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A Neuropsychological Approach to Intelligence

Article  in  Neuropsychology Review · October 1999


DOI: 10.1023/A:1021674303922 · Source: PubMed

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Neuropsychology Review. Vol. 9. No.3. 1999

A Neuropsychological Approach to Intelligence

Alfredo Ardila 1,2

Th~s .paper proposes that current 'psychometric intelligence tests are limited in evaluating cognitive
aC~I~~ty. From a neuro~sychol~glcal perspective. they fail to measure some fundamental cognitive
ablh~es such as executive functions. memory. and visuospatial abilities. The analysis of the Wechsler
Intelhg~nce Scale presented shows that the original rationale for selecting the specific sub tests in-
cluded ~n the WAIS was unclear. The concept of a g factor in cognition is also analyzed. with the
conclusIOn that the g factor continues to be controversial. The value of intelligence tests in predicting
school perfonnance is also criticized. It is proposed that the psychometric concept of general intelli-
gence should be deleted from cognitive and neurological sciences. Finally, it is proposed that, in the
future. neuropsychological instruments sensitive to more specific cognitive abilities replace current
psychometric intelligence tests.
KEY WORDS: Intelligence; IQ; neuropsychological assessment; cognitive abilities.

INTRODUCTION brain-damaged populations. Neither argument is accurate.


Psychometric intelligence tests are frequently included in
Curiously. intelligence tests do not appraise intelligence. the neuropsychological evaluations of brain-damaged in-
(Anonymous) dividuals. Even a Wechsler Intelligence Scale adapted for
neuropsychological purposes has been developed (WAIS-
The idea that is presented in this paper is very simple: From
R-NI; Kaplan et al., 1991). Neuropsychological instru-
a neuropsychological perspective, current psychometric
ments can be and are frequently used with normal popula-
intelligence tests (e.g., Wechsler Adult Intelligence Scale;
tions. Initially, neuropsychological tests are administered
WAIS) are limited in evaluating cognitive abilities. Fur-
to normal subject populations (norming studies) before
thermore, when using compound scores (e.g .• IQ), it is not
being used with abnormal subject populations. It could
sufficiently apparent what these general scores measure.
be further argued that neuropsychological tests are fre-
It is suggested that in the future, current testing methods
quently easy and often have a low ceiling. Indeed, neu-
be replaced by neuropsychological cognitive assessment
ropsychological tests target pathological people and, in
instruments.
neurologically normal people, the ceiling frequently is
This idea, developed throughout the paper, emerges
, from the following points. (1) There are two different
rapidly reached. The ceiling effect varies depending on the
I specific test. However, this is not an intrinsic limitation,
sets of instruments directed to the appraisal of cognitive
and the ceiling can be raised. (2) From a neuropsycholog-
I
I
abilities: psychometric intelligence tests (e.g., the WAIS
in its different versions) and neuropsychological assess-
ical point of view, intelligence tests do not evaluate some
II abilities that should be included as "fundamental cogni-
ment tests (e.g., Luria-Nebraska Neuropsychological Bat-
I tive abilities" (i.e., "intelligence"). An analysis of execu-
!i tery, NEUROPSI). No evident reason seems to exist to
tive functions (i.e., "frontal lobe" abilities), memory, and
I maintain this duality. It may be argued that psychomet-
visuospatial abilities is presented in this paper. It is em-
I ric intelligence tests are directed to normal populations,
whereas neuropsychological instruments are directed to
phasized that according to contemporary neuropsychol-

I! ogy, these abilities represent some of the most important


cognitive abilities. They are inappropriately tested using
I Instituto Colombiano de Neuropsicologia, Bogota, Colombia.
i current psychometric instruments. (3) There was not suf-
2Correspondence regarding this article should be addressed to the author
iI ficient scientific rationale for selecting the set of subtests
at 12230 NW 8 Street. Miami. Florida 33182.
!
I 117

l
104G-7308I99f0900.0 117$ 16.OWO <C 1999 Plenum Publishing Corporation
118 Ardila

