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.. WHAT ARE WE IN POWER FOR?

: THE SOCIOLOGY
OF GRAFT AND CORRUPTION

Jose Veloso Abueva *

The intriguing title of this paper was assigned to "Is 'graft' always bad? Is 'corruption' always an un-
me ready-made. Its first part, as the reader may mixed evil? Is it possible that at this point in Philip-
pine history graft and corruption may be a necessary
recall, are the words used by Senate- and Libe- evil? " Accordingly, I was asked to present a paper "on
ral-Party-President Jose Avelino to scold Presi- the pros and cons of graft and corruption."
dent Elpidio Quirino for the embarassing inves- Our key concept, "graft and corruption," is
tigations made into graft and corruption, the
a catch-all Filipino-English term which refers to
results of which implicated the Liberal adminis-
illegaland, from a Western-derived ethics of pub-
tration.
lic service, immoral conduct benefiting govern-
Linked to the words "graft and corruption" ment officials. It connotes an abuse of one's
found in the subtitle, the now classic Avelinism office, a betrayal of the public trust. In fact, for
suggests a one-tracked, cynical view of using po- many years the Philippine penal code has inclu-
wer for personal and party aggrandizement at ded bribery, dereliction of duty, frauds and ille-
the expense of the public interest. On the other gal exactions, and malversation of public funds
hand, the complete subtitle suggests an ambi- as "crimes committed by public officers." In the
tious scholarly analysis of the incidence, causes, mid-50s, the Unexplained Wealth Act was enact-
and consequences of corruption in the Philip- ed to penalize any official for unlawfully ac-
pines, and perhaps also of the ways by which quiring property clearly beyond his means. Then
the phenomenon may be reduced. That this in 1960 Congress passed the Anti-Graft and
analysis is beyond my ken and resources became Corrupt Practices Act which formally defined
very clear to me upon my reading a whole mono- what most informed Filipinos would associate
graph that attempts merely to explore the sub- with the term "graft and corruption." Although
ject in its universal aspects: The Sociology of nepotism, or the illegal appointment by an offi-
Corruption: the Nature, Function, Causes and cial of his close relatives, is not among the prac-
Prevention of Corruption, by Syed Hussein tices catalogued in the Act, a number of tran-
Alatas (1968). sactions between an official and his close rela-
tives are proscribed therein. So nepotism and
Fortunately for me, the expansive title of my
its variants may also be regarded as forms of
paper has been delimited by the organizers of
"graft and corruption."
this seminar. They posed the following guide
questions: In much of the English literature on the sub-
ject, the single word "corruption" is used rather
than the local compound "graft and corruption."
*At the time he gave this talk, Dr. Abueva, who is a We shall therefore use the first (corruption) for
political scientist, was Assistant Dean of the College of its universal or general meaning and reserve the
Public Administration, University of the Philippines.
In the first week of July 1971, he became Secretary of latter (graft and corruption) to refer specifically
the nation's constitutional convention. to the Philippine setting.
204 PHILIPPINE SOCIOLOGICAL REVIEW

