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Studies on African foreign policies and policymaking have received much less attention
compared to other aspects of African studies. Most foreign policy-related studies have
been in-depth case studies illustrating how foreign policy decisions were limited, shaped,
and constrained by international, regional, and domestic constraints. Forms of these
studies include single case studies, a collection of single case studies within an edited
volume, a comparative study of few regional countries, a study of a subregion, and
discussions of the whole region of Africa. The region has some of the smallest and
weakest states in the world. As such, African foreign policy analysis is often consistent
with earlier analyses of small state foreign policy literature. The primary foreign policy
behavior of small states are the following: (a) low levels of overall participation in world
affairs; (b) high levels of activity in intergovernmental organizations; (c) high levels of
support for international legal norms; (d) avoidance to the use of force as a technique of
statecraft; (e) avoidance of behaviour and policies which tend to alienate the more
powerful states in the system; (f) a narrow functional and geographic range of concern in
foreign policy activities; (g) frequent utilization of moral and normative positions on
international issues. Most of these views are reflected in studies of African foreign
policies.
Keywords: Africa, African studies, African foreign policy, foreign policies, African states
Introduction
Compared to other aspects of African studies, much less has been written directly on
African foreign policy formation or the comparative foreign policy of Africa (Wright 1999:
1). Where the foreign policies of Africa are examined, the focus tends to be more on the
outcomes and the limits constraining it, rather than on the decision making process itself
(Aluko 1977; Shaw and Aluko 1984; Wright 1992; 1999; Clapham 1996; Khadiagala and
Lyons 2001A). Some exceptions did exist that emphasized process within particular
countries (Aluko 1987; Bischoff and Southall 1999; Venter 2001). However, given the
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nearly region-wide personalization of power, and given the inability to peek behind
authoritarian curtains (Jackson and Rosberg 1982; Clapham 1996), the leaders and elites
tend to be the logical loci of study (Wright 1992).
Excluding studies written from the perspective of external actors, most studies of African
foreign policies have been deep case studies illustrating how foreign policy decisions
were limited, shaped, and constrained by international, regional, and domestic
constraints. Most studies have taken one of several forms: single case studies, a
collection of single case studies within an edited volume, a comparative study of few
regional countries, a study of a subregion, and discussions of the whole region of Africa –
selecting evidence to make general points about the region (Aluko 1977; Bender 1987;
Reed 1992; Wright 1992; 1999; Clapham 1996; Harbeson and Rothchild 2000; Khadiagala
and Lyons 2001A). However, some works on African foreign policies were cross-national
quantitative studies which isolate one foreign policy behavior (e.g. United Nations [UN]
voting behavior) and look for variances and causes vis-à-vis foreign policy outcomes (e.g.
Newcombe et al. 1970; Clark et al. 1971; East 1973; Moon 1983:85). This essay will only
examine comparative studies, regional studies, or collections of cases written from
African countries’ perspectives.
The region-wide similarities of colonial heritage and economic and political weakness can
lead to appropriate and meaningful generalizations about African foreign policy (Shaw
and Aluko 1984; Shaw and Okolo 1994). Thiam (1965) argued that African countries were
tackling the common problems of nation building, stability, poverty, decolonization, the
problems of the Cold War, and international dominancy of the great powers. This
commonality has also helped create the conditions that lead African countries to turn to
attempts at regional cooperation. Such common foreign policy concerns/approaches
facing the region include Pan-Africanism, anticolonialism and African nationalism, unity
against apartheid era South Africa, struggles with autonomy vis-à-vis the former colonial
power, regional cooperation for economic development and political autonomy,
nonalignment vis-à-vis the Cold War, regional security, and securing national sovereignty
(Aluko 1977; Clapham 1996; Wright 1999; Harbeson and Rothchild 2000).
Intergovernmental organizations (IGOs) and regional IGOs were among the primary
African venues for the foreign policy decisions (Okolo and Wright 1990; Clapham 1996;
Keller and Rothchild 1996; Bach 1999). African countries were also often in multilateral
treaties, such as the Lomé treaty and later Cotonou (Khadiagala 2000; 2009) along with
other ACP countries. Most of the other important venues were bilateral, especially with
immediate neighbors, or “great powers,” such as France (Chipman 1998; Schraeder
2001), the superpowers or Europe (Schraeder 1994; Clapham 1996; Wright 1999; Taylor
and Williams 2004), or China (Alden 2007).
In terms of the end of the Cold War, democratization and the “Washington consensus”
should have lessened the importance of the personalization of power and ideology in
foreign policy, though most states manifest tendencies toward the personalization of
foreign policy (Clapham 1996; Wright 1999; Khadiagala and Lyons 2001A; Harbeson
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2009). With the end of the Cold War, however, we have seen more the emerging analysis
of failing or collapsed states and the “privatization” of state relations (Zartman 1995;
Clapham 1997; Reno 1998; 2000; 2009) and regional responses to such increased
instability (Herbst 2000B; Mortimer 2000; Zartman 2000). Also, various regional attempts
at improving African economic conditions were witnessed in the drafting of the
development of the African Economic Community and the New Partnership for Africa's
Development (NEPAD) (for NEPAD, see Hope 2002; Chabal 2002; Taylor 2005). Finally,
some authors in this period are calling for the reconsideration of the guiding principle in
international relations of sovereignty (Englebert 2000; Deng 2000; 2009; Herbst 2000A).
