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The Extractive Industries and Society xxx (2016) xxx–xxx

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The Extractive Industries and Society


journal homepage: www.elsevier.com/locate/exis

Review article

The impacts of mining on livelihoods in the Andes: A critical overview


Kelsey A. Brain*
Pennsylvania State University, 302 Walker Building, University Park, PA 16802, United States

A R T I C L E I N F O A B S T R A C T

Article history:
Received 9 September 2016 This review article synthesizes research findings which demonstrate that mining in the Andes is
Received in revised form 28 February 2017 transforming local livelihoods by changing water quality and quantity and land tenure practices upon
Accepted 1 March 2017 which traditional livelihoods depend, as well as by generating new employment opportunities in mining
Available online xxx communities. I argue that research on livelihood change in Andean mining communities would be
enriched by 1) a deeper attendance to the gendered, raced, and classed nature of these changes and 2) the
Keywords: disaggregation of different mining management regimes (e.g. state-run, privately-run, cooperative-run)
Livelihoods to allow for comparisons of the livelihood impacts between them.
Mining
© 2017 Elsevier Ltd. All rights reserved.
Extraction
Andes
Intersectionality
Feminist political ecology

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2. Mining in the Andes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3. Impacts of mining on livelihoods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1. Impacts on livelihoods via water . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2. Impacts on livelihoods via land tenure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.3. Impacts on livelihoods via new employment opportunities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.4. Placing the livelihood-change literature in context . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4. Attending to social difference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5. Attending to different forms of mining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
6. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

1. Introduction mining activities are negatively impacting local livelihoods.


Specifically, recent protests have organized around the claim that
In October 2016, two protests just four days apart in separate pollution from mines and transport trucks kills livestock and
mining communities in southern Peru resulted in violent clashes reduces fertility of agricultural fields (Post, 2016a,b). The protest-
between police and protesters (Post, 2016a,b). Followed in ers’ fears are not unfounded, as a common feature of resource
December 2016 by violent confrontations in Ecuador (Ling, dependent countries is increased poverty and worsened living
2017), these protests are only the most recent and visible in a conditions for populations in close proximity to mines, despite
growing mobilization by local residents in opposition to increased growing national GDPs (Valdivia, 2011).
mining activity in the Andes since the 1990s (Himley, 2012; In this article, I synthesize a vibrant and rapidly growing body of
Jenkins, 2015). One of the central claims made by protesters is that research on the impacts of Andean mining on local livelihoods. This
research demonstrates that Andean livelihoods are altered
primarily by the effects of mines on: (1) water quality and
quantity, (2) land tenure practices, and (3) shifting employment
* Corresponding author.
opportunities. Despite the vitality of work on the mining-
E-mail address: kjb5816@psu.edu (K.A. Brain).

http://dx.doi.org/10.1016/j.exis.2017.03.001
2214-790X/© 2017 Elsevier Ltd. All rights reserved.