Alatas (1968) has carefully defined corrup- The results (which are ranked in Table 1) suggest
tion. He 'differentiates it from other criminal that, in the opinion of knowledgeable and ex-
behavior or mismanagement, the effects of which. perienced career.officials,graft and corruption is
are also against the public interest. According serious and pervasive.
to him, corruption includes three types of phe- Space permits us only a sampling of the am-
nomena: bribery, extortion, and nepotism. Their ple admission by officials themselves that graft
common denominator is "the subordination of and corruption is rampant. The grip of graft and
public interests to private aims involving a viola-
corruption on tax and regulatory agencies is
tion of the norms of duty and welfare, accom-
well-founded in fact, according to confidential
panied by secrecy, betrayal, deception and a
official reports. One of these states: "The exist-
callous disregard for any consequence suffered
ence in the Bureau of Customs of an in-bred,
by the public" (Alatas 1968: 12).
self-perpetuating cycle of graft and corruption,
How prevalent is graft-and corruption in the not sparing but rather all embracing, cannot be
Philippines? Many thoughtful and informed citi- denied. It is strongly felt in all aspects of the
zens believe and assume that it is both wide- customs work...." Another report says, "Many
spread and persistent. A critical observer con- of the Bureau ofintemal Revenue people do not
cerned with public affairs, who travels around deny the existence of corruption in the
the country while residing in Metropolitan Ma- Bureau ... to them it is ... an integral part of
nila, is likely to feel that graft and corruption is the organization's administrative culture." A
pandemic. This is the word used in public health third report begins with this remark: "Corrup-
to refer to an epidemic of unusual extent and tion in the Bureau of Forestry is pervasive and
severity, the disease occuring over a wide geo- affects the Bureau in the performance of prac-
graphical area and affecting an exceptionally tically all its functions."
high proportion of the population.
It should be stated, however, that in a number
Ina 1966 survey of middle-level civil servants of agencies whose functions are of a service-
from some 25 agencies (Abueva 1970), respon- nature, rather than of a financial, revenue, re-
\
dents indicated the things or aspects they could gulatory, or licensing nature, graft and corrupt-
not be proud of and what they perceived to be ion tends to be. much less, if not totally absent
the most important problems facing the country., (Abueva 1970).

Table 1
Objects ofnational shame and national problems as perceived
by 00 Filipino middle-level civilservants (Manila, 1966).

Objects of national shame Most important national problems


Rank Rank

1. Graft and corruption 1. Economic problem


2. Political partisanship and interference 2. Graft and corruption
3. Lack of civic-consciousness,national 3. Lawlessness and criminality
discipline and nationalism 4. Political partisanship and interference
4. Laziness and aversion to manual 5. Inadequate public service and communi-
labor ty facilities
5. Lawlessnessand criminality
WHAT ARE WE IN POWER FOR? 7,05

Politicians testify to the high incidence of made similar observations based on their s~~o!t
graft and corruption. In every national election visits, which showsthe extent to which t.~l: :,:m·
and in many local elections, the main issues pinos themselves talk and write about graft c.nd
against incumbents and the ruling party have to corruption.
. do with their alleged venalities in office. Ac-
In order to understand why widespread p:lr..
cordingly,opposition leadersusually promise to
ception of the pervasiveness of graft and corrap-
restore honesty ana integrity if voted into power,
tion among Filipinos has not led to effective rc..
only to be subsequently accused of the same medies, it is necessary to distinguish between the
offenses during and after their terms of office. people'slevel of awareness of a problem and the
For their part, many voters rank honesty and relative importance they assign to it. The letter
sincerity high among the qualifications they influences the intensity of their demand for and
would like to find in their candidates. While a support of any measure to check the occurcnce
great deal of ritualism,hypocrisy, and cynicism
of the perceived problem. Perla Makil (1970)
are undoubtedly involved in these matters, they
measured the level of awareness of graft and
nonetheless tend to support the general impres- corruption amonga selected stratified sampleof
sion regarding the ubiquity and rise of graft and 1664 respondents, and related this finding to
corruption. their judgment of the importance of graft and
Journalists contribute to this impression by corruption compared with other national prob-
their frequent reports and commentaries. On lems. "While there is general agreement that
December 9, 1970, Business Day contradicted graft and corruption is among the important
President Ferdinand E. Marcos in his praise of problems that face the Philippires today," ac..
• government officials as he proclaimed Govern- cording to Makil, this problem is mentioned by
ment Employees' Week. only 15 per cent of the resoondents. Eighty..five
In government offices and agencies, rare are the ern- per cent of those who freely mentioned prob..
• ployees from top to bottom who do not engage in some lems did not include graft and corruption. She
form of graft and corruption, ranging from petty to
to big time.... Although there may be some honest,
discovered that even among respondents with
hardworking employees in the government, they seem better education and higher economic status,
to be outnumbered by those who regard their positions graft and corruption is regarded as a secondary
as notning more but sinecures and springboards for problem. The lesseducated and poorer respond..
dubious deals.
ents rated the problem far below high prices,
In a pooled editorial on January 4,1971, the unemployment, and lawlessness. Makil conclud..
Manila Times and the Manila Chronicle echoed ed that "graft and corruption" as a .egal concept
the foregoing description in their damningcriti- and standard of public morality is alien to Fili..
cism of the Marcos administration. In part the pinos and that the practices so defined are tra-
two newspapers said: ditional, "a regular part of life to be accepted as
Businessmen are bitter over shakedowns, administra- ordinary and matter-of-fact - talagang ganydn,"
tion pressure, crony-monopoly, and a squeeze play that This Filipino expression of resignation is the
has paralyzed industry. manufacture, and commerce... rough equivalent of the American's "That's the
Gralt nas become organized, administered from above,
extensive and deep-reaching, from the smallest tong, way it is," or the Frenchman's "C'est la vic."
to rampant smuggling, to the high-financed kickback. However tempting it is to theorize about the
In his review of corruption in Asia, Gunnar "causes" of rampant and persistentgraft and cor-
• Myrdal (1968:943) observed: "In the Philippines ruption - to be scientific, we should only speak
corrupt practices at all levels of business and of "the factors correlated with" the phenome-
administration were common in colonial times, non - we can here only summarize some over..
but it is generally assumed that they have in- lapping theories that have been advar..ced. These
creased substantially since then." For years fo- are as follows: (1) that graft and corruption is
reign correspondents covering the country have traceable to Spanish, American, and Japanese
206 PHILIPPINESOCIOLOGICAL REVIEW

