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AMERICAN JOURNAL OF PHYSICAL ANTHROPOLOGY 103:315–328 (1997)

Maternal Proximity and Infant CO2 Environment During


Bedsharing and Possible Implications for SIDS Research
SARAH MOSKO,* CHRISTOPHER RICHARD, JAMES MCKENNA,
SEAN DRUMMOND, and DAVID MUKAI
Sleep Disorders Center, University of California Irvine Medical Center,
Orange, California 92868

KEY WORDS cosleeping; mother-infant bedsharing; CO2; sudden


infant death syndrome

ABSTRACT Sudden infant death syndrome (SIDS) is the leading cause of


human infant mortality after the neonatal period in Western countries. Recently,
child care practices have been shown to be important in determining infant
vulnerability to SIDS. However, very little is known about the impact of parent-
infant cosleeping on infant sleep physiology and behavior and SIDS risk. This
reflects the failure of Western societal research paradigms to appreciate the
human infant’s evolutionary history of cosleeping, the recency of the emergence of
solitary infant sleeping as a practice and the fact that parent-infant cosleeping is
still the preferred sleeping arrangement for the majority of contemporary societies.
Incorporating current hypotheses on the mechanisms of SIDS, we have hypoth-
esized that the comparatively sensory-rich cosleeping environment might be
protective against SIDS in some contexts. As a first step to characterize cosleeping
environments, this investigation is aimed at assessing, in routinely bedsharing
mothers and infants, their relative sleeping positions and the potential for sleeping
in close face-to-face proximity and for infant exposure to increased environmental
CO2 produced by maternal respiration. The latter is important in that breathing
elevated levels of CO2 can have diverse effects, ranging from respiratory stimula-
tion at low levels to suffocation at very high levels.
Two related laboratory studies were performed. In the first, all-night videotapes
of 12 healthy, routinely bedsharing mother-infant pairs were analyzed for sleeping
positions and time spent in face-to-face orientation and distances separating their
faces. Infants were 11–15 wk old. Mothers predominantly positioned themselves
on their sides facing their infants, with the infants placed either supine or on their
sides. Mothers and infants slept oriented face-to-face for 64 6 27% (S.D.) of
non-movement time, with distances less than 20 cm commonly separating their
faces. In the second study, concentrations of CO2 in air were measured in six young
women at distances of up to 21 cm from their nares. Peak expiratory CO2
concentrations remained above 1.0% at distances up to 9 cm and above 0.5% at 18
cm. Both baseline and peak CO2 levels were further increased at all distances
when measured within a partial air pocket created to simulate a bedding
environment sometimes seen during bedsharing. We conclude that during bedshar-
ing there is potential for 1) a high degree of face-to-face orientation and close
proximity and consequently 2) increased environmental CO2, as a result of
maternal respiration, to non-lethal levels that might stimulate infant respiration.

Contract grant sponsor: National Institutes of Health; contract grant number RO1 HD27482.
*Correspondence to: Sarah Mosko, Ph.D., Sleep Disorders Center, Bldg. 22C, Rt. 23, University of California
Irvine Medical Center, 101 The City Drive, Orange, CA 92868.
Received 20 September 1996; revised 2 December 1996; accepted 15 April 1997.

r 1997 WILEY-LISS, INC.


316 S. MOSKO ET AL.

The close proximity would also maximize the sensory impact of the mother on the
infant through other modalities. We also suggest that bedsharing may minimize
prone infant positioning, a known risk factor for SIDS. Am J Phys Anthropol
103:315–328, 1997. r 1997 Wiley-Liss, Inc.

