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Jane Upton, Carine Lewis, Emily Humphreys, David Price & Samantha Walker
To cite this article: Jane Upton, Carine Lewis, Emily Humphreys, David Price & Samantha
Walker (2016): Asthma-specific health related quality of life of people in Great Britain: A
national survey, Journal of Asthma, DOI: 10.3109/02770903.2016.1166383
Article views: 15
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Asthma-specific health related quality of life of people in Great Britain: A national survey
Authors: Jane Upton (Asthma UK), Carine Lewis (Asthma UK), Emily Humphreys
(Asthma UK), David Price (University of Aberdeen), Samantha Walker (Asthma UK)
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8AA - swalker@asthma.org.uk
Abstract
adults with asthma, and explore differences in this measure within subsections of the
population
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asthma attacks and an indicator of severity. Higher scores indicate poorer HRQOL
(maximum=60). The highest quintile formed a subgroup ‘Poor HRQOL’. Data were
weighted to correct for any biases caused by differential non-response. Chi square
analyses were used to determine differences between good and poor quality of life and
regression analyses performed to determine what factors are associated with poor
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HRQOL.
Results: The response rate was 49%. AQLQ-M median (IQR) scores were 5 (2-13) for
the total sample, (poor HRQOL = 21, good HRQOL = 3). Significant differences
between good and poor HRQOL were observed in smoking status, SES, employment
status and comorbidities, but no differences were found between age groups. Those
with poorly controlled asthma were significantly more likely to have poor HRQOL, ≥1
poor HRQOL.
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Introduction
The UK has one of the highest prevalence rates of asthma in the world (1), estimated to
be 9-10% in England (2), 11% in Wales (3) and 14% in Scotland (4). UK outcomes for
asthma, such as mortality and hospital admission rates are among the highest in
Western Europe (5). The National Review of Asthma Deaths (6), a high-profile report
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asthma outcomes, as nearly two thirds of deaths were associated with a potentially
avoidable factor.
asthma care (7), yet despite efforts to maximise patient activation, outcomes remain
poor (8). It has been consistently reported that many patients overestimate their asthma
as being well controlled, even if they have experienced frequent exacerbations and
Health Related Quality Of Life (HRQOL) refers to an individual’s physical and mental
wellbeing in relation to their health. It differs from general quality of life by focusing on
factors related to specific health conditions, in this case asthma. HRQOL is now
number of studies have looked at the specific relationship between poor HRQOL and
asthma (11). Much of this research stems from outside the UK and has focused on the
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impact of quality of life on children. Research in the US has indicated that people with
when they have poor levels of control (13). Good asthma control refers to patients
leading physically active lives, with few troublesome symptoms and therefore little need
to use asthma rescue medication or seek emergency help (14). With inadequate
asthma control being found to be positively correlated to poor scores on quality of life, it
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impact of asthma vary to an extent that is not solely explained by differences in asthma
control (16). In addition to the correlation between levels of control, associations have
also been found with quality of life and asthma severity (17), comorbidities (18) and
respiratory symptoms (19), with tightness in the chest and lung function performance
In order to put research to best practice and provide targeted interventions at the
national level, analysis of population based data for the national level of asthma-specific
seeking to narrow the gap between the focus of clinicians and issues that matter most
understanding of patients’ perceptions of asthma and its impact on their daily lives and
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the outcomes they prioritise will be vital to help healthcare professionals engage with
We therefore set out to address this evidence gap by conducting a national survey,
asthma-specific quality of life collectively across the UK; however, it was not possible to
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collect data from respondents living in Northern Ireland due to access with the Northern
Ireland Health Survey. The purpose of this study was to benchmark the quality of life of
individuals with asthma across England, Scotland and Wales. The provision of this data
Method
The sample was selected from a database of people held by the National Centre for Social
Research (NatCen). Respondents had previously participated in one of three national health
Surveys in 2010: the Health Survey for England (HSE), commissioned by the National Health
Service Information Centre for Health and Social Care, the Welsh Health Survey (WHS) or the
Scottish Health Survey (SHeS), commissioned by their respective governments. In England, the
core sample included 8,736 adults, randomly selected from 672 representative postcode sectors
(22). In Scotland the core sample was randomly selected from a Royal Mail list of private
residential addresses (n=4776), from which 7245 adults were interviewed (23). In Wales the core
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sample included 10,341 interviews obtained from a random sample of 14,775 private households
in Wales selected at random from the Post Office’s Postcode Address File (24).
