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Protective Effect of Astaxanthin on Vocal Fold Injury

and Inflammation Due to Vocal Loading: A Clinical Trial


*Mami Kaneko, *Yo Kishimoto, *Ryo Suzuki, *Yoshitaka Kawai, *Ichiro Tateya, and †Shigeru Hirano, *†Kyoto, Japan

Summary: Objectives. Professional voice users, such as singers and teachers, are at greater risk of developing vocal
fold injury from excessive use of voice; thus, protection of the vocal fold is essential. One of the most important factors
that aggravates injury is the production of reactive oxygen species at the wound site. The purpose of the current study
was to assess the effect of astaxanthin, a strong antioxidant, on the protection of the vocal fold from injury and in-
flammation due to vocal loading.
Study Design. This study is an institutional review board-approved human clinical trial.
Methods. Ten male subjects underwent a 60-minute vocal loading session and received vocal assessments prior to,
immediately after, and 30 minutes postvocal loading (AST(−) status). All subjects were then prescribed 24 mg/day of
astaxanthin for 28 days, after which they received the same vocal task and assessments (AST(+) status). Phonatory
parameters were compared between both groups.
Results. Aerodynamic assessment, acoustic analysis, and GRBAS scale (grade, roughness, breathiness, asthenia, and
strain) were significantly worse in the AST(−) status immediately after vocal loading, but improved by 30 minutes after
loading. In contrast, none of the phonatory parameters in the AST(+) status were statistically worse, even when mea-
sured immediately after vocal loading. No allergic responses or adverse effects were observed after administration of
astaxanthin.
Conclusions. The current results suggest that astaxanthin can protect the vocal fold from injury and inflammation
caused by vocal loading possibly through the regulation of oxidative stress.
Key Words: Astaxanthin–Vocal fold–Vocal loading–Reactive oxygen species–Clinical trial.

INTRODUCTION reported that a transient episode of raised-intensity phonation


Excessive use or abuse of the voice can lead to symptoms of hoarse- caused a significant increase in the expression of vocal fold in-
ness, weak voice, sore throat, and dysphonia. It has been suggested flammatory messenger RNA (mRNA), including interleukin (IL)-
that professional voice users, such as teachers, singers, sales pro- 1β, COX-2, and TGFβ1, compared with modal phonation and
fessionals, or Buddhist priests, are more at risk of developing vocal sham control in an in vivo rabbit phonation model.
disorders than others.1 In general, conservative treatment methods Reactive oxygen species (ROS) are normal byproducts of cel-
such as voice therapy—mainly consisting of voice rest, vocal lular metabolic processes, including the mitochondrial respiratory
hygiene, and medical management—are used as the first line of chain.5 Although ROS is essential for various signaling pathways,6
treatment. However, voice rest is often difficult in these occupa- overexposure to ROS, referred to as oxidative stress, is a harmful
tions and adequate voice therapy cannot be performed, making process that can be a significant source of damage to cellular
treatment difficult.2 Thus, the development of more useful and sci- components, including lipids, proteins, and DNA. ROS over-
entifically validated treatments is greatly needed. exposure can also contribute to cellular aging and malignant
Kojima et al3 quantified the extent of epithelial surface damage transformation.7
within the vocal fold following vibration exposure using an in A large amount of ROS is produced by inflammatory cells via
vivo rabbit phonation model. They applied varying phonation nicotinamide adenine dinucleotide phosphate oxidase, which plays
times (30, 60, or 120 minutes) and magnitudes (control, modal a central role in the defense against wound infection.8 However,
intensity phonation, or raised intensity phonation) of the vibra- prolonged oxidative and inflammatory stress following skin wound-
tion exposure. Scanning and transmission electron microscopic ing is thought to be associated with excessive scarring.9
examinations revealed a significant reduction in microprojec- Mizuta et al10 suggested that a large amount of ROS is pro-
tion density, microprojection height, and depth of the epithelial duced during the early phase of vocal fold wound healing, until
surface, with increasing time and phonation magnitude. These postinjury day 3, and this period may be crucial for regulating
results suggest an increased risk of epithelial surface damage ROS levels. They also suggested that inflammatory cells may
with excessive and prolonged vibration exposure. Swanson4 also contribute to ROS generation. Mizuta et al11 also investigated
the effect of astaxanthin on the regulation of oxidative stress and
Accepted for publication June 28, 2016. scarring during vocal fold wound healing. Their results sug-
Financial disclosure: None.
Conflict of interest: None.
gested that astaxanthin has the potential to prevent vocal fold
From the *Department of Otolaryngology-Head and Neck Surgery, Graduate School of scarring by regulating oxidative stress during the early phase of
Medicine, Kyoto University, Kyoto, Japan; and the †Department of Otolaryngology Head
& Neck Surgery, Kyoto Prefectural University of Medicine, Kyoto, Japan.
healing.
Address correspondence and reprint requests to Shigeru Hirano, Department of Astaxanthin is a xanthophyll carotenoid found in various mi-
Otolaryngology Head & Neck Surgery, Kyoto Prefectural University of Medicine,
Kamigyo-ku, Kyoto 602-8566, Japan. E-mail: hirano@koto.kpu-m.ac.jp
croorganisms and marine animals.7,12–14 Astaxanthin has a strong
Journal of Voice, Vol. 31, No. 3, pp. 352–358 antioxidant effect as a potent quencher of singlet oxygen, and
0892-1997
© 2017 The Voice Foundation. Published by Elsevier Inc. All rights reserved.
many studies have shown favorable effects of astaxanthin on the
http://dx.doi.org/10.1016/j.jvoice.2016.06.017 regulation of oxidative stress.7,13,15–20 Several studies have also
Mami Kaneko et al Clinical Trial of Astaxanthin for Vocal Loading 353

