fliB destruction in s G n ^ Eros and the death instinct are j
But Freud's early concept of sexuality is still far remote now the'Two "basic instincts. But it is of the greatest im­
from that of Eros as life instinct. The sexual instinct is portance to notice that, in introducing the new conception,
first only one specific instinct (or, rather, group of instincts) Freud is driven to emphasize time and again the_common
side by side with the ego (or self-preservation) instincts, nature of the instincts prior to their differentiation. The
and is defined by its specific genesis, aim, and object. Far
2 Beyond the Pleasure Principle (New York: Liveright Publishing
from being “ pan-sexualism,” Freud’s theory is, at least until Corp., 1950), p. 51.
EROS AND CIVILEATION THE ORIGIN OF THE REFRESSED INDIVIDUAL (ONTOGENESIS) 2j
outstanding and frightening event is the discovery of the ward equilibrium thus is ultimately regression behind life
fundamental regressive or “ conservative ” tendency in all itself. The primary processes of the mental apparatus, in
instinctual life. Freud cannot escape the suspicion that their striving for integral gratification, seem to be fatally
he has come upon a hitherto unnoticed “ universal attrib­ bound to the “ most universal endeavour of all living sub­
ute of the instincts and perhaps of organic life in general,” stance — namely to return to the quiescence of the inor-
namely, “ a compulsion inherent in organic life to restore ganic worid?^ T h e mstmcts"are drawn into the orbit of
an earlier state of things which the living entity has been death. “I f it is true that life is governed by Fechner’s prin­
obliged to abandon under the pressure of external disturb­ ciple of constant equilibrium, it consists of a continuous
ing forces ” — a kind of “ organic elasticity ” or “ inertia descent toward death.” ^ The Nirvana principle now
inherent in organic life.” ® This would be the ultimate emerges as the “ dominating tendency of mental life, and
content or substance of those “ primary processes ” which perhaps of nervous life in general.” And the pleasure prin­
Freud from the beginning recognized as operating in the ciple appears in the light of the Nirvana principle — as an
unconscious. They were first designated as the striving “ expression ” of the Nirvana principle:
for “ the free outflow of the quantities of excitation ”
. , . the effort to reduce, to keep constant or to remove internal
caused by the impact of external reality on the organism; *
tension due to stimuli (the “ Nirvana Principle” . . . ) . . . finds
the entirely free outflow would be the complete gratifica­ expression in the pleasure principle; and our recognition of this fact
tion. Now, twenty years later, Freud still starts from this is one of our strongest reasons for believing in the existence of death
instincts.*
assumption;
However, the primacy of the Nirvana principle, the terri­
The pleasure principle, then, is a tendency operating in the serv­
ice of a function whose business it is to free the mental apparatus fying convergence ofqr»lpjgnrp and is dissolved as < ic* ^
entirely from excitation or to keep the amount of excitation in it soon as it is established. N o matter how universal the re­ I h
constant or to keep it as low as possible. W e cannot yet decide
with certainty in favour of any of these ways of putting it.® gressive inertia of organic life, the instincts strive to attain
their objective in fundamentally different modes. The dif­
But more and more the inner logic of the conception asserts ference is tantamount to that of sustaining and destroying
itself. Constant freedom from excitation has been finally life. Out of the common nature of instinctual life develop
abandoned at the birth of life; the instinctual tendency to- two antagonistic instii^ts. The life, i n s t i l ^ (Eros) gain
ascendency over the death instincts. They continuously
* Ibid., p. 47. See also New IntToductojy Lectures on Psychoanalysis
(New York: W . W . Norton, 1933), pp. 145-146.
* The Interpretation of Dreams, in T he Basic "Writings of Sigmund * Ibid.
’ T he Ego and the Id (London: Hogarth Press, 1950), p. 66. Quo­
Freud (New York: Modern Library, 1938), p. 534.
® Beyond the Pleasure Principle, p. 86. tations are used by permission of the publisher.
® Beyond the Pleasure Principle, p. 76.
EROS AND CIVILIZATION
THE OKICIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 2J
counteract and delay the “ descent toward death “ fresh
enough to warrant the opposite assumption. Eros is de­
tensions are introduced by the claims of Eros, of the sexual
fined as the great unifying force that preserves all life.“
instincts, as expressed in instinctual needs.” ® They begin
The ultimate relation between Eros and Thanatos remains
their life-reproducing function with the separation of the
obscure. ^ is -1 ^
germ cells from the organism and the coalescence of two
If Eros and Thanatos thus emerge as the two basic in -^ )
such cell bodies,^® proceeding to the establishment and pre­
stincts whose ubiquitous presence and continuous fusion
servation of ‘jev«_greateLunities.:L^^ They thus
(and de-fusion) characterize the life process, then this
w n , against d i S E ^ r ' pofenbaTunih^ ” of the liv-
theory of instincts is far more than a reformulation of the
, ,ing substance.^* The dynamic dualism of instinctual life
preceding Freudian concepts. Psychoanalysts have cor­
seOTs assured. However, Freud at once harks back to the
rectly emphasized that Freud’s last metapsychology is based
original common nature of the instincts. The life instincts
on an essentially new concept of instinct: the instincts are
“ are conservative in the same sense as the other instincts
defined no longer in terms of their origin and their organic
in that they bring back earlier states of the living sub­
function, but in terms of a determining force which gives
stance — although they are conservative “ to a higher
the life processes a definite “ direction” (Richtung), in
decree. “ Sexuality would thus ultimately obey the same
terms of “ life-principles.” The notions instinct, principle,
principle as the death instinct. Later, Freud, in order to
regulation are being assimilated. “ The rigid opposition
illustrate the regressive character of sexuality, recalls Plato’s
between a mental apparatus regulated by certain principles
I “ fantastic hypothesis ” that “ living substance at the time
on the one side, and instincts penetrating into the apparatus
i of its coming to life was tom apart into small particles,
from the outside on the other, could no longer be main­
which have ever since endeavoured to reunite through the
tained. Moreover, the dualistic conception of the in-
sexual instincts.” Does Eros, in spite of all the evidence.
s j ncts, which had become questionable e v e r lii^ ^
i^ e last analjd s worTin the service of the death instinct,
^y^^^tion of narcigbm , now seems to be threatened from
detour to death”? »~~TtTTr
the evidence is strong enough, and the detour is long <lBte^ifcnt_direction. 'WitirflirrEogmHon^-Tlie
• T he Ego and the Id, p. 66. libidinal components of the ego instincts, it became
“ Beyond the Pleasure Principle, pp. 52-53.
p 20 ^ Psychoanalysis (New York: W . W . Norton, 1949), don” *^^^^'ration and lU Discontents (Lon-
Beyond the Pleasure Principle, p. e?. p e n n isS f ?f
« Ibid. I'
of Development and Problems of the Theory
of the Instincts toe. a t. See also Heinz Hartmann, " Comments on t ^
P ^ c h ^ a ly te Drives," in Psychoanalytic Quarterly,
28 EROS AND CIVILIZATION THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 29

practically impossible “ to point to any instincts other but never before also has death come so close to Eros.
than the libidinal ones,” ^* to find any instinctual im­ Fenichel raises the decisive question whether the antithesis
pulses which do not “ disclose themselves as derivatives of of Eros and death instinct is not the “ differentiation of an
Eros.” originally common root.” He suggests that the phenomena
This inability to discover in the primary instinctual struc­ grouped together as the death instinct may be taken as ex­
ture anything that is not Eros, the monism of sexuality — pression of a principle “ valid for all instincts,” a principle
an inability which, as we shall see, is the very token of the which, in the course of development, “ might have been
truth — now seems to turn into its opposite: into a monism modified . . . by external influences.” Moreover, if the
of death. T o be sure, the analysis of the repetition and “ regression-compulsion'” in all organic life is striving for
regression-compulsion, and “ ultimately ” the sadistic con­ integral quiescence, if the Niryana principle is tlie ground
stituents of Eros, restores the shaken dualistic conception: of the pleasure principle, then the necessity of death appears
the death instinct becomes Eros' partner in its own right in an entirely new light. The death instinct is destructive- ,
in the primary instinctual structure, and the perpetual ness not for its own sake, but for the relief of tension. The
struggle between the two constitutes the primary dynamic. descenttoward death is an unconscious flight from pain and
However, the discovery of the common “ conservative na­ want. It is ^iT^pfessionNof the eternal struggle against
ture ” of the instincts militates against the dualistic concep­ suffering and_j£pression. And the death instinct itself
tion and keeps Freud’s late metapsychology in that state seems to be affected by the historical changes which affect
of suspense and depth which makes it one of the great this struggle. Further explanation of the historical char­
intellectual ventures in the science of man. T lie quest for acter of the instincts requires placing them in the new con­
the common origin of the two basic instincts can no longer cept of the person which corresponds to the last version of
~be ~snniyeLh- •'F'enicherpom teT o^^ thatTreud Tiirnself Freud’s theory of instincts.
made a decisive step in this direction by assuming a “ dis- The main “ layers ” of the mental structure are now des­
laceable energy, which is in itself neutral, but is able to ignated as id, ego, and superego. The fundamental, oldest,
oin forces either with an erotic or with a destructive im- and largest layer is the id, the domain of the unconscious,
Ise ” — with the life or the death instinct. Never before of the primary instincts. The id is free from the forms and
as death been so consistently taken into the essence of life; principles which constitute the conscious, social individual.
It is neither affected by time nor troubled by contradictions;
1* Beyond the Pleasure Principle, p. 73.
T he Ego and the Id, p. 66. it knows “ no values, no good and evil, no morality.” It
*» “ Zur Kritik des Todestriebes,” in Imago, XXI (1935), 4 ^ . This The Psychoanalytic Theory o f Neurosis (New York: W . -W. Nor­
laper is translated as " A Critique of the Death Instinct, in Collected ton, 1945), p. 59.
Papers (New York: W . W . Norton, 1953), pp. 363-372. ** N ew Introductory Lectures, p. 105.
I EROS AKD CIVILIZATION THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) ( 31
5“
^ self-preservation: all it strives for is sat- sway over the processes in the id, and substitutes for it the
i^faction of its instinctnal needs, in accordance with the reality-principle, which promises greater security and greater
K pleasure principle.*** success.”
^^ Under the influence of the external world (the environ­ In spite of its all-important functions, which secure in­
m ent), a part of the id, which is equipped with the organs stinctual gratification to an organism that would otherwise
for the reception of and the protection from stimuli, gradu­ almost certainly be destroyed or destroy itself, the ego- re­
ally developed into the ego. It is the “ mediator ” between tains its birthmark as an “ outgrowth ” of the id. In rela­
the id and the external world. Perception and conscious­ tion to the id, the processes of the ego remain secondary
ness are only the smallest and “ most superficial ” part of processes. Nothing elucidates more strikingly the depend­
the ego, the part topographically closest to the external ent function of the ego than Freud’s early formulation that
world; but by virtue of these instrumentalities (the “ per­ all thinking_“ is merely a detour from the memory of grat­
ceptual-conscious system ” ) the ego preserves its existence, ification . ,, ^-to-theidentical cathexis of the same memory,
observing and testing the reality, taking and preserving a ydueh-ir1xrbe~Teached opce more by the path of_ motor
“ true picture ” of it, adjusting itself to the reality, and alter­ '^-experiences.” "nie memory of gratification is at the ori-jl
ing the latter in its own interest. Thus the ego has the task gin of all thinking, and the impulse to recapture past gratf I
of “ representing the external world for the id, and so of ification is the hidden driving power behind the process o^. 1
saving it; for the id, blindly striving to gratify its instincts i;j-thought. Because the ^li^^^rinciple makes this process
in complete disregard of the superior strength of outside an unending series of ((aetours,’^ h e ego experiences reality
forces, could not otherwise escape annihilation.” In ful­ as predominantly hostile, andm e ego’s attitude is predom­
filling this task, the chief function of the ego is that of inantly one of “ defense.” But, on the other hand, since
co-ordinating, altering, organizing, and controlling the in­ reality, via these detours, provides gratification (although
stinctual impulses of the id so as to minimize conflicts with only “ modified ” gratification), the ego has to reject those
,1
the reality: to repress impulses that are incompatible with impulses which would, if gratified, destroy its life. The
the reality, to “ reconcile ” others with the reality by chang- ego’s defense is thus a two-front struggle. • 4.6
iiig their object, delaying or diverting their gratification, In the course of the development of the ego another
transforming their mode of gratification, amalgamating mental “entity” arises: the superego. It originates from
them with other impulses, and so on. In this way, the ego the long dependency of the infant on his parents; the pa-
“ dethrones the pleasure-principle, which exerts undisputed
The Interpretation of Dreams, p. 535. In the later development of
A n Outline of Psychoanalysis, p. 19. psychoanalysis, the role of the ego has been viewed as more " positive,”
N ew Introductory Lectures, p. 104. with emphasis on its “ synthetic " and " integrating " functions. For the
SB N ew Introductory Lectures, p. 100. significance of this shift in emphasis, see the Epilogue below.

I
32 EROS AND CIVILIZATION THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS)

rental infiuence remains the core of the superego. Subse­ development of the instincts is frozen, and their pattern > 1 ,
quently, a number of societal and cultural influences are is fixed at the childhood level. Adherence to a status quo
taken in by the superego until it coagulates into the power­ rmfe is implanted in the instinctual structure. The indi-
ful representative of established morality and “ what people vidual becomes instinctually re-actionary — in the literal as
call the ‘ higher' things in human life.” Now the “ exter­ well as the figurative sense. It exercises against itself, un-
nal restrictions ” which first the parents and then other consciously, a severity which once was appropriate to an
societal agencies have imposed upon the individual are infantile stage of its development but which has long since
“ introjected ” into the ego and become its “ conscience become obsolete in the light of the rational potentialities__
henceforth, the sense of guilt — the need for punishment \
of (individual and social) maturity.” The individual
generated by the transgressions or by the wish to transgress punishes itself (and then is punished) for deeds which are \
these restrictions (especially in the Oedipus situation) — undone or which are no longer incompatible with civilized )
permeates the mental life. “ As a rule the ego carries out reality, with civilized man.
repressions in the service and at the behest of its super­ The superego thus enfnrres nnf ntd:^i-JJift-^ftrnanaa_Qf
ego.” ” However, the repressions soon become uncon­ reality but also those of a past reality. By virtue of these
scious, automatic as it were, and a “ great part ” of the sense unconscious niechanisms, the mental development lags be-
of guilt remains unconscious. hind the real development, or (since the former is itself
Franz Alexander speaks of the “ transformation of con­ a factor in the latter) retards the real development, denies
scious condemnation, which depends upon perception (and ^ its potentialities in the name of the past. The past reveals
judgment), into an unconscious process of repression ”; he its twofold function in the shaping of the iiTdividual — anX
assumes a tendency toward a decrease of mobile psychic ob his society. Recalling the dominion of the primal pleas­
energy to a “ tonic ioxm ” — corporealization of the ure principle, where freedom from want was a necessity,
psyche.^* This development, by which originally conscious the id carries the memory traces of this state forward into
struggles with the demands of reality (the parents and their every present future: it projects the past into the future.
successors in the formation of the superego) are trans-. However, the superego, also unconscious, rejects this in­
formed into unconscious automatic reactions, is of the stinctual claim on the future, in the name of a past no
utmost importance for the course of civilization. The longer one of integral satisfaction but one of bitter adjust-
reality principle asserts itself through a shrinking of~tEe~ _ment to a punitive present. Phylogenetically and ontogen-
conscious ego in a significant direction: the autonomous etically, with the progress nf_.ri.vilizaiiQn-^d -wi'{-b. the
Tfte Ego and the Id, p. 75.
Franz Alexander, T he Psychoanalysis o f the Total Personality (New Ibid., pp 23-25. For the further differentiation in the origin and
York: Nervous and Mental Disease Monograph No. 53, 1929}, p. 14. structure of the superego, see pages 94-95 below.
34 EROS AND CIVILIZATION
tH E ORIGIN OFfTHE REPRESSEdSJdIVIDUAL ( o n t o g e n e s i s ) 35
.JEggjll. p1 jjhg„jn gn or^ traces of the unity ian concepts thus contains the elements of its opposite: L' I V (
between freedom and necessi^becom e submergedln"tiie* their historical substance must be recaptnredj nnf b)Ladd-
acceptance of the necessity of unfreedom; rational and ing some sociological factors (as do the “ cultural” Nen- Saj tj, tr Iv.
^ ™ i^ z e d ,jn ir o Q ^ ts e l£ jio ^ Freudian schools), but by unfolding their own content.
The reality principle sustains the organism in the external In this sense, our subsequentlis'c^sion Is afP'extrapola­
world. In the case of the human organism, this is an his­ tion, ’ which derives from Freud’s theory notions and propo­
torical world. The external world faced bv the growing sitions implied in it only in a reified form, in which histori­
3t 5PIi^Sg?l.-SpPcific.socio-historical organizatW of cal processes appear as natural (biological) processes.
reafi^ a ffe c tin g the mental structure through specific so- Terminologically, this extrapolation calls for a duplica­
cietal agencies or agents. It has been argued that Freud’s tion of concepts: the which do not ade-
concept redity-pw iciple obliterates this fact by making
historical contingencies into biological necessities: his anal­ historical vicissitudes of the instincts, must be paired with
ysis of the repressive transformation- of the itLstinpt^ iiT^r corresponding terms denoting the s p ^ fi'? l5 g S i i s ^ & l
*^t£4 SI£ac| ^ f |h ^jg a li^ ,_,PHf l ^ ^
component _ Presently we shall introduce two such terms:
dfic historical form of reality to reality,pure^and simple. Surplus-repression: the restrictions necessitated by
Tb^s^nS^Sm*ls*vaIi^"Sut'^svalidi^ does not vitiate the social domination. This is distinguished from (basic) re­
truth in Freud s generalization, namely, that a repressive pression: the “ modifications ” of the instincts necessary
organization of the instincts underlies all historical forms of for the perpetuation of the human race in civilization.
the reality principle in civilization. If he justifies the re­ (b) Performance principle: the prevailing historical form
pressive organization of the instincts by the irreconcilabil­ of the reality principle.
ity between the primary pleasure principle and the reality Behind the reality principle lies the fundamental fact of
principle, he expresses the historical fact that civilization Ananke or scarcity (Lebensnot), which means that the
bas progressed as organized domination. This awareness struggle for existence takes place in a world too poor for the
guides his entire phylogenetic construction, which derives satisfaction of human needs without constant restraint,
civilization from the replacement of the patriarchal despot­ renunciation, delay. In other words, whatever satisfaction
ism of the primal horde by the internalized despotism of is possible necessitates work, more or less painful arrange­
the brother clan. Precisely because all civilization has ments and undertakings for the procurement of the means
been organized domination, the historical development for satisfying needs. For the duration^ work, which occu-
assumes the dignity and necessity of a universal biological pi£S4 iracticallyJfag_entire^istence
development. The “ unhistorical ” character of the Freud- P^^?surgXs “ suspended ” and pain prevails. And since
J Id
EROS AND CIVILIZATION THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) J7

the basic instincts strive for the prevalence of pleasure and technical, material, and intellectual progress, but only as
for the absence of pain, the pleasure principle is incompat­ an unavoidable by-product while preserving irrational scar­
ible with reality, and the instincts have to undergo a re­ city, want, and constraint.
pressive regimentation. The various modes of domination (of man and nature)
However, this argument, which looms large in Freud’s result in various historical forms of the reality principle.
metapsychology, is fallacious in so far as it applies to Jhe For example, a society in which all members normally work
brute factjofjcarcil^^w^n cfu an ^ a for a living requires other modes of repression than a so­
s ^ i f i c organization of scarcity, and of a specific existential ciety in which labor is the exclusive province of one spe­
.iimiiii II I■! II* ‘~" '''I*... a ^

attitude enforced by this organization. The prevalent cific group. Similarly, repression will be different in scope
scSraty^hasrthfdiTgTiout^civil^ (although in very dif­ and degree according to whether social production is ori­
ferent modes), been organized in such a way that it has ented on individual consumption or on profit; whether a
not been distributed collectively in accordance with indi­ market economy prevails or a planned economy; whether
vidual needs, nor has the procurement of goods for the private or collective property. Thesejlifferences^ffecLJhe.^
satisfaction of needs been organized with the objective of very
■ content
, ui of the reality principle,
- II..-. ■mill ■I* I .1,
-l|
for every form of the
I

best satisfying the developing needs of the individuals. In­ reality principle must be embodied in a system of societal
stead, the distribution of scarcity as well as the effort of institutions and relationsT w w s ^ d values which transmit
overcoming it, the mode of work, have been imposed upon and enforce.the required “ modification” of the instincts.
individuals — first by mere violence, subsequently by a more TKiT”To 35^^^"oftiie^ principle is different at the dif­
rational utilization of power. However, no matter how ferent stages of civilization. Moreover, while any form of
useful this rationality was for the progress of the whole, it the reality principle demands a considerable* degree and
remained the rationality of domination, and the gradual scope of repressive control over the instincts, the specific
conquest of scarcity was inextricably bound up with and historical institutions of the reality principle and the specific
shaped by the interest of domination. Domination differs interestsLjaf domination introduce additional controls over
froin rational exercise of authority. TTie TafteiTlvhfciriT and above thoseln 3isp5fI^bte'fcn^vffized'humiin~associa-
inherenthraity~soCietal-Ti^ of labor, is derived from tion. The^'adaitional"controIs arismg from the specific
knowledge and confined to the administration of functions institutions of domination are what we denote as surplus-
and arrangements necessary for the advancement of the repression.
whole. In contrast, domination is exercised by a particular For example, the modifications and deflections of in­
group or individual in order to sustain and enhance itself stinctual energy necessitated by the perpetuation of the
in a privileged position. Such domination does not exclude monogamic-patriarchal family, or by a hierarchical division
38 EROS AND CIVILIZATION THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 39

of labor, or by public control over the individual’s private surplus-repression. Freud thought that “ the coprophilic
existence are instances of surplus-repression pertaining to elements in the instinct have proved incompatible with our
j the institutions of a particular reality principle. They are aesthetic ideas, probably since the time when man devel­
added to the basic (phylogenetic) restrictions of the in­ oped an upright posture and so removed his organ of smell
stincts which mark the development of man from the hu­ .from the ground.” *‘ T here is, however, another aspect to

<
<3b O
rman animal to the animal sapiens. The power to restrain
and guide instinctual drives, to make biological necessities
into individual needs and desires, increases rather than re­
the subduing of. the. proximity sens^es-ln J?mlization;. they
succumb to the rigidly enforced taboos on toqjntense^bpd-
ily pleasure...The pleasure of smell and taste is “ much
duces gratification: the “ mediatization ” of nature, the more of a bodily, physical one, hence also more akin to sex­
breaking of its compulsion, is the human form of the pleas­ ual pleasure, than is the more sublime pleasure aroused by
ure principle. Such restrictions of the instincts may first ‘ sound and the least bodily of all pleasures, the sight of
have been enforced by scarcity and by the protracted de­ something beautiful.” ** Smell and taste give, as it were,
pendence of the human animal, but they have become the unsublimated pleasure per se (and unrepressed disgust).
^privilege and distinction of ipan which enabled him to They relate fand separatel individuals immediately, with­
^ transform the blind necessity of the fulfillment of want into out the generalized and conventionalized forms of con­
P Niesired gratification.*® sciousness, morality, aestheScsTsuch immediacy is~incom-
0^ The “ containment ” of the partial sexual impulses, the patible w ^ ' t h e effectiveness of organized domination,
^ ^ Iprrt^tf..<isTn^^alitigbelong to this basic layer of repression with a society which “ tends to isolate people, to put dis­
which makes possible intensified pleasure: the maturation j tance between them, and to prevent spontaneous-ielatien-
V of the organism involves nomial and natural maturation of ^ 5 h i^ and the ‘ natural ’ animal-like expressions of such re­
pleasure, However, the mastery of instinctual drives may lations.” ** The pleasure of the proximity senses plays on
J^lso be used against gratification; in the history of civiliza- the erotogenic zones of the body — and does so only for
^ tion, basic repression and surplus-repression have been m- the sake of pleasure. Their unrepressed development
^ extricably intertwined, and the normal progress-tOLgenital- wgiM,gLQticize the organism to such an extent that it w od d
% h a s b e e n organized in su-"^ ^ Y^py ^fiUBigl^gtthe desexudization of the organism regnirfifTby
i m p u lses and Their. ” zones ” were ^11 but desexualizedJn -its-social u tili^ o n S a B J n s tr a m e n f^ I ^ ^ '
order to conform to the requirements of a specific social
organization of the human existence. The vicissitudes of
the “ proximity senses ” (smell and taste) provide a good --------------------- , — Memoiy ... n
btudy of Interpersoml Relations, ed. Patrick Mullahy (New York: Her­
example for the interrelation between basic repression and mitage Press, 1950), p. 24.
•® See Chapter 11 below. Ibid., p. 26.
^ CD

40 EROS AND CIVILIZATION ____________ Q>


Throughout the recorded history of civilization, the in­
stinctual constraint enforced by scarcity has been intensi­
THE ORIGIN OF THE REPRESSED INDIVIDUAL (O N T O G ^E SIS )

sublimated, or transformed into subsidiaries of procreative


r u u

sexuality. Moreover, the latter is in most civilizations


fied by constraints enforced by the hierarchical distribution
channeled into m b n b g a ^ m 7 t ^
of scarcity and labor; the interest of domination added sur­
results in a quantitative and qualitative restriction of sexual­
plus-repression to the organization of the instincts under
ity: the unification of the partial instincts and their sub­
the reality principle. The pleasure principle was dethroned
jugation under the procreative function alter the very
not only because it militated a g ^ s t progress m*awlSa!ion
nature of sexuality: from an autonomous “ principle ” gov­
buT^also be^^ it millitaf^^agauisr^"*a^ wKose
erning the entire organism ifJsJturned-intQ_A_spje^^^
progress perpetuat^‘3 ^ n a S o m in Z i o i ^ ^
temporary function, into a m eansipLan. end. In terms of
^ acknowledge this fact when he compares the attitude of
the pleasure f d n c p r g m ^ ^ “ unorganized” sex
civilization toward sexuality with that of a tribe or a sec­
instincts, reproduction is merely a “ by-product.” The pri­
tion of the population “ which has gained the upper hand
mary content of sexuality is the “ function of obtaining
.and is exploiting the rest to its own advantage. Fear of a
pleasure from zones of the body ”; this function is only
revolt among the oppressed then becomes a motive for even
“ subsequently brought into the service of that of repro­
stricter regulations.” **
duction.” *• Freud emphasizes time and again that with­
The modification of the instincts under the reality prin-
out its organization for such “ service ” sexuality would
^ -36 affects the life instinct as well as the death instinct;
s preclude all non-sexual and therefore all civilized societal
Cp ^ ^<z.but the development of the latter becomes fully under-
relations — even at the stage of mature heterosexual gen­
standable only in the light of the development of the life in­
itality:
c stinct, i.e., of the repressive organization of sexuality. The
sex instincts bear the brunt of the reality principle. Their . . . The conflict between civilization and sexuality is caused by
the circumstance that sexual love is a relationship between two
organization culminates in the subjection of the partial sex people, in which a third can only be superfluous or disturbing,
instincts to the primacy of genitality, and in their subjuga­ whereas civilization is founded on relations between larger groups
of persons. W hen a love relationship is at its height no room is left \
tion under the function of procreation. The process in­
for any interest in the surrounding world; the pair of lovers are suffi­
volves the diversion of libido from one’s own body toward cient unto themselves, do not even need the child they have in '
an alien object of the opposite sex (the mastery of primary common to make them happy.®*

and secondary narcissism). The gratification of the partial And earlier, in arguing the distinction between sexual and
instincts and of non-procreative genitality are, according self-preservation instincts, he points up the fatal implica­
to the degree of their independence, tabooed as perversions, tions of sexuality:
•* Civilization and Its Discontents, p. 74. ®* A n Outline o f Psychoanalysis, p. 26.
*• Civilization and Its Discontents, pp. 79-80.
© EROS AND CIVILIZATION
THE ORIGIN OF THE REPRESSED INDIVIDUAL ( ONTOGENESIS) 43
It is undeniable that the exercise of this function does not al­
the contradiction be eliminated by locating the construc­
ways bring advantage to the individual, as do his other activities,
but that for the sake of an exceptionally high degree of pleasure tive cultural force of Eros only in the sublimated modes of
he is involved by this function in dangers which jeopardize his life sexuality: according to Freud, the drive towaid-ever-larger
and often enough exact it.®^
unities beloi^s to~ThenEiiLoIogical-organic nature of Eros
But how does this interpretation of sexuality as an essen­ itself.
tially explosive force in “ conflict ” with civilization justify ““^ t this stage of our interpretation, rather than trying^ to
the definition of Eros as the effort “ to combine organic reconcile the two contradictory aspects of sexuality, we sug­ VI i'lTU IV
substances into ever larger unities,” to “ establish ever gest that they reflect the inner unreconciled tension in
^ greater unities and to preserve them thus — in short, to Freud’s theory: against his notion of the inevitable “ bio­
bind together ”? How can sexuality become the prob­ logical ” conflict between pleasure principle and reality
able “ substitute ” for the “ instinct towards perfection,” principle, between sexuality and civilization, militates the
the power that “ holds together everything in the world ”? " idea of the unifying and gratifying power of Eros, chained
How does thfi-notioii-^i^heh-asQciah^haiactejLQLggmality and worn out in a civifizatiqn. This idea would im­
jibe with ply that the free does not preclude lastingLCudlized
use a more neutral expression, 'emotional ties ) also con- societal relationships — that it repels only the supra-r^res-
v S ,.
sStute tfi^e e s s S i^ o f the group mind? ” The apparent sfveoigaifiSion^ a.principle
co n fH ® efi5 in sh fo n o I^ ’^ ^ ^ the explosive con­ which is t h ^ g ^ t i a a . ^ t h e ^ ^ Freud
notations to the earlier concept of sexuality and the con­ allows himself the image of a civilization consisting of pairs
structive ones to Eros — for the latter includes both. In of individuals “ libidinally satisfied in each other, and linked
Civilization and Its Discontents, immediately following to all the others by work and common interest.” But he
the passage quoted above, Freud joins the two aspects: adds that such a “ desirable ” state does not exist and never
“ In no other case does Eros so plainly betray the core of his has existed, that culture “ exacts a heavy toll of aim-inhib­
being, his aim ofcfflSSaijonalaifo^ butw henjiehas ited libido, and heavy restrictions upon sexual life are un­
achieved it in the proverbial way through the love of two avoidable.” He finds the reason for culture's “ antagonism
h'umairhidngs7 h e i s not willing to go further.” Nor can to sexuality ” in the aggressive instincts deeply fused with
A G e n ia l Introduction to Psychoanalysis (New York: Garden City
Publishing Co., 1943), p- 358-
sexuality: they threaten time and again to destroy civiliza­
S8 Beyond the Pleasure Principle, p. 57. tion, and they force culture “ to call up every possible re­
*» An Outline of Psychoanalysis, p. 20.
« Beyond the Pleasure Principle, p. 57. , , • inforcement ” against them. “ Hence its system of methods
Group Psychology and the Analysis o f the Ego (New York: Live-
right Publishing Corp., 1949)' P- 4°- 88 Civilization and Its Discontents, p. 80. See also The Future of
« Ibid. an Illusion (New York: Liveright Publishing Corp., 1949), pp. 10-11.
44 EKOS AND CIVILIZATION
THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 45
by which mankind is to be driven to identifications and in primitive cultures but also survived into the modern
aim-inhibited love-relationships; hence the restrictions on period.
sexual life.” ** But, again, Freud shows that this repressive
The performance principle, which is that of an acquisi­
sysfenPdoes not really solve the conflict. Civilization tive and antagonistic society in the process of constant ex­
plunges into a destructive dialectic: the perpetual restric­ pansion, presupposes a long development during which
tions on Eros ultimately weaken the life instincts and thus
domination has been increasingly rationalized: control over
streiigthen and release the very forces against which they
social labor now reproduces society on an enlarged scale and
were “ called up ” — those of destmction. This dialectic,
under improving conditions. For a long way, the interests
which constitutes the still unexplored and even tabooed
of domination and the interests of the whole coincide: the
core of Freud’s metapsychology, will be explored later on;
profitable utilization of the productive apparatus fulfills
here, we shall use Freud’s antagonistic conception of Eros
the needs and faculties of the individuals. For the vast ma­
for elucidating the specific historical mode of repressiveness
jority of the population, the scope and mode of satisfaction
imposed by the established reality principle.
are determined by their own labor;^but their labor is work
In introducing the term surplus-repression we have fo­
for an apparatus which they do not control, which operates
cused the discussion on the institutions and relations that
as an independent power to which individuals must submit
constitute the social “ body” of the reality principle.
if they want to live. And it becomes the more alien the
These do not just represent the changing external mani­
more specialized the division of labor becomes. Men do
festations of one and the same reality principle but actually
not live their own lives but perform pre-established func­
change the reality principle itself. Consequently, in our
tions. W hile they work, they do not fulfill their own needs
attempt to elucidate the scope and the limits of the preva­
and faculties but work in alienation. Work has now be­
lent repressiveness in contemporary civilization, we shall
come general, and so have the restrictions placed upon the
have to describe it in terms of the specific reality principle
libido: labor time, which is the largest part of the individ­
that has governed the origins and the growth of this civiliza­
ual’s life time, is painful timd, for alienated labor is ab­
tion. W e designate it as performance principle in order
sence of gratification, negation of the pleasure principle.
to emphasize that under its rule society is stratified accord­
Libido is diverted for socially useful performances in which
ing to the competitive economic performances of its mem­
the individual works for himself only in so far as he works
bers. It is clearly not the only historical reality principle:
for the apparatus, engaged in activities that mostly do not
other modes of societal organization not merely prevailed
coincide with his own faculties and desires.
** Civilization and Tts Discontents, pp. 86- 47.
However —and this point is decisive — the instinctual
46 EROS AND CIVILIZATION THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIs) 47

energy thus withdrawn does not accrue to the (unsubli­ mental role in this transformation. Man exists only part-
mated) aggressive instincts because its social utilization (in time, during the working days, as an instrument of alienated
labor) sustains and even enriches the life of the individual. performance; the rest of the time he is free for himself. (If
The restrictions imposed upon the libido appear as the more the average Working day, including preparation and travel
rational, the more universal they become, the more they to<and from work, amounts to ten hours, and if the biolog­
permeate the whole of society. They operate on the individ­ ical needs for sleep and nourishment require another ten
ual as external objective laws and as an internalized force: hours, the free time would be four out of each twenty-four
the societal authority is absorbed into the “ conscience ” hours throughout the greater part of the individual’s life.)
and into the unconscious of the individual and works as his This free time would be potentially available for pleasure.
own desire, morality, and fulfillment. In the “ normal” But the pleasure principle which governs the id is “ time­
development, the individual lives his repression “ freely ” as less ” also in the sense that it militates against the temporal
his own life: he desires what he is supposed to desire; his dismemberment of pleasure, against its distribution in small
gratifications are profitable to him and to others; he is rea­ separated doses. A society governed by the performance
sonably and often even exuberantly happy. This happiness, principle must of necessity impose such distribution because
which takes place part-time during the few hours of leisure the organism must be trained for its alienation at its very
between the working days or working nights, but sometimes roots - the pleasure ego.*’^ It must leam to forget the claim
also during work, enables him to continue his performance, for timeless and useless gratification, for the “ eternity of
which in turn perpetuates his labor and that of the others. pleasure.” Moreover, from the working day, alienation and
His erotic performance is brought in line with his societal regimentation spread into the free time. Such co-ordina­
performance. Repression disappears in the grand objec­ tion does not have to be, and normally is not, enforced
tive order of things which rewards more or less adequately from without by the agencies of society. The basic con­
the complying individuals and, in doing so, reproduces more trol of leisure is achieved by the length of the working day
or less adequately society as a whole. itself, by the tiresome and mechanical routine of alienated
The conflict between sexuality and civilization unfolds
1 ^ civilization has to exact
with this development of domination. Under the rule of iaoor time for the procurement of the necessities and luxuries of life. But
the performance principle, body and mind are made into not every kind and mode of labor is essentially irreconcilable with the
pleasure pnnciple. T^e human relations connected with work may “ pro­
instruments of alienated labor; they can function as such vide for a very considerable discharge of libidinal component impulses
narcissistic, aggrasive, and even erotic." {Civilization and Its Discontents'
instruments only if they renounce the freedom of the li- p. 34 note.) The ineconcilable conflict is not between work (reality prin­
bidinal subject-object which the human organism primarily ciple) and Eros (pleasure principle), but between alienated labor (per-
ormance pnnciple) and Eros. The notion of non-alienated, libidinal work
is and desires. The distribution of tim e plays a funda- will be discussed below.
50 EROS AND CIVILIZATION
THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 51
perversions seem to reject the entire enslavement of the
symbol of the destructive identity between freedom and
pleasure ego by the reality ego. Claiming instinctual free­
happiness. Moreover, license in the practice of perversions
dom in a world of repression, they are often characterized
would endanger the orderly reproduction not only of labor
by a strong rejection of that feeling of guilt which accom­
power but perhaps even of mankind itself. The fusion of
panies sexual repression.'®
Eros and death instinct, precarious even in the normal hu­
By virtue of their revolt against the performance principle
man existence, here seems to be loosened beyond the danger
in the name of the pleasure principle, the perversions show
point. And the loosening of this fusion makes manifest the
affinity to phantasy as that mental activity which
erotic component in the death instinct and the fatal com­
reality-testing and remained subordi-
ponent in the sex instinct. The perversions suggest the
H J y^v«j>«H^^ted to the pleasure principle alone.” Phantasy not only
ultimate identity of Eros and death instinct, or the submis­
plays a constitutive role in the perverse manifestations of
sion of Eros to the death instinct. The cultural task (the
sexuality; as artistic imagination, it also links the perver­
life task?) of the libido — namely, to make the “destructive
sions with the images of integral freedom and gratification.
instinct harmless ” " — here comes to naught: the instinc-
In a repressive order, which enforces the equation between
tual drive in search of ultimate and integral fulfillment
normal, socially useful, and good, the manifestations of
regresses from the pleasure principle to the Nirvana prin­
pleasure for its own sake must appear as fleurs du mal.
ciple. Civilization has acknowledged and sanctioned this
Against a society which employs sexuality as means for a
supreme danger: it admires the convergence of death in­
useful end, the perversions uphold sexuality as an end in
stinct and Eros in the highly sublimated and fmonnpjamin)
itself; they thus place themselves outside the dominion of.
creaitions of the Liebestod, while outlawing the, less com­
the performance principle and challenge its very founda­
plete but more realistic expressions nf F.rQ.c-aig-an jp
tion. They establish libidinal relationships which society
itself. ""
must ostracize because they threaten to reverse the process
There is no societal organization of the death instinct
of civilization which turned the organism into an instru­
paralleling_that of Eros: the very depth at which the instinct
ment of work. They are a symbol of what had to be sup­
operates protects it from such a systematic and methodical
pressed so that suppression could prevail and organize the
organization; only some of its derivative manifestations are
ever more efficient domination of man and nature — a
susceptible to control. As a component of sado-masochistic
•® O tto Ranic, SexualitSt und Schuldgefiihl (Leipzig, Vienna, Zurich: gratification, it falls under the strict taboo on perversions.
Intemationaler Psychoanalytischer Verlag, 1926), p. 103.
Freud, ". . . Two Principles in Mental Functioning," in Collected Still, the entire progress of civilization is rendered possible
Papers, IV, 16-17.
Rank, Sexualitdt und Schuldgefuhl, pp. 14-15. Freud, " T h e Economic Problem in Masochism," in Collected
Papers, II, 260.
52 EROS AND CIVILIZATION
THE ORIGIN OF THE REPRESSED INDIVIDUAL (ONTOGENESIS) 53
only by the transformation and utilization of the death
“ In the construction of the personality the destruction!
instinct or its derivatives. The diversion of primary de­
instinct manifests itself most clearly in the formation of the j
structiveness from the ego to the external world feeds tech­
super-ego.” ®® To be sure, by its defensive role against
nological progress, and the use of the death instinct for the
the “ unrealistic” impulses of the id, by its function in
formation of the superego achieves the punitive submission
the lasting conquest of the Oedipus complex, the super­
of the pleasure ego to the reality principle and assures civil­
ego builds up and protects the unity of the ego, secures its
ized morality. In this transformation, the death instinct is
development under the reality principle, and thus works in
brought into the service of Eros; the aggressive impulses
the service of Eros. However, the superego attains these
provide energy for the continuous alteration, mastery, and
objectives by directing the ego against its id, turning part of
exploitation of nature to the advantage of mankind. In
the destruction instincts against a part of the personality —
attacking, splitting, changing, pulverizing things and ani­
by destroying, “ splitting ” the unity of the personality as
mals (and, periodically, also m en), man extends his do­
a whole; thus it works in the service of the antagonist of the
minion over the world and advances to ever richer stages of
^ life instinct. This inner-directed destructiveness, moreover,
I \ civilization. But civilization preserves throughout the mark
•I constitutes the moral core of the mature personality. Con­
V of its deadly component:
science, the most cherished moral agency of the civilized
. . . . we seem almost forced to accept the dreadful hypothesis individual, emerges as permeated with the death instinct;
that in the very structure and substance of all human constructive
social efforts there is embodied a principle of death, that there is
the categorical imperative that the superego enforces re­
no progressive impulse but must become fatigued, that the intel­ mains an imperative of self-destruction while it constructs
lect can provide no permanent defence against a vigorous bar­ the social existence of the personality. The work of re­
barism.®*
pression pertains to the death instinct as well as the life in­
The socially channeled destructiveness reveals time and stinct. Normally, their fusion is a healthy one, but the sus­
again its origin in a drive which defies all usefulness. Be­ tained severity of the superego constantly threatens this
neath the manifold rational and rationalized motives for healthy balance. “ The more a man checks his aggressive
war against national and group enemies, for the destructive tendencies toward others the more tyrannical, that is ag­
conquest of time, space, and man, the deadly partner of gressive, he becomes in his ego-ideal . . . the more intense
Eros becomes manifest in the persistent approval and par­ become the aggressive tendencies of his ego-ideal against
ticipation of the victims.®® his ego.” ®^ Driven to the extreme, in melancholia, “ a pure
®* Wilfred Trotter, Instincts of the Herd in Peace and W ar (London:
culture of the death instinct ” may hold sway in the super-
Oxford University Press, 1953), pp. 196-197. ®® Franz Alexander, The Psychoanalysis of the Total Persondity,
®® See Freud, “ W hy W ar? ” in Collected Papers, V, 273®. p. 159.
®^ T he Ego and the Id, pp. 79, 80.
54 EROS AND CIVILIZATION

egO", it may become a “ kind of gathering place for the death


instincts.” “* But this extreme danger has its roots in the
normal situation of the ego. Since the ego’s work results CHAPTER THREE
in a
. . . liberation of the aggressive instincts in the super-ego, its TKe Origin of Repressive
struggle against the libido exposes it to the danger of maltreatment
•and death. In suffering under the attacks of the super-ego or per­ Civilization
haps even succumbing to them, the ego is meeting with a fate like
that of the protozoa which are destroyed by the products of dis­ (Phylogenesis)
integration that they themselves have created.'®
The quest for the origin of repression leads back to the
And Freud adds that “ from the [mental] economic point
origin of instinctual repression, which occurs during early
of view the morality that functions in the super-ego seems
childhood. The. superego is the heir of the Oedipus com­
to be a similar product of disintegration.”
plex, and the repressive organization of sexuality is chiefly
It is in this context that Freud’s metapsychology comes
directed against its pregenital and perverse manifestations.
face to face with the fatal dialectic of civilization: the very
Moreover, the “ trauma of, birth ” releases the first expres­
progress of civilization leads to the release of increasingly
sions of the death instinct — the impulse to return to the
destructive forces. In order to elucidate the connection
Nirvana of the womb —and necessitates the subsequent
between Freud’s individual psychology and the theory of
controls of this impulse. It is in the child that the reality
civilization, it will be necessary to resume the interpretation
principle completes its work, with such thoroughness and
of the instinctual dynamic at a diflFerent level — namely, the
severity that the mature individual’s behavior is hardly more
phylogenetic one.
than a repetitive pattern of childhood experiences and reac­
I B8 Ibid., pp. 77, 79. Ibid., p. 84. tions. But th e childhood experiences which become trau­
matic under the impact" of reality are pre-individual, generic:
with individual variations, the protracted dependence of
the human infant, the Oedipus situation, and pregenital
%
sexuality all belong to the genus man. Moreover, the un­
reasonable severity of the superego of the neurotic person­
ality, the unconscious sense of guilt and the unconscious
need for punishment, seem to be out of proportion with the
actual “ sinful ” impulses of the individual; the perpetua-