Despite two decades of intensive research Perhaps because of the varied and subtle
to understand and prevent sudden infant nature of the defects involved in SIDS, exten-
death syndrome (SIDS), SIDS is still the sive post-mortem analyses have failed to
number one cause of infant mortality after elucidate any measureable infant param-
the neonatal period in Western countries. It eters useful in predicting a given infant’s
is defined as the sudden death of an infant level of risk. As a result, prevention strate-
,1 yr of age which remains unexplained gies have shifted in the last decade to efforts
after a thorough investigation, including to identify modifiable factors in the infant’s
complete autopsy, death scene examination environment that could contribute to SIDS
and review of the clinical history (Willinger risk. In particular, recent epidemiological
et al., 1991). There is marked variation in studies have identified several child care
SIDS rates across the world, with highest practices associated with increased risk, in-
rates in New Zealand and France (2.3 and cluding maternal smoking and prone infant
1.9 deaths per thousand live births, respec- positioning for sleep (Blair et al., 1996;
tively) and lowest rates (,0.01) in Greece Mitchell et al., 1991). Of these, the most
and Brazil. In the United States, the inci- powerful example is the increased risk asso-
dence of SIDS is 1.3 per thousand live ciated with prone sleeping (Fleming et al.,
births, or over 4,000 cases annually (World 1990; Mitchell et al., 1991; Dwyer et al.,
Health Organization, 1994). 1991a, 1991b). Within the last 5 yr, cam-
The etiology of SIDS remains elusive and paigns in several countries to discourage
controversial, although there is a general prone positioning have reduced SIDS rates
concensus that the causes are multifacto- in every instance (Willinger et al., 1994), by
rial, involving both constitutional vulner- roughly one-third to one–half. The mecha-
abilities and environmental influences. De- nism whereby prone sleeping endangers in-
velopmental factors are thought to be fants is not yet understood, although lethal
involved since SIDS is uncommon before 1 rebreathing of CO2 trapped in bedding (Chi-
mon and after 6 mon, with a peak occurrence odini and Thach, 1993; Kemp et al., 1994)
at 2–3 mon of age (Guntheroth, 1995; Will- and hyperthermia (Ponsonby et al., 1993)
inger et al., 1991). Viable explanations for have been implicated by some researchers.
SIDS must incorporate why most SIDS Our research team is interested in whether
deaths occur during periods of presumed the social dimension of infants’ sleeping
sleep (Cordner and Willinger, 1995). Cur- environments modifies vulnerability to SIDS.
rently, there are several lines of evidence This stems in part from observations that
suggesting that subtle cardiovascular or re- SIDS rates can be low in societies or cultural
spiratory control defects, impaired thermo- groups that practice parent-infant cosleep-
regulation or deficient arousal mechanisms ing, such as Japan and Hong Kong (Lee et
can each contribute to SIDS deaths (Gun- al., 1989; Davies, 1985; Gantley et al., 1993;
theroth, 1995; Rognum, 1995). Yet, insofar Farooqi et al., 1991; Tasaki et al., 1988;
as the mechanisms leading up to a SIDS Balarajan et al., 1989; Singh et al., 1992).
event may be quite varied and complex, the Although additional factors certainly could
predominant hypothesis is that there is a be involved, that close proximity to parents
final common pathway involving failure to during sleep contributes to these low SIDS
arouse from a prolonged apnea with conse- rates is suggested by a recent epidemiologi-
quent cardiorespiratory collapse (Harper et cal study in New Zealand which found that
al., 1981; Shannon et al., 1977; Guntheroth, infants who slept in a room alone were
1995). nearly four times as likely to die from SIDS
MATERNAL PROXIMITY DURING INFANT BEDSHARING 317

as infants who shared a room with an Schachter et al., 1989). Fifth, it has not been
adult(s). Furthermore, this protective effect appreciated that, without data on contrast-
did not generalize to room sharing with ing sleep environments, any effects on in-
siblings (Scragg et al., 1996). The recent fants stemming from solitary sleeping,
increase in SIDS rates in Japan, which has whether positive or negative, also remain
been paralleled by a shift from a tradition of unexplored.
social sleeping to solitary infant sleeping Cosleeping can assume diverse forms, de-
(Watanabe et al., 1994), also supports a pending on the infant’s relationship to the
protective role of parental proximity during cosleeper, the degree of physical proximity
sleep. Yet, almost nothing is known about and the type of sleeping surface, for ex-
the cosleeping environment and its impact ample. All forms of cosleeping are probably
on infants. This void is no doubt a reflection sensory-rich compared to solitary sleeping,
of a historically recent Western cultural bias but the greatest contrast in this dimension
favoring the solitary infant sleeping arrange- would be expected with bedsharing with a
ment which has been incorporated almost caregiver where close proximity to and di-
universally into pediatric and SIDS re- rect physical contact with the caregiver could
search paradigms. Such research has failed expose the infant to sensory stimuli involv-
to appreciate several important concepts. ing every modality (auditory, olfactory, tac-
The first is that parent-infant cosleeping tile, thermal, gustatory and visual). Further-
must offer some adaptive advantages since more, the infant’s environmental CO2 might
it is the sleep environment within which be increased as a result of a mother’s respira-
human infant sleep evolved (Lozoff and Brit- tion onto the infant at close range. However,
tenham, 1979; Konner, 1981; Lancaster and any effects of this comparatively sensory-
Lancaster, 1982). Second, since solitary rich environment on infant sleep physiology
sleeping emerged as a practice only within and behavior remain unexplored. Incorporat-
the last 200–400 yr, failure of infant sleep ing current hypotheses on the constitutional
physiology and behavior to adapt quickly to deficits involved in SIDS, which include
such a radical change in environment might cardiovascular, respiratory, arousal and ther-
result in significant vulnerabilities in some moregulatory defects, we have postulated
infants. Third, among all primates the hu- that, in some contexts, either fundamental
man newborn is neurologically the most sensory features inherent to bedsharing with
immature at birth, increasing its reliance on a parent and/or caretaking behaviors of par-
the primary caregiver for direct contact and ents during bedsharing might offer protec-
care both day and night (Konner, 1981). tion against SIDS (Mosko et al., 1993, 1996;
Fourth, some form of cosleeping is still the McKenna et al., 1990; Richard et al., 1996).
customary arrangement for the majority of The possibility that maternal respiration
the world’s cultures (Burton and Whiting, could elevate the infant’s CO2 environment
1961; Barry and Paxson, 1971; Caudill and is important from the standpoint that in-
Plath, 1966; Shand, 1981). In a survey of 127 creased CO2 can have diverse effects, rang-
cultures worldwide from which reliable data ing from respiratory stimulation at low lev-
on sleeping arrangement were obtained, els to suffocation at very high levels (Schafer
Barry and Paxson (1971) reported that for et al., 1993; Haddad et al., 1980; Chiodini
79% of the cultures, infants slept in the and Thach, 1993; Kemp et al., 1994). Evi-
parents’ room; this involved sharing the dence of respiratory stimulation as a result
same bed or sleeping surface for at least 44% of bedsharing could be important in the
of the cultures. Even within the United context of compensation for a postulated
States, cosleeping is not an uncommon prac- impairment in respiratory control mecha-
tice, contrary to popular perception. For nisms in the etiology of SIDS.
example, for infants and toddlers, frequent The contrary view, that bedsharing places
all-night or part-night bedsharing was re- infants at increased risk for SIDS, has been
ported in 19% of whites, 59% of blacks and proposed recently as a result of the New
26% of Hispanic families sampled from New Zealand study, although bedsharing (de-
York City and Cleveland (Lozoff et al., 1984; fined in that study as bedsharing with any-
318 S. MOSKO ET AL.