reported on the administration of astaxanthin for human health Days 7–34


purposes and have confirmed its antioxidant activity and safety.21,22 All subjects took 24 mg/day of astaxanthin. We confirmed the
However, there are no clinical studies that assessed the effect condition of their health and compliance with taking astaxanthin
of astaxanthin on vocal fold injury or inflammation. The purpose via phone interviews every week after they started treatment.
of the current clinical study was to assess the effects of astaxanthin
on the protection of the vocal fold from injury and inflamma- Day 35
tion due to vocal loading. All subjects received the same vocal assessments and vocal
loading that were performed on Day 0. Data obtained after the
METHODS subjects took astaxanthin are referred to as the “AST(+) status”.
During vocal loading, a sound level meter (NL-42; RION Co.,
Subjects
Tokyo, Japan) was positioned at a constant distance of 25 cm
Ten non-singer male subjects participated in the study: the age
from the subject’s mouth so that the experimenter could monitor
range was 23–30 years old and the mean age was 24.2 years.
relative intensity levels during loading. The examiner moni-
All subjects were in good overall health based on self-reports
tored the meter nearly constantly and cued subjects to maintain
and had no history of major systemic diseases or laryngeal surgery.
a target intensity range of 75–90 dB during phonatory loading.24
Any vocal fold lesions or functional problems were excluded
All procedures were approved by the institutional review boards
by laryngoscopic examination. In addition, participants who used
of Kyoto University.
any medications that might influence voice (eg, diuretics, de-
congestants, and antihistamines)23 or with a history of a smoking
Assessment
habit were excluded.
Vocal outcomes were evaluated prior to, immediately after, and
30 minutes postvocal loading. The following assessments were
Procedures performed: GRBAS scale (grade, roughness, breathiness, as-
The general experimental paradigm is shown in Figure 1. thenia, and strain), aerodynamic assessment, acoustic analysis,
intensity, pitch range, stroboscopic examinations, and the Vocal
Day 0 Fatigue Index (VFI). Stroboscopic examination was performed
All subjects first received vocal assessments, as described in detail using a digital video stroboscopy system with a 70° rigid en-
below. Subjects then underwent a 60-minute vocal loading session doscope, Model 9295 (KayPENTAX, Lincoln Park, NJ). Two
with reading a Japanese novel. During loading, subjects alter- raters blinded to AST(+) and AST(−) status assessed all the stro-
nated between 15 minutes of loud phonation with 5 minutes of boscopic images of the larynx at the same time.
rest, for a total of three cycles over the 60-minute loading period.24 Aerodynamic assessments, which included maximum pho-
Immediately after the 60-minute vocal loading session, sub- nation time (MPT), mean flow rate (MFR), phonation threshold
