Professional Documents
Culture Documents
Dismissal of Actions
An action may be dismissed by the plaintiff without order of the court by filing a
notice of dismissal at any time before service of the answer or of a motion for
summary judgment. Unless otherwise stated in the notice, the dismissal is without
prejudice, except that a notice operates as an adjudication upon the merits when
filed by a plaintiff who has once dismissed in a competent court an action based on
or including the same claim. A class suit shall not be dismissed or compromised
without the approval of the court.
Procedural rule may not be given retroactive effect if vested rights would be
disturbed, or if their application would not be feasible or would work injustice.
Under the rule of res judicata, also known as “bar by prior judgment”, a final
judgment or order on the merits, rendered by a court having jurisdiction of the
subject matter and of the parties, is conclusive in a subsequent case between the
same parties and their successor-in-interest by title subsequent to the
commencement of the action or special proceeding, litigating the same for the
same thing and under the same title and in the same capacity.
Failure to prosecute – Once a case is dismissed for failure to prosecute, this has
the effect of an adjudication on the merits and is understood to be with prejudice to
the filing of another action unless otherwise provided in the order of dismissal. The
rule enumerates the instances where the complaint may be dismissed due to
plaintiff’s fault:
1) If he fails to appear on the date for the presentation of his evidence in chief;
2) If he fails to prosecute his action for an unreasonable length of time; or
3) He fails to comply with the rules or any order of the court.
The dismissal of the complaint due to the fault of the plaintiff does not necessarily
carry with the dismissal of the counterclaim. Dismissal of plaintiff’s complaint is
without prejudice to the right of the defendant to prosecute his counterclaim in the
same or separate action.
If the Court dismisses the complaint on the ground of lack of jurisdiction, the
compulsory counterclaim must also be dismissed as it merely ancillary to the main
action and no jurisdiction remained for any grant of relief under the counterclaim.
Court’s acquire jurisdiction over the plaintiffs upon the filing of the complaint while
jurisdiction over the defendants in a civil case is acquired either through the service
of summons upon them in the manner required by law or through their voluntary
appearance in court and their submission to its authority.
Default
a) The defendant in default may, at any time after discovery thereof and before
judgment, file a motion, under oath, to set aside the order of default on the
ground that his failure to answer was due to fraud, accident, mistake or
excusable negligence, and that he has a meritorious defense;
b) If the judgment has already been rendered when the defendant discovered
the default, but before the same has become final and executory, he may file
a motion for new trial;
c) If the defendant discovered the default after the judgment has become final
and executory, he may file a petition for relief; and
d) He may also appeal from the judgment rendered against him as contrary to
the evidence or to the law, even no petition to set aside the order of default
has been presented by him.
A satisfactory showing by the movant of the existence of fraud, accident, mistake
or excusable negligence is an indispensable requirement for the setting aside of a
judgment of default or the order of default.
A defaulted defendant has the right to appeal the adverse decision of the trial court
even without seeking to set aside the order of default.
A party declared in default has the right to appeal from the judgment on the
ground, inter alia, that the amount of the judgment is excessive or is different in
kind from that prayed for, or that the plaintiff failed to prove the material
allegations of his complaint, or that the decision is contrary to law.
The main purpose of a preliminary attachment is to preserve the status quo and not
to grant the very subject of the petition on the merits. Whatever defects that may
have been committed by the trial court in failing to give constructive notice of its
erroneous default order was cured by the affected party’s voluntary filing of a
motion for reconsideration.
The purpose of entering into a stipulation of facts is to expedite trial and to relieve
the parties and the court as well of the costs of proving facts which will not be
disputed on trial and the truth of which can be ascertained by reasonable inquiry.
The parties, obviate the element of surprise, are expected to disclose at the pre-
trial conference all issues of law and fact they intend to raise at the trial, in cases in
which the issue may involve privileged or impeaching matters, or if the issues are
impliedly included therein or may be inferable therefrom by the necessary
implication to be integral parts of the pre-trial order as much as those that are
expressly stipulated, the general rule will not apply.
A pre-trial cannot validly be held until the last pleading has been filed which last
pleading may be the plaintiff’s reply, except where the period to file the last
pleading has lapsed.
