Professional Documents
Culture Documents
• Jurisdiction over the subject matter is "the power to hear and determine cases of
the general class to which the proceedings in question belong.
• It is conferred by law, which may either be the Constitution or a statute.
• Jurisdiction over the subject matter means "the nature of the cause of action and
the relief sought."
• Thus, the cause of action and character of the relief sought as alleged in the
complaint are examined to determine whether a court had jurisdiction over the subject
matter.
• Any decision rendered by a court without jurisdiction over the subject matter of the
action is void.
(Department of Finance v. Dela Cruz,G.R. No. 209331, 24 August 2015)
1. Jurisdiction over the subject matter is determined based on the law in effect as of
the filing of the complaint.
2. Jurisdiction depends on the allegations in the complaint, not on the eventual
decision, nor on the defenses raised by opposing party.
3. Doctrine of continuing jurisdiction – once jurisdiction has
been acquired, the court retains the same until it finally disposes of the case.
4. In Figueroa v. People, G.R. No. 147406, 14 July 2008: Supreme Court ruled that
jurisdiction over the subject matter is conferred by law (the sovereign authority) and cannot
be waived. Therefore, it cannot be conferred by consent of the parties nor lost by estoppel.
5. However, the case of Tijam v. Sibonghanoy, G.R. No. L-21450, 15 April 1968, gives an
exception to the aforementioned rule. In said case, the Supreme Court introduced the
doctrine of JURISDICTION by ESTOPPEL where the Supreme Court ruled that when a party
participated and sought affirmative relief, he cannot thereafter repudiate that jurisdiction
after an adverse judgment has been rendered.
• Under Section 20, Rule 14 of the Rules of Court, when a party files a Motion to
Dismiss, even if he includes grounds other thank lack of jurisdiction over the person, this
shall NOT be considered a voluntary appearance.
• determined and conferred by the pleadings filed in the case by the parties, or by
their agreement in a pre-trial order or stipulation, or, at times by their implied consent as
by the failure of a party to object to evidence on an issue not covered by the pleadings
(Regalado Law Compendium, cited in De Joya v. Marquez,
G.R. No. 162416, 31 January 2006)
RULE 1
GENERAL PROVISIONS
• Specify the amount of damages being prayed for not only in the body
of the pleading but also in the prayer.
• Any pleading that fails to comply with this requirement shall not be accepted nor
admitted, or shall otherwise be expunged from the record.” (Manchester Development
Corp. v. Court of Appeals, No. L- 75919, 7 May 1987)
• Election case
• Land Registration
• Cadastral
• Naturalization
• Insolvency
• Rehabilitation
• Other cases
EXCEPTION is when the application of the provisions of the Rules of Court is only by analogy
or in a suppletory character and it is practicable and convenient.
RULE 2
CAUSE OF ACTION
Elements:
1. A right in favor of the plaintiff by whatever means and under
whatever law it arises or is created;
2. An obligation on the part of the named defendant to respect or not
to violate such right; and
3. Act or omission on the part of such defendant in violation of the right of the plaintiff
or constituting a breach of the obligation of the defendant to the plaintiff for which the
latter may maintain an action for recovery of damages or other appropriate relief.
(Swagman v. Court of Appeals, G.R. No. 161135, 8 April 2005)
• The test of the sufficiency of the facts alleged in the complaint is whether or not,
admitting the facts alleged, the court can render a valid judgment upon the same in
accordance with the prayer of plaintiff.
• The focus is on the sufficiency, not the veracity, of
the material allegations.
• Failure to make a sufficient allegation of a cause of action in the complaint warrants
its dismissal.
RULE 2
Failure to State a Cause of Action v. Lack of Cause of Action
Failure to State a Cause of Action is a ground to dismiss; lack of cause of action is NOT.
Examples:
• Plaintiff filed case against defendant to compel the latter to extend a contract of
lease. Even assuming the allegations of the complaint are true, this does not give rise to an
actionable right as the extension of a contract of lease must be mutually agreed upon and
not compelled by court action.
• Unless the plaintiff has a valid and subsisting cause of action at the time his action is
commenced, the defect cannot be cured or remedied by the acquisition or accrual of one
while the action is pending, and a supplemental complaint or an amendment setting up
such after-accrued cause of action is not permissible
(Swagman v. Court of Appeals, G.R. No. 161135, 8 April 2005)
• “If the contract is divisible in its performance and the future periodic deliveries are
not yet due, and if the obligor has already manifested his refusal to comply with his future
periodic obligations, ‘the contract is entire and the breach total’, hence, there can only be
one action for damages.”
• (Danfoss, Inc. v. Continental Cement Corp., G.R. No. 143788, 9 September 2005,
citing Blossom & Company, Inc. v. Manila Gas Corporation, G.R. No. L-32958, 8 November
1930)
(a)whether the same evidence would support and sustain both the first and second causes
of action (also known as the "same evidence" test),
(b) whether the defenses in one case may be used to substantiate the complaint in the
other.
(c) whether the cause of action in the second case existed at the time of the filing of the
first complaint.
(Umale v. Canoga, G.R. No. 167246, 20 July 2011)
• In Riviera v. CCA, 17 June 2015, the SC ruled that two cases which are based on (a)
failure to pay license fees and (b) damages due to unearned profits, respectively, SPLIT a
cause of action because they are “ultimately anchored” on the breach of one agreement.
• When there are several installment payments due, each payment due constitutes
one cause of action. However, ALL due as of the time of filing must be brought in the same
action. (BPI v. Coscolluela, 27 June 2006)
Q: In one case, a lessee who violated the terms of its lease was subjected to an unlawful
detainer case. (Case 1) While Case 1 was pending appeal, the lease agreement expired and
the lessor filed another unlawful detainer case (Case 2). Is this considered as “splitting a
cause of action”?
A: No. In Umale v. Canoga, 20 July 2011, the Supreme Court ruled that the violations of
the terms of the lease and the eventual expiration of the lease constitute separate causes of
action, and they do not constitute a “SPLITTING”.
RULES ON JOINDER:
Sec. 5. Joinder of causes of action. – A party may in one pleading assert, in the alternative or
otherwise, as many causes of action as he may have against an opposing party, subject to
the following conditions:
(a) The party joining the causes of action shall comply with the rules on joinder of
parties;
(b) The joinder shall not includespecial civil actons or actions
governed by special rules;
RULES ON JOINDER:
(c) Where the causes of action are between the same parties but pertain to different
venues or jurisdiction, the joinder may be allowed in the Regional Trial Court provided
one of the causes of action falls within the jurisdiction of said court and the venue lies
therein; and
(d) Where the claims in all the causes of action are principally for recovery of money,
the aggregate amount claimed shall be the test of jurisdiction. (5a)
• If two or more suits are instituted on the basis of the same cause of action, the filing
of one or a judgment on the merits in any one is ground for the dismissal of the others.
(Umale v. Canoga, G.R. No. 167246, 20 July 2011).
• NOTE: It need not be the second action that is dismissed.
3. Whether the action is the appropriate vehicle for litigating the issues between the
parties.”
• The dismissal may occur while the two actions are pending (based on litis pendentia)
or, after the first case is filed and terminated, a second case may be barred by res judicata.
(Benavidez v. Salvador, G.R. No. 173331, 11 December 2013)
Joinder of causes of action allowed in the RTC even if other causes of action pertain to the
MTC provided one of the causes of action falls within its jurisdiction
• As the RTC has jurisdiction over the action to declare the interest rates and
foreclosure void, the RTC is allowed to decide the action for violation of the Truth Lending
Act which was jointly instituted even if such cause of action falls within the jurisdiction of
the MTC (UCPB v. Spouses Beluso, GR No. 159912, August 17, 2007)
• Misjoinder of the action for quieting of tile which is a special civil action under Rule
63 and an action for declaration of nullity in one suit is not a ground for the dismissal of the
case (Roman Catholic Archbishop of San Fernando v. Soriano, GR Nos. 153829 and 160909,
August 17, 2011)
RULE 3
PARTIES
EXAMPLES:
• When a group of individuals claiming to represent an association filed a case and all
signed the verification, and the association was not duly registered or incorporated, the
Supreme Court held that the plaintiff had no personality to sue (Dueñas v. Santos
Subdivision Homeowners Association, G.R. No. 149417, 4 June 2004).