included in current intelligence batteries. Most of our cur- including culture, ecological demands, primary language,
rent knowledge about the brain organization of cognition and educational level. Test scores are associated, there-
has been obtained during the past 50 years. The specific fore, not only with the subject's learning opportunities, but
WAIS subtests currently in use were selected prior to ac- also with those variables that a culture dictates worthy of
quiring this knowledge-nearly three quarters of a cen- cognitive amplification (Ardila, 1995a). Different cultural
tury ago. environmental contexts will result in the development of
The analysis of intelligence testing presented in this different patterns of abilities (Berry, 1971, 1979). Further,
paper will center on the Wechsler Intelligence Scales when tests are used with members of a different culture,
(WIS). There are several reasons for this. First, it repre- testees often do not share the presumptions about val-
sents the most widely used intelligence scale, not only ues, knowledge, and communication implicitly assumed
in the United States but also in many other countries. by the test (Greenfield, 1997). (2) The specific tasks used
Second, it is the best studied and analyzed intelligence to tap intelligence are inappropriate. The first point has
scale. Many research studies using the WIS in different been extensively analyzed, particularly in anthropology
areas are easily available. Third, there are different ver- (e.g., Irvine and Berry, 1988) and cross-cultural psychol-
\ions of the test (WAIS-R, WISC-ill, WAIS-ill, etc.) that ogy (e.g., Berry et al., 1992). In this paper, the major
have attempted to overcome the shortcomings that existed emphasis will be placed on the second point (i.e., that
in previous versions. As a result, they can be considered the the specific tasks used to tap intelligence are inappro-
best designed intelligence scales to date; at the least, very priate).
significant amounts of time and effort have been devoted A general conclusion of this paper is that the con-
to their de~ign, redesign, and use. And fourth, they are the cept of general intelligence should be abandoned. But
most frequently used intelligence test battery components abandoning the concept of intelligence may seem too ex-
in neuropsychology. Researchers have even adapted the treme. Intelligence has become a fundamental cornerstone
WAIS to the neuropsychological perspective (WAIS-R- of contemporary psychology. Of course, there are two dif-
NI; Kaplan et al., 1991). ferent issues in this regard: the word intelligence and the
It has to be emphasized that not all the concerns existence of a general factor (g) in cognition.
presented with regard to the WIS are applicable to other It is proposed that the word intelligence be replaced
intelligence test batteries. For example, the second most with either cognitive abilities or simply cognition. What is
popular intelligence scale, the Stanford-Binet Intelligence the difference? The answer is simple: intelligence is con-
Scale (Thorndike et al., 1986) uses a somewhat differ- fusing and difficult to operationalize. Furthermore, it has
ent approach to intelligence. Stanford-Binet postulates a been frequently equated with psychometric intelligence
three-level hierarchical model of intelligence: The first tests (IQ).
level is represented by a general intelligence factor (g). It is also pointed out that the existence of a g fac-
There are three second level factors (Crystallized Abilities, tor in cognitive testing is questionable. An examination
Fluid-Analytic Abilities, and Short-Term Memory). Crys- of the history of the g factor in intelligence, and the dif-
tallized Abilities include Verbal Reasoning and Quanti- ferent factor-analytic studies carried out during the last
tative Reasoning. The third level refers to the subtests decades, leads to the conclusion that the assumption of a
included in this intelligence scale: Vocabulary, Compre- g factor is difficult to sustain. Many researchers consider
hension, Absurdities, and Verbal Relations to evaluate Ver- that g-based factor hierarchy confusing and misleading
bal Reasoning; Quantitative, Number Series, and Equation (e.g., Ceci, 1990; Lezak, 1995).
Building to assess Quantitative Reasoning; Pattern Anal- Finally, it has to be emphasized that intelligence is
ysis, Copying, Matrices, and Paper Folding and Cutting obviously a construct, not a physical entity. Frequently,
to appraise Fluid-Analytic Abilities (Abstract-Visual Rea- however, the term intelligence has been used as if it were
soning); and finally Bead Memory, Memory for Sentences, a physical entity, a reification that can be easily and objec-
Memory for Digits, and Memory for Objects to evaluate tively measured. In this paper, it is argued that the construct
Short-Term Memory. It is evident that the Stanford-Binet of intelligence is no longer tenable, and thus, measures of
overtly recognizes that reasoning and memory represent general intelligence are inappropriate and misleading.
fundamental elements of cognition. Many words from popular language have been in-
The concept of intelligence can be criticized from corporated into psychology. Terms such as will, mind, and
two different points of view. (1) Cognitive abilities mea- consciousness are just a few examples that have been elim-
sured by intelligence psychological tests represent, at least inated with the evolution of psychology because their pre-
in their contents, culturally learned abilities. Performance cise meaning is vague. For the same reason, it is proposed
is influenced by a vast array of moderating variables, that the term intelligence should also be removed.

br
Intelligence and Neuropsychology 119

INTELLIGENCE TESTING: A BRIEF to emphasize the importance of a common factor in intel-


HISTORICAL OVERVIEW ligence" (Brody, 1992, p. 13).