one) was associated with significantly in- occurs around an infant’s head while shar-
creased risk only in Maori infants (Mitchell ing a blanket with the mother.
et al., 1993). The cultural variation in their
SUBJECTS AND METHODS
findings was subsequently found to be ex-
plained in large part by an interaction of Orientation and proximity of cosleepers
bedsharing with maternal smoking (Scragg Twelve healthy, breast-feeding, non-smok-
et al., 1995). Furthermore, a recent epidemio- ing mothers, ranging in age from 18 to 37 yr
logical study in southern Californian whites, (mean 27 6 6 (S.D.) yr), were recruited from
African-Americans, Latinos and Asians the Birthing Center at the University of
failed to find increased risk for SIDS associ- California Irvine Medical Center. All moth-
ated with bedsharing, similarly defined (Klo- ers were Latina, because bedsharing is an
noff-Cohen and Edelstein, 1995). Because of accepted practice in this ethnic group (Mo-
both the important role that other child care relli et al., 1992) and to control for potential
practices appear to play in raising or lower- cultural differences in attitude toward and
ing SIDS rates and conflicting ideas among implementation of bedsharing. All reported
researchers about possible benefits or detri- that they had been bedsharing with their
ments of cosleeping, an effort to understand infants since birth, and this was confirmed
how well-defined cosleeping and solitary by 2 wk of daily sleep logs: for the 10 pairs on
sleeping environments differentially affect which complete data were available, the
infants is timely and might be critical to the pairs bedshared an average of 13.6 6 0.5 out
continued development of effective strate- of 14 nights. Mothers were screened for
gies to combat SIDS. sleep disorders by a detailed sleep history
The present studies characterized the performed by a trained physician, and in-
cosleeping environment (defined here as bed- fants were excluded if the mother’s reason
sharing with the mother) at the peak age of for bedsharing related to infant tempera-
incidence of SIDS by evaluating 1) the mu- ment (fussiness). Infants (six males and six
tual body orientations and proximity of rou- females) had 5-min Apgar scores (a general
tinely bedsharing mother-infant pairs and measure of the newborn’s condition) of at
2) potential CO2 concentrations around the least 8 (10 is maximum score) and normal
infant due to maternal respiration while developmental histories. They were healthy
sleeping face-to-face. The two studies at the time of testing. Mother-infant pairs
stemmed from an observation that bedshar- coslept in a laboratory bedroom on two nights
ing mother-infant pairs can spend large when the infants were 13 6 1 wk old (range
portions of the night at close range in face-to- 11–15 wk). The first night served as an
face orientation. This prompted the measure- adaptation night, and the second night oc-
ment of their relative sleeping positions and curred within two nights of the first. Mother-
proximity in the first study. That study infant pairs shared a twin-size hospital bed
provides insight into the influence of bed- both nights. The measurements reported
sharing on infant positioning and on the here derived from all-night infra-red video
general potential for sensory exchange be- camera recordings on the second bedsharing
tween mother and infant. The possible im- night. Monitoring in infants and mothers
pact of the mother’s proximity on the in- also included standard non-invasive poly-
fant’s environmental CO2 was evaluated in somnographic measures (electroencephalo-
the second study by measuring air concentra- gram, electrooculograms, chin electromyo-
tions of CO2 at distances from women’s faces gram, and qualitative measures of airflow
that are within the range at which routinely and respiratory effort), according to the pro-
bedsharing infants were found to sleep. Fur- tocol of a larger study contrasting sleep
thermore, because of the postulated role of patterns in solitary and bedsharing environ-
lethal CO2 rebreathing into bedding in the ments that has been reported separately
association of prone sleeping with SIDS, we (Mosko et al., 1996).
also measured air CO2 concentrations pro- Infants were maintained on their usual
duced by women when breathing into an air feeding and sleeping schedules, with moth-
pocket formed by a blanket, as sometimes ers performing all caretaker interventions
MATERNAL PROXIMITY DURING INFANT BEDSHARING 319

