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Summary: Objectives. Professional voice users, such as singers and teachers, are at greater risk of developing vocal
fold injury from excessive use of voice; thus, protection of the vocal fold is essential. One of the most important factors
that aggravates injury is the production of reactive oxygen species at the wound site. The purpose of the current study
was to assess the effect of astaxanthin, a strong antioxidant, on the protection of the vocal fold from injury and in-
flammation due to vocal loading.
Study Design. This study is an institutional review board-approved human clinical trial.
Methods. Ten male subjects underwent a 60-minute vocal loading session and received vocal assessments prior to,
immediately after, and 30 minutes postvocal loading (AST(−) status). All subjects were then prescribed 24 mg/day of
astaxanthin for 28 days, after which they received the same vocal task and assessments (AST(+) status). Phonatory
parameters were compared between both groups.
Results. Aerodynamic assessment, acoustic analysis, and GRBAS scale (grade, roughness, breathiness, asthenia, and
strain) were significantly worse in the AST(−) status immediately after vocal loading, but improved by 30 minutes after
loading. In contrast, none of the phonatory parameters in the AST(+) status were statistically worse, even when mea-
sured immediately after vocal loading. No allergic responses or adverse effects were observed after administration of
astaxanthin.
Conclusions. The current results suggest that astaxanthin can protect the vocal fold from injury and inflammation
caused by vocal loading possibly through the regulation of oxidative stress.
Key Words: Astaxanthin–Vocal fold–Vocal loading–Reactive oxygen species–Clinical trial.
Statistical test
Statistical analysis was performed using commercially avail-
FIGURE 1. General experimental paradigm. able software (Excel Statistics 2012; Social Survey Research
354 Journal of Voice, Vol. 31, No. 3, 2017
TABLE 1.
Preloading Baseline for Each Parameter (Mean Value + Standard Deviation)
Prebaseline
AST(−) AST(+)
Mean (±SD) Mean (±SD) Significance (P Value)
MPT (s) 24.1 (±5.88) 24 (±7.78) 0.97
MFR (mL/s) 157.72 (±45.58) 170.55 (±41.09) 0.52
PTP (mmH2O) 6.89 (±1.27) 6.8 (±1.97) 0.91
Jitter (%) 0.42 (±0.18) 0.34 (±0.256) 0.43
Shimmer (%) 1.93 (±0.86) 1.96 (±0.97) 0.95
Intensity (dB) 79.84 (±4.19) 81.17 (±2.93) 0.42
Pitch range (Hz) 259.2 (±182.11) 275.4 (±175.37) 0.84
GRBAS 5 (±0) 5 (±0) –
VFI (points) 4.3 (±5.42) 3.3 (±4.4) 0.66
AST(+), AST(+) status; AST(−), AST(−) status.
Abbreviations: GRBAS, grade, roughness, breathiness, asthenia, and strain; MFR, mean flow rate; MPT, maximum phonation time; PTP, phonation thresh-
old pressure; SD, standard deviation; VFI, Vocal Fatigue Index.
Information Co., Ltd., Tokyo, Japan). For the preloading base- Intensity and pitch range
line of each parameter, an unpaired t test was performed (Table 1). Intensity and pitch range did not statistically change in either
Statistical tests using data obtained prior to, immediately after, status at any time point.
and 30 minutes postvocal loading were performed for each pa-
rameter. Significant differences were reported at an alpha level
Auditory-perceptual ratings
of 0.05. All reported P values were two sided. A P value of less
Scores on the GRBAS scale significantly worsened in the AST(−)
than 0.05 was considered significant. Statistical analysis was per-
status postloading (P = 0.005), but there was no statistically sig-
formed using the Wilcoxon signed-rank test.
nificant change in the AST(+) status (P = 0.18). GRBAS scale
also significantly worsened in the AST(−) status postloading com-
RESULTS pared with the AST(+) status (P = 0.008).
Figure 2 and Table 2 show the mean value with standard devi-
ation for each parameter prior to, immediately after, and 30 Self-ratings
minutes postvocal loading for each status. We regarded each time VFI significantly worsened in the AST(−) status post and 30
point as “pre,” “post,” or “30 minutes post,” respectively. No al- minutes postloading (P = 0.005, P = 0.008, respectively), and VFI
lergic responses or adverse effects were noted in any case. significantly worsened in the AST(+) status postloading
(P = 0.008), but there was no statistically significant change in
Aerodynamic assessment the AST(+) status 30 minutes postloading (P = 0.18). VFI also
MPT was significantly shortened in the AST(−) status postloading significantly worsened in the AST(−) status post and 30 minutes
(P = 0.018), but there was no statistically significant change in postloading compared with the AST(+) status (P = 0.008,
the AST(+) status (P = 0.1). MFR significantly increased in the P = 0.011, respectively).