The attempt to measure intelligence represents one


of the major endeavors in 20th century psychology. A Multiple-Factor Approaches
tremendous amount of research has been directed to un-
ders~ding the organization of intellectual activity and The most distinguished representant of the second
discussing the procedures appropriate to its measurement. point of view was L. L. Thurnstone (1938, 1947), who
In 1904 the Ministry of Education in France com- further developed factor analysis, attempting to obtain the
missioned Alfred Binet and Theophile Simon to develop most parsimonious solutions of the data to which they were
a practical procedure to distinguish between mentally re- applied. He introduced new concepts and more sophisti-
tarded and normal children at school. To fulfill this pur- cated procedures in factor analysis, such as oblique-factor
pose, they developed a kind of developmental scale de- structure and centroid methods. He proposed a relatively
scribing the types of abilities that were normally expected limited number offactors that would correspond to the fun-
at di{ferent ages (Binet, 1905,1908). The concept of "men- damental or primary mental abilities: Space, Verbal Com-
tal age" was introduced to refer to the level of development prehension, Word Fluency, Induction, Perceptual Speed,
expected at each age. Later, Stern (1912) introduced the Deduction, Rote Learning, and Reasoning. He supposed
concept ofIQ. The Binet-Simon tests were rapidly adopted that each factor should correspond to certain specific ner-
in England, the United States, and other countries. In the vous system activity. Further studies (e.g., Kaiser, 1960)
United States, Terman (1916), at the University of Stand- have significantly supported most of the original primary
ford, adapted and standardized the scales presented by factors proposed by Thurstone.
Binet and named them the Stanford Revision of the Binet Vernon (1950) developed a kind of hierarchical model
Scale, or simply Stanford-Binet. Terman also further de- to describe the organization of cognitive abilities. He as-
veloped the concept ofIQ. Nonetheless, how to understand sumed two major or second-order factors to group primary
cognitive abilities measured in intellectual tests remained abilities or primary factors: Verbal-Educational (v:ed) and
significantly controversial. Spatial-Mechanical (k:m) abilities. Thus, there was a kind
Two different interpretations of cognitive abilities of hierarchy in intelligence from the most general factor
rapidly became evident: (1) There is a general intelligence g, to the major factors v:ed and k:m, to the minor factors
factor that potentially may be measured and even quanti- or primary abilities, and finally to those factors specific to
fied; and (2) there are different cognitive abilities, not a each test.
single one. That is, single compound scores are not ac- Guilford (1967,1968; Guilford and Hoepfner, 1971)
ceptable. took a somewhat different approach. He proposed a
three-dimensional classification of intelligence including
contents (letters, numbers, words, and behavioral descrip-
The "g" Intelligence Factor tions); operations (memory, evaluation, convergent think-
ing, and divergent thinking); and products (units, classes,
Spearman (1904, 1923) may be considered the most relations, systems, transformations, and implications).
important representative of the first point of view. He hy- Consequently, according to Guildford, 120 different in-
pothesized a two-factor theory of intelligence. He sup- tellectual abilities could be distinguished. He supposed
posed that any test measures a g factor common to all that empirical data would support the existence of this
other cognitive tests; and a specific factor (s) unique to high number of intellectual abilities.
that particular test. The relation between g and s compo- Cattell (1971) proposed that more than one second-
nents may be variable, but g is always included in any order analysis factor could be found. He distinguished be-
cognitive tests. Tests without the g factor may be tests of tween "Fluid Intelligence" (corresponding to and reflect-
sensory or motor abilities, but they do not represent cog- ing a pattern of neurophysiologica.l and incidental learning
nitive tests. The existence of this g factor constitutes the influences) and "Crystalized Intelligence" (highly sensi-
theoretical basis to accept that intelligence can be quanti- tive to each person's unique cultural, educational, and en-
tatively measured using a simple score (lQ). Spearman's vironmental experiences). This distinction rapidly became
theory was subjected to diverse fundamental criticism on quite popular. Cattell's distinction between two different
empirical grounds. However, "while Spearman was aware types of intelligence is similar to the two major intellec-
that his theory had been empirically refuted, he continued tual factors proposed by Hebb (1942): Intelligence A and

t
120 Ardila

Intelligence B. Intelligence A represents the basic biolog- abilities, and contemporary factor analytic studies of neu-
ical ability to acquire knowledge. Intelligence B reflects ropsychological tests, is remarkable.
the influence or expression of acculturation, education,
and personal experiences.
Sternberg's Triarchic Theory