jects received the same vocal assessments as performed prior pressure (PTP), intensity, and pitch range, were examined with
to loading. Subjects then rested for 30 minutes. Subjects were a phonation analyzer at the patient’s normal pitch and loud-
allowed to drink water during the break period after the vocal ness (PA-500; Nagashima Co., Osaka, Japan). Acoustic analyses
load task and after completion of loading, but were not allowed evaluated jitter and shimmer using the Multidimensional Voice
to talk during the break. After 30 minutes of rest, subjects re- Program (Model 5105, KayPENTAX).
ceived the vocal assessments again. After all vocal assessments The GRBAS scale is an anchored perceptual analysis. GRBAS
and vocal loading were completed, subjects received guidance was independently evaluated by two trained raters, a laryngologist
to take 24 mg/day of astaxanthin for 28 days and to refrain from and a speech language pathologist. This scale was first devel-
vocal abuse for 1 month. We referred to the data obtained prior oped by the Japanese Society of Logopedics and Phoniatrics and
to taking astaxanthin as the “AST(−) status”. has become popular worldwide.25 The GRBAS scale is scored
from 0 to 3 in which 0 = within normal limits, 1 = slight, 2 = mod-
erate, and 3 = severe. The ratings on the five subscales (G, R,
B, A, and S) were summed, and two raters blinded to AST(+)
and AST(−) status assessed all GRBAS scales at the same time.
The mean rating score between the two raters was calculated.
Inter-rater reliability was evaluated using Spearman’s rank cor-
relation coefficient, and the results showed significant correlation
between the two, with a correlation coefficient of r = 0.8
(P < 0.001).
The VFI is a standardized tool that can identify individuals
with probable vocal fatigue with good reliability, validity, sen-
sitivity, and specificity.26

Statistical test
Statistical analysis was performed using commercially avail-
FIGURE 1. General experimental paradigm. able software (Excel Statistics 2012; Social Survey Research
354 Journal of Voice, Vol. 31, No. 3, 2017

TABLE 1.
Preloading Baseline for Each Parameter (Mean Value + Standard Deviation)
Prebaseline
AST(−) AST(+)
Mean (±SD) Mean (±SD) Significance (P Value)
MPT (s) 24.1 (±5.88) 24 (±7.78) 0.97
MFR (mL/s) 157.72 (±45.58) 170.55 (±41.09) 0.52
PTP (mmH2O) 6.89 (±1.27) 6.8 (±1.97) 0.91
Jitter (%) 0.42 (±0.18) 0.34 (±0.256) 0.43
Shimmer (%) 1.93 (±0.86) 1.96 (±0.97) 0.95
Intensity (dB) 79.84 (±4.19) 81.17 (±2.93) 0.42
Pitch range (Hz) 259.2 (±182.11) 275.4 (±175.37) 0.84
GRBAS 5 (±0) 5 (±0) –
VFI (points) 4.3 (±5.42) 3.3 (±4.4) 0.66
AST(+), AST(+) status; AST(−), AST(−) status.
Abbreviations: GRBAS, grade, roughness, breathiness, asthenia, and strain; MFR, mean flow rate; MPT, maximum phonation time; PTP, phonation thresh-
old pressure; SD, standard deviation; VFI, Vocal Fatigue Index.

