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Sleep disturbance is common among patients in medications, environment, and anxiety are discussed
intensive care units (ICUs). The impact of acute as factors contributing to sleep disturbance in crit-
illness and its treatment, pain, stress, environmental ically ill patients. The complementary and alternative
noise, disruption of light/dark cycle, and caregiver therapies presented as possible nursing interventions
interruptions can all contribute to critically ill to promote sleep in critically ill patients are massage,
patients’ inability to get adequate, restful sleep. music, relaxation techniques, aromatherapy, thera-
Occurring at a time when sleep needs are greatest, peutic touch, environmental interventions, and alter-
sleep disturbance is a significant stressor for persons native sedatives.
experiencing acute illness. Furthermore, sleep disrup-
tion has been implicated in the development of the
iatrogenic delirium syndrome known as ICU psycho- Normal sleep patterns
sis [1,2]. The mainstay of treatment for sleep disturb-
ance has been sedative-hypnotics, although these The ‘‘gold standard’’ in the objective measure-
compounds may have adverse effects including ment of sleep is polysomnography, which consists
rebound insomnia, falls, tolerance and withdrawal, of simultaneous recordings of a patient’s electro-
and delirium [3]. While still largely unexamined in encephalogram, electrooculogram, and electromyo-
the ICU, the use of complementary and alternative gram. The stages that make up normal sleep
therapies to promote sleep in this setting may offer a patterns are defined on the basis of these physiologic
promising alternative to the pharmacologic approach. parameters [5]. Broadly speaking, sleep consists of
In fact, recent clinical practice guidelines from the two separate states: nonrapid eye movement (NREM)
American College of Critical Care Medicine on the sleep and rapid eye movement (REM) sleep. NREM
use of sedatives and analgesics in critically ill adults sleep, which accounts for approximately 70% to 75%
advocate the use of nonpharmacologic methods such of total sleep, is further divided into four stages
as massage and music therapy to promote sleep [4]. (stages, 1, 2, 3, and 4) of progressively deeper sleep.
This article uses a review of literature to present REM sleep is characterized by muscle atonia, epi-
factors contributing to sleep disturbance in critically sodic bursts of rapid eye movement, and brain activa-
ill patients and interventions to promote sleep. Illness, tion. Sleep initiation occurs with stage 1 NREM, then
progresses through each stage of NREM sleep, with a
* Corresponding author. Central Arkansas Veterans brief period of REM sleep occurring approximately
Healthcare System, 2200 Fort Roots Drive, 3J/NLRVA, 70 to 90 minutes after sleep onset. This cycle repeats
North Little Rock, AR 72114, USA. itself throughout the sleep period at intervals of 90 to
E-mail address: richardskathyc@uams.edu 120 minutes, with periods of REM sleep becoming
(K. Richards). progressively longer throughout the night [6].
0899-5885/03/$ – see front matter D 2003, Elsevier Inc. All rights reserved.
PII: S 0 8 9 9 - 5 8 8 5 ( 0 2 ) 0 0 0 5 1 - 5
330 K. Richards et al / Crit Care Nurs Clin N Am 15 (2003) 329–340
Sleep in critically ill patients blockers increase awakenings and decrease REM
sleep [20]. In a study of 10 female subjects, pindolol
A number of studies have found that severely significantly increased awakenings [20]. Two of the
disturbed sleep is common in ICUs [7 – 11]. Patients bronchodilators used to treat reversible airway
in the ICU experience reduced sleep efficiency, obstruction in patients with chronic obstructive pul-
altered sleep stage patterns, severe fragmentation of monary disease, aminophylline and theophylline, dis-
sleep, and diminished total sleep time [12]. They also turb sleep [21,22]. In one study, 10 male patients with
have decreased stages 3 and 4 NREM and REM obstructive sleep apnea were administered aminophyl-
sleep, with more light sleep (stage 1 NREM) [13]. A line. The patients’ sleep efficiency was significantly
number of studies have shown that patients perceive reduced and sleep fragmentation significantly
that their sleep is disturbed while they are in the ICU increased compared to a placebo [21]. In another
[14]. Patients report having trouble falling and stay- study, a trial of oral theophylline was administered
ing asleep, not feeling rested, increased daytime to 12 patients and overnight polysomnography was
napping, and a reduction of sleep quality [11]. used to measure sleep [22]. Sleep quality was sig-
Although the causes of sleep disturbance among nificantly reduced when theophylline was taken com-
intensive care patients are not fully understood, there pared to placebo. This was evidenced by a significant
are a number of potential sleep disrupters, including decrease in the time from onset of sleep to final
the effects of the patients’ illness, medications, envi- awakening and an increase in awakenings [22].