The Idea of Multiple Intelligences Sternberg (1988) defined intelligence as "the men-
tal activity underlying purposive adaptation to, shaping
Gardner's multiple intelligence approach might be of, and selection of real-world environments relevant to
interpreted as a return to Thurnstone. Gardner (1983) pro- one's life" (p. 69). The triarchic theory of intelligence con-
posed the existence of different and independent types of sists of three closely interrelated subtheories: a contextual
intelligence. In developing his model of intelligence, he subtheory, a componential subtheory, and an experiential
began with several observations: (1) Damage in differ- subtheory (Sternberg, 1985).
ent neural structures may result in impairing certain abil- The contextual subtheory limits intelligence to men-
ities while sparing other abilities; that is, isolated defects tal activity underlying environments relevant to one's life.
it1 some types of cognition can be observed in cases of In consequence, intelligence should be conceptualized
brain pathology (a procedure known in neuropsychology considering the real conditions existing in the immediate
as "double dissociation"). (2) Individuals such as idiot- environment. Intelligence. represents adaptation to one's
savants demonstrate a significant dissociation in different environment. Mental activity is directly inferable through
cognitive abilities. That is, in non-brain-damaged indi- techniques widely available to cognitive psychology.
viduals intellectual abilities may be dissociated, and even The componential subtheory states that the mental
extremely dissociated. (3) Every type of ability is iden- mechanisms are those that affect and are affected by con-
tified by a specific set of operations related to a neural text. Intelligence makes sense only within a particular con-
mechanism; in this regard, Gardner is attempting to rec- text. The basic "mental unit" of analysis in this subtheory
oncile the idea of several types of intelligence with current is the information processing component. This refers to the
research about brain organization of cognition. (4) A spe- process transforming sensory inputs into conceptual repre-
cific developmental history for each type of intelligence; sentations, transforming a conceptual representations into
that is, different cognitive abilities ("intelligences") de- another, or transforming conceptual representations into
velop independently in a child. (5) An evolutionary his- motor acts.
tory exists for each intelligence; that is, different intelli- The experiential subtheory states that tasks are par-
gences may have different origins in subhuman species ticularly relevant to the measurement of intelligence when
and may have evolved in different ways. (6) Experimen- they measure cognitive performance either when a task or
tal psychology supports the existence of different intel- situation is novel or when the task is in the process of
ligences. (7) Psychometric studies support the indepen- becoming automatized.
dence of different cognitive abilities; Gardner insists that Sternberg (1997) has attempted to apply his interpre-
psychometric research has not investigated widely enough tation of intelligence to testing in the field of intelligence
the diversity of intellectual abilities that are observed in and the understanding of lifelong learning. His interpre-
real contexts. (8) Susceptibility of different abilities to en- tation of intelligence allows significant cultural variations
coding in a symbolic system; he proposed that cognitive and emphasizes the understanding of the behavioral con-
abilities tend to be encoded in culturally different devised text.
symbolic systems.
Departing from these considerations, Gardner pro-
poses six different types of intelligence: Linguistic, mu- A Processing Speed Interpretation of Intelligence
sical, logic-mathematical, spatial, body-kinesthetic, and
personal. This group of intelligences may partially corre- It has also been proposed that intelligence depends
spond to Thurnstone's primary mental abilities. However, on what may be called "the neural efficiency of the brain"
Gardner is relying not simply on psychometric procedures (Eysenck, 1986). Several recent studies have demonstrated
but also on a broad array of contemporary research, includ- that the time required to perform some simple perceptual
ing contemporary neuropsychology. tests are significantly correlated with psychometric intel-
In brief, Gardner proposes a relatively limited num- ligence test scores. This means that intelligence may be
ber of basic and independent abilities or types of intelli- related to some characteristics of information processing
gence. The similarity with Thurnstone's primary mental in the central nervous system. Jensen (1987) observed a
I~telligence and Neuropsychology 121