L
B

56 EROS AND CIVILIZATION THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 57

tion and (as we shall see) intensification of the sense of This conception has far-reaching implications for the
guilt throughout maturity, the excessively repressive organ­ method and substance of social science. As psychology
ization of sexuality, cannot be adequately explained in tears the ideological veil and traces the construction of the
terms of the still acute danger of individual impulses. Nor personality, it is led to dissolve the individual: his autono­
can the individual reactions to early traumata be adequately mous personality appears as the frozen manifestation of the
explained by “ what the individual himself has experi­ general repression of mankind. Self-consciousness and rea­
en ced ”; they deviate from individual experiences “ in a son, which have conquered and shaped the historical world,
way that would accord much better with their being reac­ have done so in the image of repression, internal and ex­
tions to genetic events,” and in general they can be ex­ ternal. They have worked as the agents of domination; the
plained only “ through such an influence.” ^ The analysis liberties which they have brought (and these are consid­
of the mental structure of the personality is thus forced to erable) grew in the soil of enslavement and have retained
regress behind early childhood, from the prehistory of the the mark of their birth. These are the disturbing implica­
individual to that of the genus. In the personality, accord­ tions of Freud’s theory of the personality. By “ dissolving ”
ing to Otto Rank, there operates a “ biological sense of the idea of the ego-personality into its primary components,
guilt ” which stands for the demands of the species. The psychology now bares the sub-individual and pre-individual
moral principles “ which the child imbibes from the per­ factors which (largely unconscious to the ego) actually
sons responsible for its upbringing during the first years of make the individual: it reveals the power of the universal
its life ” reflect “ certain phylogenetic echoes of primitive in and over the individuals.
man.” * Civilization is still determined by its archaic heri­ 'This disclosure undermines one of the strongest ideo­
tage, and this heritage, so Freud asserts, includes “ not only logical fortifications of modern culture — namely, the no­
dispositions, but also ideational contents, memory traces of tion of the autonomous individual. Freud’s theory here
the experiences of former generations.” Individual psy­ joins the great critical efforts to dissolve ossified sociological
chology is thus in itself group psychology in so far as the concepts into their historical content. His psychology does
individual itself still is in archaic identity with the species. not focus on the concrete and complete personality as it
iThis archaic heritage bridges the “ gap between individual exists in its private and public environment, because this
and mass psychology.” * existence conceals rather than reveals the essence and na­
ture of the personality. It is the end result of long histori­
1 Freud, Moses and Monotheism (New Alfred A. Knopf, 1949),
p. 157. cal processes which are congealed in the network of human
* Alexander, T he Psychoanalysis of the Total Personality (New York; and institutional entities making up society, and these
Nervous and Mental Disease Monograph No. 52, 1929), p. 7.
» Freud, Moses and Monotheism, p. 158. processes define the personality and its relationships. Con-
THE ORIGIN OF REPRESSIVE CIVILIZATION (pHYLOGENESIS) 5g
EROS AND CIVILIZATION
58 ment of the ego. For he interprets the congenital variations
sequently, to understand them for what they reahy are,
of the ego in terms of “ our ‘ archaic heritage,' ” and he
psychology must unfreeze them by tracing their hidden on-
thinks that “ even before the ego exists, its subsequent lines
gins. In doing so, psychology discovers that the determin­
of development, tendencies and reactions are already deter­
ing childhood experiences are linked with the experiences
mined.” * Indeed, the apparent renaissance of the ego is
of the species - that the individual lives the universal fate
accompanied by the accentuation of the “ deposits from
of mankind. The past defines the present because man­
primitive human development present in our archaic heri­
kind has not yet mastered its own history. To Freud, the
tage.” W hen Freud concludes from the congenital struc­
universal fate is in the instinctual drives, but they are them­
ture of the ego that the “ topographical differentiation
selves subject to historical “ modifications.” At their begm-
between ego and id loses much of its value for our investiga­
ning is the experience of domination, symbolized by the
tion,” then this assimilation of ego and id seems to alter
primal father - the extreme Oedipus situation. It is never
the balance between the two mental forces in favor of the
L tirely overcome: the mature ego of the civilized person­
ality still preserves
t h earchaic heritage of man. id rather than the ego, the generic rather than the indi­
vidual processes.®
If this dependency of the ego is not kept in mmd> e
increased emphasis in Freud’s later writings-on the auton­ N o part of Freud’s theory has been more strongly re­
jected than the idea of the survival of the archaic heri­
omy of the mature ego might be abused as justification or
tage—his reconstruction of the prehistory of mankind
abandoning the most advanced conceptions of psychoanaly­
from the primal horde through patricide to civilization.
sis - a retreat undertaken by the cultural and interpersonal
The difficulties in scientific verification and even in logical
schools. Ill one of his last papers,^ Freud proposes that not
consistency are obvious and perhaps insurmountable. More­
all modifications of the ego are “ acquired dunng the defen­
over, they are reinforced by the taboos which the Freudian
sive conflicts of early childhood he suggests that each in­
hypothesis so effectively violates: it does not lead back to
dividual ego is endowed from the beginning with its own
the image of a paradise which man has forfeited by his sin
peculiar dispositions and tendencies,” that there exist
against God but to the domination of man by man, estab-
“ primary congenital variations in the ego.” However, this
new autonomy of the ego seems to turn into its opposite;
“ Ibid., pp. 343-344. Italics added.
far from retracting the notion of the ego’s essential depend­ « In his paper on the " Mutual Influences in the Development of Ego
and Id,” Heinz Hartmann stresses the phylogenetic aspect: the “ differ­
ency on pre-individual, generic constellations, Freud entiation of ego and id, developed by whatever process of evolution through
strengthens the role of these constellations in the develop- hundreds of thousands of years, is in the form of a disjjosition, in part
an innate character of man." However, he assumes a “ primary autonomy
in ego development.” Hartmann’s paper is in The Psychoanalytic Study
* "Analysis Terminable and Interminable." in Collected Papers (Lon­ o f the Child, Vol. VII (New York: International Universities Press, 1952).
don: Hogarth Press, 1950), V, 343.
6o EROS AND CIVILIZATION THE ORIGIN OF REPRESSIVE CIVILIZATION ( PHYLOGENESIS) 6l

lished by a very earthly father-despot and perpetuated by say, the man who possessed the desired women and who
the unsuccessful or uncompleted rebellion against him. had, with them, produced and kept alive the sons and
The “ original sin ” was against man — and it was no sin daughters. The father monopolized for himself the woman
because it was committed against one who was himself (the supreme pleasure) and subjugated the other members
guilty. And this phylogenetic hypothesis reveals that ma­ of the horde to his power. Did he succeed in establishing
ture civilization is still conditioned by archaic mental his dominion because he succeeded in excluding them from
immaturity. The memory of prehistoric impulses and supreme pleasure? lit any case, for the group as a whole,
deeds continues to haunt civilization: the repressed ma­ the monopolization of pleasure meant an unequal distribu­
terial returns, and the individual is still punished for im­ tion of pain: “. . . the fate of the sons was a hard one; if
pulses long since mastered and deeds long since undone. they excited the father’s jealousy they were killed or cas­
If Freud’s hypothesis is not corroborated by any anthro­ trated or driven out. They were forced to live in small com­
pological evidence, it would have to be discarded altogether munities and to provide themselves with wives by stealing
except for the fact that it telescopes, in a sequence of cata­ them from others.” ^ The burden of whatever work had
strophic events, the historical dialectic of domination and to be done in the primal horde would have been placed on
thereby elucidates aspects of civilization hitherto unex­ the sons who, by their exclusion from the pleasure reserved
plained. W e use Freud’s anthropological speculation only for the father, had now become “ free ” for the channeling
in this sense: for its symbolic value. The archaic events of instinctual energy into unpleasurable but necessary activi­
that the hypothesis stipulates may forever be beyond the ties. The constraint on the gratification of instinctual
realm of anthropological verification; the alleged conse­ needs imposed by the father, the suppression of pleasure,
quences of these events are historical facts, and their inter­ thus not only was the result of domination but also created
pretation in the light of Freud’s hypothesis lends them a the mental preconditions for the continued functioning of
neglected significance which points to the historical future. domination.
If the hypothesis defies common sense, it claims, in its de­ In this organization of the primal horde, rationality and
fiance, a truth which common sense has been trained to irrationality, biological and sociological factors, the com­
forget. mon and the particular interest are inextricably intertwined.
In Freud’s construction, the first human group was estab­ The primal horde is a temporarily functioning group, which
lished and sustained by the enforced rule of one individual sustains itself in some sort of order; it may therefore be as­
over all others. At one time in the life of the genus man, sumed that the patriarchal despotism which established this
life was organized by domination. And the man who suc­ order was “ rational ” to the extent to which it created and
ceeded in dominating the others was the father — that is to T Moses and Monotheism, p. 128.
EROS AND CIVILIZATION THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 63
62

preserved the group - thereby the reproduction of the Primal patriarchal despotism thus became an “ effective ”
whole and the common interest. Setting the model for order. But the effectiveness of the superimposed organiza­
the subsequent development of civilization, the primal fa­ tion of the horde must have been very precarious, and con­
ther prepared the ground for progress through enforced con­ sequently the hatred against patriarchal suppression, very
straint on pleasure and enforced abstinence; he thus cre­ strong. In Freud’s construction, this hatred culminates in
ated the first preconditions for the disciplined labor the rebellion of the exiled sons, the collective killing and
force ” of the future. Moreover, this hierarchical division devouring of the father, and the establishment of the
of pleasure was “ justified” by protectionj security, and brother clan, which in turn deifies the assassinated father
even love: because the despot was the father, the hatred and introduces those taboos and restraints which, accord­
with which his subjects regarded him must from the begin­ ing to Freud, generate social morality. Freud’s hypotheti­
ning have been accompanied by a biological affection — cal history of the primal horde treats the rebellion of the
ambivalent emotions which were expressed in th e ^ n s h ^ brothers as a rebellion against the father’s taboo on the
replace and to imitate the father, to identify oi^self^ women of the horde; no “ social ” protest against the une­
i»H<-b b i s pl^sureas wdTarwithhi^ower^ The father qual division of pleasure is involved. Consequently, in a
"establish^ domination in his own interest, but in doing so strict sense, civilization begins only in the brother clan,
he is justified by his age, by his biological function, and when the taboos, now self-imposed by the ruling brothers,
(most of all) by his success: he creates that “ order ” with­ implement repression in the common interest of preserving
out which the group would immediately dissolve. In this the group as a whole. And the decisive psychological event
role, the primal father foreshadows the subsequent domi­ which separates the brother clan from the primal horde is
neering father-images under which civilization progressed. the development of guilt feeling. Progress beyond the
In his person and function, he incorporates the inner, lo^ c primal horde —i.e., civilization — presupposes guilt feel­
and necessity of the reality principle itself. He has his­ ing: it introjects into the individuals, and thus sustains, the
torical rights.” • principal prohibitions, constraints, and delays in gratifica­
The reproductive order of the horde survived the primal tion on which civilization depends.
father: It is a reasonable surmise that after the killing of the father a
. one or the other son might succeed in attaining a situation time, followed when the brothers quarrelled among themselves for
similar to that of the father in the original horde. One favoured the succession, which each of them wanted to obtain for himself
position came about in a natural way; it was that of the youngest alone. They came to see that these fights were as dangerous as
son, who, protected by his mother’s love, could profit by his father s they were futile. This hard-won understanding — as well as the
advancing years and replace him after his death.® memory of the deed of liberation they had achieved together and
• Ibid., p. 135. • P-
the attachment that had grown up among them during the time of
64 EROS AND CIVII.IZATION
THE ORIGIN OP REPRESSIVE CIVILIZATION (PHYLOGENESIS) 65
their exile— led at last to a union among them, a sort of social
contract. Thus there came into being the first form of a social
The progress from domination by one to domination by
organization accompanied by a renunciation of instinctual gratifica­ several involves a social spread ” of pleasure and makes
tion; recognition of mutual obligations:- institnHnn*; declared sacred, repression self-imposed in the ruling group itself: all its
.which could not be broken — in short, the beginnings of morality
and iaw.^® ^ ' members have to obey the taboos if they want to maintain
their rule. Repression now permeates the life of the op­
The rebellion against the father is rebellion against bio­
pressors themselves, and part of their instinctual energy be­
logically justified authority; his assassination destroys the
comes available for sublimation in " work.”
order which has preserved the life of the group. The rebels
A t the same time, the taboo on the women of the clan
have committed a crime against the whole and thereby also
leads to expansion and amalgamation with other hordes;
against themselves. They are guilty before the others and
organized sexuality begins that formation of larger units
before themselves, and they must repent. The assassination
which Freud regarded as the function of Eros in civiliza­
of the father is the supreme crime because the father es­
tion. The role of the women gains increasing importance.
tablished the order of reproductive sexuality and thus is,
A good part of the power which had become vacant
in his person, the genus which creates and preserves all
through the father’s death passed to the women; the time
individuals. The patriarch, father and tyrant in one, unites
of the matriarchate followed.” It seems essential for
sex and order, pleasure and reality; he evokes love and ha­
Freud's hypothesis that in the sequence of the development
tred; he guarantees the biological and sociological basis on
toward civilization the matriarchal period is preceded by
which the history of mankind depends. The annihilation
primal patriarchal despotism: the low degree of repressive
of his person threatens to annihilate lasting group life itself
domination, the extent of erotic freedom, which are tradi­
and to restore the prehistoric and subhistoric destructive
tionally associated with matriarchy appear, in Freud’s hy­
force of the pleasure principle. But the sons want the same
pothesis, as consequences of the overthrow of patriarchal
thing as the father: they want lasting satisfaction of their
despotism rather than as primary “ natural” conditions.
needs. They can attain this objective only by repeating,
In the development of civilization, freedom becomes pos­
in a new form, the prder of domination which had con­
sible only as liberation. Liberty follows domination — and
trolled pleasure and thereby preserved the group. The fa­
leads to the reaffirmation of domination. Matriarchy is re­
ther survives as the god in whose adoration the sinners re­
placed by a patriarchal counter-revolution, and the latter
pent so that they can continue to sin, while the new fathers
is stabilized by the institutionalization of religion.
secure those suppressions of pleasure which are necessary
During that time a great social revolution had taken place.
for preserving their rule and their organization of the group. Matriarchy was followed by a restitution of the patriarchal order.
“ Ibid., p. 129.
Ibid., pp. 129-130.
THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 67
66 EROS AND CIVILIZATION

T he new fathers, it is true, never succeeded to the omnipotence of has succeeded in implanting his reality principle in the re­
the primeval father. There were too many of them and they lived bellious sons. Their revolt has, for a short span of time,
in larger communities than the original horde had been; they had
to get on with one another and were restricted by social institu­ broken the chain of domination; then the new freedom is
tions.^* again suppressed — this time by their own authority and
Male gods at first appear as sons by the side of tbe great action. Must not their sense of guilt include guilt about
mother-deities, but gradually they assume the features of the betrayal and denial of their deed? Are they not guilty
the father; polytheism cedes to monotheism, and then re­ of restoring the repressive father, guilty of self-imposed per­
turns the “ one and only father deity whose power is un­ petuation of domination? The question suggests itself if
limited.” ” .Sublime and sublimated, original domination Freud’s phylogenetic hypothesis is confronted with his no­
becomes eternal, cosmic, and good, and in this form guards tion of the instinctual dynamic. As the reality principle
the process of civilization. The " historical rights ” of the takes root, even in its most primitive and most brutally en­
primal father are restored.” forced form, the pleasure principle becomes something
The sense of guilt, which, in Freud's hypothesis, is in­ frightful and terrifying; the impulses for free gratification
trinsic to the brother clan and its subsequent consolidation meet with anxiety, and this qnxiety calls for protection
into the first “ society,” is primarily guilt feeling about the against them. The individuals have to defend themselves
perpetration of the supreme crime, patricide. Anxiety against the specter of their integral liberation from want
arises over the consequences of the crime. However, these and pain, against integral gratification. And the latter is
consequences are twofold: they threaten to destroy the life represented by the woman who, as mother, has once, for
of the group by the removal of the authority which (al­ the first and last time, provided such gratification. These
though in terror) had preserved the group; and, at the same are the instinctual factors which reproduce the rhythm of
time, this removal promises a society without the father — liberation and domination.
that is, without suppression and domination. Must it not Through her sexual power, woman is dangerous to the commu­
be assumed that the sense of guilt reflects this twofold stmc- nity, the social structure of which rests on the fear displaced to
the father. The king is slain by the people, not in order that they
ture and its ambivalence? The rebellious parricides act may be free, but that they may take upon themselves a heavier
only to forestall the first consequence, the threat: they re­ yoke, one that will protect them more surely from the mother.^®
establish domination by substituting many fathers for The king-father is slain not only because he imposes in­
one, and then by deifying and internalizing the one fa- tolerable restraints but also because the restraints, imposed
’ then But in doing so they betray the promise of their bv an individual person, are not effective enough a “ barrier
own “deed — the promise of liberty. The despot-patriarch “ Otto Rank, The Trauma of Birth (New York: Haicourt, Brace,
I* Ibid., pp. 131-132. Ibid. Ibid., pp. 135-136. »9*9 )» P- 93-
68 EROS AND CIVILIZATION
THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 69
to incest,” not effective enough to cope with the desire to
anxiety” which has subterranean roots even beneath the
return to the mother.^® Liberation is therefore followed by individual unconscious.
ever “ better ” domination:
Freud assumes that the primal crime, and the sense of
T he development of the paternal domination into an iicreasingly guilt attached to it, are reproduced, in modified forms,
powerful state system administered by man is thus a continuance
of the primal repression, which has as its purpose the ever wider throughout history. The crime is re-enacted in the conflict
exclusion of woman.^’' of the old and new generation, in revolt and rebellion
The overthrow of the Icing-father is a crime, but so is his against established authority — and in subsequent repent­
restoration — and both are necessary for the progress of ance: in the restoration and glorification of authority. In
civilization. The crime against the reality principle is re­ explaining this strange perpetual recurrence, Freud sug­
deemed by the crime against the pleasure principle: re­ gested the hypothesis of the return of the repressed, which
demption thus cancels itself. The sense of guilt is sustained he illustrated by the psychology of religion. Freud thought
in spite of repeated and intensified redemption: anxiety per­ that he had found traces of the patricide and of its “ re­
sists because the crime against the pleasure principle is ndt turn ” and redemption in the history of Judaism, which
redeemed. There is guilt over a deed that has not been begins with the killing of Moses. The concrete implica­
accomplished: liberation. Some of Freud’s formulations tions of Freud’s hypothesis become clearer in his interpre­
seem to indicate this: the sense of guilt was “ the conse­ tation of anti-Semitism. He believed that anti-Semitism
quence of uncommitted aggressioh and had deep roots in the unconscious: Jealousy over the Jewish
. . . it is not really a decisive matter whether one has killed one’s claim of being the “ first-born, favorite child of G od.the
father or abstained from the deed; one must feel guilty in either Father dread of circumcision, associated with the threat
case, for guilt is the, expression of the conflict of ambivalence, the
of castration; and, perhaps most important, “ grudge against
eternal struggle between Eros and the destructive or death in­
stinct.^* the new religion ” (Christianity) which was forced on
many modem peoples “ only in relatively recent times.”
Much earlier Freud spoke of a pre-existing sense of guilt,
This grudge was “ projected ” onto the source from which
which seems to be “ lurking ” in the individual, ready and
Christianity came, namely, Judaism.”
waiting to “ assimilate ” an accusation made against him.”
If we follow this train of thought beyond Freud, and con­
This notion seems to correspond to the idea of a “ floating
nect it with the twofold origin of the sense of guilt, the life
** Ibid., p. 92.
ir Ibid., p. 94. and death of Christ would appear as a struggle against the
Civilization and Its Discontents (London: Hogarth Press, 1949), father — and as a triumph over the father.” The message
pp. 128, 121.
« “ Psychoanalysis and the Ascertaining of T rath in Courts of Law," Moses and Monotheism, pp. 144L
in Collected Papers, II, 23. See Erich Fromm, Die Entwicklung des Christusdogmas (V ioina:
Intemationaler Psychoanalytischer Verlag, 1931).
70 EROS AND CIVILIZATION THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 7I

of the Son was the message of liberation: the overthrow of broad daylight, consciously, with public argumentation and
the Law (which is domination) by Agape (which is Eros). justification. Equally open was the armed struggle of in­
This would fit in with the heretical image of Jesus as the stitutionalized Christianity against the heretics, who tried
Redeemer in the flesh, the Messiah who came to save man or allegedly tried to rescue the unsublimated content and
here on earth. Then the subsequent transubstantiation of the unsublimated objective. There were good rational mo­
the Messiah, the deification of the Son beside the Father, tives behind the bloody wars against the Christian revolu­
would be a betrayal of his message by his own disciples — tions which filled the Christian era. However, the cruel
the denial of the liberation in the flesh, the revenge on the and organized slaughter of Cathari, Albigensians, Anabap­
redeemer. Christianity would then have surrendered the tists, of slaves, peasants, and paupers who revolted under
gospel of Agape-Eros again to the Law; the father-rule the sign of ,the cross, the burning of witches and their de­
would be restored and strengthened. In Freudian terms, fenders — this sadistic extermination of the weak suggests
the primal crime could have been expiated, according to the that unconscious instinctual forces broke through all the
message of the Son, in an order of peace and love on earth.
rationality and rationalization. The executioners and their
It was not; it was rather superseded by another crime — that bands fought the specter of a liberation which they desired
against the Son. W ith his transubstantiation, his gospel but which they were compelled to reject. The crime
too was transubstantiated; his deification removed his mes­ against the Son must be forgotten in the killing of those
sage from this world. Suffering and repression were per­ whose practice recalls the crime. It took centuries of
petuated.
progress and domestication before the return of the re­
This interpretation would lend added significance to pressed was mastered by the power and progress of indus­
Freud's statement that the Christian peoples are “ badly trial civilization. JBut at its late stage its rationality seems
christened,” that “ under the thin veneer of Christianity to explode in another return of the repressed. The image
they have remained what their ancestors were, barbarically of liberation, which has become increasingly realistic, is
polytheistic.” They are “ badly christened ” in so far as persecuted the world oyer. Concentration and labor
they accept and obey the liberating gospel only in a highly camps, the trials and tribulations of non-conformists re­
sublimated form — which leaves the reality unfree as it was lease a hatred and fury which indicate the total mobilization
before. Repression (in the technical Freudian sense) against the return of the repressed.
played only a minor role in the institutionalization of If the development of religion contains the basic am­
Christianity. The transformation of the original content, bivalence — the image of domination and the image of
the deflection from the original objective, took place in liberation — then Freud’s thesis in The Future of an Illu-
** Moses and Monotheism, p. 145. sioTVmust be re-evaluated. Freud there stressed the role of
EROS AND CIVILIZATION THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 73
72
religion in the historical deflection of energy from the real religion still preserves the uncompromised aspirations for
improvement of the human condition to an imaginary peace and happiness, its “ illusions ” still have a higher tmth
world of eternal salvation. He thought that the disap­ value than science which works for their elimination. The
pearance of this illusion would greatly accelerate the ma­ repressed and transfigured content of religion cannot be lib­
terial and intellectual progress of mankind, and he praised erated by surrendering it to the scientific attitude.
science and scientific reason as the great liberating antago­ Freud applies the notion of the return of the repressed,
nists of religion. Perhaps no other writing shows Freud which was elaborated in the analysis of the history of indi­
closer to the great tradition of Enlightenment; but also no vidual neuroses," to the general history of mankind. This
other shows him more clearly succumbing to the dialectic step from individual to group psychology introduces one of
of Enlightenment. In the present period of civilization, the most controversial problems: How can the historical
the progressive ideas of rationalism can be recaptured only return of the repressed be understood?
when they are reformulated. The function of science and In the course of thousands of centuries it certainly became for­
of religion has changed — as has their interrelation. gotten that there was a primeval father . . . , and what fate he
W ithin the total mobilization of man and nature which met, . . . In what sense, therefore, can there be any question of
a tradition?
marks the period, science is one of the most destructive in­
struments — destructive of that freedom from fear which Freud’s answer, which assumes “ an impression of the past
it once promised. As this promise evaporated into utopia, in unconscious memory traces,” has encountered wide­
“ scientific ” becomes almost identical with denouncing spread rejection. However, the assumption loses much of
the notion of an earthly paradise. The scientific attitude its fantastic character if it is confronted with the concrete
has long since ceased to be the militant antagonist of reli­ and tangible factors which refresh the memory of every gen­
gion, which has equally effectively discarded its explosive ele­ eration. In enumerating the conditions under which the
ments and often accustomed man to a good conscience in repressed material may penetrate into consciousness, Freud
the face of suffering and guilt. In the household of culture, mentions a strengthening of the instincts “ attached to the
the functions of science and religion tend to become com- repressed material,” and events and experiences “ which are
iplementary; through their present usage, they both deny the so much like the repressed material that they have the
hopes which they once aroused and teach men to appreciate power to awaken it.” " As an example for the strengthen­
the facts in a world of alienation. In this sense, religion ing of the instincts he cites the “ processes during puberty.”
is no longer an illusion, and its academic promotion falls Under the impact of the ripening genital sexuality, there
in line with the predominant positivistic trend." Where reappear in the
** “ Repression,” in Collected Papers, IV , 93.
■«» See Max Hoilcheimer, " Der neueste Angriff auf die Metaphysik," s® Moses and Monotheism, p. 148.
in Zeitschrift fur Sozidforschung, V I {1937), 4®- *® Ibid., p. 150.
74 EROS AND CIVILEATION THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) 75
. . . phantasies of all persons the infantile tendencies . . . and
ing triumph of the father. But they also assure.the life of
among them one finds in regular frequency and in the first place,
the sexual feeling of the child for the parents. Usually, this has the son and his future ability to take the father’s place.
already been differentiated by sexual attraction, namely, the attrac­ How did civilization achieve this compromise? The multi­
tion of the son for the mother, and of the daughter for the father.
tude of somatic, mental, and social processes which resulted
Simultaneously with the overcoming and rejection of these dis­
tinctly incestuous phantasies, there occurs one of the most impor­ in this achievement are practically identical with the con­
tant as well as one of the most painful psychic accomplishments of tents of Freud’s psychology. Force, identification, repres­
pubert}^ it is the breaking away from the parental authority, through
which alone is formed tiiat opposition between the new and old sion, sublimation co-operate in the formation of the ego and
generation, which is so. important for cultural progress.*^ superego. The function of the father is gradually trans­
ferred from his individual person to his social position, to
The events and experiences which may " awaken ” the re­
his image in the son (conscience), to God, to the various '
pressed material — even without a specific strengthening of
agencies and agents which teach the son to become a ma­
the instincts attached to it — are, at the societal level, en­
ture and restrained member of his society. Ceteris paribus,
countered in the institutions and ideologies which the indi­
the intensity of restraint and reriunciation involved in this
vidual faces daily and which reproduce, in their very struc­
process is probably not smaller than it was in the primal
ture, both domination and the impulse to overthrow it
horde. However, they are more rationally distributed be­
(family, school, workshop and office, the state, the law, the
tween father and son and among society as a whole; and
prevailing philosophy and morality). The decisive differ­
the rewards, though not greater, are relatively secure. The
ence between the primal situation and its civilized historical
monogamic family, with its enforceable obligations for the
return is, of course, that in the latter the ruler-father is
father, restricts his monopoly of pleasure; the institution of
normally no longer killed and eaten, and that domination
inheritable private property, and the universalization of la­
is normally no longer personal. The ego, the superego, and
bor, give the son a justified expectancy of his own sanc­
the external reality have done their work — but “ it is not
tioned pleasure in accordance with his socially useful per­
really a decisive matter whether one has killed one’s father
formances. W ithin this framework of objective laws and
or abstained from the deed,” if the function of the conflict
institutions, the processes of puberty lead to the liberation
and its consequences are the same.
from the father as a necessary and legitimate event. It is
In the Oedipus situation, the primal situation recurs un­
nothing short of a mental catastrophe — but it- is nothing
der circumstances which from the beginning assure the last-
more. Then the son leaves the patriarchal family and sets
Three Contributions to the Theory of Sex, in The Basic W ritings of out to become a father and boss himself.
Sigmund Freud (New York: Modem Library, 1938), w - 617-618. See
also Anna Freud, The Ego and the Mechanisms of Defense (London: The transformation of the pleasure principle into the per­
Hogarth Press, 1937), Chaps. 11, 12.
formance principle, which changes the despotic monopoly
THE ORIGIN OF REPRESSIVE CIVILIZATION (PHYLOGENESIS) JJ
y6 EROS AND CIVILIZATION
At this level of civilization, within the system of rewarded
of the father into restrained educational and economic au­
inhibitions, the father can be overcome without exploding
thority, also changes the original object of the struggle; the
the instinctual and social order: his image and his function
mother. In the primal horde, the image of the desired
now perpetuate themselves in every child — even if it does
woman, the mistress-wife of the father, was Eros and
not know him. He merges with duly constituted authority.
Thanatos in immediate, natural union. She was the aim of
Domination has outgrown the sphere of personal relation­
the sex instincts, and she was the mother in whom the son
ships and created the institutions for the orderly satisfac­
once had that integral peace which is the absence of all
tion of human needs on an expanding scale. But it is
need and desire — the Nirvana before birth. Perhaps the
precisely the development of these institutions which un­
taboo on incest was the first great protection against the
dermines the established basis of civilization. Its inner lim­
death instinct: the taboo on Nirvana, on the regressive im­
its appear in the late industrial age.
pulse for peace which stood in the way of progress, of Life
itself. Mother and wife were separated, and the fatal iden­
tity of Eros and Thanatos was thus dissolved. W ith re­
gard to the mother, sensual love becomes aim-inhibited
and transformed into affection (tenderness). Sexuality
and affection are divorced; only later they are to meet again
in the love to the wife which is sensual as well as tender,
aim-inhibited as well as aim-attaining."® Tenderness is
created out of abstinence - abstinence first enforced by
the primal father. Once created, it becomes the psychical
basis not only for the family but also for the establishment
of lasting group relations:
the primal father had prevented his sons from satisfying their
directly sexual tendencies; he forced them into abstinence and con­
sequently into the emotional ties with him and with one another
which could arise out of those of their tendencies that were in­
hibited in their sexual aim. H e forced them, so to speak, into
group psychology.*®
Three Contributions to the Theory of Sex, pp. 599,
Psychology and the Analysis of the Ego (New York: Livenght Publishing
Corp., 1949), PP- 117-118; Civilization and Its Discontents, p. 71. •
*» Group Psychology and the Artalysis of the Ego, p. 94.
THE DIALECTIC OF CIVILIZATION 79
the brothers.” * They satisfied their .aggressive instinct; but
the love which they had for the father caused remorse,
created the superego by identification, and thus created the
“ restrictions which should prevent a repetition of the
deed.” * Subsequently, man abstains from the deed; but
CHAPTER FOUR
from generation to generation the aggressive impulse re­
vives, directed against the father and his successors, and
Tke Dialectic of Civilization from generation to generation aggression has to be in­
Freud attributes to the sense of guilt a decisive role in the hibited anew:
development of civilization; moreover, he establishes a cor­ Every renunciation then becomes a dynamic fount of conscience;
relation between progress and increasing guilt feeling. He every fresh abandonment of gratificatioii increases its severity and
intolerance . . . every impulse of aggression which we omit to
states his intention “ to represent the sense of guilt as the gratify is taken over by the super-ego and goes to heighten its
most important problem in the evolution of culture, and aggressiveness (against the ego).®
to convey that the price of progress in civilization is paid in
The excessive severity of the superego, which takes the wish
forfeiting happiness through the heightening of the sense
for the deed and punishes even suppressed aggression, is
of guilt.” ^ Recurrently Freud emphasizes that, as civiliza­
now explained in terms of the eternal struggle between Eros
tion progresses, guilt feeling is “ further reinforeed,” ‘ in­
and the death instinct: the aggressive impulse against the
tensified,” is “ ever-increasing.” * The evidence adduced
father (and his social successors) is a derivative of the death
by Freud is twofold; first, he derives it analytically from the
instinct; in “ separating ” the child from the mother, the
theory of instincts, and, second, he finds the theoretical
father also inhibits the death instinct, the Nirvana impulse.
analysis corroborated by the great diseases and discontents
He thus does the work of Eros; love, too, operates in the
of contemporary civilization: an enlarged cycle of wars,
formation o£ the superego. The severe father, who as the
ubiquitous persecution, anti-Semitism, genocide, bigotry,
forbidding representative of Eros subdues the death instinct
and the enforcement of “ illusions,” toil, sickness, and mis­
in the Oedipus conflict, enforces the first “ communal ” (so­
ery in the midst of growing wealth and knowledge.
cial) relations: his prohibitions create identification among
W e have briefly reviewed the prehistory of the sense of
the sons, aim-inhibited love (affection), exogamy, sublima­
guilt; it has “ its origin in the Oedipus complex and was
tion. On the basis of renunciation, Eros begins its cultural
acquired when the father was killed by the association of
work of combining life into ever larger units. And as the
I Civilization and Its Discontents (London: Hogarth Press, 1949)'
® Ibid., p. 118. * Ibid., p. 120. ® Ibid., p. 114.
p. 123.
* Ibid., pp. 120-122.
THE DIALECTIC OF CIVILIZATION 8l
8o EROS AND CIVILIZATION

father is multiplied, supplemented, and replaced by the au­ tive instincts. And this is precisely what the developed
thorities of society, as prohibitions and inhibitions spread, civilization is incapable of doing because it depends for its
so do the aggressive impulse and its objects. And with it very existence on extended and intensified regimentation
grows, on the part of society, the need for strengthening the and control. The chain of inhibitions and deflections of
defenses — the need for reinforcing the sense of guilt: instinctual aims cannot be broken. “ Our civilization is,
generally speaking, founded on the suppression of in­
Since culture obeys an inner erotic impulse which bids it bind
mankind into a closely knit mass, it can achieve this aim only by stincts.” ^
means of its vigilance in fomenting an ever-increasing sense of guilt. Civilization is first of all progress in work — that is, work
That which began in relation to the father ends in relation to the
community. If civilization is an inevitable course of development
for the procurement and augmentation of the necessities of
from the group of the family to the group of humanity as a whole, life. 'This work is normally without satisfaction in itself;
then an intensification of the sense of guilt — resulting from the to Freud it is unpleasurable, painful. In Freud’s meta­
innate conflict of ambivalence, from the eternal struggle between
the love and the death trends — will be inextricably bound up with psychology there is no room for an original “ instinct of
it, until perhaps the sense of guilt may swell to a magnitude that workmanship,” “ mastery instinct,” etc.® 'The notion of the
individuals can hardly support.® conservative nature of the instincts under the rule of
In this quantitative analysis of the growth of the sense the pleasure and Nirvana principles strictly precludes such
of guilt, the change in the quality of guiltiness, its growing assumptions. W hen Freud incidentally mentions the “ nat­
irrationality, seems to disappear. Indeed, Freud’s central ural human aversion to work,” * he only draws the inference
sociological position prevented him from following this from his basic theoretical conception. 'The instinctual syn­
avenue. To him, there was no higher rationality against drome unhappiness and work ” recurs throughout Freud’s
which the prevailing one could be measured. If the irra­ writings,^® and his interpretation of the Prometheus myth
tionality of guilt feeling is that of civilization itself, then it is centered on the connection between curbing of sexual
is rational; and if the abolition of domination destroys cul­ passion and civilized work.^^ The basic work in civilization
ture itself, then it remains the supreme crime, and no effec­
» “ ‘ Civilized’ Sexual Morality and Modem Nervousness,” in Col­
tive means for its prevention are irrational. However, lected Papers (London: Hogarth Press, 1950), II, 82. , . _ ,
» Ives Hendrick, “ W ork and the Pleasure Principle,’ m Psychoan­
Freud’s own theory of instincts impelled him to go further alytic Quarterly, XII (1943), 314- For a further discussion of this paper,
and to unfold the entire fatality and futility of this dy­ see Chapter 10 below.
» Civilization and Its Discontents, p. 34 note.
namic. Strengthened defense against aggression is neces­ In a letter of April 16, 1896, he speaks of the “ moderate misery
necessary for intensive work.” Ernest Jones, The Life and W o rk of Sig­
sary; but in order to be effective the defense against en­ mund Freud, Vol. I (New York: Basic Books, 1953)' P- 3° 5;
larged aggression would have to strengthen the sex instincts, Civilization and Its Discontents, pp. 50-51 note; Collected Papers,
V , 288ff. For Freud’s apparently contradictory statement on the libidinal
for only a strong Eros can effectively “ bind the destruc- satisfaction provided by work {Civilization and Its Discontents, p. 34
• liid., pp. X21-122. note), see page 212 below.
82 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION
83
is non-libidinal, is labor; labor is “ unpleasantness,” and such tions to satisfaction ”), he calls them “ closely related ” to
unpleasantness has to be enforced. “ For what motive sublimation.^® Thus the main sphere of civilization appears
would induce man to put his sexual energy to other uses if as a sphere of sublimation. But sublimation involves de-
by any disposal of it he could obtain fully satisfying pleas­ sexualixation. Even if and where it draws on a reservoir of
ure? He would never let go of this pleasure and would, “ neutral displaceable energy ” in the ego and in the id,
make no further progress.” If there is no original “ work this neutral energy “ proceeds from the narcissistic reservoir
instinct,” then the energy required for (impleasurable) work of libido,” i.e., it is desexualized Eros.^^ The process of
must be “ withdrawn ” from the primary instincts — from sublimation alters the balance in the instinctual structure.
the sexual and from the destructive instinqts. Since civiliza­ Life is the fusion of Eros and death instinct; in this fusion,
tion is mainly the work of Eros, it is first of all withdrawal Eros has subdued its hostile partner. However:
of libido: culture “ obtains a great part of the mental energy After sublimation the erotic component no longer has the power
it needs by subtracting it from sexuality.” “ to bind the whole of the destructive elements that were previously
But not only the work impulses are thus fed by aim- combined with it, and these are released in the form of inclinations
to aggression and destruction.^®
inhibited sexuality. The specifically “ social instincts”
(such as the “ affectionate relations between parents and Culture demands continuous sublimation; it thereby weak­
children, . . . feelings of friendship, and the emotional ties ens Eros, the builder of culture. And desexualization, by
in marriage ” ) contain impulses which are “ held back by weakening Eros, unbinds the destructive impulses. Civili­
internal resistance ” from attaining their aims; only by zation is thus threatened by an instinctual de-fusion, in
virtue of such renunciation do they become sociable. Each which the death instinct strives to gain ascendancy over the
individual contributes his renunciations (first under the im­ life instincts. Originating in renunciation and developing
pact of external compulsion, then internally), and from under progressive renunciation, civilization tends toward
“ these sources the common stock of the material and ideal self-destruction.
wealth of civilization has been accumulated.” ” Although This argument runs too smooth to be true. A number
Freud remarks that these social instincts “ need not be de­ of objections arise. In the first place, not all work involves
scribed as sublimated ” (because they have not abandoned desexualization, and not all work is unpleasurable, is re­
their sexual aims but rest content with “ certain approxima- nunciation. Secondly, the inhibitions enforced by culture
also affect —and perhaps even chiefly affect —the deriva-
“ T he Most Prevalent Form of Degradation in Erotic Life,” in “ The Libido Theory,” p. 134.
Collected Papers, IV, 216. The Ego and the Id (London: Hogarth Press, 1950), pp. 38, 61-
Civilization and Its Discontents, p. 74. 63. See Edward Glover, " Sublimation, Substitution, and Social Anxiety,"
“ T he Libido Thedry,” in Collected Papers, V, 134. in International Journal of Psychoanalysis, Vol. XII, No. 3 {1931), p. 264.
IS “ ‘ Civilized ’ Sexual Morality . . . ,” p. 82. 1® The Ego and the Id, p. 80.
84 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 85
tives of the death instinct, aggressiveness and the destruc­ sublimation seems to require considerable modification if
tion impulses. In this respect at least, cultural inhibition applied to this kind of work. But the bulk of the work rela­
would accrue to the strength of Eros. Moreover, work in tions on which civilization rests is of a very different kind.
civilization is itself to a great extent social utilization of Freud notes that the “ daily work of earning a livelihood
aggressive impulses and is thus work in the service of Eros. affords particular satisfaction when it has been selected by
An adequate discussion of these problems presupposes that free choice.” However, if “ free choice ” means more
the theory of the instincts is freed from its exclusive orienta­ than a small selection between pre-established necessities,
tion on the performance principle, that the image of a and if the inclinations and impulses used in work are other
non-repressive civilization (which the very achievements of than those preshaped by a repressive reality principle, then
the performance principle suggest) is examined as to its satisfaction in daily work is only a rare privilege. The work
substance. Such an attempt will be made in the last part that created and enlarged the material basis of civilization
of this study; here, some tentative clarifications must suffice. was chiefly labor, alienated labor, painful and miserable —
The psychical sources and resources of work, and its rela­ and still is. The performance of such work hardly gratifies
tion to sublimation, constitute one of the most neglected individual needs and inclinations. It was imposed upon
areas of psychoanalytic theory. Perhaps nowhere else has man by brute necessity and brute force; if alienated labor
psychoanalysis so consistently succumbed to the official has anything to do with Eros, it must be very indirectly, and
ideology of the blessings of “ productivity.” “ Small won­ with a considerably sublimated and weakened Eros.
der then, that in the Neo-Freudian schools, where (as we But does not the civilized inhibition of aggressive im­
shall see in the Epilogue) the ideological trends in psycho­ pulses’in work offset the weakening of Eros? Aggressive as
analysis triumph over its theory, the tenor of work morality well as libidinal impulses are supposed to be satisfied in
is all-pervasive. The “ orthodox ” discussion is almost in work “ by way of sublimation,” and the culturally beneficial
its entirety focused on “ creative” work, especially art, “ sadistic character ” of work has often been emphasized.*^
while work in the realm of necessity — labor — is relegated The development of technics and technological rationality
to the background. absorbs to a great extent the “ modified ” destractive in­
To be sure, there is a mode of work which offers a high stincts:
degree of libidinal satisfaction, which is pleasurable in its
T he instinct of destruction, when tempered and harnessed (as
execution. And artistic work, where it is genuine, seems to
it were, inhibited in its aim) and directed towards objects, is com-
grow out of a non-repressive instinctual constellation and
to envisage non-repressive aims — so much so that the term Cmlization and Its Discontents, p. 34 note.
See Alfred Winterstein, “ Zur Psycnologie der Arbeit,” in Imago,
Ives Hendrick’s article cited above is a striking example. XVIII (1931), 141.
86 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 87
pelled to provide the ego with satisfaction of its needs and with
power over nature.**
structive violation of nature, the instincts would still operate
toward the annihilation of life. The radical hypothesis of
Technics provide the very basis for progress; technological Beyond the Pleasure Principle would stand: the instincts of
rationality sets the mental and behaviorist pattern for pro­ self-preservation, self-assertion, and mastery, in so far as
ductive performance, and “ power over nature ” has become they have absorbed this destructiveness, would have the
practically identical with civilization. Is the destructiveness function of assuring the organism’s “ own path to death.”
sublimated in these activities sufficiently subdued and di­ Freud retracted this hypothesis as soon as he had advanced
verted to assure the work of Eros? It seems that socially it, but his formulations in Civilization and Its Discontents
useful destructiveness is less sublimated than socially useful seem to restore its essential content. And the fact that the
libido. To be sure, the diversion of destructiveness from destruction of life (human and animal) has progressed
the ego to the external world secured the growth of civiliza­ with the progress of civilization, that cruelty and hatred
tion. However, extroverted destruction remains destruc­ and the scientific extermination of men have increased in
tion: its objects are in most cases actually and violently relation to the real possibility of the elimination of oppres­
assailed, deprived of their form, and reconstructed only after sion — this feature of late industrial civilization would have
partial destruction; units arc forcibly divided, and the com­ instinctual roots which perpetuate destructiveness beyond
ponent parts forcibly rearranged. Nature is literally “ vio­ all rationality. The growing mastery of nature then would,
lated.” Only in certain categories of sublimated aggressive­ with the growing productivity of labor, develop and fulfill
ness (as in surgical practice) does such violation directly the human needs only as a by-product: increasing cultural
strengthen the life of its object. Destructiveness, in extent wealth and knowledge would provide the material for pro­
and intent, seems to be more directly satisfied in civilization gressive destruction and the need for increasing instinctual
than the libido. repression.
However, while the destructive impulses are thus being This thesis implies the existence of objective criteria for
satisfied, such satisfaction cannot stabilize their energy in gauging the degree of instinctual repression at a given stage
the service of Eros. Their destructive force must drive of civilization. However, repression is largely unconscious
I them beyond this servitude and sublimation, for their aim and automatic, while its degree is measureable only in the
^ is, not matter, not nature, not any object, but life itself. If light of consciousness. The differential between (phylo-
they are the derivatives of the death instinct, then they genetically necessary) repression and surplus-repression®*
cannot accept as final any “ substitutes.” Then, through may provide the criteria. W ithin the total structure of the
constructive technological destruction, through the con- repressed personality, surplus-repression is that portion
** Civilization and Its Discontents, p. lo i. ** See page 37 above.
88 EROS AND CIVILIZATION SHE DIALECTIC OF CIVILIZATION 89
which is the result of specific societal conditions sustained W e have seen that Freud's theory is focused on the
in the specific interest of domination. The extent of this recurrent cycle “ domination-rebellion-domination.” But
surplus-repression provides the standard of measurement; the second domination is not simply a repetition of the
the smaller it is, the less repressive is the stage of civiliza­ first one; .the cyclical movement is progress in domination.
tion. The distinction is equivalent to that between the From the primal father via the brother clan to the sys­
biological and the historical sources of human sufFering: Of tem of institutional authority characteristic of mature civ­
the three “ sources of human sufFering ” which Freud enu­ ilization, domination becomes increasingly impersonal, ob­
merates — namely, “ the superior force of nature, the dis­ jective, universal, and also increasingly rational, effective,
position to decay of our bodies, and the inadequacy of our productive. At the end, under the rule of the fully de­
methods of regulating human relations in the family, the veloped performance principle, subordination appears as
community and the state” ** —at least the first and the implemented through the social division of labor itself
last are in a strict sense historical sources; the superiority of (although physical and personal fprce remains an indis­
nature and the organization of societal relations have essen­ pensable instrumentality). Society emerges as a lasting
tially changed in the development of civilization. Conse­ and expanding system of useful performances; the hierarchy
quently, the necessity of repression, and of the suffering de­ of functions and relations assumes the form of objective
rived from it, varies with the maturity of civilization, with reason: law and order are identical with the life of society
the extent of the achieved rational mastery of nature and of itself. In the same process, repression too is depersonalized;
society. Objectively, the need for instinctual inhibition constraint and regimentation of pleasure now become a
and restraint depends on the need for toil and delayed function (and “ natural ” result) of the social division of la­
satisfaction. The same and even a reduced scope of in­ bor. To be sure, the father, as paterfamilias, still performs
stinctual regimentation would constitute a higher degree of I the basic regimentation of the instincts which prepares the
repression at a mature stage of civilization, when the need child for the surplus-repression on the part of society during
for renunciation and toil is greatly reduced by material and his adult life. But the father performs this function as the
intellectual progress — when civilization could actually af­ representative of the family’s position in the social division
ford a considerable release of instinctual energy expended of labor rather than as the “ possessor ” of the mother. Sub­
for domination and toil. Scope and intensity of instinctual sequently, the individual’s instincts are controlled through
repression obtain their full significance only in relation to j the social utilization of his labor power. He has to work in
the historically possible extent of freedom. For Freud, is ^ order to live, and this work requires not only eight, ten,
progress in civilization progress in freedom? twelve daily hours of his time and therefore a conesponding
** Civilization and Its Discontents, p. 43, diversion of energy, but also during these hours and the re-
90 EROS AND CIVILIZATION
THE DIALECTIC OF CIVILIZATION
91
maining ones a behavior in conformity with the standards
element of self-defectt seems to be involved in this dynamic
and morals of the performance principle. Historically, the
(regardless of the validity of such reasons as the prematurity
reduction of Eros to procreative-monogamic sexuality
and inequality of forces). In this sense, every revolution
(which completes the subjection of the pleasure principle
has also been a betrayed revolution.
to the reality principle) is consummated only when the in­
Freud’s hypothesis on the origin and the perpetuation of
dividual has become a subject-object of labor in the ap­
guilt feeling elucidates, in psychological terms, this socio­
paratus of his society; whereas, ontogenetically, the primary
logical dynamic: it explains the “ identification ” of those
suppression of infantile sexuality remains the precondition
who revolt with the power against which they revolt. The
for this accomplishment.
economic and political incorporation of the individuals into
The development of a hierarchical system of social labor
the hierarchical system of labor is accompanied by an in­
not only rationalizes domination but also “ contains ” the
stinctual process in which the human objects of domination
rebellion against domination. At the individual level, the
reproduce their own repression. And the increasing ra­
primal revolt is contained within the framework of the
tionalization o f power seems to be reflected in an increas­
normal Oedipus conflict. At the societal level, recurrent re­
ing rationalization of repression. In retaining the indi­
bellions and revolutions have been followed by counter­
viduals as instruments of labor, forcing them into renuncia­
revolutions and restorations. From the slave revolts in the
tion and toil, domination no longer merely or primarily sus­
ancient world to the socialist revolution, the struggle of the
tains specific privileges but also sustains society as a whole
oppressed has ended in establishing a new, “ better ” system
on an expanding scale. The guilt of rebellion is thereby
of domination; progress has taken place through an improv­
greatly intensified. The revolt against the primal father
ing chain of control. Each revolution has been the con­
eliminated an individual person who could be (and was)
scious effort to replace one ruling group by another; but
replaced by other persons; but when the dominion of the
each revolution has also released forces that have “ overshot
father has expanded into the dominion of society, no such
the goal, that have striven for the abolition of domination
replacement seems possible, and the guilt becomes fatal.
and exploitation. The ease with which they have been de­
Rationalization of guilt feeling has been completed. The
feated demands explanations. Neither the prevailing con­
father, restrained in the family and in his individual biologi­
stellation of power, nor immaturity of the productive forces,
cal authority, is resurrected, far more powerful, in the ad­
nor absence of class consciousness provides an adequate
ministration which preserves the life of society, and in the
answer. In every revolution, there seems to have been a
laws which preserve the administration. These final and
historical moment when the struggle against domination
most sublime incarnations of the father cannot be overcome
might have been victorious — but the moment passed. An
symbolically,” by emancipation: there is no freedom from
9a EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 93
administration and its laws because they appear as the ulti­ has created a social wealth sufficiently great to transform
mate guarantors of liberty. The revolt against them would this instrument into an end in itself. The available re­
be the supreme crime again — this time not against the sources make for a qualitative change in the human needs.
despot-animal who forbids gratification but against the wise Rationalization and mechanization of labor tend to reduce
order which secures the goods and services for the progres­ the quantum of instinctual energy channeled into toil
sive satisfaction of human needs. Rebellion now appears (alienated labor), thus freeing energy for the attainment of
as the crime against the whole of human society and there­ objectives set by the free play of individual faculties. Tech­
fore as beyond reward and beyond redemption. nology operates against the repressive utilization of energy
However, the very progress of civilization tends to make in so far as it minimizes the time necessary for the produc­
this rationality a spurious one. The existing liberties and tion of the necessities of life, thus saving time for the devel­
the existing gratifications are tied to the requirements of opment of needs beyond the realm of necessity and of nec­
domination; they themselves become instruments of repres­ essary waste.
sion. The excuse of scarcity, which has justified institution­ But the closer the real possibility of liberating the indi­
alized repression since its inception, weakens as man's vidual from the constraints once justified by scarcity and
knowledge and control over nature enhances the means for immaturity, the greater the need for maintaining -and
fulfilling human needs with a minimum of toil. The still streamlining these constraints lest the established order of
prevailing impoverishment of vast areas of the world is no domination dissolve. Civilization has to defend itself
longer due' chiefly to the poverty of human and natural re­ against the specter of a world which could be free. If so­
sources but to the manner in which they are distributed and ciety cannot use its growing productivity for reducing repres­
utilized. This difference may be irrelevant to politics and sion (because such usage would upset the hierarchy of the
to politicians but it is of decisive importance to a theory of status qiio), productivity must be turned against the indi­
civilization which derives the need for repression from the viduals; it becomes itself an instruirient of universal control.
“ natural ” and perpetual disproportion between human de­ Totalitarianism spreads over late industrial civilization
sires and the environment in which they must be satisfied. wherever the interests of domination prevail upon produc­
If such a “ natural ” condition, and not certain political and tivity, arresting and diverting its potentialities. The peo­
social institutions, provides the rationale for repression, ple have to be kept in a state of permanent mobilization, in­
then it has become irrational. The culture of industrial ternal and external. The rationality of domination has pro­
civilization has turned the human organism into an ever gressed to the point where^ it threatens to invalidate its
more sensitive, differentiated, exchangeable instrument, and foundations; therefore it must be reaffirmed more effectively
94 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 95