• When a dissolved corporation filed a case beyond the 3-year winding up period, it
was considered to be without personality to sue. The Supreme Court explained the rule that
if the corporation commenced the suit within the 3-year period, even if litigation ends after
the said period, the corporation is deemed to have personality. (Alabang Development
Corporation v. Alabang Hills, G.R. No. 187456, 2 June 2014).
• Note: under Section122 of the Corporation Code, the suit o
the dissolved corporation must be in connection with the closure and settlement of its
affairs.
NOTE: under Section 15 of Rule 3, as a party defendant, “two or more persons NOT
organized as an entity with juridical personality enter into a transaction, they may be sued
under the name by which they are generally or commonly known.”
EXAMPLE:
• A Petition for Declaration of Nullity of Marriage may only be brought by the husband
or wife. Hence, even if an heir of one of the spouses will benefit (by inheritance) if the
marriage is declared null, he/she cannot file the Petition himself/herself. (Carlos v.
Sandoval, G.R. No. 179922, 16 December 2008)
Who is the real party in interest in an action for recovery of possession or ownership?
• The rule is that any one of the co-owners may bring any kind of action for the
recovery of co-owned properties since the suit is presumed to have been filed for the
benefit of all co-owners. This clear under Article 487 of the Civil Code which covers all kinds
of action for the recovery of possession and ownership (Estreller v. Ysmael, GR No. 170264,
March 13, 2009).
Rule 3
INDISPENSABLE PARTIES:
Q: When can an agent sue in his own name?
A: When:
(1) the agent acted in his own name during the transaction;
(2) the agent acted for the benefit of an undisclosed principal; and
(3) the transaction did not involve the property of the principal.
(Section 3, Rule 3)
In V-Gent v. Morning Star, 22 July 2015, the Supreme Court ruled that V-Gent, which
purchased various airline tickets for individual passengers, cannot sue the travel agency
without impleading the individual ticketholders.
“In the present case, only the first element is present; the purchase order and the receipt
were in the name of V-Gent. However, the remaining elements are absent because: (1)
V-Gent disclosed the names of the passengers to Morning Star — in fact the tickets were in
their names; and (2) the transaction was paid using the passengers' money. Therefore, Rule
3, Section 3 of the Rules of Court cannot apply.
EXAMPLES:
• In a case for nullification of title, the registered owner of the property is an
indispensable party (Cagatao v. Almonte, G.R. No. 174004, 9 October 2013)
• All co-owners in a partition suit are indispensable parties. (Salvador v.
Court of Appeals, G.R. No. 109910, 5 April 1995)
• However, not ALL co-owners are indispensable parties to bring an action against a
third party who poses a challenge to their land (Article 487, Civil Code).
• In a Petition for Certiorari, the main respondent is the public respondent. Not all of
the private parties in the case a quo are indispensable parties. (Siok Ping Tang v. Subic Bay
Distribution, Inc.,
G.R. No. 162575, 15 December 2010)
• The proper remedy is to implead the indispensable party at any stage of the action
even after a judgment has been rendered. (Leonis Navigation v. Catalina Villamater, GR No.
179169, March 3, 2010).
• A necessary party is one who is not an indispensable party but one who should be
joined as a party in order to accord a complete relief to the original parties or to have a
complete determination of the claim subject of the case.
• The test is by ascertaining the relief prayed for in the complaint. If a complete relief
cannot be afforded to the original parties or a complete determination of the claim subject
of the case cannot be made without impleading the party, then such party is a necessary
party.
NECESSARY PARTIES
• EXAMPLES:
• Joint Obligors
• Junior Mortgagees
• If one co-owner files a case, on behalf of property,
other co- owners are necessary parties
Q: A private law office was engaged by a GOCC. The payment of fees to the Law office
was disallowed by the COA. The private law office filed a Petition to the Supreme Court
challenging the disallowance. Is a private law office the real party in interest to challenge
the disallowance by the COA?
A: Yes. The law office does not have “a mere incidental interest and the interest is not
merely consequential. xxx The net effect of upholding or setting aside the assailed COA
rulings would be to either disallow or allow the payment of legal fees to (the law office).”
(Law Firm of Laguesma v. COA, 13 January 2015).
A: Yes, it is a necessary party as it will ultimately be ordered to pay. Its inclusion will
accord a complete relief to the original parties or to have complete determination of the
claim subject of the case.
• When a party dies in an action that survives, the deceased party shall be substituted
by his heirs, administrator or legal representative
• The rule does not apply to all kinds of actions. Substitution is required only in
actions that survive the death of the party
• Purpose of the rule: to protect the right to due process of parties who may be
affected by the death of a party. It is not a jurisdictional requirement but non compliance of
the rule results in violation of the right to due process of those affected by the judgment.
• Ascertain the nature of the action and the damage sued for. If the complained acts
affect or relate to property and property rights, the action survives. If they affect or relate
to the person, the action does not survive.
What is the effect of the failure to effect substitution of parties on the proceedings or
judgment?
• If no valid substitution of parties is made, the proceedings and judgment are void
because the court acquired no jurisdiction over the person of the heirs upon whom the
judgment would be binding.
• Moreover, the attorneys for the offended party ceased to
be the
attorneys for the deceased upon the death of the latter, the principal.
• The reason for the rule is to protect all those who may be affected by the death. A
substitute should not have a claim against the interest of the deceased through the
transfer of the latter’s interest in the litigation to another party (Judge Sumaljag v. Literato).
• If one or both of these requirements have not been met, the motion should not be
denied outright but the trial court shall set the case for hearing to enable the applicant to
prove that he has no money sufficient and available for food, shelter and basic necessities
for himself and his family in accordance with Section 21, Rule 3 and use its sound discretion
in determining the merits of the prayer for exemption (Id.)
CLASS SUIT:
• Requisites:
(1) that the subject matter of the controversy is one of common or general interest to
many persons; and
(2) that the parties are so numerous that it is
impracticable to
bring them all before the court
(Sulo ng Bayan v. Araneta, G.R. No. L-31061, 17 August 1976).
CLASS SUIT
• Action to dissolve a voluntary association, for accounting and liquidation was
considered a class suit. (Borlasa v. Polistico, G.R. No. L-22909, 28 January 1925).
• Families of airplane crash victims CANNOT bring a class suit because the basis for
their damages would be different (Bar 1991)
• An association of sugar planters cannot bring a class suit on behalf of individual
planters against a magazine for alleged libel because the circumstances of the planters are
all different. (Newsweek. V. IAC, G.R. No. L-63559, 30 May 1986).
RULE 4
VENUE
Venue
• To provide convenience to the parties, rather than restrict their access to the
courts.
• To make it more convenient for the parties to file actions pursuant to the policy that
everyone should be allowed free access to courts of justice.
• Venue is in the court of the place where the plaintiff or the defendant resides at the
election of the plaintiff.
• The mere stipulation on the venue of an action is not enough to preclude parties
from bringing a case in other venues. The parties must be able to show that such stipulation
is exclusive. In the absence of qualifying or restrictive words, the stipulation should be
deemed as merely an agreement on an additional forum, not as limiting venue to the
specified place. (Spouses Lantin v. Lantion, G.R. No. 160052, 28 August 2006.)
A: No. In Ochoa v. Chinabank, 23 March 2011, the SC ruled that an exclusive venue
stipulation cannot apply to extrajudicial foreclosure. “(W)ith respect to the venue of
extrajudicial foreclosure sales, Act No. 3135, as amended, applies, it being a special law
dealing particularly with extrajudicial foreclosure sales of real estate mortgages, and not the
general provisions of the Rules of Court on Venue of Actions.