Information Co., Ltd., Tokyo, Japan). For the preloading base- Intensity and pitch range
line of each parameter, an unpaired t test was performed (Table 1). Intensity and pitch range did not statistically change in either
Statistical tests using data obtained prior to, immediately after, status at any time point.
and 30 minutes postvocal loading were performed for each pa-
rameter. Significant differences were reported at an alpha level
Auditory-perceptual ratings
of 0.05. All reported P values were two sided. A P value of less
Scores on the GRBAS scale significantly worsened in the AST(−)
than 0.05 was considered significant. Statistical analysis was per-
status postloading (P = 0.005), but there was no statistically sig-
formed using the Wilcoxon signed-rank test.
nificant change in the AST(+) status (P = 0.18). GRBAS scale
also significantly worsened in the AST(−) status postloading com-
RESULTS pared with the AST(+) status (P = 0.008).
Figure 2 and Table 2 show the mean value with standard devi-
ation for each parameter prior to, immediately after, and 30 Self-ratings
minutes postvocal loading for each status. We regarded each time VFI significantly worsened in the AST(−) status post and 30
point as “pre,” “post,” or “30 minutes post,” respectively. No al- minutes postloading (P = 0.005, P = 0.008, respectively), and VFI
lergic responses or adverse effects were noted in any case. significantly worsened in the AST(+) status postloading
(P = 0.008), but there was no statistically significant change in
Aerodynamic assessment the AST(+) status 30 minutes postloading (P = 0.18). VFI also
MPT was significantly shortened in the AST(−) status postloading significantly worsened in the AST(−) status post and 30 minutes
(P = 0.018), but there was no statistically significant change in postloading compared with the AST(+) status (P = 0.008,
the AST(+) status (P = 0.1). MFR significantly increased in the P = 0.011, respectively).
AST(−) status postloading (P = 0.037), but there was no statis-
tically significant change in the AST(+) status (P = 0.8). PTP Stroboscopic examination
significantly increased in the AST(−) status postloading com- In four subjects, the bilateral vocal fold mucosa appeared slightly
pared with the AST(+) status (P = 0.028). inflamed in the AST(−) status postloading, but there were no
changes in the AST(+) status.
Acoustic analysis
Jitter significantly increased in the AST(−) status postloading DISCUSSION
(P = 0.037), but there was no statistically significant change in Vocal fold scarring can occur following injury, inflammation,
the AST(+) status (P = 0.39). Jitter also significantly increased or surgical intervention. Vocal fold scarring leads to the disrup-
in the AST(−) status 30 minutes postloading compared with the tion of the layered structure of the lamina propria, which is
AST(+) status (P = 0.036). Shimmer significantly increased in essential for optimal vibration.27–29 Once the vocal fold is scarred,
the AST(−) status postloading (P = 0.005), but there was no sta- severe dysphonia can occur. Although many therapeutic strat-
tistically significant change in the AST(+) status (P = 0.2). egies have been evaluated for vocal fold scarring, a consistent
Shimmer also significantly increased in the AST(−) status treatment has yet to be developed. Therefore, the prevention of
postloading compared with the AST(+) status (P = 0.017). scarring is an important therapeutic target.11
Mami Kaneko et al Clinical Trial of Astaxanthin for Vocal Loading 355