Please cite this article in press as: K.A. Brain, The impacts of mining on livelihoods in the Andes: A critical overview, Extr. Ind. Soc. (2017), http://
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livelihood change nexus in the Andes, I argue that this literature analysis for two reasons. First, Bolivia, Peru, and Ecuador followed
would be greatly enriched by further analysis in two key respects. relatively similar political-economic trajectories over the past
First, only a few of the studies synthesized here attend to how several decades, implementing structural adjustment programs
livelihood changes are experienced differently within communi- and allowing increased foreign investment in the 1990s following
ties or households based on gender, race, or age. Second, the the 1980s debt crisis. In contrast, Chile’s political economy has
studies do not adequately address how different forms of mining been more closely tied to U.S. economists and neoliberal policies
present in the Andes – foreign-run, state-run, cooperative-run, and since the 1970s (Harvey, 2005), and Colombia’s political economy
artisanal – may differentially impact livelihoods. has been under greater U.S. influence under the premise of the war
Attending to intra-community and intra-household social on drugs (Livingstone, 2004). Second, the majority of studies on
difference when examining livelihood change in Andean mining changing livelihoods due to mining in the Andes has been
communities is important because of the potential vulnerability of conducted in Bolivia, Peru, and Ecuador, where indigenous,
specific groups to mining, based on age, race, or gender. For campesino, and women’s protests over mining are highly visible
example, transnational mining corporations have been charged (Jenkins, 2015).
with nine human rights cases for violating women’s rights,
including inflicting upon women forced labor, human trafficking, 2. Mining in the Andes
beatings, rapes, and gang rapes (Palmater, 2016). Women in the
Andes are often exploited in small-scale artisanal mining camps as Mining has shaped the Andean region’s economic, political, and
well, where they may be recruited to work in the camp and then social relations since the colonial period. From the 16th–19th
forced to sell their virginity to pay for transportation and lodging centuries, Europeans extracted minerals from Latin America to
costs (Global Initiative against Transnational Organized Crime, fund expansion, industrialization, and urban development in
2016). In these examples, the disproportionately negative impacts Europe. 136,000 metric tons of silver accounting for 80% of global
of mining activities on women and girls are attributable to acts of silver production came from Latin America between 1550 and 1800
gender and sexual violence. However, I argue that the impacts of (Robbins, 2011). During the same time period, Europeans extracted
mines on local livelihoods in the Andes is also likely to be an estimated 1,685 metric tons of gold and 50,000 metric tons of
experienced differentially along gender lines given the role of mercury from Latin America (Hylander and Meili, 2003; TePaske
gender hierarchies in shaping social life in the Andes (e.g. Andolina et al., 1982). The extractive colonial relationship between Europe
et al., 2009; Radcliffe, 2012a) and the gendered nature of livelihood and Latin America oriented Latin American economies around the
change in mining communities in other regions (Jenkins, 2014). export of natural resources, a legacy which is still seen in the
Racial hierarchies, as well as differences in class, age, religion, or region’s many resource-dependent countries.
marital status, may also produce differentiated livelihood impacts Like other Latin American countries, Bolivia, Peru, and Ecuador
within communities or households impacted by mines (Perreault entered the 1980s after a 30-year period of Import Substitution
and Valdivia, 2010; White, 2013). Industrialization (ISI), in which national policies limited foreign
Beyond attending more closely to social difference, I argue that trade and investment and attempted to build the national
the mining-livelihood change literature synthesized in this article industrial capacity to replace foreign imports (Green, 1999,
would also be greatly enriched by comparing the impacts of 2003). However, the 1980s debt crisis ended this period of partial
different types of mines on livelihoods. Increased attention to isolation, as Andean countries accepted strict neoliberal austerity
different forms of mining in the Andes is important because of the measures facilitated by the International Monetary Fund (IMF) and
increasing prominence of state and cooperative mines in Bolivia World Bank that required them to globalize trade and attract
and artisanal mines in Peru and Ecuador as compared to foreign- foreign investment in an effort to pay off their debt (Perreault and
run operations (Achtenberg, 2016; Law, 2012). These commonly Martin, 2005). The mining sector in Bolivia, Peru, and Ecuador,
smaller-scale mines have the potential to produce different which had been largely state-run during ISI, was privatized under
livelihood outcomes than larger-scale mines because, for example, neoliberal policies, and foreign investors, including new investors
they may source their workforce more locally, operate with less from China, began acquiring or forming mining operations in the
infrastructure and under less regulation, and have different region (Bury and Bebbington, 2013). Himley (2012) identifies
environmental impacts. These potential differences demand neoliberal government policies which privatized and transnation-
critical comparison and analysis between the impacts of various alized the Andean mining sector as one of three key factors that
mining forms, which the literature to date has not sufficiently contributed to the dramatic growth of mining in the Andean region
addressed. since the 1990s. Increased demand for minerals on global markets,
In this article, I first provide a brief overview of the geographical especially from rapidly industrializing countries like Brazil, China,
and historical context of mining in the Andean region. I then and India, and advances in extraction and processing technologies
synthesize the current work on Andean mining-related livelihood also contributed to the increase in mining activities (Himley, 2012).
change, demonstrating that local livelihoods are altered primarily The privatization and internationalization of the mining
by the impacts of mines on water quality and quantity, land tenure, industry in Peru, Bolivia, and Ecuador was rapid and extensive
and new employment opportunities. Finally, I argue that the in the 1990s and 2000s (BBC News, 2012). By 2006 the Peruvian
mining-livelihood change literature would be enriched by (1) government had privatized 220 state-owned firms in the mining
studies which explore how power relations and social hierarchies and fuels industry, generating a capital flow of $9.2 billion
of gender, race, class, age, or religion shape and mediate mining- (Gurmendi, 2006). But while Peru has remained consistently
induced livelihood changes, leaving some people in more neoliberal in its policies (excepting perhaps a series of laws in 2011
vulnerable and marginalized positions than others, and (2) and 2012 to increase taxes and regulations on mining), Bolivia and
research that disaggregates mining into its specific forms, such Ecuador have elected governments which claim a departure from
as foreign and/or privately-run, state-run, cooperative-run, or neoliberal policies. Both Bolivian President Evo Morales elected in
artisanal, to explore how each form differentially impacts local 2005 and Ecuadorian President Rafael Correa elected in 2007
traditional livelihoods. campaigned on the promise to recognize indigenous rights,
This article focuses specifically on Bolivia, Peru, and Ecuador. nationalize control over natural resources, and use the resulting
Although neglected in this article, mining is also prevalent in the profit for social development projects (Humphreys Bebbington and
Andes of Colombia and Chile. I delimit the geographic extent of this Bebbington, 2012). Morales’ and Correa’s policies and vocal