correlation between choice reaction time and scores on and a supplement test (Mental Status). Each IQ (Auid,
intelligence tests. These correlations, however, were not Crystalized, and Composite) has a mean of 100 and stan-
particularly impressive (about -0.20 to -0.30). It was dard deviation of 15.
observed that reaction time was inversely correlated with Naglieri and Das (1996) suggested that intelligence
IQ and measures thought to singly predict approximately should be seen as a cognitive construct, integrating neuro-
10-15% of the variance in IQ (Brody, 1992). Higher cor- physiological findings, cognitive processing research, and
relations on the order of -0.40 using more complex reac- sociocultural components of human performance. They
tion 6me techniques have been reported by Frearson and base their intelligence theory on Luria's interpretation
Eysenck (1986). about the three brain functional units (motivation-
Nettlebeck (1987) found a correlation on the order emotion, processing-storing information, and planning-
of -0.50 between inspection time and IQ. The technique controlling behavior). They assume that intelligence con-
used consisted of tachistoscopic presentations of two ad- sists of these three components: attentional processes that
jacent vertical lines followed by a masking stimulus. The provide focused cognitive activity, information processes
time of exposure varied and a psychophysical function was of two types (simultaneous and successive), and planning
..
obtained. The task was used to ascertain the minimal ex-
po sure time required to obtain a certain level of accuracy
processes that provide control of attention; the use of
information processes, internal and external knowledge,
in reCognizing which one of the two lines was longer. and cognitive tools; and self-regulation to achieve de-
Reed and Jensen (1992) have used visual evoked- sired goals (Naglieri, 1997). They refer to their theory as
potentials to assess what they call nerve conduction ve- the Planning, Attention, Successive, Simultaneous (PASS)
locity. They calculate this velocity by dividing the sub- theory of intelligence (Das et al., 1994). They then devel-
ject's head length by the latency of an early visual evoked oped a Cognitive Assessment System (CAS) applicable to
potential component. Using this procedure, they report a children up to the age of 18. The CAS includes measures
correlation between nerve conduction velocity and intel- of attention (Expressive Attention, Number Detection, Re-
ligence on the order of 0.20 to 0.30. ceptive Attention), simultaneous processing (Matrices,
In brief. some significant correlations have been es- Figure Memory, Verbal-Spatial Relations), successive pro-
tablished between speed in information processing and cessing (Word Series, Sentence Repetition, Sentence
scores on psychometric intelligence tests. These measures, Question, Speech Rate), and planning (Number Match-
however, usually predict only a relatively modest percent- ing, Planned Codes, Planned Connection).
age of the variance. Both test batteries have at least three major common
points: (1) They relate intelligence with brain activity and
in this regard represent neuropsychologically oriented in-
Neuropsychologically Oriented Intelligence Tests telligence scales; (2) they are based on Luria's theory
about brain organization of cognition; and (3) they attempt
Some attempts have been made to approach the con- to include those cognitive abilities associated with pre-
cept of intelligence and to develop intelligence test bat- frontal functions (Luria's third functional unit; prefrontal
teries based on a neuropsychological perspective. Two of or "executive" functions). In this regard, they recognize
these attempts will be briefly examined: The Kaufman that executive functions must be regarded as crucial ele-
Adolescent and Adult Intelligence Test (KAIT; Kaufman ments of intelligent behavior.
and Kaufman. 1993, 1997) and the Cognitive Assessment
System (CAS; Das et ai., 1994; Naglieri and Das. 1996).
The KAIT provides three types of scores: Auid. Crys- THE WECHSLER INTELLIGENCE SCALES
talized. and Composite IQS. It is applicable to people be-
tween the ages of 11 and 85. According to the authors, What is intelligence? Many definitions of intelligence
the tests were developed based on the models of Piaget's have been proposed (e.g., Binet, 1908;' Jensen, 1980;
formal operations and Luria's planning ability in an at- Sternberg, 1985; Wechsler, 1944). In current literature,
tempt to include high-level decision making tasks (Luria's we still find a wide variety of definitions, many of which
third functional unit). The Crystalized Scale includes Def- make reference to the mental abilities. For the purpose
inition. Auditory Comprehension, Double Meaning, and of this analysis of intelligence tests, Wechsler's definition
Famous Faces subtests. The Auid Scale includes Rebus will be used. Wechsler (1944) defined intelligence as "the
Learning. Logical Steps. Mystery Cards. and Memory for aggregate or global capacity of the individual to act pur-
Block Designs. The KAIT also include two additional sub- posefully, to think rationally and to deal effectively with
tests (Rebus Delayed Recall and Auditory Delayed Recall) his environment" (p. 3).
122 Ardila