colonialism (Corpuz 1957: 78-92); (2) that graft For most of us, politics is still largely a personal
matter; we see our political system as.avast market deal- II
and corruption is functional, in the sense that
ing primarily in the exchange of personal favors. We are
it serves certain societal or institutional needs not really sure that we would be better off if it were
and purposes (Van Roy 1970; Abueva 1966:46; changed into something else. We have thus fallen into a
Romero 1970: 11); (3) that it is both cause and vicious cycle: political corruption impedes our efforts
to extend more tangible benefits of nationhood to the
J
effect of social changes; (4) that it is sustained
by customary values, concepts and practices,
masses; and the limited effectiveness of the state en-
. courages the masses to cling to the personalistic ties
I
such as the desire for social acceptance, recipro- that nourish corruption.
city, utang na loob, pakikisama, hiya, awa, 'la- As a matter of fact, we do have a "responsive" po-
mangan, palakasan, familism and compadrazgo, litical structure, a working democracy in which a pre-
dominantly self-seeking electorate votes predominantly
and gift-giving; (5) that it is related to a politic- self-seeking men into public office. x x x There may,
al culture with a weak "subject orientation," indeed, be a crying need for far-reaching social reforms
marked by lack of clear differentiation between in our country, but.it should be clear enough that the
masses are not doing much of the crying.
"public" and "private" spheres, by weak loyal-
ties beyond one's primary group, and by weak Now we turn to the effects of graft and
compliance with laws and other impersonal rules; corruption on Filipino society as a whole, the
(6) that it is consistent with custom and tradi- people, and their institutions. Some of the ef-
tion, whereas the laws and ethics that make it fects may have been suggested earlier, in the
illegal and immoral are alien, imported -and summary of factors hypothesized or believed to
superimposed (Corpuz 1900:91; Makil 1970); be correlative with the widespread occurrence
(7) that, therefore, sanctions behind the modern of graft and corruption. Here we shall hypothe-
public morality are ineffective, thus affording size the "bad" effects first, then the possibly
impunity to corruptors and corrupted alike;
"good," or saving, consequences of graft and
(8) that graft and corruption is related to con-
corruption that make it a somewhat mitigated
ditions in the country, such as unemployment,
evil in the country's present circumstances. •
widespread poverty, subsistence living; (9) that
the environment and practices in the govern- Widespread bribery, extortion, and abuse of
ment itself, such as the greatly enlarged powers, authority erodes the public's trust in and respect
authority, and discretion of officials, low sala- for the Philippine government and its leaders and
ries, political interference decisions on person- functionaries. Consequently, it is and will be
nel, lack of moral leadership, faulty organization more difficult for the government to impose
structures, and inefficient procedures, lack of taxes, to obtain public cooperation in govern-
professionalization of civilservants;and (I 0) that ment programs, and to secure compliance with
its very existence, in the absence of strong its laws and rules. Some citizens become alien-
countervailing forces, promotes greater corrupt- ated to the point of leaving the country or rebel-
ion in a kind of circular causation. ling against constituted authority. The govern-
ment's reputation for corruption spreads to,
A perceptive layman, Eddie Romero (I 970),
other countries. This undermines the respect of
has comments on graft and corruption that de-
serve to be quoted at length, for they are more
foreigners for the Filipinos as a people and the M.
trustworthiness of the government among fo-
insightful than most commentaries oneencoun-
reign leaders, bankers, and businessmen.
ters and they illustrate some of the hypotheses
offered above. By and large, widespread bribery, extortion,
abuse of authority, and nepotism lower the
For political corruption, far from pitting Filipinos efficiency and effectiveness of the entire Philip-
against each other, is still the glue that holds them to- pine government: not only the national bureau-
gether, the principal operative element in the unwritten
contract which defines the relationship between the cracy, but also the presidency, the government ..
government and the governed, the Establishment-and corporations, Congress, the courts, the military,
the masses. and local governments. This means that the go-
WHAT ARE WEIN POWER FOR? 207