ad libitum. Mothers were blind to all experi- nares at 3 cm increments by holding the
mental hypotheses and instructed to put sampling port in the line of expired air. At
their infants to bed as they would at home. each distance, 30- to 45-sec readings were
Mothers retired at their usual time, an obtained and regression analysis was ap-
average of 55 min after the infants, and plied over this range to assess the relation-
monitoring was terminated after mother ship of distance to CO2 concentration. Then
and infant had awakened the next morning reclining measurements were taken which
at their usual times. Only the bedsharing were an outgrowth of the observation that,
portion of the night was used in the present while mother-infant pairs coslept and shared
analysis. Sleeping positions were recorded a common blanket, the blanket sometimes
in both infants and mothers as supine, prone, appeared to form a partial air pocket around
or on the side. Differences in time spent in the infant’s head (Fig. 1). For pairs sleeping
the three positions were tested first by the face-to-face in close proximity, this raised
Friedman Two-Way Analysis of Variance, the question of whether such a pocket could,
followed by Wilcoxon Matched-Pairs Signed- by trapping the mother’s exhaled CO2, fur-
Ranks Tests. Anytime a mother and infant ther alter the infant’s CO2 environment. For
were facing each other the distance between the reclining measurements, the sampling
their nares was measured on the video moni- tube was attached to the nose of a doll which
tor screen and extrapolated to the actual approximated the body size of a 3-mon-old
face-to-face distance by a standard distance infant. The woman and doll were placed on
marker (provided by a large digital clock) in their sides in face-to-face orientation with
the video field. The reliability of this tech- the doll’s face in the line of expired air. CO2
nique was verified (to within 63 cm) by measurements were made at nose-to-nose
measuring objects of known dimension from distances of 9, 15 and 21 cm. Two sets of
the video field. The amount of time each pair measurements were made at each distance.
spent at given face-to-face distances was The first 2 min of recording were without an
computed to the nearest minute. Times when applied blanket; for the second 2 min, a loose
either member of a pair were moving could weave cotton blanket was laid across the
not be scored reliably and were excluded woman and doll, as shown in Figure 1,
from the analysis. covering up the woman’s neck and about
one-third of the doll’s head. A 2 3 2 within-
CO2 concentrations at varying distances subjects design Analysis of Variance
from the nares of women (ANOVA) was used to analyze mean CO2
To assess the potential for infant exposure concentrations obtained over 30 sec samples
to CO2 from the mother while bedsharing, taken before and after blanket application.
concentrations of CO2 in air were measured The two within-subjects factors were pres-
in a separate group of six healthy, awake ence or absence of the blanket and the three
women (aged 29 6 4 yr) at varying distances nose-to-nose distances. An interaction effect
from their nares in sitting and reclining also was evaluated.
positions. All measurements were done in This research was approved by the Hu-
the absence of infants so that CO2 levels man Subjects Review Committee of the Uni-
would not be contaminated by infant respira- versity of California, Irvine.
tion. Subjects were instructed to breathe RESULTS
normally through their noses. CO2 concen-
Orientation and proximity of cosleepers
trations were measured by mass spectrom-
etry (Perkin-Elmer 1100 Medical Gas Ana- The period of cosleeping, from the begin-
lyzer) at a sampling rate of 45 ml/min and ning to the end of bedsharing, averaged
recorded for digital storage at 10 samples/ 468 6 63 (S.D.) min (range 324–543 min).
sec. All recordings were performed at the Non-movement time (NMT) accounted for 92%
same location within a well-ventilated labo- of this or 432 6 53 min (range 299–485 min).
ratory. Mothers showed a strong preference for
While sitting, CO2 concentrations were side sleeping while bedsharing (Table 1). All
measured at distances of 3 to 21 cm from the but one mother spent the majority of the
320 S. MOSKO ET AL.

