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C u r r e n t A n t h r o p o l o g y Volume 41, Number 5, December 2000

q 2000 by The Wenner-Gren Foundation for Anthropological Research. All rights reserved 0011-3204/2000/4105-0002$3.00

The field of emotion research has been deeply ploughed


in many disciplines. There are vibrant traditions of emo-
Emotion in tion research in sociology (reviewed by Kemper 1993),
anthropology (reviewed by Lutz and White 1986, Levy
Archaeology 1 and Wellenkamp 1989, White 1993), philosophy (re-
viewed by Solomon 1993), history (recent reviews in
Stearns 1993, Pinch 1995) and, especially, psychology2
(analysed in Averill 1992). Notwithstanding the diversity
by Sarah Tarlow of approaches explored, much emotion research is no-
tably interdisciplinary. Apart from some psychological
approaches to emotion, in which even the divide be-
tween experimental and clinical branches of study is not
often breached, referencing is wide and disciplinary
Despite the establishment of significant traditions of emotion re- boundaries are regularly and confidently transgressed.
search in many disciplines, there has been little discussion of the However, archaeology has rarely become involved in
state and potential of the archaeological study of emotion. This
paper aims to review archaeological approaches to emotion—to
scholarly debates on the topic and has, as yet, made little
assess the significance of existing studies and outline the poten- impact. This paper argues that it is important for ar-
tial for the incorporation of emotion into archaeological research. chaeologists to engage with some of the ideas being pro-
It argues that the study of emotion in the past is both necessary duced in interdisciplinary studies of emotion, that our
and possible; it considers which understandings of emotion we own work should be informed by them, and that ar-
might find most useful, how the archaeology of emotion might
be carried out, and what are the most promising avenues to ex- chaeology has a potential contribution to make to this
plore. In archaeology, both the sociobiological approach and one area.
based on empathy have serious problems. After reviewing and re- The first half of this article is a review of the main
jecting the dichotomy between emotions as entirely biological, lines of approach to the study of emotion which have
universal, and hard-wired, on one hand, and entirely social and
constructed, on the other, a view of emotions as historically spe-
been taken over the past couple of decades and an outline
cific and experientially embodied is advanced. Finally it is argued of the critique they have attracted. The second part is
that it is vitally important for us to incorporate a consideration focused on emotion in archaeology: why archaeologists
of emotional values and understandings into our archaeologies should study emotion, how they have attempted to do
but that emotion cannot be separated from other aspects of so- so, and what might be the most productive directions
cial and cultural meaning and experience.
for future research.
s a r a h t a r l o w is Lecturer in Historical Archaeology at the
University of Leicester (Leicester, U.K.). Born in 1967, she was
educated at Sheffield University (B.A., 1989) and at Cambridge
University (M.Phil., 1990; Ph.D., 1995). She has taught at the
What Is an Emotion?
University of Wales, Lampeter (1995–2000). Her publications in-
clude Bereavement and Commemoration: An Archaeology of Much of the literature on emotion is characterized by a
Mortality (Oxford: Blackwell, 1999), The Familiar Past? Archae- vagueness—probably intentional—about what exactly
ologies of Later Historical Britain (London: Routledge, 1999), and
“Landscapes of Memory: The Nineteenth-Century Garden Ceme- an emotion is. Scholars, particularly in the more con-
tery” (European Journal of Archaeology 3[2]). The present paper structivist traditions, prefer to talk specifically about the
was submitted 7 vii 99 and accepted 11 xi 99. contextual use of words such as “anger” or “shame”
rather than to define what we mean by an emotion. Eva-
siveness about definition, in the case of emotion, also
represents an anxiety about thinning, oversimplifying,
or reducing the complex and rich associations of a term
in quotidian use. In this case, the colloquial uses of the
term are broad, and the academic drive towards close
definition and refined, specific meanings risks losing
some of the richness of what emotion language means
in everyday life. Parrott and Harré make the point that
“academic usage of terms borrowed from natural lan-
guages may strive for more precision, but only at the
cost of neglecting some of the richness of the natural
category. Precision is good, but omission can be bad”
(1996:4). Leavitt would therefore prefer “not to say what
an emotion is, but rather what ‘we’—defined roughly
. . . as Western and Western-trained social scientists
1. The ideas expressed in this paper have benefited from discussions —ordinarily mean when we talk and think about emo-
with my students and colleagues at the University of Wales, Lam-
peter, and from the detailed comments of Ian Hodder, Mark Plu- 2. Psychological literature on emotions includes numerous sub-
ciennik, and Julian Thomas, who kindly read an earlier draft. Two fields such as evolutionary psychology, experimental and neuro-
CA referees provided extremely helpful criticism and suggestions. psychology, social psychology, and psychotherapy.

713
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tions, and so what categories of other cultures we tend some physiological state which is the basis of some
to ‘recognize’ as emotions rather than as something else” felt perturbation.
(1996:516).
Leavitt’s formulation acknowledges that there is not,
The abstraction and reification of a thing called anger or
in all conceptual schemas, a box designated “emotion”
love or grief sets artificial limits on an experience which
into which the same things are universally deemed to
is both variable and complex. Attempts at close defini-
fall. Other people may understand experiences which we
tion of emotion or its distinction from associated con-
would bracket as “emotions” as any number of other
cepts have only really proliferated in biologically based
things, including, for example, physical conditions (Hee-
and functional studies (e.g., Batson, Shaw, and Oleson’s
las 1983; 1986:244–46).3 Modern Western thought gen-
[1992] attempt to differentiate between affect, mood, and
erally places emotion within the individual. This is, un-
emotion) and are ultimately unconvincing.
surprisingly, the basic assumption behind the dominant
If the definition of emotion is doomed to inadequacy,
research traditions in psychology, neurology, and psy-
one might ask, why address it at all? The reason is that
chotherapy, but it is not the only way in which emotions many of the differences, misunderstandings, and frustra-
can be understood. Barfield has described the process dur- tions that arise when scholars try to talk to each other
ing the late medieval and early modern period in Europe come about because, explicitly or otherwise, scholars
by which attributes such as malice, happiness, or fear have used the term to mean different things. Many ap-
ceased being properties of external things, people, or sit- parently conflicting views of emotion are merely due to
uations and came to inhere in the apprehension and ex- the use of incompatible definitions. This becomes ob-
perience of the subject (Barfield 1933:157–59). In large vious, for example, when reading Ekman’s (1994) list of
measure our understanding of emotions comes from an what constitutes an emotional experience. For instance,
Enlightenment (and earlier) distinction between emo- one of his criteria is that it should be of short duration
tions as primal, bodily, precultural, and universal and (about 3–5 seconds). This is obviously not compatible
cognition/interpretation, which is constructed, cultural, with a definition of emotion that a historian or anthro-
and variable. This understanding is considered and cri- pologist might use in any social sense, such as romantic
tiqued below; here it is important to note only that love, jealousy, anger, or shame, and appears to limit the
“emotion” is not a concept which is universally term “emotion” to physiological agitation associated
recognized. with hormone rushes (which is actually quite in keeping
Definitions of emotion which try to draw lines be- with Ekman’s use of the term).
tween emotion and other kinds of “feeling” experience There is clearly a big difference—and perhaps an un-
have been largely unsuccessful. Even within Western bridgeable one—between the definition of emotion as
concepts of emotion (themselves much more heteroge- bounded, universal, and physiological and the construc-
neous and problematic than is sometimes suggested), tivist view of emotion as unbounded, existing only
bounding “emotion” is hard. What is the difference be- through cultural meaning, culturally specific, and sub-
tween emotions and feelings? Or between emotions and ject to transformation or disappearance through time.
moods or even characters? Is happiness an emotion, for Recent critique depends on the observation that both a
example? In colloquial use that would certainly be our restricted biological definition of emotion and a radical
understanding of it, but we could also describe a mood, constructivist one are inadequate to an understanding of
a character type, a colour, or an event as “happy.” There emotion as fully embodied and culturally rich. New def-
is no uncontestable or unambiguous answer. initions which do not impoverish our understanding
It is thus easy to see why so many commentators have have been sought, of which Lutz and White’s “embodied
avoided defining “emotion.” In fact the struggle to define thoughts” (1986) has been one of the most widely quoted,
a bounded thing representatively labeled as an “emo- but the meaning of “emotion” remains problematic and
tion” is itself productive of limited and inadequate emo- the source of much confusion.
tion research. Defining a “thing” necessarily limits it in Approaches to emotion can frequently be assigned to
ways which may be inappropriate (Harré 1986:4): either a biological essentialist or a social constructivist
point of view—as Leavitt (1996) puts it, “bodily feeling”
Psychologists have always had to struggle against a or “cultural meaning.” This basic dichotomy in critical
persistent illusion that in such studies as those of traditions has served to structure a number of recent
the emotions there is something there, the emo- reviews (e.g., Leavitt 1996, Lutz and White 1986) and to
tion, of which the emotion word is a mere repre- organize at least one conference (Shore 1993).4 More re-
sentation. . . . [There is an illusion that] there is an cent reviews have criticized the widespread bipolarity in
abstract and detachable “it” upon which research the research community, rejecting the apparent choice
can be directed. In many cases the only “it” is between a biological and a cultural reductionism (Hinton
1993), and much scholarship of emotion is now moving
3. These anthropological approaches contrast with the chauvinistic
and Eurocentric views of, for example, Elster (1999:250–62), who 4. James Averill (1992) has posited a threefold division of ap-
explains the non-recognition of depression among the Tahitians and proaches—the social, the biological, and the psychological—and
the cultural elaboration of “accedia” in medieval Europe as “mis- then subdivided the field yet further, but he is unusual in using a
taken” interpretations of universal “proto-emotions.” triple rather than a dualistic structure.
t a r l o w Emotion in Archaeology F 715

towards approaches which synthesize elements of the ist approach. Leff accepts that culture will affect emotion
two schools. but states that the value of cross-cultural emotion re-
search is that it enables psychologists “to dissect out the
psychophysiological, the cognitive, and the social com-
biological approaches
ponents of emotion” and to define the “pure, irreduci-
Much of the study of emotion in psychology has pro- ble” emotions which combine to produce “the whole
ceeded from the assumption that there are certain “ba- range” of human emotion (p. 318). Here emotions are
sic” emotions which are in some way “hard-wired” phys- seen as “things” (Harré 1986:4) which retain some kind
iologically into the human brain and nervous system of integrity underneath the influence and variability of
(e.g., Izard 1991; Panksepp 1993; Plutchik 1962, 1980; cultural practice. This is evident in the way Leff ad-
LeDoux 1993; Shaver, Wu, and Schwartz 1992). This dresses the problem of linguistic translation. He criti-
group of scholars sees emotions as part of human phys- cizes some psychological studies for not appreciating
iology, properties of a precultural social human body and that language is deeply involved in emotion and points
existing separate from and prior to cultural encrusta- out that “adequate translation” may not always be pos-
tions. Emotions are understood as primarily genetic, sible, but then he goes on to suggest that the distorting
based on evolutionary adaptation, and functional in the effects of language are essentially a methodological prob-
production of “behavioural homeostasis” (Plutchik lem of cross-cultural experimental research which might
1980). These “basic emotions” may be culturally glossed be circumvented by the use of non-verbal means of com-
and combined to form other, complex emotions. Shaver, munication. For example, he suggests that one could
Wu, and Schwarz (1992), for example, argue that cross- show subjects photographs of mourners at a funeral and
culturally basic emotions may be combined in numerous ask them “to choose the appropriate expression from a
ways to produce culturally specific emotions, but cul- selection of context-free faces. It would then be possible
tural difference, for them, arises from the variable ad- to determine whether the ability to differentiate emo-
mixture of a limited range of emotional ingredients. tions is greater or lesser with non-verbal compared to
Basic emotions are thus understood to be common to verbal information” (p. 346). Leff here assumes that there
all humanity, often corresponding to a set of human fa- will be a state of “sorrow” or “grief” which characterizes
cial expressions which are argued to be universally rec- all cultures and exists in humans before and separate
ognized in human society (Ekman 1984). Emotions in from their language. He also assumes that the same cues
this school of thought are understood to be primarily will evoke the same responses across cultures—that a
bodily and only secondarily culturally interpreted. In this funeral will always have the same emotional connota-
way it may be possible to distinguish unproblematic tions. But we know that this is not the case (there are
“emotions,” free from any cultural or cognitive input numerous anthropological and ethnographic sources one
(Panksepp 1994), which are the same for humans as for might cite here; Barley [1995] is one of the most enter-
any other animal (Plutchik 1980). Culture may then taining). Leff takes a positivistic approach to the study
overlie, distort, or disguise these basic emotions. For Ek- of emotion, assuming that emotions are there to be dis-
man (1980, 1984), culture can interfere with universal covered and truths about them will be revealed through
emotions in three ways. First, because of cultural “dis- careful observation and appropriate methodology. Lutz
play rules,” emotions expressed are not always those ex- and White (1986) contrast this approach with what they
perienced, and emotions that are experienced are not al- call “interpretivist” trends in anthropology, which build
ways transparently expressed. Secondly, cultural rules on the assumptions that emotions are fluid and variable
will vary the “elicitors,” the stimuli which provoke a and that emotional meanings are negotiated between
particular emotion, so that, for example, owls do not people, including the anthropologist, in and through so-
universally evoke fear, though they do for some people. cial situations.
Finally, culture may also enable people to override their Criticisms of “intellectually anorexic” (Harré 1986:9)
natural emotions (cf. Zajonc and McIntosh 1992). As in bio-psychological accounts of emotion have been around
many psychological and psychiatric perspectives (e.g., since at least the early 1970s and have come not only
Leventhal 1980), there is a “two-layer” model of the per- from anthropologists but also from within psychology.
son, with basic “psychic unity” (Lutz and White 1986: In particular, James Averill has examined and exploded
412) overlain by culture. Leavitt (1996:518) has suggested the implicit assumption that emotion is involuntary, ir-
that such a position leaves one with two possible lines rational, and somehow related to the lower, animal fac-
of thought. The first is that emotions are biological and ulties which characterized much early physiological and
invariable and therefore outside the purview of the hu- psychological work on the subject. He contends instead
man sciences. The other is that, since emotions are that physiological emotion is inseparable from its cul-
shared at a level beyond (or, to be metaphorically con- tural meaning. He emphasizes the possibility of tran-
sistent, below) culture, emotional experience constitutes scending “biological imperatives,” the recursive rela-
a basis for empathetic understanding of others across tionship between individuals and their culture, and the
cultures. performative dimension of emotions (Averill 1974, 1980).
Leff’s (1977) discussion of how “emotions” can be In doing so he contributes to a school of thought which,
“read” across cultures exemplifies the kind of assump- Parrott and Harré (1996) contend, builds on the crucial
tions which often characterize the two-layer, universal- insight of Luria (1966) that cultural learning actually re-
716 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

shapes the human brain and nervous system (Parrott and talk” do not simply encode differently a set of shared
Harré 1996:2). Averill has also criticized the asocial and experiences but indicate and construct different emo-
acultural scope of much emotion research in psychology tional experiences, values, and understandings. Emotion
and the primacy accorded to biological principles: “One words will not necessarily have translation into other
of the most striking things about most social-psycho- languages (Heelas 1986). When we think we recognize
logical theories of emotion is that they are basically non- what we call “jealousy” or “frustration” in the expres-
social” (1992:15). He goes on to say that the level of sion or the behaviour of a cultural Other, it is a “leap of
analysis favoured by most social psychologists is that of faith” to assume that “because we both have (are) human
individuals as biological units, dissociated from their bodies, ethnographers experience the same emotions as
cultural situations, their experiential histories, and so those among whom they live” (Leavitt 1996:519). The
forth. These individuals are standard units with the same empathetic basis for cross-cultural understanding is in-
set of operating specifications in all contexts (his ex- accurate, and previous attempts to “translate” the emo-
amples are Schachter [1964] and Zajonc [1985]). Averill’s tions of other societies into our own terms have been
individuals, by contrast, are profoundly social; their interpreted as a Eurocentric and even imperialistic ap-
“emotions”—understood as complex and meaning- propriation of the experience of the non-Western Other
ful—cannot pre-exist their cultural experience. (Geertz 1984, Lynch 1990). Rather than taking a view of
Averill (1980) has articulately critiqued the basic-emo- language as simply labeling pre-existing essential states,
tions approach, rejecting the assumption that biological much recent work has argued that “emotion talk” is
systems provide an exclusive and universal basis for absolutely central to the constitution and cultural ex-
emotional experience and that emotions can be “hier- perience of emotion (e.g., Abu-Lughod and Lutz 1990,
archized.” While he acknowledges that emotions do “in- Harré 1986, Heelas 1986).
corporate elements from one or more biological systems” Many physiological researchers into emotion have
(p. 329), he considers this an inadequate basis for an en- taken extremely seriously the critiques of cultural schol-
tirely or primarily biological theory of emotion: “A grain ars. Nevertheless, there remains a core of researchers
of truth is not sufficient to make a theoretical loaf” (p. who, by exclusive and mutual referencing traditions,
329). have managed to avoid addressing serious problems in
Other psychological research has somewhat unseated their methodologies and inferences. Zajonc and McIn-
the idea of basic emotions by demonstrating that the tosh (1992:70), for example, continue to treat emotions
same physiological state may be experienced as fear or as clearly observable and unambiguous phenomena and
anger or even joy, depending on the context (e.g., Ortony congratulate themselves that “the field [of emotion re-
and Turner 1990). search in psychology has] moved ahead systematically,
Finally, what has made the biological approach so dif- gradually reducing the equations to ever fewer un-
ficult to maintain as a way of eliciting cross-cultural knowns.” This plainly ignores the proliferation of un-
truths is the encounter with ethnographic and historical knowns made evident in ethnographic and sociological
work which makes abundantly clear that emotion is study and the deep problems of trying to talk about emo-
hugely variable—that the “cultural” parts of emotion are tions in terms of “equations” at all.
not superficial (see, e.g., the ethnographic work of Schief-
felin [1976], Geertz [1980], M. Rosaldo [1980], Heelas
[1983], Howell [1984], R. Rosaldo [1986], Abu-Lughod social constructivist approaches
[1988], Lutz [1988], Battaglia [1990], and Grima [1992]
and the historical work of Jackson [1985] and Harré and Arising from the critique of the biological understanding
Finlay-Jones [1986]). Emotions are constituted in com- of emotional experiences is a body of work which argues
plex ways, involving bodily experiences, cultural mean- that, rather than being universal and biological, human
ings, social values, and personal idiosyncrasies. If any- emotions are culturally specific and differently consti-
thing is universal it is the capacity for what we call tuted in different cultures through myth, social practice,
“emotional” experience. Emotions are cultural, rich, and and language (e.g., Rosaldo 1984, Harré 1986, Heelas
variable; assumptions that certain physiological feelings 1986, Lutz 1988, Grima 1992, Harré and Parrott 1996).
constitute emotion for all people do not help us to ad- Most constructivists do not view emotions as having no
dress questions about the range of emotional experiences biological aspect at all, but they argue that systems of
and understandings. cultural meaning are primary in any attempt to under-
Another significant line of critique has been that bi- stand emotion and not merely overlays on a hard-wired
ological approaches have failed to consider the generative biological basis. The bodily aspects of emotion may be
role of language. A lack of engagement with recent the- denied or considered scarcely relevant. The bodily agi-
oretical and philosophical debates has resulted in a naı̈ve tations discussed by Ekman (1984) and others are not
understanding of language as merely the encryption of a themselves emotions, it is argued, but component pro-
prior “thing.” Biologically based studies of emotion have cesses which are inextricably combined with other, so-
assumed that words are purely representational in func- cial and cultural, processes to organize and enable emo-
tion and serve as interchangeable labels for a basic ex- tion (Kitayama and Markus 1994:1–2). “Emotion talk”
perience that is the same for an Inuit, a Spaniard, or an (Heelas 1986) is accorded great significance by construc-
Ilongot (Harré 1986:4). In fact, variations in “emotion tivist scholars. Rather than language’s being a layer on
t a r l o w Emotion in Archaeology F 717