vernment will have a low or lower capabilities cedures. Often it is unable to recruit, transfer, or
for extracting revenues and support, for regulat- advance civil servants on the basis of merit and
ing the conduct of citizens and aliens, for dis- fitness. Where valid achievements criteria cannot
tributing welfare and opportunities, for fostering be evolved and applied, seniority and formal
national consciousness and loyalty, and, general- civil service "eligibilities" become the determi-
ly, for responding to the many, varied, and un- ning criteria for assignment and promotion. Of-
ending needs and demands of the people. ficials are often self-defensive in their anxiety to
Graft and corruption contributes to the rising maintain status and lessen competition. Many
costs of goods and services, because those en- are prone simply to control rather than to mo-
gaged in their production and distribution will tivate subordinates, to lord it over rather than
normally pass on to the consuming public the to serve the citizens, especially if they are of
lower status, unknown, or without influential
added cost of bribes and kickbacks and delays
connections. The modern egalitarian and service
in their operations. Most citizens who have to
orientation is not yet widely shared in the
pay "tong" or grease money in order to obtain
officialdom.
government services and benefits to which they
are already entitled are in effect absorbing an ad- In this condition, nepotism and patronage
ditional burden which they cannot pass on to may be the only way to infuse the bureaucracy
with imaginative, vigorous, development-mind-
anyone else.
ed, and politically-sophisticated individuals. "In
As noted above, the very prevalence of cor- short," ifI may quote once more from my 1966
ruption tends to spread outward to more spheres article, "nepotism and spoils may very well be
., because it fosters the habit of buying one's way the potent stimuli needed by a powerful, rigid,
illegally. In the words of Myrdal (1968:951), unrealistic, outmoded, unresponsive, and irres-
"the spread of corruption, in turn, gives corrupt ponsible bureaucracy." Wider access to govern-
• politicians and dishonest officials a strong vested ment jobs, services and resources, especially
interest in retaining and increasing [corrupting] among the many who are poor and less educ-
controls ..." The rise of vote-b "':ing-and-selling, ated, will make them feel closer to the govern-
the dependence of many citizens on politicians ment. They can more readily identify with it as
for a variety of favors and assistance, usually of a tangible and beneficient institution, and thus
a material nature, sometimes illicit and irregular, feel they owe it their allegiance and support.
and the escalating costs of elections are good The active participation in government of Fili-
illustrations of the widening circle of corruption pinos from all regions and walks of life, as
in Filipino society. workers, clientele or voters, because they regard
What "good" or "functional" effects on our it positively, helps to unify and integrate them
society may be said to result from graft and into one body politic.
corruption? Here, again, I would hypothesize In our keenly competitive party politics, ne-
where I cannot offer conclusive proof. As I potism and spoils provide partisans with much