In Marahay vs Melicor, the court set forth the test for dismissal of a case due to
failure to prosecute, to wit: “while a court can dismiss a case on the ground of non
prosequitor, the real test for the exercise of such power is whether, under the
circumstances, plaintiff is chargeable with want of due diligence in failing to proceed
with reasonable promptitude.
Demurrer to Evidence
Rule 34
Rule 34, section 1 of the Rules of Court, provides that a judgment on the pleadings
is proper when an answer fails to render an issue or otherwise admits the material
allegations of the adverse party’s pleadings
Rule 35
Summary Judgments
When the pleadings tender a genuine issue, summary judgment is not proper. An
issue is genuine if it requires the presentation of evidence as distinguish from a
sham, fictitious, contrived or false claim. For summary judgment to be proper, two
requisites must concur, to wit:
1) There must be no genuine issue on any material fact except for the amount
of damages; and
2) The moving party must be entitled to a judgment as a matter of law.
The jurisdiction of the Supreme Court is limited to reviewing errors of law. The
issue raised here by the petitioner involves a question of fact which is not
reviewable by this Court in this petition. The jurisdiction of this Court in cases
brought to it from the Court of Appeals is limited to reviewing and revising the
errors of law imputed to it, its findings of fact being conclusive. It is not the
function of the Supreme Court to analyze or weigh such evidence all over again, its
jurisdiction being limited to reviewing errors of law that might have been
committed, unless there is showing that the findings complained of are totally
devoid of support in the record or that they are so glaringly erroneous as to
constitute serious abuse of discretion.
Courts have inherent power to amend their judgments to make them conformable
to the law applicable provided that the same have not obtained finality.
The essence of interpleader, aside from the disavowal of interest in the property in
litigation on the part of the petitioner, is the deposit of the property or funds in
controversy with the court. It is a rule founded on justice and equity:” that the
plaintiff may not continue to benefit from the property or funds in litigation during
the pendency of the suit at the expense of whoever will ultimately be decided as
entitled thereto”.
In the case of Manning International Corporation vs NLRC, the Court held that,
nothing is more settled in the law than that when a final judgment becomes
executory, it thereby becomes immutable and unalterable. The judgment may no
longer be modified in any respect, even if the modification is meant to correct what
is perceived to be an erroneous conclusion of fact or law, and regardless of whether
the modification is attempted to be made by the Court rendering it or by the
highest Court of land. The only recognized exceptions are the correction of
clerical errors or the making of so-called nunc pro tunc entries which cause no
prejudice to any party, and, of course, where the judgment is void. Furthermore,
any amendment or alteration which substantially affects a final and executory
judgment is null and void for lack of jurisdiction, including the entire proceedings
held for that purpose.
After a decision became final and executory, the prevailing party is entitled as a
matter of right to a writ of execution the issuance of which is a ministerial duty
compellable by mandamus.
The issuance of a nunc pro tunc order was recognized by this Court in Lichauco vs
Tan where an order or judgment actually rendered. There is no doubt that such an
entry operates to save proceedings had before it was made.
Rule 40
MTC to RTC
Though a petition for certiorari under Rule 65 of the Rules of Court is not proper
where the case involves an error of judgment and not of jurisdiction, the Court may
nevertheless treat it as one proper for review under Rule 45. This case involves an
error of judgment and not of jurisdiction. Thus, a petition for certiorari under Rule
65 of the Rules of Court is not proper.
Rule 41
RTC to CA
A motion contesting a late appeal may be filed before the appellate court
even after the transmittal of the records therein, the legality of the appeal may be
raised at any stage of the proceedings in the appellate court, and the latter is not
precluded from dismissing the petition on the ground of its being out of time. A
recognition of the merit of the petition does not necessarily carry with it any
assumption or conclusion that it has been timely filed.
The right to appeal is neither a natural right nor a part of due process. It is merely
a statutory privilege and may be exercised only in the manner and in accordance
with the provisions of law. Thus, one who seeks to avail of the right to appeal must
comply with the requirements of the rules. Failure to do so often leads to the loss of
the right to appeal. The period of appeal is fixed by both statute and procedural
rules.