Please cite this article in press as: K.A. Brain, The impacts of mining on livelihoods in the Andes: A critical overview, Extr. Ind. Soc. (2017), http://
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opposition to neoliberal globalization have garnered much and has since been adapted by various development agencies and
attention from researchers who see the political-economic climate researchers to assess the sustainability of a given population’s
as anywhere from “postneoliberalism” (Peck et al., 2010) to “social livelihoods. The framework is a tool which allows users to check off
neoliberalism” (Zimmerer, 2013) to “neoliberalism interrupted” appropriate boxes to determine how individuals in a community
(Goodale and Postero, 2013). These titles reflect researchers’ access and use “livelihood assets” – such as human, social, natural,
attempts to capture the significant regional policy shifts towards physical, and financial capital – to achieve livelihood outcomes
more state control over production, distribution of revenues, and (DFID, 1999). Critiques of livelihoods frameworks argue that their
creation of social programs, while simultaneously recognizing that implementation fails to adequately engage the social and political
they do not represent a complete upheaval of neoliberal ideologies relationships which shape livelihood activities and glosses over the
(Humphreys Bebbington and Bebbington, 2012; Radcliffe 2012b; role of livelihood activities in creating and recreating systems of
Zimmerer, 2013). In fact, scholars question the extent to which meaning and identity for communities (Scoones, 2009; for an
these new policies represent a break from neoliberalism, pointing exception see Bebbington, 1999).
out, for example, that uneven patterns of revenue distribution from However, many researchers with an interest in power relations
mining in which most benefits accrue to population centers while have still found the livelihoods concept, without the attendant
risks are borne by rural, indigenous communities appear to be framework, useful. These researchers pay greater attention to how
equal under neoliberal and “post-neoliberal” policies in the region livelihoods are embedded in webs of power, mediated by
(Bebbington and Humphreys-Bebbington, 2011). institutions and actors, and actively contributing to the renegotia-
Despite continued neoliberal traits in Bolivia’s economy, tion of meaning and subjectivity. For example, studies have
Morales' policies have led to shifts in mining ownership patterns, examined how access to livelihood assets is mediated by
reducing the role of transnational and corporate actors. Most legislation, policies, and resource administrations (Daur et al.,
importantly, Morales nationalized several large mines and 2016); solidarity groups, churches, and development organizations
supported the expansion of small, self-organized mining cooper- (Bebbington, 2001); indigenous organizing and identity politics
atives; in fact, since 2006 concessions granted to mining (Perreault, 2001); and environmental change caused by uneven
cooperatives have increased by more than 500% (Achtenberg, development (Rocheleau et al., 2001). The research synthesized
2014). In Bolivia, privately-run mines comprise only 6% of the here uses the livelihoods concept to demonstrate that livelihoods
mining workforce while cooperative-run mines comprise 88%. in the Andes are being transformed by the impact of mining on: (1)
State-run mines employ the remaining 6% of the workforce water quantity and quality upon which livelihoods rely, (2) land-
(Achtenberg, 2014). Peru’s and Ecuador’s governments have not tenure practices which facilitate land-based livelihoods, and (3)
embraced state- and cooperative-run mines to the same extent; the creation of new employment opportunities.
rather, they continue to facilitate the role of private, foreign
companies in extraction (Gurmendi, 2006). However, small scale 3.1. Impacts on livelihoods via water
mining operations are increasing in both countries, particularly