RULE 4
EXAMPLE OF COMPLEMENTARY-CONTRACTS-CONSTRUED
TOGETHER DOCTRINE:
Q: In a case, there was a Promissory Note with an exclusive venue stipulation and a Surety
Agreement which did not contain the venue stipulation. If a case is filed enforcing the
Surety Agreement, will the venue stipulation govern?
A: Yes. In PBCom V. Lim, 12 April 2005, the SC ruled that “(i)n enforcing a surety contract,
the complementary-contracts-construed-together doctrine finds application. According to
this principle, an accessory contract must be read in its entirety and together with the
principal agreement. This principle is used in construing contractual stipulations in order to
arrive at their true meaning; certain stipulations cannot be segregated and then made to
control.”
Illustrative Cases:
• A case which prays for the declaration of nullity of a loan agreement and its
accompanying surety agreement and real and chattel mortgage was deemed to be a
PERSONAL ACTION. The Supreme Court noted that because there was no transfer of the
real property yet, it could not be categorized as a real action (BPI v. Hontanosas, G.R. No.
157163, 25 June 2014)
• An action to recover the deficiency after extrajudicial foreclosure is a PERSONAL
ACTION. (BPI v. Yujuico, G.R. No. 175796, 22 July 2015)
• What is the venue for a revival of action? It depends on the nature of the prayer for
revival. In a case where the original action was for specific performance and damages, the
action to revive which now focused on the delivery of a certain real property arising from
the judgment – was considered a REAL ACTION. (Infante v. Aran Builders, G.R. No. 156596,
24 August 2007).
• The inclusion of a party plaintiff who was NOT the principal plaintiff in the action
cannot justify filing the case in said party’s place of residence. (Marcos-Araneta v. Court of
Appeals, G.R. No. 154096, 22 August 2008).
• Purpose of the rule: to prevent the plaintiff from choosing the residence of a minor
plaintiff or defendant as the venue which would thereby defeat the purpose of the rule as
the minor party would not have the degree of interest in the subject of the action.
An appeal of a judgment for unlawful detainer before the RTC is not covered by Summary
Procedure
• Proceedings in the RTC are not covered by the Summary Rules even for appeal of
cases that are covered by the Summary Rules (Estate of Macadangdang v. Gaviola).
WHAT IS A PLEADING?
• statement of a party’s claims or defenses in an
action that is submitted to the court for appropriate judgment
IS A MOTION A PLEADING?
• strictly speaking, NO.
• Sec 1, Rule 15: a motion is an application for relief other than by a
pleading
• Fraud
• Prescription
• Payment
• Release
• Illegality
• Statute of Frauds
• Estoppel
• Discharge in bankruptcy
• The contention of defendants that plaintiff cannot take deposition on them as they
had not yet served their answers was incorrect since defendants had already filed an ex
abundanti ad cautela answer after their motion to dismiss on the ground of lack of subject
matter jurisdiction was denied (Rosete v. Lim, G.R. No. 136051, June 8, 2006).
WHAT IS A COUNTERCLAIM?
• a claim by a defending party against an opposing party.
• may either be a compulsory or permissive counterclaim.
WHEN IS IT COMPULSORY?
(Reillo v. San Jose, G.R. No. 166393, June 18, 2009)
(a) it arises out of or is necessarily connected with the
transaction or occurrence subject of the opposing party's claim;
(b) it is existing at the time of the filing of the answer; and
(c) it does not require for its adjudication the presence of third parties of whom the
court cannot acquire jurisdiction
WHEN IS IT PERMISSIVE?
• if it does not arise out of or is not necessarily
connected with the
subject matter of the opposing party's claim
• permissive counterclaim- essentially an independent claim that may be
filed separately in another case.
COMPULSORY COUNTERCLAIM
COMPULSORY v. PERMISSIVE
COMPULSORY PERMISSIVE
• necessarily connected with the claim asserted in the complaint, •
independent of the claim asserted in the complaint.
• should be set up in the answer in the same action; otherwise, they would be barred
forever• may be filed separately in another case.
• Payment of docket fee is not
required • payment of docket fees is necessary before the court could acquire
jurisdiction over the counterclaim.
EXCEPTION: The claim is not barred even if it was necessarily connected with the claim in
the complaint where the claim did not exist or mature at the time of the filing of the
answer. (BDO v. CA G.R. No. 160354, August 25, 2005)
The SC held that BDO’s claim for deficiency of debtor’s obligations after foreclosure of
debtor’s property could not have been raised when the bank filed its answer with
compulsory counterclaim to the debtor’s complaint. At that time, the cause of action for the
deficiency amount had not yet arisen. It only arose after the foreclosure of the properties
and after the debtor has refused and failed to settle the deficiency amount.
(Financial Building Corp. v. Forbes Park Association, GR 133119, August 17, 2000).
Financial Building filed an injunction case after Forbes Park Association enjoined prevented
it from doing further construction work. The case was dismissed upon motion of Forbes
Park Association. Thereafter, Forbes Park filed a complaint for damages against Financial
Building. The SC held that Forbes Park’s claim is already barred due to its failure to set it up
as a compulsory counterclaim in the prior injunction suit.
It is settled that a defendant in a contract action may join as third- party defendants those
who may be liable to him in tort for the plaintiffs claim against him, or even DIRECTLY to the
plaintiff. (Philtranco Services v. Paras, 25 April 2012)
• THIRD PARTY DEFENDANT MAY RAISE DEFENSES WHICH THIRD PARTY PLAINTIFF
MAY HAVE AGAINST THE ORIGINAL PLAINTIFF
• Sec. 13, Rule 6: a third party defendant may allege in his answer his defenses,
counterclaims, cross-claims, including such defenses that the third party plaintiff may have
against the original plaintiff’s claim.
NOTE:
WHAT IS A CROSS-CLAIM?
• a claim by one party against a co-party.
RULE 7
PARTS OF A PLEADING
• Sec. 5, Rule 7: the plaintiff or principal party shall sign the certification. Thus, all
plaintiffs or principal parties must sign the certification; otherwise, those who did not sign
will be dropped as parties to the case.
• If the party is a corporation, the certification should be signed by its duly authorized
officer pursuant to Section 23, in relation to Sec. 25 of the Corporation Code.
• The certification should be accompanied be a Secretary’s Certificate or Board
Resolution showing the authority of the officer to sign the certification.
• Failure to attach the proof of authority shall merit the dismissal of the complaint or
petition.
• EXCEPTION:
• When the merits of the petition justify the relaxation of
the rule
(Kaunlaran Lending v. Uy, GR 154974, February 4, 2008).
• When it is signed by an officer who is in a position to verify the truthfulness and
correctness of the allegations in the petition such as the Chairman of the Board, President,
General Manager, Personnel Officer (Mid-Pasig Land v. Mario Tablante, GR No. 162924,
February 4, 2010).
• A pleading is verified by an affidavit that the affiant has read the pleading and that
the allegations therein are true and correct of his personal knowledge or based on
authentic records.
• A pleading required to be verified which contains a verification based on
“information and belief” or upon “knowledge, information and belief,” or lacks a proper
verification, shall be treated as an unsigned pleading.
• However, in Mid Pasig Land v. Tablante, G.R. No. 162924, 4 February 2010, the
Supreme Court explained that “the following officials or employees of the company can sign
the verification and certification without need of a board resolution:
(1) the Chairperson of the Board of Directors,
(2) the President of a corporation,
(3) the General Manager or Acting General Manager,
(4) Personnel Officer, and
(5) an Employment Specialist in a labor case.”
RULE 8
MANNER OF MAKING ALLEGATIONS
Failure to attach the document to the complaint will be dismissed for failure to state a
cause of action or the answer will have no leg to stand on (Malayan Insurance v. Regis, GR
172156, November 23, 2007).
In that case, the plaintiff filed a complaint for collection in its capacity as subrogee but it
failed to attach to its complaint the document that serves as basis of its right to
subrogation, i.e., the marine insurance policy. The SC held that its failure to do so casts an
irremissible cloud on the substance of its very cause of action.