• wrote elsewhere (Abueva 1966: 51-52), of their motivation and reward in the costly and
risky rivalries for power. Our parties, which are
In the early stages of politico-administrative deve- "capitalist" rather than "mass" parties in their
lopment, particularly where a democratic political sys-
tem is consciously desired, nepotism, spoils, and graft
composition, have to depend on nepotism and
may actually promote national unification and stabi- spoils, and even on graft and corruption, for
• lity, nation-wide participation in public affairs, the their survival and functioning as necessary poli-
formation of a viable party system, and bureaucratic
accountability to political institutions.
tical institutions that mediate between the citi-
zenry and the government. The prospect of cap-
Our bureaucracy tends to be rigid and cum- turing power from the incumbents gives hope to
bersome and self-defeating in its rules and pro- aspiring elites who need not despair and resort

.
208 PHILIPPINE SOCIOLOGICAL REVIEW

to extremist ideologies and tactics. The party References


system, like the bureaucracy, also serves. as a
Abueva, Jose V.
political stabilizer and social escalator. 1966 The contributions of nepotism spoils and
graft to political development. East-
In this situation it is hypothesized (Abueva WestCenter Review 3(1):45-54.
1966:~O) that

Abueva, Jose V.
the more viablethe parties become, partly due to spoils 1970 Administrative culture and behavior and
and graft, the more effective they would be in mobi- middle civil servants in the Philippines.
lizing the citizenry for political participation, in ar~i­ In Development administration in Asia.
culating and aggregating interests as they shape public Edward W. Weidner, editor. Durham,
policy, in channeling public services to citizens, in Duke University Press. pp. 132-86.
holding bureaucrats and the bureaucracy politically
accountable, and in fostering national unity. AIatas, Syed Hussein
1968 The sociology of corruption; the nature,
(unction, causes, and prevention of cor-
Moreover, spoils and graft, along with patent ruption. Singapore, Donald Moore Press.
political discrimination, has enabled ethnic Fili-
BusinessDay
pinos to wrest control of industry and trade 1970 Government employees week, Business
away from their alien competitors. Day. December 9, p. 6.
This brief essay has attempted to defme cor- Corpuz, Onofre D.
ruptionin the Philippine context, to present 1957 The bureaucracy of the Philippines.
some indicators of its perceived prevalence and Manila, Institute of Public Administra-
tion, University of the Philippines.
persistence, and to offer hypotheses concerning
its "causes" and its consequences, "bad" and Makil, Perla Q.
"good." My purpose is to help stimulate an 1970 The paradox of graft and corruption.
Quezon City, Institute of Philippine
analytical and dispassionate discussion of the Culture, Ateneo de Manila. (Typescript.)
phenomenon of graft and corruption in order •
ManilaChronicle
that we may better appreciate its varied and com- 1971 A chance for greatness, Manila Chronicle,
plex aspects. A deeper understanding .~s neces- January 14, p. 1.
sary if we are to evolve some workable ways of
ManilaTimes
counteraciing it, even as we realize its seemingly 1971' A chance for greatness, Manila Times,
intractable nature, given our stage of history January 14, p. 1.
and level of development.
Myrdal, Gunnar
I am fully aware that my mode of analysis 1968 Asian drama: an inquiry into the poverty
makes me vulnerable, but this is a risk I willing- of nations. 3 volumes. New York,
Pantheon. -.
ly assume. Some readers may even think of me
as the devil himself rather than merely his "ad- Romero, Eddie
vocate" if only for argument's sake. I do hope, 1970 A peaceful revolution- when, Philippines
Free Press,October 3, pp. 10-11, 18-20.
however, that this essay will provoke a little
more inquiry and enlightenment in the midst of Van Roy, Edward
1970 On the theory of corruption. Economic
so many moralistic, polemical, and ritualistic Development and Culture Change 19(1):
approaches to graft and corruption. 86-110.
WHAT ARE WE IN POWER FOR? 209