informal, artisanal gold mining, which has grown considerably in Researchers studying the impacts of Andean mining consis-
the past decade, producing approximately USD $2.6 billion a year tently find that mining causes water contamination, decreases
in Peru (Wagner, 2016). Artisanal mining is increasingly a source of water availability, erodes systems of community water manage-
conflict and protests in Peru (Hill, 2016). ment, and amplifies inequalities in water distribution and access
Today, Andean economies are considered to be largely resource- (see for example, Acosta and Martinez, 2010; Bebbington and
based economies. Around 2/3 of both Bolivia’s and Peru’s and over Williams, 2008; Bebbington et al., 2010; Sosa and Zwarteveen,
1/2 of Ecuador’s exports come from extraction (IMF, 2014; OEC, 2012; Velásquez, 2012). In the livelihoods research, water is
2014). Mining concessions in all three countries have been granted perhaps the most prominent conduit for mining’s impacts upon
to foreign companies at considerably heightened rates since the livelihoods.
1990s; for example, land granted in mining concessions increased Many Andean mines are located at the headwaters of local
from 14 percent to 70 percent in the Peruvian Amazon between water supplies which are used for personal consumption, for
2004 and 2008 (Humphreys Bebbington and Bebbington, 2012). irrigating agriculture and pasture land, and for watering livestock.
Mining concessions throughout the Andes most often overlap with In Tual, a community neighboring the Yanacocha open-pit gold
indigenous territory, campesino (peasant) communities, and mine in Cajamarca, Peru, Li (2009) shows that dairy farming,
headwaters of local water supplies (Bebbington, 2009), thus traditionally the most important source of income, has declined
putting at risk the livelihoods and well-being of many rural significantly because of reduced water quantity and quality in the
indigenous and campesino. In Section 3, I examine the ways in Tupac Amaru canal, which flows from headwaters on the
which mining is impacting Andean livelihoods. Yanacocha property. In 2002, waste rock deposit from the mine
contaminated Tupac Amaru. U.S.-based Newmont Mining Corp.
3. Impacts of mining on livelihoods diverted the water, and replaced it with water from their treatment
plant. However, residents complained about yellowish specks left
At its most basic, a livelihood is “the means of gaining a living” on the grass after irrigating, a different taste, and reduced quantity
(Chambers, 1995, vi). Livelihood studies examine the economic, with the treated water. Dairy farming is heavily dependent on
social, and environmental conditions which together influence the water for irrigating pasture, watering cows, and processing dairy
ability for an individual or household to make a living. Livelihoods products, and the lack of reliable water access caused many locals
thus stand as an alternative to single-sector (e.g. wage income) to shift from dairy-based livelihoods to newly available employ-
assessments of poverty and development (Scoones, 2009). Using ment in building infrastructure for mines, making lunches, or
the livelihoods approach, researchers have shown how Andean providing transportation for mine workers. However, Li maintains
mines frequently impact communities by affecting the assets they that these projects are generally short-lived. Of particular
use to make a living, such as water sources for irrigation, importance, Li also highlights that these jobs are primarily given
agricultural land, human health, and cohesive social networks. to males in the community, whereas dairy farming is usually
It is important to distinguish between livelihoods as a concept handled by women. Therefore, the shift from dairy to alternative
and the sustainable livelihoods framework, which was first livelihoods fundamentally alters women's contributions to house-
developed by the UK’s Department for International Development hold income and livelihoods.