1. ATTACHMENT: The substance of the actionable document shall be set forth in the
pleading, and the original or a copy thereof shall be attached to the pleading as an exhibit
(Annex).
2. COPYING IN. A copy of the actionable document (in its entirety) is set forth in the
pleading.
(a) that he signed it or that it was signed by another for him with his authority;
(b) that at the time it was signed it was in words and figures exactly as set out in the
pleading of the party relying upon it;
(c) that the document was delivered; and that any formal requisites required by law,
such as a seal, an acknowledgment, or revenue stamp, which it lacks, are waived by him.
(a) that the signature is a forgery (Puritan Mfg. Co. v. Toti & Gradi, 14 N. M., 425; Cox v.
Northwestern Stage Co., 1 Idaho, 376; Woollen v. Whitacre, 73 Ind., 198; Smith v. Ehnert,
47 Wis., 479; Faelnar v. Escaho, 11 Phil. Rep., 92);
(b) or that it was unauthorized, as in the case of an agent signing for his principal, or
one signing in behalf of a partnership (County Bank v. Greenberg, 127 Cal., 26; Henshaw v.
Root, 60 Ind., 220; Naftzker v. Lantz, 137 Mich., 441), or of a corporation (Merchant v.
International Banking Corporation, 6 Phil. Rep., 314; Wanita v. Rollins, 75 Miss., 253; Barnes
v. Spencer & Barnes Co., 162 Mich., 509);
(c) or that, in the case of the latter, that the corporation was not
authorized under its charter to sign the instrument
(d) or that the party charged signed the instrument in some other capacity
than that alleged in the pleading setting it out
(e)or that it was never delivered (Hunt v. Weir, 29 Ill., 83; Elbring v. Mullen 4 Idaho, 199;
Thorp v. Keokuk Co., 48 N. Y., 253; Fire Association of Philadelphia vs: Ruby, 60 Neb., 216)
An actionable document may be attached in an Answer. In such a case, the Plaintiff has to
file a Reply under oath, otherwise, the document will be deemed admitted (Casent Realty v.
Philbanking, G.R. No. 150731, 14 September 2007)
Each allegation of fact must be specifically denied. Where the allegation of fact is qualified,
both the allegation and the qualification must be specifically denied. If an allegation
contains more than one thought or conveys more than one idea or fact, the allegation must
be dissected and divided into separate allegations of facts and each allegation of fact must
be specifically denied. Otherwise, the denial is a negative pregnant, i.e., a denial pregnant
with the admission of substantial facts (Republic v. SB, GR No. 152154, July 15, 2003).
(c) The plaintiff alleged that the defendant evicted the lawful occupants of the
property by intimidating them with an assault rifle. The defendant alleged in his answer:
“Defendant denies vigorously that he used or brandished an assault rifle against the
plaintiffs.” The answer could be an admission of having intimidated the plaintiffs but not
through the use of an assault rifle.” (RIANO, Civil Procedure, Vol. 1, 2016 ed.)
• When the facts to which defendant claims to have no knowledge are not within the
knowledge or control of the defendant nor are they readily accessible to him. (Republic v.
SB, GR No. 152154, July 15, 2003). (Warner Barnes v. Reyes, GR L-9531, May 14, 1958).
But the defendant is not precluded from presenting evidence to refute the facts stated in
the documents. (Casent Realty v. Philbanking Corp, GR No. 150731, September 14, 2007).
RULE 9
EFFECT OF FAILURE TO PLEAD
• Under Section 1, Rule 9, defenses and objections that are not timely
raised in a motion to dismiss or answer are deemed waived.
EXCEPTIONS: The following defenses are not deemed waived even if they
are not raised in a motion to dismiss or answer:
• Lack of jurisdiction over the subject matter
• Litis pendencia – there is another action pending between the same parties for the
same cause
• Res Judicata – the action is barred by a prior judgment
• Prescription – the action is barred by statute of limitations
• Section 2, Rule 9 states that they shall be barred if not set up in the
Answer.
• What are barred are claims existing at the time of the filing of Answer (BDO V. CA,
GR No. 160354, August 25, 2005).
• Example – A,B and C are joint debtors. Only A answers. B and C can be declared in
default.
• However, when the complaint asserts a common cause of action against all the
defendants, the court shall try the case against all upon the answers thus filed and render
judgment upon the evidence presented.
• Example: A,B and C are solidary debtors. Only A answers. Case will be
decided based on A’s answer and evidence.
• Amendments are matter of right when they are filed before a responsive pleading is
served, or in the case of a Reply, within 10 days after it is served. What is material is date of
service of responsive pleading, not date of filing.
• Amendment as a matter of right can only be done ONCE. Subsequent amendments
even if filed before a responsive pleading is served require leave of court.
• Yes, if it was done before responsive pleading because court has not exercised any
jurisdiction yet. However, if there has already been a responsive pleading filed, the court
cannot grant a substantial amendment which intends to grant jurisdiction (Rosario v.
Carandang, G.R. No. L-7076, 28 April 1955).
• If the original complaint stated a premature cause of action, the accrual of the cause
of action subsequently cannot be the basis for an amendment (Swagman v. Court of
Appeals, G.R. No. 161135, 8 April 2005).
• A motion to Dismiss is NOT a responsive pleading. Hence, if a Complaint was
amended after a Motion to Dismiss was filed, it can still be amended as a matter of right
(Bautista v. Mayamaya, G.R. No. 148361, 29 November 2005; Marcos-Araneta v. Court of
Appeals, G.R. No. 154096, 22 August 2008)
Amendment of pleading can be made after dismissal provided it is filed before the finality of
the dismissal
• Plaintiff may file an amended complaint even after the original complaint was
ordered dismissed provided that the order of dismissal is not yet final (Bautista v. Maya
Maya, GR No. 148361, November 29. 2005).
Supplemental pleadings
Omitted counterclaim/cross-claim
• Sec. 1, Rule 22 provides that where the last day of the period for doing an act as
provided by law falls on a Saturday, a Sunday or a legal holiday in the place where the court
sits, the time should not run until the next working day. (Alarilla v. Ocampo, GR No. 144697,
December 10, 2003).
• When the deadline falls on a holiday or weekend, an extension can be filed the next
working day but should count the extended period from original deadline (Montajes v.
People, G.R. 183449, 12 March 2012)
• When the causes of action alleged in the complaint are vaguely or obscurely pleaded
such that there is a need to clarify the basis of the action so that defendant can intelligently
prepare a responsive pleading. (Bantillo v. IAC,
G.R. No. 75311 October 18, 1988).
• Plaintiff filed a complaint for reconveyance for herself as a surviving heir and in
representation of other heirs of the owner of the property in question.
• Defendant filed a motion for bill of particulars seeking the identity of the other heirs
which she seeks to represent and her authority for representing them.
• HELD: The filing of a motion for Bills of Particulars is proper as the complaint failed
to allege a factual matter which, under the Rules, must be alleged or pleaded, i.e., identity
of alleged co-heirs and co-plaintiffs is necessary for a proper defense.
• The order may direct the adverse party (a) to file a bill of particulars, or (b) to make
the pleading referred to in the motion more definite and certain, either by amending or
supplementing the same. (Bantillo v. IAC, G.R. No. 75311 October 18, 1988).
• The rule is that filing of pleadings shall be done personally. If filing is done by
registered mail, a written explanation must be included in the pleading why filing was not
done personally (Sec. 11, Rule 13).
• The rule is service shall be done personally. Service by mail must be accompanied by
a written explanation why service was not done personally.
• Sec. 11, Rule 13 provides that a violation of the
rule may cause to consider the paper as not filed.
Proof of filing
• Best evidence is the existence of a pleading in the record of the case.
• If a pleading is not in the record:
• Proof of personal filing
othe writtenor stamped acknowledgement of its filing by the
clerk of court.
• Proof of filing by registered mail –
othe registry receipt and the affidavit of the person who mailed.