COMMENT ON THE ABUEVA PAPER



Meliton C. Salazar"
.
Dr. Abueva has stated that personalism is break up into distinct "families." Each "family"
in our society a deeply ingrained cultural trait; takes care of its own, each member works for
further, that it is at the root of our propensity the preeminence of his family.
to indulge in practices that Westerners or
It is within these family-substitutes that the
western-oriented Filipinos frequently label as
western concept of "graft and corruption" and
"graft and corruption." For my own under-
Filipino family norms come into conflict. If I
standing I shall attempt to reduce his argument
have worked hard for my party-my family
to a simple model with some variations of my
substitute-and helped it into power, then its
own.
gains are partly mine. My job becomes a duke-
The great majority of us grow up in a specific dom from which I can levy taxes or. strangers
family structure typical of our society, or per- (those requesting favors of my family). Part of
haps typical of many other societies at the same these taxes I will pass on to other members of
stage of economic development as our own. It my family-substitute, much of it I will keep.
is an institution that caters to all our needs, This is graft and corruption?
whether physical, psychological, or moral. To
I believe, however, that structure is a response
retain its ability to perform this function for
• to environment, behavior a requiremer.t of struc-
its members, the Filipino family must have a
ture, and attitudes are naturally-evolving "sup-
clear-cut structure characterized by well-defined
ports" for behavior. If these patterns of behavior
lines of authority and succession. Roles and
have persisted it is because they are still func-
status levels are unequivocally defined. Inter-
tional for our characteristic family structures.
personal solidarity is required. Unquestioning
If you go to the countryside you will see how
individual loyalty is demanded. Like an ant
relevant and how powerful our traditional
colony, every member exists to serve the-group
family structure still remains. How much have
and the group exists to serve its members. There
the family's traditional functions, its traditional
is much certainly in this structure, much securi-
services to the individual member, been sup-
ty, and little anxiety. If we have clung to it we
plemented, much less supplanted, by other
have done so because it is a comfortable ar-
institutions? Economically, the family is still
rangement.
the largest employer in our society; it ~s still the
Fewer people in our society, it is said, become largest educational system we have; it is still the
insane. However, because we are "programmed" most effective mental hospital and the coverage
so expertly and intensively in our early and of its welfare, old age, and personal-security
most vulnerable years, patterns of behavior and programs far exceeds the combined outputs of
their supporting attitudes are difficult to shake the Social Security System, the GSIS, and our
off in later life. Wherever we go afterward we insurance companies. Given this role in our
look for family-substitutes. The local parish society, can we wonder that the influence of
becomes a family. The manufacturing shop be- family-based value systems is still so strong and
• comes a family. The Nacionalista Party becomes so pervasive?
a family. Large institutions such as the labor
Does this mean, however, that change cannot
movement or the student movement eventually
take place? My experience in the private sector
*Mr. Salazar is Associate Professor of Management, indicates otherwise. Except in its interfaces with
Asian Institute of Management, Makati, Rizal . government, the business enterprise :$ largely


210 PHILIPPINE SOCIOLOGICAL REVIEW

free of "graft and corruption" as we understand government because in that interface we still
it. There is little evidence of "intentional have much to be ashamed of. The point is, how-
delays," of employees' receiving bribes to ex- ever, that where the structure requires what you
pedite their work, of widespread misappropria- may call "western" behavior and "western"
tion of stockholder funds, of influence peddling, sensitivities; those attitudes and behavior pat-
or of wholesale injustice. Perhaps we can make terns arise, naturally and without much resist-
the statement with some confidence, that our ance. For if we have many values that block
private sector, in its values and attitudes and in more rapid industrialization we also have two
its demonstrated behavior, is about as "honest," characteristics that will facilitate our efforts to
in the western sense, as the private sectors of change: we are an extremely adaptable people
more developed societies. I will expressly ex- (a characteristic also made possible by our
clude from this general statement dealings with family system) and we are blessed with the gift
of imitation.

ABUEVA, JOSE VELOSO. 1970. What are we in power for?: The sociology of graft and corruption. Philippine
Sociological Review 18(3-4):203-210.

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