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Scheler's Theory of Intersubjectivity and the General Thesis of the Alter Ego
Author(s): Alfred Schuetz
Reviewed work(s):
Source: Philosophy and Phenomenological Research, Vol. 2, No. 3 (Mar., 1942), pp. 323-347
Published by: International Phenomenological Society
Stable URL: http://www.jstor.org/stable/2103164 .
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SCHELER'S THEORY OF INTERSUBI EiTI VIT- A-ND THE
GENERAL THESIS OF THE ALITER EG(-)
9. In his book, Fornialismulsin der Ethie, p. 388 ff., Scheler has criticized Kant's
concept of the identity of the objects. If the object were nothing else than what can be
identified by an I, the I too would be an object-and that, Scheler thinks, is indeed the
case. For Kant, however, the I must not be an object-as it is the condition of all objects.
But Kant's underlying tenet that the existence of the world depends on the possibility of its
being experienced by an I is according to Scheler merely the consequence of Kant's "trans-
cendental qualms" that things in themselves, once left alone, might behave quite otherwise
if we do not bind them from the beginning by the laws of our experience.
10. Stellung des Menschen, p. 58 ff.
11. Der Formalismus in der Ethik und die materielle Wertethik. Netter Versuch der
Grundlegung des ethischen Personalismus.First published in vol. I and II of lahrbuch flier
Philosophie und phaenomenologische Forschung, 1913 and 1916; second edition, 1921; cf.
especially chapter VI.
326 PH ILOSOPHY AND PH-NO\IENOLOGICAL RESEARCH
if I say: "I perceive my Self," the I means the speaker and the "my
Self" means the psychical Self as an object of inner perception. A
Person, therefore, might just as well take a walk as perceive his Self,
e.g., if this Person makes psychological observations. But the psychical
Self, which the Person perceives in such a case, can just as little "per-
ceive" as it can walk or act. A Person, on the other hand, may perceive
his Self, his body, his outer world, but it is not possible to render a
Person the object of (his own or an other Person's) perceiving acts.'4
The Person does not exist, except in the performance of his acts. Any
attempt to objectify the Person or his acts-be this objectifying a per-
ceiving, thinking, recollecting, expecting-transforms his existence into
a transcendental idea.16 Of course, acts can be "given" either in their
naive performance or in reflection. But this means simply that a reflec-
tive knowledge accompanies the act without rendering it an object.
Grasping an act as an object by another reflective act is therefore
impossible.17
The account of Scheler's theory of the I would be incomplete with-
out a short reference to the specific experiences a man has of his body.
Although the concept "human body" already refers to a human being
to which this body belongs, either as his own body or as the body of
another man, this does not mean that it is the reference of the human
body to a Self which makes the experience of the body possible. And
on the other hand, says Scheler, it would be wrong to assume that a
man has necessarily to refer first to his experiences of his own Self and
then to the experience of his own body, if he wants to comprehend
another Self or another body.18
Space does not permit us a criticism of this basic theory of Scheler,
although the inconsistency of several of the above reproduced theses is
obvious. We have presented his ideas just for the purpose of making
clear his more rounded doctrine of the understanding of the alter ego.
As we shall there meet again some of Scheler's principle tenets, wNre
shall later have the opportunity to deal with them.
24. We are borrowing here, in order to present Scheler's thought adequately, the
terms, "knowledge about" and "knowledge of," from W. James' Principles of Psychology,
vol. I, p. 221.
25. Sympathie, pp. 274-280; cf., the fine presentation and the important criticism of
both theories in G. W. Allports Personality, 1.c., pp. 523-533.
SCHELER'S THEORY OF I NTERSUBJECTIVITY 33I
empathy results only in a blind belief in it. The defenders of the theory
of empathy rejoin that we have also merely a blind belief in the exist-
ence of our past experiences which are just "images" in our memory
and that we even cannot go beyond a blind belief in the existence of
the outer world.
Scheler's criticism of both theories goes in two directions. First
he proves for either theory that it is inconsistent in itself; secondly he
shows that both of them are based on a common fallacy. Scheler's argu-
ments against the theory of inference may be condensed as follows:
(i) Animals, very young children and primitives, who obviously lack
the faculty of inferring by analogy, also have the conviction of the
existence of their fellow-beings and catch expressions of the other's
psychical life. Koehler, Stern Koffka, Levy-Bruhl have moreover
proved that expression is the genuine experience of those beings and
that all learning creates for them a disenchantment with and not a
progressive animation of the world. (2) Except for self-observation in
mirrors, etc., we have knowledge of our bodily gestures by sensations
or motions and positions of our body, whereas other people's gestures
are given to us first of all as optical phenomena having no analogy what-
soever to oiurkinesthetic sensations. Hence, all inference by analogy to
others' gestures already presupposes the psychical existence of the
others and our knowledge even of their experiences. (3) We suppose
also the animate existence of animals like birds and fish whose expres-
sive gestures are entirely different from ours. (4) The theory of infer-
ence conceals the logical fallacy called "quaternio termiinorum." The
only logically correct inference would be that where expressive bodily
gestures exist which are analogous to my owen,mnySelf must exist once
more over there and this would lead to a reduplication of my stream of
thought. It is not understandable howt-avoiding an obvious qutaternzio
ternibnorum-an other Self, different from my owvn,should be posited
by such a conclusion.