FIGURE 2. Phonatory outcomes between the AST(−) and AST(+) status pre, post, and 30 minutes postvocal loading. *P < 0.05, **P < 0.01.
MPT, MFR, jitter, shimmer, and GRBAS score significantly worsened in the AST(−) status postloading, whereas there was no significant change
in the AST(+) status. VFI significantly worsened in the AST(−) status 30 minutes postloading, but there was no statistically significant change in
the AST(+) status. PTP and shimmer significantly worsened in the AST(−) status postloading compared with the AST(+) status. VFI significantly
worsened in the AST(−) status post and 30 minutes postloading compared with the AST(+) status. GRBAS, grade, roughness, breathiness, asthe-
nia, and strain; MFR, mean flow rate; MPT, maximum phonation time; VFI, Vocal Fatigue Index.
356
TABLE 2.
Phonatory Outcome
AST(−) AST(+) AST(−), AST(+)
Mean (±SD) 95% CI P Value Mean (±SD) 95% CI P Value P Value
MPT (s)
Pre 24.1 (±5.88) 20.46–27.74 Pre, post: P = 0.018* 24 (±7.78) 19.18–28.82 Pre, post: P = 0.1 –
Post 19.8 (±7.97) 14.86–24.74 Pre, post 30: P = 0.64 20.6 (±7.89) 15.71–25.49 Pre, post 30: P = 0.17 P = 0.65
30-min post 23.2 (±8.74) 17.78–28.62 22.3 (±6.26) 18.42–26.18 P = 0.68
MFR (mL/s)
Pre 157.7 (±45.6) 129.47–185.97 Pre, post: P = 0.037* 170.6 (±41.1) 145.08–196.02 Pre, post: P = 0.8 –
Post 185.6 (±68.3) 143.23–227.91 Pre, post 30: P = 0.44 167.9 (±40.2) 142.97–192.77 Pre, post 30: P = 0.51 P = 0.39
30-min post 172.9 (±59.2) 136.19–209.55 165 (±41.9) 139.02–190.98 P = 0.88
PTP (mmH2O)
Pre 6.89 (±1.27) 6.1–7.67 Pre, post: P = 0.06 6.8 (±1.97) 5.58–8.02 Pre, post: P = 0.11 –
Post 7.57 (±1.9) 6.39–8.74 Pre, post 30: P = 0.65 6.32 (±2.19) 4.96–7.67 Pre, post 30: P = 0.76 P = 0.028*
30-min post 6.79 (±1.84) 5.65–7.94 6.79 (±1.69) 5.74–7.83 P = 0.8
Jitter (%)
Pre 0.42 (±0.17) 0.31–0.53 Pre, post: P = 0.037* 0.34 (±0.26) 0.18–0.5 Pre, post: P = 0.39 –
Post 0.69 (±0.43) 0.42–0.95 Pre, post 30: P = 0.33 0.72 (±1.33) 0.1–1.54 Pre, post 30: P = 0.37 P = 0.07
30-min post 0.49 (±0.28) 0.32–0.66 0.27 (±0.14) 0.18–0.35 P = 0.036*
Shimmer (%)
Pre 1.93 (±0.86) 1.4–2.46 Pre, post: P = 0.005** 1.96 (±0.97) 1.35–2.56 Pre, post: P = 0.2 –
Post 3.5 (±1.43) 2.61–4.38 Pre, post 30: P = 0.33 1.75 (±0.86) 1.22–2.29 Pre, post 30: P = 0.26 P = 0.017*
30-min post 1.86 (±0.39) 1.62–2.1 1.72 (±0.7) 1.28–2.16 P = 0.8
Intensity (dB)
Pre 79.8 (±4.19) 77.25–82.43 Pre, post: P = 0.51 81.2 (±2.93) 79.36–82.98 Pre, post: P = 0.51 –
Post 80.4 (±3.44) 78.32–82.59 Pre, post 30: P = 0.88 80.8 (±3.44) 78.69–82.95 Pre, post 30: P = 0.26 P = 0.8
30-min post 80.2 (±2.64) 78.55–81.81 80.6 (±3.04) 78.94–82.7 P = 0.41
Pitch range (Hz)
Pre 259.5 (±182.1) 146.63–372.37 Pre, post: P = 0.28 275.4 (±182.1) 166.71–384.09 Pre, post: P = 0.88 –
Post 238 (±65.4) 135.46–340.54 Pre, post 30: P = 0.88 290.3 (±165.4) 172.95–407.65 Pre, post 30: P = 0.41 P = 0.58