than ever before. This time there shall be no killing of the ure principle. In a world of alienation, the liberation of
father, not even a “ symbolic ” killing — because he may not Eros would necessarily operate as a destructive, fatal force
find a successor. — as the total negation of the principle which governs the
The “ automatization ” of the superego indicates the repressive reality. It is not an accident that the great litera­
defense mechanisms by which society meets the threat. ture of Western civilization celebrates only the “ unhappy
The defense consists chiefly in a strengthening of controls love,” that the Tristan myth has become its representative
not so much over the instincts as over consciousness, which, expression. The morbid romanticism of the myth is in a
if left free, might recognize the work of repression in the strict sense “ realistic.” In contrast to the destructiveness
bigger and better satisfaction of needs. The manipulation of the liberated Eros, the relaxed sexual morality within the
of consciousness which has occurred throughout the orbit firmly entrenched system of monopolistic controls itself
of contemporary industrial civilization has been described serves the system. The negation is co-ordinated with “ the
in the various interpretations of totalitarian and “ popular positive” : the night with the day, the dream world with
cultures”: co-ordination of the private and public exist­ the work world, phantasy with frustration. Then, the in­
ence, of spontaneous and required reactions. The promo­ dividuals who relax in this uniformly controlled reality re­
tion of thoughtless leisure activities, the triumph of anti­ call, not the dream but the da)', not the fairy tale but its
intellectual ideologies, exemplify the trend. This extension denunciation. In their erofic relations, they “ keep their
of controls to formerly free regions of consciousness and appointments ” —with charm, with romance, with theit
leisure permits a relaxation of sexual taboos (previously favorite commercials.
more important because the over-all controls were less effec­ But, within the system of unified and intensified controls,
tive) . Today compared with the Puritan and Victorian pe­ decisive changes are taking place. They affect the struc­
riods, sexual freedom has unquestionably increased (al­ ture of the superego and the content and manifestation of
though a reaction against the 1920’s is clearly noticeable). guilt feeling. Moreover, they tend toward a state in which
At the same time, however, the sexual relations themselves the completely alienated world, expending its full power,
have become much more closely assimilated with social re­ seems to prepare the stuff and material for a new reality
lations; sexual liberty is harmonized with profitable con­ principle.
formity. The fundamental antagonism between sex and The superego is loosened from its origin, and the trau­
social utility — itself the reflex of the conflict between pleas­ matic experience of the father is superseded by more exog­
ure principle and reality principle — is blurred by the pro­ enous images. As the family becomes less decisive, in di­
gressive encroachment of the reality principal on the pleas- recting the adjustment of the individual to society, the
See pages 32-33 above. father-son conflict no longer remains the model-conflict.
96 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 97
This change derives from the fundamental economic proc­ under the performance principle still retained a sphere of
esses which have characterized, since the beginning of the private non-conformity.
century, the transformation of “ free ” into “ organized ” Now, however, under the rule of economic, political, and
capitalism. The independent family enterprise and, subse­ cultural monopolies, the formation of the mature superego
quently, the independent personal enterprise cease to be seems to skip the stage of individualization: the generic
the units of the social system; they are being absorbed into atom becomes directly a social atom. The repressive or­
large-scale impersonal groupings and associations. At the ganization of the instincts seems to be collective, and the
same time, the social value of the individual is measured ego seems to be prematurely socialized by a whole system of
primarily in terms of standardized skills and qualities of ad­ extra-familial agents and agencies. As early as the pre­
justment rather than autonomous judgment and personal school level, gangs, radio, and television set the pattern for
responsibility. conformity and rebellion; deviations from the pattern are
The technological abolition of the individual is reflected punished not so much within the family as outside and
in the decline of the social function of the family.'® It against the family. The experts of the mass media transmit
was formerly the family which, for good or bad, feared the required values; they offer the perfect training in effi­
and educated the individual, and the dominant rules and ciency, toughness, personality, dream, and romance. W ith
values were transmitted personally and transformed through this education, the family can no longer compete. In the
personal fate. To be sure, in the Oedipus situation, not in­ struggle between the generations, the sides seem to be
dividuals but “ generations” (units of the genus) faced shifted: the son knows better; he represents the mature
each other; but in the passing and inheritance of the Oedi­ reality principle against its obsolescent paternal forms. The
pus conflict they became individuals, and the conflict con­ father, the first object of aggression in the Oedipus situa­
tinued into an individual life history. Through the strug­ tion, later appears as a rather inappropriate target of aggres­
gle with father and mother as personal targets of love and sion. His authority as transmitter of wealth, skills, experi­
aggression, the younger generation entered societal life with ences is greatly reduced; he has less to offer, ^nd t h e r e f ^
impulses, ideas, and needs which were largely their own. less to prohibit. The progressive father is am ost unsuitable
Consequently, the formation of their superego, the repres­ enemy and a most unsuitable “ ideal ” — but so is any father
sive modification of their impulses, their renunciation and who no longer shapes the child’s economic, emotional, and
sublimation were very personal experiences. Precisely be­ intellectual future. Still, the prohibitions continue to pre­
cause of this, their adjustment left painful scars, and life vail, the repressive control of the instincts persists, and so
*8 For the analysis of these processes, see Studien iiber Autontdt und does the aggressive impulse. W ho are the father-substitutes
Familie, ed. Max Horkheimer (Paris: Felix Alcan, 1936); Max Hork-
heimer. Eclipse of Reason (New York: Oxford University Press, 1946). against which it is primarily directed?
98 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 99
As domination congeals into a system of objective ad­ The aggressive impulse plunges into a void — or rather the
ministration, the images that guide the development of the hate encounters smiling colleagues, busy competitors, obe­
superego become depersonalized. Fomerly the superego dient officials, helpful social workers who are all doing their
was “ fed ” by the master, the chief, the principal. Tliese duty and who are all innocent victims.
represented the reality principle in their tangible personal­ Tlius repulsed, aggression is again introjected: not sup­
ity: harsh and benevolent, eruel and rewarding, they pro­ pression but the suppressed is guilty. Guilty of what?
voked and punished the desire to revolt; the enforcement of Material and intellectual progress has weakened the force
conformity was their personal function and responsibility. of religion below the point where it can sufficiently explain
Respect and fear could therefore be accompanied by hate the sense of guilt. The aggressiveness turned against the
of what they were and did as persons; they presented a liv­ ego threatens to become senseless: with his consciousness
ing object for the impulses and for the eonscious efforts to co-ordinated, his privaey abolished, his emotions integrated
satisfy them. But these personal father-images have grad­ into conformity, the individual has no longer enough “ men­
ually disappeared behind the institutions. W ith the ra­ tal space ” for developing himself against his sense of guilt,
tionalization of the productive apparatus, with the multi­ for living with a conscience of his own. His ego has shrunk
plication of functions, all domination assumes the form of to sueh a degree that the multiform antagonistic processes
administration. At its peak, the concentration of eeonomic between id, ego, and superego cannot unfold themselves in
power seems to turn into anonymity: everyone, even at the their classic form.
very top, appears to be powerless before the movements and Still, the guilt is there; it seems to be a quality of the
laws of the apparatus itself. Control is normally admin­ whole rather than of the individuals — collective guilt, the
istered by offices in which the controlled are the employers affliction of an institutional system which wastes and arrests
and the employed. The masters no longer perfonn an in­ the material and human resources at its disposal. The ex­
dividual function. The sadistic principals, the capitalist ex­ tent of these resources ean be defined by the level of ful­
ploiters, have been transformed into salaried members of a filled human freedom attainable through truly rational
bureaucracy, whom their subjects meet as members of an­ use of the productive capacity. If this standard is ap­
other bureaucracy. The pain, frustration, impotence of the plied, it appears that, in the centers of industrial civili­
individual derive from a highly productive and efficiently zation, man is kept in a state of impoverishment, both
functioning system in which he makes a better living than cultural and physical. Most of the cliches with which so­
ever before. Responsibility for the organization of his life ciology describes the process of dehumanization in present-
lies with the whole, the “ system,” the sum total of the in­ day mass culture are correct; but they seem to be slanted in
stitutions that determine, satisfy, and control his needs. the wrong direction. W hat is retrogressive is not mechani-
100 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 101

zation and standardization but their containment, not the sacrificing its own promises of liberty, justice, and peace
universal co-ordination but its concealment under spurious for all.
liberties, choices, and individualities. The high standard of The discrepancy between potential liberation and actual
living in the domain of the great corporations is restrictive repression has come to maturity: it permeates all spheres of
in a concrete sociological sense; the goods and services that life the world over. The rationality of progress heightens
the individuals buy control their needs and petrify their the irrationality of its organization and direction. Social
faculties. In exchange for the commodities that enrich cohesion and administrative power are sufficiently strong to
their life, the individuals sell not only their labor but also protect the whole from direct aggression, but not strong
their free time. The better living is offset by the all-perva­ enough to eliminate the accumulated aggressiveness. It
sive control over living. People dwell in apartment concen­ turns against those who do not belong to the whole, whose
trations — and have private automobiles with which they existence is its denial. This foe appears as the archenemy
can no longer escape into a different world. They have and Antichrist himself: he is everywhere at all times; he
huge refrigerators filled with frozen foods. They have represents hidden and sinister forces, and his omnipresence
dozens of newspapers and magazines that espouse the same requires total mobilization. The difference between war
ideals. They have innumerable choices, innumerable gadg­ and peace, between civilian and military populations, be­
ets which are all of the same sort and keep them occupied tween truth and propaganda, is blotted out. There is re­
and divert their attention from the real issue — which is the gression to historical stages that had been passed long ago,
awareness that they could both work less and determine and this regression reactivates the sado-masochistic phase
their own needs and satisfactions. on a national and international scale. But the impulses of
The ideology of today lies in that production and con­ this phase are reactivated in a new, “ civilized ’’ manner:
sumption reproduce and justify domination. But their practically without sublimation, they become socially “ use­
ideological character does not change the fact that their ful activities in concentration and labor camps, colonial
benefits are real. The repressiveness of the whole lies to a and civil wars, in punitive expeditions, and so on.
high degree in its efficacy: it enhances the scope of material Under these circumstances, the question whether the
culture, facilitates the procurement of the necessities of life, present stage of civilization is demonstrably more destruc­
makes comfort and luxury cheaper, draws ever-larger areas tive than the preceding ones does not seem to be very rele­
into the orbit of industry — while at the same time sustain­ vant. In any case, the question cannot be avoided by point­
ing toil and destruction. The individual pays by sacrificing ing to the destructiveness prevalent throughout history.
his time, his consciousness, his dreams; civilization pays by The destructiveness of the present stage reveals its full signif-
102 EROS AND CIVILIZATION THE DIALECTIC OF CIVILIZATION 103
icance only if the present is measured, not in terms of past petitiveness to which they belong. Individuality is literally
stages, but in terms of its own potentialities. There is more in name only, in the specific representation of types (such
than a quantitative difference in whether wars are waged by as vamp, housewife, Ondine, he-man, career woman, strag­
professional armies in confined spaces, or against entire pop­ gling young couple), just as competition tends to be re­
ulations on a global scale; whether technical inventions that duced to prearranged varieties in the production of gadgets,
could make the world free from misery are used.for the con­ wrappings, flavors, colors, and so on. Beneath this illusory
quest or for the creation of suffering; whether thousands are surface, the whole work-world and its recreation have be­
slain in combat or millions scientifically exterminated with come a system of animate and inanimate things —ail
the help of doctors and engineers; whether exiles can find equally subject to administration. The human existence in
refuge across the frontiers or are chased around the earth; this world is mere stuff, matter, material, which does not
whether people are naturally ignorant or are being made have the principle of its movement in itself. This state of
ignorant by their daily intake of information and entertain­ ossification also affects the instincts, their inhibitions and
ment. It is with a new ease that terror is assimilated with modifications. Their original dynamic becomes static:
normality, and destructiveness with construction. Still, the interactions between ego, superego, and id congeal into
progress continues, and continues to narrow the basis of re­ automatic reactions. Corporealization of the super-ego is
pression. At the height of its progressive achievements, accompanied by corporealization of the ego, manifest in the
domination not only undermines its own foundations, but frozen traits and gestures, produced at the appropriate occa­
also corrupts and liquidates the opposition against domina­ sions and hours. Consciousiless, increasingly less burdened
tion. W hat remains is the negativity of reason, which im­ by autonomy, tends to be reduced to the task of regulating
pels wealth and power and generates a climate in which the the co-ordination of the individual with the whole.
instinctual roots of the performance principle are drying up. This co-ordination is effective to such a degree that the
The alienation of labor is almost complete. The me­ general unhappiness has decreased rather than increased.
chanics of the assembly line, the routine of the office, the W e have suggested that the individual’s awareness of the
ritual of buying and selling are freed from any connection prevailing repression is blunted by the manipulated restric­
with human potentialities. Work relations have become tion of his consciousness. This process alters the contents
to a great extent relations between persons as exchangeable of happiness. The concept denotes a more-than-private.
objects of scientific management and efficiency experts. To
Sec Leo Lowenthal,," International W ho's W ho 1937,” in Studies
be sure, the still prevailing competitiveness requires a cer­ in Philosophy and Social Science (formerly Zeitschrift filr Sozhdforschung),
tain degree of individuality and spontaneity; but these fea­ V III (1939), 262S.; and "Historical Perspectives of Popular Culture,"
in American jotmusl of Sociology, LV (1950), 3232.
tures have become just as superficial and illusory as the com- ** See page 94 above.
104 EROS M iD CIVILIZATION THE DIALECTIC OF CIVILIZATION 105
^ V
more-than-subjective condition; happiness is not in the The groups and group ideals, the philosophies, the works of
mere feeling of satisfaction but in the reality of freedom art and literature that still express without compromise the
and satisfaction. Happiness involves knowledge: it is the fears and hopes of humanity stand against the prevailing
prerogative of the animal rationale. W ith the decline in reality principle: they are its absolute denunciation.
consciousness, with the control of information, with the The positive aspects of progressive alienation show forth.
absorption of individual into mass communication, knowl­ The human energies which sustained the performance prin­
edge is administered and confined. The individual does not ciple are becoming increasingly dispensable. The auto­
really know what is going on; the overpowering machine of matization of necessity and waste, of labor and entertain­
education and entertainment unites him with all the others ment, precludes the realization of individual potentialities
in a state of anaesthesia from which all detrimental ideas in this realm. It repels libidinal cathexis. The ideology of
tend to be excluded. And since knowledge of the whole scarcity, of the productivity of toil, domination, and re­
truth is hardly conducive to happiness, such general anaes­ nunciation, is dislodged from its instinctual as well as ra­
thesia makes individuals happy. If anxiety is more than a tional ground. The theory of alienation demonstrated the
general malaise, if it is an existential condition, then this fact that man does not realize himself in his labor, that his
so-called “ age of anxiety ” is distinguished by the extent to life has become an instrument of labor, that his work and
which anxiety has disappeared from expression. its products have assumed a form and power independent
These trends seem to suggest that the expenditure of of him as an individual. But the liberation from this state
energy and efiEort for developing one’s own inhibitions is seems to require, not the arrest of alienation, but its con- ,
greatly diminished. The living links between the individual summation, not the reactivation of the repressed and pro­
and his culture are loosened. This culture was, in and for ductive personality but its abolition. The elimination of
the individual, the system of inhibitions that generated and human potentialities from the world of (alienated) labor
regenerated the predominant values and institutions. Now, creates the preconditions for the elimination of labor from
the repressive force of the reality principle seems no longer the world of human potentialities.
renewed and rejuvenated by the repressed individuals. The
less they function as the agents and victims of their own
life, the less is the reality principle strengthened through
“ creative ” identifications and sublimations, which enrich
and at the same time protect the household of culture.

*9 See Herbert Marcuse, " Zur Kritik des Hedonismus,” in Zeitschrift


fuT SozidfoTSchung,Yll (1938), 55fif.
PHILOSOPHICAL INTERLUDE IO 7

folds the vicissitudes of the instincts as historical vicissi­


tudes: the recurrent dynamic of the struggle between Eros
and death instinct, of the building and destruction of cul­
ture, of repression and the return of the repressed, is re­
CHAPTER FIVE
leased and organized by the historical conditions under
which mankind develops.
PKilosophical Interlude But the metapsychological implications of Freud’s theory
Freud's theory of civilization grows out of his psycho­ go even beyond the framework of sociology. The primary
logical theory: its insights into the historical process are instincts pertain to life and death — that is to say, to organic
derived from the analysis of the mental apparatus of the in­ matter as such. And they link organic matter back with
dividuals who are the living substance of history. This ap­ unorganic matter, and forward with its higher mental mani­
proach penetrates the protective ideology in so far as it festations. In other words, Freud's theory contains certain
views the cultural institutions in terms of what they have assumptions on the structure of the principal modes of be­
made of the individuals through whom they function. But ing: it contains ontological implications. This chapter at­
the psychological approach seems to fail at a decisive point: tempts to show that these implications are more than for­
history has progressed “ behind the back ” and over the in­ mal — that they pertain to the basic context of Western
dividuals, and the laws of the historical process have been philosophy.
those governing the reified institutions rather than the in­ According to Freud, civilization begins with the methodi­
dividuals.^ Against this criticism we have argued that cal inhibitioii of the primary instincts. Two chief modes
Freud's psychology reaches into a dimension of the mental of instinctual organization may be distinguished: (a) the
apparatus where the individual is still the genus, the present inhibition of sexuality, ensuing in durable and expanding
still the past Freud's theory reveals the biological de­ group relations, and (b) the inhibition of the destmctive
individualization beneath the sociological one — the former instincts, leading to the mastery of man and nature, to indi­
proceeding under the pleasure and Nirvana principles, the vidual and social morality. As the combination of these
latter under the reality principle. By virtue of this generic two forces sustains ever more effectively the life of ever
conception, Freud's psychology of the individual is per se larger groups, Eros gains over his adversary: social utiliza­
psychology of the genus. And his generic psychology un- tion presses the death instinct into the service of the life
instincts. But the very progress of civilization increases the
» See Theodor W . Adomo, “ Psychoanalyse und Soziologie," in Socio-
loffca (Frankfurt: Europaische Verlagsantalt, 1955). Frankfurter Beit-
scope of sublimation and of controlled aggression; on both
i 3£e zur Soziolo^e, Vol. I. accounts, Eros is weakened and destructiveness is released.
io 8 EROS AND CIVILIZATION PHILOSOPHICAL INTERLUDE 109

This would suggest that progress remains committed to a serve being on an ever larger and richer scale in order to
regressive trend in the instinctual structure (in the last satisfy the life instincts, to protect them from the threat of
analysis, to the death instinct), that the growth of civiliza­ non-fulfillment, extinction. It is the failure of Eros, lack
tion is counteracted by the persistent (though repressed) of fulfillment in life, which enhances the instinctual value
impulse to come to rest in final gratification. Domination, of death. The manifold forms of regression are uncon­
and the enhancement of power and productivity, proceed scious protest against the insufficiency of civilization:
through destruction beyond rational necessity. The quest against the prevalence of toil over pleasure, performance
for liberation is darkened by the quest for Nirvana. over gratification. An innermost tendency in the organism
The sinister hypothesis that culture, via the socially uti­ militateis against the principle which has governed civiliza­
lized impulses, stands under the rule of the Nirvana prin­ tion and insists on return from alienation. The derivatives
ciple has often haunted psychoanalysis. Progress “ con­ of the death instinct join the neurotic and perverted mani­
tains ” regression. From his notion of the trauma of birth, festations of Eros in this rebellion. Time and again, Freud’s
Otto Rank came to the conclusion that culture establishes theory of civilization points up these countertrends. D e­
on an ever larger scale “ profective shells ” which reproduce structive as they appear in the light of the established cul­
the intra-uterine state: ture, they testify to the destructiveness of what they strive
Every “ comfort ” that civilization and technical knowledge con­ to destroy: repression. They aim not only against the real­
tinually strive to increase only tries to replace by durable substitutes ity principle, at non-being, but also beyond the reality prin­
the primal goal from which . . . it becomes ever further removed.*
ciple — at another mode of being. They betoken the his­
Ferenczi’s theory, especially his idea of a “ genito-fugal ” torical character of the reality principle, the limits of its
libido,® tends to the same conclusion, and G6za R6heim validity and necessity.
considered the danger of “ object-loss, of being left in the At this point, Freud’s metapsychology meets a main-
dark,” as one of the decisive instinctual motives in the evo­ • stream of Western philosophy.
lution of culture.*
The persistent strength of the Nirvana principle in civili­ As the scientific rationality of Western civilization began
zation illuminates the scope of the constraints placed upon to bear its full fruit, it became increasingly conscious of its
the culture-building power of Eros. Eros creates culture psychical implications. The ego which undertook the ra­
in his struggle against the death instinct: he strives to pre- tional transformation of the human and natural environ­
* T he Trauma of Birth (New York: Harcourt, Brace, 1929), P- 99;
see also p. 103. ment revealed itself as an essentially aggressive, offensive
* See Chapter 10 below. subject, whose thoughts and actions were designed for
* T he Origin and Function of Culture (New York: Nervous and
Mental Disease Monograph No. 69, 1943), p. 77. ' mastering objects. It was a subject against an object. This
ilo EROS AND CIVILIZATION
PHILOSOPHICAL INTERLUDE 111
a priori antagonistic experience defined the ego cogitans as
power and provocation in the struggle with nature; it is over­
well as the ego agens. Nature (its own as well as the ex­
coming of resistance. In such work-attitude, the images of
ternal world) were “ given ” to the ego as something that
the objective world appear as “ symbols for points of aggres­
had to be fought, conquered, and even violated — such was
sion ; action appears as domination, and reality per se as
the precondition for self-preservation and self-development.
“ resistance.” ® Scheler calls this mode of thought “ knowl­
The struggle begins with the perpetual internal conquest
edge geared to domination and achievement ” and sees in it
of the lower faculties of the individual:' his sensuous
the specific mode of knowledge which has guided the de­
and appetitive faculties. Their subjugation is, at least since
velopment of modern civilization.^® It has shaped the pre­
Plato, regarded as a constitutive element of human reason,
dominant notion not only of the ego, the thinking and act­
which is thus in its very function repressive. The struggle
ing subject, but also of its objective world — the notion of
culminates in the conquest of external nature, which must
being as such.
be perpetually attacked, curbed, and exploited in order to
Whatever the implications of the original Greek concep­
yield to human needs. The ego experiences being as “prov­
tion of Logos as the essence of being, since the canoniza­
ocation,® as “ project * it experiences each existential con­
tion of the Aristotelian logic the term merges with the idea
dition as a restraint that has to be overcome, transformed
of ordering, classifying, mastering reason. And this idea of
into another one. The ego becomes preconditioned for
reason becomes increasingly antagonistic to those faculties
mastering action and productivity even prior to any specific
and attitudes which are receptive rather than productive,
occasion that calls for such an attitude. Max Scheler has
which tend toward gratification rather than transcendence
pointed out that the “ conscious or unconscious impulse or
— which remain strongly committed to the pleasure prin­
will to power over nature is the primum movens ” in the
ciple. They appear as the unreasonable and irrational that
relation, of the modern individual to being, and that it struc­
must be conquered and contained in order to serve the
turally precedes modern science and technology — a “ pre-
progress of reason. Reason is to insure, through the ever
and a-logical ” antecedent before scientific thought and in­
more effective transformation and exploitation of nature,
tuition.’' Nature is a priori experienced by an organism ^
the fulfillment of the human potentialties. But in the
bent to domination and therefore experienced as susceptible
process the end seems to recede before the means: the time
to mastery and control.® And consequently work is a priori
devoted to alienated labor absorbs the time for individual
* Gaston Bachelard, U Eau et les Rives (Paris: Jos6 Corti, 1042), needs — and defines the needs themselves. The Logos
p. 214. -■
* h Sartre, L ’Etre et le NSant ^Paris; Gallimard, 1946), passim. shows forth as the logic of domination. W hen logic then
Die Wissensfonnen und die Gesellschaft (Leipzig, 1926), pp. 234-
reduces the units of thought to signs and symbols, the laws
* PP- 298-299. Scheler refers to " herrschaftswilliges Lebe- » Ibid., pp. 459, 461.
wesen.” ® Die Formen des Wissens und die Bildung (Bonn, 192c), p. 33.
Schdei's phrase is “ Herrschafts- und Leistungswissen.”
112 ’f ROS AND CIVILIZATION PmLOSOPHICAL INTERLUDE 113

of thought have finally become techniques of calculation of Reason, with Hegel, Western thought makes its last and
and manipulation. greatest attempt to demonstrate the validity of its cate­
But the logic of domination does not triumph unchal­ gories and of the principles which govern its world, it con­
lenged. The philosophy which epitomizes the antagonistic cludes again with the nous theos. Again, fulfillment is rele­
relation between subject and object also retains the image gated to the absolute idea and to absolute knowledge.
of their reconciliation. The restless labor of the transcend­ Again, the movement of the circle ends the painful process
ing subject terminates in the ultimate unity of subject and of destructive and productive transcendence. Now the cir­
object: the idea of “ being-in-and-for-itself,” existing in its cle comprises the whole: all alienation is justified and at the
own fulfillment. The Logos of gratification contradicts the same time canceled in the universal ring of reason which is
Logos of alienation: the effort to harmonize the two ani­ the world. But now philosophy comprehends the concrete
mates the inner history of Western metaphysics. It obtains historical ground on which the edifice of reason is erected.
its classical formulation in the Aristotelian hierarchy of the The Phenomenology of the Spirit unfolds the structure
modes of being, which culminates in the nous theos: its of reason as the structure of domination -- and as the over­
existence is no longer defined and confined by anything coming of domination. Reason develops through the de­
other than itself but is entirely itself in all states and condi* veloping self-consciousness of man who conquers the nat­
tions. The ascending curve of becoming is bent in the cir­ ural and historical world and makes it the material of his
cle which moves in itself; past, present, and future are en­ self-realization. W hen mere consciousness reaches the
closed in the ring. According to Aristotle, this mode of stage of self-consciousness, it finds itself as ego, and the ego
being is reserved to the god; and the movement of thought, is first desire: it can become conscious of itself only through
pure thinking, is its sole “ empirical” approximation. satisfying itself in and by an “ other.” But such satisfaction
Otherwise the empirical world does not partake of such ful­ involves the “ negation ” of the other, for the ego has to
fillment; only a yearning, “ Eros-like,” connects this world prove itself by truly “ being-for-itself ” against all “ other- j
with its end-in-itself. The Aristotelian conception is not ness.” “ This is the notion of the individual which must
a religious one. The nous theos is, as it were, part of constantly assert and affirm himself in order to be real,
the universe, neither its creator nor its lord nor its savior, which is set off against the world as his " negativity,” as deny­
but a mode of being in which all potentiality is actuality, ing his freedom, so that he can exist only by incessantly win­
in which the “ project ” of being has been fulfilled. ning and testing his existence against some-thing or some­
one which contests it. The ego must become free, but if the
The Aristotelian conception remains alive through all world has the “ character of negativity,” then the ego’s free-
subsequent transformations. W hen, at the end of the Age This and the following according to the Phenomenology (B, IV , A ).
114 EROS AND CIVILIZATION PHILOSOPHICAL INTERLUDE

dom depends on being “ recognized,” “ acknowledged” as But the Phenomenology of the Spirit would not be the
master — and such recognition can only be tendered by an­ self-interpretation of Western civilization if it were nothing
other ego, another self-conscious subject. Objects^ are not more than the development of the logic of domination.
alive; the overcoming of their resistance cannot satisfy or The Phenomenology of the Spirit leads to the overcoming
“ test ” the power of the ego: “ Self-consciousness can attain of that form of freedom which derives from the antagonistic
its satisfaction only in another self-consciousness.” The ag­ relation to the other. And the true mode of freedom is,
gressive attitude toward the object-world, the domination not the incessant activity of conquest, but its coming to
of nature, thus ultimately aims at the domination of man rest in the transparent knowledge and gratification of being.
by man. It is aggressiveness toward the other subjects: satis­ 'The ontological climate which prevails at the end of the
faction of the ega is conditioned upon its “ negative rela­ Phenomenology is the very opposite of the Promethean
tion ” to another ego: dynamic:
T h e relation o f b o th self-consciousnesses is 'in this way so con­ The wounds of the Spirit heal without leaving scars; the deed
stitu te d th a t th ey prove themselves an d each o th e r through a life- is not everlasting; the Spirit takes it back into itself, and the aspect
and-death struggle. . . . A n d it is solely by risking life, th a t free­
of particularity (individuality) present in it . . . immediately
dom is obtained . .
passes away.^*
Freedom involves the risk of life, not because it involves
Mutual acknowledgment and recognition are still the test
liberation from servitude, but because the very content of
for the reality of freedom, but the terms are now forgiveness
human freedom is defined by the mutual “ negative rela­
and reconciliation:
tion ” to the other. And since this negative relation affects
the totality of life, freedom can be “ tested ” only by stak­ The word of reconciliation is the (objectively) existent Spirit
which apprehends in its opposite the pure knowledge of itself qua
ing life itself. Death and anxiety — not as “ fear for this universal essence . . . a mutual recognition which is Absolute
element or that, not for this or that moment of time,” but Spirit.^®
as fear for one’s ' entire being ’ ” « _ are the essential terms These formulations occur at the decisive place where
of human freedom and satisfaction. From the negative Hegel’s analysis of the manifestations of the spirit has
structure of self-consciousness results the relation of master reached the position of the “ self-conscious spirit ” — its be-
and servant, domination and servitude. This relation is the
“ Die W unden des Geistes heilen, ohne dass Narben bleiben; die
consequence of the specific nature of self-consciousness and T at ist nicht das Unvergangliche, sondern wird von dem Geiste in sich
the consequence of its specific attitude toward the other zuriickgenommen, und die Seite der Einzelheit . . . ist das unmittelbar
Verschwindende.” The Phenomenology of the M ind, transl. J. B. Baillie
(object and subject). (London: Sven Sonnenschein, 1910), II, 679. (Translation changed.)'
1“ “ Das 'Wort der Versohnung ist der daseiende Geist, der das reine
T he Philosophy of Hegel, ed. Carl J. Friedrich (New York: Modem ■Wissen seiner selbst als allgemeines Wesen in seinem Gegenteile . . .
Libiaiy, 1953), p. 402. anschaut, —ein gegenseitiges Anerkennen, welches der absolute Geist is t”
Ibid., p. 680 (with a minor change in translation).
ii6 EROS AND CIVILIZATION PHILOSOPHICAL INTERLUDE 117
ing-in-and-for-itself. Here, the “ negative relation to the conquest of time is remembrance (re-collection). Abso­
other ” is ultimately, in the existence of the spirit as nous, lute knowledge, in which the spirit attains its truth, is the
transformed into productivity which is receptivity, activity spirit “ entering into its real self, whereby it abandons its
which is fulfillment, Hegel’s presentation of his system in (extraneous) existence and entrusts its Gestalt to remem­
his Encyclopedia ends on the word " enjoys.” The philoso- brance.” Being is no longer the painful transcendence
/ phy of Western civilization culminates in the idea that the toward the future but the peaceful recapture of the past.
I truth lies in the negation of the principle that governs this Remembrance, which has preserved everything that was, is
civilization — negation in the twofold sense that freedom “ the inner and the actually higher form of the substance.”
appears as real only in the idea, and that the endlessly pro­ The fact that remembrance here appears as the decisive
jecting and transcending productivity of being comqs to existential category for the highest form of being indicates
^^uitioyTn the perpetual peace of self-conscious receptivity. the inner trend of Hegel’s philosophy. Hegel replaces the
^The Phenomenology of the Spirit throughout preserves idea of progress by that of a cyclical development which
the tension between the ontological and the historical con- moves, self-sufficient, in the reproduction and consumma-
t e ^ t h e manifestations of the spirit are the main stages of tipn of what is. This development presupposes the entire
Western civilization, but these historical manifestations re­ history of man (his subjective and objective world) and the
main affected with negativity; the spirit comes to itself only comprehension of his history —the remembrance of his
in and as absolute knowledge. It is at the same time the past. The past remains present; it is the very life of the
true form of thought and the true form of being. Being is spirit; what has been decides on what is. Freedom implies j
in its very essence reason. But the highest form of reason reconciliation — redemption of the past. If the past is just
is, to Hegel, almost the opposite of the prevailing form: it left behind and forgotten, there will be no end to destruc­
is attained and sustained fulfillment, the transparent unity tive transgression. Somehow the progress of transgression
of subject and object, of the universal and the individual — must be arrested. Hegel thought that “ the wounds of the
a d)mamic rather than static unity in which all becoming is spirit heal without leaving scars.” He believed that, on the
free self-extemalization (Entdusserung), release and “ en­ attained level of civilization, with the triumph of reason,
joyment ” of potentialities. The labor of history comes to freedom had become a reality. But neither the state nor so­
rest in history: alienation is canceled, and with it transcend­ ciety embodies the ultimate form of freedom. N o matter
ence and the flux of time. The spirit “ overcomes its tem­
“ . . . sein Insichgehen, in welchem er sein Dasein verlasst und
poral form; negates Time.” “ But the “ end ” of history seine Gestalt der Erinnerung iibergibt." Ibid. N o English translation can
recaptures its content: the force which accomplishes the render the connotation of the German term which takes Er-innerung as
" turning into oneself,” re-turn from externalization.
". . . hebt seine Zeitfonn auf; tilgt die 2feit.” Ibid., p. 821. ". . , das Innere und die in der T at hohere Form der Substanz."
ii8 EROS AND CIVILIZATION p h il o s o p h ic a l INTERLUDE n g