top of a central and universally shared set of bodily ex- emotion is the basis of social agency: “The body cannot
periences, it constitutes the emotion (Harré 1986:5): be seen merely as subject to external forces: the emotions
which move the person through bodily processes must
This is not to deny that there are “leakages” into
be understood as a source of agency: social actors are
consciousness from raised heartbeat, increased embodied” (1994:50).
sweating, swollen tear ducts and so on. But these ef- Reddy (1997), in a sustained attack on constructivist
fects are incidental to what it is to be in this or that approaches to emotion, points out that neither the con-
emotional state. It turns out that the dominant con- cept of “discourse” nor that of “practice” is adequate to
tribution to the way that aspect of our lives unfolds capture the active power of emotion. His admiration for
comes from the local social world by way of its lin- Grima’s (1992) ethnography seems to me a little mis-
guistic practices and the moral judgements in the placed in that context. Although Grima’s work, with its
course of which the emotional quality of encounters rhetoric of performance and strategy, cannot be said to
is defined. ignore agency, its neglect of the bodily experience of
emotion makes it less real, less felt. Emotion for her is
Accordingly, Harré argues (pp. 4–5), we should proceed more cognitive than linguistic but equally abstracted
not by asking “What is anger?” but by asking “How is from embodied experience. Moreover, Grima’s work car-
the word ‘anger’, and other expressions that cluster ries the suggestion that people have absolute control over
around it, actually used in that cultural milieu and type their emotions, choosing and enacting them for strategic
of episode?” reasons. This in its own way is an injustice to the depth
The constructivist approach to emotion has the virtue and complexity of human social and personal life.
of respecting and examining what is locally and cultur-
ally distinctive but the disadvantage of sometimes ne- the grounds for a new synthesis
glecting the bodily and felt dimensions of emotion. In
particular, the constructivist focus on language literally Much of the review literature on this subject perpetuates
glosses over the evident bodiliness of emotional expe- a binary understanding of emotion—the argument is
rience. Yet the very language of emotion is itself often whether emotion is physical, neurological, “primitive,”
deeply biological—emotions are said to be experienced universal, and deep in the individual or constructed, cog-
nitive, unstable, and highly cultural. Several of those
in particular parts of the body; emotions are “felt”—in
who have reviewed the literature of emotion have iden-
both senses of the word—as physical sensations and
tified poles of extreme biological universalism and of
manifest in physical symptoms. At the extreme, some
cultural constructivism/relativism and then presented
constructivist theorists can seem to deny any bodiliness
their own work as uniquely balanced and synthetic (e.g.,
to emotions at all. At times the work of Michelle Ros-
Leavitt 1996, Harré and Parrott 1996). The work of Cath-
aldo, Catherine Lutz, or Benedicte Grima might exem-
erine Lutz (1988), Michelle Rosaldo (1984), and Rom
plify this tendency. For example, Grima (1992), in her
Harré (e.g., 1986) has exemplified the constructivist ex-
study of emotion among Paxtun women in Pakistan,
treme; Plutchik (e.g., 1962, 1980, 1990), Izard (e.g., 1977,
claims that emotion is entirely performative, a social 1991, 1992), and Zajonc (e.g., 1985; Zajonc, Murphy, and
construct serving to mediate social relationships. Emo- Inglehart 1989) have frequently represented the biolog-
tion is learned and culturally coded, and people employ ical pole. Yet even those works identified as extreme
and perform emotion in accordance with their social have themselves often incorporated a recognition that,
strategies. Harré’s early work on emotion treats the bod- put crudely, both body and culture matter. Few would
ily aspects of emotion as epiphenomenal and uninter- now argue either that emotions have no bodily dimen-
esting (see the quotation about “leakages” above). Strath- sion or conversely that emotions are purely animal phe-
ern (1975) has been criticized by, for example, Lutz and nomena and have no cultural meaning. The widespread
White (1986:407) for treating bodily experiences such as recognition on “both” sides (to oversimplify a complex
blushing as merely metaphors with secondary ramifi- range of positions) that emotions are both biological and
cations in corporeal experience. social is significant. The more productive recent work
Much of the most eloquent critique of social construc- has taken an interdisciplinary and synthetic approach
tivism in the study of emotion has come out of medical and moved debate towards the consideration of issues
psychology, particularly in the recognition that emo- such as (1) the relative importance of “biological” and
tional experiences, though culturally and even individ- “cultural” factors (are cultural differences, as Lutz and
ually variable, are bodily in nature (e.g., Csordas 1990, White [1986:408] ask, “crucial or merely interesting”?),
Jenkins 1991, Kleinman and Kleinman 1991, Jenkins and (2) the relationship between body and culture (is one
Karno 1992, Low 1994). Several scholars in this field have “primary” and the other “secondary”? is emotional ex-
criticized constructivism for its inadequate treatment of perience a “layering” of the cultural over a biological
the person as active and communicative. Lyon and Bar- basis? how far may one aspect be affected by the
balet (1994) argue that popular constructivist concepts other?—i.e., is society organized to manage people’s
of the body as a consumer or as the object of medicali- emotions, or do emotions arise from social/cultural ex-
zation represent the body as a thing or space that actions pectations?), and (3) whether the separation of “biolog-
are performed on. By contrast, they argue that embodied ical” and “cultural” elements of emotion for analytical
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purposes is desirable or even possible (“as long as you grow or diminish in intensity and elaboration, as is ex-
try to take a middle position between biology and cul- emplified in his own review of the literature relating to
ture, you still leave the opposition between the two in the emotion of accidie, a medieval state of spiritual bore-
place” [Julian Thomas, personal communication]). dom and dejection for which no real equivalent exists
In recent years, anthropological and sociological in- today (Harré and Finlay-Jones 1986:220). Perhaps it is the
terest in the body has produced a ground for critical con- difficulty of finding or recognizing relevant sources
sideration of emotion which potentially gets beyond the which has impeded the development of emotional
problems of dualistic thought. Lutz and White’s (1986: histories.
430) suggestion that emotions be regarded as “embodied Such history of emotion as exists has mostly concen-
thoughts” uses the theorized body as a way of linking trated on the changes in emotional experience in the
the biological and constructivist “sides” of the tradi- early modern period in the West, particularly the devel-
tional dichotomy. Whilst a view of emotion as discourse opment of modern emotional patterns (e.g., Stone 1977,
plays down its personally experienced, embodied nature Demos 1996). These changes include the growth of af-
(Reddy 1997), to consider the “embodiedness” of emo- fective individualism and the significance of guilt.
tion—and other lived experiences—without conceding Stearns (1989:8–9) draws attention to the paucity of re-
that the body is either natural or somehow prior to social search on the later history of emotion; we might also
and cultural forces (Abu-Lughod and Lutz 1990:12) still lament the lack of attention in the historical literature
leaves room for subjective individuality in emotional ex- to emotion in earlier history and in non-Western con-
perience. In this way, postures, faces, and gestures need texts. The Stearnses’ view that emotional experiences
not be excluded from our consideration: bodies are not remain constant through time and across cultures and
“made of discourse” (a phrase used ironically by Thomas only their expression changes (Stearns and Stearns 1985:
1998) but can be considered as part of the way in which 828) would, however, be hard to maintain in the face of
emotion is culturally enacted, experienced, and repre- the anthropological literature on the subject. We might
sented. Whether the body is a useful focus for the ar- also argue that social expectations actually shape the
chaeological study of emotion is considered below. experience and its likely occurrence, so that emotions
are constituted and not simply enriched by cultural
meanings.
Emotion and Archaeology Stearns (1993) suggests that the historical study of
emotion offers opportunities to look at the causation of
Time has scarcely been considered a significant dimen- change—how shifts in emotional values and expressions
sion in emotion research in psychology, sociology, or an- articulate with changes in other beliefs such as the Prot-
thropology. This widespread failure to consider historical estant Reformation, increased commercialization (e.g.,
trajectory has been critiqued by Reddy (1997), for ex- Campbell 1989), and industrialization. In archaeology we
ample, who has claimed that work such as Geertz’s are very far from arriving at a consensus about the pos-
(1983) does not take sufficient account of the historical sibility or value of studying emotion. Yet there are a
forces which brought a specific Western concept of the number of compelling reasons that the archaeological
feeling individual into existence (1997:339–40). consideration of emotion could or should be important
The undifferentiated “traditional” (ethnographically to us:5
and historically) is sometimes invoked uncritically by 1. Emotion is not natural or precultural. Given that
sociologists as a foil for the “modern” (a usage critiqued the attribution of emotional states to past people is wide-
by Walter 1995), but serious consideration of change over spread and, I would argue, inevitable in archaeology, a
time has been substantially the preserve of historians. critical awareness of our assumptions about emotion in
Questions of the history of emotion—and the implica- the past is necessary.
tions of the historical mutability of mentalities and emo-
2. Emotion is absolutely central to human experience
tions—have been most extensively addressed by French
and the way society works.
historians. The insights of Lucien Febvre were very sig-
3. Our understanding of volition and motivation re-
nificant in shaping a tradition of historical psychology
quires the incorporation of emotion. Doing justice to
in France which considered critically the mental and
people in the past means recognizing that they were com-
emotional experiences of people in the past and thus
plex, feeling, thinking humans and not automata re-
responded to Febvre’s call to “give up psychological
sponding to situations in predetermined ways.
anachronism” (1973:9). This historical psychology was
4. Critical awareness of the variability of emotion de-
informed by and contributed to a new or revived interest
in mentalités, represented by historians such as Duby naturalizes some of our present emotional values; this
and LeGoff. By contrast, the literature on historical has important political implications.
change in emotion in the Anglo-American tradition is Assumptions about emotion in the past already per-
thinner than one might expect. meate archaeological discourse. “Commonsense” un-
This is not, however, because Anglophone historians
5. These propositions apply not only to archaeology, of course, but
perceive emotions in the past as unproblematic (Pinch to the humanities more broadly. The case I argue here is that the
1995:100). Harré points out that as the local moral order positive consequences of an understanding of cultural emotion
changes, so emotions themselves appear and disappear, should be extended to include archaeology.
t a r l o w Emotion in Archaeology F 719

derstandings of emotional experiences and emotional of Kaluli social and cultural life as well as individuals’
motivations are common in archaeology, and such ap- personal and introspective experiences.
proaches implicitly employ a biological and universal Anthropologists studying things such as attitudes to
understanding of emotions which takes the fact of a marriage, locality, and kin consider emotion to be central
shared humanity as the basis for an empathetic inter- (Lutz and White 1986:421); if we have pretensions to
pretation. Burials, for example, may be “respectful” or making meaningful interpretations of these things in the
“contemptuous” (Spindler 1995:253) or give the societies past, must we not also consider the significance of emo-
responsible for them “a reassuring feeling of permanence tional values in constructing them? Concepts such as
and perpetuity” (Parker Pearson 1993:92). Common el- “resistance,” “control,” “the household,” “child rear-
ements of archaeological explanation involve emotional ing,” and “power,” for example, are given cultural force
concepts such as attachment to land, respect or awe be- through emotional experience. Of course there are prob-
fore the ancestors, social control through shame, guilt, lems in that the nature of those emotional experiences
or fear, and so on. Yet given the variability of emotional is not everywhere the same. We cannot assume that “the
experience, it will not suffice to assume that certain household,” for example, always means the same thing
emotions were relevant in the past. We must be critical in terms of the emotional bonds among its members or
about attributing emotional states, motivations, or con- between the household and its land. However, to con-
cerns to people of the past. We must make cases that sider the household without considering the way in
certain emotional responses or values were likely to have which the people in it might experience their relation-
occurred in particular contexts. Foregrounding the study ships, hope for the future, and remember the past would
of emotions forces us to consider our assumptions—to be to impoverish our understanding and could result in
reject sameness and question what we “know” about archaeologies which are strangely inhuman, partial, or
people in the past. If emotion varies across cultures in dull (merely descriptive). In this way, the attribution of
the present, emotions have certainly not remained stable emotional states to people in the past is part of the pro-
through time. ject of imagining “households with faces” (Tringham
Imputing certain familiar emotions to past people is 1991). As Tringham points out, depersonalized accounts
especially prevalent in popular pasts—books, films, tel- of the human past cannot capture the “richness and com-
evision programmes, etc. Yet placing romantic love or plexity” (p. 120) of social life.
Emotions are involved in the way a society structures
late-20th-century styles of anger, jealousy, or pride in the
itself. Changing understandings of the nature and sig-
early 14th century (as in the film Braveheart) or deep
nificance of grief, for example, affect and are affected by
prehistory (in the novels of Jean Auel) is hopelessly
changing economic, social, and familial relationships
anachronistic. This kind of emotional connection, which
(Stearns and Knapp 1996, Tarlow 1998). John Demos has
affects almost every popular film, television programme,
looked at changes in the emotions of social control such
or novel about the past, has the effect of making what
as shame and guilt in an early modern context. He relates
was possibly very different appear safe and familiar and
a change in emphasis from shame to guilt during the
legitimating our own emotional and social values. This
later 17th and early 18th centuries in New England to
is a pity. A popular history or archaeology which pre- changing social structures and the transformation in at-
sented people in the past in really unfamiliar ways could titudes to the self and religious belief (1996). This set of
be much more exciting than the normalized schlock we emotional values was evident in changing notions of
are generally offered. crime and punishment and in the popular “moral econ-
In representing the people of the past we will always omy.” In the past few decades many archaeologists have
need to negotiate between the Scylla of making them so explored questions of social control and the operation of
utterly incomprehensible that we cannot even begin to power. Emotional ideologies play key roles in the repro-
say anything meaningful about them and the Charybdis duction and transformation of relationships of power,
of rendering them as late-20th-century Europeans wear- and therefore to neglect consideration of the emotional
ing wimples or furry bikinis. There are political impli- is to impoverish our social archaeologies generally. He-
cations to both positions which are beyond the scope of gemony and authority in social contexts are constituted
this article. Here the point is that theorized, critical un- through such emotional experiences as awe, respect, fear,
derstandings of the emotions of people in the past are shame, and guilt as well as familiarity and security.
better than unexamined, implicit ones. Large-scale processes such as state formation, subsis-
A second compelling reason for studying emotion is tence change, and population movements need to be un-
its enormous importance in shaping human experiences derstood in locally meaningful contexts of feeling and
both “behind” and “in front of” any event, to use Bar- understanding. For example, Kus (1989) reviews the pro-
rett’s useful terms (1994:5). The actions and motivations cesses of state formation and the maintenance of royal
of human beings are shaped by their emotional experi- authority in Madagascar through an examination of the
ences—their desires, fears, and values. And human ex- metaphorical and emotional meanings of state, king, and
periences are meaningful through their emotional power. society to the mass of the people. She argues that “social
Schieffelin’s (1976) ethnography of the Papuan Kaluli de- actors operate not only in a world of physical and social
scribes how emotions which he translates as “grief,” ‘laws’, but also in a ‘meaningful’ world” (p. 153). In order
“nostalgia,” and “anger” shape and animate most aspects to understand how a kingdom was created and repro-
720 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