Another important commonality, past and present, for African foreign policy is that nearly
all African countries are small and weak. In fact, of all the regions in the world, Africa has
among the smallest and weakest states (Jackson and Rosberg 1982; Black 1988; Zartman
1995; Clapham 1996; Reno 2000; van de Walle 2001). As such, African foreign policy
analysis is often consistent with earlier analyses of small state foreign policy literature.
As East (1973) explains, the primary foreign policy behavior of small states are these: “(a)
low levels of overall participation in world affairs; (b) high levels of activity in
intergovernmental organizations; (c) high levels of support for international legal norms;
(d) avoidance to the use of force as a technique of statecraft; (e) avoidance of behaviour
and policies which tend to alienate the more powerful states in the system; (f) a narrow
functional and geographic range of concern in foreign policy activities; (g) frequent
utilization of moral and normative positions on international issues” (1973:557). Most of
these views are echoed in studies of African foreign policies.
Many analysts see foreign policy as one of several venues or opportunities for leaders to
engage in the politics of “state survival” (Clapham 1996). As such, the leader and his
circle extract resources for ruling and leading from both domestic and international
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Adogame (2003) tries to reconcile the decision making approach by integrating it with a
political economy (dependency) approach. Daddieh and Shaw (1986) also merged
dependency and decision making in their comparison of African foreign policies and
alignments on two African issues: the recognition of Biafra and the recognition of the two
competing political parties for power in Angola.
Nonetheless, it appears that most of the foreign policy studies on sub-Saharan Africa –
outside of dependency thinking – have been made within single cases or clusters of cases
examining the central role of the decision maker within a larger context of constrained
choices. Most have preferred a use of mixed paradigms and empirical analysis over
paradigmatic purity (Clapham 1996; Wright 1999; Harbeson and Rothchild 2000; 2009;
Khadiagala and Lyons 2001B; Schraeder 2004). Unlike a pure rational actor model,
studies also examine the ideologies of leaders and the parties, the role of IGOs (e.g. the
UN, the World Bank, and the IMF) in addition to looking at domestic interest groups and
societal forces as additional limits – where appropriate. However, sometimes these
ideologies are seen as other factors which constrain rational actors.
Most analyses see some relative autonomy for African leaders vis-à-vis domestic
institutions and social forces, though they are constrained by the weakness of their
institutions as well – however, some point to real regional variances in this relative
autonomy (Quinn 2000). The number of constraints has increased with the end of the
Cold War, especially in relation to economic foreign policy, though new opportunities may
appear as well. In sum, few authors on African foreign policy are pure realists, liberals,
radicals, or constructivists, though some emphasize one position more than others do.
Most appear to use empirical understandings of international, ideological, and domestic
constraints on leaders’ power as the best approach to understanding African foreign
policy.
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with de jure external sovereignty from the international community (Jackson and Rosberg
1982; Jackson 1990; Clapham 1996; Reno 1998; Englebert 2000; Herbst 2000A; Rothchild
and Harbeson 2000; Quinn 2001). However, Herbst suggests that African international
relations began with the Congolese war (2000B).
Zartman (1967) also argued that common notions of realist power (e.g. size of army or
population) do not take into account the power countries have through voting in IGOs or
the power of norms governing interstate African relations. In fact, Jackson and Rosberg
argued that “Black Africa challenges more than it supports some of the major postulates
of international relations theory” (1982:24). In fact, rather than increasing domestic state
power, as realists would have it, elites undermine their own state's economies or
structures in order to deprive potential domestic rivals of political power (Jackson and
Rosberg 1982; Clapham 1996; Reno 1998). Dunn (2000) argued that African realities are
not consistent with either neorealism or realism because distinctions between internal
and external sources of power and legitimacy are less important in Africa. He also argues
that hierarchy, and not anarchy, more accurately describes African relations. Similarly,
Dunn and Shaw (2001), Lemke (2003), and Reno (1998) argue that Africa's key realities
occur at the nonstate and substate levels – which can be seen as a challenge to realism.
Despite the views that realism does not appear to explain many of African realities at first
glance, most case studies on African foreign policy still analyze how alignment vis-à-vis
the superpowers and former colonial powers (i.e., great powers) are determinative of
much of African foreign policies (Aluko 1977; Clapham 1996; Wright 1999; Khadiagala
and Lyons 2001A; Taylor and Williams 2004). In addition, some see African countries
perhaps playing the role of regional hegemons (Herbst 2000B). However, where strong
discussions of super or great powers emerge, they tend to be written from the
perspective of these great powers or institutions and their relations with Africa
(Schraeder 1994; Chipman 1998; Taylor and Williams 2004). Nonetheless, very few
analyses of the international constraints of African foreign policy would exclude either the
superpowers or the past colonial powers.