how rationally they are organized, they are still afflicted to a different form of reason, to a different reality principle.
with unfreedom. True freedom is only in the idea. Libera­ In metaphysical terms, the change is expressed by the fact
tion thus is a spiritual event. Hegel’s dialectic remains that the essence of being is no longer conceived as Logos.
within the framework set by the established reality prin­ And, with this change in the basic experience of being, the
ciple. logic of domination is challenged. W hen Schopenhauer
Western philosophy ends with the idea with which it be­ defines the essence of being as will, it shows forth as un­
gan. At the beginning and at the end, in Aristotle and in salable want and aggression which must be redeemed at
Hegel, the supreme mode of being, the ultimate form of all cost. To Schopenhauer, they are redeemable only in
reason and freedom, appear as nous, spirit, Geist. At the their absolute negation; will itself must come to rest — to
end and at the beginning, the empirical world remains in an end. But the ideal of Nirvana contains the affirmation:
negativity — the stuff and the tools of the spirit, or of its the end is fulfillment, gratification. Nirvana is the image
representatives on earth. In reality, neither remembrance of the pleasure principle. As such it emerges, still in a re­
nor absolute knowledge redeems that which was and is. pressive form, in Richard Wagner’s music drama: repres­
Still, this philosophy testifies not only to the reality prin­ sive because (as in any good theology and morality) fulfill­
ciple which governs the empirical world, but also to its nega­ ment here demands the sacrifice of earthly happiness. The
tion. The consummation of being is, not the ascending principium individuationis itself is said to be at fault — ful­
curve, but the closing of the circle: the re-turn from aliena­ fillment is only beyond its realm; the most orgastic Lie-
tion. Philosophy could conceive of such a state only as that bestod still celebrates the most orgastic renunciation.
of pure thought. Between the beginning and the ^nd is Only Nietzsche’s philosophy surmounts the ontological
the development of reason as the logic of domination — tradition, but his indictment of the Logos as repression and
progress through alienation. The repressed liberation is up­ perversion of the will-to-power is so highly ambiguous that
held: in the idea and in the ideal. it has often blocked the understanding. First the indict­
ment itself is ambiguous. Historically, the Logos of domi­
After Hegel, the mainstream of Western philosophy is nation released rather than repressed the will-to-power; it
exhausted. The Logos of domination has built its system, was the direction of this will that was repressive — toward
and what follows is epilogue: philosophy survives as a spe­ productive renunciation which made man the slave of his
cial (and not very vital) function in the academic establish­ labor and the enemy of his own gratification. Moreover,
ment. The new principles of thought develop outside this the will-to-power is not Nietzsche’s last word: “ W ill — this
establishment: they are qualitatively novel and committed is the liberator and joybringer: thus I taught you, my friends!
120 EROS AND CIVILIZATION
PHILOSOPHICAL INTERLUDE 121
But now this also leam: the W ill itself is still a prisoner.” «
Nietzsche exposes the gigantic fallacy on which Western
W ill is still a prisoner because it has no power over time:
philosophy and morality were built - namely, the trans­
the past not only remains unliberated but, unliberated, con­
formation of facts into essences, of historical into meta­
tinues to mar all liberation. Unless the power of time over
physical conditions. The weakness and despondency of
life is broken, there can be no freedom: the fact that
man, the inequality of power and wealth, injustice and
time does not “ recur” sustains the wound of bad con­
suffering were attributed to some transcendental crime and
science: it breeds vengeance and the need for punishment,
guilt; rebellion became the original sin, disobedience against
which in turn perpetuate the past and the sickness to
God; and the striving for gratification was concupiscence.'
death. W ith the triumph of Christian morality, the life in­
Moreover, this whole series of fallacies culminated in the
stincts were perverted and constrained; bad conscience was
d^ifica^ n of tinm: because everything in the empirical
linked with a guilt against God.” In the human instincts
world is passing, man is in his very essence a finite being,
were implanted “ hostility, rebellion, insurrection against
and death is in the very essence of life. Only the higher
the master, father,’ the primal ancestor and origin of the
values are eternal, and therefore really real: the inner man,
world.” Repression and deprivation were thus Justified
faith, and love which does not ask and does not desire.
and affirmed; they were made into the masterful and aggres­
Nietzsche s attempt to uncover the historical roots of these
sive forces which determined the human existence. W ith
transformations elucidates their twofold function: to pacify,
their growing social utilization, progress became of necessity
compensate, and justify the underprivileged of the earth,
progressive repression. On this road, there is no alternative,
and to protect those who made and left them underprivi­
and no spiritual and transcendental freedom can compen­
leged. The achievment snowballed and enveloped the mas­
sate for the repressive foundations of culture. The “ wounds
ters and the slaves, the rulers and the ruled, in that upsurge
of the spirit,” if they heal at all, do leave scars. The past
of productive repression which advanced Western civiliza­
becomes master over the present, and life a tribute to death:
tion to ever higher levels of efficacy. However, growing
And now cloud upon cloud rolled over the Spirit, until at last efficacy involved growing degeneration of the life instincts
madness preached: “ all things pass away, therefore all things de­
— the decline of man.
serve to pass away! And this is justice itself, this law of Time, that
it must devour its children: thus preached madness.” Nietzscbe s critique is distinguished from all academic so­
cial psychology by the position from which it is undertaken:
« TAus Spake Zarathustra, Part II (“ On R edem ption"), in The
Portable Nietzsche, transl. W alter Kaufmann (New York: Viking Press, Nietzsche speaks in the name of a reality principle funda­
? 954)> 251- (Translation here and in the following quotations uianged
mentally antagonistic to that of Western civilization. The
The Genealogy of Morals, Section 11: 22. traditional form of reason is rejected on the basis of the
Thus Spake Zarathustra, p. 25.
experience of being-as-end-in-itself - as joy (Lust) and en-
122 EROS AND CIVILIZATION PHILOSOPHICAL INTERLUDE 123
joyment. The struggle against time is waged from this posi­ N ot reached by any wish,
tion: the tyranny of becoming over being must be brohen if not soiled by any N o,
eternal Yes of Being:
man is to come to himself in a world which is truly his own. I afErm you eternally,
As long as there is the uncomprehended and unconquered for I love you, eternity.**
flux of time — senseless loss, the painful “ it w as" that will Eternity, long since the ultimate consolation of an alienated
never be again — being contains the Seed of destruction existence, had been made into an instrument of repression
which perverts good to evil and vice versa. Man comes to by its relegation to a transcendental world — unreal reward
himself only when the transcendence has been conquered for real suffering. Here, eternity is reclaimed for the fair
— when eternity has become present in the here and now. earth — as the eternal return of its .children, of the lily and
Nietzsche's •conception terminates in the vision of the the rose, of the sun on the mountains and lakes, of the
closed circle — not progress, but the “ eternal return lover and the beloved, of the fear for their life, of pain and
All things pass, all things return; eternally turns the wheel of ^happiness. Death is; it is conquered only if it is followed
Being. All things die, all things blossom again, eternal is the year
of Being. All things break, all things are joined anew; eternally
py the real rebirth of everything that was before death here
the house of Being builds itself the same. All things part, all things [on earth —not as a mere repetition but as willed and
welcome each other again; eternally the ring of Being abides by 'wanted re-creation. The eternal return thus includes the
itself. In each Now, Being begins; round each Here turns the
sphere of There. T he center is everywhere. Bent is the path of return of suffering, but suffering as g means for more grati­
eternity.** fication, for the aggrandizement of joy.** The horror of
The closed circle has appeared before: in Aristotle and pain derives from the “instinct of weakness,” from the fact
Hegel, as the symbol of being-as-end-in-itself. But while that pain overwhelms and becomes final and fatal. Suffer­
Aristotle reserved it to the nous theos, while Hegel identi­ ing can be aErmed if man’s “ power is suEciently strong ” *®
fied it with the absolute idea, Nietzsche envisages the to make pain a stimulus for aErmation — a link in the chain
eternal return of the finite exactly as it is — in its full con­ of joy. The doctrine of the eternal return obtains all its
creteness and finiteness. This is the total affirmation of meaning from the central proposition that “joy wants eter­
the life instincts, repelling all escape and negation. The nity ” — wants itself and all things to be everlasting.
eternal return is the will and vision of an erotic attitude Nietzsche’s philosophy contains enough elements of the
toward being for which necessity and fulfillment coincide. terrible past: his celebration of pain and power perpetuates
features of the morality which he strives to overcome.
Shield of necessity!
Star-summit of Being! 2» “ Ruhm und Ewigkeit," in W erke (Leipzig: Alfred BCrSner, 1919),
V III, 436 (my translation).
2* Ibid., XIV, 301.
** Ifcid., Part III (" T h e Convalescent” ), pp. 329-330* 2“ Ibid., p. 295.
124 EROS AND CIVILIZATION PHILOSOPHICAL INTERLUDE 125
However, the image of a new reality principle breaks the — in contrast to its traditional definition as Logos. The
repressive context and anticipates the liberation from the death instinct affirms the principle of non-being (the nega­
archaic heritage. “ The earth has all too long been a mad­ tion of being) against Eros (the principle of being). The
house! ” ** For Nietzsche, the liberation depends on the ubiquitous fusion of the two principles in Freud’s concep­
reversal of the sense of guilt; mankind must come to asso­ tion corresponds to the traditional metaphical fusion of be­
ciate the bad conscience not with the afhrmation but with ing and non-being. To be sure, Freud’s conception of Eros
the denial of the life instincts, not with the rebellion but refers only to organic life. However, inorganic matter is, as
with the acceptance of the repressive ideals.*’' the “ end ” of the death instinct, so inherently linked to or­
ganic matter that (as suggested above) it seems permissable
W e have suggested certain nodal points in the develop­ to give his conception a general ontological meaning. Being
ment of Western philosophy which reveal the historical is essentially the striving for pleasure. This striving becomes
limitations of its system of reason — and the effort to sur­ an “ aim ” in the human existence: the erotic impulse to
pass this system. The struggle appears in the antagonism combine living substance into ever larger and more durable^
between becoming and being, between the ascending curve units is the instinctual source of civilization. 'The sex in­
and the closed circle, progress and eternal return, transcend­ stincts are life instincts: the impulse to preserve and enrich
ence and rest in fulfillment.*® It is the struggle between the life by mastering nature in accordance with the developing
logic of domination and the will to gratification. Both vital needs is originally an erotic impulse. Ananke is ex­
assert their claims for defining the reality principle. The perienced as the barrier against the satisfaction of the life
traditional ontology is contested: against the conception of instincts, which seek pleasure, not security. And the “strug­
being in terms of Logos rises the conception of being in gle for existence ” is originally a struggle for pleasure: cul­
a-logical terms: will and joy. This countertrend strives to ture begins with the collective implementation of this aim.
formulate its own Logos: the logic of gratification. Later, however, the struggle for existence is organized in the
In its most advanced positions, Freud's theory partakes interest of domination: the erotic basis of culture is trans­
of this philosophical dynamic. His metapsychology, at­ formed. W hen philosophy conceives the essence of being
tempting to define the essence of being, defines it as Eros as Logos, it is already the Logos of domination — command­
ing, mastering, directing reason, to which man and nature
*• T he Genealogy of Morals, Section II, 22.
ST Ibid., 24. are to be subjected
** The two antagonistic conceptions of time outlined here are discussed
by Mircea Eliade in his book The M yth o f the Eternal Return (London: Freud’s- interpretation of being in terms of Eros recap­
Routledgeand Kegan Paul, 1955). He contrasts the “ cyclical” with the tures the early stage of Plato’s philosophy, which conceived
“ linear ” notion of time, the former characteristic of “ traditional ” (pre­
dominantly primitive) civilizations, the latter of “ modem man.” of culture not as the repressive sublimation but as the free
EROS AND CIVILIZATION

self-development of Eros. As early as Plato, this conception


appears as an archaic-mythical residue. Eros is being ab­
sorbed into Logos, and Logos is reason which subdues the
instincts. The history of ontology reflects the reality prin- PAB.T TWO

6ipl’e which governs the world ever more exclusively: The


BEYOND THE REALITY PRINCIPLE
insights contained in the metaphysical notion of Eros were
driven underground. They survived, in eschatological dis­ “ W hat time has been wasted during man’s destiny in the
tortion, in many heretic movements, in the hedonistic phi­ struggle to decide what man’s next world will be like! The keener
the effort to find out, the less he knew about the present one he
losophy. Their history has still to be written — as has the
lived in. The one lovely world he knew, lived in, that gave him all
history of the transformation of Eros- in Agape.*® Freud’s he had, was, according to preacher and prelate, the one to be least in
own theory follows the general trend: in his work, the ra­ his thoughts. He was recommended, ordered, from the day of his
birth to bid goodbye to it. Oh, we have had enough of the abuse
tionality of the predominant reality principle supersedes of this fair earth! It is no sad' truth that this should be our home.
the metaphysical speculations on Eros. Were it but to give us simple shelter, simple clothing, simple food,
W e shall presently try to recapture the full content of his adding the lily and the rose, the apple and the pear, it would be a
fit home for mortal or immortal man.”
speculations. Sean O ’Casey, Sunset and Evening Star
*• See Anders Nygren, Agfspe and Eros (Philadelphia: Westminster
Press, 1953).
I

C H A P T E R SI X

TKe Historical Limits of the


Established Reality Principle
f
The preceding analysis tried to identify certain basic
trends in the instinctual structure of civilization and, par­
ticularly, to define the specific reality principle which has
governed the progress of Western civilization. W e desig­
nated this reality principle as the performance principle;
and we attempted to show that domination and alienation,
derived from the prevalent social organization of labor, de­
termined to a large extent the demands imposed upon the
instincts by this reality principle. The question was raised
whether the continued rule of the performance principle
as the reality principle must be taken for granted (so that
the trend of civilization must be viewed in the light of the
same principle), or whether the performance principle has
perhaps created the preconditions for a qualitatively differ­
I ent, non-repressive reality principle. This question sug­
gested itself when we confronted the psychoanalytical the­
ory of man with some basic historical tendencies:
( i ) The very progress of civilization under the perform­
ance principle has attained a level of productivity at which
the social demands upon instinctual energy to be spent in
alienated labor could be considerably reduced. Conse-

.
130 EROS AND CIVILIZATION HISTORICAL LIMITS 131
quently, the continued repressive organization of the in­ torical) character of the reality principle. If sexuality is in
stincts seems to be necessitated less by the “ struggle for its very essence antisocial and asocial, and if destructiveness
existence” than by the interest in prolonging this struggle is the manifestation of a primary instinct, then the idea of
— by the interest in domination, a non-repressive reality principle would be nothing but idle
(2) The representative philosophy of Western civiliza­ speculation.
tion has developed a concept of reason which contains the Freud’s instinct theory indicates the direction in which
domineering features of the performance principle. How­ the problem must be examined. The performance prin­
ever, the same philosophy ends in the vision of a higher ciple enforces an integrated repressive organization of sexu­
form of reason which is the very negation of these features ality and of the destruction instinct. Therefore, if the his­
— namely, receptivity, contemplation, enjoyment. Behind torical process tended to make obsolete the institutions of
the definition of the subject in terms of the ever transcend­ the performance principle, it would also tend to make obso­
ing and productive activity of the ego lies the image of the lete the organization of the instincts — that is to say, to re­
redemption of the ego: the coming to rest of all transcend­ lease the instincts from the constraints and diversions re­
ence in a mode of being that has absorbed all becoming, quired by the performance principle. This would imply
that is for and with itself in all otherness. the real possibility of a gradual elimination of surplus-repres­
The problem of the historical character and limitation of sion, whereby an expanding area of destructiveness could
the performance principle is of decisive importance for be absorbed or neutralized by strengthened libido. Evi­
Freud's theory. W e have seen that he practically identifies dently, Freud’s theory precludes the construction of any
the established reality, principle (i.e., the performance prin­ psychoanalytical utopia. If we accept his theory and still
ciple) with the reality principle as such. Consequently, his maintain that there is historical substance in the idea of a
dialectic of civilization would loSe its finality if the per­ non-repressive civilization, then it must be derivable from
formance principle revealed itself as only one specific histori­ Freud’s instinct theory itself. His concepts must be ex­
cal form of the reality principle. Moreover, since Freud amined to discover whether or not they contain elements
also identifies the historical character of the instincts with that require reinterpretation. This approach would paral­
their “ nature,” the relativity of the performance principle lel the one used in the preceding sociological discussion.
would even affect his basic conception of the instinctual There, the attempt was made to “ read off ” the ossification
dynamic between Eros and Thanatos: their relation and of the performance principle from the historical conditions
its development would be different under a different reality which it has created; presently, we shall try to “ read o ff”
principle. Conversely, Freud’s instinct theory provides from the historical vicissitudes of the instincts the possibil­
one of the strongest arguments against the relative (his- ity of their non-repressive development. Such an approach
13a EROS AND CIVILIZATION
HISTORICAL LIMITS
»33
^ implies a critique of the established reality principle in the two levels: (a) the phylogenetic-biological level, the devel­
, name of the pleasure principle — a re-evalution of the an­ opment of the animal man in the struggle with nature;
tagonistic relation that has prevailed between the two di­ and (b) the sociological level, the development of civilized
mensions of the human existence.
individuals and groups in the struggle among themselves
Freud maintains that an essential conflict between the and with their environment. The two levels are in constant
two principles is inevitable; however, in the elaboration and inseparable interaction, but factors generated at the
of his theory, this inevitability seems to be opened to ques­ second level are exogenous to the first and have therefore a
tion. The conflict, in the form it assumes in civilization, is different weight and validity (although, in the course of the
said to be caused and perpetuated by the prevalence of development, they can “ sink dow n” to the first level):
Ananke, Lebensnot, the struggle for existence. (The later they are more relative; they can change faster and without
stage of the instinct theory, with the concepts of Eros endangering or reversing the development of the genus.
and death instinct, does not cancel this thesis: Lebensnot This difference in the origin of instinctual modification un­
now appears as the want and deficiency inherent in organic derlies the distinction we have introduced between repres­
life itself.) The struggle for existence necessitates the re­ sion and surplus-repression; * the latter originates and is sus­
pressive modification of the instincts chiefly because of the tained at the sociological level.
lack of sufficient means and resources for integral, painless Freud is well aware of the historical element in man’s in­
^nd toilless gratification of instinctual needs. If this is true, stinctual structure. In discussing religion as a specific his­
the repressive organization of the instincts in the struggle torical form of “ illusion,” he adduces against himself the
for existence would be due to exogenous factors — exoge­ argument: “ Since men are so slightly amenable to reason­
nous in the sense that they are not inherent in the “ na­ able arguments, so completely are they ruled by their in­
ture ” of the instincts but emerge from the specific his­ stinctual wishes, why should one want to take away from
torical conditions under which the instincts develop. Ac­ them a means for satisfying their instincts and replace it
cording to Freud, this distinction is meaningless, for the by reasonable arguments? ” And he answers: “ Certainly
instincts themselves are “ historical ^ there is no instinc­ men are like this, but have you asked yourselves whether
tual structure “ outside” the historical structure. How­ they need be so, whether their inmost nature necessitates
ever, this does not dispense with the necessity of making it? ” ® However, in his theory of instincts, Freud does not
the distinction — except that it must be made within the draw any fundamental conclusions from the historical dis­
historical structure itself. The latter appears as stratified on tinction, blit ascribes to botli levels equal and general valid-
2 See page 37 above.
1 See, for example. Beyond the Pleasure Principle (New York: Live- * The Future of an Illusion (New York: Liveright Publishing Coip.,
right Publishing Corp., 1950), pp, 47, 49. 1949), p. 81.
»34 EROS AND CIVILIZATION
HISTORICAL LIMITS 135
ity. For his metapsychology, it is not decisive whether the
Our re-examination must therefore begin with Freud’s anal­
inhibitions are imposed by scarcity or by the hierarchical
ysis of the death instinct.
distribution of scarcity, by the struggle for existence or by
W e have seen that, in Freud’s late theory of the instincts,
the interest in domination. And indeed the two factors —
the “ compulsion inherent in organic life to restore an
the phylogenetic-biological and the sociological — have
earlier state of things which the living entity has been
grown together in the recorded history of civilization. But
obliged to abandon under the pressure of external disturb­
their union has long since become “ unnatural ” — and so
ing forces ” * is common to both primary instincts: Eros
has the oppressive “ modification ” of the pleasure principle
and death instinct. Freud regards this retrogressive tend­
by the reality principle. Freud’s consistent denial of the
ency as an expression of the “ inertia ” in organic life, and
possibility of an essential liberation of the former implies
ventures the following hypothetical explanation: at the time
the assumption that scarcity is as permanent as domination
when life originated in inanimate matter, a strong “ ten­
— an assumption that seems to beg the question. By virtue
sion ” developed which the young organism strove to relieve
of this assumption, an extraneous fact obtains the theoreti­
by returning to the inanimate condition.® At the early stage
cal dignity of an inherent element of mental'life, inherent
of organic life, the road to the previous state of inorganic
even in the primary instincts. In the light of the long-range
existence was probably very short, and dying very easy; but
trend of civilization, and in the light of Freud’s own inter­
gradually “ external influences ” lengthened this road and
pretation of the instinctual development, the assumption
compelled the organism to take ever longer and more com­
must be questioned. The historical possibility of a gradual
plicated “ detours to death.” The longer and more com­
decontrolling of the instinctual development must be taken
plicated the “ detour,” the more differentiated and power­
seriously, perhaps even the historical necessity — if civiliza­
ful the organism becomes: it finally conquers the globe as
tion is to progress to a higher stage of freedom.
its dominion. Still, the original goal of the instincts re­
To extrapolate the hypothesis of a non-repressive civiliza­
mains — return to inorganic life, “ dead ” matter. Precisely
tion from Freud’s theory of the instincts, one must re­ here, in developing his most far-reaching hypothesis, Freud
examine his concept oif the primary instincts, their objec­ repeatedly states that exogenous factors determined the
tives and their interrelation. In this conception, it is mainly
primary instinctual development: The organism was forced
the death instinct that seems to defy any hypothesis of a to abandon the earlier state of things “ under the pressure
non-repressive civilization: the very existence of such an in­ of external disturbing forces ”; the phenomena of organic
stinct seems to engender “ automatically ” the whole net­ life must be “ attributed to external disturbing and divert
work of constraints and controls instituted by civilization; ing influences ”; decisive “ external influences altered in such
innate destructiveness must beget perpetual repression. * Beyond the Pleasure Principle, p. 47. • Ibid., p. 50.
136 EROS AND CIVILIZATION

a way as to oblige the still surviving substance to diverge


ever more widely from its original course of life." ® If the
organism dies “ for internal reasons,” ’ then the detour to
death must have been caused by external factors. Freud
assumes that these factors must be sought in “ the history
of the earth we live in and of its relation to the sun.” ®
However, the development of the animal man does not re­
main enclosed in geological history; man becomes, on the
basis of natural history, the subject and object of his own
history. If, originally, the actual difference between life
instinct and death instinct was very small, in the history of
the animal man it grows to become an essential character­
istic of the historical process itself.
The diagram on the facing page may illustrate Freud’s
construction of the basic instinctual dynamic.
The diagram sketches a historical sequence from the be­
ginning of organic life (stages 2 and 3), through the forma­
tive stage of the two primary instincts (5 ), to their “ modi­
fied ” development as human instincts in civilization (6-7).
The turning points are at stages 3 and 6. They are both
caused by exogenous factors by virtue of which the defi­
nite formation as well as the subsequent dynamic of the
instincts become “ historically acquired. At stage 3* the
exogenous factor is the “ unrelieved tension ” created by
the birth of organic life; the “ experience ” that life is less
“ satisfactory,” more painful, than the preceding stage gen­
erates the death instinct as the drive for relieving this ten­
sion through regression. The working of the death instinct

« Ibid., pp. 47, 49, 50. Italics added. * Ibid., p. 49.


1 Ibid., p. 50.
138 EROS AND CIVILIZATION HISTORICAL LIMITS 139
thus appears as the result of the trauma of primary frustra­ “ artificial” in view of the real possibility of their elimi­
tion: want and pain, here caused by a geological-biological nation. The extent to which the basis of civilization has
event. changed (while its principle has been retained) can be illus­
The other turning point, however, is no longer a geo­ trated by the fact that the difference between the begin­
logical-biological one: it occurs at the threshold of civiliza­ nings of civilization and its present stage seems infinitely
tion. The exogenous factor here is Ananke, the conscious greater than the difference between the beginnings of civili­
struggle for existence. It enforces the repressive controls of zation and the preceding stage, where the “ nature ” of the
the sex instincts (first through the brute violence of the instincts was acquired. To be sure, the change in the condi­
primal father, then through institutionalization and inter­ tions of civilization would directly affect only the formed
nalization), as well as the transformation of the death in­ human instincts (the sex and aggression instincts). In the
stinct into socially useful aggression and morality. This biological-geological conditions which Freud assumed for
organization of the instincts (actually a long process) cre­ the living substance as such, no such change can be envis­
ates the civilized division erf labor, progress, and “ law and aged; the birth of life continues to be a trauma, and thus the
order but it also starts the chain of events that leads to reign of the Nirvana principle seems to be unshakable.
the progressive weakening of Eros and thereby to the However, the derivatives of the death instinct operate only
growth of aggressiveness and guilt feeling. W e have seen in fusion with the sex instincts; as long as life grows, the
that this development is not “ inherent ” in the struggle former, remain subordinate to the latter; the fate of the
for existence but only in its oppressive organization, and destrudo (the “ energy” of the destruction instincts) de­
that at the present stage the possible conquest of want pends on that of the libido. Consequently, a qualitative
makes this struggle ever more irrational. change in the development of sexuality must necessarily
But are there not, in the instincts themselves, asocial alter the manifestations of the death instinct.
forces that necessitate repressive constraints regardless of Thus, the hypothesis of a non-repressive civilization must
scarcity or abundance in the external world? Again, we be theoretically validated first by demonstrating the possi­
recall Freud’s statement that the nature of the instincts is bility of a non-repressive development of the libido under
“ historically acquired.” Therefore, this nature is subject the conditions of mature civilization. The direction of such
to change if the fundamental conditions that caused the in­ a development is indicated by those mental forces which,
stincts to acquire this nature have changed. True, these according to Freud, remain essentially free from the reality
conditions are still the same in so far as the struggle for principle and carry over this freedom into the world of ma­
existence still takes place within the framework of scarcity ture consciousness. Their re-examination must be the
and domination. But they tend to become obsolete and next step.
PHANTASY AND UTOPIA 141
perpetual but repressed ideas of the collective and indi­
vidual memory, the tabooed images of freedom.. Freud
establishes a twofold connection, “ between the sexual in­
stincts and phantasy ” on the one side, and “ between the
CHAPTER SEVEN
ego instincts and the activities of consciousness ” on the
other. This dichotomy is untenable, not only in view of
Phantasy and Utopia the later formulation of the instinct theory (which abandons
In Freud s theory, the mental forces opposed to the real- IS the independent ego instincts) but also because of the in­
ity principle appear chiefly as relegated to and operating corporation of phantasy into artistic (and even normal)
from the unconscious. The rule of the “ unmodified” consciousness. However, the affinity between phantasy
pleasure principle obtains only over the deepest and most ' and sexuality remains decisive for the function of the
“ archaic” unconscious processes: they can provide no former.
standards for the construction of the non-repressive mental­ The recognition of phantasy (imagination) as a thought
ity, nor for the truth value of such a construction. But process with its own laws and truth values was not new in
Freud singles out phantasy as one mental activity that re­ psychology and philosophy; Freud's original contribution
tains a high degree of freedom from the reality .principle lay in the attempt to show the genesis of this mode of
even in the sphere of the developed consciousness. W e thought and its essential connection with the pleasure
recall his description in the “ Two Principles of Mental principle. The establishment of the reality principle causes
Functioning.” a division and mutilation of the mind which fatefully de­
W ith the introduction of the reality principle one mode of termines its entire development. The mental process for­
thought-activity was split off: it was kept free from reality-testing merly unified in the pleasure ego is now split: its main
and remained subordinated to the pleasure principle alone. This stream is channeled into the domain of the reality principle
IS the act of phantasy-making (das Phantasieren), which begins
already with the game of children, and later, continued as day­ and brought into line with its requirements. Thus con­
dreaming, abandons its dependence on real objects.^ ditioned, this part of the mind obtains the monopoly of
^ h a n ta s y ^ ila y s a m o s t d e c isiv e f u n c tio n in th e to ta l m e n ta l interpreting, manipulating, and altering reality — of govern­
s tn ic tu r e : i t hnjcs t h e d e e p e s L la y e rs o f th e n n c n n c c in n c ing remembrance and oblivion, even of defining what real­
w itlL i3 lg .h ig h e st P L oducts o f co n scio u sn ess fart! fh p d re a m ity is and how it should be used and altered. The other
w ith t h e re a lity ; i t p reserv es t h e a rc h e ty p e s o f th e g e n u s, th e part of the mental apparatus remains free from the control
I Collected Papers (London: Hogarth Press, 1950), IV, 16-17. See of the reality principle — at the price of becoming power­
pages 14-15 above. ’ yy i ’ > x /. occ
less, inconsequential, unrealistic. Whereas the ego was
142 EROS AND CIVILIZATION PHANTASY AND U TO PU 143
formerly guided and driven by the^whole of its mental en­ “ in its capacity of independent individual organism ” comes
ergy, it is now to be guided only by that part of it which into conflict with “ itself in its other capacity as a member
conforms to the reality principle. This part and this part of a series of generations.® The genus now lives in the
alone is to set the objectives, norms, and values of the ego; conscious and ever renewed conflict among the individuals
as reason it becomes the sole repository of judgment, truth, and between them and their world. Progress under the
rationality; it decides what is useful and useless, good and performance principle proceeds through these conflicts.
evil.* Phantasy as a separate mental process is bom and The principium individuationis as implemented by this
at the same time left behind by the organization of the reality principle gives rise to the repressive utilization of
pleasure ego into the reality ego. Reason prevails: it be­ the primary instincts, which continue to strive, each in its
comes unpleasant but useful and correcfTphaniayy' Remains own way, to cancel the principium individuationis, while
pleasant but becomes useless, untrae — a mere play, day­ they are constantly diverted from their objective by the
dreaming. As such, it continues to speak the language of very progress which their energy sustains. In this effort,
the pleasure principle, of freedom from repression, of un­ both instincts are subdued. In and against the world of
inhibited desire and gratification — but reality proceeds ac­ the antagonistic principium individuationis, imagination
cording to the laws of reason, no longer committed to the sustains the claim of the whole individual, in union with
dream language. ^ e genus and with the “ archaic " past.
However, phantasy (imagination) retains the stmcture Freud’s metapsychology here restores imagination to its
and the tendencies of the psyche prior to its organization rights. As a fundarnental, independent mental process,
by the reality, prior to its becoming an “ individual ” set phantasy has a truth value of its own, which corresponds to
off against other individuals. And by the same token, like ■an experience of its own — namely, the surmounting of the
the id to which it remains committed, imagination preserves antagonistic human reality. Imagination envisions the re­
the “ memory " of the subhistorical past when the life of conciliation of the individual with the whole, of desire with
the individual was the life of the genus, the image of the realization, of happiness with reason. W hile this harmony
immediate unity between the universal and the particular has beefi removed into utopia by the established reality
under the mle of the pleasure principle. In contrast, the principle, phantasy insists that it must and can become
entire subsequent history of man is characterized by the real, that behind the illusion lies knowledge. The truths of
destruction of this original unity: the position of the ego imagination are first realized when phantasy itself takes
* Reason in this sense is not identical with the rational faculty (intel­ form, when it creates a universe of perception and compre-
lect) of traditional theoretical psychology. The term here designates that
part of the mind which is brought under the control of the reality prin­
ciple and includes the organized part of the "vegetative,” “ sensitive,” * A General Introduction to Psychoarutlysis (New York: G arden'City
and "appetitive” faculties. Publishing Co., 1943), p. 359.
144 EROS AND CIVILIZATION PHANTASY AND UTOPIA 145
hension — a subjective and at the same time objective uni­ enjoyment. Style, rhythm, meter introduce an aesthetic
verse. This occurs in art. The analysis of the cognitive order which is itself pleasurable: it reconciles with the con­
function of phantasy is thus led to aesthetics as the “ sci­ tent. The aesthetic quality of enjoyment, even entertain­
ence of beauty”; behind the aesthetic form lies the re­ ment, has been inseparable from the essence of art, no mat­
pressed harmony of sensuousness and reason — the eternal ter how tragic, how uncompromising the work of art is.
protest against the organization of hfe by the logic of domi­ Aristotle’s proposition on the cathartic effect of art epito­
nation, the critique of the performance principle. mizes the dual function of art: both to oppose and to rec­
Art is perha^ the rndst visible •• return of the repressed,” oncile,; both 1-n inriint-anft fn acquit; both to recall the re­
not only on the Individual bufalso on the generic-historical pressed and to repress it again— “ purified.” People can
level. The grtistic imagination shapes the “ unconscious elevate themselves with the classics: they read and see and
niemdiy ” of the liberation that tailed, ot the promisTthat hear their own archetypes rebel, triumph, give up, or per­
was betrayedp Under t he rule ot the p e^ n n a n ce~ ^ n ci- ish. And since all this is aesthetically formed, they can en­
ple, art opposes to institutionalized repression the “ image joy it — and forget it.
of man as a free subject; but in a state of unfreedom art can Still, within the limits of the aesthetic form, art expressed,
sustain the image of freedom only in the negation of un­ although in an ambivalent manner, the return of the re­
freedom.” * Since the awakening of the consciousness of pressed image of liberation; art was opposition. At the
freedom, there is no genuine work of art that does not re­ present stage, in the period of total mobilization, even this
veal the archetypal content: the negation of unfreedom. highly ambivalent opposition seems no longer viable. Art
W e shall see later how this content came to assume the aes­ survives only where it cancels itself, where it saves its sub­
thetic form, governed by aesthetic principles.® As aesthetic stance by denying its traditional form and thereby denying
phenomenon, the critical function of art is self-defeating. reconciliation: where it becomes sunealistic and atonal.®
The very commitment of art to form vitiates the negation 0 &erwise_ai±.shares the fate of all genuine human com­
of unfreedom in art. In order to be negated, unfreedom munication: it dies off. W hat Karl Kraus wrote at the be­
must be represented in the work of art with the semblance ginning of the Fascist period is still true;
of reality.. This element of semblance (show, Schein) nec­ “ Das W ort entschlief, als jene W elt erwachte.”
essarily subjects the represented reality to aesthetic stand­ In a less sublimated form, the opposition of phantasy to
ards and thus deprives it of its terror. Moreover, the form the reality principle is more at home in such sub-real and
of the work of art invests the content with the qualities of suneal processes as dreaming, daydreaming, play, the
* Theodor W . Adorno, “ Die gegangelte Musik,” in Der Monat, V
(1953), 182. « Theodor W . Adorno, PhUosophie der neuen M usik (Tubingen;
® See Chapter 9 below. J. C. B. Mohr, 1949).
146 EROS AND CIVILIZATION PHANTASY AND UTOPIA
147
stream of consciousness.” In its most extreme claim for a ization. Beq^se the latter can develop only through the
gratification beyond the reality principle, phantasy cancels destruction o f ^ e subhistorical unity between pleasure ^ n-
the established principium individuationis itself. Here per­ gplfi-and reality-prindple, the image must remain buried in
haps are the roots of phantasy's commitment to the p r im a ry th e gnd fan .
EE2£; sexuality is the only function of a living organism tasY,^_ehLld!s play, da.\dr£acuBg. The long road of con­
which ext^ ds beyond the indim'diml nnd...sp<airpf ifa; ^ n. sciousness which led from the primal horde to ever higher
P£CtlQB.with its species.” ^ In so far as sexuality is organ­ forms of civilization cannot be reversed. Freud's conclu­
ized and controlled by the reality principle, phantasy asserts sions preclude the notion of an “ ideal ” state of nature; but
itself chiefly against normal sexuality. (’SVe have previously they also hypostatize a specific historical form of civiliza­
discussed the affinity between phantasy and the perver­ tion as the nature of civilization. His own theory does not
sions.*) However, the erotic element in phantasy goes be­ justify this conclusion. From the historical necessity of the
yond the perverted expressions. It aims at an “ erotic real­ performance principle, and from its perpetuation beyond
ity ” where the life instincts would come to rest in historical necessity, it does not follow that another form of
fulfillment without repression. This is the ultimate con­ civilization under another reality principle is impossible.
tent of the phantasy-process in its opposition to the reality In Freud's theory, freedom from repression is a matter of
principle; by virtue of this content, phantasy plays a unique the unconscious, of the subhistorical and even subhuman
role in the mental dynamic. past, of primal biological and mental processes; conse­
Freud recognized this role, but at this point his meta­ quently, the idea of a non-repressive reality principle is a
psychology reaches a fateful turn. The image of a different matter of retrogression. That such a principle could itself
form of reality has appeared as the truth of one of the basic become a historical reality, a matter of developing con­
mental processes; this image contains the lost unity be- sciousness, that the images of phantasy could refer to the
taggnik e universal and the,Darticula'r and the intep;raT^N unconquered future of mankind rather than to its (badly)
i6cafciiauaL^i£Ji£eJo,stiTirts by the^reconciliation b e ^ e n conquered past — all this seemed to Freud at best a nice
thfi.pleasnia ^ d reality principles. Its truth value is en­ utopia.
hanced by the fact that the image belongs to mankind over [The danger of abusing the discovery of the tmth
and above the p T in c ip iu m in d iv id u a tio n is . However, ac­ value of imagination for retrogressive tendencies is ex­
cording to Freud, the image conjures only the s u b h is to r ic a l emplified by the work of Carl Jung. More emphati­
past of the genus (and of the individual) prior to all civil- cally than Freud, he has insisted on the cognitive force
^ Freud, A General Introduction to Psychoanalysis, p. ic8.
of imagination. According to Jung, phantasy is “ un-
• See Chapter 2 above. distinguishably ” united with all other mental func-
148 EROS AND CrVILIZATION PHANTASY AND UTOPIA 149
tions; it appears “ now as primeval, now as the ulti­ ity. In its refusal to accept as final the limitations imposed
mate and most audacious synthesis of all capabilities.” upon freedom and happiness by the reality principle, in its
Phantasy is above all the “ creative activity out of refusal to forget what can be, lies the critical function of
which flow the answers to all answerable questions phantasy:
it is “ the mother of all possibilities, in which all men­ R6duire I’imagination I I’esclavage, quand bien mfime fl y irait
tal opposites as well as the conflict between internal de ce qu’on appelle grossi^rement le bonheur, c’est se d&ober k
tout ce qu’on trouve, au fond de soi, de justice supreme. La seule
and external world are united.” Phantasy has always
imagination me rend compte de ce qui pent etre.^^
built the bridge between the irreconcilable demands of
The surrealists recognized the,revolutionary implications of
object and subject, extroversion and introversion.®
Freud’s discoveries: “ Imagination is perhaps about to re­
The simultaneously retrospective and expectant char­
claim its rights.” “ But when they asked, “ Cannot the
acter of imagination is thus clearly stated: it looks not
dream also be applied to the soliition of the fundamental
orily back to an aboriginal golden past, but also forward
problems of life? ” they went beyond psychoanalysis in
to all still unrealized but realizable possibilities. But
demanding that the dream be made into peality without
already in Jung’s earlier work the emphasis is on the
pjiTnprnTni.«!ingJt.';_r-nntfint- Art allied itself with the revo­
retrospective and consequently “ phantastic ” qualities
lution. Uncompromising adherence to the strict truth value
of imagination: dream thinking “ moves in a retrograde
of imagination comprehends reality more fully. That the
manner toward the raw material of memory ”; it is a
propositions of the artistic imagination are untrue in terms
“ regression to the original perception.” In the de­
of the actual organization of the facts belongs to the es­
velopment of Jung’s psychology, its obscurantistic and
sence of their truth:
reactionary trends have become predominant and have
eliminated the critical insights of Freud’s metapsychol- The truth that some proposition respecting an actual occasion is
untrue may express the vital truth as to the aesthetic achievement.
ogy.“ ]
It expresses the “ great refusal ” which is its primary characteristic.^®
The truth value of imagination relates not only to the
This Great Refusal is the protest against unnecessary re­
past but also to the future: the forms of freedom and hap­
pression, the struggle for the ultimate form of freedom —
piness which it invokes claim to deliver the historical real-
12 “ T o reduce imagination to slavery —even if one’s so-called happi­
ness is at stake —means to violate all that oiie finds in one’s inmost self
® Jung, Psycholo^cal Types, tiansl. H. Godwin Baynes (New York: of. ultimate justice. Imagination alone tells me what can b e ” Andr6
Harcourt, Brace, 1926), p. 69 (with minor changes in translation). Breton, Les Manifestes du SurrSalisme (Paris: Editions du Sagittaire,
2® Psychology of the Unconscious, transl. Beatrice M. Hinkle (Lon­ 1946), p. 15. This was the first manifesto (1924).
don: Routledge and Kegan Paul, 1951), pp. 13-14. 22 Ibid., p. 25.
11 Edward Glover’s excellent analysis makes a further discussion of 2® Ibid., p. 26.
Jung’s work unnecessary. See Freud or Jung? (New York: W . W . Nor­ 2» A. N. W hitehead, Science and the M odem W orld (New York:
ton, 1950). Macmillan, 1926), p. 228.
150 •
EROS AND CIVILIZATION
PHANTASY AND UTOPIA
“ to live without anxiety."^ But this idea could be for­ 151
mulated without punishment only in the language of art. that has mastered and appropriated the objective world as
n the more realistic context of political theory and even the arena of his realization. The historical factor con­
philosophy, it was almost universally defamed as utopia. tained in Freud’s theory of instincts has come to fruition in
The relegation of real possibilities to the no-man’s land history when the basis of Ananke {Lebensnot) — which, for
of utopia IS itself an essential element of the ideology of Freud, provided the rationale for the repressive reality prin­
the performance principle. If the construction of a non- ciple - is undermined by the progress of civilization.
repressive instinctual development is oriented, not on the Still, there is some validity in the argument that, despite
subhistoncal past, but on the historical present and mature all progress, scarcity and immaturity remain great enough
mihzation, the very notion of utopia loses its meaning. to prevent the realization of the principle “ to each accord­
The negation of the performance principle emerges not ing to his needs. The material as well as mental resources
against but with the progress of conscious rationality; it pre­ of civilization are still so limited that there must be a
supposes the highest maturity of civilization. The very vastly lower standard of living if social productivity were
achievements of the performance principle have intensified redirected toward the universal gratification of individual
the discrepancy between the archaic unconscious and con­ needs: many would have to give up manipulated comforts
scious processes of man, on the one hand, and his actual if all were to live a human life. Moreover, the prevailing
potentialities, on the other. The history of mankind seems international structure of industrial civilization seems to
to tend toward another turning point in the vicissitudes ot condemn such an idea to ridicule. This does not invalidate
t e instincts. And, just as at the preceding turning points, the theoretical insistence that the performance principle
the adaptation of the archaic mental structure to the new has become obsolescent. The reconciliation between pleas­
environment would mean another “ castrophe ” — an ex­ ure and reality principle does not depend on the existence
plosive change in the environment itself. However, while of abundance for all. The only pertinent question is
the jirst. turning point was, according to the Freudian hy­ whether a state of civilization can be reasonably envisaged
pothesis, an eyenHr^ o Io g ic a l history, and while thejsss- in which human needs are fulfilled in such a manner and
g n d occujie d a t the beginning of dvilizatinn i-h. third turn- to such an extent that-suiplus--repression can be eliminated.
^ng-poioLaOlJM be located at the highest a t t a i n e d k ^ f Such 3"hypothetical state-c©uId4 )6-reasonably assumed at
The actor in f his event would be no longer the two points,-which-lie at-the opposite poles of the vicissitudes
historical animal man but the conscious, rational subject of the instincts: one would be located at the primitive be­
ginnings of history, the other at its most mature stage.
(BeriinWnSurtf The first would refer to a non-oppressive distribution of
scarcity (as may, for example, have existed in matriarchal
152 EROS AND CIVILIZATION
PHANTASY AND UTOPIA 153
phases of ancient society). The second would pertain to a ing prevalent today in the most advanced industrial coun­
rational organization of fully developed industrial society tries. But the regression to a lower standard of living,
after the conquest of scarcity. The vicissitudes of the in­ which the collapse of the performance principle would
stincts would of course he very different under these two b rin g j^ o S , does not militate against progress in freedom.
conditions, but one decisive feature must be common to The argument that makes liberation conditional upon an
both: the instinctual development would be non-repressive ever higher standard of living all too easily serves to justify
in the sense that at least the surplus-repression necessitated the perpetuation of repression. The definition of the
by the interests of domination would not be imposed upon standard of living in terms of automobiles, television sets,
the instincts. This quality would reflect the prevalent sat­ airplanes, and tractors is that of the performance principle
isfaction of the basic human needs (most primitive at the itself. Beyond the rule of this principle, the level of living
first, vastly extended and refined at the second stage), sex­ would be measured by other criteria: the universal gratifica­
ual as well as social: food, housing, clothing, leisure. This tion of the basic human needs, and the freedom from guilt
satisfaction would be (and this is the important point) and fear — internalized as well as external, instinctual as
without toil — that is, without the rule of alienated labor well as “ rational.” “ La vraie civilization . . . n’est pas
over the human existence. Under primitive conditions, dans le gaz, ni dans la vapeur, ni dans les tables toumantes,
alienation has not yet arisen because of the primitive char­ Elle est dans la diminution des traces du p6ch6 originel ”
acter of the needs themselves, the rudimentary (personal or — this is the definition of progress beyond the rule of the
sexual) character of the division of labor, and the absence
performance principle.
of an institutionalized hierarchical specialization of func­ Under optimum conditions, the prevalence, in mature
tions. Under the “ ideal ” conditions of mature industrial civilization, of material and intellectual wealth would be
civilization, alienation would be completed by general au­ such as to allow painless gratification of needs, while domi­
tomatization of labor, reduction of labor time to a mini­ nation would no longer systematically forestall such grati­
mum, and exchangeability of functions.
fication. In this case, the quantum of instinctual energy
Since the length of the working day is itself nnp. nf tlip still to be diverted into necessary labor (in turn completely
principaLrepressive factors imposed upon the pleasure nrin- mechanized and rationalized) would be so small that a
ciple-bv_the reality principle, the reduction of the working large area p f repressive constraints and modifications, no
day to-ajpoint-where the mere quantum of labor time no longer sustained by external forces, would collapse. Conse-
lQnger..arrests human development JsJthejSrsLprerequisite
“ True civilization does not lie in gas, nor in steam, nor in turn­
foEn-freedom. Such reduction by itself would almost cer­ tables. It lies in the reduction of the traces of original sin.” Baudelaire,
tainly mean a considerable decrease in the standard of liv- M on CoeuT M is d Nu, XXXII, in Oeuvres Posthumes, ed. Conard, Vol.
II (Paris, 1952), p- i°9-
EROS AND CrVILIZATION PHANTASY AND UTOPIA 155
154
quently, the antap^onisHe relation hetween-pleasiire princi­ cially useful work — civilization.” W e have suggested that
ple and reality principle would be altered ini favor of the the prevalent instinctual repression resulted, not so much
tgrawr. Eros, the life instincts, would be released to an^ from the necessity of labor, but from the specific social or­
gdented degree. ganization of labor imposed by the interest in domination
Poes it folipyTthat civilization would explode and re­ — that repression was largely surplus-repression. Conse­
vert to prehistoric savagery, that the individuals would die quently, the elimination of surplus-repression would per se
as a result of the exhaustion of the available means of grati­ tend to eliminate, not labor, but the organization of the
fication and of their own energy, that the absence of want human existence into an instrument of labor. If this is
and repression would drain all energy which could prorfiote true, the emergence of a non-repressive reality principle
material and intellectual nroduotioo on a higher level and would alter rather than destroy the social organization of
larger scale? Freud answers in the affirmative. His answer labor: the liberation of Eros could create new and durable
is based on his more or less silent acceptance of a number work relations.
of assumptions: that free libidinal relations are essentially Discussion of this hypothesis encounters at the outset
antagonistic to work relations, that energy has to be with­ one of the most strictly protected values of modern culture
drawn from the former in order to institute the latter, that — that of productivity, ^ i s idea expresses perhaps more
only the absence of full gratification sustains the societal than any other the existential attitude in industrial civiliza­
organization of work. Even under optimum conditions of tion; it permeates the philosophical definition of the sub­
a rational organization of society, the gratification of human ject in terms of the ever transcending ego. Man is evalu­
needs would require labor, and this fact alone would en­ ated according to his ability to make, augment, and improve
force quantitative and qualitative instinctual restraint, and socially useful things. Productivity thus designates the de­
thereby numerous social taboos. N o matter how rich, civ­ gree of the mastery and transformation of nature: the pro­
ilization depends on «;<-Pa<^y work, and thus gressive replacement of an uncontrolled natural environ­
on unpleasurable delay in satisfaction. Since the primary ment by a controlled technological environment. How­
instincts rebel “ by nature” against such delay, their re­ ever, the more the division of labor was geared to utility for
pressive modification therefore remains a necessity for all the established productive apparatus rather than for the in­
civilization. dividuals — in other words the mnrp cQgiaLneed devi­
In order to meet this argument, we would have to show ated from the individual need —the more productivity
that Freud’s correlation “ instinctual repression — socially tended to contradict the pleasure principle and to become
useful labor — civilization ” can be meaningfully trans­ an end-in-itself. The very word came to smack of repres­
formed into the correlation “ instinctual liberation — so- sion or its philistine glorification: it connotes the resentful
156 EROS AND CIVILIZATION PHANTASY AND UTOPIA »57
defamation of rest, indulgence, receptivity — the triumph of the performance principle. This negation cancels the
over the “ lower depths ” of the mind and body, the taming rationality of domination and consciously “ de-realizes ”
of the instincts by exploitative reason. Efficiency and re­ the world shaped by this rationality — redefining it by the
pression converge: raising the productivity of labor is the rationality of gratification. W hile such a historical turn
sacrosanct ideal of both capitalist and Stalinist Stakhanov- in the direction of progress is rendered possible only on
ism. This notion of productivity has its historical limits: the basis of the achievements of the performance principle
they are those of the performance principle. Beyond its and of its potentialities, it transforms the human existence
domain, productivity has another content and another re­ in its entirety, including the work world and the struggle
lation to the pleasure principle: they are anticipated in the with nature. Progress beyond the performance principle is
processes of imagination which preserve freedom from the not promoted through improving or supplementing the
performance principle while maintaining the claim of a new present existence by more contemplation, more leisure,
reality principle. through advertising and practicing the “ higher values,”
The utopian claims of imagination have become satu­ through elevating oneself and one’s life. Such ideas be­
rated with historical reality. If the achievements of the long to the cultural household of the performance princi­
performance principle surpass its institutions, they also mil­ ple itself. The lamentation about the degrading effect of
itate against the direction of its productivity — against the “ total work,” the exhortation to appreciate the good and
subjugation of man to his labor. Freed from this enslave­ beautiful things in this world and in the world hereafter, is
ment, productivity loses its repressive power and impels the itself repressive in so far as it reconciles man with the work
free development of individual needs. Such a change in world which it leaves untouched on the side and below.
the direction of progress goes beyond the fundamental re­ Moreover, it sustains repression by diverting the effort from
organization of social labor which it presupposes. N o mat­ the very sphere in which repression is rooted ,and perpetu­
ter how justly and rationally the material production may ated.
be organized, it can never be a realm of freedom and grati­ Beyond the performance principle, its productivity as
fication; but it can release time and energy for the free play well as its cultural values become invalid. The struggle for
of human faculties outside the realm of alienated labor. existence then proceeds on new grounds and with new ob­
The more complete the alienation of labor, the greater the jectives: it turns into the concerted struggle against any
potential of freedom: total automation would be the opti­ constraint on the free play of human faculties, against toil,
mum. It is the sphere outside labor which defines freedom disease, and death. Moreover, while the rule of the per­
and fulfillment, and it is the definition of the human exist­ formance principle was accompanied by a corresponding
ence in terms of this sphere which constitutes the negation control of the instinctual dynamic, the reorientation of the
158 EROS AND CIVILIZATION