duced, it is necessary to think about what—materially, those which accord best with the researcher’s own cul-
ideologically, and emotionally—its subjects derived from tural values. Thus in a collectivistic society, emotions
such a form of social organization. Without “bread and which express group solidarity will be considered more
circuses,” revolution or simple non-cooperation can en- fundamental than those which express differentiated in-
sure that unpopular regimes fail. dividualism; in an individualistic society the reverse will
Similarly, the meaning of architecture, artifacts, or be true (p. 16). In either case, valorized emotions are
landscapes in the past is animated by the emotional un- given the status of deep, natural, human characteristics,
derstandings which inform their apprehension. A land- which is why, he argues, “social theorists of diverse per-
scape may be a place of dread or of joy; an artefact may suasion, conservative or radical, secular or religious, of-
be a token of love or a mnemonic of oppression. Emotion, ten urge people to ‘get in touch with their true feelings.’”
in short, is everywhere. Emotion is part of what makes By demonstrating the variety of human emotional ex-
human experience meaningful (just as meanings make perience through time, archaeological and historical
experience emotional). Emotionless archaeologies are work on emotion can undercut claims to the “natural-
limited, partial, and sometimes hardly human at all. ness” of any single social system.6 This depends upon
Rosaldo (1989) has eloquently argued that in ethnog- the important point that emotions change. Emotional
raphy, failure to consider the emotions and the meaning values of societies can and do shift through time; emo-
content of events experienced by the subjects of study tions may cease to be recognized (as has happened in the
does them a profound injustice. Archaeologists have West to the emotion of accidie [Harré and Finlay-Jones
scarcely considered the question of what, if anything, 1986]) or their significance may develop and change (as
they owe to people in the past, but certainly a case could I have argued is the case for romantic love in the 18th
be made that we owe them a duty to represent them century [Tarlow 1999]). Stearns (1993) has argued that,
fairly in the present. It is, of course, impossible for us to because the historicization of emotion is an important
produce “The Truth” about the experiences of people in political project, history should be added to the list of
the past, but to write about a society of mechanistic units disciplines with something to add to the study of emo-
responding to stimuli as their biological programming tion, and we might add that archaeology can make a
instructs them is certainly not a fair representation. As similar contribution.
Lutz and White (1986:431) have argued in the case of This all might appear to demand something quite im-
ethnography, possible from archaeologists. On the one hand we should
consider emotion, but on the other we cannot assume
One of the promises of the new interest in emotion that we understand the specific emotions experienced by
is that it can reanimate the sometimes robotic im- people in the past; we should write three-dimensionally
age of humans which social science has purveyed. about their understandings and motivations, but we need
The agricultural decision-maker is rarely seen as suf- at the same time to be reflexive and critical about what
fering through a choice between sometimes terrible we say. We owe it to the people of the past to represent
alternatives; the health system of a society is often them as fully and as roundedly as possible, but, if we
presented as if it were peopled by actors rather than cannot assume that their emotional states were ones that
family members confronting each other’s possible we would recognize or that they considered the same
death. Incorporating emotion into ethnography will sorts of situations to be emotional, how can we know
entail presenting a fuller view of what is at stake for what to represent?
people in everyday life. For all these reasons and others, there is some legiti-
mate debate about whether emotion is a useful, mean-
ingful, or possible area of archaeological study. There are
Lutz and White are not arguing here for a universal hu- a number of grounds upon which the study of emotion
man emotionality, to be understood empathetically, but might be resisted. First, there are major and serious con-
they are saying that emotional experience—variable and cerns about the usefulness of such an amorphous term
unpredictable—is a central part of human experience and as “emotion,” an anxiety that I share and to which I will
to ignore it is to dehumanize the ethnographic (and, we return. There are also methodological concerns: how
might add, archaeological) Other. might we go about introducing emotions into our ar-
The fourth reason we should bring emotion into ar- chaeology, especially in prehistoric contexts and those
chaeology relates the history of emotion to present social with poor data resolution? Associated with this is an
and political concerns. Stearns (1989) suggests that the underexplored anxiety that writing emotion into the past
historical study of emotion can challenge modern beliefs necessarily involves empathy, which may only reproduce
which inform areas such as social policy; he gives the sameness in our archaeologies.
example of jealousy considered as a cause of crime (p. I see the archaeology of emotion as inextricably tied
5). Beliefs about the legitimacy of emotional feel- up with the enquiry into meaning in the past, and there-
ings—their naturalness—inform expectations about ap- fore those archaeologists who have argued that there is
propriate social behaviour, criminal culpability, “natu- little or no point in attempting to study meaning in the
ral” human relationships such as “the family,” and so
forth. More generally, Averill (1992) notes that the emo- 6. This comment is not intended to support a morally relativistic
tions considered most natural or fundamental tend to be stance (see Salmon 1997).
t a r l o w Emotion in Archaeology F 721

past would probably reject emotion research for similar thologies) during the Mesolithic experienced the full
reasons. Their reasons for resisting “meaning” in the past range of human emotions simply by virtue of being
range from being essentially pessimistic about any un- Homo sapiens sapiens” (1991:10). By “the full range”
derstanding of past social experience (e.g., Daniel 1962: here he means all of a limited number of “basic emo-
127–28) to rejecting meaning content in favour of social tions” (in this case, five) which he believes to be shared
experience as a relevant goal for archaeological discourse by all humans and a number of non-human animals. In
(Barrett 1988, 1994).7 Others have argued that the past addition to the “basic emotions,” Mithen, following Oat-
could be so different, so other, that the interpretation of ley and Johnson-Laird (1987), enumerates various “social
past meanings is a doomed and misleading exercise (e.g., emotions” which are formed by the overlaying of cul-
Fowler 2000). I think that any position which denies the tural meaning onto one or another of the basic five.
possibility of getting at meanings in the past necessarily Clearly, this is not a sociological or anthropological view
precludes an archaeology of emotion. Emotions are con- of emotion, as discussed above, in which the full range
stituted, and are evident, through social meanings. The of human emotions would be infinite, culturally varied,
only alternative, one that we must surely reject in the and not within the experience of any single human being.
light of its enormous problems, is that the specific emo- It is not surprising, therefore, that Mithen refers to the
tional nature of experience can be assumed on a universal work of evolutionary psychologists rather than of soci-
basis. I do not think, for the reasons addressed above, ologists, anthropologists, and philosophers.
that an emotion-free social archaeology is an option. For Mithen the nature of “emotion” is not proble-
Emotional experiences give meaning and force to social matized, nor is it assumed to be culturally variable. Cer-
contexts. tain situations universally cue certain discrete and de-
What follows is a brief review of the main ways in fined emotions; thus evidence of death in childbirth
which the study of emotion in archaeology has been at- reveals grief and sorrow, while violent death speaks “of
tempted and an example of one situation in which emo- the emotions concerning anger and fear” (1991:11). In
tion is frequently and uncritically invoked in archae- accordance with his functionalist position, Mithen sees
ology: the treatment of physical disability. I will then the importance of archaeological research into emotion
consider how archaeologists might proceed in the study as being in the identification of “the nature and role of
of emotion in the past. emotions in everyday lives and activities of prehistoric
men and women” (1991:13, my italics). However, it is
unclear, given that in his view emotions are already
known and universally associated with the same situa-
Archaeological Approaches to Emotion
tions, why research should be necessary. Mithen has
been criticized by Thomas (1991a) for reducing emo-
as a biological universal tional complexity and variability to the universal and
As discussed above, the implicit assumption that emo- instrumental. Thomas rejects the idea that there is any
tions can be considered as biological universals is wide- single and timeless rationality and criticizes Mithen’s
spread in archaeology. Most of the time this is only be- work for its individualism. Thomas himself avoids any
cause the nature of emotion in general or of specific attempt to grapple with the admittedly problematic no-
emotions has not been problematized. In some cases, tion of emotion but emphasizes the importance of his-
however, archaeologists have explicitly adopted the view toricity and human intentionality.
that emotions are universal, physiological characteris- The functional/adaptive view of emotion in evolu-
tics. These scholars have then addressed themselves to tionary archaeology,8 as exemplified by Mithen, sees
questions such as the evolution of emotion in humans emotions as things which are either there or not
and its difference (or not) from emotion in other animals there—they are indicators of “humanity” in an evolu-
(e.g., Steele 1995:82–83). Steven Mithen, in particular, tionary sense (cf. Walker and Shipman 1996) and the
has been explicit about his view of the nature of emotion product of selective pressures. In itself, the experience
in archaeology, which is that emotion is functional and of “fear,” for example, is assumed to be universal; its
adaptive. constitution and recognition are not problematized. Be-
Mithen, defending his work on decision making in cause emotions are assumed to be already known and
Mesolithic foragers against the criticism that he presents understood, the questions addressed in evolutionary psy-
humans as acting robotically, argues that his “rational chology are when, how, and why emotions came to exist.
decision-makers” experienced emotion and were there- Answers to the first question are related to the achieve-
fore not “cybernetic.” Their emotions were, he claims, ment of “humanity.” In the extreme, the pursuit of an-
functional in making decisions. In constructing this ar- swers to the how and why questions leads to the socio-
gument, Mithen employs a restricted definition of the biological interpretations of romantic love, friendship,
term “emotion” whereby “we can assert with confidence
8. Kitayama and Markus refer to those psychologists who view
that each individual (except those with cognitive pa- emotion as socially constructed and adaptive at the level of the
individual to variable sociocultural environments as “functional-
7. In response to Barrett’s position, Hodder has argued that all ar- adaptive.” I am referring here not to them but to the evolutionary
chaeological work of social interpretation necessarily involves psychologists who see emotion as genetically advantageous in a
making claims about past meanings (1992a, 1999). Darwinian sense.
722 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

anxiety, or guilt with which we are familiar from endless acknowledges that psychology, meaning, and emotion
media coverage (and, in a more academic context, in the are essential to the way societies are structured and en-
work of, for example, Dawkins [1976], Trivers [1985], and acted. Matters of psychological detail are not add-on ex-
Weinrich [1980]). tras but fundamentals. Moreover, archaeologists usually
More subtle and developed consideration of emotion find the detail—small bits of background in the Mona
in archaeology is given by Cowgill (1993), who shares Lisa—rather than the broad brush strokes. It is unclear
with Mithen the general view that some basic human that cutting back on detail, even if it were possible,
emotions are biologically based and universal. Rejecting would make our task any easier.
both the unpeopled archaeological worlds of some cul-
ture histories and the pasts populated entirely by “ra-
by introspection
tional actors” proposed by some economic archaeolo-
gists, Cowgill argues that we need to develop ways of There is little controversy now in proposing that ar-
looking at the ideational and emotional aspects of the chaeologists in the present are individuals who them-
human past. He outlines a number of universal “non- selves respond differently and sometimes idiosyncrati-
rational propensities” (1993:557), including a number of cally to the archaeology they encounter and inevitably
basic emotions apparently derived from Ekman (1985) bring their own cultural understandings, subjectivity,
and, more controversial, “susceptibility to romantic and experience to their work. This self-awareness is part
love” (1993:558), among other things, although he con- of general critical theory now widely embraced within
cedes that their expression will relate to variable “local the discipline. For some, reflexive awareness of one’s
rules.” If we accept that emotions and understandings own subjectivity is not only an essential component of
need to be incorporated into archaeological explanation, politically and socially aware archaeological practice but
even though such a project will be very difficult, he goes also a source of celebration and study in its own right.
on to say, we are left with three possible courses of the- The emotional responses of the archaeologist have been
oretical action (which are not exclusive). We can accept the subject of critical consideration in recent years (e.g.,
that a reduced level of understanding is all that will be Bapty 1990, Meredith 1990, Pollard 1992, Kus 1992). Car-
possible, become bolder though not less critical in our man and Meredith (1990:187), for example, seek to ex-
use of direct historical approaches, or work towards the amine the impact of past material culture on the modern
development of “middle-range theory of the mind” archaeologist and to engage the reader’s emotions. Mer-
(p.562). edith argues that all archaeologists, situated in terms of
Cowgill’s recognition of the significance of local rules, their cultural context and personal and social histories,
local meanings, and even “local nonrational propensi- respond emotionally to their encounter with material
ties” distinguishes his approach from that of Mithen. He culture (Meredith 1990:208). In his call for the recogni-
suggests first that we should not worry too much about tion of sensuality in the apprehension of archaeological
getting all the details right and aim instead at the delin- material, he laments the sanitized and intellectualized
eation of a general picture (his artistic metaphor is ac- presentation of the past (cf. Kus 1992). He is explicitly
companied by some illustrations of the kind of “cartoon” concerned with foregrounding the archaeologist’s emo-
detail we could draw instead of the “Mona Lisa” which tional experience and aesthetic responses, which he
he suggests Hodder requires us to produce). Middle-range holds to be closely related to each other and linked to
theory of the mind will, he claims, help us to create those something “deeper” than the intellectual. He is not con-
caricatures. Cowgill’s concern for methodology is clearly cerned here with how one might approach past emotions,
one which will resonate for many archaeologists who though he does believe that the emotional self-awareness
accept in principle the need to produce more subtle, hu- he calls for is a prerequisite to such archaeological study
manized, and three-dimensional pasts but are unsure (cf. Rosaldo 1989). Meredith also points out that the mu-
how to go about this while still producing archaeologies seum-going or heritage-consuming public also has an
that are “true.” He sees middle-range theory of the mind emotional response to archaeological artefacts and ex-
as the discovery of rules that relate artistic expression hibits (Kevin Walsh [1995] makes a similar point with
or measuring systems to universal psychological traits. regard to archaeological sites).
Cowgill’s examples deal more with the kinds of issues Yet in his work on the emotional response of the mod-
which are associated with “cognitive archaeology” or ern subject encountering the past, Meredith replicates
“archaeology of the mind” as developed by Renfrew the dichotomous view that emotion is inner, sensual,
(1982, 1994), but it is unclear that the general, all-purpose and spontaneous and opposed to the rational and intel-
methodologies he suggests will be of much assistance in lectual. For him the visual is visceral; by contrast, the
telling us any but the most banal truths about the human cerebral is neither emotional nor bodily. Yet for some, a
past. In dealing with varied archaeological situations, as well-constructed intellectual argument gives at least as
his belief in the potential of properly critical historical much aesthetic pleasure as a pretty vase. A broad accep-
interpretation seems to acknowledge, it is surely nec- tance of different kinds of experience would seem to pro-
essary to develop different, contextual approaches. duce a richer archaeology than the celebration of “the
Similarly, Cowgill’s argument for an adjustment of our sensual” at the expense of “the academic.”
expectations away from the finely nuanced towards the The emotional responses of the modern archaeologist
general is not appropriate to a study of the past which have also been considered by Michael Shanks, particu-
t a r l o w Emotion in Archaeology F 723

larly in Experiencing the Past (1992; see also Shanks and consideration of such matters have rarely detailed and
McGuire 1996), and have arguably been the academic justified their views. Yet empathy is a central issue for
excuse for much self-absorbed or even narcissistic rev- archaeologists; our attitude about what may be ap-
erie. Perhaps it is unsurprising that the late-20th-century proached empathetically, the limits of empathy, and so
passion for self-knowledge and self-analysis manifest in forth, structures our interpretive strategies. There is the-
the psychotherapeutic culture should make itself felt in oretical work to be done, and this work needs to be un-
archaeology. The Freudian and post-Freudian “intro- dertaken within the discipline; the particular problems
spective revolution” (Weinstein 1990:296), which has in of understanding an Other who is far distant in time from
part been responsible for the development of emotion as the modern self have not been much addressed by think-
a research area in the first place, has also produced what ers outside archaeology. Schutz’s philosophical writings
Hodder has called “the past as self-discovery” (1999:14). on the nature of “intersubjective” understanding are in-
Emotional analysis, if limited to the self, is likely to teresting here,9 but in the end his work only brings us
be of little interest except to biographers, psychological back round to the question we have already arrived at:
historians, and the authors themselves. But if emotion what, if anything, constitutes general, shared, transcen-
is something which we value highly in ourselves, it dent humanity? What, if anything, can we empathize
should also be important and worthy of attention in about?
those whom we study (for a similar argument made with “Empathy” is often decried but rarely defined in ar-
reference to self-consciousness, see Cohen 1994). Intro- chaeology. Differences of definition appear to be at the
spection is surely of greater importance to the archae- root of much of the confusion over whether we as ar-
ologist if it nudges us towards something interesting chaeologists are or should be empathetic. Ian Hodder has
about the past. been widely pilloried for taking an “empathetic” ap-
proach, though it is clear that for him “empathy” often
means the recognition of any commonality of apprehen-
as a psychological universal sion between one’s own experience of the world and an-
other’s, rather than any grander claim fully to “know”
It is contentious, however, to suggest that one’s own
the experience of another. Hodder’s interest in the his-
subjective, emotional response could be a legitimate
torical idealism of Collingwood has led him to argue that
foundation for an understanding of emotions in the past.
all archaeological interpretation involves the assump-
At issue here is the question of how far the perceptions,
tion of some kind of commonality with the people of
experiences, and emotions of modern individuals can be
the past (1991c:95–104; 1992b:16–19). In a long discus-
considered the same as the perceptions, experiences, and
sion of the relevance of Collingwood’s work to archae-
emotions of people in the past and, more broadly, to what
ology, Hodder suggests that, while we cannot re-create
extent subjective emotional experience may be gener-
past minds through “sit[ting] and ‘empathis[ing] with’ or
alized as a basis for intersubjective understanding.
‘commun[ing] with’ the past” (1991c:98), the attempt to
The meaning, nature, and limits of empathy are not
think oneself into past subjectivities is inevitable and
often addressed explicitly by archaeological theorists.
should be carried out through active engagement with
Even those scholars whose interests in phenomenolog-
archaeological data. Hodder’s argument that some degree
ical approaches would seem to impel them towards a
of commonality of apprehension must be assumed in
order to say anything about human cultural and social
9. Schutz (1967) asks how one might ever “know” other people’s
subjective experience. His primary answer to this question depends
experience in the past other than fantastical fiction de-
on corporeal synchronicity—aligning one’s own time of experienc- mands recognition and serious consideration in archae-
ing with others’ and observing their bodily responses, facial ex- ology. Nevertheless, some critique of Hodder’s empathy
pressions, and so forth. This, as a method of intersubjective un- is certainly appropriate, given that his position is not
derstanding, has obvious limitations, however, particularly for always internally consistent.10
students of the past. From an anthropological point of view, “read-
ing” the body is itself problematic, as discussed above. Moreover, While most archaeologists would be happy to reject a
as Schutz himself acknowledges, when one is not sharing “the naı̈ve methodological empathy which assumes that past
world of everyday life” with another and such corporeal alignment emotions are knowable because we can imaginatively
is therefore impossible, there is no easy way to proceed. Schutz experience them, an important question about the degree
does acknowledge that there are significant relationships between
modern subjects and the world of predecessors (Vorwelt), which he
and nature of commonality between past and present
sees as different from the present because it is “already completely people remains largely unaddressed. In practice, few ar-
fixed” (1967:208). This world can be known only through chaeologists believe that the subjective experience of
signs—evidences left by its inhabitants (although consideration of past people cannot be meaningfully understood by us in
the nature of the communicative technologies by which the past any way whatsoever. Those who reject the possibility
is known is absent from Schutz’s work [Crossley 1996:9]). The in-
terpretation of these signs is achievable only through an imagina-
tive projection of the self through time but is problematic because 10. As Johnsen and Olsen point out (1992:433–34), Hodder has
the social environment of the world of predecessors is so different shifted his ground here: “Having declared himself as a ‘child of
from the modern world that there is no common kernel of expe- Collingwood’ in 1987 [Hodder 1987:353], Hodder (1991a:7) now dis-
rience or knowledge which may be drawn on. We therefore rely on misses Collingwood’s view as ‘outdated’ in that it ‘fails sufficiently
the limited commonality of a general, shared, transcendent hu- to examine the relationship between past and present’ (Hodder
manity. Even so, our intersubjective knowledge of the world of 1991b:34). He also finds this to be a weakness of his own account
predecessors can only be vague and tentative (Schutz 1967:207–14). (Hodder 1991b:34).”
724 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