Moreover, some African scholars such as Akinyemi (1982), Akinsaya (1976), and Gambari
(1989) argued that realpolitik was the key to understanding Africa's foreign policies in
the 1960s. In addition, some of the early empirical comparative foreign policy analysis
tested realist variables, such as alignment in the UN and differences between large and
small nations (see below).
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Lemke (2003) all stress that elites compete to undermine rivals and deprive them of
political power – resulting in a weakened state and weakened civil society.
The African literature that does examine substate/domestic sources of power for their
impact on foreign policy often looks to rival armed guerrillas, warlords, military factions,
ethnic groups, or companies as important constituents for foreign policy (Clapham 1996;
Reno 1998; Zartman 2000). However, with the increased democratization of Africa
following the end of the Cold War, more and more research should look to domestic
sources of foreign policy, though they continue to be weak (Wright 1999; Lyons and
Khadiagala 2001; Schraeder 2001).
Nonetheless, foreign economic policy may be a more fruitful venue for the liberal
paradigm: this is referred to as endogenous tariff theory (Magee et al. 1989; McGillivray
1997). This approach looks to leaders, sectors, elites, farmers, importers, exporters,
parties, classes, and other economic and political actors to pursue their economic self-
interest through the establishment of trade policy.
Perhaps the best known theory for so many countries following an inward-oriented
(protectionist) development approach in Africa is the urban–rural bias theory (Lipton
1977; Bates 1981). Urban political elites prefer a policy of inward-oriented trade as it
benefits the importers and urban dwellers, while the exporters are mainly politically
powerless rural dwellers. Moreover, the countryside cannot overcome its collective action
problems, but city residents do (Bates 1981). Other scholars have suggested that African
neopatrimonial political structures themselves are the cause of region-wide inward-
oriented policies (Joseph 1983; Lewis 1996; van de Walle 2001). The need for resource
redistribution systems requires more inward-oriented policies. The inward-oriented
policies are therefore necessary to create enough patronage to maintain the political elite
(Chabal and Deloz 1999; Chabal 2002). In a similar vein, Easterly and Levine (1997)
suggest that ethnolinguistic fractionalization moves polities away from growth policy
formation towards protectionist, redistributive policies for similar reasons. They illustrate
that Africa has among the world's most ethnolinguistically fractionalized nations, and the
region is quite protectionist.
For those that see more heterogeneity in economic foreign policy during the Cold War
period, Africa is a region with many countries having inward-oriented policies, but not all.
In fact, as Berg pointed out, six countries had higher than 3 percent growth in agriculture
prior to 1981 (World Bank 1981). Even during the 1980s, the period of worst economic
performance, countries without mineral exporting or majority state ownership, or their
economies (see below), experienced an average annual food export rate of positive 1.28
percent (World Bank 1992, table 5-36, p. 98). Lofchie (1989) compared Kenya to Tanzania
and finds that outward-oriented agricultural policies were the reason for agrarian success
in Kenya in contrast to the agrarian failure of Tanzania. He attributed more outward-
oriented foreign economic policies to the ownership of land by political elites. Widner
(1993) suggests a similar mechanism at work in Côte d'Ivoire. Even Bates (1981) agrees
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that the existence of large landowners can lead to the pursuit of more outward-oriented
policies, as in the case of Kenya.
Englebert (2000) suggests that countries with more endogenous “legitimacy” have had
less severe policy distortions. Countries in the region that are “legitimate” are linked to
policy, institution, and governance variables. Englebert finds that good economic foreign
policy is determined by higher levels of endogenous legitimate authority.
Quinn (1999; 2002) argued that countries in sub-Saharan Africa that had majority state
ownership of most capital-intensive industries or a significant mineral or oil exporting
sectors were more likely to pursue more inward-oriented development policies than were
other similar countries. Having no comparative advantage in capital, when African
leaders became the owners of sectors that used scarce factors, they took on the
preference for protectionism as owners of scarce factors. Building on the ideas of
Rogowski (1989), who discussed the ideas of Heckscher-Ohlin and Stolper Samuelson,
Quinn argues that inward-oriented policies protected these sectors from withering
competition from abroad, which then allowed these sectors to be used primarily for
patronage. By contrast, countries without majority state ownership of most capital-
intensive sectors or the largest mineral export sector may or may not have inward-
oriented development policies – depending on the relative power of different social
forces. Nonetheless, on average they had lower levels of inward-oriented policies and
were less inward-oriented in each direct comparative match of eight countries (Quinn
2002).
Others argue that African foreign economic relations were shaped by their search for
development and their relations with IGOs, like the World Bank and the IMF (East 1973;
Callaghy and Ravenhill 1993; Callaghy 2000; 2009). Given the need for developmental
aid, many African countries have lost prior control over the establishment of an
independent economic foreign policy (Callaghy and Ravenhill 1993), especially in the
post–Cold War period over fiscal matters (van de Walle 2001). These countries had to
adopt externally imposed economic policies due to their need for lending from the World
Bank and IMF, which imposed changes in economic policy as a condition of lending
(Gordon 1993; Callaghy 1998; van de Walle 2001). Despite this being under a liberal
perspective (as ideology, not paradigm), many see structural adjustment as externally
imposed and in need of domestic constituent support to be successful (Nelson 1989;
1992; Gordon 1993; Herbst 1998). However, externally imposed economic policies can be
politically destabilizing.