struggle for existence would involve a decisive change in


this d3aiamic. Indeed, such a change would appear as the
prerequisite for sustaining progress. W e shall presently try
to show that it would affect the very structure of the psyche,
alter the balance between Eros and Thanatos, reactivate ta­ CHAPTER EIGHT
booed realms of gratification, and pacify the conservative
tendencies of the instincts. A new basic experience of be­ The Images of Orpheus
ing would change the human existence in its entirety.
and Narcissus
The atteippt to draft a theoretical constmct of culture
beyond the performance principle is in a strict sense “ un­
reasonable.” Reason is the rationality of the performance
principle. EvefTaf'fHe^ginning of Western civilization^,
long before this principle was institutionalized, reason was
defined as_anJnstrument_of_constraint, of instinctual sup-
pression;, the domain of the instincts, seirsubusnessT was
considered as eternally hostile and detrimental to reason.^
The categories in which philosophy has comprehended the
human existence have retained the connection between
reason and suppression: whatever belongs to the sphere of
sensuousness, pleasure, impulse has the connotation of be­
ing antagonistic to reason — something that has to be sub­
jugated, constrained. Every-day language has preserved this
evaluation: the words which apply to this sphere carry
the sound of the sermon or of obscenity. From Plato to the
“ Schund und Schmutz ” laws of the modern world,* the
defamation of the pleasure principle has proved its irresisti-
1 See Chapter 5 above.
* A bill proposed by the New York Joint Legislative Committee on
Comic Books would prohibit the sale and distribution of books portraying
" nudity, sex or lust in a manner which reasonably tends to excite lustfiu
or lecherous desires . . ." (New York Times, February 17, 1954).
i6 o EROS AND CIVILIZATION THE IMAGES OF ORPHEUS AND NARCISSUS 161
ble power; opposition to such defamation easily succumbs symbols have been accepted, and their meaning is usually
to ridicule. interpreted in terms of phylogenetic or ontogenetic stages,
Still, the dominion of repressive reason (theoretical and long since surpassed, rather than in terms of an individual
practical) was never complete: its monopoly of cognition and cultural maturity. W e shall now try to identify some
was never uncontested. W hen Freud emphasized the fun­ of these symbols and examine their historical truth value.
damental fact that phantasy (imagination) retains a truth More specifically, we look for the “ culture-heroes ” ,who
that is incompatible with reason, he was following in a long have persisted in imagination as symbolizing the attitude
historical tradition. Phantasy is cognitive in so far as it and the deeds that have determined the fate of mankind.
preserves the truth of the Great Refusal, or, positively, in And here at the outset we are confronted with the fact that
so far as it protects, against all reason, the aspirations for the predominant culture-hero is the trickster and (suffer­
the integral fulfillment of man and nature which are re­ ing) rebel against the gods, who creates culture at the price
pressed by reason. In the realm of phantasy, the unreason­ of perpetual pain. He symbolizes productiveness, the un­
able images of freedom become rational, and the “ lower ceasing effort to master life; but, in his productivity, bless­
depth ” of instinctual gratification assumes a new dignity. ing and curse, progress and toil are inextricably intertwined.
The culture of the performance principle makes its bow Prometheus is the archetype-hero of the performance prin­
before the strange truths which imagination keeps alive in ciple. And in the world of Prometheus, Pandora, the fe­
folklore and fairy tale, in literature and^art; they have been male principle, sexuality and pleasure, appear as curse —
aptly interpreted and have found their place in the popular disruptive, destructive. “ W hy are women such a curse?
and academic world. However, the effort to derive from The denunciation of the sex with which the section [on
these truths the content of a valid reality principle surpass­ Prometheus in Hesiod] concludes emphasizes above all else
ing the prevailing one has been entirely inconsequential. their economic unproductivity; they are useless drones; a
Novalis’ statement that “ all internal faculties and forces, luxury item in a poor man’s budget.” * The beauty of the
and all external faculties and forces, must be deduced from woman; and the happiness she promises are fatal in the
productive imagination ® has remained a curiosity — as work-world of civilization.
, has the^urr^hst program de pratiquer la poesie. The in­ If Prometheus is the culture-hero of toil, productivity,
sistence that imagination provide standards for existential and progress through repression, then the .symbols of an­
attitudes, for practice, and' for historical possibilities ap­ other reality principle must be sought at the opposite pole.
pears as childish fantasy. Only the archetjq>es, only the Orpheus and Narcissus (like Dionysus to whom they are
s Schriften, ed. J. Minor (Jena: Eugen Diederichs, 1923), III, 373. * See Norman O. Brown, Hesiod’s Theogony (New York: Liberal
See Gaston Bachelard, L a Terre e t les Reveries de la V o lo n t^ (Paris: Tos6 Arts Press, 1953), pp. 18-19, Hermes the T h ie f (University of
Corti, 194c), pp. 4-5. ■Wisconsin Press, 1947), pp. 23!!.
THE IMAGES OF ORPHEUS AND NARCISSUS 163
i6 2 e ro s a n d c iv iliz a tio n
Or Narcissus, who, in the mirror of the water, tries to grasp
akin: the antagonist of the god who sanctions the logic of
his own beauty. Bent over the river of time, in which all
domination, the realm of reason) stand for a very differ­
forms pass and flee, he dreams:
ent reality.' They have not become the culture-heroes of
the Western world: theirs is the image of joy and fulfill­ Narcisse rfive au paradis . . . ^ i
ment; the voice which does not command but sings; the Quand done le temps, cessant sa fuite, laissera-t-il que cet ecoule-
ment se repose? Formes, formes divines et p6rennelles! qui n at-
gesture which offers and receives; the deed which is peace tendez que le repos pour reparaitre, oh! quand, dans quelle nuit,
and ends the labor of conquest; the liberation from time dans quel silence, vous recristalliserez-vous? , . . •
Le paradis est toujours i refaire; il n’est point en quelque lointaine
which unites man with god, man with nature. Literature
Thul6. II demeure sous I’apparence. Chaque chose detient, vir-
has preserved their image. In the Sonnets to Orpheus: tuelle, I’intime harmonic de son 6tre, comme chaque sel, en lui,
I’archdtype de son cristal; — et vienne un temps de nuit tacite, ou
Und fast ein Madchen wars und ging hervor
les eaux plus denses descendent; dans les abimes imperturbes
aus diesem einigen Gliick von Sang und Leier
und glanzte klar durch ihre Friihlingsschleier fleuriront les trdmies secretes . . .
und machte sich ein Belt in meinem Ohr. Tout s’efforce vers sa forme perdue . .

U n grand calme m’&oute, ofi j’^coute I’espoir.


Und schlief in mir. Und alles war ihr Schlaf.
La voix des sources change et me parle du soir;
Die Baume, die ich je bewundert, diese
J’entends I’herbe d’argent grandir dans I’ombre sainte,
fiihlbare Feme, die gefiihlte W iese
und jedes Staunen, das mich selbst betraf. Et la lune perfide 61^ve son miroir
Jusque dans les secrets de la fontaine 6teinte.®
Sie schlief die W elt. .Singender Gott, wie hast
du sie vollendet, dass sie nicht begehrte, Admire dans Narcisse un 6ternel retour
erst wach zu sein? Sieh, sie erstand und schlief. Vers I’onde ou son image ofEerte k son amour
W o ist ihr Tod? ® Propose h sa beautd toute sa connaissance.
Tout mon sort n’est qu’ob^issance
1 The symbol of Narcissus and the term “ Narcissistic” as used here
do not imply the meaning given to them in Freud’s theory. See, how­ A la force de mon amour.
ever, pages 167—168 below.
« “ Almost a maid, she came forth shimmering T " Alas, when will Time cease its flight and allow this flow ^ ^
From the high happiness of song and lyre. Forms, divine and perennial forms which only wait for rrat in order to
And shining clearly through her veils of spring reappear! O w hen, in what night, will you crystallize again?
She made herself a bed within my ear Paradise must always be re-created. It is not in some remote Thule,
And slept in me. All things were in her sleep: it lingers under the appearance. Everything holds within '^ e lf, as. ^ te n -
T he trees I marvelled at, the enchanting spell tialitv, the intimate harmony of its being - ]ust ^s
Of farthest distances, the meadows deep. itself the archetype of its crystal. And a time of silent
And all the magic that myself befell. when the waters will descend, more dense; then m *<= 'inperturbed abyss«,
W ithin her slept the world. You singing god. the secret crystals will bloom . . . Everything staves toward its lost
Did you perfect her so she did not long form .” Andr6 Gide, L e Traitd du Narcisse. . t .1,
T q be awake? She rose and slept. 8 « A great calm hears me, where I hear Hope
W here is her death? ” wells changes and speaks of the night; in the holy shade I hear ‘h®
Rainer Maria Rilke, Sonnets to Orpheus: Duino Elegies, transl. Jessie herb grow, and the treacherous moon raises its mirror deep into the
Lemont (New York: Fine Editions Press, 1945). P- 3 (with minor changes seaets of the extinguished fountain.” Paul Valery, Narcisse Earle.
r in translation). Reprinted by permission of Columbia University Press.
164 EROS AND CIVILIZATION THE IMAGES OF ORPHEUS AND NARCISSUS 165
C h e r CORPS, je m ’aban d o n n e ^ ta seule puissance; tempt to elaborate the images thus conveyed must be self-
L ’eau tranquille m ’attire ou je m e tends mes bras;
A ce vertige p u r je ne r6siste ,pas.
defeating, because outside the language of art they change
Q u e puis-je, 6 m a B eaute, faire que tu n e veuilles? ® their meaning and merge with the connotations they re­
The climate of this language is that of the “ diminution ceived under the repressive reality principle. But one must
des traces du peche originel,” — the revolt against culture try to trace the road back to the realities to which they refer.
based on toil, domination, and renunciation. The images In contrast to the images of the Promethean culture-
of Orpheus and Narcissus reconcile Eros and Thanatos. heroes, those of the Orphic and Narcissistic world are essen­
Tliey recall the experience of a world that is not to be mas­ tially unreal and unrealistic. They designate an “ impos­
tered and controlled but to be liberated — a freedom that sible ” attitude and existence. The deeds of the culture-
will release the powers of Eros now bound in the repressed heroes also are " impossible,” in that they are miraculous,
and petrified forms of man and nature. These powers are incredible, superhuman. However, their objective and their
conceived not as destruction but as peace, not as terror but “ meaning ” are not alien to the reality; on the contrary,
as beauty. It is sufficient to enumerate the assembled im­ they are useful. They promote and strengthen this reality;
ages in order to circumscribe the dimension to which they they do not explode it. But the Orphic-Narcissistic images
are committed: the redemption of pleasure, the halt of do explode it; they do not convey a “ mode of living ”; they
time, the absorption of death; silence, sleep, night, paradise are committed to the underworld and to death. At best,
— the Nirvana principle not as death but as life. Baude­ they are poetic, something for the soul and the heart. But
laire gives the image of such a world in two lines: they do not teach any “ message ” —except perhaps the
negative one that one cannot defeat death or forget and re­
L^, to u t n ’est q u 'o rd re e t b ea u ts.
Luxe, calm e, e t volupt6.^“ ject the call of life in the admiration of beauty.
Such moral messages are superimposed upon a very dif­
This is perhaps the only context in which the word order
ferent content. Orpheus and Narcissus symbolize realities
loses its repressive connotation: here, it is the order of grati­
just as do Prometheus and Hermes. Trees and animals
fication which the free Eros creates. Static triumphs over
respond to Orpheus’ language; the spring and the forest re­
dynamic; but it is a static that moves in its own fullness —
spond to Narcissus’ desire. The Orphic and Narcissistic
a productivity that is sensuousness, play, and song. Any at-
Eros awakens and liberates potentialities that are real in
® “ Admire in N.nrcissus the eternal return toward the mirror of the
water which offers his image to his love, and to his beauty all his knovvl- things animate and inanimate, in organic and inorganic na­
edge. All my fate is obedience to the force of my love. Body, I sur­ ture — real but in the un-erotic reality suppressed. These
render to your sole power; the tranquil water awaits me wTiere I extend my
arms; I do not resist this pure madness. W hat, O my Beauty, can I do potentialities circumscribe the telos inherent in'them as:
that thou dost not will? ” Paul Val6ry, Cantate du NoTcisse, Sc^ne II.
“ There all is order and beauty, luxury, calm, and sensuousness." “ just to be what they are,” “ being-there,” existing.
i6 6 EROS AND CIVILIZATION THE IMAGES OF ORPHEUS AND NARCISSUS 167

The Orphic and Narcissistic experience of the world rest.^* In Thracia, he stands in close relation to Dionysus.'*
negates that which sustains the world of the performance But it is not coldness, asceticism, and self-love that color
principle. The opposition between man and nature, subject the images of Narcissus; it is not these gestures of Narcissus
and object, is overcome. Being is experienced as gratifica­ that are preserved in art and literature. His silence is not
tion, which unites man and nature so that the fulfillment of that of dead rigidity; and when he is contemptuous of the
lihan is at the same time the fulfillment, without violence, love of hunters and nymphs he rejects one Eros for an­
of nature. In being spoken to, loved, and cared for, flow­ other. He lives by an Eros of his own,'* and he does not
ers and springs and animals appear as what they are — love only himselE X^e does not know that thelmagSTle
ibeautiful, not only for those who address and regard them, admires is his'own.) If his erotic attitude is akin-to death
!^but for themselves. " objectively.” “ Le monde tend a la and brings death, then rest and sleep and death are not pain­
peaut6.” In the Orphic and Narcissistic Eros, this tend­ fully separated and distinguished: the Nirvana principle
ency is released: the things of nature become free to be rules throughout all these stages. And when he dies he
what they are. But to be what they are they depend on the continues to live as the flower that bears his name.
frotic attitude: they receive their telos only in it. The song In associating Narcissus with Orpheus and interpreting
of Orpheus pacifies the animal world, retonciles the lion both as symbols of a non-repressive erotic attitude toward
with the lamb and the lion with man. The world of nature reality, we took the image of Narcissus from the mythologi­
is a world of oppression, cruelty, and pain, as is the human cal-artistic tradition rather than froih Freud's libido theory.
world; like the latter, it awaits its liberation. This libera­ W e may now be able to find some support for our inter­
tion is the work of Eros. The song of Orpheus breaks the pretation in Freud’s concept of primary narcissism. It is
petrification, moves the forests and the rocks — but moves significant that the introduction of narcissism into psycho-
them to partake in joy.
Ibid., pp. 76, 80-83, 93-94.
The love of Narcissus is answered by the echo of nature. Ibid., p. 89. Narcissus and Dionysus are closely assimilated (if .not
To be sure. Narcissus appears as the antagonist of Eros: he identified) in the Orphic mythology. The Titans seize Zagreus-Dionysus
while he contemplates his image in the mirror which they gave him. An
spurns love, the love that unites with other human beings, ancient tradition (Plotinus, Proclus) interprets the mirror-duplication as
the beginning of the god’s self-manifestation in the multitude of the
and for that he is punished by Eros.^* As the antagonist of phenomena of the world —a process which finds its final symbol in the
Eros, Narcissus symbolizes sleep and death, silence and tearing asunder of the god by the Titans and his rebirth by Zeus. The
myth would thus express the reunification of that which was separated,
of God and world, man and nature — identity of the one and the many.
Gaston Bachelard, U Eau et les Rives (Paris: Jos6 Corti, 1942), See Erwin Rhode, Psyche (Freiburg, 1898), II, 117 note; O tto Kern,
p. 58. See also (p. 36) Joachim Gasquet’s formulation: " L e monde est Orpheus (Berlin, 19x0), pp. 22-23; Linforth, T he Arts of Orpheus
un immense Narcisse en train de se penser." (University of California Press, 1941), pp. B°7®-
11 Friedrich Wieseler, Narkissos: Eine kunstmythologische Abhandlung In most pictorial representations. Narcissus is in the company of an
(Gottingen, 1856), pp. 90, 94. Amor, who is sad but not hostile. See Wieseler, Narkissos, pp. lo - iy .
i68 EROS AND CIVILIZATION THE IMAGES OF ORFHEUS AND NARCISSUS 169

analysis marked a turning point in the development of the state “ limitless narcissism.” ” The striking paradox that
instinct theory: the assumption of independent in- narcissism, usually understood as egotistic withdrawal from
stmcts (self-preservation instincts) was shaken and replaced reality, here is connected with oneness with the universe,
by the notion of an undifferentiated, unified libido prior to reveals the new depth of the conception: beyond all imma­
the division into ego and external objects.^® Indeed, the ture autoeroticism, narcissism denotes a fundamental re­
discovery of primary narcissism meant more than the addi­ latedness to reality which may generate a comprehensive
tion of just another phase to the development of the libido; existential order.*® In other words, nareissism may contain
with it there came in sight the archetype of another ex­ the germ of a different reality principle: the libidinal ca-
istential relation to reality. Primary narcissism is more than thexis of the ego (one’s own body) may become the
autoeroticism; it engulfs the “ environment,” integrating source and reservoir for a new libidinal cathexis of the
the narcissistic ego with the objective world. The normal objective world — transforming this world into a new
antagonistic relation between ego ari3 "external reality is mode of being. This interpretation is corroborated by
only a later form and stage of the relation between ego and the decisive role which narcissistic libido plays, accord­
reality: ing to Freud, in sublimation. In The Ego and the Id, he
Originally the ego includes everything, later it detaches from asks “ whether all sublimation does not take place through
itself the external world. T he ego-feeling we are aware of now is the agency of the ego, which begins by changing sexual ob­
thus only a shrunken vestige of a far more extensive feeling— a
ject-libido into narcissistic libido and then, perhaps, goes
feeling which embraced the universe and expressed an inseparable
connection of the ego with the external world.^’’ on to. give it another aim.” ** If this is the case, then all
sublimation would begin with the reactivation of narcissis­
The concept of primary narcissism implies what is made ex­
plicit in the opening chapter of Civilization and Its Discon­ tic libido, which somehow overflows and extends to objects.
The hypothesis all but revolutionizes the idea of sublima­
tents — that narcissism survives not only as a neurotic symp­
tom but also as a constitutive element in the construction of tion: it hints at a non-repressive mode of sublimation which
Ibid., p. 21.
the reality, coexisting with the mature reality ego. Freud *9 In his paper on " T h e Delay of the Machine Age,” Hanns Sachs
describes the “ ideational content” of the surviving pri­ made an interesting attem pt to demonstrate narcissism as a constitutive
element of the reality principle in Greek civilization. H e discussed the
mary ego-feeling as “ limitless extension and oneness with problem of why the Greeks did not develop a machine technology although
they possessed the skill and knowledge which would have enabled them to
the universe ” (oceanic feeling) .^® And, later in the same do so. He was not satisfied with the usual explanations on economic and
sociological grounds. Instead, he proposed that the predominant narcis­
chapter, he suggests that the oceanic feeling seeks to rein- sistic element in Greek culture prevented technological progress: the libidi­
See Chapter 2 above. nal cathexis of the body was so strong that it militated against mechaniza­
Civilization and Its Discontents (London: Hogarth Press, 1949), tion and automatization. Sachs' paper appeared in the Psychoanalytic
p. 13. Italics added. Quarterly, II (1933), 420ff.
“ Ibid., p. 14. w T he Ego and the Id (London: Hogarth Press, 1950), p. 38.
ly O EROS AND CIVILIZATION THE IMAGES OF ORPHEUS AND NARCISSUS I7 I

results from an extension rather than from a constraining . . . Orpheus had shunned all love of womankind, whether be­
cause of his ill success in love, or whether he had given his troth
deflection of the libido. W e shall subsequently resume the once for all. Still, many women felt a passion for the bard; many
discussion of this idea.” grieved for their love repulsed. He set the example for the people
The OrphiC'Narcissistic images are those of the Q r^ t Re­ of Thrace of giving his love to tender boys, and enjoying the spring­
time and first flower of their growth.*®
fusal: refusal to accept separation from the libidinous ol>
Ject (or subject). The refusal aims at liberation — at the He was torn to pieces by the crazed Thracian women.*®
reunion of what has become separated. Orpheus is the The classical tradition associates Orpheus with the intro­
archetype of the poet as liberator and creator: ” he estab­ duction of homosexuality. Like Narcissus, he rejects the
lishes a higher order in the world —an order without re­ normal Eros, not for aELas,Cfitic ideal, but for a fuller Eros.
pression. In his person, art, freedom, and culture are eter­ LiEe^ Narcissus, he protests against the repressive order of
nally combined. H eis the poet of redemption, the god who procreative sexuality. The Orphic and Narcissistic Eros is
brings peace and salvation by pacifying man and nature, to the end the negation of this order — the Great Refusal.
not through force but through song: In the world symbolized by the culture-hero Prometheus, it
is the negation of all order; but in this negation Orpheus
Orpheus, the priest, the mouthpiece of the gods,
Deterred wild men from murders and foul foods, and Narcissus reveal a new reality, with an order of its
And hence was said to tame the raging moods own, governed by different principles. The Orphic Eros
O f tigers and of lions . . . transforms being: he masters cruelty and death through lib­
In times of yore it was the poet’s part —
The part of sapience — to distinguish plain eration. His language is song, and his work is play. Na^
Between the public and the private things. cissusL lifejsjiiaL D ib^ty, and his ex isten t is contem^a-
Between the sacred things and things profane.
To check the ills that sexual straying brings.
tion. These images refer to the aesthetic dimension as the
To show how laws for married people stood. one in which their reality principle must be sought and
To build the towns, to carve the laws in wood.** validated.
Ovid, Metamorphoses, X, 79-85, hansl. Frank Justus Miller (Loeb
But the “ culture-hero ” Orpheus is also credited with the Classical Library), Vol. II, p. 71. See Linforth, T h e Arts of Orpheus,
establishment of a very different order — and he pays for it P- 57-
28 Ovid, Metamorphoses, XL, iff; Vol. II, pp. 121-122.
with his life:
** See Chapter lo below.
*« See W alther Rehm, Orpheus (Diisseldorf: L. Schwann, 1950),
pp. 638. O n Orpheus as culture-hero, see Linforth, T he Arts of Orpheus,
p. 69.
2* Horace, The Art of Poetry, transl. Alexander Falconer Munson, in
Horace Rendered in English Verse (London and New York: Longmans,
Green, 1931), p. 426- Reprinted by permission of the publisher.
THE AESTHETIC DIMENSION 173

reason. W e shall confine the discussion to the period- in


' which the meaning of the term aesthetic was fixed: the sec-
I ond half of the eighteenth century.
In Kant’s philosophy, the basic antagonism between sub-
CHAPTER NINE
- iect and object is ze&pri-p^ in tfip dirhatamv between the
. mental faculties: sensuousness and intellect (understand-
The Aesthetic Dimension I i'ngl; desire and cognition; practical and theoretical rea-
Obviously, the aesthetic dimension cannot validate a re­ ' son.^ Practical reason constitute freedom under sd f-
ality principle. Like imagination, which is its constitutive I g;iven moral laws for (moral) ends; theoretical re3SQiTLC.Qn-
? stitutes nature under the laws of causality. The realm of
mental faculty, the realm of aesthetics is essentially “ un­
realistic it has retained its freedom from the reality prin­ I nature is totally different from the realm of freedom: no
\ subjective autonomy can break into the laws of causality,
ciple at the price of being ineffective in the reality. Aes­
I and no sense-datum can determine the autonomy of the
thetic values may function in life for cultural adornment
and elevation or as private hobbies, but to live with these * subject (for otherwise the subject would not be free).
values is the privilege of geniuses or the mark of decadent Still, the autonomy of the subject is to have an “ effect ” in
the objective reality, and. the ends that the subject sets for
Bohemians. Before the court of theoretical and practical
reason, which have shaped the world of the performance itself must be real. Thus, the realm of nature must be “ sus­
ceptible ” to the legislation of freedom; an intermediary di-
principle, the aesthetic existence stands condemned. How­
ever, we shall try to show that this notion of aesthetics re­ • mension must exist in which the two meet. A third “ fac­
u lty” must mediate between theoretical and practical
sults from a “ cultural repression ” of contents and truths
that are inimical to the performance principle. W e shall reason — a faculty that brings about a fotb
the realm of nature to the realm of freedom andiinks. to-
attempt to undo this repression theoretically by recalling
gether the lower and Higher faculties, those of desire and
the original meaning and function of aesthetic. X^is task
involves the demonstration of the inner connectiorL be- thosrofknowleiige." I'ljillliP S S lfe
tvyeeHTleasnrergeiTguou^ss, beauty, truth, art. andXree- A tripartite division of the mind underlies the initial dichot­
dom — a connection revealed in the phi1n<!nphical history omy. W hile theoretical reason (understanding) provides
o T th e^ te^ There the term aims at a realm
1 These are not pairs that can be correlated; they designate different
which preserves the truth of the senses and reconciles, in conceptual areas (mental faculties in general, cognitive faculties, and their
fields of application).
the reality of freedom, the " lower ” and the “ higher ” fac­ 2 Kant, Critique of Judgment, transl. J. H. Bernard (London: Mac­
ulties of man, sensuousness and intellect, pleasure and millan, 1892), p. 16. Introduction, III.
174 CIVILIZATION’ THE AESTHETIC DIMENSION 17?
the a priori principles of cognition, and practical reason to elucidate the ground for this strange analogy, which is
those of desire (will), the faculty of judgment mediates be­ at the same time the ground on which the aesthetic func­
tween these two by virtue of the feeling of pain and pleas­ tion links the “ lower” faculties of sensuousness {Sinn-
ure. Combined with the feeling of pleasure, judgment is lichkeit) to morality. Before doing so, we wish to recall the
aesthetic, and its field of application is art. context in which the problem of aesthetics became acute.
This, in crude abbreviation, is Kant’s classical derivation Our definition of the specific historical character of the
of the aesthetic function, in his introduction to the Cri­ established reality principle led to a re-examination of what
tique of Judgment. The obscurity of his exposition is Freud considered to be its universal validity. W e ques­
caused largely by the fact that it merges the original mean­ tioned this validity in view of the historical possibility of
ing of aesthetic (pertaining to the senses) with the new the abolition of the repressive controls imposed by civiliza­
connotation (pertaining to beauty, especially in art), which tion. The very achievements of this civilization seenied to
had definitely triumphed during Kant’s own period. Al­ make the performance principle obsolete, to make the re­
though his effort to recapture the unrepressed content ex­ pressive utilization of the instincts archaic. But the idea of
hausts itself within the rigid limits set by his transcendental a nnn-rpr.rpc<;n;p ri‘vi‘K7ah‘n n rm t h e b ail's n f fbp. a c h ie v e -
■»
method, his conception still furnishes the best guidance for ments of the performance principle encountered the argu-
understanding the full scope of the aesthetic dimension. ni^nt that instinctual liberation (and consequently^total
In the Critique of Judgment, the aesthetic dimension liberation! would explode civilizationitself. since the latter
and the corresponding feeling of pleasure emerge not merely
as a third dimension and faculty of the mind, but as its rftijhrr^ ntilizatinn nf instinc­
center, the medium through which nature becomes sus­ tual energy. Freed from these constraints, man would ex-
ceptible to freedom, necessity to autonomy. In this me­ ist without work and without order; he would ta lT ^ ff^ nto
diation, the aesthetic function is a “ symbolic ” one. The nature, which would destroy culture. To meet this argu­
famous Paragraph 59 of the Critique is entitled “ Of Beauty ment, we recalled certain archetypes of imagination which,
as the Symbol of Morality.” In^Kant’s system, morality is in contrast to the culture-heroes of repressive productivity,
the realm of freedom, in which practical reason realizes it- symbolized creative' receptivity. These archetypes envi­
self under self-giveiTTa^ B e ^ ty symbolizes this realm sioned the fulfillment of man and nature, not through dom­
in so far as it demonstrates intuitively the reality of free­ ination and exploitation, but through release of inherent
dom. Since freedom is an idea to which no sense-percep­ libidinal forces. W e then set ourselves the task of “ verify­
tion can correspond, such demonstration can be only “ in­ in g ” these symbols —that is to say, demonstrating their
direct,” symbolical, per analogiam. W e shall presently try truth value as symbols of a reality principle beyond the per-
176 EROS AND CrVILIZATION THE AESTHETIC DIMENSION 177
formance principle. W e thought that the representative or external) “ purpose.” An object represented in its pure
content of the Orphic and Narcissistic images was the erotic form is “ beautiful.” Such representation is the work (or
reconciliation (union) of man and nature in the aesthetic rather the play) of imagination. As imagination, the aes­
attitude, where order is beauty and work is play. The next thetic perception is both sensuousness and at the same time
step was to eliminate the distortion of the aesthetic attitude more than sensuousness (the “ third” basic faculty): it
into the unreal atmosphere of the museum or of Bohemia. gives pleasure and is therefore essentially subjective; but jn
W ith this purpose in mind, we tried to recapture the full so far as this pleasure is constituted by the pure form of the,
content of the aesthetic dimension by looking for its philo­ object itself, it accompanies the aesthetic perception uni­
sophical legitimation. W e found that, in Kant’s philoso­ versally and necessarily — for any perceiving subject. Al­
phy, the aesthetic dimension occupies the central position though sensuous and therefore receptive, the aesthetic imag­
between sensuousnes^ mnyaKty— the two poles of the ination is creative: in a free synthesis of its own, it consti­
human existence. If this is the case, then the aesthetic di- tutes beauty. In the aesthetic imagination, sensuousness
........ .. '

mension must contain principles valid for both realms. generates universally valid principles for an objective order.
The basic experience in this dimension is sensuous rather The two main categories defining this order are “ pur­
than conceptual; the aesthetic perception is essentially in­ posiveness without purpose” and “ lawfulness without
tuition, not notion.® The nature of sensuousness is “ re­ law.” ® They circumscribe, beyond the Kantian context,
ceptivity,” cognition through being affected by given ob­ the essence of a truly non-repressive order. The first defines
jects. It is by virtue of its intrinsic relation to sensuousness the structure of beauty, the second that of freedom; their
that the aesthetic function assumes its central position. common character is gratification in the free play of the re­
The aesthetic perception is accompanied by pleasure.* leased potentialities of man and nature. Kant develops
This pleasure derives from the perception of the pure form these categories only as processes of the mind, but the im­
of an object, regardless of its “ matter ” and of its (internal pact of his theory on his contemporaries went far beyond
* T he following discussion is only a condensed summary of the deci­ the frontiers established by his transcendental philosophy; a
sive steps in Kant's exposition. T he highly complex relation between
the assumption of two basic cognitive faculties (sensuousness and under­ few years after the publication of the Critique of Judgment,
standing) and three such faculties (sensuousness, imagination, appercep­ Schiller derived from Kant’s conception the notion of a
tion) cannot be discussed here. N or can the relation between the tran­
scendental aesthetic in the Critique of Pure Reason and the aesthetic func­ new mode of civilization.
tion in the Critique of fudffnent. Heidegger has for the first time demon­
strated the central role of the aesthetic function in Kant’s s;^tem. See To Kant, “ purposiveness without purpose ” (formal pur­
his Kant und das Problem der Metaphysik (Bonn: Friedrich Cohen, posiveness) is the form in which the object appears in the
1929); for the relation between the basic cognitive faculties, see especially
pp. 3if f ., la g f f .
* T he following according to Critique o f Judgment, Introduction, V II; ® " Zweclcmassiglceit obne Zwedc; Gesetzm3ssigkeit ohne Gesetz.”
p p . 29ff. Ibid., SSi6- i 7»
178 EROS AND CIVILIZATION THE AESTHETIC DIMENSION 179

aesthetic representation. Whatever the object may be specific ends and purposes; they are the pure form of ex­
(thing or flower, animal or man), it is represented and istence itself. The aesthetic “ conformity to law ” links Na­
judged not in terms of its usefulness, not according to any ture and Freedom, Pleasure and Morality. The aesthetic
purpose it may possibly serve, and also not in view of its judgment is,
“ internal ” finality and completeness. In the aesthetic im­ . . . in respect of the feeling of pleasure or pain, a constitutive
agination, the object is rather represented as free from all principle. The spontaneity in the play of the cognitive faculties,
the harmony of which contains the ground of this pleasure, makes
such relations and properties, as freely being itself. The the concept [of the purposiveness of nature] the mediating link
experience in which the object is thus “ given ” is totally between the conceptual realm of nature and that of freedom . . . ,
different from the every-day as well as scientific experience; whilst at the same time this spontaneity promotes the susceptibility
of the mind to moral feeling.^
all links between the object and the world of theoretical
and practical reason are severed, or rather suspended. This To Kant, the aesthetic dimension is the medium in which
experience, which releases the object into its " free ” being, ih e senses and the intellect meet. The mediation is ac-
is the work of the free play of imagination.* Subject and complished by imagination, which is the “ third ” mental
object become free in a new sense. From this radical faculty. Moreover, the aesthetic, dimension is also the me­
change in the attitude toward being results a new quality dium in which patnrp and freedom meet. This twofold
of pleasure, generated by the form in which the object now mediation is necessitated by the pervasive conflict between
reveals itself. Its “ pure form ” suggests a “ unity of the the lower and the higher faculties of man generated by the
manifold,” an accord of movements and relations which op­ progress of civilization — progress achieved through the sub­
erates under its own laws — the pure manifestation of its jugation of the sensuous faculties to reason, and through
“ being-there,” its existence. This is fhe manifestation of their repressive utilization for social needs. The philosoph­
beauty. Imagination comes into accord with the cognitive ical effort to mediate, in the aesthetic dimension, between
notions of understanding, and this accord establishes a har­ sensuousness and reason thus appears as an attempt to rec­
mony of the mental faculties which is the pleasurable re­ oncile the two spheres of the human existence which were
sponse to the free harmony of the aesthetic object. The tom asunder by a repressive reality principle. The mediat­
order of beauty results from the order which governs the ing function is performed by the aesthetic faculty, which is
play of imagination. This double order is in conformity akin to sensuousness, pertaining to the senses. Conse­
with laws, but laws that are themselves free: they are not quently, the aesthetic reconciliation implies strengthening
superimposed and they do not enforce the attainment of sensuousness as against the tyranny Of reason and, ulti-
• Sec Herman Moerchen, “ Die Einbildungskraft bei Kant,” in Jahrbuch
fur Philosophie vnd Phaenomenologfsche Forschung, ed. Husserl, IX ^ Critique of Judgment, Introduction, IX; pp. 40-41 (with changes in
(Halle, 1930), 47S-479. translation).
i8 o EROS AND CIVILIZATION THE AESTHETIC DIMENSION 181
mately, even calls for the liberation of sensuousness from went beyond the passive perception of data —became
the repressive domination of reason. homeless. Foremost among these homeless contents and
Indeed when, on the basis of Kant's theory, the aesthetic values were those of imagination: free, creative, or repro­
function becomes the central theme of the philosophy of ductive intuition of objects which are not directly “ given ”
culture, it is used to demonstrate the principles of a non- — the faculty to represent objects without their being
repressive civilization, in which reason is sensuoig-and-sen- “ present.” ® There was no aesthetics as the science of sen­
suousness rational. Schiller’s Letters on the Aesthetic Edu- suousness to correspond to logic as the science of conceptual
cation of Man (1795), written largely under the impact of understanding. But around the middle of the eighteenth
the Critique of Judgment, aim at a remaking of civilization century, aesthetics appeared as a new philosophical disci-
by virtue of the liberating force of the aesthetic function: it plme, as the theuiy Trf beauty and art: Alexander Baum-
is envisaged as containing the possibility of a new reality garten established the term in its modem usage. The
principle. change in meaning, from “ pertaining to the senses” to
The inner logic of the tradition of Western thought im­ “ pertaining to beauty and art ” is of far deeper significance
pelled Schiller to define the new reality principle, and the than an academic innovation.
new experience corresponding to it, as aesthetic. W e have The philosophical history of the term aesthetic reflects
emphasized that the term originally designated “ pertain­ the repressive treatment of the sensuous (and thereby “ cor­
ing to the senses,” with stress on their cognitive function. poreal” ) cognitive processes. In this history, the founda­
Under the predominance of rationalism, the cognitive func­ tion of aesthetics as an independent discipline counteracts
tion of sensuousness has been constantly minimized. In the repressive mle of reason:' the efforts to demonstrate the
line with the repressive concept of reason, cognition be­ central position of the aesthetic function and to establish it
came the ultimate concern of the “ higher,” non-sensuous as an existential category invoke the inherent trath values
faculties of the mind; aesthetics were absorbed by logic and of the senses against their depravation under the prevailing
metaphysics. Sensuousness, as the "low er” and even reality principle. T ^e discipline of aesthetics installs the
“ lowest ” faculty, furnished at best the mere stuff, the raw order of sensuousness as against the order of reason. Intro-
material, for cognition, to be organized by the higher facul­ duced into the philosophy of culture, this notion aims at a
ties of the intellect. The content and validity of the aes­ liberation of the senses which, far from' destroying civiliza-
thetic function were whittled down. Sensuousness re­ tion^ o u ld give it a firmer basis and would greatly enhance
tained a measure of philosophical dignity in a subordinate i^s'p o t^ tia lities. Operating through a basic impulse —
epistemological position; those of its processes that did not
® Kant’s definition in the Critique of Pure Reason, "Transcendental
fit into the rationalistic epistemology — that is, those that Aesthetic,” J24.
i 82 EROS AND CIVILIZATION
THE a e s t h e t ic DIMENSION 183
namely, the play impulse — the aesthetic function would
" aboli§h-£Q.mP.ulsiQn. and place man, both morally and sensitive cognition ” — a “ logic of the lower cognitive fac­
physically, in freedom.” It would harmonize the feelings ulties. Aesthetics is the “ sister ” and at the same time
and affections with the ideas of reason, depriye the “ laws the counterpart to logic. The opposition to the predomi­
of reason of their moral compulsion,” and “ reconcile them nance of reason characterizes the new science: . . not
with the interest of the senses.” ® reason but sensuousness [Sinnlichkeit] is constitutive of aes­
It will be objected that this interpretation, which con­ thetic truth or falsehood. W hat sensuousness recognizes,
nects the philosophical teriri sensuousness (as a cognitive or can recognize, as true, aesthetics can represent as true,
mental faculty) with liberation of the senses, is a mere even if reason rejects it as untme.” "» And Kant stated in
play on an etymological ambiguity; the root sens in sensu- his lectures on anthropology: “. . . one can establish uni­
ousness no longer justifies the connotation of sensuality. versal laws of sensuousness [Sinnlichkeit] just as one can es­
In German, sensuousness and sensuality are still rendered tablish universal laws of understanding; i.e. there is a sci­
by one and the same f^rm: Sinnlichkeit It connotes in­ ence of sensuousness, namely, aesthetics, and a science of
stinctual (especially sexual) gratification as well as cogni­ understanding, namely, logic.” The principles and truths
tive sense-perceptiveness and representation (sensation). of sensuousness supply the content of aesthetics, and “ the
This double connotation is preserved in every-day as well as objective and purpose of aesthetics is the perfection of sen­
philosophical language, and is retained in the use of the sitive cognition. This perfection is beauty.” "* Here the
term Sinnlichkeit for the foundation of aesthetics. Here, step is made that transforms aesthetics, the science of sen-
the term designates the “ lower ” ( “ opaque,” “ confused ”) su ou sn e^ iiitirtn e science of art, and the order of sensu­
ousness into the order of art. ..... ' '
cognitive faculties of man plus the “ feeling of pain and
pleasure,” — sensations plus affections."® In Schiller's Let­ The etymological fate of a basic term is rarely an acci­
ters on the Aesthetic Education, the stress is on the impul­ dent. W hat is the reality behind the conceptual develop­
sive, instinctual character of the aesthetic function."" This ment from sensuality to sensuousness (sensitive cognition)
content provides the basic material for the new discipline to art (aesthetics)? Sensuousness, the mediating concept,
of aesthetics. The latter is conceived as the “ science of designates the senses as sources and organs of cognition.
But the senses are not exclusively, and not even primarily,
» Schiller, T he Aesthetic Letters, Essays, and the Philosophical Letters, organs of cognition. Their cognitive function is con-fused
transl. J. W^eiss (Boston; Little, Brown, 1845), pp. 66—67 (with a minor
change in translation). “ Baumgarten, "Aesthetik,” ed. Bernhard Poppe, in A. G. Baum-
Alexander Baumgarten, " Meditationes Philosophicae de Nonnullis
ad Poeiha Pertinentibus,” SS^5~26, in Albert Rieniann, Die Aesthetik f o ^ k a e " jT i P- 44- "M editationes Philo-
A. O. Baumgartens (Halle: Niemeyer, 1928), p. 114. Baumgarten, “ Aesthetik," p. 42.
Schiller, The Aesthetic Letters, fourth and eighth letters, and passim. Ibid., p. 57.
“ Baumgarten, Aesthetica, V 6 l 1 (Frankfurt a / 0 . 1750), 514.
184 EROS AND CIVILIZATION THE AESTHETIC DIMENSION 185
with their appetitive function (sensuality); they are eroto­ Art challenges the prevailing principle of reason: in repre­
genic, and they are governed by the pleasure principle. senting the order of sensuousness, it invokes a tabooed logic
From this fusion of the cognitive and appetitive functions — the logic of gratification as against that of repression.
derives the confused, inferior, passive character of sense- Behind the sublimated aesthetic form, the unsublimated
cognition which makes it unsuitable for the reality principle content shows forth: the commitment of art to the pleas­
unless subjected to and formed by the conceptual activity ure principle.” The investigation of the erotic roots of art
of the intellect, of reason. And in so far as philosophy ac­ plays a large role in psychoanalysis; however, these roots are
cepted the rules and values of the reality principle, the in the work and function of art rather than in the artist.
claim of sensuousness free from the dominance of reason The aesthetic form is sensuous form — constituted by the
found no place in philosophy; greatly modified, it obtained order of sensuousness. If the “ perfection ” of sense-cogni­
refuge in the theory of art. The truth of art is the libera- tion is defined as beauty, this definition still retains the in­
tipn of sensuousness through its reconciliation ivith reasW; ner connection with instinctual gratification, and aesthetic
this is the central notion of classical idealistic aesthetics. pleasure is still pleasure. But the sensual origin is “ re­
In arh pressed,” and the gratification is in the pure form of the
. . , thought is materialized, and matter is not extraneously de­
object. As aesthetic value, the non-conceptual truth of the
termined by thought but is itself free in so far as the natural, sensu­ senses is sanctioned, and freedom from the reality princi­
ous, afFectional possess their measure, purpose, and harmony in ple is granted to the “ free play ” of creative imagination.
themselves. W hile perception and feeling are raised to the uni­
versality of the spirit, thought not only renounces its hostility Here, a reality with quite different standards is recognized.
against nature but en-joys itself in nature. Feeling, joy, and pleas­ However, since this other, “ free ” reality is attributed to art,
ure are sanctioned and justified so that nature and freedom, sensu­
and its experience to the aesthetic attitude, it is non-com­
ousness and reason, find in their unity their right and their gratifica­
tion.^* mitting and does not engage the human existence in the or­
dinary way of life; it is “ unreal.”
1* " [Im Kunstschonen ist] der Gedanlce verkoipert, und die Mateiie
von ihm nicht ausserlich bestimint, sondein existiert selbei frei, indem Schiller’s attempt to undo the sublimation of the aes­
das Natiirliche, Sinnliche, Gemuth u.s.f. in sich selbst Maass, Zweck und thetic function starts from Kant’s position: only because
Uebereinstimmung hat, und die Anschauung und Empfindung ebenso in
geistige Allgemeinheit erhoben ist, als der Gedanke seiner Feindschaft imagination is a central faculty of the mind, only because
gegen die N atur nicht nur entsagt, sondem sich in ihr erheitert und Empfin­
dung, Lust und Genuss berechtigt und geheiligt ist, so dass N atur und heauty is a “ necessary condition ot humani^,^*' can m e
Freiheit, Sinnlichkeit und Begriff in Einem ihr Recht und Befriedigung aesthetic function play a decisive role in reshaping civiliza-
finden.” Hegel, Vorlesungen Uber die Aesthetik, Vol. I, Introduction; in
Sdmiliche "Werke, ed. Herrmann Glockner (Stuttgart, 1927), X, 95. See See O tto Rank, " The Play-impulse and Aesthetic Pleasure,” in A rt
T h e Philosophy of Fine Art, transl. F. P. B. Osmaton (London: G. Bell and Artist (New York: Alfred Knopf, 1932).
and Sons, 1920), I, p. 83. Schiller, T he Aesthetic Letters, p. 46.
i8 6 EROS AND CIVILIZATION, THE AESTHETIC DIMENSION 187