An appeal should be taken within 15 days from the notice of judgment or final order
appealed from.
Court deems it practical to allow a fresh period of 15 days within which to file the
notice of appeal in the Regional Trial Court, counted from receipt of the order
dismissing a motion for a new trial or motion for reconsideration to standardize the
appeal periods provided in the Rules.
Appellate jurisdiction of the courts is conferred by law, and must be exercised in the
manner and in accordance with the provisions thereof and such jurisdiction is
acquired by the appellate court over the subject matter and parties by the
perfection of the appeal. Strict compliance with the Rules of Court is indispensable
for the prevention of needless delays and for the orderly and expeditious dispatch
of juridical business.
Court has on several occasions relaxed this strict requirement. For a party to seek
exception for its failure to comply strictly with the statutory requirements for
perfecting its appeal, strong compelling reasons such as serving the ends of justice
and preventing a grave miscarriage thereof must be shown, in order to warrant the
Court’s suspension of the Rules.
For failure to appeal the decision of the trial court to the Court of Appeals,
petitioners cannot obtain any affirmative relief other than those granted in the
decision of the trial court. That decision of the court below has become final against
them and can no longer be reviewed, much less reversed, by this Court. The rule
on jurisdiction is that whenever an appeal is taken in a civil case, an appellee who
has not himself appealed may not obtain from the appellate court any affirmative
relief other than what was granted in the decision of the lower court. The appellee
can only advance any argument that he may deem necessary to defeat the
appellant’s claim or to uphold the decision that is being disputed, and he can assign
errors in his brief if such is required to strengthen the views expressed by the court
a quo.
Rule 42
RTC to CA
The long settled rule is that the issue of ownership cannot be subject of a
collateral attack. In Apostol vs Court of Appeals, this Court had the occasion to
clarify this…. under Section 48 of the Presidential Decree No. 1529, a certificate of
title shall not be subject to collateral attack. It cannot be altered, modified or
canceled, except in a direct proceeding for that purpose in accordance with law.
Generally, a motion for reconsideration must be filed before the tribunal, board,
officer against whom the writ of certiorari is sought. It is settled that the writ of
certiorari lies only when petitioner has no plain, speedy, and adequate remedy in
the ordinary course of law.
The miscalculation by the counsel of the appeal period will not arrest the course of
the same nor prevent the finality of the judgment.
The legality of the allowance of the appeal may be raised at any stage of the
proceedings in the appellate court, the court is not precluded from dismissing the
petition on the ground that it was filed late inasmuch as the recognition of the merit
of the petition does not carry with it any assumption or conclusion that it was
timely filed.
Rule 43
The administrative liability of a public official could fall under the jurisdiction of both
the Civil Service Commission and the Office of the Ombudsman.
Appeals from judgments and final orders of quasi-judicial agencies are now required
to be brought to the Court of Appeals on a verified petition for review, under the
requirements and conditions in Rule 43 which was precisely formulated and adopted
to provide for a uniform rule of appellate procedure for quasi-judicial agencies.
Preliminarily, the powers and functions of the Ombudsman have generally been
categorized into the following: investigatory powers, prosecutory power, public
assistance function, authority to inquire and obtain information, and function to
adopt, institute and implement preventive measures. As protector of the people,
the Office of the Ombudsman has the power, function and duty “to act promptly on
complaints filed in any form or manner against public official” and “to investigate
any act or omission of any public official when such act or omission appears to be
illegal, unjust, improper or inefficient.”
While the Ombudsman has the full discretion to determine whether or not a
criminal case should be filed, the Supreme Court is not precluded from reviewing
the Ombudsman’s action when there is an abuse of discretion, in which case Rule
65 of the Rules of Court may exceptionally be invoked pursuant to Section 1, Article
VIII of the 1987 Constitution.
Santos vs Go (2005)
Rule 43 of the 1997 Rules of Civil Procedure clearly shows that it governs appeals
to the Court of Appeals from decisions and final orders or resolutions of the Court of
Tax Appeals or quasi-judicial agencies in the exercise of their quasi-judicial
functions. The Department of Justice is not among the agencies enumerated in
Section 1 of Rule 43.