that past meanings or emotions are knowable with much the human experience of landscape (cf. Barrett 1994). The
precision might still accept that our shared experience alternative to such totalizing perceptions arises from re-
of being human provides us with a basis for the inter- flexive personal experience. Yet for such phenomenolog-
pretation of, for example, sensory perception. Therefore ical approaches to illuminate in any way our understand-
an all-out rejection of empathy is not appropriate for ing of the past, it must be necessary to assume that in
those who study the social past. Instead we should be some way modern human experience does align with
asking, “Empathetic about what?” In practice, most ar- past human experience. I suspect that what Tilley, Tho-
chaeologists continue to suppose that something of what mas, and others mean to reject in their disclaimers about
they experience does in fact constitute a transcendent empathy is the view that past emotional states are ac-
similarity. They may anchor their interpretations in bod- cessible to us by imagination alone—what one might
iliness (Tilley), human rationality (Mithen), social power term a naı̈ve methodological empathy.
(Thomas), or symbolic thought (Hodder). The question To sum up, then: empathy is a problematic term not
of what we empathize about depends on the questions only because we must ask what we might empathize
we ask and what we are examining. Of course it is not about but also because emotional empathy might be con-
necessary to be empathetic in order to study the sidered either as a methodology or as an end result of
past—we can make meaningful and useful statements interpretation. Whilst some degree of alignment is nec-
about humans in the past such as those concerning de- essary to make all but the most empirical claims about
mography or palaeopathology, for example, without the past, many people would wish to limit assumptions
thinking ourselves into their experiences in any way, just about the similarities of human experience in some
as we feel able to make meaningful statements about ways. Methodologically, emotional empathy (Hodder’s
elephants and field mice in the past without claiming to “sitting and empathising”) is clearly inadequate as a way
know what their experiences felt like. But in order to of examining past emotions because of the potentially
make social or cultural claims about the past it is surely great and unknown differences between past experiences
necessary, at however general a level, to assume some and our own. Few archaeologists now would espouse a
“common humanity.” position which allows an empathetic understanding of
Christopher Tilley, for example, asks questions about emotion to precede the interpretive process in some tran-
the ways that monuments acted in worlds of the past scendent and panhuman way. On the one hand, meth-
and, in order to address those questions from his place odological empathy may result in the culturally under-
in the modern world, accepts that his perception of phys- theorized approaches to emotion exemplified in the work
ical, positional relationships between places in the land- of Steven Mithen. Alternatively, it could result in the
scape has something in common with the perceptions kind of mystical communion with the past popularized
of people in the past (Tilley 1993, 1994, 1996a, b). Thus in New Age and ecofeminist archaeologies. But because
concepts like “above” and “below,” “visible” and “not we cannot sustain a view of emotions as transcendent
visible,” can be assumed to have been recognized and and universal in the light of the research discussed ear-
meaningful in the past. Tilley states that his experiences lier, naı̈ve empathy cannot be a viable approach to in-
of being bodily in the landscape, “these most basic of terpretation of emotion in the past.
personal spatial experiences, are shared with prehistoric An alternative to a naı̈ve empathy based on shared
populations in our common biological humanity” and humanity is a positional empathy based on social ex-
thus provide “tools” with which to work (1994:74). How- perience (Lutz and White 1986:415). The observer may
ever, he would not wish to elaborate specific meanings draw on shared life experiences or on commonalities of
or emotions from this limited commonality alone. He gender, age, status, or practice to claim special under-
claims that his walks through archaeological landscapes standing of another. This is the position of, for example,
were not intended to facilitate “an empathetic under- the anthropologist Renato Rosaldo, who argues that his
standing of their significance.” Elsewhere he says that own experience of bereavement enabled his emotional
one of the purposes of visiting monuments is “to inform understanding of Ilongot men whose angry response to
and sediment in the mind a sense of awe and wonder” the death of others had previously been incomprehen-
(1996b:173) but not whether such an emotional sense sible to him (1986, 1989). In archaeology the social po-
has any bearing on past experiences of the same mon- sitioning argument would hold that, for example, women
ument. His writings remain ambiguous about where the archaeologists would have a unique understanding of
limits of empathy lie. women in the past because of their shared experience of
Julian Thomas takes a similar position, explicitly dis- femininity. Such arguments are essentialist in their as-
tancing himself from any attempt at “empathy with past sumption that there is some core and universal experi-
people” (1993:29). His position is that the minds of peo- ence of, in this case, “being woman” which privileges
ple in the past are now lost to us, though it is important the female interpreter (Damm 1986). From such a posi-
to acknowledge that past people did inhabit meaningful, tion, femininity, like masculinity, is ahistorical; all
social worlds. For Thomas, it is the significance of social women are joined in a universal sisterhood of wombs,
power that is universally human and that underpins his childbirth, acorn processing, and cooking pots.
archaeological analyses (1991b, 1993, 1996). As has Til- Issues of intersubjective understanding continue to be
ley, he has critiqued the limitations of the omniscient major philosophical problems for all social scientists. Ar-
distribution map and site plan as a way of understanding chaeologists encounter additional, specific difficulties,
t a r l o w Emotion in Archaeology F 725

some of which are discussed below. Methodologically we emotion as a part of individual experience in the past.
must reject naı̈ve or positional empathy but accept that Building on a critique of Foucauldian power-centred ap-
some commonality does unite past and present peoples. proaches to social archaeology, Meskell has argued that
That commonality might be in areas such as physical archaeology must incorporate a study of individuated
perception or the capacity and proclivity for experienc- and variable selves rather than looking at people in the
ing emotion, though not necessarily the experience of past as representative categories or entirely as the cre-
specific emotions. It is important to emphasize the dif- ation of either the universal body, on the one hand, or
ference between emotion as a subject of study and emo- the interplay of cultural forces, on the other (Meskell
tion (empathy) as a methodology. Those scholars who 1996, 1998; Knapp and Meskell 1997). This reconcep-
take empathy to mean an “inside” understanding of tualization of the individual must involve, she says,
emotional states would argue that it is not necessary to some consideration of intentionality and of personal,
be empathetic in order to study emotion. There is no emotional, embodied experiences (1998:156). She explic-
reason that emotion need be approached empathetically; itly rejects radical constructivism as inadequate to the
one can be just as rigorous and scholarly in the study of evaluation of agency and the self, which she argues has
emotion as in that of any other aspect of past lives. Naı̈ve some material force and experience beyond being merely
and positional empathies cannot be secure ways to a cipher through which other social and cultural forces
proceed. are inscribed. Meskell has tried to produce archaeologies
However, to say that an engagement with archaeolog- which consider emotion, particularly through the con-
ical material, the research process, might result in an sideration of Egyptian mortuary contexts. In particular,
increased understanding of the emotions of past peoples she has challenged the widespread assertion that the
is a different matter. Our understanding of emotional death of a child, especially in periods of high infant mor-
experience should proceed from the encounter with the tality, will provoke little ritual or emotion because child
material archaeological world rather than preceding such death is common and children are not full members of
an encounter. Empathy may, in short, be a valid goal, if society in material terms or in terms of their social roles;
not an appropriate methodology, of archaeological society, therefore, is not greatly troubled by their loss
research. (e.g., Ariès 1962:38–40; De Mause 1974; Woodburn 1982:
In recent years a number of archaeologists, particularly 206). Meskell claims that the evidence of the careful
those influenced by feminist and gender theory, have burials of “ordinary” (i.e., non-royal) children at Deir el
attempted to incorporate a more experiential and emo- Medina, an Egyptian workers’ village of the late 2d mil-
tional dimension into their archaeologies by experi- lennium b.c., and other historical sources from that pe-
menting with new ways of archaeological writing. Spec- riod suggest that children were cherished and their loss
tor (1991, 1993), for example, has constructed fictional was painfully felt (Meskell 1994, 1999; cf. MacFarlane
narratives exploring the possible emotional meanings 1981, Pollock 1983).
which might have coalesced around a particular artefact Meskell accepts that her approach involves some em-
during its period of use. Similarly, Tringham (1991:124) pathy but does not consider this essentialist (1998:156).
constructs an imaginative narrative around a single ar- Her work does not pretend to any universal validity; it
chaeological event, and Edmonds (1999) punctuates his addresses a particular historical context. In her discus-
account of the cultural landscapes of the British Neo- sion of mortality and burial she draws heavily upon dis-
lithic with fictional descriptions of activities and events. cursive texts produced by the Egyptians themselves and
All of these are empathetically emotional narratives, al- allows her analyses of death and bereavement, as well
though none of the authors claims any privileged status as the Egyptian concepts of person, to be informed by
for the truth of her/his story. Rather, they are provocative these textual sources. Perhaps it is unfortunate that emo-
narratives aimed at exposing the partialness of more or- tional responses to death in the 18th to 20th dynasties
thodox archaeological writing and encouraging us to in Egypt, the focus of Meskell’s work, are so familiar in
think of past people as thinking, feeling, experiencing a 20th-century context. It would be interesting to apply
beings. Do these new kinds of narratives have academic the same emphasis on emotion to very different cultural
value beyond critique? Might they approximate “actual” practices—human sacrifice, for example. In the case of
thoughts and feelings of the people to whom they are cultural practices which do not accord with our emo-
fictionally attributed? Undoubtedly, given the richer so- tional standards and values, we will be forced to confront
cial contexts of historical and ethnographic sources, this the possibly very different emotional values of other and
is easier in historical archaeology. Schrire’s (1995) at- past societies.
tempts to enrich her archaeological narrative with the
voices of imaginary Europeans and Africans in the 17th
as historically created
century are effective and contextually plausible. How-
ever, even she does not explicitly or implicitly consider A fourth direction of archaeological emotion research
that the emotional experience of those she describes treats societal emotional values as products and gener-
might be very different from what we, culturally situated ators of particular historical contexts. This work consid-
in the modern, Anglophone West, might expect. ers shifts in emotional values through their material ex-
The work of the Egyptologist Lynn Meskell has at- pression. Paul Treherne’s work, for example, looks at the
tracted some attention recently for its examination of development of a particular body aesthetic based on male
726 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

beauty in Bronze Age Europe and relates this to a “dread” was accepted despite the fact that the “disabled individ-
or angst evoked by the encounter with mortality (Tre- ual” was “non-productive” and therefore a drain on re-
herne 1995). This was intimately related to an idea of sources (food and energy) and perhaps an impediment to
personhood in the Bronze Age which was different from mobility. Care was therefore altruistic and evidence of
the Neolithic idea of a person and was reworked again a universal “humanity.” Don Brothwell’s interpretation
with the spread of Christian eschatology in the first mil- of the bones of an individual suffering from Down’s syn-
lennium a.d. From the late Bronze Age, “warrior graves” drome is typical of this argument. Brothwell (1960, 1987)
appeared across Europe, characteristically consisting of interprets those remains as “clear archaeological evi-
male interments equipped with some or all of the fol- dence that an earlier community could be compassionate
lowing categories of goods: drinking equipment, toilet and protective of their mental defectives” (1987:177).
articles, items of bodily ornamentation, and sometimes Similarly, Mithen cites graves 2, 6, and 10 at Vedbaek
equestrian equipment and/or wheeled vehicles. Al- (Albrethsen and Petersen 1976), which contained the re-
though there are local differences and some changes over mains of individuals who had suffered severe arthritis,
time, this general tradition is geographically widespread as probable evidence for “care and affection given to the
and seems to persist for two millennia or more. Whereas poorly members of society and, no doubt, gratitude given
previous scholars have intepreted this in terms of a “pres- in return” (1991:11). The same argument has been made
tige-goods economy,” Treherne builds a complex argu- by Manchester (1987:168) with reference to a skeleton
ment linking personal beautification to an individualized exhibiting osteomyelitis of the tibia. In the case of the
masculine self, centred on the body. In this context he skeleton Romito 2, a teenage boy from Late Upper Pa-
argues that the responses to physical death are likely to laeolithic Italy with acromesomelic dysplasia (a condi-
have involved anxiety and disgust and to have been mit- tion that results in dwarfism and some restricted exten-
igated through elaborate paraphernalia of remembrance sion of the elbow), the excavators believed that his
and attention to the body at death. For Treherne, ideo- condition would have made it hard for him to contribute
logical and social explanation necessarily includes emo- to group subsistence activities or to keep up with the
tional meanings. He believes that ideologies such as the rest of the group. Therefore, they argue, his survival to
prestige-goods model which have been invoked to ex- around 17 years indicates “tolerance and care for a se-
plain the same phenomenon are deficient in that they verely deformed individual” (Frayer et al. 1987:60, cited
fail to consider the ways in which people understand in Dettwyler 1991:378).
their own practices and relationships. Because of the standard interpretation of this kind of
My own work considers the development of the mod- skeletal material as evidence of human compassion, such
ern grief response to death in early modern and modern arguments have particular resonances in the investiga-
periods in Britain through the examination of commem- tion of non-modern hominids and in the debate about
orative monuments and contextual historical sources. the nature and origins of humanity. When discussing
This response depends on a highly individualized un- premodern hominids, the identification of social traits
derstanding of the self which took shape in the period such as non-maternal compassion is of significance.
from the Protestant Reformation to the 20th century Walker and Shipman (1996) interpret the evidence of a
(Tarlow 1995, 1998, 1999). What is notable about these Homo erectus skeleton found in Kenya in the mid-1970s.
approaches is that the production, transformation, and The bones of this individual (called 1808 by the exca-
consequences of certain emotional values are inextri- vators) showed evidence of severe vitamin A poisoning,
cably linked with wider social and cultural meanings, which must have continued for some weeks or even
such as the understanding of the self (cf. Meskell 1996, months before her death (long enough for the blood clots
1998, 1999). Emotion arises from contexts that are mean- to ossify). Vitamin A poisoning is a very painful condi-
ingful; meanings acquire cultural force through emotion tion and, Walker and Shipman argue, probably resulted
(amongst other things). in 1808’s effective immobilization. The only way she
Overall, remarkably little archaeology has addressed could have survived for so long, the authors claim, would
the question of emotion directly. This does not mean, be if somebody else took care of her (1996:134): “So use-
however, that archaeologists do not consider emotion in less as 1808 was for telling us much about normal Homo
the past; instead, the nature of emotion is rarely fore- erectus morphology, she told us something quite unex-
grounded or discussed. The nature and meanings of emo- pected . . . strong ties among individuals that came to
tions are assumed to be self-evident. Archaeological ev- exceed the bonding and friendship we see among baboons
idence is then interpreted as the result of normalized or chimps or other nonhuman primates.”
emotional practices. An illustration of this is the ar- In another well-known example relating to early hom-
chaeological literature on disability and compassion. inids, Trinkaus and Zimmerman (1982) recount evidence
One widespread theme in any discussion of three-di- of “compassion” among Neanderthals. They note the
mensional people in the past is the notion of loving care high incidence of trauma amongst the adult burials from
as an emotional characteristic of “humanity.” Typically Shanidar Cave, Iraq, and more generally among Nean-
the argument goes something like this: evidence that a derthals, which they take to imply that life for these
person in the past had a “disabling” condition for some hominids was difficult and dangerous but also that they
time before death indicates that he/she must have been “had achieved a level of societal development in which
cared for by members of the group. This burden of care disabled individuals were well cared for by other mem-
t a r l o w Emotion in Archaeology F 727

bers of the social group” (p. 75). They are, however, care- dwarf, and a boy with spina bifida at the archaic Win-
ful to specify that physical trauma would have impeded dover site in Florida. She has enumerated five unsus-
the ability of some adults to contribute to group subsis- tainable assumptions which inform the compassion ar-
tence activities but that their contribution to the group gument, including the taken-for-granted notion that the
might have been of another nature—the very fact of their survival of disabled people in the past indicates “com-
burial suggesting that these often elderly individuals passion.” Disabled people might have been abused in all
were held in high regard. kinds of ways, she says, for “there is a wide gap between
Plainly the impact and implications of their encoun- ‘survival’ and being treated nicely” (1991:382).
ters with the remains of disabled individuals were pro- Moreover, facilitating the survival of a disabled person
foundly important for some individual archaeologists, is not always considered the compassionate thing to do
but their assessment of what these remains mean is prob- (Dettwyler 1991:382–83). In some societies, individuals
lematic for a number of reasons. First, it depends on the who are born with or develop certain physical conditions
assumption that the meaning of “ability” and “disabil- are killed or selectively neglected. Dettwyler suggests
ity” are at all times and places the same. However, “dis- that “this dichotomy between survival/compassion and
ability” is a cultural understanding, and what counts as nonsurvival/noncompassion is not at all clear-cut” (p.
a “disability” in one context would not necessarily be 382). In our own society ongoing debates over euthanasia
recognized as such in another. Therefore the fact that and abortion are testimony to this ambiguity. Indeed, if
“disabled” individuals apparently lived long lives and the preservation of life is regarded as a panhuman emo-
had normal burials does mean that economically or so- tional value, indicative of a basic compassionate hu-
cially “useless” individuals were “allowed to live,” tol- manity, what are we to make of practices such as child
erated, or charitably supported but could equally (or more sacrifice in the past? Plainly it would be naı̈ve to consider
probably) mean that they possessed abilities—practical, child sacrifice as evidence that parents did not love or
intellectual, spiritual, or whatever—which were of value care for their children or that some groups of people in
to their group or that their disabilities were simply not the past were not human. Instead, situations may have
relevant. In societies which would have contained people had very different cultural and emotional meanings from
of a range of different ages and states of physical and the ones we would bring to them. In the case of child
mental health, pregnant and postparturient women, and sacrifice, for example, our assumption that life is always
temporarily injured and diseased people, being a dwarf to be preferred to death (to many of us a state of noth-
or having a spinal deformation would not necessarily ingness but in other cultures understood very differently)
have represented a particular handicap to most activities. makes the practice appear inhumane and perhaps in-
As Dettwyler (1991) points out, there is nothing in his human. But where death has a different meaning, the
condition which would have made Romito 2 unable to attendant emotions will themselves be different. While
participate in most subsistence activities. Although he an assumption that humans are universally “emotional”
might have found walking tiring because of his stature, creatures may be appropriate, assumptions about the
there is no reason he should have been unable to travel universality of emotional meanings in specific contexts
with the rest of the group without special assistance. almost certainly are not. This means that when consid-
After all, children, who are also short, would not nec- ering emotion in the past we cannot simply read off past
essarily expect to be carried after the age of 4 or 5. People situations as constituting unproblematic evidence of
manage. love or fear or compassion as Mithen (1991:11) does.
The other side of this coin, of course, is that conditions
which we do not regard as disabling might have been
regarded as such in other contexts. Thus infertility, for
example, could have been regarded as a far more serious
What View of Emotion Should Archaeologists
“disability” than spina bifida. Take?
The next problem relates to an inappropriately narrow
idea of what constitutes “productive” activity. In the The romantic distinction between the inner and the
accounts mentioned above, individuals’ value is related outer self has led to a number of problems in the study
to their ability to participate in food production. Yet of emotion, particularly our anxiety about distinguishing
other activities—craft production, child care, food prep- “real” emotions: what is an authentic emotion and what
aration, possession of knowledge, communication with is merely the performance of a socially expected re-
the supernatural, political strategy, and so forth—are all sponse, expressed because of cultural knowledge rather
valuable skills requiring different kinds of physical, men- than intimate and personal experience (see Bloch and
tal, and spiritual ability. Parry 1982:4–5)? As Pinch (1995:100) notes, “Claims to
Even in cases where a physical handicap was serious know feelings often founder on the relationship of feel-
enough to make an individual incapable of any kind of ings to discourse.” However, the dichotomy between
“productive” contribution to the group, problems remain public and private, between “authenticity” and perform-
in the interpretation of “allowing” or assisting to live as ance, is not always recognized or relevant to the expres-
“compassion.” Dettwyler (1991) has critiqued the inter- sion of emotion. The “problem” of knowing whether
pretation of paleopathological evidence for compassion emotions are really felt is itself the product of a particular
with reference to the Shanidar burials, the Romito 2 view of human nature which distinguishes between an
728 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