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Nonetheless, nationalism and sovereignty have been quite strong norms in African
relations (Jackson 1993). However, for Africa, “sub-nationalism” is strongly opposed
(Englebert and Hummel 2005). For example, few countries recognized Biafra upon its
declaration of independence, and fewer still have recognized either of the Somali
breakaway entities (Schraeder 2004). Nonetheless, nationalism was the driving ideology
behind the decolonization movement of Africa (Gifford and Louis 1982; 1988; Hargreaves
1988).
Africa also has a history of regional, multilateral attempts as crisis resolution (Keller and
Rothchild 1996; Zartman 2000). The OAU was built upon the idea of the sacrosanct
nature of borders, as well as looking to African solutions before going to the UN (Foltz
1991). According to Zartman (2000), several regional organizations are also involved in
conflict negotiation: the Intergovernmental Authority on Development (IGAD), the
Economic Community of West African States (ECOWAS) (see below), the West African
Economic Community (CEAO) [which became the Economic and Monetary Union of West
African States (UEMOA)], and the Southern African Development Community (SADC). In
fact, SADC was the vehicle to justify the involvement of Zimbabwe in the Congolese War
(Lemarchand 2000). For example, when regional conflict emerged, African countries
attempted regional responses (Mortimer 2000; Zartman 2000; 2009). Part of this is
Africa's Pan-African perspective; part of this was partial or full disengagement from
Africa by the super and great powers (Rothchild 2000). For example, ECOWAS sent
troops to Liberia through its wing, the Economic Community Monitoring Groups
(ECOMOG) (Mortimer 2000). America's call for a regional peacekeeping force, called the
African Crisis Response Initiative (Herbst 2000B), is consistent with Pan-African ideals as
well as US interests.
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viewed capitalism as being part of colonialism (Hargreaves 1988; Kennedy 1988; Rapley
2002) which led many to nationalize their economies (Rood 1976; Quinn 2002). Young
(1982) argued that the ideological leanings of leaders/countries could predict such trade
and other economic policies.
Africans have long viewed regional self-reliance as a means to achieve economic and
political development. Through the AU, and the idea of regional development, several
regional economic communities (RECs) have been established. Each one is to become a
free trade zone on the way to creating the African Economic Community. Some see this as
more rhetoric than reality as Africa has so many regional organizations and such low
intrastate trade (Bach 1999). Nonetheless, the new NEPAD initiative backed by South
Africa, Nigeria, Rwanda, and others (Chabal 2002; Hope 2002; Taylor 2005) is another
regional attempt at economic development.
Sovereignty, as a key norm in the area, has been under pressure in Africa (Deng 2000;
Englebert 2000; Herbst 2000A). American involvement in Somalia undermined this norm
somewhat, even though it was justified by the idea that no state existed to defend the
sovereignty of. The World Bank and IMF have imposed economic conditionality upon
African nations, and this has been seen as a challenge to their economic sovereignty.
Given the dreadful misrule in some parts of Africa, some analysts have called for the end
of sovereignty per se and have argued that international actors certify a state as being
sound or not (Deng 2000; Englebert 2000; Herbst 2000A). Genocide and state failure may
become easy assumptions for violating sovereignty in future.
Most of this literature starts with the theory of underdevelopment, or dependency, and
illustrates how African foreign policies are determined by these realities. Differences in
foreign policy outcomes do not falsify the theory. For example, Shaw (1975) argues that
inequality in power between African countries and “Northern” countries results in either
dependency through trade and attempts to integrate with global state capitalism, or
dependency through “trade, investment, and technology” (1975:370), or in attempts to
reject the system by adopting socialist domestic policies. Scholars in this tradition also
study how African and other third world countries attempt to bargain collectively within
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the IGOs on economic and political issues (Nweke 1980). Kegley and McGowan (1981)
examined third world countries’ foreign policies by examining the interconnections
among interdependence, dependence, and other dimensions of core–periphery relations.
Shaw and Aluko edited a volume with an eye to illustrating African foreign policy from a
strict dependency perspective (1984). In 1994, Shaw and Okolo edited a volume on the
political economy of foreign policy in ECOWAS states.
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Looking at ideological sources of foreign policy, Hagan (1989) examined how political
revolutions or regime changes affected foreign policy orientations in the third world. He
found that regime changes did result in variances in the amount of support or alignment
with US positions; major shifts in voting patterns are associated with regime changes, but
“nonrevolutionary changes accounted for 80 percent of regime-induced voting
changes” (1989:540). Within just Africa, Vengroff (1976) found no relationship between
individual-level instability in Black African countries and a change (or instability) in UN
voting, implying continuity over change.