Proof of service
• Proof of personal service – written acknowledgement of the party served or affidavit
of service of the person who served, or official return of the server
• Proof of service by ordinary mail – Affidavit of service of the person who mailed
• Proof of service by registered mail – Affidavit of service and registry receipt issued
by the Post Office. In one case, the SC held that "it is the registry receipt issued by the
mailing office and the affidavit of the person mailing, which proves service made through
registered mail." Absent one or the other, or worse both, there is no proof of service.
(Republic v. Resins, G.R. No. 175891, January 12, 2010).
• Filing or Service by Courier is NOT one of the accepted modes of filing service (Heirs
of Miranda v. Miranda, G.R. No. 179638, 8 July 2013; Palileo v. Planters Development Bank,
G.R. No. 193650, 8 October 2014)
• For Requests for Admission under Rule 26, service to PARTY and not just
to counsel, is required.
• When party is represented by counsel, it is service to counsel that is considered as
proper service. (Delos Santos v. Elizalde, G.R. No. 141810 and 141812, 2 February 2007)
• IMPORTANCE OF PROPER FILING AND SERVICE: This is considered as the
reckoning period for compliance with/counting of, reglementary periods
• A pleading not served is also deemed as not filed.
• A notice of lis pendens affects a purchaser or a transferee of the property while the
action is pending. He is bound by any judgment which may be rendered for or against the
transferor (defendant) and his title is subject to the results of the pending litigation.
• It does not affect the title of one who is not a party to the case. A notice of lis
pendens concerns litigation between a transferor (defendant) and a third party (plaintiff),
where the transferee who acquires property while the action is pending stands in the shoes
of the transferor and his title is subject to the results of the action. (Spouses Vicente v.
Avera, G.R. no. 169970, January 20, 2009)
Rule 14 - Summons
Substituted service
1. By leaving copies of the summons at the defendant’s residence with some person of
suitable age and discretion then residing therein, or
2. by leaving the copies at defendant's office or regular place of
business with some competent person in charge thereof.
2. It also applies even in actions in personam against residents who are temporarily out
of the Philippines.
• The rule on service of summons depends on the nature of the action and whether
the defendant is an individual, domestic juridical entity or foreign juridical entity.
• Where the defendant is an individual and the action is in personam, the general rule
is PERSONAL SERVICE or SUBSTITUTED SERVICE, when appropriate.
oExceptions are:
1. When defendant or his whereabouts is unknown (Sec. 14, Rule 14)
and
2. When defendant is a Philippine resident temporarily out of the Philippines (Sec. 16),
where CONSTRUCTIVE NOTICE and EXTRA- TERRITORIAL SERVICE may be resorted.
• Where the defendant is an individual and the action is in rem or quasi in rem,
PERSONAL SERVICE, SUBSTITUTED SERVICE, CONSTRUCTIVE NOTICE OR EXTRA-TERRITORIAL
SERVICE may be resorted to.
• Where the defendant is a domestic juridical entity, the rule is PERSONAL SERVICE OR
SUBSTITUTED SERVICE on the officers enumerated under Section 11, Rule 14. Exception is
where the identity of the defendant corporation is unknown such unknown owner of a
property that caused damage.
• Where the defendant is a foreign juridical entity that has transacted business in the
Philippines, EXTRATERRITORIAL SERVICE may be resorted to regardless of the nature of the
action. PERSONAL SERVICE can also be made.
• When the action is in personam, service must be made on the individual within the
Philippines, either by personal service or substituted service, when appropriate. If the
defendant is a non- resident, summons cannot be served on him and the court cannot
acquire jurisdiction over him. (Gomez v. CA, GR 127692, March 10, 2004).
o Exception is where the defendant or his whereabouts is unknown or a resident who is
temporarily outside of the Philippines.
• The enumeration under the new rule is restricted, limited and exclusive, following
the rule in statutory construction that expressio unios est exclusio alterius. The doctrine of
substantial compliance has already been overturned by Villarosa (Spouses Mason v. CA, G.R.
No. 144662, October 13, 2003).
What are the requisites for the application of the doctrine of substantial compliance?
1. There must be actual receipt of the summons by the person served, i.e., transferring
possession of the copy of the summons from the Sheriff to the person served;
2. The person served must sign a receipt or the sheriff's return; and
3. There must be actual receipt of the summons by the
corporation
through the person on whom the summons was actually served.
• The third requisite is the most important for it is through such receipt that the
purpose of the rule on service of summons is attained (Millennium v. Tan, G.R. No. 131724,
February 28, 2000).
Voluntary appearance
• Voluntary appearance is equivalent to service of summons.
• In a motionto dismisschallenging the jurisdiction of the
court, the
inclusion of other grounds does not constitute voluntary appearance.
• The filing of a motion or pleading seeking an affirmative relief constitutes or is
tantamount to voluntary appearance. In a case wherein defendants filed a "Motion for
Inhibition without submitting themselves to the jurisdiction of this Honorable Court"
subsequent to their filing of a "Motion to Dismiss (for Lack of Jurisdiction), the SC held that
defendants sought affirmative relief other than the dismissal of the case and thus have
manifested their voluntary submission to the court's jurisdiction (Philippine Commercial
International Bank v. Dy Hong Pi, G.R. No. 171137, June 5, 2009).
Rule 15 - Motions
Notice of hearing
• The requirement of a notice of hearing, which should indicate the date and time of
hearing and the 3-day notice rule, which requires the movant to ensure that the motion is
filed and served at least three (3) days before the hearing, is mandatory. Failure to strictly
comply with the requirements renders the motion fatally defective (KKK Foundation v.
Bargas, G.R. No. 163785. December 27, 2007).
• Where a motion contains a defective notice of hearing but the adverse party was
given the opportunity to file its comment thereon, the defect is substantially cured.
• Every written motion required to be heard and the notice of hearing thereof shall be
served in such a manner as to ensure its receipt by the other party at least three (3) days
before the date of hearing, unless the court for good cause sets the hearing on shorter
notice. (Camarines Sur v. Aquino G.R. No. 167691 September 23, 2008)
RULE 16
MOTION TO DISMISS
• Action may be re-filed except where dismissal is based on res judicata, prescription,
payment, waiver, abandonment or extinguishment of claim and claim is unenforceable
under Statute of Frauds (Sec. 5, Rule 16).
• Remedy is appeal under Rule 41 if the order of dismissal is with prejudice or petition
for certiorari under Rule 65 if the order of dismissal is without prejudice (Sec. 5, Rule 16 in
relation to Sec. 1, Rule 41).
GROUNDS FOR DISMISSAL AS AFFIRMATIVE
DEFENSES
• The grounds for dismissal under Rule 16 may be pleaded as affirmative defenses in
the Answer.
• Defendant is entitled to move for the hearing and resolution of its affirmative
defenses asserted in the Answer. The Rules provide a preliminary hearing may be held as if
a motion to dismiss had been filed in the discretion of the court. (PDI v. Hon. Alameda, G.R.
No. 160604, March 28, 2008).
• The grounds raised in a Motion to Dismiss can be repleaded in the Answer as
affirmative defenses but defendant can no longer demand for a preliminary hearing
thereon. (exception: Rasdas v. Estenor, 13 December 2005)
• A judicial compromise has the effect of res judicata and is immediately executor and
not appealable (Republic v. CA, GR No. 110020, September 25, 1998).
• Prescription can effectively be used in a motion to dismiss only when the Complaint
on its face shows that indeed the action has already prescribed. If it involves evidentiary
matters requiring a full-blown trial on the merits, it cannot be determined in a motion to
dismiss. (Heirs of Dolleton v. Fil-Estate, G.R. No. 170750, April 7, 2009).
• This ground essentially admits the obligation set out in the complaint but points out
that such obligation has been extinguished, by payment, waiver or abandonment. (Dona
Rosana Realty v. Molave, GR 180523, March 26, 2010)
(1) if he fails to appear on the date for the presentation of his evidence
in chief;
(2) if he fails to prosecute his action for an unreasonable length of time; or
(3) if he fails to comply with the rules or any order of the court.
