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Personal Information

Name:

Risk Profile:

Status:

Assets & Liabilities


Identifying your assets and liabilities is an important part of the planning process. List below your various investments listing the
value of the total holdings under each head.

You should also identify your personal assets and all liabilities including mortgages, car loans and consumer loans in the section
provided for this purpose.

Incomes and Expenditures


Identify your Portfolio Goals
Visualize your financial goals looking at this time line and briefly write which Goal you would target to achieve at which stage. Also
clearly mark whether that Goal is a need, want or wish!

Determine your Risk Tolerance and Special circumstances

Please list any constraints to your portfolio:

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Portfolio objectives financial funding assessment
Once you have assessed your comfort with investment risk, the next step is to identify your investment objectives. This means
understanding how your money should be managed given the purpose for which that money will ultimately be used.
Proposed Asset Allocation to fund your goals
Mix of Investments in Portfolio 1
High Risk/ Return Medium Risk/Return Low Risk / Return
Portfolio 1 (For short term Goals) 0% 0% 100%
Portfolio 2 (For mid-term Goals) 50% 40% 10%
Portfolio 3 (For long term Goals) 90% 10% 0%
Instructions: Describe how the asset holdings in this portfolio will be distributed across the various asset
classes in the table below.
Portfolio 1 (For meeting short term Goals 1 to 5)
Asset Class SIP Asset Class SIP
Cash / Savings Bank - Small Cap Equities -
Short term fixed income / FD - Foreign Equities -
Fixed Income - Emerging Markets -
Large Cap Equities - Mutual Funds -
Mid Cap Equities - Real Estate -
Portfolio 2 (For meeting mid-term Goals 7 to 9)
Asset Class SIP Asset Class SIP
Cash / Savings Bank - Small Cap Equities MF -
Short term fixed income - Foreign Equities -
Fixed Income - Emerging Markets -
Large Cap Equities MF - Debt Mutual Funds -
Mid Cap Equities MF - Real Estate -
Portfolio 3 (For meeting long term Goals 10 to 12)
Asset Class SIP Asset Class SIP
Cash / Savings Bank - Small Cap Equities MF -
Short term fixed income - Foreign Equities -
Fixed Income - Emerging Markets -
Large Cap Equities MF - Debt Mutual Funds -
Mid Cap Equities MF - Real Estate -