Eligible respondents were aged between 18 and 74 years, had a working telephone
number, and reported a diagnosis of asthma and no other chronic lung condition in
2010 (see Fig. 1). The 1350 people that met these criteria were sent an advance letter
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and contacted by a NatCen telephone interviewer between June and August 2013. All
someone who could give updated contact details if necessary. The field work period of
three months was sufficient for appointments to be booked if the respondent was initially
occasions, on various times and days of the week. Respondents were screened by
asking if they had ever been told by a health professional that they had asthma, had a
NHS ethical approval was not required since respondents were not identified through
health service records or recruited on health service sites. Respondents had previously
given their consent in the original health surveys to be invited to take part in follow-up
studies. Participants were recruited and data collected and stored according to the
Market Research Society Code of Conduct, and in accordance with the Data Protection
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Act, 2003, meaning additional ethical approval was not required. Informed, written
consent was obtained for this study, with assurances that all data would be kept
Survey questionnaire
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Respondents reported the number of times in the last year they had been admitted to
hospital for breathing or chest problems. The number of asthma attacks over the last
year were also recorded (defined as the initiation of a course of systemic steroids for
The AQLQ-M (26) is an asthma-specific measure of HRQOL and was chosen because
of its validated use with adult British respondents (27) and telephone administration
(28). Made up of 20-items, it is scored on a 4-point likert scale, [0=Not at all; 1=A little;
2=Somewhat; 3=A great deal], and asks adults questions regarding how their asthma
has had an impact on their life over the past four weeks, across four domains: physical
impact (5 items), emotional impact (5 items), social impact (7 items), and health
concerns (3 items). The total score is the sum of all items and ranges from 0 to 60, with
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higher scores indicating poorer HRQOL. Internal consistency of the AQLQ-M is high,
ranging from .94 - .97 across the US and Portugal (28, 29). Internal consistency based
on Cronbach’s alpha was .94 and remained reliable across subdomains; physical
impact (α = .86), emotional impact (α = .86), social impact (α = .91) and health concerns
(α = .7).
The ACT (30) is a clinically validated 5-item scale asking about asthma symptoms in the
last four weeks. It uses a 5-point ordinal scale, with answers ranging from poorly
controlled to well controlled asthma. Scores are totaled with a cut-off point for well-
controlled asthma of ≥ 20. Internal consistency based on Cronbach’s alpha for the
The RCP3Q (31) measures asthma control over the last week and consists of three
questions:
- Have you had difficulty sleeping because of your asthma symptoms (including
cough)?
- Have you had your usual asthma symptoms during the day (cough, wheeze,
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- Has your asthma interfered with your usual activities (e.g. housework,
work/school etc)?
Each question is answered ‘yes’ or ‘no’; responding ‘no’ to all three questions indicates
asthma control (31) and are recommended as a simple measure in the BTS/SIGN
was .65.
Respondents listed all currently prescribed asthma medications, although dose could
not be reliably collected and was therefore not recorded. We used these data to
approximate the treatment step according to the BTS/SIGN guidelines (32); treatment
step is a way to identify approximate severity of asthma. Age, gender, smoking status
(smoker, ex-smoker, never smoked) and comorbid long-term conditions were recorded.
The level of highest educational qualification and employment status was also taken as
an indication of Socio-Economic Status (SES). These data, along with ethnicity, were
Data analysis
Data were analysed using SPSS Version 19. The target sample size was 666, based on
a 5% error level and 99% confidence level and the number of adults in the UK with a
diagnosis of asthma being approximately 4.3million (33). In order to correct for any
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calibration technique. For HSE and WHS we calibrated according to age, sex, home
ownership and the number of children per household. For SHeS the small sample size
necessitated we only calibrated for age and sex. The distribution of the samples by
calibration variables are shown in supplementary table 1. Weights were adjusted so the
sample size was proportionate to the population estimates of each country. All results
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The clinical cut-off points for the ACT (≥20) and RCP3Q (>0) were used to calculate
Descriptive statistics are presented for the total values of each variable. Post-hoc
subgroup analysis was conducted to explore the impact of demographic and clinical
such that respondents had either low scores and therefore a good quality of life or very
high scores, indicating a very poor quality of life. Due to this skewed distribution of
HRQOL scores, AQLQ-M scores were categorized, as suggested by the authors of the
measure, where the lowest four quintiles identified respondents with good HRQOL and
the quintile with the highest scores identified those with poor HRQOL (Blanc, P. Oral
communication, 17/10/2013).