The theory of empathy, on the other hand, is not an explanation
of the origin of our knowledge of others, but just a hypothesis which
explains the reason of our belief in the other's existence. It would be a
pure accident if the other's body to which we ascribe our empathetic
feelings were really animated. For, interpretation of the other's ges-
ture as expression can only be the consequence of and not the proof
for his existence. Furthermore, this theory, too, suffers from the same
qilaterniio terninlorimni.as the theory of inference and wNouldlead at best
to the assumption that my own Self exists twice or several times but
not that another Self does exist.
But all this criticism does not hit the basic fallacy of both hypothe-
332 PHILOSOPHY AN-D PHENOMIENOLOGICAL RESEARCH
ses, namely, the suppositions (i) that the first thing given to each of us
is his own Self and (2) that the first thing we can grasp of another
human being is the appearance of his body, together with its move-
ment and gestures. Both theories assume as self-evident that these
statements are true and that only on this conviction do we base our
belief in the existence of alter egos. But in doing so both theories
underestimate the difficulties of self-perception and overestimate the
difficulties in perceiving other people's thought.
The first statement involves, according to Scheler,26 the idea that
anybody can only think his own thoughts, feel his own feelings, etc.,
and that this fact constitutes the individual substratum "Self" for him.
But the only thing self-evident is the tautology that if such a substratum
were once supposed, all thoughts and feelings thought and felt by this
"Self" would pertain to this substratum. On the other hand, it is cer-
tain that we think our own thought, as well as other people's thought,
feel also other people's feelings, accept or reject other people's will.
There are even situations where we cannot distinguish whether a
thought is ours or not. Then an experience is given to us without any
mark indicative of the individual stream of consciousness to which it
belongs. This fact Scheler considers as very important. To be sure, any
experience pertains to a Self, and this Self is necessarily an individual
Self which is present in any of its experiences and not just constituted
through the interconnectedness of those experiences. But to which indi-
vidual Self an experience may belong, whether it be our own or an-
other's experience, is not necessarily and genuinely determined by the
emerging experience itself. On the contrary, a stream of experiences
flows along, indifferent in respect to the distinction between Mine and
Thine, which contains intermingled and undifferentiated my own and
others' experiences. W0 withinthis stream eddies gradually constitute
themselves which attract more and more of the stream's elements and
are attributed by and by to different individuals. Scheler27goes even a
step further. Basing his conclusions on the results of modern child-
psychology, which reveal that the discovery of the child's own indivi-
duality is a relatively late one, he maintains that man lives from the
beginning rather "in" other people's experiences than in his individual
sphere. 28
38. B. Russell, Our Knowledge of the External World, 1922, Lecture III, pp.
72 ff.; also R. Carnap, Scheinprobleme der Philosophie.
39. This might be considered as a supplement to Koffka's well-known location of the
Ego: according to Koffka the Ego is that which lies between right and left, between before
and behind, between least and future. But this location could be given in social terms, too.
40. Prhiciples of Psychology, vol. I, p. 224.
41. E.g., recently in his paper: "The Vanishing Subject in the Psychology of James"
(Journal of Philosophy, vol. XXXVII, p. 22).
SCHELERS THEORY OF INTERSUrIJECTIVITY 339
"stop and think." 4 Still remaining in the natural attitude, and this
means without performing the transcendental reduction, I may always
turn in an act of reflection from the objects of mn acts and thoughts to
my acting and thinking. In doing so I render mynlprevious acts and
thoughts, objects of another, the reflective.thought by which I grasp
them. Then my "Self," which has been hidden as yet by the objects of
my acts and thoughts, emerges. It does not merely enter the field of
my consciousness in order to appear on its horizon or at its center;