inner self as the locus of unmediated, spontaneous feel- ‘self-assertion’, ‘envy’, ‘rage’, and so on as ‘the normal
ing and the social self, in which performance of affect basis of all behaviour” (1986:242).
may or may not accurately represent the primary core The study of emotional standards rather than subjec-
of sentiment. Both rationalist and romantic trends in tive emotional experiences accords with what Stearns
Western thought are informed by a separation of inner and Stearns (1985, 1986; Stearns 1989) have rather clum-
nature and cultural constraint/control/performance, al- sily called “emotionology.” “Emotionology” seems to
though they value that inner nature differently. In the correspond with the concept of “ethos” as described, for
enquiry into emotion in the past, it may be a red her- example, by Jenkins (1991:389), meaning a culturally
ring—the quality of subjective experience may not ul- shared emotional atmosphere but one which is imma-
timately matter to a delineation of social emotional nent in small-scale, local, personal interactions. Thus a
values. cultural ethos is not separable from but comprised of
It is nevertheless true that emotional experiences are numerous daily personal communications and experi-
complex and contradictory. Even within one’s own so- ences. Shared, cultural understandings of emotion in-
ciety it is notoriously difficult to understand or antici- form our material practices as well as the language we
pate the emotional responses of another or even of one- use. Our use of metaphor, for example, informs and is
self. Given this, it is legitimate to ask how, given their informed by emotional values and meanings at a cultural
“fourfold hermeneutic” (the number of removes at level. It has been noted, for instance, that in English one
which archaeologists stand from the things they are try- of the most prevalent metaphors for emotion is that emo-
ing to understand [Shanks and Tilley 1992:107–8]), ar- tion is hot liquid contained in the body which may boil
chaeologists could try to address emotion in the past. over if not carefully controlled. We may “simmer,”
This paper is very much a preliminary exploration of “seethe,” or “burn” with emotion. We may therefore
emotion in archaeology and does not aim to provide de- need to “let off steam” or “cool down” so that we do
finitive answers or exhaustive assessments, but I think not “explode,” “burn up,” or “blow our top.” This need
the following general principles might inform and direct to “let out” or “vent” our emotions contrasts with
further work in this area: “cool” reason. This metaphor is more than a quirk or a
1. Emotions should be regarded as cultural as well as linguistic curiosity—it structures our folk knowledge of
biological. They are not universal, and the nature of hu- emotion and even our approaches to psychiatric therapy
and criminal law (anger should be “let out”; criminals
man emotion cannot be assumed a priori in any context.
who act in the “heat” of passion are less controlled and
Therefore emotion needs to be problematized and
therefore less culpable than those who commit “cold,”
theorized.
reasoned crimes). Other metaphors are also used in dis-
2. Emotion cannot be divorced from cultural meaning
course about particular emotional states (Kövecses [1990]
and social understandings, which are contextually
provides a thorough review of emotion metaphors in
variable.
English). It is notable that the English metaphors de-
3. Social emotional values rather than individual, sub-
scribed here are grounded in and contribute to an ex-
jective emotional experience may be of greater interest
periential understanding (phenomenology) of the body.
to archaeologists and will also be more accessible to ar- Emotional values are often created and understood
chaeological study. through metaphor. In trying to write more complex ar-
The first point has, I hope, been adequately covered chaeologies which recognize that humans are thinking,
already, and I will return to the second point later. To conceptualizing, experiencing beings, the development
take the last point first, then, archaeological attention of our understanding of how metaphor operates in ma-
may be more profitably directed at emotion on a societal terial culture is important (Tilley 1999, Tarlow 1999). If
than on an individual level. The subjective experience emotions are meaningful, meanings are also emotional
of emotion varies from person to person or even within and archaeological understandings of meanings and emo-
a person. Responses are not predictable or even consis- tions in the past must go hand in hand.
tent. Emotional responses are often difficult to articulate I have argued that the problems of studying emotions
verbally even for those experiencing them. Yet at a social have been widely addressed in other disciplines, and
level, members of social groups can agree broadly on how there is much that is relevant to us in their work. Nev-
different emotions are valued and what they might ertheless, the study of emotion in archaeology presents
mean. Societies are characterized by emotional values. certain specific problems, namely, time depth, materi-
Thus, Heelas (1986) offers a review of ethnographies of ality, and meagre contextual information. The issue of
emotion, emphasizing the different social values attrib- time depth and change has been discussed above as an
uted to certain emotions, at least some of which seem aspect of the social construction of emotion and so is
to be culturally unique to particular groups. He compares not further developed here. The crucial question of ma-
Howell’s (1984) description of Chewong emotional val- teriality deserves more consideration. Psychologists and
ues with Hallpike’s (1979) characterization of the Papuan ethnographers base their research on direct observation,
Tauade: “The Chewong, for example, encourage ‘fear’ in more or less controlled conditions, of people and have
and ‘shyness’ but regard all other emotions as dangerous. access to people’s own discursive interpretations of their
‘Wanting’, ‘liking’ and so forth are treated as morally emotional responses, while historians and archaeologists
reprehensible. . . . The Tauade of Papua . . . treat ‘pride’, do not have access to such resources. As archaeologists
t a r l o w Emotion in Archaeology F 729

we are focused, and often entirely dependent, upon ma- first two goals may well be beyond the reach of most
terial evidence. It is therefore important for us to theorize archaeological enquiry, recent social and contextual ar-
the materiality of emotional practices. What are the re- chaeology has addressed itself precisely to questions of
lationships between spaces, architectures, artefacts, and social context, meaning, and consequences, cultural
emotions? How do things become emotionally mean- value, and forms of social reproduction and transfor-
ingful? How do they structure and represent people’s mation. The incorporation of emotion into this work is
emotional experience? This work remains to be done and not beyond possibility.
will proceed alongside developing understandings of The problem of meagre contextual information may
metaphor and meaning in material culture. be due, in part, to our failure to recognize what is relevant
In certain historical contexts we can see clearly that or to define “context” imaginatively or broadly. In the
objects and spaces do become emotionally meaningful. past, lack of relevant data was often cited as the main
Barker-Benfield (1992, reviewed by Pinch 1995), for ex- obstacle to the archaeological study of gender. Yet our
ample, describes the way that domestic goods became recognition that gender might be an important principle
the objects of emotional attachment in late-18th-century in contexts other than securely sexed human burials has
Britain and the way the cambric handkerchief came to resulted in a florescence of imaginative approaches to
function metonymically to signify sentimental woe. In this difficult area of study. In a similar way, the reali-
a prehistoric context, Paul Treherne has analysed the zation of the pervasiveness of emotional values and un-
meaning of a commonly recurring assemblage of arte- derstandings will enable more imaginative construals of
facts associated with a particular conception of mascu- archaeological data.
linity, focused on the appearance and actions of the male There are specific issues relating to emotion in ar-
body (Treherne 1995, discussed above). He works from chaeology which need to be addressed. By the same to-
the material evidence, constructing an archaeology of ken, there are some issues which have been extensively
emotional meanings in the past from apparent associa- discussed in other disciplines but are probably beyond
tions of material objects—in this case the link between the scope of archaeology; the relationship between cul-
elite masculinity, bodily beauty, warfare, drinking, and tural emotions, language, and personal experience is an
riding/driving. In neither Barker-Benfield’s nor Tre- obvious example. Nevertheless, important insights and
herne’s work does emotion inhere in objects as such, sophisticated discussion of emotion in other disciplines
though their traditions of use do affect the ways in which can offer us considerable guidance should we take up the
they are used. Rather, artefacts and material practices challenge of writing emotion into our archaeologies.
are involved in the structuring and reproduction of im- Archaeology can contribute to, as well as benefit from,
portant social emotions through the construction and interdisciplinarity. Archaeology offers to scholars in
deployment of meaning. emotion research its traditional expertise in studying the
How can one study emotion with so little information, long-term and the broad trend.11 We can examine the
especially where one lacks the discursive (historical or developments and shifts in emotional meanings and con-
ethnohistorical) sources which historians depend on tribute to an understanding of emotion as cultural and
(e.g., Stone 1977, Reddy 1997)? Stearns (1989:9) regrets meaningful. Moreover, we can and should challenge
that “the materials available for emotions history are emotional anachronism in both scholarly and popular
never as good as one would wish, even for relatively accounts of the past.
articulate groups, and some best-guessing, clearly la-
beled, becomes essential. But widely shared emotional
standards do have more than theoretical impact.” If the Conclusions
materials are inadequate for a study of articulate groups
in the 19th and 20th centuries, the focus of Stearns’s
The creation of a new subdiscipline of “emotion ar-
research, they are very much more so for the study of
chaeology” would not be a productive development;
prehistory. Yet Stearns’s second point is also profoundly
emotion cannot be studied apart from other aspects of
important. If we accept that emotional value does have
cultural human experience. As Weinstein (1990) says,
an impact on social ways of doing, perhaps, rather than
emotions are no more worthy of study than other mental
throwing up our hands because prehistoric people didn’t
attributes—perception, cognition, fantasy, for example.
leave us discursive texts about emotion, we can think
He criticizes the Stearnses’ idea of “emotionology”
differently about how emotion might have influenced
(1985) for the suggestion that emotions in themselves
social practices. In his outline of a methodology and
provide adequate scope for a historical project. Any such
framework for emotion research, Harré lists a number
endeavour should be grounded in a wider context (Wein-
of areas for investigation. They include the language of
stein 1990:301). Emotion—in the full, rich sense of mod-
emotion, narratives about emotion, the moral order
ern colloquial use—is intimately related to meaning, to
within which emotions are understood, the social func-
symbolic and abstract thought and to language use. But
tions of emotional performance and emotion talk, and
emotion in this sense is not a “present-or-absent” pre-
“the system of rules by which these complicated forms
of social action within which the emotional qualifica- 11. That these ends are not inimical to examination of the small-
tions of actions and actors are maintained, changed, crit- scale and the personal is an important insight of modern archae-
ically accounted and taught” (Harré 1986:13). While the ological theory and practice.
730 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

cultural, genetic characteristic but a dimension of com- information; out of necessity, therefore, they must deal
plex understandings that develop culturally. The human with material culture. But necessity can be made a
experience is underdetermined by genetics (Gellner virtue.
1989). Emotional meanings are often conveyed through met-
However, although “emotion history” may not in it- aphor, as Tarlow notes. Indeed, the major traditions in
self be a useful focus for archaeological research, the theories of emotion (psychodynamic, psychophysiolog-
study of emotions is a necessary part of any endeavour ical, ethological, behaviorist, phenomenological, and so-
to look at social and cultural aspects of the past. If one cial constructivist) can be viewed as extensions of met-
cannot write a past which consists entirely of changing aphors found in everyday speech (Averill 1990). But
emotional states, neither should one write a past in language is not the only source of metaphor. Art, archi-
which deeply meaningful aspects of human experience tecture, ornamentation, utensils, environmental objects,
are either assumed or ignored. Emotion is a profoundly open spaces, and even—or perhaps especially—body
difficult area to theorize—and this paper is no more than parts can also accrue metaphorical significance. It is
an attempt to explore some of the territory we have yet therefore important, as Tarlow emphasizes, to under-
to map—but it is also a centrally important area of hu- stand how metaphor operates in material culture to help
man understanding, meaning, and experience. As ar- shape the emotional lives of a people. Archeologists are
chaeologists we need to become critically aware of how in a unique position, both methodologically and sub-
we represent emotion in the past, to recognize the sig- stantively, to point the way to such understanding. That
nificance of emotion in writing three-dimensional and is one important contribution they can make to theories
humanized pasts, and to open our minds and imagina- of emotion.
tions to the challenge of emotional archaeologies. Another potential contribution concerns the use of
empathy (literally, “feeling into”). Empathy is a multi-
faceted concept: for example, it can be treated as an emo-
tional experience in its own right (e.g., Zahn-Waxler and
Comments Robinson 1995); it can help explain other kinds of emo-
tional experiences, such as the aesthetic (e.g., Crozier
and Greenhalgh 1992); and it can be used as a tool for
james r. averill
research (about which I will have more to say shortly).
Department of Psychology, University of Massachu-
Tarlow discusses a fourth potential use of empathy,
setts, Amherst, Mass. 01003-7710, U.S.A. 23 iii 00
namely, as evidence for emotions in other times and
cultures—and she is appropriately critical.
Tarlow has provided an excellent review of current the-
Feelings are not an infallible guide to a person’s own
ories of emotion and their potential contribution to ar-
emotions even at the time of occurrence (Averill 1993);
cheology. But what about the reverse? What can arche-
they surely cannot be taken as evidence for the emotions
ology contribute to theories of emotion? Before reading
of another person, especially if that person is from a dif-
Tarlow’s article, I would have said that archeology had
little to offer in this respect, and when I posed the ques- ferent time or culture. But before we dismiss empathy
tion to graduate students in a course on affect and cog- too quickly, we should keep in mind the hoary (and ad-
nition, the response was mostly one of bewilderment. I mittedly fuzzy) distinction between the context of dis-
now consider my original impression not only overhasty covery and the context of verification. Empathy can play
but also embarrassingly parochial. I will comment briefly an important role in the context of discovery; however,
on two observations by Tarlow that helped change my as Tarlow emphasizes, the verification of any insights
mind. gained must rely on a detailed knowledge of the ideology,
Three books that have influenced my thinking about social organization, and environmental circumstances of
emotions and about personhood in general are Snell’s the persons involved.
(1953) The Discovery of the Mind, Adkins’s (1970) From My own concern with the use of empathy as a tool
the Many to the One, and Onions’s (1951) The Origins stems primarily from research on the ability of people
of European Thought. Each calls into question widely to be emotionally creative, that is, to develop idiosyn-
held assumptions about the unity of the self and the cratic emotional syndromes that are both novel and
universality of emotions. The problem is that these adaptive (e.g., Averill 1999). (By “emotional syndromes”
works and others that attempt to trace the origins of I mean folk-theoretical constructs—implicit assump-
contemporary ideas about the mind and body rely heav- tions—that help guide the way a person responds when
ily on written texts. What about prehistory, where only in an emotional state.) One way to explore individual
material artifacts remain? differences in this ability is to have people imagine how
With the exception of the aesthetics of the built and they might respond in situations that are highly unusual
natural environments, not to mention art, emotion the- or even fantastic. Similar considerations apply mutatis
orists have devoted scant attention to material culture. mutandis to our scientific theories of emotion. That is,
This is in part because of the importance of language in by confronting us with new and unusual situations (e.g.,
fashioning emotional syndromes. Archeologists do not the reactions of a parent whose child has been chosen
have the luxury of drawing on language as a source of for sacrifice to the gods), archaeological research can
t a r l o w Emotion in Archaeology F 731

force us to be creative in how we think about emo- them, but also because they force us to question our
tions—theoretically as well as personally. notions of what the emotional in archaeology might be.
Referring to the view of emotions as inherent in a We propose that emotion embodies dis-engagement.
precultural, unchanging human nature, Tarlow speaks of There is a difference between experiencing and thinking
archeology’s “denaturalizing” the emotions. However, to about an experience. Understanding emotions is not the
denaturalize the emotions in this respect is to naturalize same as feeling emotions (Pugmire 1998:55–57).
them in another respect, namely, as inherent in a human We propose that emotion embodies interpenetration.
nature steeped in culture but not totally constrained by The paradox of the subject-object divide is situated in
it—a human nature open to innovation in the emotional our position in relation to both. Confronting the as-
as in the intellectual domain. sumption that subjectivity is separate from objectivity
I am confident that other readers will find in Tarlow’s entails repositioning ourselves, reconsidering the idea
stimulating article additional ways that archeology can that sensual experience is separate from logical reason-
contribute to theories of emotion. It is a welcome and ing, that emotions are separate from the material culture
exciting prospect. we research, the events we attempt to recollect (Tschumi
1994:27–51). If we choose to work from a position of
intimacy, we incorporate the idea of the subject-true-real
into our relationship with the object-true-real.
fiona campbell and joanna hansson We propose that emotion embodies negotiation. Ex-
Department of Archaeology, University of Goteborg, ploring emotions from the perspective of the present al-
405 30 Goteborg, Sweden (fiona.campbell@ lows us to explore our relation with the past. Narcissistic
archaeology.gu.se). 12 iv 00 focus questions our understanding of reality.
We propose that emotion embodies de-stabilization. It
Embedded in the traces of material remains is a mixture is not contentious to suggest that “one’s own subjective,
of material and immaterial phenomena. It is through emotional response could be a legitimate foundation”
them that stories are constructed. It is through our con- for exploring emotions in relation to archaeological sub-
tact with them that we become intrigued. Our curiosities jects. What is contentious is the idea that anyone can
are perhaps born from the idea that there is something understand emotional experiences of the past, whether
more substantial hidden beneath the surface, that this belonging to the Neolithic or one’s own most recent out-
surface holds something-more-in-itself, something that burst of rage. Rather, it is through reexamination of this
we long to touch and be touched by (Laban and Ullman outburst that one may come to terms with the com-
1960:8; Phelan 1997:2–7). plexities of time, materiality, distance, empathy, etc. It
One aspect of reaching beyond the material is to con- is through everyday-life confrontations that we can crit-
front aspects of the emotional. But, as Tarlow has shown, ically analyze the difficulties we are up against as well
these issues are not without their dilemmas. Emotions as explore the potentials found in alternative approaches
inherent in the archaeological have been approached in in our relation with the present past.
a number of ways, and the choices we make have an We propose that emotion embodies simulation. When
endless array of consequences. The question is what we trying to locate emotions in an event that has happened
want to achieve when acknowledging the emotional in one is dealing with an other whose senses and experi-
the world of archaeology. Are we seeking to move back- ences are identifiable only from the perspective of same-
ward through time, to a distant place or material rem- ness. To humanize the past is to see oneself in the look-
nant? Or do we want to explore the intimate, complex ing glass as an image of an image.
relation between the past and the present, moving to a To write the emotional into archaeology, we must fa-
space which is erratic, displaced, dislocated? vor ambivalence over clarity, upset conventional wis-
Implicit in the notion of emotion is the concept of dom, and find the weaknesses in our discourse.
movement. In order to perceive, sense, experience and
relate to an e-motion we need to position ourselves. Emo-
tion is perspective-dependent: near yet far, side by side, george l. cowgill
into/onto. The archaeologist is constantly confronting Department of Anthropology, Arizona State Uni-
states of hybridity and needs to recognize emotions as versity, Tempe, Ariz. 85287-2402, U.S.A. 12 iv 00
located in fragmented states of multicentricity.
We propose that emotion embodies dis-appearance. We I disagree with a few things, but overall I am very en-
will never be able to translate or recollect emotions of thusiastic about this paper. It is largely in accord with
the past, because emotions change the minute we re- views I have briefly expressed (Cowgill 1993, 2000). Tar-
examine, reinterpret them. Even when we experience a low discusses the former of these papers at some length,
specific emotion, time and time again the only thing we thoughtfully and most accurately. I urged that archae-
discover is that it is never really the same experience ologists should pay more attention to emotions, but
(Gilpin 1996). these articles emphasize other issues and I did not de-
We propose that emotion embodies dis-placement. velop this topic much. In carrying the matter consider-
Emotions fascinate us not only because they are inef- ably farther Tarlow does just the sort of thing I think is
fable, because they vanish the moment we acknowledge needed. Of course, there is still a very long way to go.
732 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