Statistical differences between poor and good HRQOL and the associated demographic
variables were then analysed using the Chi-Square test. In addition, a block-wise linear
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regression analysis was used to examine what variables were associated HRQOL. This
was carried out with two models, to determine the relationship between HRQOL scores
BTS step as a measure of severity) and how the additional demographic and clinical
variables in model 2 (smoking status, SES and presence of comorbidity) affected the
model. The ACT was used as the measure of control due to the higher internal
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consistency achieved. Variables that had more than two categories were dummy coded
and those that were not statistically significant at p < .05 were subsequently dropped
Results
Respondent population
The purpose of this research was to benchmark quality of life in asthma across
England, Scotland and Wales, so comparisons between the three countries were made
significant differences were found in both a one-way ANOVA on the total AQLQ-M
scores (F (2,655) = .74, p = .476) and a Chi square test between good and poor
HRQOL (χ2 (2, N =657) =.25, p = 0.881). Results were therefore aggregated in order to
The response rate was 49% (see Fig. 1).Respondents’ characteristics by age group,
gender, smoking status, BTS step, comorbidities, qualification level, employment status,
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ethnic origin, and country of residence are presented in Table 1. Respondents ranged in
age from 18 to 74 years (Median = 43) with an interquartile range of 31 – 56. Forty-three
percent had one or more co-morbidities. The most common were hypertension (8.9%),
arthritis/rheumatism (7.4%), and diabetes (7.4%). AQLQ-M median (IQR) scores were 5
(2-13) for the total sample, indicating good overall HRQOL (Table 1).
The cut-off score between good and poor HRQOL groups in this sample was 15 on the
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AQLQ-M. Scores between poor and good HRQOL were 21 (17-25) for the poor HRQOL
group and 3 (0-6) for the good HRQOL. Of the total sample, 22.7% had poor HRQOL.
Distribution of AQLQ-M scores by asthma control and treatment are presented in Table
2. A significantly larger percentage of people with poor HRQOL had poorly controlled
asthma compared to well controlled asthma: ACT (χ2 (1, N =657) =134.34, p<0.001),
RCP-3Q (χ2 (1, N =658) =66.46, p<0.001). A larger percentage of people reporting at
least one hospital admission or at least one asthma attack in the last year had poor
HRQOL compared with respondents who had not experienced an admission (χ2 (1, N
=658) =75.87, p<0.001) or asthma attack (χ2 (1, N =658) =44.43, p<0.001) in the past
year.
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Table 1 also shows the median AQLQ-M scores by each demographic characteristic.
Significant differences in the percentage of people in the poor HRQOL group were
found between people with different smoking status (χ2 (1, N =658) =30.56, p<0.001)
with poorer quality of life reported in smokers, and between socioeconomic groups
(educational level (χ2 (1, N =653) =8.85, p=0.012); employment (χ2 (1, N =643) =13.52,
p<0.001)), and people with ≥1 comorbidities were more likely to have poorer quality of
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life compared with no comorbidities (χ2 (1, N =658) =22.82, p<0.001). There was no
difference in the percentage of people in the poor HRQOL group between the different
age groups (χ2 (1, N =658) = 7.692, p=0.174), or sex (χ2 (1, N =658) = 2.98, p=0.051).
significant association with HRQOL scores, F(4, 638) = 330.29, p < .001, explaining
67% of the variance. This association remained significant when also accounting for
demographic factors, F(6, 636) = 225.04, p < .001, also explaining 67% of the variance.
However, the only significant associations of poor HRQOL found here were with
comorbidities and employment. The significant associations for poor quality of life in the
final model are presented in Table 3, showing that ACT control accounted for the most
variance, followed by a hospital admission in the previous 12 months and being on BTS
Steps 4-5 (indicating severe asthma). Poorer control, a hospital admission and more
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severe asthma were also significantly associated with poorer HRQOL scores. Smoking
also found a significant association with HRQOL scores, F(7, 644) = 107.96, p < .001,
Discussion
To the best of our knowledge this is the first study to use a validated measure to
benchmark the asthma- specific HRQOL of the collective population across England,
Scotland and Wales. Overall HRQOL was relatively good. However, in contrast to the
people with poor HRQOL were significantly more likely to be in an older age band, have
higher proportion of people with poor HRQOL had poorly controlled asthma and were
more likely to have had an asthma attack or been admitted to hospital more than once
previous hospital admissions and stage of severity to have the biggest associations with
poor HRQOL. This is hardly surprising, especially in regards to the association with
control in particular, which is in line with previous research. Only the presence of
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The study design ensured this was a representative survey. As the aim was to
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benchmark asthma HRQOL across England, Scotland and Wales, it was based on the
population rather than a clinical sample, and data were weighted to ensure the
characteristics of the sample closely matched those of the originally issued sample.
