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EXPERIMENTAL INVESTIGATION OF 2D
FLEXIBLE PLUNGING HYDROFOIL
Ruijun Tian, Robert Mitchell, Leonardo Martin-Alarcon, &
Fangjun Shu∗
It has long been hypothesized that the flight of birds and insects greatly benefits from the flexibility
and morphing facility of their wings. A significant advantage that flapping flexible wing models have
over quasi-steady rigid wing models was a much higher lift generation capability. Both experimental
and computational studies have shown that the leading edge vortex (LEV) plays an important role
in this higher lift generation. In this study, we further explore the internal mechanisms behind the
production of these high lift forces. Two NACA0012 miniature wings, one flexible and one rigid, were
actively plunged at various frequencies in a viscous glycerol-water solution. Two-dimensional, phase-
locked particle image velocimetry (PIV) measurements were conducted to investigate the evolution of
vortices. Simultaneous measurements of lift and thrust forces were taken during plunging to reveal
the relationship between the force generation and the surrounding flow field. Results from the flexible
hydrofoil were compared directly to results from the rigid one to reveal the influence of flexibility.
These results can be used to benchmark future computational work.
1. INTRODUCTION
Modern aviation industry has not steered away from the use of fixed-wing vehicles
despite a plethora of technological improvements seen during this past century. In re-
cent years, the mechanisms of natural flexible flapping flight have received an increased
amount of attention due to a growing military and industrial interest to develop un-
manned micro air vehicles (MAVs). At low Reynolds number regimes, flapping flight
proves to be superior to fixed-wing flight in terms of lift efficiency, thrust force genera-
tion, and maneuverability. In 2000, Lai and Platzer (2009) performed experiments with a
plunging NACA 0012 airfoil with zero freestream velocities, verifying that pure plung-
ing motion could generate thrust at various plunging frequencies. Further investigations
on the physical mechanisms behind flapping-wing flight are needed in order to develop
highly efficient flapping-wing vehicles.
Various experimental and computational studies have elucidated the mechanisms be-
hind the large lift generation and high stability of flapping flight. Early studies performed
1065-3090/13/$35.00 ⃝
c 2013 by Begell House, Inc. 243
244 Tian et al.
on flapping wing MAVs (Koochesfahani, 1989; Dickinson and Götz, 1993) focused on
the flow features such as vortical patterns and velocity profiles in the wake. Subsequent
studies then focused on investigating the high lift and thrust force generation with flap-
ping flight. In 1999, Dickinson et al. (1999) carried out experiments with a pair of scaled
up drosophila wings and concluded that the high lift coefficient resulted from three dis-
tinct mechanisms: delayed stall, rotational circulation, and wake capture. Using digital
particle image velocimetry (DPIV) method and real-time force measurements, Birch and
Dickinson (2003) quantitatively determined the contribution of the wake capture to the
high lift generation in flapping motion. In 2009, an experimental parametric study of 2D
asymmetric hovering flapping motion was conducted by Jardin et al. (2009) for a NACA
0012 airfoil. Their time-resolved PIV results indicated that an angle of attack during
the upstroke, smaller than that for downstroke, could reduce the wake capture, thus con-
tributed to smooth development and close attachment of the LEV during the downstroke,
yielding a higher lift and drag generation.
Using high-performance computers, various numerical models have been proposed
and developed in order to reveal the role of LEVs and TEVs in flapping flight. Lewin
and Haj-Hariri (2003) performed numerical simulations of an airfoil at a series of flap-
ping frequencies and found out that the interactions between the LEV and the TEV were
significantly affected by the heaving frequency. Moreover, it was observed that the thrust
generation and power efficiency generated by the airfoil were greatly influenced by dif-
ferent types of vortex development around the model. Diverse numerical simulations
based on different models (Wang, 2000; Sun and Wu, 2003) have been used to study
the dynamic features and power efficiencies in flapping flight. These were qualitatively
analyzed by examining the development of LEV and TEV under various flapping pa-
rameters such as the Reynolds number, flapping frequency, and flapping amplitude.