Perhaps my most significant reservation concerns the necting emotions with cultural meanings and social
importance of “innate” panhuman aspects of emotions emotional values (rather than individual subjective emo-
relative to socioculturally constructed and historically tional experiences). Using this framework to think back
“local” aspects. I strongly agree that this is not an either/ on my efforts to understand varieties of thought and ex-
or dichotomy and also that it is not a matter of there perience in ancient Teotihuacan, it now seems to me
being identifiable parts of emotions that are panhuman that, in addition to “empathy,” I have used this approach
and other parts that are locally constructed. Rather, but without having formulated it clearly. I think I have
whatever is innate constitutes material out of which been driven into such an approach because, as Tarlow
(rather than on which) local constructions are formu- would suggest, it uses the most accessible aspects of Teo-
lated. Where I differ is that I have a hunch (and at present tihuacan data that seem to bear on emotions.
it is only a hunch) that panhuman emotional propensi- Tarlow rightly criticizes the tendency to formulate is-
ties are somewhat less variable and somewhat more im- sues as “either A or B” dichotomies and the tendency to
portant than Tarlow thinks. This, however, is an issue have trouble thinking about “both A and B” without
about which a great deal more can be learned through thinking that there should be identifiable pieces that are
empirical investigations with living people, so I try to A and other pieces that are B. Structuralist emphases on
remain open to having my mind changed about it. binary thinking are in disrepute nowadays, but never-
A few other details call for comment. I never meant theless I wonder why we continue to be so prone to these
to imply that I consider romantic love a universal. On two fallacies and have to struggle so constantly against
the contrary, I strongly agree with Tarlow that it is a them. Does this also tell us something about human
prime example of a phenomenon that is largely cultur- mental universals, or is it something about the structure
ally constructed, locally variable, and often not recog- of certain languages, including English?
nized. I have read much less of Ekman than she has, and
I did not pick up the idea that he considers all emotions
fleeting—just that he argues that it is very difficult to ro m h a r r é a n d g . j . p a r ro t t
conceal fleeting panhuman expressions of emotions. I Psychology Department, Georgetown University,
don’t recall that I discussed measuring systems in rela- Washington, D.C. 20057-1001, U.S.A. 8 iii 00
tion to universal physiological traits—perhaps Tarlow is
confusing what I said with the considerable emphasis on The idea that there may be a place for hypotheses about
measuring systems in the articles by Renfrew that she the emotions of past peoples, particularly invoked in the
cites. It happens that I am interested in measuring sys- context of archaeological research, seems at first sight
tems at Teotihuacan because of their evident importance to be unrealistic. The possibility of historical studies of
there (cf. Sugiyama 1993), but I have thought of these in emotions, such as those by Stearns (1989), depends heav-
connection with belief systems, cosmologies, and engi- ily on the existence of two classes of survivals—material
neering knowledge rather than emotions. things, including the skeletons of children, the apparatus
Tarlow feels that the general, all-purpose methods I of the torture chamber, and so on, and documents, full
proposed (Cowgill 1993) will not be very useful. Perhaps of stories, commentaries, reports, and so on, such as the
not, but in any case I just wanted to stimulate readers material that has survived from the courts that ordered
to think about the matter and see if they could come up the genocide of the Cathars. We have a very good idea
with better ideas. of the similarities and differences between our emotional
In her discussion of “nuance”—whether we should try lives and those of the persecuted Cathars from transcrip-
for something like the Mona Lisa—I think Tarlow in- tions of what they said in court. The witches of Salem
correctly equates nuance with detail. I readily agree that too left copious verbal material from which we can get
archaeologists find details accessible. All too often we some idea of the emotional state of the “afflicted.” Ar-
have an overabundance of discrete bits of de- chaeology poses a different problem from that posed by
tail—potsherds and other artifacts and evidence of highly history as we usually understand it. There are only the
concrete events, such as a broken pot with burned food skeletons and the artifacts.
remains inside, evidence that on some particular day in It seems to us that Tarlow has not drawn the distinc-
the past some household’s meal was spoiled. It is a tru- tion between historical and archaeological studies
ism that it is a problem to construct a good general pic- sharply enough for theoretical purposes. It is a moot
ture out of these scraps of rather disconnected detail. But point whether Egyptology is history or archaeology.
nuance often rests globally in the big picture rather than There are documents galore, as well as lots of skeletons,
in specific details, so if we have trouble with the big palaces, temples, and funerary goods. Some of her ex-
picture we will also have trouble with nuances. amples of emotion in archaeology are more like exam-
Because I suspect that panhuman mental propensities ples of the place of emotion hypotheses in history. Let
are more important than Tarlow thinks, I am less skep- us reflect on the question of whether the argument is
tical about the limits of “empathy” approaches, although covertly inductive. There are plenty of convincing his-
they must always be used cautiously and with as much torical studies of the emotions of people now dead, but
conscious self-knowledge as possible. Nevertheless, I these are people of our own culture in one of its earlier
like Tarlow’s suggestions that we should try less for em- manifestations. Then there are studies of peoples prob-
pathy with individuals and put more emphasis on con- ably very unlike ourselves who have left a substantial
t a r l o w Emotion in Archaeology F 733

documentary record of their cultural lives, including per- wellian principle, and it is surely better scientific method
haps plays and poems. Things are getting a little strange than inductive positivism.
with the ancient Greeks. What would we have done with
Elektra? Sent her to a grief counselor, of course. The way
she went on was over the edge! Now we go a step farther, ian hodder
into Amerindia, for example, or into Paleolithic Britain. Department of Cultural and Social Anthropology,
Wander around Avebury on a misty winter’s day and the Stanford University, Stanford, Calif. 94305, U.S.A.
strangeness of the place will strike you. This is not just 8 iv 00
a romantic reaction but a sense of how differently the
people who built this gigantic structure must have seen Tarlow provides several reasons for the importance of a
the world and experienced their lives. But then, perhaps critical awareness about emotion in archaeology. Of
they looked at it much as we would look at the Millen- these, in my view, by far the most important is that the
nium Dome. Historians interpret artifacts in the light of archaeological past often evokes an immediate emo-
texts that inform them of the cultural meanings of these tional response both from archaeologists and from oth-
material things, on the assumption that the texts them- ers. Most archaeologists are familiar with public fasci-
selves are understood. Archaeologists must infer cultural nation and wonder at how old an artifact is. Human
meanings without any assistance from texts. Herme- remains generate a variety of responses. In many parts
neutic theory suggests that interpretation is difficult of the world, indigenous groups feel a sense of attach-
enough with texts and other information sources about ment to ancestors. In many parts of Europe, visitors to
cultural contexts, such as the household models in- archaeological sites may experience disgust at the sight
cluded among grave furnishings. Interpretation based on of prehistoric human remains, especially if they have
bodily remains and artifacts alone must be difficult evidence of defleshing, disarticulation, or burial beneath
indeed. floors of houses. It is important that these apparently
This is the logical problem we have with Tarlow’s ar- unmediated responses be opened to critique so that the
gument, to the conclusion of which we are very sym- past can come to be something more than simply a re-
pathetic. If, rightly, she opts more for social construc- affirmation of our own taken-for-granteds.
tionism than for crude biologism, one route to an Consideration of these immediate emotional re-
induction to the past is blocked. People biologically like sponses indicates how clearly emotion is situated within
us are certainly not socially or culturally like us. We meaning. For example, people have to be informed of the
know this already from our contemporary experience of age of an artifact before the “wow” emotional response
life with other tribes and other cultures. We sometimes occurs. They have to be told of the defleshing or the
find the emotional lives even of other English-speaking beneath-floor burial before the “yuk” response emerges.
peoples opaque. We can converse with them, joke with This demonstrates the importance of Tarlow’s point that
them, commiserate with them, be in love with them, emotions are constituted through social meanings. A
and yet find their emotional reactions baffling. similar point can be made about other experiential ap-
Towards the end of her paper Tarlow offers us three proaches in archaeology. The phenomenological (e.g.,
principles that should govern the inclusion of an emo- Thomas 1996) and structurationist (e.g., Barrett 1994)
tional dimension in archaeology. Emotions are culturally approaches to bodies in monuments and landscapes have
defined and contextually variable. They span a dimen- at times sought to distance themselves from the inter-
sion from the strictly individual, such as chagrin, to the pretation of symbolic meaning. The result is that uni-
predominantly social, such as ceremonial euphoria or versal bodies are described.
common dread at the first tremblings of an earthquake Archaeology is an emotion factory. It provides objects
(there will always be someone who rejoices in the storm contextualized in knowledge for people to wonder at,
even if it is at hurricane force!). It seems to us that the desire, fight over, hate each other for. Monuments and
difficulties with induction which we have touched on artifacts become emotional symbols of nation (such as
above are in some important respects irrelevant to the Zimbabwe), nation and religious group (such as Ayod-
project of incorporating an emotional dimension into ar- hya), or minority local group. They can become objects
chaeology. If we turn our minds from inductive meth- of desire, prestige, and looting. But the archaeologist can
odologies, with their close relationship to positivism, also destabilize these socially embedded emotional re-
and adopt something like Whewell’s (1842) idea of sci- sponses through an awareness of differences between
ence as a cyclical interaction between changing concepts past and present and through a sensitivity to context. In
and a changing domain of “facts,” then we can find a this way the apparently “universal” and “bodily” emo-
way to incorporate emotion hypotheses quite naturally. tional response can be opened to critique.
By adopting a hypothesis about how a Neolithic crowd But how is it possible to destabilize our own emotional
felt on the summer solstice at Stonehenge, we can make responses by demonstrating a different response in the
more sense of the monument itself, and with that richer past? I agree with Tarlow that a cognitive middle-range
sense in hand we can offer more detailed reflections on theory of the mind will always fail to provide us with
what it might have been like to be there, say, with respect any more than the most general of statements about the
to the social class from which one came, and so on. Ideas past. If we accept that perception and cognition are at
enrich facts and facts enrich ideas—that is the Whe- least partly social, then it is difficult to see how artistic
734 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

expression, for example, can ever be linked to universal more complex and contradictory notions. In similar
cognitive processes. In my view, Tarlow is right to insist ways, other emotional responses to the archaeological
on some component of social construction, however remains can be disturbed. For example, rather than being
tempered by the biological. But I believe she could go seen as disgusting, the burials beneath the floors at Ça-
farther in developing our understanding of the contex- talhöyük may have been seen as productive and essential
tualization of emotion. In particular, most of her con- for the continuation of the lineage. In these ways, our
textualization deals with language; for example, she re- own visceral responses can be confronted with a different
fers to the view that language constitutes the emotions. emotional past.
More emphasis could have been placed on the way in
which emotions are tied to material contexts. We can
extend Merleau-Ponty’s (1962) notion that conscious-
ness is always consciousness of something to say that h å k a n k a r l s s o n
desire is always “desire of” and anger always “anger to- University of Lund, Institute of Archaeology,
wards” something/someone. It is never our objective Sandgatan 1, 223 50 Lund, Sweden. 13 iii 00
body that we feel but our phenomenal body, situated
within a context of things around it. It is through our Tarlow’s paper is an interesting and informative attempt
interaction with things around us that we learn about to explore the issue of emotion in archaeology. It con-
our bodies and emotions, so that our feelings are to some tains a comprehensive overview of approaches to emo-
extent related to the objects we have experienced. And tion both in archaeology and in other disciplines, as well
again, this object world is situated within knowledge. It as discussion of how an archaeology of emotion might
is not enough to know what “sensations” are received. be carried out. On a general level I agree with Tarlow
There also has to be an understanding or embodied sub- that it is necessary for archaeology to strive to incor-
jectivity. One has to be able to read the signs of a storm porate approaches to emotion because emotion is abso-
coming, understand the respect or love that is shown, or lutely central to human experience and the way society
realize that a bouquet of flowers is a love bouquet. The works. I also agree with the arguments that emotions
flowers do not exist “in themselves.” Thus “we grasp should be regarded as cultural as well as biological and
the unity of our body only in that of the thing” (p. 322) that they cannot be separated from the context of cul-
but a thing embedded in social meaning. It is not just tural meaning and social understanding. However, I do
that a kettle of boiling water can be used as a metaphor have some reservations when it comes to the episte-
for anger or the bubbling up of repressed frustration but mological and methodological positions presented in the
that the very experience and construction of anger paper and Tarlow’s one-sided concentration on past
emerges within a world of suddenly exploding and bub- emotions.
bling material processes. My ability to simmer with an- Tarlow argues that past social emotional values are
ger or burst with emotion is constructed within a world accessible to archaeological study, but when discussing
of material-culture possibilities. the epistemological and methodological dimensions un-
In terms of method, then it seems that Tarlow is di- derlying this argument the paper shows some ambigui-
recting us towards a three-pronged approach. The ar- ties. At the same time as Tarlow stresses that the study
chaeologist has to accommodate (a) evidence about bi- of past emotion is possible, she points out that our un-
ological propensities with (b) data from a material derstandings of past emotions are influenced by present
context with (c) an interpretation of social meanings. I individuality, cultural understandings, and subjectivity.
would like briefly to provide an indication of the working There is also an ambivalence in Tarlow’s rejection of
of this approach in relation to Tarlow’s example of the (methodological) empathy and her argument that “an all-
compassion shown to disabled people. Clearly the social out rejection of empathy is not appropriate for whose
meanings ascribed to “disablement” may vary, as may who study the social past” and “in order to make social
what might be thought to be universal propensities to or cultural claims about the past it is surely necessary,
care for disabled people if they remain “ productive.” Yet at however general a level, to assume some ‘common
how can we discern the response to such questions in a humanity.’” Having rejected both sociobiological uni-
particular archaeological context? In the 9,000-year-old versals and, on a general level, empathy as possible paths
archaeological site of Çatalhöyük in Turkey we have to past emotions, Tarlow states that “if emotions are
found many burials under the floors of houses (Hodder meaningful, meanings are also emotional and archaeo-
1966). Burial beneath the houses is probably related to a logical understandings of meanings and emotions in the
centrality of ties to the ancestors within social relation- past must go hand in hand.” From this it follows that
ships. Humans do not seem to be buried outside houses past emotions are accessible through the study of past
in the settlement at Çatalhöyük—except in one case meanings and through studies of the contextual rela-
found so far. One man had been buried in a refuse mid- tionship material culture–(social) emotion–meaning.
den. It was remarkable that this one external burial also However, is it possible to grasp past meanings, and how
showed traces of a long-term, chronic illness. This im- are we to do it? I presume that it is here that “common
plies that although there was social support for his sur- humanity,” consisting of the circumstance that we have
vival, he was also regarded in some sense as an “out- “the capacity and proclivity for experiencing emotions,”
sider.” The emotion “compassion” is here tempered by is to bridge the gap between past and present. If so, this
t a r l o w Emotion in Archaeology F 735