AST(−) status postloading (P = 0.037), but there was no statis-
tically significant change in the AST(+) status (P = 0.8). PTP Stroboscopic examination
significantly increased in the AST(−) status postloading com- In four subjects, the bilateral vocal fold mucosa appeared slightly
pared with the AST(+) status (P = 0.028). inflamed in the AST(−) status postloading, but there were no
changes in the AST(+) status.
Acoustic analysis
Jitter significantly increased in the AST(−) status postloading DISCUSSION
(P = 0.037), but there was no statistically significant change in Vocal fold scarring can occur following injury, inflammation,
the AST(+) status (P = 0.39). Jitter also significantly increased or surgical intervention. Vocal fold scarring leads to the disrup-
in the AST(−) status 30 minutes postloading compared with the tion of the layered structure of the lamina propria, which is
AST(+) status (P = 0.036). Shimmer significantly increased in essential for optimal vibration.27–29 Once the vocal fold is scarred,
the AST(−) status postloading (P = 0.005), but there was no sta- severe dysphonia can occur. Although many therapeutic strat-
tistically significant change in the AST(+) status (P = 0.2). egies have been evaluated for vocal fold scarring, a consistent
Shimmer also significantly increased in the AST(−) status treatment has yet to be developed. Therefore, the prevention of
postloading compared with the AST(+) status (P = 0.017). scarring is an important therapeutic target.11
Mami Kaneko et al Clinical Trial of Astaxanthin for Vocal Loading 355
FIGURE 2. Phonatory outcomes between the AST(−) and AST(+) status pre, post, and 30 minutes postvocal loading. *P < 0.05, **P < 0.01.
MPT, MFR, jitter, shimmer, and GRBAS score significantly worsened in the AST(−) status postloading, whereas there was no significant change
in the AST(+) status. VFI significantly worsened in the AST(−) status 30 minutes postloading, but there was no statistically significant change in
the AST(+) status. PTP and shimmer significantly worsened in the AST(−) status postloading compared with the AST(+) status. VFI significantly
worsened in the AST(−) status post and 30 minutes postloading compared with the AST(+) status. GRBAS, grade, roughness, breathiness, asthe-
nia, and strain; MFR, mean flow rate; MPT, maximum phonation time; VFI, Vocal Fatigue Index.
356
TABLE 2.
Phonatory Outcome
AST(−) AST(+) AST(−), AST(+)
Mean (±SD) 95% CI P Value Mean (±SD) 95% CI P Value P Value
MPT (s)
Pre 24.1 (±5.88) 20.46–27.74 Pre, post: P = 0.018* 24 (±7.78) 19.18–28.82 Pre, post: P = 0.1 –
Post 19.8 (±7.97) 14.86–24.74 Pre, post 30: P = 0.64 20.6 (±7.89) 15.71–25.49 Pre, post 30: P = 0.17 P = 0.65
30-min post 23.2 (±8.74) 17.78–28.62 22.3 (±6.26) 18.42–26.18 P = 0.68
MFR (mL/s)
Pre 157.7 (±45.6) 129.47–185.97 Pre, post: P = 0.037* 170.6 (±41.1) 145.08–196.02 Pre, post: P = 0.8 –
Post 185.6 (±68.3) 143.23–227.91 Pre, post 30: P = 0.44 167.9 (±40.2) 142.97–192.77 Pre, post 30: P = 0.51 P = 0.39
30-min post 172.9 (±59.2) 136.19–209.55 165 (±41.9) 139.02–190.98 P = 0.88
PTP (mmH2O)
Pre 6.89 (±1.27) 6.1–7.67 Pre, post: P = 0.06 6.8 (±1.97) 5.58–8.02 Pre, post: P = 0.11 –
Post 7.57 (±1.9) 6.39–8.74 Pre, post 30: P = 0.65 6.32 (±2.19) 4.96–7.67 Pre, post 30: P = 0.76 P = 0.028*
30-min post 6.79 (±1.84) 5.65–7.94 6.79 (±1.69) 5.74–7.83 P = 0.8
Jitter (%)
Pre 0.42 (±0.17) 0.31–0.53 Pre, post: P = 0.037* 0.34 (±0.26) 0.18–0.5 Pre, post: P = 0.39 –
Post 0.69 (±0.43) 0.42–0.95 Pre, post 30: P = 0.33 0.72 (±1.33) 0.1–1.54 Pre, post 30: P = 0.37 P = 0.07
30-min post 0.49 (±0.28) 0.32–0.66 0.27 (±0.14) 0.18–0.35 P = 0.036*
Shimmer (%)
Pre 1.93 (±0.86) 1.4–2.46 Pre, post: P = 0.005** 1.96 (±0.97) 1.35–2.56 Pre, post: P = 0.2 –
Post 3.5 (±1.43) 2.61–4.38 Pre, post 30: P = 0.33 1.75 (±0.86) 1.22–2.29 Pre, post 30: P = 0.26 P = 0.017*
30-min post 1.86 (±0.39) 1.62–2.1 1.72 (±0.7) 1.28–2.16 P = 0.8