While this resulted in a strong weighting towards the data from England, this was to be
of the UK. Moreover, the standard error of the mean was small relative to the mean for
all variables, indicating that this sample is likely to be an accurate reflection of the
population. However, the survey did not include non-English speakers and the authors
were unable to collect data from respondents living in Northern Ireland. The multicultural
addition, while high quality methods of data collection were used, the dose of asthma
medication was self-reported and could not therefore be consistently collected in this
survey, and some respondents on Step 4 may therefore have been misclassified as
Step 3.
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the Marks AQLQ. Disease specific measures of HRQOL provide data of more clinical
relevance to patients than a generic measure. For example, they are better able than
generic measures to identify patients who will seek physician care for asthma (34).
however, is that the AQLQ-M does not have a published cut-off point for poor HRQOL.
As a result, there is the potential that results could change with future samples and this
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hinders comparison with studies not using the AQLQ-M, yet was unavoidable as it is the
only such measure validated for telephone administration. Rather, this survey identifies
HRQOL, providing benchmarking data on which future strategies for improving the
health of the asthma population can be developed. Cronbach’s alpha confirmed high
internal consistency for the AQLQ-M and asthma control test in the current sample.
However, this was just below the optimum threshold of .7 for the RCP3Q at .66. Further
analyses were therefore conducted using the results from the asthma control test.
The overall asthma-specific HRQOL of this representative sample was good and this is
asthma on their lives. This should not lead to complacency though; asthma is a variable
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over time. Future research, exploring a three level variable could provide more
In this sample the relatively good overall HRQOL scores masked very much poorer
HRQOL among those in the upper quintile of AQLQ-M scores. While, by definition, this
group must have poorer HRQOL than others, the size of the difference between the
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median HRQOL for the overall sample and for the top quintile is striking. In order to
attain an AQLQ-M score of 21, the median in the poor HRQOL group, a patient would
need to be affected by the equivalent of “a great deal” in seven of the twenty items
covered by the scale, each one of which in itself reflects an important detriment to daily
life. This suggests that a substantial minority (23%) of people with asthma experience
very poor HRQOL because of their asthma, and that this problem is even more common
outcomes reported by smokers (36). Guidelines advise that smokers are offered support
to quit (37), yet low cessation rates indicate that improved strategies are needed (38).
Poor HRQOL was also reported by people with low socio-economic status (SES) (39,
40). However, this was not significant in the regression, suggesting inequalities between
people with low and high SES does not relate to asthma-specific quality of life. It is
widely recognised that the number of comorbidities is associated with HRQOL (41). Our
study reinforces the message that asthma is often one of a number of long-term
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simultaneously (42). The subgroup analyses presented here are exploratory and future
research should specifically compare isolated cases of asthma-related quality of life with
comorbidities.
As expected, a higher percentage of people with poor HRQOL had poor asthma control
(37.1 – 47.2%) compared to well controlled asthma (8 – 10.4%), as did people reporting
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asthma attacks compared with no attacks. This is partly because the AQLQ-M
measures symptoms, and therefore overlaps with items included in the ACT and
RCP3Q. It is noteworthy that the majority of people with poorly controlled asthma were
categorised as having good HRQOL. This highlights the need for HRQOL to be
The findings also indicate that for the majority of people with a breathing related hospital
admission in the last year, their HRQOL in the last four weeks was poor. This study was
not designed to analyse the factors that may confound this relationship (such as
BTS/SIGN step and age), yet this exploratory analysis indicates that more needs to be
done to improve the HRQOL of patients with asthma after they have been discharged
As expected, this survey found that those on higher treatment steps were more like to
have poor quality of life, indicating that improving HRQOL should be a very important
consideration for people with severe asthma. Of equal concern, but perhaps more
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partly be due to the high levels of poorly controlled asthma at these medication steps. A
prescribing of preventer medication for patients who had died due to asthma between
February 2012 and January 2013 (6). Our findings suggest that this kind of prescribing
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analysis presented here, and strategies developed to improve the HRQOL of the
given the very high prevalence of asthma in the UK. It is estimated that there are
approximately 4.3 million adults with asthma in the UK (35). Based on our data, 29% of
respondents were economically inactive, and 32% of these have poor asthma-specific
HRQOL. This equates to more than 395,000 people with asthma who are economically
inactive and experiencing poor asthma-specific HROQL. Using the same method of
qualifications (35%), and 582,044 people (32%) with one or more comorbidities have
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The relationship between HRQOL and clinical outcomes is imperfect (43) and some
results have suggested that pharmacological treatment aimed at asthma control may
not improve HRQOL (44). The current results suggest that the relationship with clinical
symptoms may be a bigger factor to explain quality of life than demographic factors.