rather it alone constitutes this field of consciousness. Consequently,
all the performed acts, thoughts, feelings reveal themselves as orig-
imating in my previous acting, Blyathinking, myv feeling. The whole
stream of consciousness is through and through the stream of my per-
sonal life and my Self is present in any of my experiences.4
42. How We Think, 1910; and Human Nature and Conduct, 1922.
43. A. Gurwitsch in discussing a theory of Paul Sartre has dealt with this problem in
this journal in a paper entitled "A Non-egological Conception of Consciousness" (vol. I,
pp. 325-338). The chief argument of Sartre-Gurwitschagainst the egological theory main-
tained in the present paper runs as follows: as long as we do not adopt the attitude of re-
flection the ego does not appear. By reflection is meant the grasping of an act A by an act
B in order to make the former the object of the latter. The act B, however, in its turn is
not grasped by a third act and made its object. The grasping act itself is experienced with a
non-reflectiveattitude exactly as in the case of an act bearing on some object other than a
mental fact belonging to the same stream of consciousness. To be sure, by an act of reflec-
tion the grasped act may acquire a personal structureand a relation to the ego which it did
not have, before it was grasped. But the grasping act deals with the ego as an object only.
It is the ego of the grasped and not of the grasping act. On the other hand, the grasped act
has been experienced before it was grasped, and although reflectionentails a modification of
the acts grasped by it, this means only that all of the act's structure and components are
disentangled and rendered explicit but that none of them is given rise to by reflection.
Reflection is disclosing, not producing. How, then, may reflection give rise to a new object,
namely, the ego, which did not appear before the act A was grasped? The answer offered
is that the ego appears through rather than in the grasped act. It is the synthetic unity of
certain psychic objects as dispositions, actions and certain qualities such as virtues, faults,
talents, etc. These phychic objects have their support in the ego, which may never be appre-
hended directly but merely in a reflectionas appearing behind the dispositions at the horizon.
The ego exists neither in the acts of consciousness nor behind these acts. It stands to con-
sciousness and. before consciousness: it is the noematic correlate of reflective acts. Hence it
follows that no evidence of the ego is apodictic. It is open to doubt.
It is not possible to enter here into a thorough discussion of Sartre-Gurwitsch'sargu-
ment which seems to me not at all conclusive. If they admit that the grasping act B deals
with the ego at all (although with the ego of the grasped act as an object only and not with
the ego of the grasping act) then this ego is grasped by act B as performing act A (or more
precisely: as having performed act A, since reflection can only refer to the past). If a third
act C grasps the act B and through it the act A, the ego with which act C deals is grasped
as having performed act B as well as act A and it is grasped as the same and identical ego
notwithstanding all the modifications it undergoes in and by the flux of the stream of
experiences in inner time. Furthermore it is not clear why the ego in the reflection may
never be apprehended directly but merely appear behind the dispositions at the horizon.
Even the term "horizon" already refers to an egological consciousness to which alone
"frame," "horizons," "disposition," "act," and other terms used by Sartre and Gurwitsch,
become meaningful. The same becomes valid for the examples quoted by Gurwitsch in order
to illustrate his thesis. If he says that there is no egological moment involved if I see my
friend in adversity and help him and that what is given to mie is just "my-friend-in-need-of-
aid" it must be stated that any single element of the hyphenated term "Imy ," "friencl,"
"need," "aid," already refers to the ego for which alone each of them max'exist.
340 PHILOSOPHY AND PHENOMIENNOLOGICAL
RESEARCH
44. Scheler makes that supposition rather incidentally and without more conclusive
proof in discussing the theory of the Person, EthziI4,p. 388 and p. 49. His statement in-
volves, of course, the abandonment of a basic principle of phenomenology, namnely,that any
kind of experience can be grasped by a reflective act. Cf. Husserl's Ideas, e. g., ??45, 78.
45. Cf. the summary of reasons for the infant's lack of self-consciousness.G. W. All-
port, Personality, p. 16 if.
46. Cf. above, pp. 333-334, and Syrnpathie,p. 284 f.
SCHELER'S TiJEORY OF I NTERSUB3JECTIVJTY 34I
that man can grasp his own Self by inner perception. It is, of course,
the prerogative of the Person to grasp this Self which is always an
object and never the subject of such a perceiving activity.4 But as man
is also a Person he has the faculty of being a Self, whereas the animal
has consciousness without self-consciousness. It hears and sees with-
out knowledge that it does so .4 On the other hand, Scheler denies that
any intentional reflections toward acts are possible, as the Person and
his acts can never be objectified.49
The reasons for this strange conception are: (a) the inconsistency
in the notion of the Person. The origin of Scheler's idea of the Person
must be looked for in his philosophy of religion and ethics. Only sub-
sequently was the idea of the non-objectifiable Person of the deity and
the free subject of ethical acts put into the service of a half phenonm-
enological theory of cognition and merged with the concept of the
transcendental subjectivity. (b) A second reason lies in the artificial
distinction between mere "functions" belonging to the Self and "acts"
belonging to the person; (c) and thirdly, the necessity of maintaining
the concept of a supra-individual consciousness in order to build up
several of his theories in the field of sociology and philosophy of
history.50
But there is another reason which might have led the philosopher
to deny the possibility of grasping acts by reflection. Although lie no-
where refers to the following pIroblenl,it might have been at the root
of his concept.