Many studies on comparative foreign policy centered only on Africa, and they have
emphasized voting patterns in the UN (Ellis and Salzberg 1966; Meyers 1966; Vengroff
1976) or general African foreign policy behavior, such as levels of diplomatic activity or
alignment. McGowan (1968) analyzed alignment patterns to find that more developed and
densely populated countries, as well as countries that received more aid, were higher
“interactors” than other similar countries. In addition, monoproduct-exporters were more
likely to be low interactors. McGowan (1969) examined 30 African countries to determine
if levels of economic development were correlated with foreign policy outcomes. He
found that the most developed countries followed an “active-independent” path, whereas
mid-level developing African nations followed a “transitional” foreign policy path. Finally,
the least developed countries tended to be “inactive-dependent.” Similarly, Weigert and
Riggs (1969) found that African nations with the most economic and military capabilities
were more likely to hold major offices at the IGO, such as the UN. Johns (1972) examined
the level of official diplomatic activity among African countries. He categorized African
diplomatic activity, or normalization, into three levels: minimal, intermediate, and
complete. He examined different regional, ex-colonial, linguistic, border, and ideological
factors to see their effects on bilateral diplomatic ties. Ex-Belgian, militant, North African,
Maghreb (ex-French), Coastal, and contiguous countries had the highest levels of
diplomatic activities. Ironically, countries that housed established regional organizations
had lower levels of “diplomatic” normalization.
Johns (1975) looked to see if relative power could predict levels of diplomatic activity. He
found that with the exception of GDP per capita, all of his indices of power were
significantly and strongly associated with diplomatic activity. He also examined the links
between diplomatic activity and integration, finding that membership in some regional
organizations, such as the East African Community, seemed to replace (or lower)
diplomatic activity. He also found that integration was higher in some regions (the former
Belgian colonies, North African countries and the Maghreb) than for the overall OAU
average.
McGowan and Gottwald (1975) attempted to see if African countries fit within predictions
about the foreign behavior of other small states. Using Rosenau's model of adaptation,
they tried to predict which countries would be “promotive” or “acquiescent.” They found
that country size, level of development, and inner-directed leaders were the main
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predictors of foreign policy orientation. Also, countries that were more modern and other-
directed were more dependent in foreign policy.
Shifting questions, Khapoya (1975) sought to explain the foreign policy of “support for
liberation.” This was measured on a ten point scale (from 0 to 9) based on the following
various diplomatic acts supporting liberation groups. The variables which were
significantly and positively associated with supporting liberation movements were
ideology, size, wealth, and power measured as size of territory, population, GNP, armed
forces, size of armed forces, military expenditures, weighted military expenditures, the
number of African embassies, missions in communist/socialist states, and boundaries with
target areas. Many of these variables were collinear along lines of wealth, size, power,
and military capacity. The one variable negatively and significantly associated with
supporting liberation movements was imports from ex-colonial powers. The strongest
correlates were missions with communist/socialist countries, and embassies in African
states, but both were highly correlated.
McGowan and Johnson (1979) outlined the goals of comparative foreign policy in Africa
and described the African Foreign Relations and International Conflict Analysis (AFRICA)
database. This collection of event data includes 32 African countries and their foreign
policy actions or utterances from 1964 to 1966. The data are dyadic, and include 14,669
foreign policy actions (see also DeLancey 1979).
In a large-N study of culture, McGowan and Purkitt (1979) used factor analysis to develop
several dependent variables indices that are common to Black African foreign policy (i.e.,
participation, conflict, political independence, economic dependence, state building,
formal diplomacy, and centralized decision making) and tested them against several
independent variables indices (i.e., size, modernization, cultural pluralism, ethnic
pluralism, religion, and language pluralism). They found that their variable of capacity as
well as cultural variables explain foreign policy outcomes for these 32 African countries.
Dolan et al. (1980) conducted a large-N study of the bilateral relations of African
countries with other countries with which there are great asymmetries of economic
power using the AFRICA database. They examined the level of economic interchange and
the relative domestic power of each African country to make predictions about foreign
policy alignment vis-à-vis the superordinate power (the more powerful of the dyad and
any country with more than 20 percent of foreign direct investment (FDI) (1980:428).
They find that as economic power of the weaker countries increases, they had policies
that are more restrictive towards the superordinate country – unless their trade
concentration ties were above average, in which case they became more expansive.
In 1985, Bienen examined military regimes to see if they had unique foreign policies
within the African context. Instead of a large-N study, he overviewed previous literature
as well as engaging in African foreign policy analysis and found that military regimes
were not distinctive in foreign policy formation or goals.
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Focusing primarily on West Africa, Anda (2000) compared foreign policy behaviors with
national attributes, focusing on three paradigms (systems, power, and decision making)
as well as two levels of analysis (national and systemic). He found that francophone
countries were more integrated into regional organizations than were anglophone
countries, that elite perception and state attributes such as size, development, contiguity,
and capabilities affected foreign policy outcomes.