means that Tarlow cannot free herself totally from meth- all had to be on the trail of “securely sexed human bur-
odological empathy or its problems. ials.” It does mean, however, that some of us ought to
The possibility of grasping past meanings has been the be allowed and encouraged to pursue issues of emotion
focus of theoretical debate in archaeology in recent dec- where the data and the context permit. Indeed, I would
ades. From my point of view, Tarlow simplifies this de- argue further that the strength of our research and our
bate in pointing out that “those archaeologists who have contributions in this field of study will depend on our
argued that there is little or no point in attempting to sensitivity to the fit between our data and our questions
study meaning in the past would probably reject emotion rather than on the sheer will to be “current” or “cutting-
research for similar reasons.” I am among those archae- edge,” as has often been the case with whatever happens
ologists who do not think it is possible to reach meaning to be the vogue in the discipline.
or emotions in the past, but this does not automatically Tarlow says: “Emotion is a profoundly difficult area
lead me to a rejection of or any resistance towards emo- to theorize—and this paper is no more than an attempt
tion research in archaeology. My epistemological stand- to explore some of the territory we have yet to map.”
point instead leads me to an interest in the direction of She is to be thanked for supplying us with some charting
an archaeology of emotions. I would like to argue that of issues, particularly useful for those newly approaching
such an approach ought not to be restricted to study of the terrain. Certainly, the case that we need to steer clear
emotions in the past but ought also to be directed to- of essentialist arguments of physiological hard-wiring of
wards our own emotional responses to the past. As ar- emotions, on the one hand, and “disembodied” construc-
chaeologists we are, at least from my viewpoint, using tivist arguments, on the other, is well made. But often
the past to create an emotion of security through the the charting we are offered is about what traps to avoid
existential identity our profession mediates for us. Tar- or what issues some of the adventurous in archaeology
low seem to dismiss such a self-critical or self-reflexive have inadequately handled. In some way this aspect of
direction of emotion research in archaeology as “self- the charting makes me timorous and fearful. I find my-
absorbed” and “narcissistic” (at least when it comes to self worrying about making statements that will label
the works of Michael Shanks), but if emotion is some- me essentialist or constructivist. I already dread having
thing we should value in the past, it should also be im- the label of “positional empathizer” applied to one of my
portant and worthy of attention in ourselves. Unfortu- efforts (i.e., Kus 1997). At other points of the mapping,
nately, Tarlow’s text creates an unnecessary separation where Tarlow does indicate where we might look more
between different emotional interests and approaches in closely at issues, for instance, at “how metaphor operates
archaeology. I am convinced that the self-critical ap- in material culture” or “how things become emotionally
proach to emotions constitutes the reflexive and self- meaningful,” I crave more details to imagine my way
critical dimension that is somewhat neglected in Tar- from the map into the territory. Certainly, she does point
low’s paper, and I am also sure that, despite their us in the direction of studies of cambric handkerchiefs
different epistemological grounds, these approaches to and mourning in 18th-century Britain (Barker-Benfield
an archaeology of emotion can be fruitfully combined. 1992) and male bodily beauty and elite masculinity in
Despite the criticism presented above, Tarlow’s call Bronze Age Europe (Treherne 1995), but I would have
for an archaeology of emotions is one that we should welcomed some enticing details to secure my sense of
support, since it can certainly enrich archaeological dis- theoretical place.
course, but her approach should be extended. Those in- Perhaps we need to be further seduced, cajoled, and
terested ought to continue their research on the past even humored into venturing into the territory of affect
relationship between emotions, meanings, and material and emotion. If we are to handle issues of the inter-
culture, but I would argue that this research ought to be twining of meaning and sentiment in praxis, if ethos is
combined with a radical self-critical research directed a critical focus, then the “style” of our ventures and the
towards present-day archaeological emotions and their “style” of the subsequent maps we produce become rel-
sociopolitical implications. evant and central issues as well. I would argue that this
should encourage us to move stylistically beyond the
crispness of scholarly pronouncements and the passive/
susan kus aggressive angst of postmodern critique. Indeed, it seems
Department of Anthropology and Sociology, Rhodes to me that, in addition to a sensitivity to fit between
College, 2000 N. Parkway, Memphis, Tenn. 38112, data and question, style of presentation is an issue that
U.S.A. (Kus@Rhodes.edu). 17 iv 00 merits inclusion in our continuing discussion on this
most challenging of archaeological ventures.
We archaeologists have long made use of emotion in our
descriptions and explanations of past cultures. In facing john leavitt
up to this fact, Tarlow is right to argue for “a critical Départment d’Anthropologie, Université de Montréal,
awareness of our assumptions about emotion in the 6128 Succ. Centre-Ville, Montréal, PQ, Canada H3C
past.” She is also right to point out that this does not 3J7. 18 iv 00
mean that we all need to take to doing the archaeology
of emotion, just as earlier calls for “engendering” ar- Tarlow’s paper is both an overview of emotion in ar-
chaeology, as she also points out, did not mean that we chaeological research and a set of proposals for where to
736 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

go from here. Beyond this, it is a superb brief summary emotions,” “emotional standards.” This is what I called
of the current state of emotion research in anthropology replacing emotions with their cultural definitions, the
more generally. Its publication in current anthropol- key move of those favoring the cultural-cognitive re-
ogy reveals to anthropologists a range of challenging duction. Tarlow’s sympathy for this side of the opposi-
work being done by their archaeological neighbors. tion is understandable as a reaction against archaeolo-
Tarlow notes that after years of treating emotions as gists’ general tendency to assume the priority of the
either epiphenomena of a universal human (or primate universal biological body. Yet to switch from one side of
or, indeed, mammalian) biology or as merely one more the necessary complexity of emotions to its opposite is
aspect of infinitely variable cultural meaning systems, to throw the bodily baby out with the universalist
“much scholarship of emotion is now moving towards bathwater.
approaches which synthesize elements of the two What seems to me to be Tarlow’s final privileging of
schools,” recognizing that emotions are “both biological the cultural over the bodily is closely related to a dif-
and cultural” (Tarlow 1999:35). She quotes me a couple ference between us involving the second of the three
of times, which is very flattering, but then to my horror points mentioned above, the individual and varying ver-
includes me among the reviewers of “the literature of sus the collective and stereotypical aspect of emotions.
emotion” who “have identified poles of extreme biolog- For Tarlow, since what is subjectively experienced can
ical universalism and of cultural constructivism/relativ- only be individual, it necessarily varies “from person to
ism and then presented their own work as uniquely bal- person or even within a person. Responses are not pre-
anced and synthetic.” I don’t remember making any such dictable or even consistent.” My own view (Leavitt 1984,
claim in the paper cited (Leavitt 1996). What I did there 1996) is that while emotions are subjectively experienced
was simply to ask how anthropologists might proceed and therefore by definition individual, important aspects
without conceptualizing emotions either as primarily bi- of them are also likely to be highly stereotypical and,
ological or as primarily cultural but necessarily as both. indeed, highly predictable. We all have some idea of what
I proposed three directions of research: (1) histories and we are supposed to feel in certain situations: millions of
critiques of Western emotion concepts and categories, (2) us cry or feel like crying at the same point in a given
analysis of emotions as collective and stereotypical film. As I write, Passover and Easter are both a few days
rather than as purely individual, and (3) acceptance of away, and millions of English-speaking North Americans
the legitimacy of ethnographers’ own “naı̈ve” reactions
know perfectly well what they are supposed to feel in
as material for analysis. While I illustrated some of these
relation to at least one of these holidays. Much of the
proposals with an extended example from my research
effort expended on collective observances like these
in the Central Himalayas, I do not, in fact, see my own
seems aimed at inculcating specific affective dispositions
work as particularly exemplary in this regard, although
in the young, and this in a multisensory and bodily as
I continue to try. Contrariwise, Tarlow herself has illus-
well as a cognitive/aesthetic mode: we feed, surprise,
trated two of the three points in a way that might well
entertain our children and each other so that we can all
be called “balanced and synthetic.” For the first point,
feel something specific together as we are saying/tasting/
her work contributes to our understanding of the change
in what we might call emotional regimes in the modern singing/smelling/remembering specific Passover or
West and in particular the rise of romantic love and “af- Easter things. Tarlow opens her book by proposing that
fective individualism” (Tarlow 1999:chap. 5). As to the the emotions evoked in gravestone inscriptions were re-
third, Tarlow’s work (1999) is one of the best examples ally felt, and while she gives an individual and unique
we have of the use of one’s own empathetic reactions to case, the fact that this case has things in common with
help understand the emotions of others—not by asserting others in the same “emotional regime” is what allows
the identity of the two but by recognizing the cultural her to offer an archaeology of bereavement.
differences between them. These distinctions seem especially important for ar-
If in that paper I pointed to any work as exemplary, it chaeology, which is, after all, an art of inference from
was to Michelle Rosaldo’s, which went very far toward the material. Prehistoric archaeologists, at least, do not
working through and out of the biology/culture divide. have the luxury of written documents to tell them what
The idea that emotions are “embodied thoughts,” here words people were using to describe their subjective
attributed to the Lutz and White review essay of 1986, states or even their affective values: as Tarlow puts it,
was originally Rosaldo’s, appearing in an essay published the problems specific to archaeology are its reliance on
posthumously (Rosaldo 1984:143, cited in Leavitt 1996: materiality and the meagreness of its contexts. In this
524). case, the bodily side of emotion is precisely what is avail-
While in principle Tarlow accepts the inadequacy of able for inference. This is not because all bodies are the
either purely cognitive-cultural or purely bodily-biolog- same, as biological universalists assert, but simply be-
ical approaches to emotion, in practice she seems to cause thinking and feeling bodies may be expected to
come down on the cultural constructionist side. “Social leave traces in a way that a thinking mind or a singing
emotional values,” she writes, “rather than “individual, voice will not. And archaeology as a field, with what
subjective emotional experience may be of greater in- may well be its illuminating limitations, seems called
terest to archaeologists,” and by emotional values she upon to follow the traces left by socio-emotional, that
means values that are societally “attributed to certain is, collective thinking-and-feeling mind-body, regimes.
t a r l o w Emotion in Archaeology F 737

lynn meskell temporal chauvinism. We can employ various love po-


Department of Anthropology, Columbia University, ems and personal letters articulating love and friendship,
New York, N.Y. 10027, U.S.A. (LMM64@columbia.edu). along with texts that suggest that many romantic unions
14 iv 00 were based on choice rather than arrangement or eco-
nomic imperatives (Meskell 1999, 2000). Although
Tarlow has made an important contribution to our un- sketched briefly, I hope that such materials would be
derstanding of personal relationships within the wider viewed as significantly different from those existing in
framework of social archaeology. Her programmatic prehistoric contexts. Similarly, this work on Egypt
statements over the years (Tarlow 1992, 1997, 1999) have should be distanced from the more fictional ac-
prompted archaeologists to move beyond reductionist counts—often couched in terms of gender archae-
readings of power-based motives in the archaeological ology—critically summarized by Tarlow.
past. As always, archaeology has been at least a decade The writings on Egypt that Tarlow cites were deeply
behind critical developments in social science theorizing influenced by her work on the mortuary archaeology of
and has therefore glossed over the potentials of uncov- the Orkneys (Tarlow 1999). The early work was centred
ering culturally specific emotional indices in the past. around embodiment, trying to distance archaeology from
This is in part a result of the hegemony of European and the fascination with inscriptive Foucauldian models of
British prehistorians in the development and mainte- the body politic and replace it with more nuanced and
nance of archaeological theory. Their inability to con- contextual readings of Egyptian personhood. Interest-
duct an archaeology of emotion should not have impeded ingly, this project was not about empathy—a word used
those who do have adequate data for the task, especially only once in the paper to argue that we can never fully
those who work in historically embedded cultures. As empathize with Egyptian individuals as such, yet we
Tarlow hints, we must be careful not to speak for others’ might access the material reflections of their own at-
data. This tendency is particularly pervasive at present tempts at construction and presentation of the self in
in Britain, where “poor data resolution,” as Tarlow notes, life and death (Meskell 1996:11). The later work reiter-
is mixed with a desire for poststructuralist theory— ated that we cannot truly empathize in any cognitive
irrespective of its applicability. Clearly not all archae- way and yet something other than social constructivism
ologists have the appropriate data for every theoretical must be considered. The extremes of social constructiv-
concern and that fact should not result in the silencing ism and essentialism are unlikely to yield the most fruit-
of those who do. Her example of the trajectory of gender ful explanations, whereas the interstices offer the most
archaeology is a salient one: few would deny those who productive terrain. Again this foregrounds our herme-
have the data the construction of gendered histories. As neutic dilemma in these endeavours.
Tarlow states, “the historicization of emotion is an im- Tarlow’s analysis of emotions as complex bodily ex-
portant political project” inextricably tied to questions periences (recalling the concept of the emotional as em-
of meaning and social life. We should not let semantics bodied cultural knowledge [see Csordas 1994]), cultural
impede us. meanings, social values, and personal idiosyncrasy is par-
Tarlow seems surprised that reactions to death in ticularly valuable. Social anthropologists like Lila Abu-
Egypt mirror our own: many diverse societies express Lughod (1985, 1991, 1993) have shown the potentials in
grief and undergo bodily transitions through the pro- a contemporary (Egyptian) setting. She argues that formal
cesses of death and burial. We should also remember that institutional domains are not cross-culturally applicable
New Kingdom Egyptian culture pre-dates our own by and that coherent systems of meaning can exist in seem-
some 3,500 years—so we must be mindful of teleological ingly contradictory ways: the discourse of honor and
tropes. In making these assertions we should recentre shame is set beside the poetic discourse of vulnerability
the many levels of data appropriate to the question of and attachment (Abu-Lughod 1991:162; 1993). Her com-
emotion in Egypt: an explicit vocabulary, literary texts pelling studies of the Egyptian Bedouin could be em-
about death and mourning, personal letters expressing ployed to rethink the lyric and nonlyric genres of writing
grief, wall paintings showing funerals, ritual practices in ancient Egypt. Tarlow’s call for greater interdiscipli-
for the deceased, and even hired female mourners. Such narity is timely. In this spirit I conclude with the words
a wealth of evidence is hard to ignore. There is also a of the Nobel-prizewinning Mexican poet Octavio Paz
considerable body of evidence for the discourse of love (1995:164), who has written persuasively about the emo-
at this time. Social theorists writing on the topic have tions: “If the study of political and religious institutions,
generally considered romantic involvement as a variable economic and social patterns, philosophical and scien-
connected to the modernization process. Weber, Haber- tific ideas is indispensable for an understanding of what
mas, Parsons, and Simmel have presented romantic love our civilization has been and is, why shouldn’t the same
either as an instrumental aid to the maintenance of ra- be true of the study of our feelings, among them both
tionalized society or as a functional resource for increas- imaginary and real, for a thousand years?”
ing social integration and communication in a social uni-
verse that is fragmented and atomistic (Lindholm 1999:
243). Thus, romantic love has usually been perceived by
social theorists to be a relatively modern and particularly
Western phenomenon: again Egyptian data challenge this
738 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

steven mithen seems quite compatible with those I have expressed (al-
Department of Archaeology, University of Reading, though exactly what an emotional element is remains
Whiteknights, P.O. Box 218, Reading RG6 6AA, U.K. unclear to me).
(S.J.Mithen@reading.ac.uk). 16 iii 00 It is a sad reflection of the level of discussion and de-
bate in our discipline today that any archaeologist who
This is an interesting and worthwhile contribution high- feels that our evolutionary history has something to con-
lighting the need for archaeologists to make explicit ref- tribute to an understanding of human thought/behav-
erence to past emotional lives and the immense theo- iour/action/emotion/culture is automatically accused of
retical and methodological difficulties involved in that being a functionalist or adaptationist alone. I am very
task. I fully agree with Tarlow’s general argument that happy with those labels—I wish there were more of us
any specific emotion that an individual may experience around—but this does not mean that I believe that ev-
is dependent upon both biology and culture. How could erything about emotion or any other feature of humanity
it possibly be otherwise? This appears to be the position can be explained in those terms. Tarlow confuses beliefs
that all the scholars she cites in her paper would accept, about useful research strategies (which functionalist/
although some would certainly place relatively more em- adaptationist ones certainly are) with beliefs about the
phasis on either biology or culture. None of those whom world. My short article was not a statement of my view
she cites as adopting a biological approach to emotion of the nature of emotion in archaeology as Tarlow claims.
appears to deny the significance of culture as an influ- I am not so rash as to attempt such an undertaking
ence, while Tarlow herself states that most constructiv- within a three-page journal article.
ists accept that emotions have some biological aspect. I Tarlow is quite wrong to state that the questions ad-
have always rejected a biology/culture dichotomy in my dressed in evolutionary psychology are when, how, and
work and was careful to do so in the one piece of work why emotions came to exist. Evolutionary psychology
I have produced which explicitly dealt with emotion. In is also interested in understanding the consequences of
this regard I feel that Tarlow, seemingly desperate to find our evolutionary history for human behaviour and
a biological determinist, has misread my position. Before thought, whether those be in the present or in the his-
illustrating this, let me state that my 1991 article was toric or prehistoric past. Some of that behaviour and
not produced to defend my work on human decision thought may be adaptive and functional. It is essential
making in light of criticism by Julian Thomas as Tarlow that studies of these remain prominent on an archaeo-
asserts. It was simply written in astonishment that any- logical agenda. It is one of the truly remarkable features
one could believe that prehistoric people are condemned of humankind that we are able to act in adaptive fash-
to the status of dehumanized robots when an archaeol- ions, and by dismissing this ability—and the study of
ogist finds that the mathematical modelling of their de- how emotions enable us to do this—we will never move
cision-making processes is a useful research strategy. beyond a shallow understanding of the human condition.
That is an absurd viewpoint and one that I wished to Other consequences of our evolutionary past, however,
correct—there was certainly no need to defend my pre- may have no functional or adaptive significance to-
vious work against Thomas’s simplistic charges. In light day—there may, for instance, be a vast number of what
of Thomas’s reply (1991a), I dismally failed at that task. S. J. Gould described as spandrels. But these too will
Tarlow states that my view of emotion is functional require reference to our evolutionary history if we are
and adaptive. Well, yes, emotions can be functional and ever to achieve an adequate understanding of them. Tar-
adaptive and as such are likely to play a very important low makes a serious error of judgement if she thinks that
role in decision making. Tarlow implies, however, that the work of Dawkins or Trivers can be dismissed in the
this is the entirety of my position, as did Thomas (1991a). same fashion as the appalling popular expositions and
In fact, I argued that emotions are functional in that they mis-presentations of ideas from evolutionary psychology
enable individuals to be rational decision makers. While that are unfortunately so much loved by the media.
this may help explain why emotions evolved and how It seems difficult to question Tarlow’s conclusion that
rationality can be achieved, it certainly does not imply emotions should be regarded as cultural as well as bio-
that any emotion whenever expressed is serving some logical. But it seems likely to me that some types of
functional role. Once evolved, emotions are likely to be emotions will be more deeply rooted in our biological
expressed and used in contexts which have no functional constitution than others. I rather doubt that any woman
significance. While all references to rational decision in the past has suffered the loss of a young child without
making and human adaptation will require an implicit emotions (or emotional elements) similar to those which
or explicit reference to emotions, the converse does not we describe as grief and sorrow. Until I can find evidence
hold (Mithen 1991:13–14). As Tarlow notes, in that paper to the contrary it seems not unreasonable to accept such
(and in the quote above) I was simply referring to a basic emotions/emotional elements—however expressed—as
set of emotions that are probably more firmly embedded biologically universal for Homo sapiens, probably for the
within our biology than others. This distinction might whole Homo genus, and most likely for the great apes.
be phrased in a variety of ways. For instance, Lynn Mes- If Tarlow can provide any evidence against this—
kell, whose work Tarlow seeks to contrast with my own, presumably a case study in which women lack such feel-
states that “emotional elements might be universal but ings when they lose a young child (other than when those
emotional experiences are not” (1999:130)—a view that women are suffering from a pathological condition)—I
t a r l o w Emotion in Archaeology F 739