• Dismissal is ipso facto upon notice. It is not filed through motion but through mere
notice. (Dael v. Spouses Benedicto, GR 156470, April 30, 2008).
EXCEPTIONS:
2- DISMISSAL RULE
RULE 18
PRE-TRIAL
WHO HAS THE DUTY TO HAVE THE CASE SET
FOR PRE-TRIAL?
• Section 1 of Rule 18 of the Rules of Court imposes upon the plaintiff the duty to set
the case for pre-trial after the last pleading is served and filed.
• This duty of plaintiff is not affected by the fact that the Pre-trial Guidelines
mandates the Clerk of Court to promptly issue a notice of pre-trial.
• Failure of the defendant to file a pre-trial brief shall have the same effect as failure
to appear at the pre-trial, i.e., the plaintiff may present his evidence ex parte and the court
shall render judgment on the basis thereof. (Saguid v. CA, GR 150611, June 10, 2003).
RULE 19
INTERVENTION
(1) Legal interest (a) in the matter in controversy; or (b) in the success of either of the
parties; or (c) against both parties; or (d) person is so situated as to be adversely affected by
a distribution or other disposition of property in the custody of the court or of an officer
thereof;
(2) Intervention will not unduly delay or prejudice the adjudication of
rights of original parties;
(3) Intervenor's rights may not be fully protected in a separate
proceeding.
EXCEPTION:
• Where intervenor was not impleaded despite being an indispensable party, and had
not known of the existence of the case before the trial court and the effect of the final
order is to deprive intervenor of his property. (Asia’s Emerging Dragon v. DOTC, G.R. No.
169914, April 18, 2008).
Rule 19:
Q: In a case where the litigant terminated the services of her counsel, and eventually
settled the case amicably on her own, can the previous counsel intervene in the pending
case to protect his contingency fee?
A: Yes. This is considered as a legal interest in the matter in litigation. (Malvar v. Kraft
Foods, Inc., 9 September 2013)
Rule 21 - Subpoena
What are the grounds for the quashal of a subpoena duces tecum?
2. In either case, the subpoena may be quashed on the ground that the witness fees
and kilometrage allowed by these Rules were not tendered when the subpoena was served.
What is a deposition?
• To depose means to get the testimony of a person.
• Depositions serve as a device for ascertaining the facts relative to the issues of the
case. The evident purpose is to enable the parties, consistent with recognized privileges, to
obtain the fullest possible knowledge of the issues and facts before civil trials and thus
prevent the said trials from being carried out in the dark. (San Luis v. Roxas, G.R. No.
159127. March 3, 2008)
• Deposition serves the double function of a method of discovery — with use on trial
not necessarily contemplated — and a method of presenting testimony (Hyatt Industrial v.
Ley Construction, G.R. No. 147143. March 10, 2006).
A deposition cannot be refused on the ground that it would violate the right against
self-incrimination of the deponent
• Thus, for a party in a civil case to possess the right to refuse to take the witness
stand, the civil case must also partake of the nature of a criminal proceeding. ( Rosete v.
Lim, G.R. No. 136051. June 8, 2006)
Delay is not a valid ground to refuse deposition
• The availability of the proposed deponent to testify in court does not constitute
"good cause" to justify the court's order that his deposition shall not be taken. That the
witness is unable to attend or testify is one of the grounds when the deposition of a witness
may be used in court during the trial. But the same reason cannot be successfully invoked to
prohibit the taking of his deposition.
• The right to take statements and the right to use them in court have been kept
entirely distinct. The utmost freedom is allowed in taking depositions; restrictions are
imposed upon their use.
1. Oral Examination
2. Written Interrogatories
• Party or deponent may move for a protection order, i.e., that it may be taken only
on written interrogatories or oral interrogatories, that certain matters shall not be inquired
into, that secret processes, developments or research need not be disclosed, to protect the
deponent from annoyance, embarrassment or oppression (Secs. 16 for oral examination
and 28 for written interrogatories).
• Deposition within the Philippines may be taken before any judge, notary public or
any person authorized to administer oaths when parties so stipulate in writing (Secs. 10 and
14, Rule 23)
• Deposing officer shall put deponent on oath and shall personally or by someone
acting under his direction and in his presence record the testimony of the witness.(Sec. 17)
• All objections made at the time of the examination to the qualifications of deposing
officer, manner of taking it, evidence presented, conduct of any party and any other
objection to the proceedings shall be noted by the deposing officer.(Sec. 17) Evidence
objected to shall be taken subject to the objections.
• In lieu of oral examination, a party may opt to submit written interrogatories to the
deposing officer who shall propound them to the witness and record the answers verbatim.
(Sec. 17)
• Certification and filing by deposing officer of deposition (Sec. 20) and notice of filing
to parties (Sec. 27)
What is a commission?
• A letter rogatory is a request to a foreign court to give its aid, backed by its power,
to secure desired information. The methods of procedure are under the control of the
foreign tribunal. (Dulay v. Dulay, G.R. No. 158857, November 11, 2005)
• At any time during the taking of deposition, a party or deponent may move for a
protective order or termination of the taking of deposition or limitation of the scope and
manner of the taking of deposition (Sec. 18)
• A party taking the deposition is not bound to make the deponent his own witness.
He shall not be deemed to make the deponent his own witness for any purpose by taking
his deposition. He may opt not to use at all the deposition as evidence (Sec. 7)
• The rule is the introduction in evidence of the deposition or any part thereof for any
purpose makes the deponent the witness of the party introducing the deposition (Sec. 8).
o EXCEPTIONS:
1. Where the party used the deposition to contradict or impeach the testimony of the
deponent in court;
2. When the deponent is an officer, director or managing agent of the adverse party.
What is the effect of substitution of parties and dismissal of action on the right to use
deposition?
What is the effect of the failure to raise timely objections to errors or irregularities in
deposition?
• The rule is the objections are deemed waived.
• Any person may file a petition for deposition in order to perpetuate his own
testimony or that of another person regarding any matter that is within the jurisdiction of
Philippine courts.
• The petition shall be filed before the RTC of the place of residence of any expected
adverse party to take deposition.
• Where the perpetuation of the testimony may prevent a failure or delay of justice.
• A party may file a motion before the court in which the judgment was rendered to
take the deposition of witnesses to perpetuate their testimony for use in the event of
further proceedings in said court.
• Ground for allowance of motion for deposition is to prevent a failure or delay of
justice.
• The rule is leave of court is not necessary when a party serves written
interrogatories to the adverse party AFTER an answer has been served.
• Answer shall be signed and sworn to by the person making them. If the party served
is a juridical entity, answer shall be made by any officer thereof competent to testify in its
behalf.
• Answer shall be filed within 15 days after service thereof or within such time as
the court may allow.
Objections to interrogatories
• After the defendant has filed his answer as the Rules provide that a request for
admission may be filed at any time after issues have been joined.
• The Answer shall either deny specifically the matters of which an admission is
requested or set forth in detail the reasons why he cannot truthfully either admit or deny
those matters.
• Answer must be under oath
• The request for admission must be served directly upon the party (Briboneria v. CA,
G.R. No. 101682, December 14, 1992). Otherwise, the party to whom the request is directed
cannot be deemed to have admitted the genuineness of any relevant document described
in and exhibited with the request or relevant matters of fact set forth therein, on account of
failure to answer the request for admission.
What is the effect of the failure to file an answer to a request for admission?
• The matters set forth in the request for admission are deemed admitted by the
requested party(Sec. 2, Rule 26). In short, the truth of the matters upon which admissions
were requested are deemed admitted.
o EXCEPTION: If the factual allegations in the complaint or answer are the very same
allegations set forth in the request for admission and have already been specifically denied
or otherwise dealt with in the answer or reply, a response to the request is no longer
required.
What is the effect where the answer to a request for admissions is not under oath?