tional effect persisted when the supine and


side positions were categorized separately
(P 5 .034). However, individual position com-
parisons (Wilcoxon Matched-Pairs Signed-
Ranks Tests) revealed non-significant trends
in the differences between the prone and
side position (P 5 .059) and the prone and
supine position (P 5 .075) and no discern-
ible difference between the supine and side
position (P 5 .722). Only two infants were
ever placed prone by the mother, for 31%
NMT in one case and 100% NMT in the
other. The latter case was especially atypical
in that the mother placed the infant prone
with its entire upper body propped up on a
pillow, whereas no other mother ever used a
pillow under the infant. Exclusion of this
infant’s data from the analyses greatly in-
creased the significance level of the Fried-
man test (P 5 .009) and also resulted in
highly significant differences between the
prone and both side (P 5 .008) and supine
(P 5 .011) positions. There was no clear
relationship between the prone position in
Fig. 1. Drawing showing cosleeping simulation per-
formed with toy doll to measure the effect of a partial air mothers and infants, insofar as the mother
pocket formed around an infant’s head on CO2 levels who kept her infant prone all night slept on
produced by the mother’s respiration. The dotted line her side the entire time. None of the infants
represents the blanket.
ever changed position on their own (except
for head turning).
TABLE 1. Sleeping positions (% NMT)
Infants faced (i.e. face oriented toward)
Side Supine Prone the mother for an average of 83% NMT
Mothers 74 6 19 23 6 18 366 (range 14–100%). All but two infants faced
Infants 49 6 41 40 6 40 11 6 29 the mother for a large majority ($69%) of
NMT, non-movement time. All entries reflect group means the night, and seven faced the mother for the
(6S.D.). entire night. The infant with the minimum
NMT facing the mother (14%) was the one
who was prone all night. Virtually all of the
time on their side. A Friedman Two-Way time that infants were on their side bodily
ANOVA indicated a highly significant posi- facing the mother their faces were oriented
tional effect (P , .0001), and the differences toward the mother. Only one infant was ever
in %NMT between each of the three posi- placed on its side so that it bodily faced away
tions were also highly significant (Wilcoxon from the mother (for 39 min or 9% NMT).
Matched-Pairs Signed-Ranks Tests: side vs. While supine, infants also remained pre-
supine, P 5 .004; supine vs. prone, P 5 .005; dominantly oriented toward the mother. Of
side vs. prone, P 5 .002). Only three moth- the nine infants who slept supine part or all
ers ever slept prone, ranging from 2% to 19% of the night, the average fraction of supine
NMT. time that the infant remained with its head
Both side and supine positioning predomi- turned to face the mother was 80% (range
nated in infants (Table 1). When just two 0–100%), and six of the infants maintained
position categories were used (prone vs. that orientation for 100% of supine time.
non-prone), a Friedman Two-Way ANOVA On average, mothers spent almost as much
revealed a highly significant positional ef- time facing their infants (73 6 21% NMT) as
fect (P 5 .004). A significant overall posi- did the infants facing the mothers. All but
MATERNAL PROXIMITY DURING INFANT BEDSHARING 321

Fig. 2. Minutes that each of 12 bedsharing pairs spent at given face-to-face distances. A distinct
symbol was used for each pair. Zeros were not plotted.

one of the mothers spent the majority of the was measured in the line of expired air,
night facing the infant; the exception still since our objective was to assess the maxi-
spent 40% NMT facing the infant. mum potential for infant CO2 exposure from
Three-quarters of the pairs were oriented the mother during bedsharing.
face-to-face for the majority of NMT, and the Mean peak expiratory CO2 concentra-
mean for the entire group was 64 6 27% tions and 95% confidence limits are graphed
NMT. Mother and infant often slept at re- in Figure 3 for distances of 3 to 21 cm for the
markably short face-to-face distances. Time six women in the upright sitting position.
spent at various face-to-face distances is Peak CO2 was well above room air concentra-
graphed (in minutes) in Figure 2 at 10 cm tion (0.04% CO2) at all distances for all
intervals for all pairs. Half of the pairs spent subjects. At 3 cm, the group mean peak CO2
time at distances #10 cm, exceeding 2 hr for was 2.36%, with individual subject means
three of the pairs. One pair spent the major- ranging from 1.27% to 3.04%. The highest
ity of NMT (191 min or 57% NMT) that close. single peak values recorded in any of the
Distances as short as 4–7 cm were measured subjects were ,4%. The group mean re-
in three of the pairs. Every pair spent time mained above 1.0% CO2 at distances up to 9
separated by 10 to 20 cm, with a group mean cm and above 0.5% CO2 at 18 cm. At 21 cm,
of 131 6 99 min. All pairs but one also spent peak CO2 averaged 0.34% which is approxi-
time at separations of 20 to 30 cm (mean of mately eight times room air. Regression
all 12 pairs 5 85 6 81 min). Only five pairs analysis over the measured range revealed
were ever separated by more than 30 cm highly significant linear (T 5 212.8,
(range 1–50 min). P , .0001) and curvilinear fits (T 5 4.0,
P 5 .0004). The linear regression indicated
CO2 concentrations at varying distances
a 0.1% increase in peak CO2 concentration
from the nares of women
for each centimeter closer to the women.
Air concentrations of CO2 were measured In the reclining measurements in the same
in women at distances up to 21 cm, because women, we found that applying a blanket to
all bedsharing mother-infant pairs spent form a partial air pocket around a doll’s head
appreciable amounts of time face-to-face did, within 30 sec, gradually raise both
separated by distances in this range. CO2 baseline and peak CO2 concentrations mea-
322 S. MOSKO ET AL.