ronmental factors specific to the ICU, and patients’
anxiety [13]. Environment
333
334 K. Richards et al / Crit Care Nurs Clin N Am 15 (2003) 329–340
in the massage group was 35 minutes, whereas in the ICU nurses can easily integrate music therapy into
control group REM sleep was 25 minutes (Table 1). a patient’s plan of care [36]. A library of taped
The results of these studies support the use of musical selections is first needed as a radio’s selec-
relaxing massage as a nursing intervention to promote tions and interruptions can be disruptive to the
sleep in ICU patients. Nurses are in a position to be patient. The characteristics of music best suited for
leaders in designing and implementing massage ther- sleep and relaxation promotion are a tempo of
apy interventions. Richards et al have developed approximately 60 beats per minute, are composed
protocols that nurses can use to guide development primarily of low tones, and are played predominately
of interventions specific to their setting [33]. By by stringed instruments [30]. Headphones are neces-
reinstating massage as a nursing intervention, ICU sary to control volume and music quality. Tape play-
nurses can improve the quality of their patients’ sleep ers are convenient ways to play the music and do not
and perhaps reduce the need for sedative-hypnotics. interfere with the other equipment necessary for the
patient’s care. Infection control issues must be
Music addressed, especially if tape players and headphones
are shared among patients. Before implementing
The use of music to promote health and well being music therapy, the nurse needs to determine that the
is referred to as music therapy [36]. Music therapy to patient enjoys listening to music.
reduce anxiety has been well documented, with a
number of studies examining its effect on patients in Aromatherapy
the ICU [37 – 42]. White reported that acute myo-
cardial infarction patients (N = 15) who received a Aromatherapy is the use of essential oils, such as
20-minute music therapy intervention had significant thyme, rosemary, lavender, and jasmine, extracted
reductions in heart rate, respiratory rate, and myocar- from plants to facilitate healing or improve mood
dial oxygen demand when compared to matched [45,46]. These oils may be inhaled or applied to the
controls (N = 15) [30]. Other investigators have patient’s skin using baths, compresses, and massage. A
reported similar reductions in subjective reports of number of studies have examined the efficacy of
anxiety among patients with acute cardiovascular aromatherapy oils in improving mood, inducing
illness and patients receiving ventilatory assistance relaxation, and reducing anxiety, but only a few were
[39,43]. A recent meta-analysis of the effect of music found that examined its’ efficacy in promoting sleep
in acute inpatient settings concluded that music [45,47].
therapy is effective in reducing anxiety during normal Sleep was a variable in a study of the effects of
care delivery, although it was not found to reduce the aromatherapy and massage on the well being of nine
anxiety of patients undergoing invasive or unpleasant patients with rheumatoid arthritis [47]. Participants
procedures [44]. were randomized to received a 10-minute massage
Although a significant body of research exists with lavender oil, massage alone, or usual nursing
examining the effect of music therapy on anxiety, care on two consecutive nights. The patients receiv-
few studies have explored sleep as an outcome mea- ing massage with lavender oil reported improved
sure. The effect of music therapy on the sleep of 96 sleep; however, quantitative measures yielded no
postoperative cardiac surgical patients was the focus of significant findings. In another study, sleep of 10
a study by Zimmerman et al [37]. Participants received hospitalized older people was assessed by patient
a music intervention, a music video intervention, or report before and after aromatherapy [45]. Aroma-
scheduled rest period (control group), on the second therapy consisted of atmospheric vaporization of a
and third postoperative days. One way analysis of blend of basil, juniper, lavender, and sweet mar-
variance was calculated on participants’ subjective joram oils or vaporization of the oils combined with
sleep scores taken on the third postoperative morning, a 5-minute hand massage. Night sedation was avail-
revealing significant differences between groups. able as needed and was given on 34 patient nights
Posthoc analysis revealed that recipients of the music versus on 85 patient nights before use of aroma-
video intervention had significantly higher sleep therapy. Before aromatherapy, patients reported a
scores indicating better sleep than did the control good nights sleep on 73% of patient nights, whereas
group. The sleep scores of the music intervention after aromatherapy they reported a good nights sleep
group also indicated an improvement in sleep when on 97%.