Not only were voting patterns and international alignments studied, but a few scholars
also conducted large-N conflict studies in Africa. Boyd (1979) looked at the causes of
boundary conflict in sub-Saharan Africa, viewed as a reflection of foreign policy. Using
AFRICA data, he tested the effects of ethnic overhang, ethnic heterogeneity, salience of
ethnic politics, non-boundary conflicts, size/influence disparity, elite instability, and
domestic instability on boundary conflicts in Africa. He found three variables that were
most explanatory: elite instability, size/influence disparity, and salience of ethnicity in
domestic politics. He also found that the effects of colonialism on conflicts are indirect at
best.
In 2002, Kornprobst compared the management of border disputes in the Horn of Africa
and in West Africa. His primary predictive variable was the strength of norms in the two
regions regarding borders and their inviolability. He asserted, and illustrated, that these
norms were stronger in West Africa than in the Horn. He also discounted several other
rival explanations for the differences. He concluded that the differences in primary and
secondary norms could explain the peaceful resolution of conflicts in West Africa and the
wars in the Horn.
Other early works directly on general African foreign policy included McKay's edited
volume on diplomacy (1966). The volume examined foreign policy formation based upon
various themes: international conflict patterns, national interest and ideologies, economic
determinants, military influences, cultural and psychological factors, political
determinants, external political determinants, and future research needs. The analysis
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from the various authors explored regional commonalities for each theme, though it was
clearly an early work.
Zartman published a 1966 book on the international relations of Africa that draws cases
from mostly North and Western African states. It also highlights the challenges for new
nations in the formation of foreign policy and how such policies are tied to nation
building. Zartman also shows how inter-African relations are more interactions of leaders
of parties than they are of heads of states (1966:144): African foreign policy is therefore
based upon institutional weakness. This results in ideology playing a key role in foreign
policy formation. In an article from the year before, Zartman (1965) suggests that
countries that are internally weak (in Africa) are less likely to be involved in border wars.
Wallensteen (1971) analyzed the foreign policies of five southern African states and their
relations with South Africa. His cases included Botswana, Lesotho, Swaziland, Malawi,
and Zambia. He suggests that the sample space for interactions with South Africa and its
opposition are these: “1. Relations with government but not opposition, 2. Relations with
government and with opposition, 3. No relations with government, but relations with
opposition, [and] 4. No relations with government, no relations with
opposition” (1971:86). He found these countries preferred: “Malawi no 1, Sesotho leaning
towards no 1, Swaziland leaning towards no 4, Botswana largely no 4 and Zambia no
3” (1971:87). The article examines the reasons for these policy outcomes in the Southern
African military, diplomatic, and economic regional contexts.
One book which surveys the field of comparative foreign policies, but which was not
limited to Africa was by McGowan and Shapiro (1973). In their overview of more than 200
studies, they find that there is no overarching or “systematic foreign policy
theory” (1973:214), though they did identify over 100 tested propositions concerning
foreign policy formation (e.g. elite, establishment, political, economic, governmental,
societal, systemic). They argued that “[s]elected aspects of foreign policy behavior may
be open to analysis via deductive theories” (1973:215), but they would tend to be narrow
level, or micro theories. The book includes an extensive bibliography. A few years earlier,
McGowan (1970) compiled a guide to African research, including references to foreign
policy. It is arranged as a bibliography.
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Akindele (1976) examined the role of the OAU to understand African diplomacy and
collective foreign relations as a supplement to traditional bilateral examinations.
Examining its resolutions, he finds most were concerned with apartheid, anti-colonialism,
and racism. Other issues included African relations with the UN, the Middle East, Afro-
Asian solidarity and non-alignment, and a few other miscellaneous questions (1976:560).
The rest of the article develops these ideas.
Aluko's (1977) edited book fits the more recent prototype of deep analysis of African
cases one at a time, though it does have an opening chapter summarizing similarities.
The introductory chapter outlines the common problems and constraints on the relatively
young African states. Aluko argued that foreign policy is driven by the nature of domestic
constraints and considerations as well as international constraints and considerations.
Then in the case studies of Algeria, Egypt, Ethiopia, Ghana, Guinea, Ivory Coast, Kenya,
Nigeria, Tanzania, Zambia, and Zaire, these issues and others are explored in detail.
Shaw and Aluko edited a volume with an eye to illustrating African foreign policy from a
strict dependency perspective (1984). The authors were to address “historical
incorporation and inheritance; contemporary dependence and underdevelopment;
national political economy in the world system; nature of response through development
Page 15 of 33
strategy; relationship between political economy and foreign policy; overview of regional,
continental, global and transnational interactions; and future of foreign policy” (1984:17).
In 1985, Doctors Ojo, Orwa, and Utete co-wrote a book also on African international
relations. They addressed theories of international relations, the international actors,
foreign policy and the developing state, Africa and the global economy, the search for
African unity, African states and the superpowers, Africa and the former colonial powers,
Africa and the UN, causes of conflict in the relations of the African states, and regional
cooperation and integration. Each chapter includes a brief bibliography. The book has a
nice mix of international relations theory, paradigms, and empirical application to Africa.