Please cite this article in press as: K.A. Brain, The impacts of mining on livelihoods in the Andes: A critical overview, Extr. Ind. Soc. (2017), http://
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Reduced water quantity and quality is also argued to cause 2008). The displaced landowners moved to marginal lands and/or
reduced fish catches, declining animal health, and dwindling tried to farm on less land, both of which lead to overgrazing and
agricultural productivity for communities around Yanacocha and soil degradation (Bury, 2007). Migration off the land also included
the Japanese-owned Pallca mine in central Peru (Bury, 2007). In considerable farmer migration into the city of Cajamarca where
both locations residents feel that their livelihoods are seriously many have had difficulty finding jobs and continue to rely on the
threatened by the mine’s impacts on limited water sources that farm production of relatives who were able to keep their land
they use for livestock, crops, and personal consumption. Some (Steel, 2013). Further, Cajamarca is marked by increasing social
researchers are cautious to attribute livelihood change solely to the inequality between displaced farmers and migrants who have
impacts of mines, however. For example, although Hinojosa (2013) arrived to work in management or professional jobs at Yanacocha.
found that mining reduced water quantity for households in four For example, most mining elites send their children to the
communities in southern Peru, she suggests that the community’s international school, which is unaffordable for displaced farmers
declining alpaca- and oregano-based livelihoods may be more (Steel, 2013). Due to several lawsuits surrounding their expropria-
closely linked to falling market prices and low quality alpaca-fiber tion processes, Newmont now negotiates with farmers to
than to reduced water access. determine sales prices (Bury, 2007).
On Bolivia’s Huanuni River, the primary water source for In other regions such as the Cordillera Huayhuash, land is
more than a dozen indigenous campesino communities, the shared communally rather than privately owned, particularly the
impact of tin mining is visible on the landscape: “upriver from grazing land above the communities. Mitsui Mining’s Pallca
the [Huanuni tin] mine, the river’s waters are clean enough to operations use community land for roads and treatment ponds
irrigate crops, but below the mine it flows gunmetal gray, which affects the quality and accessibility of these lands. Mitsui is
choked with sediment from the mine’s processing plant, and required by law to pay land users for the mining operation’s
laden with heavy metals, chemical pollutants, sewage and solid impacts on the land, but there has been considerable conflict over
waste” (Perreault, 2013, 1051). The high levels of pollution in the negotiating these payments (Bury, 2007). Similarly, in El Pangui,
Huanuni River from the mining operations upstream have made Ecuador, mining has further complicated an already tense system
the water unsafe not only for personal consumption, but also for of negotiations over land use and control between indigenous
crop irrigation and livestock consumption. Perreault found that Shuar and mestizo Colonos in the region. Warnaars (2013)
74% of research participants reported having an animal sickened demonstrates that, for El Pangui residents, material delineation
and 47% reported having an animal die from drinking surface of land is intertwined with symbolic struggles over what the land
water. The water quality impacts agricultural fields as well, as means. Land ownership marks the position of each population in
toxins from the river settle on the riverbank during the rainy the community and demonstrates their historical role in protecting
season floods and are then carried by the wind to neighboring and using the land. As half the land in El Pangui’s district has been
fields during the dry season. Houses near the river are acquired by Canadian mining company Corriente Resources, both
surrounded by infertile and abandoned land. In Huanuni, “nearly the Shuar and Colonos populations struggle to create new, non-
36% of households surveyed reported having no source of land-based claims for their positions and rights within the
freshwater, while over 64% indicated they [did] not have community (Warnaars, 2013).
sufficient water to meet their daily needs” (Perreault, 2013, As these studies indicate, mining frequently constricts local
1061). access to land, which has provided an important means for local
These studies demonstrate that by reducing water quantity and residents to make a living through agriculture, livestock raising,
quality in local communities, mines are fundamentally disrupting and artisanal mining for generations. Further, changes in land
local livelihoods. In particular, the effects on water alter agricul- access impact meaning-making processes in mining communities.
ture-, dairy-, and livestock-based livelihoods by causing health By altering land tenure traditions, mining can fundamentally
problems for animals, reducing land productivity, and interfering transform how communities understand their ability to make a
with irrigation. Land-based livelihoods are also disrupted by living, their position within their community, and their ties to
changes to land tenure practices associated with mining, which I place.
address next.
3.3. Impacts on livelihoods via new employment opportunities
3.2. Impacts on livelihoods via land tenure
A final theme in the mining-related livelihood change literature
As outlined in Section 2, mining concessions have increased centers around the arrival of new employment opportunities
dramatically over the past 20 years, and the mines that are triggered by mining operations. These new employment oppor-
eventually constructed upon these concessions are necessarily tunities are often linked to a host of broader social changes which
spatially expansive (Perreault, 2013). Mines require ever expand- impact the social and human capital assets individuals may draw
ing territory to excavate for additional minerals, to dispose of slag upon in their livelihood strategies. First and most obviously, the
brought up in the mining process, and to sustain infrastructure arrival of a mine brings opportunities to work in the mine. Mining
such as water treatment plants and roads. The process of work can serve as a way for local residents to diversify their
obtaining lands for these activities varies depending on the livelihood strategies; however, researchers frequently find that
region and whether land is owned privately or shared commu- mine work is temporary and that only the lowest-paying, most
nally, but in most cases involves some form of displacement of dangerous jobs go to local residents (Gorriti, 2004; Li, 2009; Steel,
local residents. 2013).
At the Yanacocha gold mine, Newmont Mining expropriated The labor required for mining has a secondary effect, however:
land and paid owners “fair-value” market prices of approximately the in-migration of large numbers of mine workers from outside
$80 per square hectare in 1993 (Bury, 2007). However, because of the territory. Researchers have found that significant in-migration
rapidly rising property prices (now over $1000 per square hectare has multiple effects. First, a group of elite professionals usually
near the mine), most landowners were never able to buy the same arrive to manage the mine operations, monitor environmental
amount of land again. Landowners who were paid for their land by impacts, and serve in other professional positions. The highest
Newmont state that they felt pressured into selling, were paid poor paying jobs within the mining operations go to these elite
prices, and/or had their land sold by non-owners (Bebbington et al., professionals, and because of their wealth and social connections,