This definition can be divided into four different ele- to evaluate the capacity of the individual to act purpose-
ments: (I) Intelligence is an aggregate or global capacity, fully, to think rationally, and to deal effectively with his
(2) to act purposefully, (3) to think rationally, and (4) to environment. Wechsler (1944) explains that:
deal effectively with the environment.
The first element of Wechsler's definition of intel- In arriving at our final choice of tests we used the following
procedure: (I) Careful analysis was made of the various stan-
ligence refers to a core issue: Is there such a thing as a dardized tests of intelligence now in use. These were studies
global or general intelligence, or rather, is intelligence an with special attention to the author's comments with reference
aggregate of abilities? In h~s defintion, Wechsler does not to the type of functions measured. the character of the popula-
take a definite position, but he assumes a theory of general tion on which the scales were originally standardized, and the
intelligence in developing his test battery (Full Scale IQ). evidence of the test's reliability. (2) An attempt was made to
evaluate each test's claim to validity as evidenced by its degree
Yet he recognizes at least two major types of intelligence: of correlation (a) with other recognized test and, (b) more im-
verbal and performance intelligence. This question about portantly still, with subjective ratings of intelligence. The later
one or several intelligences continues up to the present included teachers' estimates, rating by army officers (as in the
day (see Neisser et 01., 1996). case of the Army Alpha and Beta), and estimates of business
The second element in Wechsler's definition of in- executives (as in the case of various tests which had been tried
out in industry). (3) An attempt was made to rate the tests on
telligence ("to act purposefully") could be understood as the basis both of our own clinical experience and of that of
the control, organization, and planning of behavior. Acting others. (4) Some two years were devoted to the preliminary
purposefully is evidently a frontal lobe function (executive experimental work of ttying out various likely tests to on the
function) if taken from a neuropsychological perspective several groups of known intelligence level. (p. 76)
(e.g., Luria, 1980; Stuss and Benson, 1986).
Unfortunately, Wechsler fails to explain exactly how
The third element ("to think rationally") might be
these steps were taken.
understood as either organization of cognition (metacog-
nition) or problem-solving ability. In either case, the def-
inition deals with executive functions (Stuss and Benson,
1986). It means that intelligence, to a significant degree, DO INTELLIGENCE TESTS PREDICT
refers to executive functions. From the neuropsychologi- SCHOOL PERFORMANCE?
cal perspective, this approach may sound quite attractive
(Le., intelligence means planning behavior and organiz- The most frequent argument of the defenders of in-
ing cognition). Unfortunately, it will be explained that telligence testing and IQ is that intelligence tests can in
WIS blatantly fails to evaluate executive functions. There a reliable way predict school performance (e.g., Jensen,
is an overt discrepancy between the defintion of intelli- 1980). As a matter of fact, this was the initial purpose of
gence presented by Wechsler and the testing included in intelligence tests.
the WIS. The influence of educational variables on intelligence
The final element ("to deal effectively with the envi- test performance represents a well established observation
ronment") refers to the functional criteria of intelligence. (e.g., Anastasi, 1988; Cronbach, 1990). Educational at-
Of course, intelligence may be understood not only from tainment significantly correlates with scores on standard
a psychometric perspective but also from a functional per- tests of intelligence. This correlation ranges from about
spective (pirozzolo, 1985). Wechsler appropriately recog- 0.57 to 0.75 (Matarazzo, 1972). Correlations with verbal
nizes that intelligence has to be considered with regard intelligence subtests are usually higher (from about 0.66
to the specific environment. The physical and social en- to 0.75) than correlations with performance intelligence
vironment can be quite different between Seattle and the subtests (from about 0.57 to 0.61). But correlation does
Amazonian jungle, as well as between different subcul- not mean causality; it simply means association.
tures existing in a complex city such as New York. Colom- The crucial question is: Do intelligence tests really
bian street children can deal extremely well with their city predict school performance? Or, do schools train those
environment, even though from a psychometric point of abilities appraised in intelligence tests? To answer these
view they may score at the level of mental retardation. questions is not easy, even though frequently the interpre-
Unfortunately, it is not so easy to evaluate effectiveness in tation has been that IQ does predict school performance
dealing with the environment from the outside. This can (e.g., Hunter, 1986). Other researchers, however, consider
only be appropriately evaluated from inside the culture or that IQ scores are, to a significant extent, a measure of
subculture itself. In this regard, intelligence becomes an direct and indirect school learning (e.g., Ceci, 1990).
anthropological issue. Ceci (1991) presented an extensive and detailed re-
The question at this point is how Wechsler decided view of available data in this area. The general conclusion
that the WIS subtests he selected were the most appropriate is that school attendance accounts not only for a substantial
Intelligence and Neuropsychology 123