The third chapter is directly written on foreign policy in developing African nations.
In 1986, Korany edited a volume on the comparative analysis of third world foreign policy
decisions. He argues that African foreign policies can be attributed to the African
president or leader. Therefore, the “big man” source of foreign policy had much to do
with the comparative weakness of alternative sources of power in the region. Examining
bureaucracies or legislatures, he held, would not shed much light on African foreign
policies.
In The Annals of American Academy of Political and Social Science, Bender (1987) edited
a special issue on the international affairs in Africa. It included an introductory chapter,
as well as in-depth case studies on Angola, Ethiopia, Nigeria, and South Africa. There
were also comparative chapters: Kenya and Tanzania, the Eastern Triangle (Libya, Egypt,
and Sudan), and the Maghreb (Morocco, Algeria, Tunisia, and Libya). There is also a
chapter looking at common economic foreign relations of sub-Saharan African countries
vis-à-vis the international financial institutions.
In 1990, a volume on Southern African foreign policies emerged (Chan 1990), which
examined the foreign policies in Southern Africa from 1978 to 1988. The sections of the
book covered the following areas: foreign policies in Southern Africa, the regional policy
of South Africa, and then the Western Alliance, superpowers, and Southern Africa.
Section 1 is written by Chan; the other sections have several chapters each, with authors
associated with each chapter. Although the title indicates a regional foreign policy book,
most of the chapters are squarely on South Africa as a case.
First in 1991, then with later editions in 1995, 2000, and 2009, Harbeson and Rothchild
edited volumes on issues regarding African international relations. Although these edited
volumes do not have specific chapters on foreign relations, per se, they do go into great
detail concerning the limits of domestic power, the personalization of the leadership, the
regional concerns or foreign policies of leaders, the influence of international financial
Page 16 of 33
institutions (IFIs) on leaders, regional conflict resolution, as well as how other major
international actors influence domestic decision making, such as the EU and UN. These
often-cited books create a context in which to study foreign policy, and several editions
were used as textbooks in courses on African international relations.
Also in 1992, Wright wrote a nice review on African foreign policies. In this review he
suggested that most African foreign policies shared certain objectives: equality in the
international system (due to legacies of colonialism, opposition to racism, Cold War
tensions, and issues of foreign troops), opposition to South Africa and apartheid, a
dominant strain for pro-Arab and anti-Israel positions, and concerns for modernization
and economic development (Wright 1992:338). The arenas for foreign policy were these:
regional (e.g. OAU, ECOWAS), Continental (i.e., OAU), Eurafrica (i.e., former colonial
powers, great powers, the EC), and superpowers (i.e., USA, USSR). Each venue was
discussed and prospects for the future centered on possible democratization and
economic development.
In 1994, Shaw and Okolo edited a volume on the political economy of foreign policy in
ECOWAS states. In this work, an author was to “employ political economy variables to
explain (i) the structural nature of African country relations with other countries and the
world economy, (ii) major African foreign policies and state behaviour, and (iii) the options
and constraints in foreign policy” (1994:257).
In 1995, Zartman edited a book that suggests the unique problems for comparative
politics and international relations posed by collapsing African states. The book opens
with an introductory chapter arguing the merits of the study and overviews theories.
Then it contains chapters on collapsed and reconstituted states (i.e., Chad, Uganda,
Ghana), current collapse and future restoration (i.e., Somalia, Liberia, Mozambique,
Ethiopia), states in danger (Angola, Zaire, Algeria, South Africa), potential agents of
reconstruction (i.e., United Nations, foreign intervention, democratization, and
strongmen), and a concluding chapter.
Keller and Rothchild (1996) edited a book which contributed to African international
relations and overviewed evolving regional foreign policy perspectives and practices.
After introductions by Keller and Obasanjo, placing African international and regional
interactions in a post–Cold War context, the book has three parts: Perspectives on
regional and global security issues, Regional security and the end of the Cold War, and
Page 17 of 33
Extracontinental actors and regional security. The introduction, first section, and
conclusion have the most information concerning regional comparative foreign policy,
though the other chapters have a lot of information about specific country interests. The
chapter on ECOMOG is especially informative.
Schraeder, in 1996, wrote a book chapter on African international relations that explains
the primary trends of foreign policy formation and concerns. He discusses a dependency/
post-colonial divide in research on African foreign relations, and he suggests some key
areas of study or consensus. First, African foreign policy was highly personalized within
the office of the president. Second, countries had strong cultural, political, and economic
ties that oriented their foreign policies towards the former colonizing country. So foreign
policy was aligned with (or sometimes opposed to) the wishes of the metropole or to new
external patrons. With the end of the Cold War, some of this has changed. The foreign
policies of these countries are experiencing more democratization. Finally, religion is
playing more of a role. He also discusses the role of Pan-Africanism, regional integration,
relations with great powers, and the relations of African states with multilateral
institutions such as the UN, the IMF, and the World Bank.