Please cite this article in press as: K.A. Brain, The impacts of mining on livelihoods in the Andes: A critical overview, Extr. Ind. Soc. (2017), http://
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they have privileged access to social services such as elite (Perreault and Valdivia, 2010), and obscure indigenous communi-
international schools (Steel, 2013). As such, the mines can be ties’ struggles over land, livelihoods, and everyday life (Anthias,
seen to reinforce inequalities by increasing the wealth and position 2016). These scholars demonstrate that categories of social
of incoming mine workers while only providing low-paying jobs to difference are deeply intertwined with extraction in the Andes.
locals, which serves to entrench their position of poverty (Gorriti, In Section 4, I use literature on gender, race, and indigeneity in
2004 in Bebbington et al., 2008). Second, in-migration to mining the Andes to show that power relations along axes of social
towns is often associated with risks to social resources; in difference profoundly shape lived experiences in the Andes and
particular communities often experience changes such as growing should be more carefully attended to in the mining-livelihood
theft, family dislocation and separation, and loss of cultural change literature. I also draw on the gender and mining literature
traditions (Bury, 2007). to illustrate the potential insights a feminist approach could
In addition to work in the mines, mining operations bring contribute to our understanding of mining-related livelihood
employment opportunities outside the mines. For example, new change in the Andes. In Section 5, I use literature on mining in other
job opportunities usually become available in building infra- regions of the world to demonstrate that different forms of mining
structure such as roads and treatment plants and providing (e.g. foreign-owned versus artisanal) can have significantly varied
transportation, lodging, and food to mine workers. As with work impacts on the communities in which the mines are located. Given
in the mines, however, researchers voice concern about the the particularities of the Andean region, where policies are
temporary nature of these projects and their (in)ability to offer currently being written to facilitate more (e.g. Bolivia) or less
long-term livelihood strategies for residents (Hinojosa, 2013; Li, (e.g. Peru) cooperative and artisanal mining, research into their
2009). Increases in prostitution have also been noted in some differential impacts would be immediately useful.
mining communities (Bury, 2007). While prostitution can provide
opportunities for financial independence, particularly for women, 4. Attending to social difference
it can also lead to human trafficking and place women in
dangerous or exploitable positions (Wagner, 2016). Importantly, Although the literature on the mining-livelihood change nexus
Anthias (2016) notes in her study of indigeneity and processes of has given minimal attention to intra-community and intra-
capitalization in the Bolivian Chaco that new employment household power relations and social difference (excepting Li,
opportunities in road construction, security, and domestic work 2009; Hinojosa, 2013), other bodies of research in the Andes have
associated with the boom in natural gas production have powerfully demonstrated that gendered, raced, and classed power
reshaped household economies and gender dynamics. Although dynamics shape the lived experiences of Andean people. In this
Anthias is not focusing on mining-induced livelihood change in section, I draw from literature on how gender, race, indigeneity,
her study, her remark on changing household gender dynamics in and age, among other social categorizations, shape experiences of
the face of increased extraction indicates the potential for new privilege and marginalization in the Andes. I do so in order to ask
employment opportunities to result in livelihood changes that are questions about how these social differences might mediate the
experienced differentially across gender, age, or other categories experience of mining-caused livelihood change for various people
of social difference. groups in the Andes.
Gender is one social category which is deployed in a way that
3.4. Placing the livelihood-change literature in context delimits material and symbolic experiences for people throughout
the Andes. For example, Grieco (2016) illustrates that women’s
The literature linking Andean mining to transformations in local activities are severely limited by ideologies of modernity in the
livelihoods is empirically rich and makes significant contributions Andes which equate womanhood with motherhood and restrict
to interdisciplinary studies of mining. Yet this literature inade- women’s agency to activities associated with ‘respectable’
quately deals with intra-community and intra-household social motherhood. Similarly, in her study of Ecuadorian indigenous
difference as well as difference between types of mines, treating women who beg or sell gum for livelihoods, Swanson (2010)
the impacts of mining on livelihoods as largely uniform within demonstrates that racist and patriarchal social hierarchies severely
communities and across territory. Specifically, I argue that this limit indigenous girls and young women’s employment oppor-
literature would be enriched by fieldwork that attends to how tunities, making domestic work one of the few socially-acceptable
livelihood transformations in Andean mining communities are employment opportunities for them. Further, women anti-mining
mediated by (1) social difference, such as gender, age, race, protesters face public criticism and pressure from family to
religion, or sexual orientation and (2) different mining types abandon their activism, because activism positions them outside
including foreign-run, state-run, cooperative-run, or artisanal socially acceptable roles for women in public space (Jenkins and
mining. Rondón, 2015).
Attending to social difference requires rescaling the focus of As an exception to the gender-blindness of most of the literature
analysis to the household scale to explore how livelihood change is presented in Section 3, Li’s study of dairy farming in Tual (2009)
differentially experienced by various members within communi- emphasizes that the impacts of mining on local livelihoods are
ties and households in the Andes. Livelihood literature that gendered. Historically, women were primarily responsible for dairy
engages with social difference would build on recent environmen- farming and were thus critical contributors to household incomes.
tal justice, feminist, and critical approaches to mining research in As dairy farming declined due in large part to water contamination
Latin America. For example, environmental justice scholars argue from the operation of the Yanacocha gold mine, women
that mining most often hurts populations who are already socially increasingly lost their position as pivotal contributors. On top of
marginalized because of race, gender, or class and that these this, new employment opportunities in the mine, building
populations tend to be further marginalized in decision-making supporting infrastructure, or providing transportation to mine
processes concerning mining operations (Urkidi and Walter, 2011; workers primarily went to men in the community. Similarly
White, 2013). Similarly, feminist and critical scholars highlight that standing out as an exception within the literature, Hinojosa’s study
in the Andes mining is intertwined with particular ideologies of (2013) demonstrates that age also serves to mediate mining-
modernity, respectability, and citizenship which restrict women’s related livelihood change. In her study, young people were more
agency (Grieco, 2016; Jenkins and Rondón, 2015), exclude likely to work temporarily for the mine and save enough money to
marginalized populations from decision-making processes move to a city to pursue education while the elderly were more