Future research may therefore focus on the relationship between managing risk and
quality of life. In addition, interventions to improve HRQOL for people with asthma may
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want to stratify those who present with particularly poor scores of quality of life.
The recent publication of respiratory strategies for each of the four UK health systems
presents a landmark opportunity to make changes that will improve the HRQOL of
patients with asthma. It is now vital for decision-makers to match other European
the number of people experiencing poor HRQOL, asthma attacks and hospital
admissions.
Conclusions
These data provide a benchmark from which to evaluate the extent of strategies aimed
at improving asthma care over the coming years, particularly for subsections of society
for whom asthma-specific HRQOL is poor. For, although asthma control is essential, the
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Conflicts of interest: The authors declare that they have no competing financial
interests in relation to the work described and no conflicts of interest in relation to this
article.
Contributorship: JU, CL, EH, SW, and DP contributed to the conception of the article.
The article was drafted by JU, EH, and SW. All authors contributed to the critical
Boston Scientific.
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39. Blanc PD, Yen IH, Chen H, et al. Area-level socio-economic status and health
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status among adults with asthma and rhinitis. Eur Resp J 2006;27:85-94.
http://dx.doi.org/10.1183/09031936.06.00061205
status: inequalities among adults with a chronic disease. Health and Quality of Life
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of life associated with chronic conditions in eight countries: results from the
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43. Juniper EF, Wisniewski ME, Cox FM, et al. Relationship between quality of life and
http://dx.doi.org/10.1183/09031936.04.00064204
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44. Yorgancioglu A, et al. Asthma control test and asthma quality of life questionnaire
http://dx.doi.org/011.04/ijaai.301307
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size -M HRQO
N (%) L
Age
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8.80
128 7 –
45-54 156 6 2-14
(19.5) 13.3
17.9
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6 –
65-74 79 (12.0) 138 4 2-15
10.1
Gender
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376 6 –
Female 427 6 2-15
(57.2) 10.6
Smoking status
187 7 –
Ex-smoker 169 6 2-14
(28.4) 11.4
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1 1– 2-
Smoker 75 (11.4) 84 8.7
17.7 20.9
BTS/SIGN Step
1 Short- 23.5
5.99
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2 Short- 21.7
acting
bronchodilato 6.85
258 0.5
rs and 225 7.99 – 5 2-14
(39.2) 8
inhaled 9.12
corticosteroid
inhalers
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receptor 3
antagonists
or
theophylline
tablet
preparations
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19.8 100
5 Systemic 5.5 2– 24 –
8 (1.2) 17 32.96 25
steroids. 6 46.1 53.8
Comorbidities
Qualification
level
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Employment
status
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9.71
Economically 187 7 2– 2-
237 7
Inactive (29.1) 14.4 19.6
Ethnic Origin
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15.6
Asian/British 7 2–
28 (4.2) 7 16 8-25
Asian 22.8
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Black/British 3 9–
16 (2.4) 6 11 7-32
Black 29.0
Other 5 6–
13 (2.0) 2 52 8-52
ethnicity 51.7
Country of
residence
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569 8 –
England 183 6 2-14
(86.5) 10.2
ALQL-M: Asthma Quality of Life Questionnaire Marks, SE (M) Standard Error of the
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Mean; CI Confidence Interval; IQR Interquartile Range. * Weighted numbers reflect the
relative size of each group in the population. ** Unweighted base indicates the numbers
of interviews made.
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s size N -M R HRQO
(%)* L group
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ACT
15.75 47.2
Not well 246 0.8 7-
253 17.47 – 14
controlled (37.4) 8 24
19.20
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RCP-3Q
13.33 37.1
Not well 302 0.7 5-
340 14.84 – 11
controlled (45.9) 7 19
16.34
(54.1) 2 4.92
Hospital
Admissions in
last year
24.30 79.5
2.8 15-
≥1 39 (5.9) 27 29.96 – 22
0 52
35.62
Asthma
attacks in last
year
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1 - 24
21.09
Error of the Mean; CI Confidence Interval; IQR Interquartile Range, BTS/SIGN, British
* Weighted numbers reflect the relative size of each group in the population. **
‡ The quintile of respondents with the highest AQLQ-M scores, indicating poorer
HRQOL
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Predictor b SE B β t
25.66**
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admission
status
*p <.05
**p ≤.001
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