Since the Department of Justice is not a quasi-judicial body and it is not one
of those agencies whose decisions, orders or resolutions are appealable to the Court
of Appeals under Rule 43, the resolution of the Secretary of Justice finding the
probable cause to indict petitioners for estafa is, therefore, not appealable to the
Court of Appeals via a petition for review under Rule 43.
The Supreme Court has the full discretionary to take cognizance of a petition for
certiorari filed directly to it if compelling reasons, or the nature and importance of
the issues raised, warrant.
The Supreme Court has the power to set aside its own rules in the higher interests
of justice is well-entrenched in our jurisprudence. We reiterate what we said in
Piczon vs Court of Appeals: Be it remember that rules of procedure are but mere
tools designed to facilitate the attainment of justice. Their strict and rigid
application, which would result in technicalities that tend to frustrate rather than
promote substantial justice, must always be avoided.
The general rule is that judgments by lower courts or tribunals become executory
only after they have become final and executory, execution pending appeal being
an exception to this general rule; there is no general legal principle that mandates
that all decisions of quasi-judicial agencies are immediately executory.
Rule 45
The Supreme Court in accordance with the liberal spirit which pervades the Rules of
Court and in the interest of justice, may treat a petition for certiorari as having
been filed under Rule 45, more so if the same was filed within the reglementary
period for filing a petition for review. The records show that the petition was filed
on time both under Rule 45 and 65. Following Delsan Transport case, the
petition, stripped of allegations of “grave abuse of discretion”, actually avers
errors of judgment which are the subject of a petition for review.
A question of law exists when there is doubt or controversy as to what the law is on
a certain state of facts, and there is a question of fact when the doubt or
differences arises as to the truth or falsehood of facts, or when the query
necessarily invites calibration of the whole evidence considering mainly the
credibility of witnesses, existence and relevancy of specific surrounding
circumstances, their relation to each other and to the whole and probabilities of the
situation.
The 60-day period for filing a petition for annulment of judgment is reckoned from
the time the party acquired knowledge of the order, judgment or proceedings and
not from the date he actually read the same.
Section 3, Rule 38 of the Rules of Court states that, a petition provided for
in either of the proceeding sections of this Rule must be verified, filed within sixty (60) days
after the petitioner learns of the judgment, final order, or other proceeding to be set aside,
and not more than six (6) months after such judgment or final order was entered, or such
proceeding was taken; and must be accompanied with affidavits showing the fraud,
accident, mistake, or excusable negligence relied upon, and the facts constituting the
petitioner’s good and substantial cause of action or defense, as the case may be.
It is axiomatic that there is no justification in law and in fact for the reopening of a
case which has long become final and which has in fact been executed. Time and
again the Supreme Court has said that the doctrine of finality of judgments is
grounded on fundamental consideration of public policy and sound practice that at
the risk of occasional error the judgments of courts must become final at some
definite date fixed by law.
Rule 47
Annulment of Judgment
Petitions for annulment of judgment are not among the cases originally cognizable
by the Supreme Court. In this case, petitioners argue that although Rule 47 is a
newly-established rule, the procedure of annulment of judgments has long been
recognized in this jurisdiction. That may be so, but this Court has no authority to
take cognizance of an original action for annulment of judgment of any lower court.
The only original cases cognizable before this Court are “petitions for Certiorari,
prohibition, mandamus, quo warranto, habeas corpus, disciplinary proceedings
against members of the judiciary and attorneys, and cases affecting ambassadors,
other public ministers and consuls”.
Extrinsic fraud refers to any fraudulent act of the prevailing party in the litigation
which is committed outside of the trial of the case, whereby the defeated party has
been prevented from exhibiting fully his side of the case by fraud or deception
practiced on him by his opponent.
A party may now petition the Court of Appeals to annul and set aside judgments of
Regional Trial Courts. However, certain requisites must first be established before a
final and executory judgment can be subject of an action for annulment. It must be
either be void for want of jurisdiction or for lack of due process of law, or it
has been obtained by fraud.