V. THIE GENERAL THESIS OF THIE ALTER EGO AND ITS TIMTE STRUCTURE
The fact that I can grasp the other's stream of thought, and this
means the subjectivity of the alter ego in its vivid present,55 whereas I
cannot grasp my own self but by way of reflection in its past, leads us
to a definition of the alter ego: the alter ego is that subjective stream of
thought which can be experienced in its vivid present. In order to bring
it into view we do not have to stop fictitiously the other's stream of
thought nor need we transform its "Nows" into "Just Nows." It is
simultaneous with our own stream of consciousness, we share together
the same vivid present-in one word: we grow old together. The alter
ego therefore is that stream of consciousness whose activities I can
seize in their present by my own simultaneous activities.
This experience of the other's stream of consciousness in vivid
simultaneity I propose to call the general thesis of the alter ego's
existentce. It implies that this stream of thought which is not mine
shows the same fundamental structure as my own consciousness. This
means that the other is like me, capable of acting and thinking; that
his stream of thoughts show the same through and through connected-
ness as mine; that analogous to my own life of consciousness his shows
the same time-structure, together with the specific experiences of re-
tentions, reflections, protections, anticipations, connected therewith and
its phenomena of memory and attention, of kernel and horizon of the
thought, and all the modifications thereof. It means, furthermore, that
the other can live, as I do, either in his acts and thoughts, directed
towards their objects or turn to his own acting and thinking; that he
can experience his own Self only modo praeterito, but that he may look
at my stream of consciousness in a vivid present; that, consequently.
he has the genuine experience of growing old with me as I know that I
do with him.
As a potentiality each of us may go back into his past conscious
life as far as recollection goes, whereas our knowledge of the other
remains limited to that span of his life and its manifestations observed
by us. In this sense each of us knows more of himself than of the other.
But in a specific sense the contrary is true. In so far as each of 'us can
experience the other's thoughts and acts in the vivid present whereas
either can grasp his own only as a past by way of reflection, I know
more of the other and he knows more of me than either of us knows of
his own stream of consciousness. This present, common to both of us,
is the pure sphere of the "'We." And if we accept this definition, we can
agree with Scheler's tenet that the sphere of the "We" is pregiven to the
that inner perception takes place, if the objects of the perception per-
tain to the same stream of experiences as the perceptions themselves,
then, of course, all our perceptions of the other's thoughts are outer or
transcendent perceptions. They are beliefs in the existence of their
objects, which are neither better nor worse founded than our belief in
the existence of all the other objects in the outer world. But if we accept
Scheler's definition that inner experience refers to all the objects of
psychical or mental life, then our experiences of other people's thought
might be by no worse a reason subsumed under the term of inner per-
ceptions. It seems that we have in a similar way as Scheler to distin-
guish between our experience of the existence of others, that is the
general thesis of the alter ego, and our knowledge of or about the
others' specific thoughts. The first, according to our theory, is really an
inner experience in the radical meaning of Husserl, as our Self partici-
pates likewise in the vivid simultaneity of the "Wie" which belongs
therefore to our stream of consciousness. To this extent at least the
"We" is always and from the beginning connected with the Self. But
our experience of other peoples' thoughts is a transcendent one, and our
belief in the existence of those thoughts, therefore, a principally
dubitable belief.
This, of course, does not mean, that our knowledge of the other's
existence, or even of his thoughts, refers immediately to the other's
psycho-physical existence and especially to the perceiving of his body.
Scheler is certainly right if he underlines again and again that the mere
existence of a frame of reference referring to the other, of a system of
interpretable signs or symbols, for instance, is sufficient for the belief
in the existence of other persons. Wiehave to add that also any produc-
tion and any tool, any work of art and any manufactured thing refers
to its producer. It is the frozen result of human activities and by repro-
ducing the acts which led to its existence, we always may win access to
other people's stream of thought without referring necessarily to other
people's bodies. We understand a symphony without thinking of the
composer's writing hand. Nevertheless, the function of the body is
most important for the knowledge of the other's thought.
59. This, of course, is just one meaning of the most ambiguous term "expression."'
Cf. G. W. Allport, Personality,p. 464 ff.
60. "Erkenntnisund Arbeit" in Die Wissensformenund die Gesellsclhaft,1926.
61. L. c., ?53 f.
SCHELER'S THEORY OF INTERSUBJECTIVITY 34/7