compared with the control group, with the difference The effect of aromatherapy on patients’ levels of
between these two groups approaching statistical sig- anxiety has been studied more frequently. The effects
nificance (Table 1). of aromatherapy massage were evaluated in an
K. Richards et al / Crit Care Nurs Clin N Am 15 (2003) 329–340 335
experimental study of 122 ICU patients by assessing compared to baseline, indicating a decrease in anxi-
physiologic stress indicators and patient reports of ety. The treatment group also reported a significantly
anxiety levels, mood, and coping abilities [48]. The lower incidence of pain than the control group at
study resulted in an improvement in levels of anxiety discharge [53]. Griffin et al found that when 100
and mood but no statistically significant differences acutely ill hospitalized patients used progressive
in the physiologic stress indicators [48]. Holmes et al muscle relaxation, they scored significantly lower
recently demonstrated in a placebo controlled study than baseline on the Top Disturbance Due to Hospital
of 15 severely demented patients that exposure to an Noise Scale [54]. Johnson examined the effect of
aerosolized lavender oil compound from 4 PM to 6 PM progressive relaxation on sleep in 176 men and
resulted in modest improvement of agitated behavior women living in their homes. During the intervention
for most (66%) of the test subjects [49]. In a study by phase, participants received instruction in progressive
Kite et al, 58 patients undergoing radical oncologic relaxation and were provided a tape for home use at
treatment received a series of six weekly aromather- bedtime. Sleep variables were measured by the Sleep
apy massage treatments. Comparison between base- Pattern Questionnaire. After using progressive relaxa-
line and postintervention revealed a significant tion for 5 days, participants reported a significant
decrease in anxiety and depression following the increase in bedtime state of mind, lower sleep onset
aromatherapy[50]; however, one drawback to this latency, improved soundness of sleep, a decrease in
and similar studies combining aromatherapy and nighttime arousal, and a greater satisfaction with
massage is the difficulty in determining the specific sleep [55]. Guided imagery has been shown to
source of the effects observed by the investigators. decrease pain and anxiety in perioperative patients.
Randomized controlled trials to study the efficacy When participants used guided imagery tapes 3 days
and safety of aromatherapy for promoting sleep in before surgery and 6 days after surgery, they required
ICU patients are needed. Aromatherapy may be almost 50% less postoperative narcotic medications
contraindicated for persons with reactive airway dis- (median 185 mg) than the control group (median
ease, although this has not been studied. 326 mg) [56].
Relaxation techniques have been shown to be
Relaxation techniques effective in improving patient comfort by reducing
anxiety and tension. Instruction in progressive
Progressive relaxation and guided imagery are relaxation and guided imagery should be part of
two techniques that have been effective in reducing routine nursing care. No adverse effects have been
anxiety and promoting rest. Relaxation procedures reported in association with using these methods of
are aimed at activating the parasympathetic nervous treatment. Imagery should be immediately discon-
system, which decreases arousal levels and induces a tinued if the patient becomes notably agitated or
calm state. Progressive relaxation involves the con- upset. After initial instruction and outcome evalu-
traction and relaxation of each major muscle group ation, guide tapes can be provided to encourage
while identifying areas of tension and consciously independent use.
releasing it. In guided imagery, the patient imagines
being in a peaceful setting, using all senses to Therapeutic touch
experience the situation. Cues, provided by the nurse,
are used to lead the patient through the process. Therapeutic touch, formally introduced into the
Scenes commonly used include lying on a beach, nursing profession in 1979 by Dolores Krieger [57],
watching a sunset, and floating down a stream. is a technique in which a trained practitioner uses
Nurses can teach guided imagery and progressive mental and physical methods to restore a balanced
muscle relaxation to the patient so they can continue energy field to the compromised individual. It is used
to use them independently. under the assumption that all humans possess an
These techniques have been proven efficacious in energy field that lies within and immediately outside
promoting sleep, reducing pain, and relieving anxiety of the body. With illness and pain, this field becomes
among hospitalized patients [51,52]. In a study of 30 disturbed; therefore, ailments can be alleviated by the
patients in the coronary care unit, the treatment group reorganization of energy by the practitioner through
was given two cassette tapes guiding progressive mental intent. Tactile stimulation is often added to
muscle relaxation sessions and told to listen to them facilitate the healing effect, but therapeutic touch also
at least once a day. Patients who used the tapes had can be performed without physical contact when
significantly lower scores on the state component of appropriate. Although this therapy is fairly new and
the Spielberger State-Trait Anxiety Inventory when controversial in the United States, similar methods of
336 K. Richards et al / Crit Care Nurs Clin N Am 15 (2003) 329–340
healing extend internationally to areas including levels and the number of sound peaks greater than or
Egypt, Japan, China, Thailand, and India where they equal to 80 dBA were significantly reduced [24].