There is a general consensus that simulating an insect wing using a rigid flat plate
underrepresents the flight characteristics of real insects, who benefit from their soft and
flexible wings. In 2006, DeLuca et al. (2006) experimentally compared the behavior
of rigid and flexible wing models in a wind tunnel and discovered that, for a larger
range of attack angles, flexible models yielded higher lift/drag ratios than rigid ones; this
suggested that flexible wings offer insects higher flight efficiency and maneuverability.
Aerodynamists have also paid attention to the influence of the flexibility on the fluid
flow. Experiments developed by Heathcote and Gurssul (2005) in 2004 showed that
flow features, such as the strength of vortices and time-averaged wake velocity profiles,
were affected by wing flexibility. Moreover, the thrust/input-power ratio was found to be
greater for flexible airfoils than for rigid ones. Additionally, it was confirmed that there
existed an optimal airfoil stiffness for a given plunging frequency and amplitude. More
numerical work about the flow features and force response for flapping flexible wing
models can be found in (Dong et al., 2007; Shyy et al., 2008; Yang et al., 2010).
The overall objective of this study was to investigate the 2D flow field development,
dynamic response, and power efficiency of flexible flapping hydrofoils that featured var-
ious degrees of stiffness. The specific aims were to use DPIV and high-resolution force
measurements to: 1) characterize the flow field around a flexible NACA 0012 hydrofoil
subjected to active plunging and passive pitching, 2) study the effects of Reynolds num-
bers and wing flexibility, and 3) measure the time history of lift and thrust generation for
each case. The obtained results can be used as a benchmark for validating computational
models featuring similar parameters.
The experimental approach was designed to quantitatively examine the flow induced by
plunging hydrofoils. Both flexible and rigid NACA0012 hydrofoils were used. Hydro-
dynamic force and resulting flow structures were measured over a range of plunging
frequencies. To ensure a two-dimensional flow, the experiments employed hydrofoils
that spanned the entire width of the tank.
2.1 Hydrofoils
The flexible hydrofoil was made with synthetic silicone resin (Sylgard 184 elastomer)
using an aluminum mold. The cured resin was optically clear, which allowed velocity
measurements on both sides of the hydrofoil to be conducted simultaneously. To pre-
vent the formation of bubbles in the hydrofoil, the resin was cured in a vacuum chamber
(20 kPa) with a controlled temperature of 23◦ C for 12 hours. The Young and Shear mod-
uli for the resin were measured to be 0.43 MPa and 0.14 MPa, respectively. Note that
these material properties vary depending on curing conditions such as temperature. A
rigid hydrofoil of the same shape, made of aluminium, was used for comparison pur-
poses. Both hydrofoils had a NACA0012 airfoil cross-section profile; however, the two
hydrofoils had different chord lengths: 5 cm for the flexible hydrofoil and 7 cm for the
rigid one.
The hydrofoils were actuated by the crank-shaft system shown in Fig. 1(a). The system
was driven by an 8000-count servo motor (Pittman servo motor by AMETEK PMC) and
controlled by a Galil motion system (DMC-4060 from GALIL company).
An aluminum circular disk, a crank-arm and a plunging rod were used to convert
the circular motion of the disk into the linear motion of the plunging hydrofoil; the
motion of the rod was restricted to one degree-of-freedom by using a linear bearing. The
hydrofoil was connected to the driving shaft by using couplers. The plunging amplitude
was adjusted by choosing the appropriate crank-arm connection point on the rotatory
disk. The force sensor can be inserted between the hydrofoil and the driving shaft to
measure the hydrodynamic forces.
(a)
20
S real
Rsin(θ)-1.43
10
S (mm)
-10
-20
0 1 2 3 4 5 6 7
θ
(b) (c)
FIG. 1: The sketches for (a) the crank-shaft system, (b) the motion of the driving crank-
shaft with respect to that of the rotatory disk, and (c) the hydrofoil displacement
As indicated in Fig. 1(b), the origin of the hydrofoil’s plunging motion was defined
by its location when the center of the driving disk and its connecting point with the crank-
arm were horizontally aligned. When the disk rotated√ at a constant speed ω, the hydrofoil
plunged in a quasi-sinusoidal mode as S = H − L2 − R2 cos2 (ωt) + R sin(ωt),
where S is the displacement of the hydrofoil, H = 125.5 mm is the distance from the
center of the rotating disk to the origin, L = 127 mm is the crank-arm length, R =
18.9 mm is the distance from the center of rotation disk to its connection spot with the
crank-arm, and θ is the disk rotation angle. As shown in Fig. 1(c), the actual hydrofoil
displacement with respect to disk rotation angle was compared to a sinusoidal mode in
the same figure.