Journal of Voice, Vol. 31, No. 3, 2017


30-min post 280.8 (±165.3) 178.38–383.22 300.5 (±199.7) 166.51–424.29 P = 0.72
GRBAS
Pre 5 (±0.00) – Pre, post: P = 0.005** 5 (±0.00) – Pre, post: P = 0.18 –
Post 7.4 (±0.84) 6.88–7.92 Pre, post 30: P = 0.18 5.4 (±0.84) 4.88–5.92 Pre, post 30: P = 0.18 P = 0.008**
30-min post 5.4 (±0.84) 4.88–5.92 5 (±0.00) – P = 0.18
VFI (points)
Pre 4.3 (±5.42) 0.94–7.66 Pre, post: P = 0.005** 3.3 (±4.4) 0.57–6.03 Pre, post: P = 0.008** –
Post 21.8 (±15.1) 12.45–31.15 Pre, post 30: 12.2 (±8.75) 6.77–17.63 Pre, post 30: P = 0.09 P = 0.008**
30-min post 14.5 (±9.48) 8.63–20.37 P = 0.008** 6.6 (±6.5) 2.57–10.63 P = 0.011*
AST(+), AST (+) status; AST(−), AST(−) status.
*P < 0.05, **P < 0.01. Abbreviations: CI, confidence interval; GRBAS, grade, roughness, breathiness, asthenia, and strain; MFR, mean flow rate; MPT, maximum phonation time; PTP, phonation threshold
pressure; SD, standard deviation; VFI, Vocal Fatigue Index.
Mami Kaneko et al Clinical Trial of Astaxanthin for Vocal Loading 357

Mizuta et al11 suggested the potential of astaxanthin to reduce by monitoring the intensity of the voice and the amount of reading
oxidative stress during the early phase of vocal fold wound healing during vocal loading, which might contribute to making this study
and to prevent vocal fold scarring in a rat model. They showed10 justifiable. The results of the current clinical trial were encour-
that following injury, the expression of 4-hydroxy-2-nonenal (4- aging and suggest the potential ability of astaxanthin to protect
HNE) significantly increased until postinjury day 3. Astaxanthin the vocal fold from injury and inflammation due to vocal loading.
treatment, however, significantly reduced the expression of 4-HNE All cases showed anti-inflammatory effects, indicated by sig-
compared with sham treatment, suggesting that astaxanthin regu- nificant improvements in aerodynamics, acoustic function,
lates oxidative stress. Moreover, the sham-treated group showed auditory-perceptual ratings, and VFI. During the follow-up period,
a severe decrease in hyaluronic acid (HA) deposition and con- no adverse effects were reported. Future studies will be needed
traction of the lamina propria compared with the normal group. to examine the effects of astaxanthin on professional voice users
In contrast, the astaxanthin-treated group showed a significant such as singers.
increase in HA deposition and attenuation of the lamina propria Although the sample size was relatively small, the current ex-
contraction compared with the sham-treated group. ploratory study is the first to examine the effects of astaxanthin
Many studies have reported using astaxanthin as an antioxi- on the protection of the vocal fold from injury and inflamma-
dant. Mitochondrial dysfunction induced by oxidative stress is tion due to vocal loading, and the results are encouraging when
a critical factor in many diseases such as cancer and lifestyle- it comes to the use of astaxanthin in the maintenance of the vocal
related diseases. Astaxanthin is considered to be one of the best fold in frequent voice users.
carotenoids for protecting cells, lipids, and membrane lipopro-
teins against oxidative damage.14 Wolf et al15 reported that CONCLUSIONS
astaxanthin decreases endogenous mitochondrial production of The current study demonstrated that astaxanthin significantly
ROS and protects mitochondria against the reduction in mem- reduced functional voice deterioration after vocal loading. These
brane function that typically occurs under oxidative stress. results suggest that astaxanthin is a potent therapeutic agent for
Furthermore, several animal studies have demonstrated the pro- the protection of the vocal fold from injury and inflammation
tective effect of astaxanthin in an ischemia-reperfusion myocardial caused by excessive vocal use.
model.16–18 The consumption of astaxanthin can also prevent or
reduce the risk of various human disorders, such as decreasing Acknowledgment
inflammation,21 reducing cholesterol,22 improving asthenopia,30 We appreciate Astareal Co., Tokyo, for providing the product
inhibiting the progress of age-related macular degeneration and of astaxanthin (Astareal ACT).
vision loss,31 and improving semen quality in infertile men.32 Thus,
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