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likely to be tied to the land and less able to benefit from the arrival 5. Attending to different forms of mining
of the mine.
The experiences, vulnerabilities, and political agency of As outlined in Section 2 of this article, mining in the Andes is not
individuals in the Andes are also fundamentally shaped by uniform. Rather mines are run under a variety of different
socially-constructed racial hierarchies, particularly for indigenous ownership or operating structures. These consist of mines run
groups (Andolina et al., 2009; Valdivia, 2005). Indigenous women by private, usually foreign companies, the state government,
are often doubly marginalized due to their position within mining cooperatives, or individuals (artisanal). Many mines in the
intersecting race and gender hierarchies. For example, even region are operated by partnerships between private companies
though development projects in the Andes since the 1980s have and the state or between private companies and cooperatives. In
prioritized attending to gender dynamics and women’s empower- Bolivia, small-scale cooperative mining employs the largest
ment (Radcliffe, 2006), these projects rarely benefit indigenous percentage of the workforce by a high margin (88%), but state-
women due to their tendency to reinforce race and class privilege run and privately-run mines still generate higher percentages of
(Radcliffe, 2012a). Yet, development projects intended to benefit the country’s exports than cooperative-run mines. And while
indigenous populations frequently sideline women in planning hydrocarbon exploration in Ecuador is largely conducted by large,
and decision-making processes, thus leaving indigenous women transnational corporations, virtually all gold mining activities at
marginalized in both contexts (Radcliffe, 2012a). the turn of the century were small-scale artisanal, involving an
These studies make evident the very real and powerful effects estimated 20,000 people (Tarras-Wahlberg et al., 2003). In striking
of social hierarchies and difference in the Andean region where contrast to the diversity of forms of mining operations evident in
mining is transforming livelihoods. Given their importance, I argue the Andes, every study outlined in Section 3 of this article
that research on mining-induced livelihood changed in the Andes examined the impacts of large-scale mines, and all but the state-
should more thoroughly attend to social difference within and owned Huanuni mine in Bolivia were owned at least partially by
across households and communities. My argument is further foreign transnational corporations. The limited attention to
supported by work on gender and mining in other regions of the smaller-scale cooperative and artisanal mines raises a host of
world, which suggests that mining often disproportionately questions including: How do environmental and livelihood
impacts women. As regards livelihoods, studies in other regions impacts differ between communities effected by large and small
suggest that because women are frequently responsible for scale mines? What differences exist between how foreign-owned
subsistence agriculture and raising livestock, they are particularly and state-owned mines compensate landowners? Do cooperative-
affected by the environmental degradation of water and land run mines offer different employment opportunities than foreign-
caused by mining (Bhanumathi, 2009; Bose, 2004; Eftimie et al., or state-run mines?
2009; Isla, 2002; Jenkins, 2014). Further, prostitution frequently Based on research done in other regions of the world, I
becomes an important livelihood option for women in mining conjecture that there may exist considerable differences between
communities, as an influx of predominantly male migrant workers the livelihood impacts of artisanal or cooperative mining and the
into the mining community make it a lucrative option for poor livelihood impacts of large-scale, transnational mining. For
women whose traditional livelihoods are being disrupted (Perks, example, research in Africa suggests that in regions with artisanal
2011). Finally, two studies of Andean mining suggest that mining mining, local residents are very likely to participate in this mining
jobs available to women are primarily in surface-based waste and as part of a diversified livelihoods strategy (Banchirigah and Hilson,
mineral processing, jobs which are low-paying and include 2010). In contrast, large-scale, foreign-owned mining in the Andes
exposure to dangerous chemicals (Ávila, 2005; Markland, 2012). has provided only minimal work opportunities for locals (Gorriti,
Given the importance of gender, race, age, and class in shaping 2004; Li, 2009; Steel, 2013). Is artisanal mining more likely to
lived experience in the Andes, I suggest that employing an provide diversified livelihoods options to Andean communities
intersectional approach would improve our understanding of how than private, large-scale mining? What employment opportunities
intersecting social differences can work together to mediate do large-scale mines create that artisanal mining is less likely to
livelihood change in Andean mining communities. Much of the provide? Further, both large- and small-scale mining often expand
research conducted by feminist political ecologists has employed into agricultural areas where property rights over community
an intersectional approach for understanding the complex lands are not formalized. Enforcement of laws to compensate for
hierarchies shaping environmental access, use, and control. For land encroachment may differ between formal and informal
example, Mollett and Faria (2013) demonstrate how gender, race, operations. Thus, artisanal, cooperative, state-run, and privately-
age, and religion work together to shape the ability of Miskito run mines may have different implications for property titling and
women in Honduras to maintain land tenure claims. Similarly, land-based livelihoods (Hinojosa, 2013). Comparison research
Sultana (2009) shows that masculinity/femininity intersects with could begin to answer these questions.
class, age, and geographical location to shape material water access It is also important to consider that the mining structure may
in Bangladesh. Finally, Nightingale (2011) argues that practices of work in conjunction with axes of gender, age, race, and class to
cutting, gathering, and grazing in the Nepalese forest are shaped by shape differentiated experiences related to mining in the Andes.
and continually (re)shape cultural categories such ‘woman’, ‘Dalit’, For example, Markland (2012) shows that in Bolivia women have
and ‘Bahun’. These examples of an intersectional approach raise some limited involvement in small-scale cooperative and state-run
questions for the Andean context about how power dynamics mines, but are virtually never seen in a privately-owned mining
surrounding social difference restrict access to livelihood assets operation. This finding suggests that women’s relationships to
such as water, agricultural land, and non-farm employment mine work as a household livelihood strategy may differ between
opportunities. Further, these examples raise questions about communities affected by foreign-owned mines versus state-
how Andean social categories themselves are perhaps being owned or artisanal.
contested and (re)shaped alongside of and through material Understanding the varying impacts of different mining forms
livelihood changes. An intersectional approach to studying has direct policy implications. State governments in the region are
livelihood change in Andean mining communities would provide actively involved in trying to formalize and control artisanal
a deeper and finer-grained understanding of how livelihood mining projects. For example, Peru’s 1992 General Mining Law
changes are experienced within the most severely-impacted made no mention of small scale mining, but in 2002, the Toledo
communities. administration passed the Law for the Formalization and