tion. W hen Schiller wrote, the need for such a reshaping it reasserts itself, does so in destructive and “ savage ” forms
seemed obvious; Herder and Schiller, Hegel and Novalis while the tyranny of reason impoverishes and barbarizes
developed in almost identical terms the concept of aliena­ sensuousness. The conflict must be resolved if human po­
tion. As industrial society begins to take shape under the tentialities are to realize themselves freely. Since only the
rule of the performance principle, its inherent negativity impulses have the lasting force that fundamentally affects
permeates the philosophical analysis: the human existence, such recondliation between the two
. . . enjoyment is separated from labor, the means from the end,
impulses must be the work of a third impulse. Schiller de­
exertion from recompense. Eternally fettered only to a single little fines this third mediating impulse as the play impulse, its
fragment of the whole, man fashions himself only as a fragment; objective as beauty, and its goal as freedom. W e shall pres­
ever hearing only the monotonous whirl of the wheel which he
turns, he never develops the harmony of his being, and, instead of ently try to rescue the full content of Schiller’s notion from
shaping the humanity that lies in his nature, he becomes a mere im­ the benevolent aesthetic treatment to which the traditional
print of his occupation, his science.^* interpretation has confined it.
Since it was civilization itself which “ dealt modern man The quest is for the solution of a “ political” problem:
this wound,” only a new mode of civilization can hea^it. the liberation of man from inhuman existential conditions.
The wound is caused by the antagonistic relation between Schiller states that, in order to solve the political problem,
the two polar dimensions of the human existence. Schiller “ one must pass through the aesthetic, since it is beauty that
describes this antagonism in a series of paired concepts: leads to freedom.” The play impulse is the vehicle of this
sensuousness and reason, matter and form (spirit), nature liberation. The impulse does not aim at playing “ with ”
^ d freedom ^e-particular-aiidihejiniversal. Each 6f~the» something; rather it is the play of life itself, beyond want
two dimensionsJ,s,.governcd bv a basic impulse: the “sensu- and external compulsion — the manifestation of an exist­
nn.^ impnlse-^i-aad-the-^orm -im pulse.” The former is ence without fear and anxiety, and thus the manifestation
essentially passive, receptive, the latter active, mastering, of freedom itself. Man is free only where he is free from
domineering. Culture is built by the combination and in- constraint, external and internal, physical and moral —
. teraotjoTi of these tyyo impulses. But in the established civ- when he is constrained neither' by law nor by need.®^ But
rilization, their relation has been an antagonistic one: in­ such constraint is the reality. Freedom is thus, in a strict
stead of reconciling both impulses by making sensuousness sense, freedom from the established reality: man is free
rational and reason sensuous, civilization has subjugated when the “ reality loses its seriousness ” and when its ne­
sensuousness to reason in such a manner that the former, if cessity " becomes light ” (leicht) “ The greatest stupid­
ity and the greatest intelligence have a certain aEnity with
Ibid., p. 22 (with minor changes in translation).
*®Ibid., p. 53. Ibid., pp. 70-71, 96. ** Ibid., p. 71.
i8 8 EROS AND CIVILIZATION THE AESTHETIC DIMENSION 189
I
each other in that they both seek only the real however, Aesthetic culture presupposes “ a total revolution in the
such need for and attachment to the real are “ merely the mode of perception and feeling,” and such revolution be­
results of want.” In contrast, “ indifference to reality ” and comes possible only if civilization has reached the highest
interest in “ show ” (dis-play, Schein) are the tokens of physical and intellectual maturity. Only when the “ con­
freedom from want and a “ true enlargement of human­ straint of need ” is replaced by the “ constraint of superflu­
ity.” ** In a genuinely humane civilization, the human ex­ ity ” (abundance) will the human existence be impelled to
istence will be play rather than toil, and man will live in dis­ a “ free movement which is itself both end and means.” ”
play rather than need. Liberated from the pressure of painful purposes and per­
These ideas represent one of the most advanced positions formances necessitated by want, man will be restored into
of thought. It must be understood that the liberation from the “ freedom to be what he ought to be.” But what
the reality which is here envisaged is not transcendental, “ ought ” to be will be freedom itself: the freedom to play.
“ inner,” or merely intellectual freedom (as Schiller explic­ The mental faculty exercising this freedom is that of imag­
itly emphasizes **) but freedom in the reality. The reality ination.^^ It traces and projects the potentialities of all be­
that “ loses its seriousness” is the inhumane reality of ing; liberated from their enslavement by constraining mat­
want and need, and it loses its seriousness when wants and ter, they appear as “ pure forms.” As such, they constitute
needs can be satisfied without alienated labor. Then, man an order of their own: they exist “ according to the laws of
is free to “ play ” with his faculties and potentialities and beauty.”
with those of nature, and only by “ playing ” with them is Once it has really gained ascendancy as a principle of civ­
he free. His world is then display (Schein) , and its order ilization, the play impulse would literally transform the re­
is that of beauty. Because it is the realization of freedom, ality. Nature, the objective world, would then be experi­
play is more than the constraining physical and moral re­ enced primarily, neither as dominating man (as in primitive
ality: . . man is only serious with the agreeable, the society), nor as being dominated by man (as in the estab­
good, the perfect; but with beauty he plays.” Such for­ lished civilization), but rather as an object of “ contempla­
mulations would be irresponsible “ aestheticism ” if the tion.” W ith this change in the basic and formative ex­
, realm of play were one of ornament, luxury, holiday, in an perience, the object of experience itself changes: released
otherwise repressive world. But here the aesthetic function from violent domination and exploitation, and instead
is conceived as a principle governing the entire human ex­ shaped by the play impulse, nature would also be liberated
istence, and it can do so only if it becomes “ universal.”
Ibid., p. 138. (Translation changed.) Ibid., p. 133.
** Ibid., pp. 130-131. Ibid., p. 73. ** Ibid., p. 140. (Translation changed.) Ibid., p. m .
Ibid., pp. 93, 140, 143. 2* Ibid., p. 100. Ibid., pp. 115, 123.
THE AESTHETIC DIMENSION I9 I
190 EROS AND CIVILIZATION

from its own brutality and would become free to display the son must be reconciled with the interest of th6 senses; ” the
wealth of its purposeless forms which express the “ inner domineering form impulse must be restrained: “ sensuous­
life ” of its objects.” And a corresponding change would ness must triumphantly maintain its province, and resist the
take place in the subjective world. Here, too, the aesthetic violence which spirit (Geist) would fain inflict upon it by
experience would arrest the violent and exploitative produc­ its encroaching activity.” To be sure, if freedom is to be­
tivity which made man into an instrument of labor. But come the governing principle of civilization, not only reason
he would not be returned to a state of suffering passivity. but also the “ sensuous impulse” requires a restraining
His existence would still be activity, but “ what he possesses transformation. The additional release of sensuous energy
and produces need bear no longer the traces of servitude, must conform with the universal order oi freedom. How­
the fearful design of its purpose ” beyond want and anxi­ ever, whatever order would have to be imposed upon the
ety, human activity becomes display — the free manifesta­ sensuous impulse must itself be “ an operation of free­
tion of potentialities. dom.” ” The free individual himself must bring about the
At this point, the explosive quality of Schiller's concep­ harmony between individual and universal gratification. In
tion comes into focus. He had diagnosed the disease of a truly free civilization, all laws are self-given by the indi­
civilization as the conflict between the two basic impulses viduals: “ to give freedom by freedom is the universal law ”
of man (the sensuous and the form impulses), or rather as of the “ aesthetic state ”; in a truly free civilization, “ the
the violent “ solution ” of this conflict; the establishment of will of the whole ” fulfills itself only “ through the nature
the repressive tyranny of reason over sensuousness. Con­ of the individual.” ” Order is freedom only if it is founded
sequently, the reconciliation of the conflicting impulses on and sustained by the free gratification of the individuals.
would involve the removal of this tyranny — that is, the But the fatal enemy of lasting gratification is time, the
restoration of the right of sensuousness. Freedom would inner finiteness, the brevity of all conditions. The idea of
have to be sought in the liberation of sensuousness rather integral human liberation therefore necessarily contains the
than reason, and in the limitation of the “ higher ” faculties vision of the struggle against time. W e have seen that the
in favor of the “ lower.” In other words, the salvation of Orphic and Narcissistic images symbolize the rebellion
culture would involve abolition of the repressive controls against passing, the desperate effort to arrest the flow of
that civilization has imposed on sensuousness. And this is time —the conservative nature of the pleasure principle.
indeed the idea behind the Aesthetic Education. It aims If the “ aesthetic state ” is really to be the state of freedom,
at basing morality on a sensuous ground; ” the laws of rea- then it must ultimately defeat the destructive course of

»* Ibid., p. 114.
•s Ibid., p. 67. Ibid., p. 145.
»» Ibid., pp. 142-143. (Translation changed.)
Ibid., p. 63. Ibid., p. 143.
»* Ibid., p. 10. Weiss here translates sinnliche not as " sensuous ” but
Ibid., p. 63.
as "sensible."
19a EROS AND CIVILIZATION T E E AESTHETIC DIMENSION 195
time. Only this is the token of a non-repressive”civiliza­ repressive order is clearly indicated in his aesthetic con­
tion. Thus, Schiller attributes to the liberating play im­ ception.
pulse the function of “ abolishing time in time,” of recon­ If we reassemble its main elements, we find:
ciling being and becoming, change and identity.*® In this (1) The transformation of toil (labor) into play, and of
task culminates the progress of mankind to a higher form repressive productivity into “ display ” — a transformation
of culture. that must be preceded by the conquest of want (scarcity)
The idealistic and aesthetic sublimations which prevail in as the determining factor of civilization.**
Schiller’s work do not vitiate its radical implications. Jung (2) The self-sublimation of sensuousness (of the sensu­
recognized these implications and was duly frightened by ous impulse) and the de-sublimation of reason (of the
them. He warned that the rule of the play impulse would form-impulse) in order to reconcile the two basic antag­
bring about a “ release of repression ” which would entail onistic impulses.
a “ depreciation of the hitherto highest values,” a “ catas­ (3) The conquest of time in so far as time is destructive
trophe of culture ” — in a word, “ barbarism.” Schiller of lasting gratification.
himself was apparently less inclined than Jung to identify These elements are practically identical with those of a
repressive culture with culture as such; he seemed to be reconciliation between pleasure principle and reality prin­
willing to accept the risk of catastrophe for the former and ciple. W e recall the constitutive role attributed to imag­
a debasement of its values if this would lead to a higher ination (phantasy) in play and display: Imagination pre­
culture. He was fully aware that, in its first free manifesta­ serves the objectives of those mental processes which have
tions, the play impulse " will be hardly recognized,” for the remained free from the repressive reality principle; in their
sensuous impulse will incessantly interpose with its “ wild ** An attempt to define, on a biological basis, human freedom in terms
of play has been recently made by Gustav Bally, in V o m Ursprung und
desire.” ** However, he thought that such “ barbarian” den Grenzen der Freiheit (Basel: Benno Schwabe, 1945), especially pp.
outbreaks would be left behind as the new culture devel­ 29, yiff, 74-75. H e sees the dimension of freedom in freedom from in­
stinctual determination. Man is not, like the animal, necessarily deter­
oped, and that only a “ leap ” could lead from the old to mined by his instincts; he possesses an entspanntes Feld —a Spielraum
in which he "keeps distant from his instinctual objectives,’’ plays with
the new one. He did not concern himself with the cata­ them and thus plays with his world. This attitude of a constant distance
strophic changes in the social structure that this “ leap ” from the instinctual objective makes human culture possible.
Bally’s conception is close to Schiller’s, but it is regressive where Schil­
would involve: they lay beyond the limits of idealistic phi­ ler’s is_ progressive. Schiller’s playful freedom is the result of instinctual
liberation; Bally’s is “ relative freedom against the instincts’’ (p. 9 4), free­
losophy. But the direction of the change toward a non- dom to resist instinctual needs. No wonder, then, that the new interpreta­
tion of freedom turns out to be the old freedom to renounce, to deny
Ibid., p. 65. temptations, the “ courage’’ to bind oneself, the power of self-repression
Jung, Psycholo^cd Types, transl. H. Godwin Baynes (New York: (p. 79). And, quite consistently, the ultimate and true freedom, “ free­
Harcourt, Brace, 1926), p. 135. dom from anxiety and death,” is denounced as a false and “ questionable ’’
** Schiller, The Aesthetic Letters, p. 14a. liberty (p. 100).
194 EROS AND CIVILIZATION
THE a e s t h e t ic DIMENSION
195
aesthetic function, they can be incorporated into the con­
dom which pertains to the rule of the performance princi­
scious rationality of mature civilization. The play impulse
ple, they reserve freedom for the new mode of existence
stands for the common denominator of the two opposed
that would emerge on the basis of universally gratified ex­
mental processes and principles.
istence-needs. The realm of freedom is envisioned as ly­
Still another element links the aesthetic philosophy with
ing beyond the realm of necessity: freedom is not within
the Orphic and Narcissistic images: the view of a non-
but outside the “ struggle for existence.” Possession and
repressive order in which the subjective and objective world,
procurement of the necessities of life are the prerequisite,
man and nature, are harmonized. The Orphic symbols
rather than the content, of a free society. The realm of ne­
center on the singing god who lives to defeat death and who
cessity, of labor, is one of unfreedom because the human
liberates nature, so that the constrained and constraining
existence in this realm is determined by objectives and
matter releases the beautiful and playful forms of animate
functions that are not its own and that do not allow the
and inanimate things. N o longer striving and no longer,
free play of human faculties and desires. The optimum in
desiring “ for something still to be attained,” ** they are
this realm is therefore to be defined by standards of ration­
free from fear and fetter — and thus free per se. The con­
ality rather than freedom — namely, to organize produc­
templation of Narcissus, repels all other activity in the erotic
tion and distribution in such a manner that the least time
surrender to beauty, inseparably uniting his own existence
is spent for making all necessities available to all members
with nature. Similarly, the aesthetic philosophy conceives
of society. Necessary labor is a system of essentially inhu­
of non-repressive order in such a manner that nature in
man, mechanical, and routine activities; in such a system,
man and outside man becomes freely susceptible to “ laws ”
individuality cannot be a value and end in itself. Reason-
— the laws'of display and beauty.
sbly, the system of societal labor would be organized rather
Non-repressive order is essentially an order of abundance:
with a view to saving time and space for the development
the necessary constraint is brought about by “ superfluity ”
of individuality outside the inevitably repressive work-
rather than need. Only an order of abundance is compati­
world. Play and display, as principles of civilization, im­
ble with freedom. At this point, the idealistic and the
ply not the transformation of labor but its complete sub­
materialistic critiques of culture meet. Both agree that non-
ordination to the freely evolving potentialities of man and
repressive order becomes possible only at the highest ma­
nature. The ideas of play and display now reveal their full
turity of civilization, when all basic needs can be satisfied
distance from the values of productiveness and perform­
with a minimum expenditure of physical and mental en­
ance: play is unproductive and useless precisely because it
ergy in a minimum of time. Rejecting the notion of free-
cancels the repressive and exploitative traits of labor and
um ein endlich noch Erreichtes” (Rilke).
leisure; it just plays ” with the reality. But it also can-
1^6 EROS AND CIYILIZATION

cels their sublime traits — the “ higher values.” The de­


sublimation of reason is just as essential a process in the
emergence of a free, culture as is the self-sublimation of sen­
CHAPTER TEN
suousness. In the established system of domination, the
repressive structure of reason and the repressive organiza­
tion of the sense-faculties supplement and sustain each
The Transformation of Sexuality
other. In Freud’s terms: civilized morality is the morality into Eros
of repressed instincts; liberation of the latter implies “ de­
basement” of the former. But this debasement of the The vision of a non-repressive culture, which we have
higher values may take them back into the organic structure lifted from a marginal trend in mythology and philosophy,
of the human existence from which they were separated, aims at a new relation between instincts and reason. The
and the reunion may transform this structure itself. If the civilized morality is reversed by harmonizing instinctual
higher values lose their remoteness, their isolation from and freedom and order: liberated from the tyranny of repressive
against the lower faculties, the latter may become freely reason, the instinets tend toward free and lasting existential
susceptible to culture. relations — they generate a new reality principle. In Schil­
ler’s idea of an " aesthetic state,” the vision of a non-repres­
sive culture is concretized at the level of mature civilization.
At this level, the organization of the instincts becomes a
social problem (in Schiller’s terminology, political), as it
does in Freud’s pyschology. The processes that create the
ego and superego also shape and perpetuate specific societal
institutions and relations. Such psychoanalytical concepts •
as sublimation, identification, and introjection have not
only a psychical but also a social content: they terminate in
a system of institutions, laws, agencies, things, and customs
that confront the individual as objective entities. W ithin
this antagonistic system, the mental conflict between ego
and supere^, between ego and id, is at one and the same
time a conflict between the individual and his society. 'The
latter embodies the rationality of the whole, and the indi-
198 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS I9 9 '

vidual’s struggle against the repressive forces is a struggle ( The notion of a non-repressive instinctual order must
n
against objective reason. Therefore, the emergence of a I first be tested on the most “ disorderly ” of all instincts —
non-repressive reality principle involving instinctual libera­ ' namely, sexuality. Non-repressive order is possible only if
r
tion tvould regress behind the attained level of civilized ra­ the sex instincts can, by virtue of their own dynamic and
tionality. This regression would be psychical as well as so­ ■under changed existential and societal conditions, generate
(

cial; it would reactivate early stages of the libido which lasting erotic relations among mature individuals. W e have
were surpassed in the development of the reality ego, and to ask whether the sex instincts, after the elimination of
it would dissolve the institutions of society in which the all surplus-repression, can develop a “ libidinal rationality ”
reality ego exists. In terms of these institutions, instinctual which is not only compatible with but even promotes prog­
liberation is relapse into barbarism. However, occurring ress toward higher forms of civilized freedom. This possi­
at the height of civilization, as a consequence not of defeat bility will be examined here in Freud's own terms.
I
but of victory in the struggle for existence, and supported ■'W e have reiterated Freud's conclusion that any genuine
by a free society, such liberation might have very different decrease in the societal controls over the sex instincts would,
results. It would still be a reversal of the process of civiliza­ even under optimum conditions, reverse the organization of
tion, a subversion of culture — but after culture had done sexuality toward precivilized stages. Such regression would
its work and created the mankind and the world that could
be free. It would still be “ regression ” — but in the light
I break through the central fortifications of the performance
principle: it would undo the channeling of sexuality into
of mature consciousness and guided by a new rationality. monogamic reproduction and the taboo on perversions.
Under- these conditions, the possibility of a non-repressive Under the rule of the performance principle, the libidinal
civilization is predicated not upon the arrest, but upon the cathexis of the individual body and libidinal relations with
liberation, of progress — so that man would order his life others are normally confined to leisure time and directed to
in accordance with his fully developed knowledge, so that the preparation and execution of genital intercourse; only
he would ask again what is good and what is evil. If the in exceptional cases, and with a high degree of sublimation,
guilt accumulated in the civilized domination of man by are libidinal relations allowed to enter into the sphere of
man can ever be redeemed by freedom, then the “ original work. These constraints, enforced by the need for sustain­
sin ” must be committed again: “ W e must again eat from ing a large quantum of energy and time for non-gratifying
the tree of knowledge in order to fall back into the state of labor, perpetuate the desexualization of the body in order
innocence.” ^ to make the organism into a subject-object of socially useful
.1 " W ir mii.ssen wieder vom Baum der Erlcenntnis essen, um in den
Stand der Unschuld zuruckzufallen." Heinrich von Kleist, “ Ueber das
performances. Conversely, if the work day and energy are
Marionettentheater,” conclusion. reduced to a minimum, without a corresponding manipula-
200 EROS AND CIVILIZATION ^ THE TRANSFORMATION OF SEXUALITY INTO EROS 201
I
tion of the free time, the ground for these constraints I , remained the ill-reputed privilege of whores, degenerates,
would be undermined. Libido would be released and would I and perverts. Precisely in his gratification, and espdcially
overflow the institutionalized limits within which it is kept ' in his sexual gratification, man was to be a higher being,
by the reality principle. , committed to higher values; sexuality was to be dignified
Freud repeatedly emphasized that the lasting interper­ by love. W ith the emergence of a non-repressive reality
sonal relations on which civilization depends presuppose principle, with the abolition of the surplus-repression neces-
that the sex instinct is inhibited in its aim.* Love, and the ; sitated by the performance principle, this process would be
enduring and responsible relations which it demands, arer reversed. In the societal relations, reification would be re­
founded on a union of sexuality with “ affection,” and this duced as the division of labor became reoriented on the
union is the historical result of a long and cruel process of gratification of freely developing individual needs; whereas,
domestication, in which the instinct’s legitimate manifesta­ in the libidinal relations, the taboo on the reification of
tion is made supreme and its .component parts are arrested ' the body would be lessened. N o longer used as a full­
in their development.® This cultural refinement of sexual­ time instrument of labor, the body would be resexualized.
ity, its sublimation to love, took place within a civilization f The regression involved in this spread of the libido would
which established possessive private relations apart from, first manifest itself in a reactivation of all erotogenic zones
and in a decisive aspect conflicting with, the possessive so­ * and, consequently, in a resurgence of pregenital polymor-
cietal relations. W hile, outside the privacy of the family, f phous sexuality and in a decline of genital supremacy. The
men’s existence was chiefly determined by the exchange body in its entirety would become an object of cathexis, a
value of their products and performances, their life in home thing to be enjoyed —an instmment of pleasure. This
and bed was to be permeated with the spirit of divine and change in the value and scope of libidinal relations would
moral law. Mankind was supposed to be an end in itself lead to a disintegration of the institutions in which the
and never a mere means; but this ideology was effective in private interpersonal relations have been organized, particu­
the private rather than in the societal functions of the in­ larly the monogamic and patriarchal family.
dividuals, in the sphere of libidinal satisfaction rather than These prospects seem to confirm the expectation that in­
in that of labor. The full force of civilized morality was stinctual liberation can lead only to a society of sex maniacs
mobilized against the use of the body as mere object, means, — that is, to no society. However, the process just outlined
instrument of pleasure; such reification was tabooed and involves not simply a release but a transformation of the
* Collected Papers (London: Hogarth Press, 1950), IV, aojff; Group libido: from sexuality constrained under genital supremacy
Psychology and the Analysis of the Ego (New York: Liveright Publishing
to erotization of the entire personality. It is a spread rather
Ck)rp., 1949), pp. 72, 78-
• Collected Papers, IV, 215. than explosion of libido — a spread over private and socie-
202 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 20 3
n tal relations which bridges the gap maintained between those incompatible with repressive civilization, especially
\them by a repressive reality principle. This transformation with monogamic genital supremacy. However, within the
pf the libido would be the result of a societal transforma- historical dynamic of the instinct, for example, coprophilia
ion that released the free play of individual needs and and homosexuality have a very different place and func­
; acuities. By virtue of these conditions, the free develop­ tion.* A similar difference prevails within one and the
ment of transformed libido beyond the institutions of the same perversion: the function of sadism is not the same in
performance principle differs essentially from the release of a free libidinal relation and in the activities of SS Troops.
constrained sexuality within the dominion of these institu­ The inhuman, compulsive, coercive, and destructive forms
tions. The latter process explodes suppressed sexuality; the of these perversions seem to be linked with the general per­
libido continues to bear the mark of suppression and mani­ version of the human existence in a repressive culture, but
fests itself in the hideous forms so well known in the history the perversions have an instinctual substance distinct from
of civilization; in the sadistic and masochistic orgies of these forms; and this substance may well express itself in
desperate masses, of “ society elites,” of starved bands of other forms compatible with normality in high civilization.
mercenaries, of prison and concentration-camp guards. N ot all component parts and stages of the instinct that have
Such release of sexuality provides a periodically necessary been suppressed have suffered this fate because they pre­
outlet for unbearable frustration; it strengthens rather than vented the evolution of man and mankind. The purity,
weakens the roots of instinctual constraint; consequently, it regularity, cleanliness, and reproduction required by the
has been used time and again as a prop for suppressive re­ performance principle are not naturally those of any mature
gimes. In contrast, the free development of transformed civilization. And the reactivation of prehistoric and child­
libido within transformed institutions, while eroticizing hood wishes and attitudes is not necessarily regression; it
i previously tabooed zones, time, and relations, would mini- may well be the opposite — proximity to a happiness that
\m iz e the manifestations of mere sexuality by integrating has always been the repressed promise of a better future.
khem into a far larger order, including the order of work. In one of his most advanced formulations, Freud once de­
In this context, sexuality tends to its own sublimation: the fined happiness as the “ subsequent fulfillment of a pre­
libido would not simply reactivate precivilized and infantile historic wish. That is why wealth brings so little happi­
stages, but would also transform the perverted content of ness: money was not a wish in childhood.” ®
these stages. .But if human happiness depends on the fulfillment of
The term perversions covers sexual phenomena of essen­
* See Chapter 2 above.
tially different origin. The same taboo is placed on instinc­ 0 Ernest Jones, The Life and W ork of Sigmund Freud, Vol. I (New
tual manifestations incompatible with civilization and on York: Basic Books, 1953), p- 330.
204 EROS AND CrVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 205
childhood wishes, civilization, according to Freud, depends taining pleasure from zones of the body.” ^ W ith this
on the suppression of the strongest of all childhood wishes: restoration of the primary structure of sexuality, the primacy
the Oedipus wish. Does the realization of happiness m a of the genital function is broken — as is the desexualization
free civilization still necessitate this suppression? Or would of the body which has accompanied this primaey. The or­
the transformation of the libido also engulf the Oedipus ganism in its entirety becomes the substratum of sexuality,
situation? In the context of our hypothesis, such specula­ while at the same time the instinct’s objective is no longer
tions are insignificant; the Oedipus complex, although the absorbed by a specialized function — namely, that of bring­
primary source and model of neurotic conflicts, is certainly ing “ one's own genitals into contact with those of someone
not the central cause of the discontents in civilization, and of the opposite sex.” ® Thus enlarged, the field and objec­
not the central obstacle for their removal. The Oedipus tive of the instinct becomes the life of the organism itself.
complex “ passes ” even under the rule of a repressive real­ This process almost naturally, by its inner logic, suggests
ity principle. Freud advances two general interpretations the conceptual transformation of sexuality into Eros.
of the “ passing of the Oedipus complex it “ becomes ex­ The introduction of the term Eros in Freud’s later writ­
tinguished by its lack of success or it “ must come to an ings was certainly motivated by different reasons: Eros, as
end because the time has come for its dissolution, just as life instinct, denotes a larger biological instinct rather than/*
the milk-teeth fall out when the permanent ones begin to a larger scope of sexuality.® However, it may not be ac­
press forward." * The passing of the complex appears as a cidental that Freud does not rigidly distinguish between\^
“ natural ” event in both cases. Eros and sexuality, and his usage of the term Eros (espe­
W e have spoken of the self-sublimation of sexuality. cially in The Ego and the Id, Civilization and Its Discon­
The term implies that sexuality can, under specific condi­ tents, and in An Outline of Psychoanalysis) implies an en­
tions, create highly civilized human relations without being largement of the meaning of sexuality itself. Even without
subjected to the repressive organization which the estabr Freud’s explicit reference to Plato the change in emphasis
lished civilization has imposed upon the instinct. Such is clear: Eros signifies a quantitative and qualitative ag­
self-sublimation presupposes historical progress beyond the grandizement of sexuality. And the aggrandized concept
institutions of the performance principle, which in turn seems to demand a correspondingly modified concept of sub-
would release instinctual regression. For the development
^ An Outline of Psychoanalysis (New York: W . W . Norton, 1949),
of the instinct, this means regression from sexuality in the p. 26.
service of reproduction to sexuality in the “ function of ob- ® Ibid., p. 25.
» See the papers of Siegfried Bernfeld and Edward Bibring in Imago,
• Collected Papers, II, 269. Vols. XXI, XXII {1935, 1936). See also page 137 above.
EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 207
2o 6
limation. The modifications of sexuality are not the same However, there are other modes of sublimation. Freud
as the modifications of Eros. Freud’s concept of sublima­ speaks of aim-inhibited sexual impulses which need not be
tion refers to the fate of sexuality under a repressive reality described as sublimated although they are “ closely related ”
principle. Thus, sublimation means a change in the aim to sublimated impulses. “ They have not abandoned their
and object of the instinct “ with regard to which our social directly sexual aims, but they are held back by internal re­
values come into the picture.” The term is applied to a sistances from attaining them; they rest content with cer­
group of unconscious processes which have in common tain approximations to satisfaction.” Freud calls them
that “ social instincts ” and mentions as examples “ the affec­
. . . as th e result o f in n er o r ou ter deprivation, th e aim of object- tionate relations between parents and children, feelings of
libido undergoes a m ore or less com plete deflection, m odification, friendship, and the emotional ties in marriage which had
o r inhibition. I n th e great m ajority of instances, th e new aim is
their origin in sexual attraction.” Moreover, in Group
one d istin ct or rem ote from sexual satisfaction, i.e., is an asexual or
non-sexual aim.^^ Psychology and the Analysis of the Ego, Freud has empha­
This mode of sublimation is to a high degree dictated sized the extent to which societal relations (“ community ”
by specific societal requirements and cannot be automati­ in civilization) are founded on unsublimated as well as sub­
cally extended to other and less repressive forms of civiliza­ limated libidinous ties: “ sexual love for women ” as well as
“ desexualized, sublimated, homosexual love for other
tion with different " social values.” Under the perform­
ance principle, the diversion of libido into useful cultural men ” here appear as instinctual sources of an enduring and
expanding culture."’ This conception suggests, in Freud’s
activities takes place after the period of early child­
hood. Sublimation then operates on a preconditioned in­ own work, an idea of civilization very different from that
stinctual stmcture, which includes the functional and tem­ derived from repressive sublimation, namely, civilization
poral restraints of sexuality, its channeling into monogamic evolving from and sustained by free libidinal relations.
reproduction, and the desexualization of most of the body. G6za R6heim used Ferenczi’s notion of a “ genitofugal
Sublimation works with the thus preconditioned libido and libido ” to support his theory of the libidinous origin of
its possessive, exploitative, aggressive force. The repressive culture. W ith the relief of extreme tension, libido flows
“ modification ” of the pleasure principle precedes the ac­ back from the object to the body, and this “ recathecting of
tual sublimation, and the latter carries the repressive ele­ « Encyclopaedia article " The Libido Theory," reprinted in Collected
ments over into the socially useful activities. Papers, V , 134.
Page 57.
10 Freud, N ew Introductory Lectures on Psychoanalysis (New York: Versuch einer Genitaltheorie (Leipzig: Intemationaler Psychoana-
lytischer Verlag, 1924), pp. 51-52. This book has appeared in English
W . W . Norton, 1933), p. i 33- j o • 1 » • 1, ” as,Thalassa, transl. H. A. Bunker (Albany: Psychoanalytic Quarterly, Inc.,
Edward Glover, " Sublimation, Substitution, and Social Anxiety,
in International ]ourritd of Psychoanalysis, Vol. XII, No. 3 (1931), p. 264' 1938).
2o8 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 209

the whole organism with libido results in a feeling of happi­ I harp-player), which was duly punished by the gods — as
ness in which the organs find their reward for work and j was Narcissus’ refusal to “ participate.” Before the reality
stimulation to further activity.” ” The concept assumes a . as it is, they stand condemned: they rejected the required
genitofugal “ libido trend to the development of culture ” sublimation. However,
— in other words, an inherent trend in the libido itself to­ . . . La sublimation n'est pas toujouis la negation d’un d&ir; elle
ward “ cultural” expression, without external repressive ne se pi6sente pas toujouis comme une sublimation contre des in-
^ stincts. Elle pent fitre une sublimation pour un id6al. Alois Nar-
modification. And this “ cultural ” trend in the libido
cisse ne dit plus: " Je m’aime tel que je suis,” il dit: “ Je suis tel
seems to be genitofugal, that is to say, away from genital que je m’aime.”
supremacy toward the erotizatioa-ef-the entire organism .
i The Orphic and Narcissistic Eros engulfs the reality in li-
These concepts come close to recognizing the possibility
1', bidinal relations which transform the individual and his
of non-repressive sublimation. The rest is left to specula­
V environment; but this transformation is the isolated deed
tion. And indeed, under the established reality principle,
non-repressive sublimation can appear only in marginal and
incomplete aspects; its fully developed form would be sub­
limation without desexualization. The instinct is not “ de­
flected ” from its aim; it is gratified in activities and relations
!
[

.
of unique individuals, and, as such, it generates death.

Even if sublimation does not proceed against the instincts


but as their aflSrmation, it must be a supra-individual process
that are not sexual in the sense of “ organized ” genital sex­ on common ground. As an isolated individual phenome­
uality and yet are libidinal and erotic. Where repressive non, the reactivation of narcissistic libido is not culture­
sublimation prevails and determines the culture, non-repres­ building but neurotic:
sive sublimation must manifest itself in contradiction to the The difference between a neurosis and a sublimation is evidently
entire sphere of social usefulness; viewed from this sphere, the social aspect of the phenomenon. A neurosis isolates; a sub­
limation unites. In a sublimation something new is created — a
it is the negation of all accepted productivity apd perform­
house, or a community, or a tool — and it is created in a group or
ance. The Orphic and Narcissistic images are recalled: for the use of a group.^*
Plato blames Orpheus for his “ softness ” (he was only a , Libido can take the road of self-sublimation only as a social
R6heim, T he O ri^n and Function o f Culture, (New York: Nervous phenomenon: as an unrepressed force, it can promote the
and Mental Disease Monograph No. 69, 1943), p. 74- In his article
“ Sublimation ” in the Yearbook of Psychoanalysis, Vol. I (1945), R6heim formation of culture only under conditions which relate
stresses that in sublimation “ id strivings reconquer the ground in a dis­
guised form." Thus, “ in contrast to the prevailing view, . . . in sub­ Symposium 179 D.
limation we have no ground wrested from the id by the super-ego, but II “ Sublimation is not always the negation of a desire; it does not
quite to the contrary, what we have is super-ego territory inundated by the always take the form of sublimation against the instincts. I t could,be
i d " (p. 117). Here, too, the emphasis is on the ascendancy of libido in sublimation for an ideal. Thus Narcissus no longer says: ' I love myself
sublim tion. such as I am.’ He says: ' I am such that I love myself.’ ’’ Gaston Bache-
lard, UEau et les RSves (Paris: Jos6 Cord, 1942), pp. 34-35.
Rdheim, The Origin and Function o f Culture, p. 74.

J
210 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 111 .
associated individuals to each other in the cultivation of the troduced. the repressive definition of Eros into the house­
environment for their developing needs and faculties. Re­ hold of Western culture. Still, the Symposium contains
activation of polymorphous and narcissistic sexuality ceases the clearest celebration of the sexual origin and substance
to be a threat to culture and can itself lead to culture-build­ of the spiritual relations. According to Diotima, Eros
ing if the organism exists not as an instrument of alienated drives the desire for one beautiful body to another and
labor but as a subject of self-realization — in other words, if finally to all beautiful bodies, for “ the beauty of one body
socially useful work is at the same time the transparent satis­ is akin to the beauty of another,” and it would be foolish
faction of an individual need. In primitive society, this or­ “ not to recognize that the beauty in every body is one and '
ganization of work may be immediate and “ natural in the same.” Out of this truly polymorphous sexuality
mature civilization, it can be envisaged only as the result of arises the desire for that which animates the desired body:
liberation. Under such conditions, the impulse to “ obtain the psyche and its various manifestations. There is an un­
pleasure from the zones of the body ” may extend to seek broken ascent in erotic fulfillment from the corporeal love
its objective in lasting and expanding libidinal relations be­ of one to that of the others, to the love of beautiful work
cause this expansion increases and intensifies the instinct’s and play {km^ridebnaTa), and ultimately to the love of
gratification. Moreover, nothing in the nature of Eros justi­ beautiful knowledge (icaXd fiadfinara)- The road to
fies the notion that the “ extension ” of the impulse is con­ “ higher culture ” leads through the true love of boys ( 6 p-
fined to the corporeal sphere. If the antagonistic separation dcbs iraiSepaaTeiv).’‘” Spiritual “ procreation” is just as
of the physical from the spiritual part of the organism is it­ much the work of Eros as is corporeal procreation, and the
self the historical result of repression, the overcoming of right and tme order of the Polis is just as much an erotic
this antagonism would open the spiritual sphere to the im­ one as is the right and true order of love. The culture­
pulse. The aesthetic idea of a sensuous reason suggests building power of Eros is non-repressive sublimation: sex­
such a tendency. It is essentially different from sublima­ uality is neither deflected from nor blocked in its objective;
tion in so far as the spiritual sphere becomes the “ direct ” rather, in attaining its objective, it transcends it to others,
object of Eros and remains a libidinal object: there is a searching for fuller gratification.
change neither in energy nor in aim. In the light of the idea of non-repressive sublimation,
I The notion that Eros and Agape may after all be one Freud’s definition of Eros as striving to “ form living sub­
and the same — not that Eros is Agape but that Agape is stance into ever greater unities, so that life may be pro­
Eros — may sound strange after almost two thousand years longed and brought to higher development” *^ takes on
of theology. Nor does it seem justifiable to refer to Plato 210 B. Jowett translates, not "body,” b ut “ form."
211 B. Jowett translates: . . under the influence of true love.”
as a defender of this identification—Plato who himself in- Freud, Collected Papers, V, 135.
212 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 213
added significance. The biological drive becomes a cul­ the social psychology which Freud proposes in Group Psy­
tural drive. The pleasure principle reveals its own dialectic. chology and the Analysis of the Ego. He suggests that
The erotic aim of sustaining the entire body as subject- “ the libido props itself upon the satisfaction of the great
object of pleasure calls for the continual refinement of the vital needs, and chooses as its first objects the people who
organism, the intensification of its receptivity, the growth have a share in that process.” ** This proposition, if un­
of its sensuousness. The aim generates its own projects of folded in its implications, comes close to vitiating Freud’s
realization: the abolition of toil, the amelioration of the basic assumption that the “ struggle for existence ” (that
environment, the conquest of disease and decay, the crea­ is, for the “ satisfaction of the great vital needs ”) is per se
tion of luxury. All these activities flow directly from the anti-libidinous in so far as it necessitates the regimentation
pleasure principle, and, at the same time, they constitute of the instinct by a constraining reality principle. It must
work which associates individuals to “ greater unities no be noted that Freud links the libido not merely to the satis­
longer confined within the mutilating dominion of the per­ faction of the great vital needs but to the joint human
formance principle, they modify the impulse without de­ efforts to obtain satisfaction, i.e., to the work process:
flecting it from its aim. There is sublimation and, conse­ . . . experience has shown that in cases of collaboration libidinal
quently, culture; but this sublimation proceeds in a system ties are regularly formed between the fellow-workers which pro­
of expanding and enduring libidinal relations, which are in long and solidify the relations between them to a point beyond
what is merely profitable.*®
themselves work relations.
The idea of an erotic tendency toward work is not for­ If this is true, then Ananke is not a sufficient cause for the
eign to psychoanalysis. Freud himself remarked that work instinctual constraints of civilization — and not a sufficient
provides an opportunity for a “ very considerable discharge reason for denying the possibility of a non-repressive li­
of libidinal component impulses, narcissistic, aggressive and bidinous culture. Freud’s suggestions in Group Psychology
even erotic.” W e have questioned this statement be­ and the Analysis of the Ego do more than reformulate his
cause it makes no distinction between alienated and non- thesis of Eros as the builder of culture; culture here rather
alienated labor (between labor and work): the former is appears as the builder of Eros — that is to say, as the “ nat­
by its very nature repressive of human potentialities and ural ” fulfillment of the innermost trend of Eros. Freud’s
therefore also repressive of the “ libidinal component im­ psychology of civilization was based on the inexorable con­
pulses ” which may enter into work. But the statement flict between Ananke and free instinctual development.
assumes a different significance if it is seen in the context, of But if Ananke itself becomes the primary field of libidinal
** Civilization and Its Discontents (London: Hogarth Press, 1949), development, the contradiction evaporates. N ot only
p. 34 note.
See Chapter 4 above. ** Page 57. *» Ibid.
a i4 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 115