Intensity (dB)
Pre 79.8 (±4.19) 77.25–82.43 Pre, post: P = 0.51 81.2 (±2.93) 79.36–82.98 Pre, post: P = 0.51 –
Post 80.4 (±3.44) 78.32–82.59 Pre, post 30: P = 0.88 80.8 (±3.44) 78.69–82.95 Pre, post 30: P = 0.26 P = 0.8
30-min post 80.2 (±2.64) 78.55–81.81 80.6 (±3.04) 78.94–82.7 P = 0.41
Pitch range (Hz)
Pre 259.5 (±182.1) 146.63–372.37 Pre, post: P = 0.28 275.4 (±182.1) 166.71–384.09 Pre, post: P = 0.88 –
Post 238 (±65.4) 135.46–340.54 Pre, post 30: P = 0.88 290.3 (±165.4) 172.95–407.65 Pre, post 30: P = 0.41 P = 0.58
Mizuta et al11 suggested the potential of astaxanthin to reduce by monitoring the intensity of the voice and the amount of reading
oxidative stress during the early phase of vocal fold wound healing during vocal loading, which might contribute to making this study
and to prevent vocal fold scarring in a rat model. They showed10 justifiable. The results of the current clinical trial were encour-
that following injury, the expression of 4-hydroxy-2-nonenal (4- aging and suggest the potential ability of astaxanthin to protect
HNE) significantly increased until postinjury day 3. Astaxanthin the vocal fold from injury and inflammation due to vocal loading.
treatment, however, significantly reduced the expression of 4-HNE All cases showed anti-inflammatory effects, indicated by sig-
compared with sham treatment, suggesting that astaxanthin regu- nificant improvements in aerodynamics, acoustic function,
lates oxidative stress. Moreover, the sham-treated group showed auditory-perceptual ratings, and VFI. During the follow-up period,
a severe decrease in hyaluronic acid (HA) deposition and con- no adverse effects were reported. Future studies will be needed
traction of the lamina propria compared with the normal group. to examine the effects of astaxanthin on professional voice users
In contrast, the astaxanthin-treated group showed a significant such as singers.
increase in HA deposition and attenuation of the lamina propria Although the sample size was relatively small, the current ex-
contraction compared with the sham-treated group. ploratory study is the first to examine the effects of astaxanthin
Many studies have reported using astaxanthin as an antioxi- on the protection of the vocal fold from injury and inflamma-
dant. Mitochondrial dysfunction induced by oxidative stress is tion due to vocal loading, and the results are encouraging when
a critical factor in many diseases such as cancer and lifestyle- it comes to the use of astaxanthin in the maintenance of the vocal
related diseases. Astaxanthin is considered to be one of the best fold in frequent voice users.
carotenoids for protecting cells, lipids, and membrane lipopro-
teins against oxidative damage.14 Wolf et al15 reported that CONCLUSIONS
astaxanthin decreases endogenous mitochondrial production of The current study demonstrated that astaxanthin significantly
ROS and protects mitochondria against the reduction in mem- reduced functional voice deterioration after vocal loading. These
brane function that typically occurs under oxidative stress. results suggest that astaxanthin is a potent therapeutic agent for
Furthermore, several animal studies have demonstrated the pro- the protection of the vocal fold from injury and inflammation
tective effect of astaxanthin in an ischemia-reperfusion myocardial caused by excessive vocal use.
model.16–18 The consumption of astaxanthin can also prevent or
reduce the risk of various human disorders, such as decreasing Acknowledgment
inflammation,21 reducing cholesterol,22 improving asthenopia,30 We appreciate Astareal Co., Tokyo, for providing the product
inhibiting the progress of age-related macular degeneration and of astaxanthin (Astareal ACT).
vision loss,31 and improving semen quality in infertile men.32 Thus,
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