Fig. 3. Mean peak expiratory CO2 concentrations, with 95% confidence limits, at distances of 3 cm to
21 cm from the nares for women in the sitting position (n 5 6).

sured at the nose of a doll separated 9, 15 or the 30 sec sample at all three distances for
21 cm from the nares of the women. This all subjects with one exception. The highest
elevation in CO2 by trapping expired CO2 peak levels attained occurred at 9 cm and
was especially pronounced at distances of 15 were between 1.5 and 2.0% CO2.
and 21 cm (Fig. 4). Because identification of
DISCUSSION
individual CO2 peaks and troughs was not
always possible for the reclined position, The findings indicate that routinely bed-
especially after blanket application, quanti- sharing mother-infant pairs can sleep ori-
fication of the blanket’s effect was achieved ented face-to-face for large portions of the
by calculating the mean CO2 concentration night, with distances less than 20 cm com-
over representative 30 sec samples of con- monly separating their faces. Our Latina
tinuous CO2 measurements, one before and mothers preferentially slept on their side
one after blanket application at each dis- facing their infants. Infants were preferen-
tance (Fig. 5). At least 30 sec was allowed to tially placed in non-prone positions by moth-
elapse after blanket application to allow the ers (side or back), and they also typically
CO2 concentrations to stabilize before tak- faced the mother the majority of the night.
ing a sample. Without the blanket, the group Most pairs slept oriented face-to-face for the
CO2 means were 0.41%, 0.28% and 0.20% at large majority of the recording. Further-
9, 15 and 21 cm, respectively, and they more, all of the pairs slept for portions of the
increased to 0.75%, 0.69% and 0.51%, respec- night at distances less than 20 cm separat-
tively, with the blanket. This means that as ing their faces. The measurements of CO2
a result of blanket application, the doll’s concentrations at distances of 3 to 21 cm
average CO2 exposure from the women’s from the nares of women demonstrate that,
respiration increased by 83% at 9 cm, by even at 21 cm, there is potential for apprecia-
146% at 15 cm, and by 155% at 21 cm. The bly increased environmental CO2 as a result
effect of the blanket was highly significant of a mother’s breathing.
(F 5 34.37; P 5 .002), and the effect of dis- Since all mother-infant pairs were Latino
tance was also significant (F 5 5.11; and routinely bedshared at home, the gener-
P 5 .030), but there was no significant inter- alizeability of these results to other cultural
action effect (F 5 0.39; P 5 .685). With the groups is not known since cultural attitudes
blanket, inspiratory (or trough) CO2 levels toward bedsharing vary greatly (Lozoff and
remained above 0.2%, and sometimes appre- Brittenham, 1979). For example, bedshar-
ciably higher than this, for the majority of ing is a more common practice among Latin
MATERNAL PROXIMITY DURING INFANT BEDSHARING 323

Fig. 4. Example of continuous CO2 recording, measured at the doll’s nose, 21 cm from one reclining
woman’s nares. The blanket was applied at the arrow.

The twin size bed used in our study raises


the question of whether the relative body
positions and degree of infant-mother prox-
imity we measured resulted from bed size.
The observations that infant position was
usually managed by the mothers during
periods of breast-feeding and that mothers
enclosed their infants within their arm(s) for
large portions of the night (unpublished
observations) argue against a passive effect
of bed size. Breast-feeding places infants
and mothers in extremely close proximity
Fig. 5. Mean (6S.E.M.) concentrations of CO2 over and in face-to-face orientation, both of which
30 sec samples taken before (circles) and after (squares) are often maintained afterward since infant
blanket application at three distances from the nares of and mother commonly fall back to sleep with
reclining women.
the infant still attached to the breast. [Note
also that breast-feeding, which is thought to
confer a protective effect against SIDS
Americans and African Americans than through mechanisms not yet identified (Hoff-
among whites in the area of California from man et al., 1988), appeared to position in-
which our subjects were drawn (Klonoff- fants’ faces generally in the line of the
Cohen and Edelstein, 1995). Differing cul- mothers’ expired air.] Together with observa-
tural attitudes might impact the degree of tions that bedsharing increases nocturnal
physical proximity parents exhibit in bed- breast-feeding (McKenna et al., 1997) and
sharing with an infant, although no figures that breast-feeding mother-infant pairs who
exist describing the physical proximity or do not routinely bedshare also typically sleep
behavior of bedsharing parents and infants close together and face-to-face when they do
for other cultural groups. That the sample bedshare (Richard et al., 1996), this sug-
size in our study was not large also limits gests that breast-feeding contributes impor-
the generalizeability of the findings, al- tantly to the mutual orientation and proxim-
though bedsharing in most conceivable con- ity of mother and infant during bedsharing.
texts would seem to hold some degree of The relative body positions and degree of
potential for close face-to-face sleeping. physical proximity that non-breast-feeding
324 S. MOSKO ET AL.