portion of variance in children's IQ but also apparently From a neuropsychological perspective, this represents.an
some, though not all, of the cognitive processes that un- extremely important observation when constructing any
derpin successful performance in IQ tests. The magni- theory about the organization of cognitive abilities; inde-
tude of this influence ranges between 0.25 to 6 IQ points pendent cognitive abilities can be independently impaired
per year of school. As a result, the association between and can independently deteriorate during nermal and ab-
IQ and education cannot be interpreted as indicating that normal aging. According to Lezak (1995), the concept of
IQ predicts school success. Intelligence and schooling intelligence has limited application. The concept of IQ,
have complex bidirectional relationships, with each one she notes, represents so many kinds of more or less con-
influencing variations in the other (Ceci and Williams, founded functions as to be conceptually meaningless. She
1997). concludes that the "IQ as a score is inherently meaning-
There are two additional observations that should be less and not infrequently misleading .... IQ as a catchword
emphasized. (1) The largest correlations between IQ and has outlived whatever usefulness it may once have had and
school performance are not found with Full Scale IQ but should be discharged" (p. 25).
with Verbal IQ, and particularly with some verbal sub tests Heterogeneity of cognitive abilities is supported by
(e.-g., Vocabulary). So, the question that might be raised is, empirical neuropsychological data. This is true not only
Why bother to administer the complete intelligence scale in abnormal but also normal populations. As an illustra-
if the verbal subscale (and even one single subtest) is suf- tion, Ardila et at. (1998) selected a homogenous sample of
ficient, and may even be better? And, (2) IQ may "predict" normal subjects (300-subject sample, aged 17-25 years;
performance in language, reading, writing, and arithmetic all of them right-handed, middle-class male university
but cannot predict performance in other areas, such as students). An extensive neuropsychological test battery
drawing or music. Simply speaking, if language tests are was administered including language, memory, perceptual
used as predictors, verbal performance can be predicted. abilities, concept formation, and praxis abilities, Forty-
That is quite obvious. Evidently, our current educational one different scores were calculated. Table I presents the
system is significantly biased in favor of verbal abilities. dispersion in scores observed on some of the most "classi-
This is not true in other cultures' educational systems, nor cal" psychological and neuropsychological tests (WAIS,
is it always true in all of our educational programs. It there- Wechsler Memory Scale, etc.) that were included in this
fore seems questionable that the WIS is a good predictor research. It is evident that a particularly high dispersion
of school performance in music and art schools. in scores is found in this completely normal and homoge-
Ceci (1991) emphasizes that there is a circularity in nous popUlation. The ratio between the lowest and highest
the association between school performance and IQ. IQ scores in most tests was around 1:5-10. In some test scores
test items were initially selected from those items that ac- it was even higher. In the WAIS subtests, dispersion was
cording to teachers' opinions, poor learners had the most particularly high in Information, Arithmetic, Block de-
difficulty answering in class. Variants of these questions sign, Object assembly, and Digit-symbol. It was relatively
are still found in large number on contemporary IQ tests. lower in Digits, Picture completion, and Picture arrange-
So, it is obvious that IQ tests would predict school suc- ment. Even in young, normal, and highly educated indi-
cess, as they were composed of items that poor learners viduals there is a very significant dispersion in the per-
found most difficult. Consequently, school failure is both formance of usual psychological and neuropsychological
explained as a lack of intelligence and is itself the basis test scores. Significant intersubject and intrasubject dif-
for the definition of lack of intelligence. The circularity is ferences have to be taken into consideration in any theory
evident. about organization of cognition, and in the evaluation of
intellectual abilities.