• That the Answer to Request for Admission was not under oath is not a substantive,
but merely a formal, defect which can be excused in the interest of justice conformably to
the well-entrenched doctrine that all pleadings should be liberally construed as to do
substantial justice. (DBP v. CA, G.R. No. 153034, September 20, 2005)
• Admission is for the purpose of the pending action only. It shall not constitute as
an admission for any other purpose.
• Admission made in an action cannot be used against him in
any other proceeding.
Withdrawal of admission
• The court may allow a party to withdraw or amend an admission upon such terms
are may be just (Sec. 4, Rule 26).
What is the effect of the failure to file and serve a request for admission?
• Rule 27 of the Revised Rules of Court permits "fishing" for evidence, the only
limitation being that the documents, papers, etc., sought to be produced are not privileged,
they are in the possession of the party ordered to produce them; and they are material to
any matter involved in the action. (Solidbank v. Gateway Electronics, G.R. No. 164805, April
30, 2008).
What are the requisites in order that a party may compel the other party to produce or
allow the inspection of documents or things?
• The party examined may secure a copy of a detailed written report of the examining
physician setting out his findings and conclusions.
What is the effect of the failure to comply with the modes of discovery?
• The law imposes serious sanctions on the party who refuses to make discovery
(Republic v. SB, G.R. No. 90478, November 21, 1991), such as:
1. Dismissing the action or proceeding or part thereof, rendering judgment by default
against disobedient party, striking out all or any any part of the pleading of the party –
Failure of a party to:
o Serve answers to written interrogatories under Rule 25
o Appear before the deposing officer for oral examination
o Comply with an order under Rule 27 to produce any document for inspection,
photocopying or photographing
o Comply with an order under Rule 28 requiring him to submit to physical or
mental examination
o Comply with an order to answer designated questions upon oral examination or
written interrogatory
2. Contempt of court –
o Refusal of a witness to be sworn
o Refusal of a witness to answer any question after being directed to do so by the
court
3. Arrest of the party or agent of the party –
o In lieu of other consequences under Sec. 3 when a party fails or refuses to comply
with an order under Rule 27 on production of document, Rule 28 on physical or mental
examination or with an order to answer designated questions.
Rule 30 - Trial
Absence of a party during trial constitutes a waiver of his right to present evidence or
cross-examine the opposing party’s witnesses
Rule 31 - Consolidation
• Consolidation of actions is addressed to the sound discretion of the court and its
action in consolidating will not be disturbed in the absence of manifest abuse of discretion.
• In Republic v. CA, the SC held that an essential requisite of consolidation is that the
court must have jurisdiction over all the cases consolidated before it. Since the
Sandiganbayan does not have jurisdiction over the collection case, the same cannot be
consolidated with the criminal cases even if these cases involve similar questions of fact and
law.
• As a rule, consolidation of civil and criminal cases is allowed when all the requisites
of consolidation are present. In one case, the SC allowed a civil action not arising from the
offense charged (arising ex contractu) to be consolidated with the criminal action (Naguiat
v. Intermediate Appellate Court)
• In another case, the Court consolidated a civil action for the recovery of wage
differential with a criminal action for violation of the Minimum Wage Law (Canos v. Peralta)
• EXCEPTION (which means that a civil case cannnot be consolidated with the criminal
case) -- If the civil case amounts to a counterclaim or a third party complaint in a criminal
case. In one case, the SC held that a consolidation of the collection case with the criminal
cases will have the same effect of a counterclaim or a third-party complaint against the
complainant. In such case, the rule against counterclaims and third-party complaints in
criminal cases may be applied by analogy. (Republic v. CA, G.R. No. 116463, June 10, 2003).
Court can decide a case on the basis of a commissioner’s report and adopt in whole the
findings of commissioners
• In one case, the trial court acted properly when it adopted the Majority Report of
the commissioners as part and parcel of its Decision. That is allowed in Section 11, Rule 32
which provides that the court may adopt, modify, or reject the report in whole or in part or
it may receive further evidence or may recommit it with instructions. (Manotok Realty v.
CLT Realty, G.R. No. 123346, November 29, 2005)
• In this case, the overlapping of titles necessitates the assistance of experts in the
field of geodetic engineering. The very reason why commissioners were appointed by the
trial court, upon agreement of the parties, was precisely to make an evaluation and analysis
of the titles in conflict with each other. Given their background, expertise and experience,
these commissioners are in a better position to determine which of the titles is valid. Thus,
the trial court may rely on their findings and conclusions. It bears stressing that the parties
opted to submit the case for decision on the bases, among others, of their respective
objections/comments on the commissioners' reports.
• However, the plaintiff's evidence should not be the only basis in resolving a
demurrer to evidence. The "facts" referred to in Section 8 should include all the means
sanctioned by the Rules of Court in ascertaining matters in judicial proceedings. These
include judicial admissions, matters of judicial notice, stipulations made during the pre-trial
and trial, admissions, and presumptions, the only exclusion being the defendant's evidence.
(Casent Realty v. Philbanking, G.R. No. 150731, September 14, 2007).
The appellate court should not remand the case to the trial court
• CA should not remand case to trial court. It shall proceed to render decision on the
merits based on the evidence on record. (Radiowealth v. Spouses Del Rosario, G.R. No.
138739, July 6, 2000).
RULE 34 AND 35
• On the other hand, in the case of a summary judgment, issues apparently exist i.e.
facts are asserted in the complaint regarding which there is as yet no admission, disavowal
or qualification; or specific denials or affirmative defenses are in truth set out in the answer
but the issues thus arising from the pleadings are sham, fictitious or not genuine, as shown
by affidavits, depositions, or admissions.
• In other words, a judgment on the pleadings is a judgment on the facts as pleaded,
while a summary judgment is a judgment on the facts as summarily proven by affidavits,
depositions, or admissions (Narra Integrated Company v. Court of Appeals, G.R. No. 137915,
15 November 2000)
Illustrative examples:
2. A was the lessor of B. During the term of the lease, B pre- terminated the contract
and vacated the premises. A claimed that the lease agreement does not provide for
pre-termination and filed a case for damages. B filed an Answer admitting that he had
vacated and argued that based on the Civil Code, he could pre- terminate the lease because
of a change in the circumstances. Is JUDGMENT on the PLEADINGS still proper?
A: YES. A judgment can be based exclusively upon the allegations appearing in the pleadings
of the parties and the accompanying annexes. The defense which is based on an
interpretation of law can be resolved through a review of the pleadings. (Comglasco v.
Santos Car Check, 25 March 2015).
3. A failed to pay B insurance premium for one quarter. B sued A for collection of
unpaid premiums. A raised in its Answer the defense that collection is not proper because
legally, the effect of non- payment is that the insurance/reinsurance contracts becomes
ineffective. Hence, there is no cause of action for collection. A claimed asked for Judgment
on the Pleadings. Proper?
A: Yes. The answer depended solely on the legal interpretation of the effect of
non-payment of an insurance premium. This can be resolved based on the pleadings and an
interpretation of the applicable law. (GSIS v. Prudential, 20 November 2013)
A: Yes, proper, because there was no genuine issue raised by A. A does not deny the loan
nor that his property was mortgaged. Even assuming A just lent his name as guarantor for
the loan, B can still claim from A and his property. (Evangelista v. Mercator Finance, 21
August 2003)
Q: Why is this not proper for Judgment of the Pleadings instead?
A: Because there appears to be a defense, but it is “sham” as a perusal of the evidence will
clearly belie the claim.
A: Yes. “What remained for the determination of the RTC was the proper amount of
damages due the respondents for the portions of their lots taken by the petitioner.”
(NAPOCOR v. Vda. De Capin, 17 October 2008)
RULE 36
JUDGMENTS, FINAL ORDERS AND ENTRY THEREOF
• Even a dismissal of a case for failure to prosecute must comply with the
requirements that the same clearly state the facts and law upon which it is based. (Shimizu
Philippines Contractors v. Magsalin, G.R. No. 170026, 20 June 2012)
• The office of a judgment nunc pro tunc is to record some act of the court done at a
former time which was not then carried into the record, and the power of a court to make
such entries is restricted to placing upon the record evidence of judicial action which has
been actually taken.