have been used for centuries. The masking of noise has been demonstrated to
Therapeutic touch was recently identified as improve self-reported sleep quality and to reduce the
increasing relaxation and sleep in the ICU envi- number of nighttime awakenings [11,60]. Williamson
ronment. Cox and Hayes presented two case studies tested the effect of ocean sounds on the sleep of
of patients in the ICU who received a 5-minute postoperative coronary artery bypass graft patients.
therapeutic touch treatment session by a trained On 3 consecutive nights in a step-down unit, 30
practitioner for 5-10 days. Both participants reported subjects received an intervention consisting of ocean
falling asleep during or soon after the treatment. One sounds played over a speaker in their room from
of the patients stated, ‘‘I always go to sleep when you evening to morning. A comparison group received
do this. I can’t sleep very well at night because of all usual care. An analysis of covariance of subjective
the noise and lights and things that go on here. . . sleep scores revealed significant difference in total
would you come back tonight and do this to help me sleep score between groups, with the intervention
go to sleep?’’[57] In separate study of 53 critically ill group reporting better quality sleep, fewer awaken-
patients who received therapeutic touch, Cox and ings, quicker return to sleep following awakenings,
Hayes found that many of the subjects reported and deeper sleep than did the comparison group
falling asleep during the intervention and slept (Table 1) [60].
soundly for several hours after the conclusion of the The use of earplugs also has been shown to
intervention (see Table 1) [58]. increase REM sleep onset and duration in adults
Therapeutic touch also has been shown to reduce exposed to ICU noise conditions. Wallace et al
anxiety, which may adversely affect sleep. In a study conducted a study of six healthy men in a sleep
of 31 psychiatric patients, those who were adminis- laboratory for 5 nights. Polysomnography was per-
tered therapeutic touch showed a significant decrease formed by experienced technologists to measure
in anxiety as measured by the State-Trait Anxiety sleep parameters. On nights 4 and 5, participants
Inventory [59]. were randomly divided and half were instructed to
While the limited research indicates a positive use earplugs while both groups were exposed to
effect, randomized controlled trials are required to recordings of ICU noise throughout the night. Data
determine if therapeutic touch would be an effective revealed that the group using earplugs experienced a
intervention to promote sleep in the ICU. There have significant decrease in REM latency and an increased
been no adverse effects reported from this noninva- percentage of REM sleep [61].
sive therapy. Perhaps a future study could teach basic Unit lights should be dimmed during normal sleep
techniques for administering therapeutic touch to hours to maintain the circadian light cycles necessary
intensive care nursing staff and evaluate the effective- to healthy sleep. Although most hospital units already
ness of the program. Outcomes of interest would decrease light levels at night, the increase in light
include sleep, costs, and utilization. Advanced thera- during nighttime interventions continues to be a dis-
peutic touch practitioners, who have completed turbance. Walder et al was successful in significantly
90 hours of formal instruction and 2 or more years lowering light levels at night after implementing
of apprenticeship under an established professional, guidelines to promote sleep but found that patients’
could provide the education in therapeutic touch for sleep, estimated by the nurse using a multiple choice
the ICU nurses. questionnaire, was more disturbed (Table 1). This may
be because of the greater variation occurring when
Environmental interventions lights were turned up periodically throughout the night
to perform care activities [62]. Perhaps the use of eye
Interventions to create an environment more con- masks would be helpful in alleviating this problem.
ducive to sleep can be extremely beneficial and easily Whenever possible, patient care activities should
implemented. Modifiable sources of noise, such as be clustered to provide sufficient time for uninter-
staff conversations, have been successfully reduced rupted sleep [63]. For example, when patients with
after implementation of behavior modification tech- coronary artery disease were administered nitropaste
niques directed toward hospital staff [24]. Following every 6 hours instead of every 4 hours to increase
the implementation of an environmental modification periods of undisturbed rest, increased sleep time
program in the ICU, which consisted of staff edu- and significantly improved sleep quality were
cation on noise reduction techniques and posted reported without the occurrence of nocturnal angina
reminders to minimize disruptions, both total noise (Table 1) [64].