To diminish the three-dimensional effects, the hydrofoils were installed in a fish tank
with one end close to, but not touching-the tank wall and another end close to an ad-
justable divider plate placed in the tank (as shown in Fig. 2). The dimensions of the fish
tank were 50 cm × 25 cm × 30 cm. A thin slot was cut in the divider plate for the driv-
ing shaft to go through. The spanwise dimensions for the flexible and rigid hydrofoils
were 10.2 cm and 9.8 cm, respectively. The working fluid used in these experiments was
a glycerin–water mixture with a volume ratio of 1.5:1.0, the fluid had a viscosity and
density of 5.41 × 10−6 m2 /s and 1.155 × 103 kg/m3 , respectively. The fluid was cho-
sen because of its relatively high viscosity; therefore, the plunging frequency was high
enough to generate hydrofoil deformation and still, the flow Reynolds number remained
relatively low.
After assembly, the leading edge of the hydrofoil was 15 cm from both the bottom
and left walls of the tank. This allowed enough free space for the vortex structures to
develop while reducing the far field effects created by the tank walls.
With the fish-tank setup mentioned above, the Reynolds number was recognized as
the main characteristic parameter for this unsteady problem. The Reynolds number was
defined as Re = U C/ν, where U is the characteristic velocity, C is the chord length,
and ν is the kinematic viscosity of the fluid. Due to the lack of incoming flow, the max-
imum plunging velocity U = 2πf R was chosen as the characteristic velocity. The other
important dimensionless parameter, the Strouhal number, was defined as St = f C/U ,
indicating a constant value for St = C/(2πR) independent of the variation of flapping
frequency. In this study, the Strouhal number was 0.42 and 0.59 for the flexible and rigid
hydrofoil, respectively.
During the PIV experiments four frequencies, i.e., 1 Hz, 2 Hz, 3 Hz, and 4 Hz, were
used to see the effects of different degrees of deformation on the vortex development
around the flexible hydrofoil. The maximum was set to be 4 Hz because the hydrofoil
would break at higher plunging frequencies. Accordingly, the Reynolds numbers were
1103, 2207, 3310, and 4413, respectively. To compare the results and maintain the same
Reynolds number, the plunging frequency for the rigid hydrofoils were thus set to be
0.7 Hz, 1.4 Hz, 2.1 Hz, and 2.8 Hz, respectively.
Flow fields around the plunging hydrofoils were measured using a 2D PIV system. The
system was composed of a double-pulse Nd–YAG laser (Quantel Inc.), a MotionPro X5
CMOS camera (Integrated Design Tools, Inc.) with a resolution of 2352 × 1728 pixels,
a timing hub (Integrated Design Tools, Inc.), optics to generate the laser sheet, and a
computer with image acquisition and processing software. The laser and optics were
set beneath the tank, as shown in Fig. 3, which allowed the laser sheet to illuminate
the region of interest through the center of the spanwise hydrofoil dimension. The laser
sheet was generated with the combination of a 1000 mm focal length spherical lens
and a −25.4 mm focal length cylindrical lens. In the flexible hydrofoil experiments the
camera covered a region of 212 mm × 156 mm, while for the rigid one it was 278 mm
× 205 mm. The calibration uncertainty was less than 0.5%.
The PIV camera was set normal to the laser sheet, at a height corresponding to the
center of plunging motion. The flow was seeded with glass microspheres with a mean
diameter of 11 µm. To ensure high quality PIV results, the number density of the parti-
cles was controlled so that there were 8 to 15 particles in a 32 × 32-pixel interrogation
window. The time intervals between laser pulses were adjusted to ensure the maximum
particle displacement was less than but close to 6 pixels.