Also in 1996, a very well regarded, and often-cited, book on African international
relations was written by Clapham. This book is often used in classes on African
international relations. Although it does not have a specific chapter on foreign relations,
discussions of foreign policy are explored within the larger international relations
context. He discusses how weak African states are maintained by international norms,
but not in a way that allows them to flourish. The “negative sovereignty” of these
“monopoly states” allows them to proceed without strong threat of invasion of
international overthrow, but they do not prosper economically nor do they have much
domestic capacity.
In 1998, Reno wrote a “new classic” book about “weak” states and argued that one needs
to look beneath state-level activities to understand the international relations of failed or
weak states. Within the African state, competing poles of power often internationally
weaken state structures to deny would-be competitors access to state power, while
competing for international recognition, aid, and foreign direct investment. The book
contains two theoretical and historical chapters outlining the argument, the cases of
Liberia, Sierra Leone, the DRC, and Nigeria, as well as a concluding chapter on warlords
in the global system of states.
Page 18 of 33
In 1999, Wright edited an often-cited volume on African foreign policies designed for
classroom use as well as to promote a research agenda. In his introductory chapter, he
argues that the traditional concerns of African foreign policies must include the following:
the impact of colonialism, the role of resources, coordination within IGOs, non-alignment,
security and sovereignty, unity against apartheid South Africa, economic development,
and decision making in foreign policy (1999:3–6). The book also discusses the end of the
Cold War, one comparative case, and country-specific foreign policy studies (i.e., Angola,
Benin, Botswana, Ethiopia and Eritrea, Kenya, Nigeria, Senegal, South Africa, Tanzania,
and Zimbabwe). It also has a chapter on regionalism and a concluding chapter
speculating on the future of foreign policies in the region.
In 1999, Nel and McGowan produced an African international relations textbook that
discusses the basic paradigms of international relations in the African context, with
emphasis on South Africa and its region. Also included are chapters on the study of
international relations, the evolution of the global political economy, theories of
international relations, states and the interstate system, analyzing and evaluating foreign
policy, international institutions, nonstate actors in international relations, Africa in the
global system, 1600 to decolonization, Africa in the contemporary world, Africa's
international relations, the postcolonial African state and its problems, making foreign
policy in South Africa, Southern Africa in South–South relations, the regional subsystem
of Southern Africa, dimensions of sustainable development in Southern Africa.
In 2001, Pinkney wrote on the comparative foreign policy of East Africa. He compared the
pre– and post–Cold War politics of the three countries of East Africa, pitting rival theories
against each other for the best explanation. Pinkney examines changes in international
ideas, norms, and power and how they have influenced East Africa and its interactions
within the region, with IFIs, and with the larger world.
In 2001, a work directly on African foreign policies was edited by Khadiagala and Lyons
(2001B) and will probably be popular in courses on African foreign policies. Here, aside
from introductory and concluding chapters, the book discusses foreign policy within
regions: anglophone West Africa, francophone West Africa, Central Africa, the Great
Lakes, the Horn, Southern Africa, as well as the external relations of weak states and
stateless regions. The exception to the regional orientation is a chapter on South Africa,
though in a Southern African context. This sets this volume apart – instead of an edited
volume consisting of single case studies, each chapter represents regions, save for South
Africa.
Also in 2001, Serapião and colleagues edited a book on African foreign policies that
examines foreign policies primarily from a Southern Africa perspective. The first two
theoretical chapters have overviews on African foreign policies and African unity, and
challenges and solutions in the struggle for independent African foreign policies. The next
several chapters are cases: foreign policy towards Africa: the case of India, South Africa's
foreign policy toward the rest of Africa, South Africa's regional foreign policy (1944–99),
Page 19 of 33
and the future of South Africa in Africa. It is between a book and a pamphlet, with
augments and overviews of selective literature.
A collection on regional foreign policies was edited by Adar and Ajulu (2002), which had a
mix of case studies (i.e., Angola, Botswana, Lesotho, Malawi, Mauritania, Mozambique,
Namibia, South Africa (2 chapters), Swaziland, Zambia, and Zimbabwe) as well as
regional and global case studies (i.e., regional policies of SADC, British policies toward
the region, and the US policy toward the region).
In a book chapter, Adogame (2003) argued that one could fuse a dependency approach
with a decision making approach to understand African foreign policy formation. He used
the creation of the AU as his case. His argument is a nuanced dependency approach,
giving more credence to domestic volition and influences.
A volume focusing on African foreign policy in the context of East Africa, globalization,
and the end of the Cold War was edited by Adar and Schraeder (2007). It contains a
mixture of single case studies (i.e., Djibouti, Eritrea, Ethiopia, Kenya, Sudan, Tanzania,
and Uganda) as well as regional and global case studies (e.g. East African Community
(EAC), the Intergovernmental Authority on Development (IGAD), British relations in the
region, Russian relations in the region, and American relations in the region). It also
includes introductory and concluding chapters. They find that although rising IMF and
World Bank programs may constrain African foreign policy formation, the creation of
policy remains primarily in the hands of particular leaders.
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