mother-infant pairs would attain while bed- an air pocket, around the infant’s head, into
sharing remain to be explored. which the mother might breathe. This condi-
Although the age at which infants are first tion was of particular interest given recent
able to change body position is unclear, there evidence that accumulation of lethal levels
is general agreement that at 3 mon of age of CO2 in bedding might contribute to some
sleeping position is still largely managed by cases of SIDS (Chiodini and Thach, 1993;
the caregiver, except perhaps when infants Kemp et al., 1994). Using a doll to simulate
are placed in the more unstable side position an infant, we found that a blanket partially
(Hassall and Vandenberg, 1985; Engelberts covering the doll’s head could trap CO2 from
and de Jonge, 1990). The facts that the a reclining woman’s breathing. Both trough
mothers in our study almost never placed (inspiratory) and peak (expiratory) CO2 con-
infants on their sides bodily facing away centrations were raised by the blanket’s
from themselves and the infants never presence at the measured distances of 9, 15
turned over on their own suggest that the and 21 cm. Using the mean CO2 concentra-
high degree of face-to-face orientation we tion over 30 sec intervals as an index of the
measured was in large part determined by doll’s CO2 exposure from the women, we
the mother. However, the observation that found that the blanket produced a highly
even when supine the infants’ heads were significant increase in CO2 exposure. With
turned to face their mothers on average 80% the blanket, the group mean CO2 concentra-
of the time suggests that infants too prefer- tion over the 30 sec interval was highest at 9
entially orient toward their mothers. Other cm (0.75% CO2), dropping to 0.51% CO2 at
evidence exists to support this notion. By 2 21 cm. Of note, with the blanket, trough
weeks of age, breast-fed infants preferen- CO2 levels remained above 0.2% for the
tially orient (by head turning) toward odors majority or all of each sample for five of the
from their mothers’ breast and axillary re- six subjects, even at 21 cm. These CO2 levels
gions during sleep as well as waking (Cer- indicate that infants could be breathing
noch and Porter, 1985; Russell, 1976; Schaal slightly hypercapnic levels of CO2 continu-
et al., 1980; MacFarlane, 1975). ously for extended periods, if such a pocket
Atmospheric concentrations of CO2 were were formed. It is noteworthy that the CO2
measured at the same distances from the concentrations observed with the blanket
nares of women as commonly separated the are similar to inspiratory CO2 levels mea-
noses of mother-infant pairs while bedshar- sured in infants when ‘‘mother and infant
ing. By sampling CO2 in the line of expired were close together and partly under covers’’
air, we attempted to assess the maximum in a recent preliminary investigation from
potential for infant exposure to CO2 from a another laboratory (Sawczenko et al., 1995).
cosleeping mother, on the basis of 1) the The literature on infant responses to hy-
short ranges at which mothers and infants percapnic exposure suggests that the concen-
sometimes slept and 2) the observation that trations of CO2 we found, with and without
the infant’s face is typically positioned in the the blanket, have the potential to signifi-
line of the mother’s expired air for breast- cantly affect infant respiration. Most ventila-
feeding. CO2 was significantly elevated at tory response studies to CO2 have been
all distances measured. For women in the performed on premature and term neonates
sitting position, peak CO2 concentration exposed to relatively high ($3%) concentra-
averaged 2.36% at 3 cm; it remained above tions of CO2. However, using steady state
1% at 9 cm, was approximately 0.5% at a 2% CO2, Schafer et al. (1993) found that
distance as great as 18 cm, and was still minute ventilation increased by 17–33% in
about eight times room air at 21 cm. infants aged #18 mon old, and in infants
We noted that mothers and infants often aged #4 mon Haddad et al. (1980) reported
slept together under a common blanket, and an average increase of 33%. In both studies,
since infants typically were positioned lower the ventilatory response largely resulted
in the bed than the mothers (i.e., infant’s from increased tidal volume (not measured
head close to the level of the mother’s breast), in our study), with little change in respira-
a potential emerged for the blanket to form tory frequency. Studies in younger infants
MATERNAL PROXIMITY DURING INFANT BEDSHARING 325