Phase-locked PIV measurements were conducted at 32 evenly distributed phases in
each plunging cycle. To achieve this, the Galil motion controller software divided the
plunging motion into 32 phases and initiated triggering signals based on stepper mo-
tor position. For each phase, 100 pairs of images were recorded. Velocity fields were
evaluated with the fast Fourier transform (FFT)-based cross-correlation method using
NASA PIVPROC software. PIV images were processed through a two-pass correlation
algorithm: 64 × 64 pixel interrogation windows followed by 32 × 32 pixel interroga-
tion windows with 50% overlap. The uncertainty of the ensemble-averaged velocity was
0.4% with 95% confidence level.
In every experiment, the plunging motion was started from the beginning of the
downstroke. Measurements were started after ten full plunging strokes to allow the full
development of the surrounding flow field. The dynamic force was recorded at a sam-
pling rate of 1000 Hz. The raw data were filtered using low-pass Butterworth digital filter
to attenuate the high-frequency electrical noises. Though the plunging motion was peri-
odic, minor differences were detected for each cycle. Thus the forces for 50 successive
periods were ensemble-averaged to obtain the dynamic forces for one entire plunging
cycle. The uncertainty bars with 95% confidence in the force results session were calcu-
lated based on the maximum deviations of the force measured in 50 cycles.
20
20
Experimental Data
Sinusoidal Fitting
Plunging
0 0
-10
-10
-20
-20
0 0.2 0.4 0.6 0.8 1
t/T
In Figs. 5 and 6, the PIV results for the rigid hydrofoil at f = 2.8 Hz and the flexible
hydrofoil at f = 4 Hz were selected as examples to show the general development of
the surrounding vorticity field. Beginning with the phase where the driving rod of the
hydrofoil reached the top, 8 out of 32 successive phases were exhibited to show the
vortical structure evolution. For each sub-figure, t∗ represents the nondimensional time
defined as t∗ = t/T , where t is the time instant and T is the plunging period.
The 8 subimages from a to h in Fig. 5 represented the development of the flow field
around the rigid hydrofoil, while those in Fig. 6 were results for the flexible hydrofoil.
Because the laser sheet was projected from the bottom of the tank, the top side of the
rigid hydrofoil could not be illuminated, and thus, no PIV data was measured in this
region.
At the beginning of each stroke (down or up), both hydrofoils shed old LEVs and
TEVs and generated new vortices near both the leading and trailing edges because of
the reverse of plunging direction; nevertheless, the evolution of these vortexes was very
different in each case. For the flexible model, the LEV was stronger and attached to the
leading edge until the end of the stroke. This was mainly because of the passive pitching.
The LEV formed in the rigid hydrofoil was relatively weaker and detached before the end
of the stroke. However, the shed LEV pairs were not so quickly dissipated and remained
in front of the hydrofoil forming a forward jet flow, which yielded a drag force for the
model.
The development of the TEVs was also different because of the deformation. For
the flexible hydrofoil, the newly generated TEV in each stroke was stronger and kept at-
Ymm
11 11
-11 -11
100 -33 100 -33
-56 -56
-78 -78
-100 -100
50 50
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11 11
-11 -11
100 -33 100 -33
-56 -56
-78 -78
-100 -100
50 50
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11 11
-11 -11
100 -33 100 -33
-56 -56
-78 -78
-100 -100
50 50
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11 11
-11 -11
100 -33 100 -33
-56 -56
-78 -78
-100 -100
50 50
50 100 150 200 50 100 150 200
Xmm Xmm
FIG. 5: Vorticity contour plot at different phases in one cycle (rigid hydrofoil at
f = 2.8 Hz)
Ymm
11.1 11.1
-11.1 -11.1
50 -33.3 50 -33.3
-55.6 -55.6
-77.8 -77.8
-100.0 -100.0
50 100 150 200 50 100 150 200
Xmm Xmm
Vort 1/s
Vort 1/s
100.0
100.0
77.8
100 100 77.8
55.6
55.6
33.3
33.3
Ymm
Ymm
11.1
11.1
-11.1 -11.1
50 -33.3 50 -33.3
-55.6 -55.6
-77.8 -77.8
-100.0 -100.0
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11.1 11.1
-11.1 -11.1
50 -33.3 50 -33.3
-55.6 -55.6
-77.8 -77.8
-100.0 -100.0
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11.1 11.1
-11.1 -11.1
50 -33.3 50 -33.3
-55.6 -55.6
-77.8 -77.8
-100.0 -100.0
50 100 150 200 50 100 150 200
Xmm Xmm
FIG. 6: Vorticity contour plots at different phases in one cycle (flexible hydrofoil at f =
4 Hz)
tached to the trailing edge until the reverse pitching; the two detached vortices generated
during the previous entire stroke were still strong in the wake. The vortices induced a
rearward jet with high strength to produce a large thrust force for the flexible hydrofoil.