• It may be used to make the record speak the truth, but not to make it
speak what it did not speak but ought to have spoken.
• If the court has not rendered a judgment that it might or should have rendered, or if
it has rendered an imperfect or improper judgment, it has no power to remedy these errors
or omissions by ordering the entry nunc pro tunc of a proper judgment.
• Hence a court in entering a judgment nunc pro tunc has no power to construe what
the judgment means, but only to enter of record such judgment as had been formerly
rendered, but which had not been entered of record as rendered.
• In all cases the exercise of the power to enter judgments nunc pro tunc presupposes
the actual rendition of a judgment, and a mere right to a judgment will not furnish the basis
for such an entry
(Briones-Vasquez v. Court of Appeals, G.R. No. 144882, 4 February
2005)
Q: A filed a case against B for easement of right of way. A claimed that it is through B’s
property that A has best access to a highway. Since B closed the said pathway, A sought
court relief to declare the same a legal easement. The Court ruled that there was another
pathway through the southern portion of B’s property, and DISMISSED the case. When A
sought to use the southern pathway, B again closed it. Can A move to open the southern
portion based on the court’s previous decision?
A: NO. The dispositive portion of the decision merely denied the complaint. Though the
Court stated, as its reason, the existence of the southern pathway, that was an issue in the
case and hence not part of the dispositive portion. (Obra v. Badua, 9 August 2007)
RULE 39
2. Immediately executory judgments (N.B. Both judgments are not final but may
already be executed)
3. Supervening event which renders execution unjust or impossible such as where the
decision of the CA was superceded by Compromise Agreement (Republic v. Antonio)
EXAMPLES:
a. Appeal is unmeritorious
• The well-established rule is that it is not for the trial court to determine the merits of
the decision it rendered and use the same as basis for its order allowing execution pending
appeal. The authority to determine the merits of the appeal and the correctness of the
findings and conclusions of the trial court is lodged in the appellate court. (Heirs of Sangkay
v. Napocor, G.R. No. 141447. May 4, 2006)
b. Appeal is dilatory
• That the appeal is merely dilatory is not a good reason for granting execution
pending appeal. Only an appellate court can appreciate the dilatory intent of an appeal as
an additional good reason in upholding an order for execution pending appeal. (Heirs of
Sangkay v. Napocor, G.R. No. 141447. May 4, 2006)
EXAMPLES:
c. Financial distress of prevailing company
• The Court held that even the financial distress of the prevailing company
is not sufficient reason to call for execution pending appeal.
• The financial distress of a juridical entity is not comparable to a case involving a
natural person — such as a very old and sickly one without any means of livelihood, an heir
seeking an order for support and monthly allowance for subsistence, or one who dies or
who is ill, of advanced age or dying as to justify execution pending appeal.
• Financial distress arising from a lone collection suit and not due to the advanced age
of the party is not an urgent or compelling reason that would justify the immediate levy on
the properties of Urban Bank pending appeal.
(Urban Bank v. Pena, G.R. No. 145817, October 19, 2011)
EXAMPLES:
d. If only one of the defendants held solidarily liable is insolvent
• In cases where the two or more defendants are made subsidiarily or solidarily liable
by the final judgment of the trial court, discretionary execution can be allowed if all the
defendants have been found to be insolvent. (Urban Bank v. Pena, G.R. No. 145817,
October 19, 2011)
e. The prevailing party’s husband was ill and said party was willing to
post a bond.
• (Stronghold Insurance v. Felix)
EXAMPLES:
(f) Advanced age and illness of one of the prevailing parties, losing party’s dilatory and
frivolous appeal and strong likelihood of becoming insolvent during the pendency of the
appeal.
• SC ruling – Only Rosario is in her old age and suffers from life threatening ailments.
But the trial court has allowed execution pending appeal for all of the Florendos, not just for
Rosario whose share in the subject lands had not been established. Paramount’s delaying
tactics and the possibility that it could become insolvent during the appeal are purely
speculative. As for the Florendos’ fear of Paramount’s insolvency, such is wholly irrelevant
since the judgment did not require it to pay them any form of damages. Indeed, the
Florendos are the ones required by the RTC to reimburse Paramount the value of its bid and
the amounts of real estate taxes that it had paid on the properties. Lastly, the Florendos’
posting of a P4 million bond to answer for the damages that respondent Paramount might
suffer in case the RTC decision is reversed on appeal is quite insufficient. The lands had a
market value of P42 million in 2001. (Florendo v. Paramount,
G.R. No. 167976 January 20, 2010)
a. By Motion - within 5 years from date of entry of judgment; period is tolled when
delay is caused by judgment obligor (Yao v. Silverio)
• Writ issued and levy within 5 years, execution sale after 5 years
• still okay provided sale is made within 10 years.
b. By action - after 5 years from date of entry of judgment but before it is barred by
prescription; in such case, judgment becomes a mere right of action
• Contents: must state amount of interest as of the date of issuance of the writ
• Where decision does not include payment of interest, writ shall not include legal
interest but may include 12% legal interest from the time the judgment became final and
executory
• Where decision includes interest, writ shall include 6 % legal interest from date of
filing of complaint or demand and may include 12% legal interest from the date the
judgment became final and executory
• Instead of levy upon property and sale on execution, Court may order any property
or money of Judgment Obligor in his possession or of another person to be applied to the
satisfaction of the judgment (Sec 40)
• Claim for damages against the bond - action shall be made within 120 days from
filing of bond; otherwise it is barred. BUT 3rd party may still file a separate action for
damages or action for recovery of property. Obligee may claim damages in the same or
separate action against 3rd party for filing a frivolous or spurious claim.
• Fermin v. Estevez – The claim of terceria is available to a third person other than the
judgment obligor who claims a property levied on and put on auction by Sheriff. This is not
the appropriate remedy where the third person’s property is subject of a writ of execution
or writ of demolition arising from a civil case to which said third person was not a party and
whose rights do not arise from the defendant in the said case.
• Claim for exemption of family home from execution must be set up and proved
before the sale of the property at public auction (Honrado v. CA)
• Exemption shall not apply to judgments for foreclosure of mortgage thereon or
recovery for its price.
Judgment obligee who purchases the property need not pay the amount of the bid.
a. Who may redeem: judgment obligor or his successor in interest and redeeming
creditor or redemptioner
Effect of No Redemption
a. Upon expiration of redemption period, judgment obligor shall be divested of all his
rights, title, interest and claim to the property and the same shall be vested in the
purchaser (Sec 33)
b. Purchaser entitled to Deed of Final Conveyance and
delivery of
possession of the property.
Sheriff to execute the Final Deed of Conveyance, but there is a need to file a Petition for
Issuance of a New Title and with respect to possesion to file an ex parte Motion for Writ of
Possession
B. Motion to require Judgment Obligor to pay in fixed monthly installments where his
salary or earnings are more than necessary for the support of his family.
• File an action, with leave of the executing court, for the recovery of debt or interest
and forbid a transfer or disposition of such debt or interest within 120 days from notice of
order.
• Clerk of Court shall enter satisfaction of a judgment in the court docket and in the
execution book upon the filing of the Sheriff's Return or admission to the satisfaction of
judgment by Judgment Obligee.
• If judgment is satisfied other than by execution, Judgment Obligor may demand of
the Judgment Obligee to execute an admission to the satisfaction of judgment or file a
Motion for an Order to enter satisfaction of judgment.
• Fraud to hinder the enforcement within the jurisdiction of a foreign judgment must
be extrinsic, i.e., fraud based on facts not controverted or resolved in the case where
judgment is rendered or that which would go to the jurisdiction of the court or would
deprive the party against whom judgment is rendered a chance to defend the action to
which he has a meritorious defense. Intrinsic fraud is one which goes to the very existence
of the cause of action is deemed already adjudged, and it, therefore, cannot militate against
the recognition or enforcement of the foreign judgment. (Asiavest v. CA G.R. No. 110263,
July 20, 2001)