K. Richards et al / Crit Care Nurs Clin N Am 15 (2003) 329–340 337
While in the ICU, patients are at the mercy of over effects [66]. Donath et al found that when
hospital schedules. The loss of power experienced by multiple doses of valerian were administered to
patients as a result of restrictions enforced in the ICU patients with mild psychophysiologic insomnia,
may increase anxiety and adversely affect sleep. stages 3 and 4 NREM sleep latency was significantly
Ziemann and Dracup examined the effects of reduced and the percentage increased [67]. Although
patient – nurse contracts in 41 patients regarding their the only reported side effect is residual sedation with
visitation, activity, patient teaching, and daily hygiene higher doses and there have been no reported drug
schedules. They found that when patients were able interactions, further study is needed to validate the
to maintain some control over their environment, safety and efficacy of this substance.
significant decreases in anxiety, depression, and hos- Melatonin, a hormone secreted by the pineal gland
tility occurred [65]. Although we found no studies in accordance with circadian rhythm, is secreted at
examining the specific relationship between this the highest level during the night in normal, healthy
intervention and sleep, an intervention that decreases individuals. A deficit in production and secretion of
anxiety likely will improve sleep. melatonin may alter sleep function; therefore, the
Nurses have direct control over the environment administration of this hormone is thought to promote
and are responsible for creating and maintaining sleep when imbalances occur.
optimum conditions to promote healing. Interven- Garfinkel et al conducted a randomized, double
tions as simple as lowering voices and lights can blind cross-over study using 12 elderly subjects. For
make the ICU more conducive to sleep. Equipment 3 weeks, participants were administered 2 mg of
such as earplugs and eye masks are easily used and controlled-release melatonin. Sleep efficiency, mea-
inexpensive and should be offered routinely. Nurses sured by actigraphy, was significantly greater and
need to be aware of the feelings of powerlessness that wake time after sleep onset decreased [68]. The only
patients experience and the resulting emotional dam- study found pertaining to the use of melatonin
age that can occur. Patients could take part in deter- therapy in the ICU was a 3-day double-blind study
mining their own visitation and activity schedules to of eight patients in the pulmonary ICU. In this study,
provide them with a sense of control. Unnecessary Shilo et al found that the administration of 3 mg of
interruptions can be easily eliminated by improved controlled-release melatonin induced sleep in all
coordination of activities and postponement of non- subjects and produced no side effects; however,
essential procedures while the patient is sleeping. means for sleep variables were either not provided
Most importantly, the hospital staff must have an or were unclear and there were no tests of signifi-
awareness of the important role sleep plays in pre- cance (Table 1) [69].
serving physical and mental health. This realization Due to the limited knowledge concerning the side
will compel nurses to take an active role in creating a effects and drug interactions of nontraditional medi-
more sleep friendly environment. cations as well as the compromised physical con-
dition of patients in the ICU, the present use of these
Alternative sedatives substances in this setting is not recommended. The
literature pertaining to the effects of melatonin and
Recently, the use of nontraditional medications valerian on specific sleep parameters is limited.
as sleep aids has grown in popularity among the Further, more explicit evidence is needed to deter-
public sector. Two of the most common are valerian mine the safety and benefits of these modes of
and melatonin. therapy in the intensive care patient.
Valerian (Valeriana officinalis) is a perennial herb
found in North America, Europe, and Asia. Valerian is
made up of volatile oils, valepotriates, and additional, Summary
currently unidentified, constituents. These substances
act as a central nervous system depressant, presum- The efficacy of complementary and alternative
ably by inhibiting the breakdown of gamma-amino- therapies for sleep promotion in critically ill patients
butyric acid, an amino acid found in the brain, heart, is largely unexamined. We found only seven studies
lungs, and kidneys that acts as a neurotransmitter. (three on environmental interventions and one each
In a study consisting of 128 volunteers who were on massage, music therapy, therapeutic touch, and
administered 400 mg of valerian 1 hour before melatonin) that examined the effect of complemen-
bedtime, sleep latency was significantly reduced, tary and alternative therapies. A number of studies,
sleep quality was increased significantly when com- however, have shown that massage, music therapy,
pared to placebo, and there were no reported hang- and therapeutic touch promote relaxation and comfort
338 K. Richards et al / Crit Care Nurs Clin N Am 15 (2003) 329–340
in critically ill patients, which likely leads to [7] Aaron JN, Carlisle CC, Carskadon MA, Meyer TJ, Hill
improved sleep. Massage, music therapy, and thera- NS, Millman RP. Environmental noise as a cause of
peutic touch are safe for critically ill patients and sleep disruption in an intermediate respiratory care
unit. Sleep 1996;19:707 – 10.
should be routinely applied by ICU nurses who have
[8] Cooper AB, Thornley KS, Young GB, Slutsky AS,
received training on how to administer these speci-
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