For the rigid hydrofoil, the TEVs were weaker and quickly detached, so the rearward jet
was weaker if existed, resulting in a lesser thrust force.
The selected flow field results for the flexible hydrofoil at two different frequencies,
f = 1 Hz and f = 3 Hz, were presented for comparison. As shown in Fig. 7, the sur-
rounding vorticity contour in the low frequency case showed similar features as that for
the rigid hydrofoil because the low plunging frequency caused little deformation in the
model. As a comparison, when the frequency was increased to 3 Hz, the flexible model
pitched significantly, especially at the midstroke as indicated in Figs. 8(b) and 8(d). A
comparison of the results at the two frequencies further reveals the effects of the flexi-
bility in the development of the vortex around the model.
Ymm
5.6 5.6
-5.6 -5.6
50 -16.7 50 -16.7
-27.8 -27.8
-38.9 -38.9
-50.0 -50.0
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
5.6 5.6
-5.6 -5.6
50 -16.7 50 -16.7
-27.8 -27.8
-38.9 -38.9
-50.0 -50.0
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11.1 11.1
-11.1 -11.1
50 -33.3 50 -33.3
-55.6 -55.6
-77.8 -77.8
-100.0 -100.0
50 100 150 200 50 100 150 200
Xmm Xmm
Ymm
11.1 11.1
-11.1 -11.1
50 -33.3 50 -33.3
-55.6 -55.6
-77.8 -77.8
-100.0 -100.0
50 100 150 200 50 100 150 200
Xmm Xmm
(a) (b)
FIG. 9: The nondimensional lift force in one period for (a) the rigid hydrofoil and (b)
the flexible hydrofoil
around 4000, i.e., f = 3.5 Hz for flexible model and f = 2.47 Hz for rigid one, the flexible
model experienced considerably lower lift/plunging forces. The relatively high degree of
deformation yielded high pitching angles. Thus, the effective area of the surface for the
plunging force, the projection of the hydrofoil plate on the horizontal plane, became
smaller, resulting in a decreased lift force coefficient at high flapping frequencies.
Nondimensionalized in the same way as the lift/plunging forces, the non-dimensional
thrust forces for the flexible hydrofoil are presented in Fig. 10. The thrust forces are ap-
proximately one order of magnitude less than the lift forces. It should be pointed out that
when the model was plunged, some unexpected vibration was induced in the horizontal
FIG. 10: The nondimensional thrust force in one period for flexible hydrofoil at different
frequencies
Ymm
Ymm
Ymm
100 100
50 50
50 50
50 100 150 200 50 100 150 200
Xmm Xmm
(a) (b)
FIG. 11: The flow jet generated by (a) the flexible hydrofoil and (b) the rigid hydrofoil
the forward jet, the reversed flows in the backward jet near the trailing edge counteracted
the momentum flux and produced little thrust.
In Table 1, the mean thrust force coefficient indicated by CT AV E was defined as
CT AV E = FT AV E /F , where FT AV E was the average of the thrust force in one entire
stroke and F was the characteristic force defined in previous section. The thrust coef-
ficient indicated by CT was calculated as CT = (4RFT AV E )/Einput and Einput =
∫T
0 Fdrive V dt, where R was the plunging amplitude, Fdrive was the real-time readings
of the force sensor in the vertical direction, V was the instantaneous plunging velocity
approached by the sinusoidal function, and T was the time duration of∑one period of flap-
ping motion. The integration was performed with the summation of N i=1 (T /N )Fdrivei
× Vi .