would the struggle for existence not necessarily cancel the contrast establishes a parallelism between the organization
possibility of instinctual freedom (as we suggested in Chap­ of the instincts and that of human activity:
ter 6); but it would even constitute a " prop ” for instinc­ Play is an aim in itself, work is the agent of self-preservation.
tual gratificaiton. The work relations which form the Component instincts and auto-erotic activities seek pleasure with
base of civilization, and thus civilization itself, would be no ulterior consequences; genital activity is the agent of procreation.
The genital organization of the sexual instincts has a parallel in
“ propped” by non-desexualized instinctual energy. The the work-organization of the ego-instincts.®^
whole concept of sublimation is at stake.
Thus it is the purpose and not the content which marks an
The problem of work, of socially useful activity, without
activity as play or work.“® A transformation in the instinc­
(repressive) sublimation can now be restated. It emerged
tual structure (such as that from the pregenital to the geni­
as the problem of a change in the character of work by vir­
tal stage) would entail a change in the instinctual value of
tue of which the latter would be assimilated to play — the
the human activity regardless of its content For example,
free play of human faculties. W hat are the instinctual pre­
if work were accompanied by a reactivation of pregenital
conditions for such a transformation? The most far-reach­
polymorphous eroticism, it would tend to become gratifying
ing attempt to answer this question is made by Barbara
in itself without losing its work content. Now it is pre­
Lantos in her article “ Work and the Instincts.” She de­
cisely such a reactivation of polymorphous eroticism which
fines work and play in terms of the instinctual stages in­
appeared as the consequence of the conquest of scarcity and
volved in these activities. Play is entirely subject to the
alienation. The altered societal conditions would there­
pleasure principle: pleasure is in the movement itself in so
fore create an instinctual basis for the transformation of
far as it activates erotogenic zones. “ The fundamental
work into play. In Freud’s terms, the less the efforts to ob­
feature of play is, that it is gratifying in itself, without serv­
tain satisfaction are impeded and directed by the interest
ing any other purpose than that of instinctual gratification.”
in domination, the more freely the libido could prop itself
The impulses that determine play are the pregenital ones:
upon the satisfaction of the great vital needs. Sublimation
play expresses objectless autoeroticism and gratifies those
and domination hang together. And the dissolution of the
component instincts which are already directed toward the
former would, with the transformation of the instinctual
objective world. Work, on the other hand, serves ends out­
stmcture, also transform the basic attitude toward man and
side itself — namely, the ends of self-preservation. “ To
nature which has been characteristic of Western civiliza­
work is the active effort of the ego . . . to get from the out­
tion.
side world whatever is needed for self-preservation.” This
In psychoanalytic literature, the development of libidinal
** In Intem atiom l Joumal of Psychoanalysis, Vol. XXIV (1943), Parts
3 and 4, pp. 114S. Ibid., p. 117. Ibid., p. 118.
the TRANSFORMATION OF SEXUALITY INTO EROS 217
2i 6 EROS AND CIVILIZATION
tional reorganization of a huge industrial apparatus, a
work relations is usually attributed to a general maternal
highly specialized societal division of labor, the use of fan­
attitude as the dominant trend of a culture.” Conse­
tastically destructive energies, and the co-operation of vast
quently, it is considered as a feature of primitive societies
rather than as a possibility of mature civilization. Mar­ masses.
The idea of libidinal' work relations in a developed in­
garet Mead’s interpretation of Arapesh culture is entirely
dustrial society finds little support in the tradition of
focused on this attitude:
thought, and where such support is forthcoming it seems
To the Arapesh, the world is a garden that must be tilled, not for of a dangerous nature. The transformation of labor into
one’s self, not in pride and boasting, not for hoarding and usu^,
but that the yams and the dogs and the pigs and most of all the pleasure is the central idea in Fourier’s giant socialist
children may grow. From this whole attitude flow many of the utopia. If
other Arapesh traits, the lack of conflict between the old and
young, the lack of any expectation of jealousy or envy, the emphasis . I’industrie est la destination qui nous est assignee par le
cr&teur, comment penser qu’il veuille nous y amener par la vio­
upon co-operation.®®
lence, et qu’il n’ait pas su mettre en jeu quelque ressort plus noble,
Foremost in this description appears the fundamentally quelqu’amorce capable de transformer les travaux en plaisirs.*®
different experience of the world: nature is taken, not as an Fourier insists that this transformation requires a complete
object of domination and exploitation, but as a garden change in the social institutions: distribution of the social
which can grow while making human beings grow. It is the product according to need, assignment of functions accord­
attitude that experiences man and nature as joined in a ing to individual faculties and inclinations, constant muta­
non-repressive and still functioning order. W e have seen tion of functions, short work periods, and so on. But the
how the otherwise most divergent traditions of thought con­ possibility of “ attractive labor” (travail attrayant) derives
verged on this idea: the philosophical opposition against above all from the release of libidinal forces. Fourier as­
the performance principle; the Orphic and Narcissistic sumes the existence of an attraction industrielle which
archetypes; the aesthetic conception. But while the psycho­ makes for pleasurable co-operation. It is based on the
analytical and anthropological concepts of such an order attraction passionnee in the nature of man, which persists
have been oriented on the prehistorical and precivilized despite the opposition of reason, duty, prejudice. This
past, our discussion of the concept is oriented on the fu­ attraction passionnee tends toward three principal objec­
ture, on the conditions of fully mature civilization. The tives: the creation of “ luxury, or the pleasure of the five
transformation of sexuality into Eros, and its extension to If “ industry is the fate assigned to us by the Creator, how can one
believe that he wishes to force us into i t - t h a t he does not know how to
lasting libidinal work relations, here presuppose the ra- brine to bear some nobler means, some enticement capable of transforming
*9 R6heim, The Origin and Function ^ Culture, work into pleasure.” F. Armand and R. Maublanc, Fourier: Textes Choisis
so Sex and Temperament in Three Primitive Societies (New York. (Paris: Editions Sociales Internationales, 1937), H b iS 4 -
New American Library, 1952)» ?• soo­
2i 8 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 219

senses the formation of libidinal groups (of friendship cial instinct, the ” mastery instinct.” Its aim is “ to con­
and love); and the establishment of a harmonious order, trol, or alter a piece of the environment . . . by the skillful
organizing these groups for work in accordance with the use of perceptual, intellectual, and motor techniques.”
development of the individual “ passions ” (internal and This drive for “ integration and skillful performance” is
external “ play ” of faculties) .** Fourier comes closer than “ mentally and emotionally experienced as the need to per­
any other utopian socialist to elucidating the dependence form work efficiently.” ** Since work is thus supposed to
of freedom on non-repressive sublimation. However, in be itself the gratification of an instinct rather thati the
his detailed blueprint for the realization of this idea, he “ temporary negation ” of an instinct, work “ yields pleas­
hands it over to a giant organization and administration ure ” in efficient performance. Work pleasure results from
and thus retains the repressive elements. The working the satisfaction of the mastery instinct, but “ work pleas­
communities of the phdansthre anticipate “ strength ure ” and libidinal pleasure usually coincide, since the ego
through joy” rather than freedom, the beautification of organizations which function as work are “ generally, and
mass culture rather than its abolition. Work as free play perhaps always, utilized concurrently for the discharge of
cannot be subject to administration; only alienated labor surplus libidinal tension.”
can be organized and administered by rational routine. As usual, the revision of Freudian theory means a retro­
It is beyond this sphere, but on its basis, that non-repressive gression. The assumption of any special instinct begs the
sublimation creates its own cultural order. question, but the assumption of a special “ mastery in­
Once more, we emphasize that non-repressive sublima­ stinct ” does even more: it destroys the entire stmcture and
tion is utterly incompatible with the institutions of the per­ dynamic of the “ mental apparatus ” which Freud has
formance principle and implies the negation of this prin­ built. Moreover, it obliterates the most repressive features
ciple. This contradiction is the more important since of the performance principle by interpreting them as gratifi­
post-Freudian psychoanalytic theory itself shows a marked cation of an instinctual need. Work pure and simple is the
tendency to obliterate it and to glorify repressive produc­ chief social manifestation of the reality principle. In so far
tivity as human self-realization. A striking example is pro­ as work is conditional upon delay and diversion of instinc­
vided by Ives Hendrick in his paper “ Work and the Pleas­ tual gratffication (and according to Freud it is), it contra­
ure Principle.” He suggests that the “ energy and the dicts the pleasure principle. If work pleasure and libidinal
need to exercise the physiological organs available for pleasure “ usually coincide,” then the very concept of the
work ” are not provided by the libido but rather by a spe- reality principle becomes meaningless and superfluous, and
the vicissitudes of the instincts as described by Freud would
« Ibid., II, 24off.
•* Psychoanalytic Quarterly, Vol. XII, No. 3 ( 1943) • lifd., p. 314. *» Ibid., p. 317.
220 EROS AND CIVILIZATION THE TRANSFORMATION OF SEXUALITY INTO EROS 221
at best be an abnormal development. Nor can the reality pied, in the right place, of contributing one’s part to the
principle be saved by stipulating (as Hendrick does) a work functioning of the apparatus. In either case, such pleasure
principle different from the reality principle; for if the has nothing to do with primary instinctual gratification.
latter does not govern work it has practically nothing to gov­ To link performances on assembly lines, in offices and shops
ern in the reality. with instinctual needs is to glorify dehumanization as pleas­
T o be sure, there is work that yields pleasure in skillful ure. It is no wonder that Hendrick considers as the “ sub­
performance of the bodily organs “ available for work.” lime test of men’s will to perform their work effectively ”
But what kind of work, and what kind of pleasure? If the efficient functioning of an army which has no longer
pleasure is indeed in the act of working and not extraneous any “ fantasies of victory and a pleasant future,” which
to it, such pleasure must be derived from the acting organs keeps on fighting for no other reason than because it is the
of the body and the body itself, activating the erotogenic soldier’s job to fight, and “ to do the job was the only mo­
zones or eroticizing the body as a whole; in other words, it tivation that was still meaningful.” To say that the job
must be libidinal pleasure. In a reality governed by the must be done because it is a “ job ” is tmly the apex of
performance principle, such “ libidinal ” work is a rare ex­ alienation, the total loss of instinctual and intellectual free­
ception and can occur only outside or at the margin of the dom — repression which has become, not the second, but
work world — as “ hobby,” play, or in a directly erotic situa­ the first nature of man.
tion. The normal kind of work (socially useful occupa­ In contrast to such aberrations, the true spirit of psycho­
tional activity) in the prevailing division of labor is such analytic theory lives in the uncompromising efforts to re­
that the individual, in working, does not satisfy his own im­ veal the anti-humanistic forces behind the philosophy of
pulses, needs, and faculties but performs a pre-established productiveness:
function. Hendrick, however, takes no notice of the fact
Of all things, hard work has become a virtue instead of the curse
of alienated labor, which is the predominant mode of work
it was always advertised to be by our remote ancestors. . . . Our
under the given reality principle. Certainly there can be children should be prepared to bring their children up so they won’t
" pleasure ” in alienated labor too. The typist who hands have to work as a neurotic necessity. 'The necessity to work is a
neurotic symptom. It is a crutch. It is an attempt to make one­
in a perfect transcript, the tailor who delivers a perfectly self feel valuable even though there is no particular need for*one’s
fittihg suit, the beauty-parlor attendant who fixes the perfect working.®'
hairdo, the laborer who fulfills his quota —all may feel
®® Ibid., p. 324.
pleasure in a “ job well done.” However, either this pleas­ ®r C. B. Chisholm in the panel discussion " The Psychiatry of Endur­
ing Peace and Social Progress,” in Psychiatry, Vol. IX, No. 1 (1946),
ure is extraneous (anticipation of reward), or it is the satis­ p. 31.
faction (itself a token of repression) of being well occu-
EROS AND THANATOS 223
a. realm of play — of the' free play of individual faculties.
Thus liberated, they will generate new forms of realization
and of discovering the world, which in turn will reshape
CHAPTER ELEVEN the realm of necessity, the stmggle for existence. The al­
tered relation between the. two realms of the human reality
alters the relation between what is desirable and what is
Eros and Thanatos
reasonable, between instinct and reason. W ith the trans­
Under non-repressive conditions, sexuality tends to formation from sexuality into Eros, the life instincts evolve
“ grow into ” Eros — that is to say, toward self-sublimation their sensuous order, while reason becomes sensuous to the
in lasting and expanding relations (including work rela­ degree to which it comprehends and organizes necessity in
tions) which serve to intensify and enlarge instinctual grati­ terms of protecting and enriching the life instincts. The
fication. Eros strives for “ eternalizing ” itself in a perma­ roots of the aesthetic experience re-emerge — not merely
nent order. This striving finds its first resistance in the in an artistic culture but in the struggle for existence it­
realm of necessity. To be sure, the scarcity and poverty self. It assumes a new rationality. The repressiveness of
prevalent in the world could be sufficiently mastered to per­ reason that characterizes the mle of the performance prin­
mit the ascendancy of universal freedom, but this mastery ciple does not belong to the realm of necessity per se.
seems to be self-propelling — perpetual labor. All the tech­ Under the performance principle, the gratification of the
nological progress, the conquest of nature, the rationaliza­ sex instinct depends largely on the “ suspension ” of reason
tion of man and society have not eliminated and cannot and even of consciousness: on the brief (legitimate or fur­
eliminate the necessity of alienated labor, the necessity of tive) oblivion of the private and the universal unhappiness,
working mechanically, unpleasurably, in a manner that does on the interruption of the reasonable routine of life, of the
not represent individual self-realization. duty and dignity of status and office. Happiness is almost
However, progressive alienation itself increases the poten­ by definition unreasonable if it is unrepressed and uncon­
tial of freedom: the more external to the individual the trolled. In contrast, beyond the performance principle,
necessary labor becomes, the less does ifii^volve him in the * the gratification of the instinct requires the more conscious
realm of necessity. Relieved from th^ requirements of effort of free rationality, the less it is the by-product of the
domination, the quantitative reduction in labor time and superimposed rationality of oppression. The more freely
energy leads' to a qualitative change in the human exist­ the instinct develops, the more freely will its “ coiiservative
ence: the free rather than the labor time determines its nature ” assert itself. The striving for lasting gratification
content. The expanding realm of freedom becomes truly makes not only for an enlarged order of libidinal relations
224 EROS AND CIVILIZATION EROS AND THANATOS 225

(“ community ” ) but also for the perpetuation of this order not only a private affair —but it is nothing at all unless it
on a higher scale. The pleasure principle extends to con­ is d so a private affair. Once privacy must no longer be
sciousness. Eros redefines reason in his own terms. Rea­ maintained apart from and against the public existence, the
sonable is what sustains the order of gratification. liberty of the individual and that of the whole may perhaps
T o the degree to which the struggle for existence be­ be reconciled by a “ general will ” taking shape in institu­
comes co-operation for the free development and fulfillment tions which are directed toward the individual needs. The
of individual needs, repressive reason gives way to a new renunciations and delays demanded by the general will
rationality of gratification in which reason and happiness must not be opaque and inhuman; nor must their reason
converge. It creates its own division of labor, its own pri­ be authoritarian. However, the question remains: how
orities, its own hierarchy. The historical heritage of the can civilization freely generate freedom, when unfreedom
performance principle is administration, not of men, but of has become part and parcel of the mental apparatus? And
things: mature civilization depends for its functioning on if not, who is entitled to establish and enforce the objec­
a multitude of co-ordinated arrangements. These arrange­ tive standards?
ments in turn must carry recognized and recognizable au­ From Plato to Rousseau, the only honest answer is the
thority. Hierarchical relationships are not unfree per se; idea of an educational dictatorship, exercised by those who
civilization relies to a great extent on rational authority, are supposed to have acquired knowledge of the real Good.
based on knowledge and necessity, and aiming at the pro­ The answer has since become obsolete: knowledge of the
tection and preservation of life. Such is the authority of available means for creating a humane existence for all is
the engineer, of the traffic policeman, of the airplane pilot no longer confined to a priWleged elite. The facts are all
in flight. Once again, the distinction between repression too open, and the individual consciousness would safely
and surplus-repression must be recalled. If a child feels arrive at them if it were not methodically arrested and di­
the “ need ” to cross the street any time at its will, repres­ verted. The distinction between rational and inational
sion of this “ need ” is not repressive of human potentiali­ authority, between repression and surplus-repression, can
ties. It may be the opposite. The need to “ relax ” in the be made and verified by the individuals themselves. That
entertainments furnished by the culture industry is itself they cannot make this distinction now does not mean that
repressive, and its repression is a step toward freedom. they cannot learn to make it once they are given the oppor­
W here repression has become so effective that, for the tunity to do so. Then the course of trial and error becomes
repressed, it assumes the (illusory) form of freedom, the a rational course in freedom. Utopias are susceptible to un­
abohtion of such freedom readily appears as a totalitarian realistic blueprints; the conditions for a free society are not.
act. Here, the old conflict arises again: human freedom is They are a matter of reason.
226 EROS AND CIVILIZATION EROS AND THANATOS 227
It is not the conflict between instinct and reason that pro­ idea is ambiguous and lends itself easily to ideological justi­
vides the strongest argument against the idea of a free civili­ fications: the unfavorable consequences of readily available
zation, but rather the conflict which instinct creates in it­ satisfaction have probably been one of the strongest props
self. Even if the destructive forms of its polymorphous for repressive morality. Still, in the context of Freud's
perversity and license are due to surplus-repression and be­ theory, it would follow that the “ natural obstacles ” in the
come susceptible to libidinal order once surplus-repression instinct, far from denying pleasure, may function as a pre­
is removed, instinct itself is beyond good and evil, and no mium on pleasure if they are divorced from archaic taboos
free civilization can dispense with this distinction. The and exogenous constraints. Pleasure contains an element
mere fact that, in the choice of its objects, the sex instinct of self-determination which is the token of human triumph
is not guided by reciprocity constitutes a source of un­ over blind necessity:
avoidable conflict among individuals — and a strong argu­
Nature does not know real pleasure but only satisfaction of
ment against the possibility of its self-sublimation. But is want. All pleasure is societal — in the unsublimated no less than
there perhaps in the instinct itself an inner barrier which in the sublimated impulses. Pleasure originates in alienation.*
“ contains ” its driving power? Is there perhaps a “ nat­
W hat distinguishes pleasure from the blind satisfaction of
ural ” self-restraint in Eros so that its genuine gratification
want is the instinct's refusal to exhaust itself in immediate
would call for delay, detour, and arrest? Then there would
satisfaction, its ability to build up and use barriers for in­
be obstructions and limitations imposed not from outside,
tensifying fulfillment. Though this instinctual refusal has
by a repressive reality principle, but set and accepted by the
done the work of domination, it can also serve the opposite
instinct itself because they have inherent libidinal value.
function: eroticize non-libidinal relations, transform bio­
Freud indeed suggested this notion. He thought that “ un­
logical tension and relief into free happiness. N o longer
restrained sexual liberty from the beginning ” results in lack
employed as instruments for retaining men in alienated per­
of full satisfaction:
formances, the barriers against absolute gratification would
It is easy to show that the value the mind sets on erotic needs become elements of human freedom; they would protect
instantly sinlcs as soon as satisfaction becomes readily obtainable.
Some obstacle is necessary to swell the tide- of the libido to its that other alienation in which pleasure originates — man's
height.^ alienation not from himself but from mere nature: his free
Moreover, he considered the “ strange” possibility that self-realization. Men would really exist as individuals, each
“ something in the nature of the sexual instinct is unfavor­ shaping his own life; they would face each other with truly
able to the achievement of absolute gratification,” * The * “ Natur kennt nicht eigentlich Genuss: sie bringt es nicht weiter als
zur Stillung des Bediirfnisses. Alle Lust ist gesellschaftlich in den unsub-
^ “ The Most Prevalent Form of Degradation in Erotic Life,” in Col­ limierten Affckten nicht weniger als in den sublimierten.” Max Hork-
lected Papers (London: Hogarth Press, 1950), IV, 213. heimer and Theodor W . Adorno, Dialektik der Aufkldrung (Amsterdam:
» Ibid., p . 3 1 4 . Querido Verlag, 1947), p. 127.
228 EROS AND CIVILIZATION EROS AND THANATOS 229
different needs’ and truly different modes of satisfaction — tendency: remembrance of the primal Mother-Right, and
with their own refusals and their own selections. The at the same time a “ symbolic means against losing the then
ascendancy of the pleasure principle would thus engender prevailing privileges of the woman.” According to Odier,
antagonisms, pains, and frustrations — individual conflicts the pregenital and prehistorical morality of the superid is
in the striving for gratification. But these conflicts would incompatible with the reality principle and therefore a neu­
themselves have libidinal value: they would be permeated rotic factor.
with the rationality of gratification. This sensuous ration­ One more step in the interpretation, and the strange
ality contains its own moral laws. traces of the “ superid ” appear as traces of a different, lost
The idea of a libidinal morality is suggested not only by reality, or lost relation between ego and reality. The no­
Freud’s notion of instinctual baniers to absolute gratifica­ tion of reality which is predominant in Freud and which is
tion, but also by psychoanalytic interpretations of the super­ condensed in the reality principle is “ bound up with the
ego. It has been pointed out that the superego, as the men­ father.” It confronts the id and the ego as a hostile, ex­
tal representative of morality, is not unambiguously the ternal force, and, accordingly, the father is chiefly a hostile
representative of the reality principle, especially of the for­ figure, whose power is symbolized in the castration-threat,
bidding and punishing father. In many cases, the superego “ directed against the gratification of libidinal urges toward
seems to be in secret alliance with the id, defending the the mother.” The growing ego attains maturity by com­
claims of the id against the ego and the external world. plying with this hostile force: “ submission to the castration
Charles Odier therefore proposed that a part of the super­ threat ” is the “ decisive step in the establishment of the
ego is “ in the last analysis the representative of a primitive ego as based on the reality principle.” * However, this real­
phase, during which morality had not yet freed itself from ity which the ego faces as an outside antagonistic power is
the pleasure principle.” * He speaks of a pregenital, pre­ neither the only nor the primary reality. The development
historic, pre-oedipal “ pseudo-morality” prior to the ac­ of the ego is development “ away from primary narcis­
ceptance of the reality principle, and calls the mental rep­ sism ”; at this early stage, reality “ is not outside, but is con­
resentative of this “ pseudo-morality” the superid. The tained in the pre-ego of primary narcissism.” It is not hostile
psychical phenomenon which, in the individual, suggests and alien to the ego, but “ intimately connected with, origi­
such a pregenital morality is an identification with the nally not even distinguished from it.” ® This reality is first
mother, expressing itself in a castration-wish rather than (and last?) experienced in the child’s libidinal relation to
castration-threat. It might be the survival of a regressive the mother — a relation which is at the beginning within
® Hans W . Loewald, “ Ego and Reality,” in International Jourrud of
* “ Vom Ueber-Ich,” in InteTrmtiomle Zeitschrift fu t Psychoanalyse,
Psychoanalysis, Vol. XXXII (1951), Part I, p. 12.
XII (1926), 280-281.
® Ibid.
330 EROS AND CIVILIZATION EROS AND TBANATOS 231
the “ pre-ego” and only subsequently divorced from it. than memory traces — images of a free future rather than
And with this division of the original unity, an “ urge to­ of a dark past.
wards re-establishing the original unity” develops: a “ li- However, even if a maternal libidinal morality is trace­
bidinal flow between infant and mother.” ^ At this primary able in the instinctual stracture, and even if a sensuous ra­
stage of the relation between “ pre-ego ” and reality, the tionality could make the Eros freely susceptible to order,
Narcissistic and the maternal Eros seem to be one, and the one innermost obstacle seems to defy all project of a non-
primary experience of reality is that of a libidinous union. repressive development — namely, the bond that binds Eros
The Narcissistic phase of individual pre-genitality “ recalls ” to the death instinct. The brute fact of death denies once
the maternal phase of the history of the human race. Both and for all the reality of a non-repressive existence. For
constitute a reality to which the ego responds with an atti­ death is the final negativity of time, but “ joy wants eter­
tude, not of defense and submission, but pf integral identi­ nity.” Timelessness is the ideal of pleasure. Time has no
fication with the “ environment.” But in the light of the power over the id, the original domain of the pleasure prin­
paternal reality principle, the “ maternal concept ” of reality ciple. But the ego, through which alone pleasure becomes
here emerging is immediately turned into something nega­ real, is in its entirety subject to time. The mere anticipa­
tive, dreadful. The impulse to re-establish the lost Narcis- tion of the inevitable end, present in every instant, intro­
sistic-materaal unity is interpreted as a “ threat,” namely, duces a repressive element into all libidinal relations and
the threat of “ maternal engulfment ” by the overpowering renders pleasure itself painful. This primary frustration in
womb.* The hostile father is exonerated and reappears as the instinctual structure of man becomes the inexhaustible
savior who, in punishing the incest wish, protects the ego source of all other frustrations — and of their social effec­
from its annihilation in the mother. The question does tiveness. Man learns that “ it cannot last anyway,” that
not arise whether the Narcissistic-maternal attitude toward every pleasure is short, that for all finite things the hour of
reality cannot “ return ” in less primordial, less devouring their birth is the hour of their death — that it couldn’t be
forms under the power of the mature ego and in a mature otherwise. He is resigned before society forces him to prac­
civilization. Instead, the necessity of suppressing this atti­ tice resignation methodically. The flux of time is society's
tude once and for all is tahen for granted. The patriarchal most natural ally in maintaining law and order, conformity,
reality principle holds sway over the psychoanalytic inter­ and the institutions that relegate freedom to a perpetual
pretation. It is only beyond this reality principle that the utopia; the flux of time helps men to forget what was and
“ maternal ” images of the super ego convey promises rather what can be: it makes them oblivious to die- better past
» Ibid., p. n . « Ibid., p. 15. and the better future.
232 EROS AND CIVILIZATION
EROS AND THANATOS
^33
This ability to forget — itself the result of a long and the novel of Proust, happiness and freedom have been
terrible education by experience — is an indispensable re­ linked with the idea of the recapture of time: the temps
quirement of mental and physical hygiene without which retrouyi. Remembrancejcetrieves the temps perdu, which
civilized life would be unbearable; but it is also the mental was the time of gratification and fulfillment. Eros, penetrat­
faculty which sustains submissiveness and renunciation. ing into consciousness, is moved by remembrance; with it
To forget is also to forgive what should not be forgiven if he protests against the order of renunciation; he uses mem­
justice and freedom are to prevail. Such forgiveness re­ ory in his effort to defeat time in a world dominated by
produces the conditions which reproduce injustice and en­ time. But in so far as time retains its power over Eros,
slavement: to forget past suffering is to forgive the forces happiness is essentially a thing of the past. The terrible
that caused it —without defeating these forces. The sentence which states that only the lost paradises are the
wounds that heal in time are also the wounds that con­ true ones judges and at the same time rescues the temps
tain the poison. Against this surrender to time, the restora­ perdu. The lost paradises are the only true ones not be­
tion of remembrance to its rights, as a vehicle of liberation, cause, in retrospect, the past joy seems more beautiful than
is one of the noblest taslcs of thought. In this function, re­ it really was, but because remembrance alone provides the
membrance {Erinnerung) appears at the conclusion of joy without the anxiety over its passing and thus gives it an
Hegel’s Phenomenology of the Spirit; in this function, it otherwise impossible duration. Time loses its power when
appears in Freud’s theory.* Like the ability to forget, the remembrance redeems the past.
ability to remember is a product of civilization — perhaps Still, this defeat of time is artistic and spurious; remem­
its oldest and most fundamental psychological achievement. brance is no real weapon unless it is translated into histori­
Nietzsche saw in the training of memory the beginning of cal action. Then, the stmggle against time becomes a de­
civilized morahty — especially the memory of obligations, cisive moment in the struggle against domination:
contracts, dues.” This context reveals the one-sidedness of
The conscious wish to break the continuum of history belongs
memory-training in civilization: the faculty was chiefly di­ to the revolutionary classes in the moment of action. This con­
rected toward remembering duties rather than pleasures; sciousness asserted itself during the July Revolution. In the eve­
memory was linked with bad conscience, guilt, and sin. ning of the first day of the struggle, simultaneously but independ­
ently at several places, shots were fired at the time pieces on the
Unhappiness and the threat of punishment, not happiness towers of Paris.^^
and the promise of freedom, linger in memory.
It is the alliance between time and the order of repression
W ithout release of the repressed content of memory,
that motivates the efforts to halt the flux of time, and it 1
without release of its liberating power, non-repressive sub­
is this alliance that makes time the deadly enemy of Eros.
limation is unimaginable. From the myth of Orpheus to
** W alter Benjamin, “ Ueber den Begiiff der Gescbicbte,” in Die Neue
• See Chapter 1 above. 1® Genealogy of Morals, Part II, 1-5. Rundschau (1950), p. 568.
>34 EROS AND CIVILIZATION
EROS AND THANATOS >35
To be sure, the threat of time, the passing of the moment basic objective is not the termination of life but of pain —
of fullness, the anxiety over the end, may themselves be­ the absence of tension — then paradoxically, in terms of the
come erotogenic — obstacles that “ swell the tide of the instinct, the conflict between life and death is the more re­
libido/' However, the wish of Faust which conjures the duced, the closet life approximates the state of gratification.
pleasure principle demands, not the beautiful moment, but Pleasure principle and Nirvana principle then converge.
eternity. W ith its striving for eternity, Eros offends against At the same time, Eros, freed from surplus-repression,
the decisive taboo that sanctions libidinal pleasure only as a would be strengthened, and the strengthened Eros would,
temporal and controlled condition, not as a permanent as it' were, absorb the objective of the death instinct. The
fountainhead of the human existence. Indeed, if the alli­ instinctual value of death would have changed: if the in­
ance between time and the established order dissolved, stincts pursued and attained their fulfillment in a non-
“ natural” private unhappiness would no longer support repressive order, the regressive compulsion would lose much
organized societal unhappiness. The relegation of human of its biological rationale. As suffering and want recede,
fulfillment to utopia would no longer find adequate re­ the Nirvana principle may become reconciled with the
sponse in the instincts of man, and the drive for liberation reality principle. The unconscious attraction that draws
would assume that terrifying force which actually it never the instincts back to an “ earlier state ” would be effectively
had. Every sound reason is on the side of law and order in counteracted by the desirability of the attained state of life.
their insistence that the eternity of joy be reserved for the The “ conservative nature ” of the instincts would come to
hereafter, and in their endeavor to subordinate the struggle rest in a fulfilled present. Death would cease to be an in­
against death and disease to the never-ceasing requirements stinctual goal. It remains a fact, perhaps even an ultimate
of national and international security. necessity — but a necessity against which the unrepressed
The striving for the preservation of time in time, for the
energy of mankind will protest, against which it will wage
arrest of time, for conquest of death, seems unreasonable
its greatest struggle.
by any standard, and outright impossible under the hy­
In this struggle, reason and instinct could unite. Under
pothesis of the death instinct that we have accepted. Or
conditions of a truly human existence, the difference be­
does this very hypothesis make it more reasonable? The tween succumbing to disease at the age of ten, thirty, fifty,
death instinct operates under the Nirvana principle: it tends or seventy, and dying a “ natural ” death after a fulfilled
toward that state of “ constant gratification ” where no ten­ life, may well be a difference worth fighting for with all in­
sion is felt — a state without want. This trend of the in­
stinctual energy. N ot those who die, but those who die
stinct implies that its destructive manifestations would be before they must bnd want to die, those who die in agony
minimized as it approached such a state. If the instinct's and pain, are the great indictment against civilization.
236 EROS AND CIVILIZATION EROS AND THANATOS 237

They also testify to the unredeemable guilt of mankind. it upon themselves to die —at a moment of their own
Their death arouses the painful awareness that it was un­ choosing. But even the ultimate advent of freedom cannot
necessary, that it could be otherwise. It takes all the in­ redeem those who died in pain. It is the remembrance of
stitutions and values of a repressive order to pacify the bad them, and the accumulated guilt of mankind against its
conscience of this guilt. Once again, the deep connection victims, that darken the prospect of a civilization without
between the death instinct and the sense of guilt becomes repression.
apparent. The silent “ professional agreement ” with the
fact of death and disease is perhaps one of the most wide­
spread expressions of the death instinct — or, rather, of its
social usefulness. In a repressive civilization, death itself
becomes an instmment of repression. Whether death is
feared as constant threat, or glorified as supreme sacrifice,
or accepted as fate, the education for consent to death in­
troduces an element of surrender into life from the begin­
ning — surrender and submission. It stifles “ utopian ” ef­
forts. The powers that be have a deep affinity to death;
death is a token of unfreedom, of defeat. Theology and
philosophy today compete with each other in celebrating
death as an existential category: perverting a biological
fact into an ontological essence, they bestow transcendental
blessing on the guilt of mankind which they help to per­
petuate — they betray the promise of utopia. In contrast, a
philosophy that does not work as the handmaiden of repres­
sion responds to the fact of death with the Great Refusal
— the refusal of Orpheus the liberator. Death can become
a token of freedom. The necessity of death does not refute
tire possibility of final liberation. Like the other necessities,
it can be made rational — painless. Men can die without
apxiety if they know that what they lov^f^irotected from
misery and oblivion. After a fulfilled4 ife, they m |.y take
CRITIQUE OF NEO-FREUDIAN REVISIONISM 239

manly unattainable. Then the revisions of psychoanalysis


began to gain momentum.
It might be tempting to speak of a split into a left and
right wing. The most serious attempt to develop the criti­
EPILOGUE cal social theory implicit in Freud was made in Wilhelm
Reich’s earlier writings. In his Einbruch der Sexualmord
Critique of Neo-Freudian (1931), Reich oriented psychoanalysis on the relation be­
tween the social and instinctual structures. He empha­
Revisionism sized the extent to which sexual repression is enforced by
Psychoanalysis has changed its function in the culture of the interests of domination and exploitation, and the ex­
our time, in accordance with fundamental social changes tent to which these interests are in turn reinforced and re­
that occurred during the first half of the century. The col­ produced by sexual repression. However, Reich's notion of
lapse of the liberal era and of its promises, the spreading sexual repression remains undifferentiated; he neglects the
totalitarian trend and the efforts to counteract this trend, historical dynamic of the sex instincts and of their fusion
are reflected in the position of psychoanalysis. During the with the destmctive impulses. (Reich rejects Freud’s hy­
twenty years of its development prior to the First World pothesis of the death instinct and the whole depth dimen­
War, psychoanalysis elaborated the concepts for the psycho­ sion revealed in Freud’s late metapsychology.) Conse­
logical critique of the most highly praised achievement of quently, sexual liberation per se becomes for Reich a
the modem era: the individual. Freud demonstrated that panacea for individual and social ills. The problem of sub­
constraint, repression, and renunciation are the stuff from limation is minimized; no essential distinction is made be­
which the “ free persqnality ” is made; he recognized the tween repressive and non-repressive sublimation, and prog­
“ general unhappiness ” of society as the unsurpassable limit ress in freedom appears as a mere release of sexuality. The
of cure and normality. Psychoanalysis was a radically criti­ critical sociological insights contained in Reich’s earlier writ­
cal theory. Later, when Central and Eastern Europe were ings are thus arrested; a sweeping primitivism becomes prev­
in revolutionary upheaval, it became clear to what extent alent, foreshadowing the wild and fantastic hobbies of
psychoanalysis was still committed to the society whose Reich’s later years.
secrets it revealed. The psychoanalytic conception of man, On the “ right wing ” of psychoanalysis, Carl Jung’s psy­
with its belief in the basic unchangeability of human na­ chology soon became an obscurantist pseudo-mythology.*
ture, appeared as " reactionary Freudian theory seemed *■ Sec Edwaid Glover, Freud or Jung? (New York: W . W . Norton,
to imply that the humanitarian ideals of socialism were hu- 1950).
240
EROS AND CIVILIZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM J4x'
The center ' of revisionism took shape in the cultural
and interpersonal schools — the most popular trend of psy­ individual man, the revisionists, aiming at the reified, ready­
choanalysis today. W e shall try to show that, in these made form rather than at the origin of the societal institu­
schools, psychoanalytic theory turns into ideology; the “ per­ tions and relations, fail to comprehend what these institu­
sonality ” and its creative potentialities are resurrected in the tions and relations have done to the personality that they
face of a reality which has all but eliminated the conditions are supposed to fulfill. Confronted with the revisionist
for the personality and its fulfillment. Freud recognized schools, Freud's theory now assumes a new significance: it
the work of repression in the highest values of W est­ reveals more than ever before the depth of its criticism, and
ern civilization — which presuppose and perpetuate unfree­ — perhaps for the first time —those of its elements that
dom and suffering. The Neo-Freudian schools promote the transcend the prevailing order and link the theory of repres­
sion with that of its abolition.
very same values as cure against unfreedom and suffering —
as the triumph over repression. This intellectual feat is The strengthening of this link was the initial impulse be­
accomplished by expurgating the instinctual dynamic and hind the revisionism of the cultural school. Erich Fromm’s
reducing its part in the mental life. Thus purified, the early articles attempt to free Freud’s theory from its identifi­
psyche can again be redeemed by idealistic ethics and reli­ cation with present-day society; to sharpen the psychoana­
gion; and the psychoanalytic theory of the mental apparatus lytic notions that reveal the connection between instinctual
can be rewritten as a philosophy of the soul. In doing so, and economic structure; and at the same time to indicate
the revisionists have discarded those of Freud’s psychologi­ the possibility of progress beyond the “ patricentric-acquisi-
cal tools that are incompatible with the anachronistic re­ tiv e” culture. Fromm stresses the sociological substance
vival of philosophical idealism - the very tools with which of Freud s theory: psychoanalysis understands the socio-
psychological phenomena as
Freud uncovered the explosive instinctual and social roots of
the personality. Moreover, secondary factors and relation­ of the insHnctual
ships (of the mature person and its cultural environment) If • situation. The instinctual appara-
biit foundations — a biological datam,
are given the dignity of primary processes —a switch in nrim modifiable; the economic conditions are the
onentation designed to emphasize the influence of the so­ primary modifying factors.*

cial reality on the formation of the personality. However, Underlying the societal organization of the human existence
we believe that the exact opposite happens — that the im­ are basic libidinal wants and needs; highly plastic and pli­
pact of society on the psyche is weakened. Whereas Freud, able, they are shaped and utilized to “ cement ” the given
focusing on the vicissitudes of the primary instincts, discov­ society. Thus, in what Fromm calls the “ patricentric-
ered society in the most concealed layer of the genus and
242 EROS AND CIVILIZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM 243
acquisitive" society (which, in this study, is defined in
terms of the rule of the performance principle), the libidi- men. The instinctual structure demands rather than pre­
nal impulses and their satisfaction (and deflection) are co- cludes the rise of a free civilization on the basis of the
ordinated with the interests of domination and thereby be­ achievements of patricentric culture, but through the trans­
formation of its institutions:
come a stabilizing force which binds the majority to the
ruling minority. Anxiety, love, confidence, even the will to Sexuality offers one of the most elemental and strongest possibil­
freedom and solidarity with the group to which one be­ ities of Ratification and happiness. If these possibilities were al­
lowed within the limits set by the need for the productive develop­
longs • -- all come to serve the economically structured re­ ment of the personality rather than by the need for the domination'
lationships of domination and subordination. By the same or the masses, the fulfillment of this one fundamental possibility of
token, however, fundamental changes in the social structure happiness would of necessity lead to an increase in the claim for
^ h fica tio n and happiness in other spheres of the human existence,
will entail corresponding changes in the instinctual struc­ i he tulfillment of this claim requires the availability of the mate­
ture. W ith the historical obsolescence of an established so- rial means for its satisfaction and must therefore entail the explo­
sion of the prevailing social order.® ^
ciety, with the growth of its inner antagonisms, the tradi­
tional mental ties are loosening: The social content of Freudian theory becomes manifest:
sharpening the psychoanalytical concepts means sharpen­
Libidinal forces become free for new forms of utilization and
ftu s change their social function. Now they no longer contribute ing their critical function, their opposition to the prevail­
to the preservation of society but lead to the building of new social ing form of society. And this critical sociological function
d fyM S e”*’ become of psychoanalysis derives from the fundamental role of sex­
uality as a productive force the libidinal claims propel
Fromm followed up this conception in his article on progress toward freedom and universal gratification of hu­
The Socio-psychological Significance of the Theory of man needs beyond the patricentric-acquisitive stage. Con­
Matnarchy.” » Freud’s own insights into the historical versely, the weakening of the psychoanalytic conception,
character of the modifications of the impulses vitiate his and especially of the theory of sexuality, must lead to a
equation of the reality principle with the norms of patricen- weakening of the sociological critique and to a reduction of
tric-acquisitive culture. Fromm emphasizes that the idea the social substance of psychoanalysis. Contrary to ap­
o f a matricenttc culture - regardless of its anthropological pearance, this is what has happened in the cultural schools.
m ent - envisions a reality principle geared not to the inter­ Paradoxically (but only apparently paradoxically), such de­
est of domination, but to gratified libidinal relations among velopment was the consequence of the improvements in
* PP- 5». 47- therapy. Fromm has devoted an admirable paper to “ The
* Ibid., p.
* In Zeitschrift fiir SoaobfoTichung, Vol. I ll (1934).
Social Conditions of Psychoanalytic Therapy,” in which he
• Ibid., p. 215.
S44 EROS AND CIVILIZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM 245
shows that the psychoanalytic situation (between analyst
are redefined so that they become compatible with the
and patient) is a specific expression of liberalist toleration
prevailing values, that is to say, if they are internalized and
and as such dependent on the existence of such toleration
idealized. And this redefinition must in turn entail a weak­
in the society. But behind the tolerant attitude of the
ening of the explosive content of psychoanalytic theory as
neutral ” analyst is concealed “ respect for the social taboos
well as of its explosive social criticism. If this is indeed (as
of the bourgeoisie.” ^ Fromm traces the effectiveness of
I think) the course that revisionism has taken, then it is
these taboos at the very core of Freudian theory, in Freud’s
because of the objective social dynamic of the period: in a
position toward sexual morality. W ith this attitude,
repressive society, individual happiness and productive de­
Fromm contrasts another conception of therapy, first per­
velopment are in contradiction to society; if they are defined
haps formulated by Ferenczi, according to which the analyst
as values to be realized within this society, they become
rejects patricentric-authoritarian taboos and enters into a themselves repressive.
positive rather than neutral relation with the patient. The
new conception is characterized chiefly by an “ uncondi­
The subsequent discussion is concerned only with the
tional affirmation of the patient’s claim for happiness ” and
later stages of Neo-Freudian psychology, where the regres­
the “ liberation of morality from its tabooistic features.” *
sive features of the movement appear as predominant. The
However, with these demands, psychoanalysis faces a
discussion has no other purpose than to throw into relief,
fateful dilemma. The “ claim for happiness,” if truly
by contrast, the critical implications of psychoanalytic the­
affirmed, aggravates the conflict with a society which allows
ory anphasized in this study; the therapeutic merits of the
only controlled happiness, and the exposure of the moral
revisionist schools are entirely outside the scope of this dis­
taboos extends this conflict to an attack on the vital protec­
cussion. This limitation is enforced not only by my own
tive layers of society. This may still be practicable in a so­
lack of competence but also by a discrepancy between the­
cial environment where toleration is a constitutive element
ory and therapy inherent in psychoanalysis itself. Freud
of personal, economic, and political relationships; but it
was fully aware of this discrepancy, which may be formu­
must endanger the very idea of “ cure ” and even the very
lated (much oversimplified) as follows: while psychoanaly­
existence of psychoanalysis when society can no longer
tic theory recognizes that the sickness of the individual is
afford such toleration. The affirmative attitude toward the
ultimately caused and sustained by the sickness of his civili­
claim for happiness then becomes practicable only if hap­
zation, psychoanalytic therapy aims at curing the individual
piness and the “ productive development of the personality ”
so that he can continue to function as part of a sick civiliza­
' Zeiisehrift fur Sozialforschung, IV (1935), 374-375. tion without surrendering to it altogether. The acceptance
• Ibid., p . 3 9 5 .
of the reality principle, with which psychoanalytic therapy
2^6 EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM 247

ends, means the individual’s acceptance of the civilized regi­ day unhappiness,” which is the usual lot of mankind." 'This
mentation of his instinctual needs, especially sexuality. In aim certainly does not (or should not) imply that the pa­
Freud’s theory, civilization appears as established in contra­ tient becomes eapable of adjusting completely to an en­
diction to the primary instincts and to the pleasure prin­ vironment repressive of his mature aspirations and abilities.
ciple. But the latter survives in the id, and the civilized Still, the analyst, as a physician, must accept the social
ego must permanently fight its own timeless past and for­ framework of facts in which the patient has to live and
bidden future. 'Theoretically, the difference between men­ which he cannot alter." This inedueible eore of confbrm-
tal health and neurosis lies only in the degree and effective­ ity is further strengthened by Freud’s convietion that the
ness of resignation: mental health is sueeessful, eEeient repressive basis of eivilization cannot be changed anyway
resignation — normally so eEeient that it shows forth as — not even on the supra-individual, societal scale. Con­
moderately happy satisfaction. Normality is a precarious sequently, the critical insights of psychoanalysis gain their
condition. “ Neurosis and psychosis are both of them an full force only in the field of theory, and perhaps particu­
expression of the rebellion of the id against the outer larly where theory is farthest removed from therapy —in
world, of i t s ' pain,’ unwillingness to adapt itself to neces­ Freud’s “ metapsychology.”
sity — to ananke, or, if one prefers, of its incapaeity to do 'The revisionist schools obliterated this discrepancy be­
so.” • 'This rebellion, although originating in the instinc­ tween theory and therapy by assimilating the former to the
tual “ nature ” of man, is a disease that has to be cured — latter. 'This assimilation took place in two ways. First, the
not only because it is struggling against a hopelessly superior most speculative and “ metaphysical ” concepts not subject
power, but because it is struggling against “ neeessity.” Re­ to any clinical verification (such as the death instinct, the
pression and unhappiness must be if civilization is to pre­ hypothesis of the primal horde, the killing of the primal
vail. The “ goal ” of the pleasure principle — namely, to be father and its consequences) were minimized or discarded
happy — “ is not attainable,” although the effort to attain altogether. Moreover, in this process some of Freud’s most
it shall not and cannot be abandoned. In the long run, the decisive concepts (the relation between id and ego, the
question is only how much resignation the individual can function of the unconscious, the scope and significance of
bear without breaking up. In this sense, therapy is a sexuality) were redefined in sueh a way that their explosive
course in resignation: a great deal will be gained if we suc­ connotations were all but eliminated. 'The depth dimen-
ceed in “ transforming your hysterical misery into every- 11 Breuer and Freud, Studies in Hysteria (New York: Nervous and
Mental Disease Monograph No. 61, 1936), p. 232. See also A Genwal
• " T h e Loss of Reality in Neurosis and Psychosis," in Collected Introduction to Psychoctudysis (New York: Garden City Publisning Co.,
Papen (London: Hogarth Press, 1950), II, 279.
** Civilization and Its Discontents (London: Hogarth Press, 1949), IS See New Introductory Lectures (New York: W . W . Norton, 1933),
p. 39.
248 EROS AND CIVILIZATION
CRITIQUE OP NEO-FREUDIAN REVISIONISM 249
sion of the conflict between the individual and his society,
individual to his environment.” “ One can understand the
between the instinctual structure and the realm of con­
biological development better if one discards the concept
sciousness, was flattened out. Psychoanalysis was reoriented
of hbido altogether” and instead interprets the different
on the traditional consciousness psychology of pre-Freudian
stages in terms of growth and of human relations.” ”
texture. The right to such reorientations in the interest of
Then the subject of psychoanalysis becomes the “ total per­
successful therapy and practice is not questioned here; but
sonality ” in its “ relatedness to the world ”; and the “ con­
the revisionists have converted the weakening of Freudian
structive aspects of the individual,” his “ productive and
theory into a new theory, and the significance of this theory
positive potentialities,” receive the attention they deserve.
alone will be discussed presently. The discussion will neg­
Freud was cold, hard, destmctive, and pessimistic. He did
lect the differences among the various revisionist groups
not see that sickness, treatment, and cure are a matter of
and concentrate on the theoretical attitude common to all
interpersonal relationships ” in which total personalities
of them. It is distilled from the representative works of
are engaged on both sides. Freud's conception was pre­
Erich Fromm, JCaren Homey, and Harry Stack Sullivan.
dominantly relativistic: he assumed that psychology can
Clara Thompson “ is taken as a representative historian of
“ help us to understand the motivation of value judgments
the revisionists.
but cannot help in establishing the validity of the value
judgments themselves.” ” Consequently, his psychology
The chief objections of the revisionists to Freud may be
contained no ethics or only his personal ethics. Moreover,
summed up as follows: Freud grossly underrated the ex­
Freud saw society as “ static ” and thought that society de­
tent to which the individual and his neurosis are determined
veloped as a “ mechanism for controlling man’s instincts,”
by conflicts with his environment. Freud’s “ biological
whereas the revisionists know “ from the study of compara­
orientation ” led him to concentrate on the phylogenetic
tive cultures ” that “ man is not biologically endowed’with
and ontogenetic p a st of the individual: he considered the
dangerous fixed animal drives and that the only function of
character as essentially fixed with the fifth or sixth year (if
society is to control these.” They insist that society “ is
not earlier), and he interpreted the fate of the individual
not a static set of laws instituted in the past at the time of
in terms of primary instincts and their vicissitudes, espe­
the murder of the primal father, but is rather a growing,
cially sexuality. In contrast, the revisionists shift the em­
changing, developing network of interpersonal experiences
phasis “ from the past to the present,” from the biologi­
and behavior.” To this, the following insights are added:
cal to the cultural level, from the “ constitution ” of the
»» Psychoanalysis-. Evolution and Development (New York: Heimitaee
House, 1951).
ll Ibid., p. 2}2.
P P ' ’ ’ * ^ ^ 7 . 1 5 5 -