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Promotion of Small-Scale and Artisanal Mining, which sought to forms of mining operations in the Andean region. For example,
promote small scale mining while simultaneously increasing with the nationalizing policies of Bolivia and to a lesser extent
government involvement and monitoring. Since that time the Ecuador, a comparison between the impacts of state-run and
Peruvian government has increasingly sought to police artisanal privately-run mining operations could provide critical informa-
mining. For example, in 20111500 police and military officials were tion to policy makers as well as to scholars attempting to theorize
sent to the Madre de Dios region to destroy mining equipment a “postneoliberal” turn in Latin America (for a review, see Yates
associated with illegal mining (Law, 2012). Despite increased and Bakker, 2014). Additionally, the dramatic increase in
policing, informal mining continues to pop up in new places cooperative and artisanal mining in the region in the past two
throughout the Peruvian Amazon (Hill, 2016). Similarly, the decades (Achtenberg, 2014; Law, 2012) requires careful analysis
Morales administration in Bolivia has supported cooperative of the impacts of these types of mines on local livelihoods.
mines through loans and joint ventures (Achtenberg, 2014), but Analyses across mining forms are especially needed given that the
following violent conflicts between cooperative miners and the current research on mining-livelihood change focuses almost
Bolivian state in August 2016, which resulted in the death of five solely on transnational, privately-run mining operations. A deep
miners and the brutal killing of Bolivia’s Deputy Interior Minister, and fine-grained understanding of how mining impacts local
Morales has sought to increase government control over the community members’ livelihoods and well-being in the Andes is
cooperative sector (Achtenberg, 2016). Therefore, research attend- critical for informing both mining policy and activists’ anti-
ing to the differential impact of various mining structures could mining efforts in the region. Already the mining-livelihood
have direct policy implications for the governments of Bolivia, change literature is rich with in-depth, place-based empirical
Peru, and Ecuador. work, but further attention to social difference within communi-
ties and households as well as comparisons between forms of
6. Conclusion mining operations will make important contributions to this body
of research.
In this article, I have sought to synthesize a robust body of
literature examining the impacts of increasing mining activities on Acknowledgments
local livelihoods in the Andean countries of Bolivia, Peru, and
Ecuador. The research summarized here considers the diverse I would like to thank Ramzi Tubbeh, Megan Baumann, Eden
assets individuals and households employ in various ways in order Kinkaid, Andria Aguilar, and two anonymous reviewers for their
to make a living, both materially and meaningfully, and how access feedback on early versions of this article. I would also like to
to those assets is mediated by a variety of political-economic express gratitude to my doctoral advisor, Lise Nelson, for the
relationships and institutions. In examining the impacts of mining discussions, suggestions, and support that contributed significant-
on local communities through a critical livelihoods approach, the ly to the development of this article. Any errors or omissions are my
research discussed in this article has highlighted a variety of ways own.
that mining has influenced local people’s ability to make a living. I
have organized these impacts into three primary categories. First,
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