The thrust coefficient indicated the efficiency of the hydrofoil in generating a thrust
force. For the current flexible hydrofoil, the value of efficiency was monotonously in-
creasing until the maximum frequency f = 3.5 Hz. The time course of the thrust force
plot in Fig. 10 indicated that the high power efficiency at high plunging frequencies
mainly came from the decreased driving force from the motor. Due to the existence
of large deformation and pitching angles, a lesser driving force was needed to actively
plunge the model, yielding a less input power to the system.
The thrust coefficients in Table 1 were consistent with the vorticity contour analysis.
Within a certain range, the thrust coefficient increased with plunging frequency. In this
experiment, the maximum thrust coefficient was generated around f = 2.5 Hz. There-
after, the thrust coefficients decreased with the plunging frequency, indicating that an
optimal plunging frequency exist for flexible foils. This frequency should be dependent
of the foil geometry, flexibility, and Reynolds number.
4. CONCLUSIONS
In the present experiment, an integrated flow setup was built to study the evolution of
vortical flow generated by plunging hydrofoils. Both rigid and flexible hydrofoils were
investigated. Aerodynamic thrust and plunging forces were measured and analyzed for
both hydrofoils. The hydrofoils were plunged at various frequencies to address its in-
fluences in hydrofoil deformation, flow field evolution, and force generation. The max-
imum plunging frequency was 4 Hz because of the higher risks of breaking the flexible
hydrofoil at higher frequencies; high order deformation of the hydrofoil was therefore
not achieved in this study.
The effect of the flexibility in the vortex development and force generation was dis-
cussed by comparing the results obtained for the two models. It was found that the vortic-
ity generated by the flexible hydrofoil was much stronger and slower in detaching from
the leading and trailing edges of the model, especially at greater plunging frequencies.
Furthermore, the jet induced in front of the leading edge was much weaker than the one
in the trailing edge; a thrust force was generated as a result of this. The rigid hydrofoil
generated LEVs and TEVs of similar strength and size; slight differences were caused
by its nonsymmetric geometry. The induced jets in the rigid model were also similar in
strength, and thus generated small amounts of thrust.
The thrust and lift force measurements of the two hydrofoils were acquired at var-
ious frequencies. It was found that, within the range of our experiment frequency, the
nondimensional lift/plunging force in the rigid hydrofoil model was independent of the
plunging frequency. For the flexible hydrofoil, the high degrees of deformation greatly
decreased the plunging force generation.
The results also showed that the flexible hydrofoil was more efficient in thrust force
generation at higher plunging frequencies. Additionally, there existed an optimal fre-
quency for maximum thrust force coefficient, which was related to the hydrofoil geome-
try, stiffness, and fluid properties. Compared to Lai’s report (Lai and Platzer, 2009), PIV
measurements in current research offered flow field information for the pure plunging
hydrofoil and explained the mechanism for thrust force generation. On the other hand,
the force generation for Jardin’s model (Jardin et al., 2009) was calculated from the flow
field using the momentum equation, where the integration for the pressure term might
induce relatively large uncertainties for the lift and drag forces. Therefore, the direct
force measurements in current research provided accurate dynamic force measurements
for the plunging hydrofoil. In addition, the effects of flexibility on the flow field and
dynamic dynamic force were studied in detail for the purely plunging hydrofoil.
There are some limitations in the present study. The first was about PIV measure-
ments for the flow field surrounding the rigid hydrofoil. Due to the blockage of laser
sheet, the flow field measurements above the rigid hydrofoil was not available. Fortu-
nately, it was reasonable to assume that the flow field above the hydrofoil was periodic
and developed in the same manner as that in the lower side because of the symmetric
hydrofoil and plunging motion. Another limitation was that the imperfect plunging mo-
tion slightly influenced the thrust force measurement, which resulted in a relatively high
uncertainty in thrust force.
ACKNOWLEDGMENTS
The authors gratefully acknowledge the support from Army Research Laboratory through
Army High Performance Computing Research Center (AHPCRC).
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