will be happy to reconsider this biological deterministic human experience does align with past human experi-
position. ence.” I do not believe that this is the case, so long as
we adopt a very particular understanding of materiality.
Archaeologists have generally assumed that material
julian thomas things are a dead record of the actions of human beings
School of Art History and Archaeology, University of whose thoughts and agency have died with them. I sug-
Manchester, Manchester, U.K. (J.S.Thomas@soton.ac. gest instead that the relations between people and things
uk). 24 iii 00 are social relations: non-human things are integral to the
social field (e.g., Latour 1986). When we as archaeologists
I am fully in agreement with Tarlow’s argument that the engage with the material things that made up a past
human body can be lived and material without existing world, we are doing more than perusing arrangements of
outside of the social and cultural world. At times, matter. Potentially, our engagement can amount to the
though, her contribution seems to imply the opposite. “working” of a series of significant relations in the pro-
When she suggests that “both body and culture matter” duction of a meaningful understanding. The intention of
and that “emotions are both biological and social” or this procedure is not to replicate a past meaning but to
writes of “the relationship between the body and cul- create an interpretation which “stands for” that mean-
ture” there seems to be danger of conflating “the body” ing, as an analogy or allegory. Such an allegorical mean-
with “the biological” and seeing both as extrinsic to cul- ing has to be recognized as a modern cultural product,
ture. Biology does not provide us with a transparent un- something which is of and for the present.
derstanding of what the body is really like which can be This approach is legitimate not because it allows us
distinguished from the culturally composed accounts of to congratulate ourselves that we have thought and felt
the body found elsewhere. It is one form of knowledge the same things as past people but because it starts to
amongst others, created under specific historical and so- delineate the kinds of experiences that were available to
cial conditions. them. Experience is not something that is undergone by
I am also broadly sympathetic with the aims of an pre-given or hard-wired consciousnesses which simply
archaeology of emotion as she outlines them: as a means come into contact with worldly things and react accord-
of challenging assumptions concerning emotions in the ingly. On the contrary, experience is part of a process in
past and as a way of questioning the naturalness and which human subjects are continually coming into be-
universality of the way we are now. However, I am con- ing. My own experience of a past materiality is the only
cerned that her emphasis on the psychological literature one that is available to me, but I can use it as a means
has led her by default to underemphasize the role of emo- of addressing the differentness of past experiences and
tion as an aspect of our being-in-the-world. She is quite in the process of appreciating the different ways in which
right to say that we have little choice in our emotional human beings have constituted themselves in the past.
attunement: we are “delivered over” to our emotional
state (Heidegger 1962:174). But I would like to see a little
more consideration of emotions or moods as relational
conditions as opposed to isolated experiences. The mood Reply
that we find ourselves in affects the way that we un-
derstand and act in relation to others and material things.
As far as empathy is concerned, it is worth stressing sarah tarlow
that the reason I and others have rejected such an ap- Leicester, England. 2 vi 00
proach is that it is generally associated with “getting into
the heads” of past people and thinking their thoughts I thank all the commentators for their serious consid-
(e.g., Hodder 1992b:17). This seems to me to imply a eration of my paper. Their critiques are challenging and
Cartesian distinction between mind and body, where our important. Many problematic issues and questions have
objective appears to be to enter the subjective world of been raised, and I cannot pretend to have the answer to
the individual mind. This need not preclude an “ar- them all. I myself feel that I am still groping towards the
chaeology of meaning,” but such an archaeology will be formulation of a coherent position which nevertheless
one which is built on the notion that meanings are cre- empowers the kind of writing about the past I want to
ated in the world, in the relations between people and do. Differences among us relate to the kinds of material
things. Similarly, I do not see that the suggestion that we are accustomed to working with, to our various phil-
human being always find themselves enmeshed in power osophical outlooks, and to the academic traditions from
relations is a basis for an empathetic approach, given that which we come. Nevertheless, I believe that many of the
the character of these relationships is radically con- points made here are differences of emphasis or meth-
tingent. odology rather than profound philosophical incom-
Finally, I hope I may be allowed to quibble with Tar- patibilities.
low’s characterization of my own approach to the ex- I will comment on a few of the general issues that
perience of prehistoric monuments and landscapes, have arisen.
which I hold not to be empathetic. She suggests that “it The position of the subject. Campbell and Hansson
must be necessary to assume that in some way modern suggest that past emotions are ultimately irretrievable;
740 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

similar points are made by Thomas and Karlsson. Given different thinkers (or the languages with which they felt
the impossibility of “recapturing” past emotions, Camp- comfortable). Ambiguities of language and meaning af-
bell and Hansson’s preferred orientation is therefore to- fect the various responses of the commentators here, but
wards “our relation with the past.” I agree that the at- differences are not wholly semantic. Karlsson points out
tempt to “re-create” past emotions in their varied, that I cannot entirely free myself of what he calls “meth-
contradictory, and subtle nature is a futile endeavour. odological empathy.” I have tried to make a distinction
However, I do not agree that we should therefore aban- between “methodological empathy”—the uncritical pro-
don the attempt to say anything meaningful and plau- jection of one’s own perceived or imagined responses
sible about the past. I am more optimistic than they are onto others—and the recognition of some shared char-
insofar as I do not believe that humanizing the past nec- acteristics. I concluded that without some acknowl-
essarily involves the identification of sameness, and in edgement of the latter, in a very general way, it would
this paper I have considered how one might get beyond be difficult to know how archaeological evidence might
that. This is also where I diverge a little from what I inform the writing of pasts. My understanding of this
understand to be Harré and Parrott’s suggestion that (any general alignment between past and present people in-
old) hypothesis about past emotions will enrich inter- cludes such broad principles as these: human life has
pretation. It strikes me that, by downplaying the “real- always been complex; humans perceive and interpret
ness” of the experiences of past people or rejecting the their world and act in ways that are generally consistent
requirement that modern interpretation should in some with their understanding of the world and themselves;
way align with those experiences (see Schutz 1967 for a people are self-aware; although the specifics of culture
discussion of alignment), we really do risk seeing our- are immensely variable, the existence of culture can be
selves in a looking glass. However, if Harré and Parrott assumed. In this way, I think that the differences be-
mean only that, even though emotions are never ulti- tween Thomas and myself relate partly to the languages
mately “knowable,” incorporating ideas about emotion we feel happy to use. Thomas himself repeatedly uses
into the stories we tell about the past is a good thing, expressions such as “being-in-the-world” and makes
then, provided that the stories we tell are plausible and comments such as that “relations between people and
conform with available evidence, I agree that richer, things are social relations.” These are the kind of com-
more interesting archaeologies will result. To loosen that monalities or alignments between past and present hu-
condition would be, for me, unfulfilling and something man experience which I suggest are necessary in order
of an evasion of the challenge of archaeology. It is the to allow the possibility of interpretation of social mean-
limitation of interpretive ambition in this way that I am ing. Ultimately, I am interested in knowing about the
wary of, not reflexive awareness itself, despite Karlsson’s past and knowing about past people’s experience, and I
fear that I have established an either/or dichotomy be- think those are legitimate goals for archaeologists,
tween the study of emotion in the past and its exami- though I make a strong distinction between “knowing
nation in the present. This was never my intention, and about” past experiences and actually having that expe-
nowhere did I suggest that our own emotional responses rience oneself.
are irrelevant. My point was that we are, as far as I can Pan-human emotions? Commentators vary in the de-
see, in no danger of neglecting emotion in ourselves in gree to which they feel that it may be legitimate to con-
the present but, unless this self-analysis is part of a sider some emotional responses as in some way pan-
broader project of writing about the past, it is unlikely human. Mithen, Cowgill, and Leavitt all suggest that I
to be particularly interesting. Another point relating to may have underemphasized the degree to which emo-
the limitation of archaeological ambition is made, in dif- tional propensities and experiences are shared.
ferent ways, by Meskell and Kus. Kus, reasonably, argues Leavitt argues that some emotions in particular cir-
that archaeologies of emotion need not be compulsory, cumstances are in fact highly predictable or even ste-
but “where the data and the context permit” those who reotypic. His examples of our widespread susceptibility
wish to explore these questions should be encouraged to to emotional manipulation in, for example, film and
do so. Meskell makes a similar point, rather more emotional concurrence about certain socio-religious fes-
strongly. I agree that it is not necessary or appropriate tivals demonstrate this. Nevertheless, these emotional
for all archaeologies to include a consideration of emo- effects, first, are very variable in personal experi-
tion, but to write about past people’s understandings of ence—not everybody will find the same films funny or
their worlds we do need to consider emotion. For clari- sad or romantic—and, second, depend on shared cultural
fication I would add here that, so long as archaeologies context. The emotional meanings of, say, Christmas, are
are plausible, I do not see why any period or scholar different in different countries: in cultures which have
should be excluded from the project of writing mean- no cultural tradition of Christmas, the holiday may pro-
ingful, rich, complex, and social pasts (see Lampeter Ar- voke emotions of fear, anxiety, hostility, or nothing at
chaeology Workshop 1997:175 for a discussion of the sort all. Leavitt thinks that, in favouring “social emotional
of criteria by which interpretations of the past may be values” as a goal for archaeological study of emotion, I
evaluated). am advancing the view that actual experienced emotions
Empathy. In writing this paper, I found thinking about are not predictable. He is right insofar as, for me, the
the limits of empathy to be the hardest part; some of identification of what “millions of English-speaking
this was to do with the rhetorical stances adopted by North Americans . . . are supposed to feel” (which I
t a r l o w Emotion in Archaeology F 741

would call emotional values) is firmer ground for the tationist if he is “very happy with those labels.” For me,
production of archaeologies; claiming to predict experi- the main problem remains that for Mithen emotions are
ences in specific, individual cases is not necessary. This assumed to be “things” whose existence and nature are
does not, however, mean that emotions are not deeply not in doubt but whose aetiology and function need to
felt and widely shared “genuine” experiences. be explained. I disagree with him at the level of the ar-
Mithen challenges me to find evidence of an occasion ticulation of the “problem” and do not consider looking
on which a woman, for non-pathological reasons, did not at emotion as something to be discussed in terms of “the
feel emotions like grief and sorrow on losing a young human condition,” assuming that the nature of that con-
child. In response, I could argue that responses to child dition is already and unproblematically known, a useful
death are culturally complex; adequate translation may way to proceed.
not be possible in culturally specific circumstances Cowgill suggests that “whatever is innate constitutes
(where, for example, a child is given to the gods). Simi- material out of which (rather than on which) local con-
larly, responses to the death of a child who was suffering structions are formulated,” and I find this an appealing
from some serious medical condition may not be the and useful distinction. I agree with him that, at this stage
same as reaction to the death of a healthy child, nor may in our discussions, it will not be particularly profitable
the reaction to the death of a child brought up under a to pursue the question of what is innate and what local
system of shared care or by foster parents. In circum- as if they were separable entities. Perhaps it does not
stances where the parent in some way brings about the matter very much for the purposes of archaeological dis-
child’s death, such as, for example, sex-selective infan- cussion that some, including Cowgill, are more sym-
ticide, emotional reactions will not always be the same. pathetic towards the idea of pan-human emotional pro-
Because the meanings of different kinds of death, the pensities and others, including me, are warier. In practice
meaning of childhood, and the nature of the parent-child there is broad agreement that emotions cannot be as-
relationship vary enormously among societies, so will sumed but are important, and maybe that is as far as we
responses to child death. Given this complexity and var- need to go together in order to approach the challenge
iability, child death is not an emotional constant. of writing emotional archaeologies.
Equally, Mithen’s expectation that it is the mother who Archaeological contexts. Harré and Parrott argue that
will experience the significant responses of grief and sor- I have not drawn sufficient distinction between histor-
row reflects the gendered emotional expectations of a ical and archaeological studies. They comment that “in-
particular cultural context. If he is willing to substitute terpretation based on bodily remains and artifacts alone
“parent” for “mother” in his challenge, one good ex- must be difficult indeed.” Social archaeologists would
ample might be the case of the Inca official Caque Poma, surely agree: archaeological interpretation is very diffi-
whose daughter was sacrificed to the sun deity (described cult. Nevertheless, we employ a wide range of evidence
in Sillar 1992:113). In this case, the involvement of the including architecture, space, flora and fauna, and land-
child’s father in her death, the apotheosis of the “dead” scape use, as well as the human remains and artifacts
girl, and Caque Poma’s consequent social elevation are that Harré and Parrott mention. Archaeology is a mature
likely to have produced in him feelings quite different discipline, and over many decades archaeologists have
from those one would expect in a modern Western be- developed sophisticated and creative ways of interrogat-
reaved parent. It is also worth noting that Mithen’s ex- ing the evidence available. This sounds self-congratu-
emption of pathological conditions permits a situation latory, but it is intended to express that modern archae-
in which any mother who does not demonstrate the ological practice is generally imaginative about what
“right” emotions can be dismissed as aberrant. However, might count as evidence, as Averill recognizes, and am-
the diagnosis of pathological conditions as they relate to bitious about its interpretation. All of this is not to say
emotional states is not objective and neutral but serves that an archaeology of prehistoric emotion is no harder
to promote and naturalize certain culturally expected than the emotional history of the 20th century, but I
emotional responses by pathologizing those which de- think many archaeologists and historians, including my-
viate from the ideal. We have quite a tradition in the self, would resist making sharp distinctions between ma-
West of “diagnosing” women who do not conform to terial culture and textual sources of evidence. Of course,
idealized gender stereotypes as hysterical, neurotic, or material culture requires careful and critical interpre-
whatever. Even 50 years ago unmarried girls who became tation in terms of its context of production and use, and
pregnant in Britain could be confined to mental insti- ultimately its meaning is “unknowable” in the sense
tutions, so caution must be taken in attributing patho- that there is no final closure or fixity, but then the same
logical status to deviance. Mithen clearly feels misrep- is true of texts. The difference between historical and
resented by this paper, and I apologize if I have prehistoric periods—and here I slightly disagree with
inadvertently done so. However, on rereading his work Meskell, I think—is not an absolute discontinuity be-
and my own I still fail to see inaccuracies in my presen- tween the study of periods for which textual sources are
tation of his article, though of course there are differ- available and those for which they are not but a contin-
ences of emphasis and clearly we take different ap- uum where different kinds and quantities of evidence
proaches. I do not know why Mithen, who claims here are available. Interpretation is harder when there is less
both that he is and is not a biological determinist, objects evidence. It is not clear to me, however, why a weak
to my “accusing” him of being a functionalist or adap- distinction between historical and archaeological con-
742 F c u r r e n t a n t h ro p o l o g y Volume 41, Number 5, December 2000

texts of interpretation makes my argument “covertly life,” in Language and the politics of emotion. Edited by Lila
inductive.” Abu-Lughod and Catherine Lutz, pp. 1–23. Cambridge: Cam-
bridge University Press.
Traps and anxieties. I am saddened by the apprehen- a d k i n s , a . w . h . 1970. From the many to the one. London:
siveness this paper has induced in Susan Kus—a scholar Constable. [jra]
whose work I particularly admire. Emotion is difficult a l b r e t h s e n , s . e . , a n d e . b . p e t e r s e n . 1976. Excava-
to “get right,” and I certainly would not claim to be able tion of a Mesolithic cemetery at Vedbaek, Denmark. Acta Ar-
chaeologica 47:1–28.
to do it myself. The language available to us seems to
a r i è s , p h i l l i p p e . 1962. Centuries of childhood. Translated
have a strong current which brings one back round into by Robert Baldick. London: Jonathan Cape.
complicity with the very philosophical positions one has a v e r i l l , j a m e s r . 1974. An analysis of psychophysiological
tried to escape—a failure Thomas points out in my own symbolism and its influence on theories of emotion. Journal
work and one which Cowgill is also aware of having to for Theory of Social Behaviour 4(22):147–90.
———. 1980. “A constuctivist view of emotion,” in Emotion:
“struggle so constantly against.” But the difficulty of Theory, research, and experience, vol. 1, Theories of emotion.
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conceptual and representational tools should not make New York: Academic Press.
us fearful of trying. My attempts here to take a critical ———. 1990. “Inner feelings, works of the flesh, the beast
position were certainly not intended to “police” archae- within, diseases of the mind, driving force, and putting on a
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Hodder and Kus both would have wished for more dis- tatheoretical analysis. Review of Personality and Social Psy-
chology 13:1–24.
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material context frequently encountered by archaeolo- Social interactionist perspectives. Edited by R. B. Felson and J.
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I greatly appreciate the privilege of engaging in chal- b a r k e r - b e n fi e l d , g . j . 1992. The culture of sensibility: Sex
lenging dialogue on the subject of emotion and am par- and society in eighteenth-century Britain. Chicago: University
ticularly glad of the interdisciplinary nature of this de- of Chicago Press.
bate. Commenting on work in other traditions, one feels b a r l e y, n i g e l . 1995. Dancing on the grave: Encounters with
clumsy and aware of the inadequacies and incoherences death. London: John Murray.
b a r r e t t , j o h n . 1988. Fields of discourse: Reconstructing a
of one’s own position. I am therefore very grateful to all social archaeology. Critique of Anthropology 7:5–16.
the commentators for their support, questions, guidance, ———. 1994. Fragments of antiquity. Oxford: Blackwell.
suggestions, and corrections. I am convinced that this is b a t s o n , c . d a n i e l , l a u r a l . s h a w, a n d k a t h ry n
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of archaeology. I agree with Meskell that continued in- Toward functionally based conceptual distinctions. Review of
Personality and Social Psychology 13:294–326.
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also be able to make a significant contribution to the cago and London: University of Chicago Press.
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———. 1987. Biophilosophical aspects of archaeology. Institute of
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