Thompson, Psychoamlysis, pp. 15,182. Toronto: Rinehart,


250 EROS AND CIVILIZATION c a r r iQ U E o f n e o - f r e u d ia n r e v is io n is m 251

One cannot become a human being except through cultural in the instinctual dynamic itself, and how the one inevita­
experience. Society creates new needs in people. Some of the new
needs lead in a constructive direction and stimulate further develop­
bly turns into the other by virtue of this dynamic. Short
ment. O f such a nature are the ideas of justice, equality and coop­ of such demonstration, the revisionist “ improvement ” of
eration. Some of the new needs lead in a destructive direction Freud’s " one-sidedness ” constitutes a blank discarding of
and are not good for man. Wholesale competitiveness and the
ruthless exploitation of the helpless are examples of destructive his fundamental theoretical conception. However, the
products of culture. W hen the destructive elements predominate, term eclecticism does not adequately express the substance
we have a situation which fosters war.^®
of the revisionist philosophy. Its consequences for psycho­
This passage may serve as a starting point to show the de­ analytic theory are much graver: the revisionist “ supple­
cline of theory in the revisionist schools. There is first the mentation ” of Freudian theory, especially the adduction of
laboring of the obvious, of everyday wisdom. Then there cultural and environmental factors, consecrates a false pic­
is the adduction of sociological aspects. In Freud they afe ture of civilization and particularly of present-day society.
included in and developed by the basic concepts themselves; In minimizing the extent and the depth of the conflict, the
here they appear as incomprehended, external factors. revisionists proclaim a false but easy solution. W e shall
There is furthermore the distinction between good and bad, give here only a brief illustration.
constructive and destractive (according to Fromm: produc­ One of the most cherished demands of the revisionists is
tive and unproductive, positive and negative), which is not that the “ total personality ” of the individual — rather than
derived from any theoretical principle but simply taken his early childhood, or his biological structure, or his psycho­
from the prevalent ideology. For this reason, the distinc­ somatic condition — must be made the subject of psycho­
tion is merely eclectic, extraneous to theory, and tan­ analysis:
tamount to the conformist slogan “ Accentuate the posi­
The infinite diversity of personalities is in itself characteristic
tive.” Freud was right; life is bad, repressive, destructive of human existence. By personality I understand the totality of
— but it isn't so bad, repressive, destructive. There are also inherited and acquired psychic qualities which are characteristic of
one individual and which make the individual unique.^®
the constructive, productive aspects. Society is not only
this, but also that; man is not only against himself but also I think it is clear that Freud's conception of counter-transference
for himself. is to be distinguished from the present-day conception of analysis
as an interpersonal process. In the interpersonal situation, the ana­
These distinctions are meaningless and — as we shall try
lyst is seen as relating to his patient not only with his distorted
to show even wrong unless the task (which Freud took affects but with his healthy personality also. 'That is, the analytic
upon himself) is fulfilled: to demonstrate how, under the situation is essentially a human relationship.®*
impact of civilization, the two “ aspects ” are interrelated ®® Erich Fromm, M m for Himself, p. 50.
« Thompson, Psychoamlysis, p. 143. ®* Clara Thompson, Psychoanalysis, p. 108.
252 EROS AND CIVILIZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM 253
The preconception to which I am leading is this: personality
tends toward the state that we call mental health or interpersonal The analyst and his patient share this alienation, and
adjustive success, handicaps by way of acculturation notwithstand­ since it does not usually manifest itself in any neurotic
ing. The basic direction of the organism is forward.*^
symptom but rather as the hallmark of “ mental health,” it
Again, the obvious ( “diversity of personalities analysis as does not appear in the revisionist consciousness. W hen the
an “ interpersonal process”), because it is not compre­ process of alienation is discussed, it is usually treated, not
hended but merely stated and used, becomes a half-truth as the whole that it is, but as a negative aspect of the
which is false since the missing half changes the content of whole.” T o be sure, personality has not disappeared: it
the obvious fact. continues to flower and is even fostered and educated —
The quoted passages testify to the confusion between but in such a way that the expressions of personality fit and
ideology and reality prevalent in the revisionist schools. It sustain perfectly the socially desired pattern of behavior and
is true that man appears as an individual who “ integrates ” thought. They thus tend to cancel individuality. This
a diversity of inherited and acquired qualities into a total process, which has been completed in the “ mass culture ”
personality, and that the latter develops in relating itself to of late industrial civilization, vitiates the concept of inter­
the world (things and people) under manifold and varying personal relations if it is to denote more than the undeni­
conditions. But this personality and its development are able fact that all relations in which the human being finds
pre-formed down to the deepest instinctual structure, and itself are either relations to other persons or abstractions
this pre-formation, the work of accumulated civilization, from them. If, beyond this truism, the concept implies
means that the diversities and the autonomy of individual more — namely, that “ two or more persons come to de­
*growth ” are secondary phenomena. How^much reality fine an integrated situation ” which is made up of “ indi­
there is behind individuality depends on the scope, form, viduals ” ” — then the implication is fallacious. For the
and effectiveness of the repressive controls prevalent at the individual situations are the derivatives and appearances of
given stage of civilization. The autonomous personality, in the general fate, and, as Freud has shown, it is the latter
the sense of creative “ uniqueness ” and fullness of its exist­ which contains the clue to the fate of the individual. The
ence, has always been the privilege of a very few. At the general repressiveness shapes the individual and universal­
present stage, the personality tends toward a standardized izes even his most personal features. Accordingly, Freud’s
reaction pattern established by the hierarchy of power and theory is consistently oriented on early infancy — the forma-
functions and by its technical, intellectual, and cultural
apparatus. Compare Erich Fromm’s discussion of the “ marketing orientotion,”
in M an for Hifnself, pp. 6yff.
Hatty Stack Sullivan, Conceptions of M odem Psychiatry (Washing­ Ernest Beaglehole, ‘^Interpersonal Theory and Social Psychology,"
ton: William Alanson W hite Psychiatric Foundation, 1947), p. 48. in A Study in Interpersonal Relations, ed. Patrick Mullahy (New York:
Hermitage Press, 1950 J, p. 54.
*54 EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM 255

tive period of the universal fate in the individual. The sub­ and of the conservative nature of the instincts, Sullivan’s
sequent mature relations “ re-create ” the formative ones. proposition is shallow and questionable. The “ basic ” di­
The decisive relations are thus those which are the least rection of the organism appears as a quite different one in
interpersonal. In an alienated world, specimens of the the persistent impulses toward relief of tension, toward ful­
genus 'confront each other: parent and child, male and fe­ fillment, rest, passivity — the struggle against the progress
male, then master and servant, boss and employee; they of time is intrinsic not only to the Narcissistic Eros. The
are interrelated at first in specific modes of the universal sadomasochistic tendencies can hardly be associated with a
alienation. If and when they cease to be so and grow into forward direction in mental health, unless “ forward ” and
truly personal relations, they still retain the universal re­ “ mental health ” are redefined to mean almost the opposite
pressiveness which they surmount as their mastered and of what they are in our social order — “ a social order which
comprehended negative. Then, they do not require treat­ is in some ways grossly inadequate for the development of
ment. healthy and happy human beings.” ** Sullivan refrains
Psychoanalysis elucidates the universal in the individual from such a redefinition; he makes his concepts conform
experience. To that extent, and only to that extent, can with conformity:
psychoanalysis break the reification in which human rela­
The person who believes that he voluntarily^nt loose from his
tions are petrified. The revisionists fail to recognize (or earlier moorings and by choice accepted new dogmata, in which he
fail to draw the consequences from) the actual state of has diligently indoctrinated himself, is quite certain to be a per­
son who has suffered great insecurity. H e is often a person whose
alienation which makes the person into an exchangeable self-organization is derogatory and hateful. The new movement
function and the personality into an ideology. In contrast, has given him group support for the expression of ancient personal
Freud’s basic “ biologistic ” concepts reach beyond the hostilities that are now directed against the group from which he
has come. The new ideology rationalizes destructive activity to
ideology and its reflexes: his refusal to treat a reified society such effect that it seems almost, if not quite, constructive. The
as a “ developing network of interpersonal experiences and new ideology is especially palliative of conflict in its promise of a
behavior ” and an alienated individual as a “ total personal­ better world that is to rise from the debris to which the present
order must first-be reduced. In this Utopia, he and his fellows
ity ” corresponds to the reality and contains its true notion. will be good and kind — for them will be no more injustice, and
If he refrains from regarding the inhuman existence as a so forth. If his is one of the more radical groups, the activity of
more remote memory in the synthesis of decisions and choice may
passing negative aspect of forward-moving humanity, he is
be suppressed almost completely, and the activity of prospective
more humane than the good-natured, tolerant critics who revery channelled rigidly in the dogmatic pattern. In this case,
brand his " inhuman ” coldness. Freud does not readily except for his dealings with his fellow radicals, the man may act as
if he had acquired the psychopathic type of personality discussed
believe that the “ basic direction of the organism is for­
** Patrick Mullahy, introduction to A Study of Interpersonal Relations,
ward.” Even without the hypothesis of the death instinct page xvii.
256 EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM
>57
in the third lecture. H e shows no durable grasp of his own reality mankind’s sacred dream of justice for all with the personal
or that of others, and his actions are controlled by the most im­
mediate opportunism, without consideration of the probable fu­
resentment (no more injustice " for them ” ) of maladjusted
ture.** types. This “ operational ” identification of mental health
The passage illuminates the extent to which the inter­ with “ adjustive success ” and progress eliminates all the
personal theory is fashioned by the values of the status quo. reservations with which Freud hedged the therapeutic ob­
If a person has “ cut loose from his earlier moorings ” and jective of adjustment to an inhuman society” and thus
“ accepted new dogmata,” the presumption is that he has commits psychoanalysis to this society far more than Freud
ever did.
“ sufEered great insecurity,” that his “ self-organization is
hateful and derogatory,” that his new creed “ rationalizes Behind all the differences among the historical forms of
destructive activity ” — in short, that .he is the psychopathic society, Freud saw the basic inhumanity common to all of
type. There is no suggestion that his insecurity is rational them, and the repressive controls which perpetuate, in the
and reasonable, that not his self-organization but the others’ instinctual structure itself, the domination of man by man.
is derogatory and hateful, that the destructiveness involved By virtue of this insight Freud’s " static concept of society ”
in the new dogma might indeed be constructive in so far is closer to the truth than the dynamic sociological con­
as it aims at a higher stage of realization. This psychology cepts supplied by the revisionists. The notion that “ civili­
has no other objective standards of value than the prevail­ zation and its discontent ” had their roots in the biological
ing ones: health, maturity, achievement are taken as they constitution of man profoundly influenced his concept of
are defined by the given society — in spite of Sullivan’s the function and goal of therapy. The personality which
awareness that, in our culture, maturity is “ often no particu­ the individual is to develop, the potentialities which he is to
lar reflection on anything more than one’s socioeconomic realize, the happiness which he is to attain — they are regi­
status and the like.” *® Deep conformity holds sway over mented from the very beginning, and their content can be
this psychology, which suspects all those who “ cut loose defined only in terms of this regimentation. Freud destroys
from their earlier moorings ” and become “ radicals ” as the illusions of idealistic ethics: the “ personality ” is but a
neurotic (the description fits all of them, from Jesus to “ broken ” individual who has internalized and successfully
Lenin, from Socrates to Giordano Bruno), and which al­ utilized repression and aggression. Considering what civili­
most automatically identifies the “ promise of a better zation has made of man, the difference in the development
world” with “ Utopia,” its substance with “ revery,” and of personalities is chiefly that between an unproportional
*® Sullivan, Conceptions of M odem Psychiatry, p. 96. See Helen and a proportional share of that “ everyday unhappiness ”
Merrel Lynd’s review in T he Nation, January 15, 1949.
*9 T he Interpersonal Theory of Psychiatry (New York; W . W . Norton, ** See Freud’s statement in A General Introduction to Psychoanalysis,
»953)» P- PP- 33* - 333-
258 EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM 259

which is the common lot of mankind. The latter is all that modity relations of the “ market.” In such a society, the
therapy can achieve. self-realization of the “ personality ” can proceed only on
Over and against such a “ minimum program,” Fromm the basis of a double repression: first, the “ purification ” of
and the other revisionists proclaim a higher goal of therapy: the pleasure principle and the internalization of happiness
“ optimal development of a person’s potentialities and the and freedom; second, their reasonable restriction until they
realization of his individuality.” Now it is precisely this become compatible with the prevailing unfreedom and un­
goal which is essentially unattainable — not because of limi­ happiness. As a result, productiveness, love, responsibility
tations in the psychoanalytic techniques but because the become “ values ” only in so far as they contain manageable
established civilization itself, in its very structure, denies it. resignation and are practiced within the framework of so­
Either one defines “ personality ” and “ individuality ” in cially useful activities (in other words, after repressive sub­
terms of their possibilities within the established form of limation); and then they involve the effective denial of free
civilization, in which case their realization is for the vast productiveness and responsibility — the renunciation of
majority tantamount to successful adjustment. Or one happiness.
defines them in terms of their transcending content, includ­ For example, productiveness, proclaimed as the goal of
ing their socially denied potentialities beyond (and be­ the healthy individual under the performance principle,
neath) their actual existence; in this case, their realization must normally (that is, outside the creative, “ neurotic,”
would imply transgression, beyond the established form of and “ eccentric ” exceptions) show forth in good business,
civilization, to radically new modes of “ personality ” and administration, service, with the reasonable, expectation of
“ individuality” incompatible with the prevailing ones. recognized success. Love must be semi-sublimated and
Today, this would mean “ curing ” the patient to become a even inhibited libido, staying in line with the sanctioned
rebel or (which is sapng the same thing) a martyr. The conditions imposed on sexuality. This is the accepted,
revisionist concept vacillates between the two definitions. “ realistic ” meaning of productiveness and love. But the
Fromm revives all the time-honored values of idealistic very same terms also denote the free realization of man, or
ethics as if nobody had ever demonstrated their conformist the idea of such realization. The revisionist usage of these
and repressive features. He speaks of the productive realiza­ terms plays on this ambiguity, which designates both the
tion of the personality, of care, responsibility, and respect unfree and the free, both the mutilated and the integral fac­
for one’s fellow men, of productive love and happiness — as ulties of man, thus vesting the established reality principle
if man could actually practice all this and still remain sane with the grandeur of promises that can be redeemed only
and full of “ well-being ” in a society which Fromm himself beyond this reality principle. This ambiguity makes the
describes as one of total alienation, dominated by the com- revisionist philosophy appear to be critical where it is con-
i6o EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM 261

formist, political where it is moralistic. Often, the style The aim of the “ cultural school ” goes beyond merely enabling
alone betrays the attitude. It would be revealing to make a man to submit to the restrictions of his society; in so far as it is
possible it seeks to free him from its irrational demands and make
comparative analysis of the Freudian and Neo-Freudian him more able to develop his potentialities and to assume leader­
styles. The latter, in the more philosophical writings, fre­ ship in building a more construetive society
quently comes close to that of the sermon, or of the social The tension between health and knowledge, normality and
worker; it is elevated and yet clear, permeated with good­ freedom, which animated Freud’s entire work, here disap­
will and tolerance and yet moved by an esprit de serieux pears; a qualifying “ in so far as it is possible ” is the only
which makes transcendental values into facts of everyday trace left of the explosive contradiction in the aim. “ Lead­
life. W hat has become a sham is taken as real. In con­ ership in building a more constructive society” is to be
trast, there is a strong undertone of irony in Freud’s usage combined with normal functioning in the established so­
of “ freedom,” “ happiness,” “ personality”; either these ciety.
terms seem to have invisible quotation marks, or their nega­ 'This philosophy is achieved by directing the criticism
tive content is explicitly stated. Freud refrains from calling against surface phenomena, while accepting the basic prem­
repression by any other name than its own; the Neo- ises of the criticized society. Fromm devotes a large part
Freudians sometimes sublimate it into its opposite. of his writing to the critique of the “ market economy ”
But the revisionist combination of psychoanalysis with and its ideology, which place strong barriers in the way of
idealistic ethics is not simply a glorification of adjustment. productive development.®* But here the matters rests. The
The Neo-Freudian sociological or cultural orientation pro­ critical insights do not lead to a transvaluation of the values
vides the other side of the picture — the “ not only but also.” of productiveness and the “ higher self ” — which are ex­
The therapy of adjustment is rejected in the strongest actly the values of the criticized culture. The character of
terms; the “ deification ” of success is denounced.*® Pres­ the revisionist philosophy shows forth in the assimilation
ent-day society and culture are accused of greatly impeding of the positive and the negative, the promise and its betrayal.
the realization of the healthy and mature person; the prin­ The affirmation absorbs the critique. The reader may be
ciple of “ competitiveness, and the potential hostility that left with the conviction that the “ higher values ” can and
accompanies it, pervades all human relationships.” *® The should be practiced within the very conditions which be­
revisionists claim that their psychoanalysis is in itself a tray them; and they can be practiced because the revisionist
critique of society: philosopher accepts them in their adjusted and idealized
Fromm, Psychoanalysis and Religfon (New Haven: Yale University
Press, 1950), pp. 73ff. form — on the terms of the established reality principle.
Ibid., p. 119.
*® Karen Homey, T he Neurotic Personality o f Our Tim e (New York: Clara Thompson, Psychoandysis, p. 152.
W . W . Norton, 1937), p. 284. ** Fromm, M an for Himself, especially pp. 6yff, 127-128.
262 EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM 2O3

Fromm, who has demonstrated the repressive features of impulses and aspirations of the individual, who has sacrificed
internalization as few other analysts have done, revives the and renounced his " lower self ” not only in so far as it is
ideology of internalization. The "adjusted” person is incompatible with civilization but in so far as it is incom­
blamed because he has betrayed the “ higher self,” the patible with repressive civilization. Such renunciation may
“ human values”; therefore he is haunted by “ inner empti­ indeed be an indispensable step on the road of human
ness and insecurity ” in spite of his triumph in the “ battle progress. However, Freud's question - whether the higher
for success.” Far better off is the person who has attained values of culture have not been achieved at too great a cost
" inner strength and integrity ”; though he may be less suc­ for the individual — should be taken seriously enough to
cessful than his “ unscrupulous neighbor,” enjoin the psychoanalytic philosopher from preaching these
. . . he will have security, judgment, and objectivity which will values without revealing their forbidden content, without
make him much less vulnerable to changing fortunes and opinions showing what they have denied to the individual. W hat
of others and will in many areas enhance his ability for construc-
this omission does to psychoanalytic theory may be illus­
■tive work.»»
trated by contrasting Fromm's idea of love with Freud's.
The style suggests the Power of Positive Thinking to which
Fromm writes:
the revisionist critique succumbs. It is not the values that
Genuine love is rooted in productiveness and may properly be
are spurious, but the context in which they are defined and called, therefore, productive love.” Its essence is the same
proclaimed: “ inner strength ” has the connotation of that whether it is the mother s love for the child, our love for man, or
unconditional freedom which can be practiced even in the erotic love between two individuals . . . certain basic ele­
ments may be said to be characteristic of all forms of productive
chains and which Fromm himself once denounced in his love. These are care, responsibility, respect and knowledge.*®
analysis of the Reformation.®*
Compare with this ideological formulation Freud's analysis
If the values of " inner strength and integrity ” are sup­
of the instinctual ground and underground of love, of the
posed to be anything more than the character traits that the
long and painful process in which sexuality with all its
alienated society expects from any good citizen in his busi­
polymorphous perversity is tamed and inhibited until it
ness (in which case they merely serve to sustain alienation),
ultimately becomes susceptible to fusion with tenderness
then they must pertain to a consciousness that has broken
and affection — a fusion which remains precarious and never
through the alienation as well as its values. But to such
quite overcomes its destructive elements. Compare with
consciousness these values themselves become intolerable
Fromm's sermon on love Freud's almost incidental remarks
because it recognizes them as accessories to the enslavement
in “ The Most Prevalent Form of Degradation in Erotic
of man. The " higher self ” reigns over the domesticated
Life”:
*• Fromm, Psychoanalysis and Religion, p. 75.
•* Escape from Freedom (New York: Rinehart, 1941}, pp. 74®. *® M an for Himself, p. 98.
264 EROS AND CIVILIZATION CRITIQUE OF NEO-FREUDIAN REVISIONISM 26j
. . . we shall not he able to deny that the behavior in love of
sphere, and especially of the role of sexuality, shifts the
the men of present-day civilization bears in general the character
of the psychically impotent type. In only very few people of cul­ emphasis not only from the unconscious to consciousness,
ture are the two strains of tenderness and sensuality duly fused from the id to the ego, but also from the presublimated to
into one: the man almost always feels his sexual activity hampered
by his respect for the woman and only develops full sexual potency
the sublimated expressions of the human existence. As the
when he finds himself in the presence of a lower type of sexual repression of instinctual gratification recedes into the back­
object . . .*® ground and loses its decisive importance for the realization
According to Freud, love, in our culture, can and must be of man, the depth of societal repression is reduced. Con­
practiced as “ aim-inhibited sexuality,” with all the taboos sequently, the revisionist emphasis on the influence of
and constraints placed upon it by a monogamic-patriarchal “ social conditions” in the development of the neurotic
society. Beyond its legitimate manifestations, love is destruc­ personality is sociologically and psychologically far more
tive and by no means conducive to productiveness and con­ inconsequential than Freud’s “ neglect” of these condi­
structive work. Love, taken seriously, is outlawed: “ There tions. The revisionist mutilation of the instinct theory
is no longer any place in present-day civilized life for a leads to the traditional devaluation of the sphere of ma­
simple natural love between two human beings.” ” But terial needs in favor of spiritual needs. Society’s part in
to the revisionists, productiveness, love, happiness, and the regimentation of man is thus played down; and in spite
health merge in grand harmony; civilization has not caused of the outspoken critique of some social institutions, the
any conflicts between them which the mature person could revisionist sociology accepts the foundation on which these
not solve without serious damage. institutions rest.
Once the human aspirations and their fulfillment are in­ Neurosis, too, appears as an essentially m o rd problem,
ternalized and sublimated to the “ higher self,” the social and the individual is held responsible for the failure of his
issues become primarily spiritual issues, and their solution self-realization. Society, to be sure, receives a share of the
becomes a m o rd task. The sociological concreteness of blame, but, in the long run, it is man himself who is at
the revisionists reveals itself as surface: the decisive struggles fault:
are fought out in the “ soul ” of man. Present-day authori­ Looking at his creation, he can say, truly, it is good. But looking
tarianism and the “ deification of the machine and of suc­ at himself what can he say? . . . W hile we have created wonder­
cess ” threaten the “ most precious spiritual possessions ” of ful things we have failed to make of ourselves beings for whom
this tremendous effort would seem worthwhile. Ours is a life not
man.** The revisionist minimization of the biological of brotherliness, happiness, contentment but of spiritual chaos and
bewilderment.®*
*® Collected Papers, IV , 210.
Civilization and Its Discontents, p. 77 note.
*® Fromm, Psychoanalysis and Reli^on, p. 119. ®* Fromm, Psychoanalysis and R eli^on, p. 1.
266 EROS AND CIVILIZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM 267
The disharmony between society and the individual is
'The escape from psychoanalysis to internalized ethics and
stated and left alone. Whatever society may do to the
religion is the consequence of this revision of psychoanaly­
individual, it prevents neither him nor the analyst from
tic theory. If the “ wound ” in the human existence is not
concentrating on the “ total personality ” and its productive
operative in the biological constitution of man, and if it is
development. According to Homey, society creates certain
not caused and sustained by the very structure of civiliza­
typical difficulties which, “ accumulated, may lead to the
tion, then the depth dimension is removed from psycho­
formation of neuroses.” According to Fromm, the nega­
analysis, and the (ontogenetic and phylogenetic) conflict
tive impact of society upon the individual is more serious,
between pre-individual and supra-individual forces appears
but this is only a challenge to practice productive love and
as a problem of the rational or irrational, the moral or im­
productive thinking. The decision rests with man’s “ ability
moral behavior of conscious individuals. The substance of
to take himself, his life and happiness seriously; on his will­
psychoanalytic theory lies not simply in the discovery of the
ingness to face his and his society’s moral problem. It rests
role of the unconscious but in the description of its specific
upon his courage to be himself and to be for himself.” In
instinctual dynamic, of the vicissitudes of the two basic
a period of totalitarianism, when the individual has so en­
instincts. Only the history of these vicissitudes reveals the
tirely become the subject-object of manipulation that, for
full depth of the oppression which civilization imposes upon
the “ healthy and normal ” person, even the idea of a dis­
man. If sexuality does not play the constitutional role
tinction between being “ for himself ” and “ for others ” has
which Freud attributed to it, then there is no fundamental
become meaningless, in a period when the omnipotent ap­
conflict between the pleasure principle and the reality prin­
paratus punishes real non-conformity with ridicule and de­
ciple; man’s instinctual nature is “ purified ” and qualified
fea t—in such a situation the Neo-Freudian philosopher
to attain, without mutilation, socially useful and recognized
tells the individual to be himself and for himself. To the
happiness. It was precisely because he saw in sexuality the
revisionist, the brute fact of societal repression h^s trans­
representative of the integral pleasure principle that Freud
formed itself into a “ moral problem ” — as it has done in
was able to discover the common roots of the “ general ”
the conformist philosophy of all ages. And as the clinical
as well as neurotic unhappiness in a depth far below all in­
fact of neurosis becomes, “ in the last analysis, a symptom
dividual experience, and to recognize a primary “ constitu­
of moral failure,” the “ psychoanalytic cure of the soul ”
tional” repression underlying all consciously experienced
becomes education in the attainment of a “ religious ” at­
and administered repression. He took this discovery very
titude.**
seriously — much too seriously to identify happiness with
*0 The Neurotic Persomlity, p. 284.
« M an for Himself, p. 250. its efficient sublimation in productive love and other pro­
« M an for Himself, page viii. ductive activities. Therefore he considered a civilization
Psychoanalysis and Religion, p. 76.
oriented on the realization of happiness as a catastrophe, as
268 EROS AND CrVIUZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM 269
the end of all civilization. For Freud, an enormous gulf
the role of sexuality; but such* a reduction was in any case
separated real freedom and happiness from the pseudo free­
indispensable for the revisionist philosophy.
dom and happiness that are practiced and preached in a re­
pressive civilization. The revisionists see no such diEculty. Sexual problems, although they may sometimes prevail in the
symptomatic picture, are no longer considered to be in the dynamic
Since they have spiritualized freedom and happiness, they center of neuroses. Sexual diEculties are the effect rather than
can say that “ the problem of production has been virtually the cause of the neurotic character structure. Moral problems on
the other hand gain in importance.**
solved”: **
Never before has man come so close to the fulfillment of his most This conception does far more than minimize the role of
cherished hopes as today. Our scientific discoveries and technical the libido; it reverses the inner direction of Freudian theory.
achievements enable us to visualize the day when the table will be Nowhere does this become clearer than in Fromm’s reinter­
set for all who want to eat . .
pretation of the Oedipus complex, which tries to “ translate
These statements are true — but only in the light of their it from the sphere of sex into that of interpersonal rela­
contradiction: precisely because man has never come so tions.” " The gist of this “ translation ” is that the essence
close to the fulfillment of his hopes, he has never been so of the incest wish is not “ sexual craving ” but the desire to
strictly restrained from fulfilling them; precisely because we remain protected, secure — a child. “ The foetus lives with
can visualize, the universal satisfaction of individual needs, and from the mother, and the act of birth is only one step
the strongest obstacles are placed in the way of such satis­ in the direction of freedom and independence.” True —
faction. Only if the sociological analysis elucidates this but the freedom and independence to be gained are (if at
connection does it go beyond Freud; otherwise it is merely all) afflicted with want, resignation, and pain; arid the act
an inconsequential adornment, purchased at the expense of of birth is the first and most terrifying step in the direction
mutilating Freud’s theory of instincts. away from satisfaction and security. Fromm’s ideological
Freud had established a substantive link between human interpretation of the Oedipus complex implies acceptance
freedom and happiness on the one hand and sexuality on of the unhappiness of freedom, of its separation from satis­
the other: the latter provided the primary source for the faction; Freud’s theory implies that the Oedipus wish is the
former and at the same time the ground for their necessary eternal infantile protest against this separation — protest
restriction in civilization. The revisionist solution of the not against freedom but against painful, repressive freedom.
conflict through the spiritualization of freedom and hap­ Conversely, the Oedipus wish is the eternal infantile desire
piness demanded the weakening of this link. Therapeutic «» Homey, New W ays in Psychoanalysis (New York: W W . Norton,
findings may have motivated the theoretical reduction in 1939), p. 10.
*» Psychoanalysis and Religion, pp. 79®. See also Fromm's more
** Fromm, M an for Himself, p. 140. sophisticated interpretation in The Forgotten Language (New York: Rine-
Fromm, Psychoarudysis and R e l i ^ n , p. i . hart, 1951), pp* 231-235.
270 EROS AND CIVILIZATION
CRITIQUE OF NEO-FREUDIAN REVISIONISM 27I
for the archetype of freedom: freedom from want. And
the soldiers to their generals, the individuals to their mas­
since the (unrepressed) sex instinct is the biological carrier
ters. The wholesale destruction marking the progress of
of this archetype of freedom, the Oedipus wish is essentially
civilization within the framework of domination has been
sexual craving.” Its natural object is, not simply the
perpetuated, in the face of its possible abolition, by the
mother qua mother, but the mother qua woman — female
instinctual agreement with their executioners on the part of
principle of gratification. Here the Eros of receptivity, rest,
the human instruments and victims. Freud wrote, during
painless and integral satisfaction is nearest to the death in­ the First World War:
stinct (return to the, womb), the pleasure principle nearest
Think of the colossal brutality, cruelty and mendacity which is
to the Nirvana principle. Eros here fights its first battle
now allowed to spread itself over the civilized world. D o you really
against everything the reality principle stands for: against believe that a handful of unprincipled placehunters and corrupters
the father, against domination, sublimation, resignation. of men would have succeeded in letting loose all this latent evil,
if the millions of their followers were not also guilty?
Gradually then, freedom and fulfillment are being associated
with these paternal principles; freedom from want is sacri­ But the impulses which this hypothesis assumes are incom­
ficed to moral and spiritual independence. It is first the patible with the moralistic philosophy of progress espoused
sexual craving” for the mother-woman that threatens by the revisionists. Karen Homey states succinctly the
the psychical basis of civilization; it is the “ sexual craving ” revisionist position:
that makes the Oedipus conflict the prototype of the in­ Freud's assumption [of a Death Instinct] implies that the ulti­
stinctual conflicts between the individual and his society. mate motivation for hostility or destructiveness lies in the impulse
to destroy. Thus he turns into its opposite our belief that we de­
If the Oedipus wish were in essence nothing more than the stroy in order to live: we live in order to destroy.*®
wish for protection and security (“ escape from freedom ” ),
This rendering of Freud’s conception is incorrect. He did
if the child desired only impermissible security and not im­
not assume that we live in order to destroy; the destruction
permissible pleasure, then the Oedipus complex would in­
instinct operates either against the life instincts or in their
deed present an essentially educational problem. As such,
service; moreover, the objective of the death instinct is not
it can be treated without exposing the instinctual danger
zones of society. destruction per se but the elimination of the need for
destruction. According to Homey, we wish to destroy be­
The same beneficial result is obtained by the rejection of
cause we “ are or feel endangered, humiliated, abused,” be­
the death instinct. Freud’s hypothesis of the death instinct
cause we want to defend “ our safety or our happiness or
and its role in civilized aggression shed light on one of the
what appears to us as such.” N o psychoanalytic theory
neglected enigmas of civilization; it revealed the hidden un­
*® A General Introduction to Psychoanalysis, pp. 130-131.
conscious tie which binds the oppressed to their oppressors. *» New W ays in Psychoanalysis, pp. 130-131.
272 EROS AND CIVILIZATION
CRTTIQUE OF NEO-FREUDIAN REVISIONISM 273
was necessary to arrive at these conclusions, with which in­
Structure. The striving for a better future is “ paralyzed ”
dividual and national aggression has been justified since
not by Freud's awareness of these implications but by the
times immemorial. Either our safety is really threatened,
revisionist spiritualization ” of them, which conceals the
in which case our wish to destroy is a sensible and rational
gap that separates the present from the future. Freud did
reaction; or we only “ feel ” it is threatened, in which case
not believe in prospective social changes that would alter
the individual and supra-individual reasons for this feeling
human nature sufficiently to free man from external and in­
have to be explored.
ternal oppression; however, his “ fatalism ” was not without
The revisionist rejection of the death instinct is accom­ qualification.
panied by an argument that indeed seems to point up the
The mutilation of the instinct theory completes the
reactionary ” implications of Freudian theory as contrasted
reversal of Freudian theory. The inner direction of the lat­
with the progressive sociological orientation of the revision­
ter was (in apparent contrast to the “ therapeutic program ”
ists. Freud’s assumption of a death instinct
from id to ego) that from consciousness to the uncon­
• . . paralyzes any effort to search in the specific cultural condi­
scious, from personality to childhood, from the individual to
tions for reasons which make for destructiveness. It must also
paralyze efforts to change anything in these conditions. If man the generic processes. Theory moved from the surface
is inherently destructive and consequently unhappy, why strive for to the depth, from the “ finished ” and conditioned person
a better future?
to its sources and resources. This movement was essential
The revisionist argument minimizes the degree to which, for Freuds critique of civilization: only by means of the
in Freudian theory, impulses are modifiable, subject to the “ regression ” behind the mystifying forms of the mature
vicissitudes of history. The death instinct and its de­ individual and his private and public existence did he dis­
rivatives are no exception. W e have suggested that the cover their basic negativity in the foundations on which
energy of the death instinct does not necessarily “ paralyze ” they rest. Moreover, only by pushing his critical regression
the efforts to obtain a ‘ better future on the contrary, back to the deepest biological layer could Freud elucidate
such efforts are paralyzed by the systematic constraints which the explosive content of the mystifying forms and, at the
civilization places on the life instincts, and by their con­ same time, the full scope of civilized repression. Identify­
sequent inability to “ bind ” aggression effectively. The ing the energy of the life instincts as libido ineant defining
realization of a “ better future ” involves far more than the
their gratification in contradiction to spiritual transcenden­
elimination of the bad features of the “ market,” of the talism: Freud’s notion of happiness and freedom is em­
ruthlessness of competition, and so on; it involves a inently critical in so far as it is materialistic — protesting
fundamental change in the instinctual as well as cultural against the spiritualization of want.
N ew W ays in Psychoanalysis, p. 132.
The Neo-Freudians reverse this inner direction of Freud’s
274 EROS AND CIVILIZATION

theory, shifting the emphasis from the organism to the


personality, from the material foundations to the ideal
values. Their various revisions are logically consistent: one
entails the next. The whole may be summed up as follows:
The “ cultural orientation ” encounters the societal institu­
tions and relationships as finished products, in the form of Index
objective entities — given rather than made facts. Their
Adorno, Theodor W ., 106, i44f, 135!!, 23iff; in Neo-Freudian
acceptance in this form demands the shift in psychological 150, 227 schools, zyof
Aesthetic, 144!, 171,172®, iSiff Domination, 36f, 40, 38!!, 77, gSff;
emphasis from infancy to maturity, for only at the level of Alexander, Franz, 32, 53, 56 institutionalized, 8gf; logic of,
developed consciousness does the cultural environment be­ Alienation, 45!?, 102, 105, 112, 116, n i f , ii8 f, 124
152, 222, 227, 253
come definable as determining character and personality Ananke. See Scarcity Ego, 3of, 58, logf, ii3 f, 229
Aristotle, 112, 122
over and above the biological level. Conversely, only with Art, 144, 184!?
Eliade, Mircea, 124
Eros, 22f, 26, 42, i24ff, 205flf et
the playing down of biological factors, the mutilation of Authority, rational, 36, 224 passim
the instinct theory, is the personality definable in terms of Eternal return. See Time
Bachelard, Gaston, n o , 166, 208
Bally, Gustav, 193
objective cultural values divorced from the repressive ground Barag, G., 49 Family, changing function of, 96f,
Baudelaire, Charles, 153, 164 201
which denies their realization. In order to present these Fechner, Gustav, 25
Baumgarten, Alexander, i8 iff
values as freedom and fulfillment, they have to be purged Beaglehole, Ernest, 253 Fenichel, Otto, 28f, 49
Benjamin, W alter, 233 Ferenczi, Sandor, 207
of the material of which they are made, and the struggle Bemfeld, Siegfried, 21, 205 Fourier, Charles, 2i7f
Bibring, Edward, 21, 27, 205 Freud, Anna, 74
for their realization has to be turned into a spiritual and Fromm, Erich, 69, 2 ^iS , 249, 251,
Breton, Andrd, 149
moral struggle. The revisionists do not insist, as Freud did, Brother clan, 63f 253, 258, 2606, 265®
Brown, Norman O., 161
on the enduring truth value of the instinctual needs which Gide, Andr6, 163
must be " broken ” so that the human being can function Chisholm, C. B., 221 Glover, Edward, 83, 148, 206, 239
Christianity, 69!! Gratification, logic of, 112, 116,
in interpersonal relations. In abandoning this insistence, Civilization: principle of, 4f, 11 (see 124, 223ft
also Performance principle); non- Guilt feeling, 32, 56, 63f, 91, 99,
from which psychoanalytic theory drew all its critical in­ repressive, 5, 43, i24f, 134, 139, 124; ambivalent character of, 66ff;
sights, the revisionists yield to the negative features of the i;o f , 153, ig jf; dialectic of, 44, intensification of, jB S
54®, 78ff, loyf, izgf; archaic
very reality principle which they so eloquently criticize. heritage of, 56, jgf Happiness, 3, 18, 104, 203, 223,
Corporealization of the psyche, 32, 227, 244
94 . 103 Hartmann, Heinz, 5, 27, 59
Culture-heroes, 161, lyof. See also Hegel, G. F. W ., 113®, 122, 184,
Prometheus 232
Hendrick, Ives, 81, 84, 2i8f
Death instinct (destruction im­ Horace, 170
pulses), 22f, 28, 5iff, 848, lOlf, Horkheimer, Max, 72, 96, 227
276 INDEX INDEX 277 I
Homey, Karen, 248, 260, 266, 269, Performance principle, 35, 44®, 75^ Sensuousness: and reason, 179, 183, Time: free and working 461, 13a,
ayif 895, i3of, 157, 223 183S; and culture, 191S 223; conquest of, 116, 118, 122f,
Personality, in Neo-Freudian Sexuality: organization of, 4of, 138, 191, 193, 23iff, 233
Id . 29! schools, 25if, 257 i99ff; transformation into Eros, Toil. See W ork
Instincts, 8, 12,107; theory of, 22ff, Perversions, 49, 202f 20iff, 2<^£F; in Neo-Freudian Totalitarianism, 93
27f, ijifF ; common nature Phantasy, 14, 1408; and perver­ schools, zfigff Tristan, 93
(“ conservative tendency” ) of, sions, 50; aesthetic (imagination). Sublimation: 8zf, I25f, 206; and Trotter, Wilfred, 52
24, 28, 235; social, 8af, 207 desexualization, 83; non-repres-
Phylogenesis, 55ff sive, 169, 2o8f, 2iof, 218
Jones, Ernest, 21, 203 Plato, 26, 110, 123, 139, 203, 208, Utopia, 150
Sullivan, Harry Stack, 248, 232,
udaism, 69 2iof, 223
Jung, Carl, i47f, 192, 239 Play, 182, iSyff, 193, 223
Pleasure principle, izff passim
255!
Superego: 30EF, 33L 94®, 228; ex­
cessive severity of, 33, 79; autom­
Valery, Paul, i63f

Kant, Immanuel, i73ff, 182, 185 Primal horde, 15, 58ff atization of, 94 Wagner, Richard, 129
Kem, Otto, 167 Primary processes, 24f " Superid,” 229 Wieseler, Friedrich, i66f !
Kleist, Heinrich von, 198 Productivity, productiveness, 155EF, Surplus-repression, 33, 37^ 87L 131, W hitehead, Alfred N-, 149
Kluckhohn, Clyde, 5 161, 239 223 Winterstein, Alfred, 85
Kraus, Karl, 145 Progress, 3, 133 Work, 33, 45, 8if, 835, i54ff, 193,
Kris, jEmst, 5 Prometheus, 161, 163 Therapy: and theory, 243 2i2f, 2i8r, 221; and play, 2i4f,
Proust, Marcel, 233 Thompson, Clara, 248, 261 223
Labor. See W ork Proximity senses, 38f
Lantos, Barbara, 214 Psychology, individual and group,
Lebensnot. See Scarcity S6f
Life instincts. See Eros
Linforth, Ivan M., 167 Rank, Otto, 30, 36, 108, 183
Loewald, Hans, 229 Reality principle, laf, 34, izgfiE et
Loewenstein, Rudolf, 5 passim. See also Performance
Lowenthal, Leo, 103 principle
Reason, m , 121, 142, 139, 223f
Matriarchy, 6^f, 216 Rehm, W alter, 170
Mead, Margaret, 216 Reich, Wilhelm, 239
Memory, i8f, iiy f , 232! Repression (suppression, oppres­
Morality, libidinal, 228f sion), 8, i6ff passim; degree of,
87f, 103
Narcissism, 168 Return of the repressed, 16, 69®, 73
Narcissus, idifiF, 176, 194, 2o8f Rhode, Erwin, 167
Neo-Freudian revisionism, 5, 238® Rilke, Rainer Maria, 162
Nietzsche, Friedrich, ii9 ff, 232 R6heim, G^za, io8, 207f, 216
Nirvana principle, 25, 81, 108, 139, Rousseau, J. J., 223
167, 23;
Novalis, 160 Sachs, Hanns, 169
Nygren, Anders, 126 Sartre, Jean-Paul, 110
Odier, Charles, 228
Scarcity, i6f, 33, 132, 138, i3of,
213
»^YALE’
Oedipus complex, 32, 53, 53, 58, Schachtel, Ernest, 19, 39
74’ 79. 97. 204, 269 Scheler, Max, 11 of
Ontogenesis, 20S Schiller, Friedrich, 180, 182, 1831!,
Orpheus, i6 iff, 176, 194, 2o8f, 197
333 Schopenhauer, Arthur, 119
Ovjd, 171 Self-preservation (ego) instincts, 23

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