suggest that even lower concentrations been measured in the first 10 sec after a
would result in ventilatory changes. Steady single breath of 100% O2 in 1–3 mon old
state concentrations as low as 0.5% CO2 infants (Parks et al., 1991). As Rigatto et al.
increased minute ventilation significantly (1991) have also pointed out, experiments
and converted periodic breathing, thought designed to assess the responsiveness of the
to be indicative of respiratory instability, to respiratory system to very brief CO2 chal-
a normal breathing pattern in term newborn lenges would probably be more meaningful
and premature infants (Kalapesi et al., 1981; as measures of chemoreceptor sensitivity
Cross et al., 1953; Katz-Salamon et al., than the steady state and rebreathing meth-
1991). Together, these studies demonstrate ods now in use which utilize artificially
that the infant respiratory system is sensi- prolonged and high levels of hypercapnia.
tive to very low concentrations of CO2 well Experiments also are lacking that address
within the range of values we measured, the effect of repeated, short exposures to
even without the enhancement caused by hypercapnia. The only data available are in
the blanket. At the other, high end of the adults. Repeated 2 min challenges with 5%
CO2 spectrum, steady state breathing of CO2 separated by 5 min of room air produce
concentrations of $4% is reported to often consistent increases in ventilation but with
result in infant arousal (Katz-Salamon et rapid changes in ventilatory strategy not
al., 1991; Brady et al., 1985; Ariagno et al., seen when the challenges are separated by
1980). We never observed such high levels 15 min (Gozal et al., 1995). Two other dy-
during any measurements. namic aspects of the local atmosphere of the
It is difficult to extrapolate from steady bedsharing environment also need to be
state experiments to the dynamic bedshar- tested: the potential effects of reciprocal
ing environment where CO2 exposure could lowering of the oxygen content on infant
vary appreciably over relatively short peri- respiration and the contribution of the in-
ods of time. However, the air pocket simula- fant’s own breathing to local concentrations
tions elevated CO2 to sufficient levels for of CO2 and oxygen.
sufficient durations to probably increase These results have several implications
minute ventilation and perhaps to reduce for current ideas on the mechanisms of and
periodic breathing in infants. Data are very risk factors for SIDS. First, the results sup-
limited on which to base predictions about port that bedsharing, at least when prac-
the effect of exposure to the more intermit- ticed with breast-feeding, may minimize
tent and bolus increases in CO2 which prob- prone infant positioning, a known risk factor
ably also occur during bedsharing in the for SIDS (Willinger et al., 1994). Second, it is
absence of an air pocket effect. One study important to distinguish the bedsharing in-
showed that a 10 sec bolus of 7% CO2 acts a fant’s potential exposure to CO2 produced
powerful respiratory stimulus in pre-term by the mother from conditions thought by
infants (Rigatto et al., 1991). Literature on some to cause apparent SIDS through suffo-
infant exposure to smaller boli (of shorter cation by rebreathing (Kemp et al., 1993;
duration or lower concentration) of CO2 is Bolton et al., 1993). In contrast to the inter-
completely lacking with the exception of one mittent and low level CO2 exposures sug-
preliminary report in term infants #2 wk gested by our measurements, lethal re-
old that raising inspired CO2 to 2–4% ‘‘for a breathing is believed to occur as a result of
few seconds’’ produced transient increases entrapment of expired gases while sleeping
in ventilation (Fleming et al., 1988). That prone and face down, leading to progres-
breathing could be influenced by bolus expo- sively higher CO2 levels. Such a pattern was
sure to low CO2 concentrations can be ar- not seen in our study, even with the blanket
gued on the premise that the respiratory simulations we performed in which the wom-
system is designed to maintain stability by en’s bodies could also have acted to reduce
responding very rapidly to small changes in dispersal of CO2 away from the doll. Further-
blood gases. For oxygen, this sensitivity is more, because both mothers (Mosko et al.,
exemplified by the peripheral chemoreceptor- 1997) and infants (Mosko et al., 1995) arouse
mediated decrease in ventilation which has more frequently during bedsharing, associ-
326 S. MOSKO ET AL.

ated body movements should act to aerate CO2 may be blunted compared to low risk
the bedding and prevent excessive CO2 accu- infants (McCulloch et al., 1982; Shannon et
mulation. It should also be acknowledged al., 1977).
that our results do not reflect on conceivable
‘‘worst case’’ scenarios such as might occur if ACKNOWLEDGMENTS
an infant were trapped beneath non-porous We thank Dr. Raouf Kayaleh for his assis-
bedclothes or even under an adult’s body. tance and the use of his equipment, Dr.
However, intermittent exposure to low lev- James Ashurst for his statistical support,
els of CO2 during bedsharing, as we mea- and Dr. Ronald Harper for his editorial
sured, might compensate for a respiratory comments.
control defect, thought by many to lead to
SIDS (Schwartz et al., 1988), by stimulating LITERATURE CITED
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