A NEUROPSYCHOLOGICAL PERSPECTIVE OF
COGNITIVE ABILITIES AND THEIR MEASURE Luria's Interpretation of Brain Organization
of Cognition
In neuropsychology a significant opposItion to the
use of compound IQ scores is frequently observed. Lezak No doubt, one of the most influential theoreticians
(1995), for example, stressed that neuropsychological ob- in contemporary neuropsychology has been A. R. Luria.
servations demonstrate that there are independent intel- Luria (1980) proposed that cognitive abilities represent
lectual functions; Brain damage can impair certain func- "functional systems." The concept of the functional sys-
tions while sparing others. In consequence, compound, tem is understood as a group of interconnected biological
global, or total scores can be artificial and meaningless. operations that produces a particular biological effect. The
124 Ardila

Table I. Perfonnance of 300 Normal Subjects in "Classical" for the spatial organization of numbers, figures, drawings,
Psychological and Neuropsychological Tests
etc. In all the functional systems in which the paricular
Test Mean SD Range Ratio" ability is included, the defect will be apparent. The brain
damage produces not the loss of a specific cognitive pro-
WAIS cess (functional system), but its disturbance at a specific
Infonnation 16.7 4.4 4-27 1:6.7 level. This implies that neuropsychological assessment
Similarities 18.7 3.6 6-26 1:4.3
Arithmetic 11.8 7.7 3-18 1:6.0
will be aimed at disclosing the fundamental defects un-
Vocabulary 53.5 9.2 18-76 1:4.2 derlying the apparent deficits. For this purpose, it will be
Comprehension 17.6 4.5 6-27 1:4.5 necessary to administer to the patients different types of
Digits 11.6 2.2 5-17 1:3.4 tasks and to analyze how the particular difficulties in per-
Picture completion 16.8 2.8 8-21 1:2.6 forming each one of them are manifested.
Picture arrangement 25.3 5.5 10-36 1:3.6
Block design 39.3 7.4 0-48
Clinical-anatomical correlations were widely devel-
Object assembly 31.7 7.6 2-44 1:22.0 oped by Luria. As a matter of fact, he is a precursor of the
Digit-symbol 56.0 15.0 11-90 1:8.2 method of the superimposition of lesions to disclose criti-
WMS cal areas in a particular type of disorder. His study of 800
Jnfonnation 5.8 0.4 3-6 1:2.0 patients to determine the critical brain area for phonemic
Orientation 4.9 0.2 4-5 1:1.2
Mental Control 7.3 1.9 0-9
discrimination deficits has become classic. This procedure
Logical Memory 15.1 3.2 5-21 1:4.2 of superimposing lesions to highlight critical areas re-
Visual Reproduction 12.1 1.9 6-19 1:3.1 sponsible for clinical syndromes is extensively used in the
Associative Learning 18.1 3.1 3-26 1:8.6 present-day neuropsychological research (e.g., Damasio
Verbal Fluency
and Damasio, 1989; Kertesz, 1983). Luria strived to es-
Phonologic 11.6 2.5 3-17 1:5.6
Semantic 14.7 2.5 7-25 1:3.6
tablish correlations between brain pathology and distUr-
The Rey-Osterrieth Complex Figure bances at specific levels of infonnation processing (e.g.,
Copy 34.9 1.7 26-36 1: 1.4 phonemic discrimination), not to correlate brain pathology
Immediate memory 28.2 5.0 9-36 1:4.0 with perfonnance in specific tests. Tests may be changed,
Finger Tapping Test
but since some specific level of information processing
Right hand 61.2 10.4 23-88 1:3.8
Left hand 53.0 8.7 21-79 1:3.7
would still be required, impairment will be manifested.
Reading speed (words/minute) 172.3 46.7 64-426 1:6.6 Because performance on even apparently very simple tests
WCST can require the participation of different brain systems,
Categories achieved 5.7 1.1 0-6 perfonnance on such simple tests can be altered as a con-
Perseverative errors 9.6 9.3 0-77 sequence of very different brain pathology, although the
Nonperseverative errors 9.3 8.1 0-62
specific errors will be different. Many different types of
a Ratio between the highest and lowest scores. When the lowest score brain pathology can alter, for instance, calculation abili-
is zero, the ratio cannot be calculated. From the mathematical point of ties; however, in each case the difficulty (and the errors)
view, it would be infinite. These conditions are indicated by a dash. will be the result of a disturbance at a different level. Pa-
tients with frontal lobe damage and patients with angular
functional system is based on a complex dynamic constel- gyrus damage can both present with serious difficulties
lation of stages, situated at different levels of the nervous in performing simple calculation tests. However, the un-
system, which in perfonning an adaptative task, may be derlying impaired mechanism and the type of errors mani-
changed without the task itself being changed. To write, fested are quite different (Rosselli and Ardila, 1989). Con-
for instance, represents a complex psychological process sequently, the validity derived from correlating the site of
(functional system) that requires the participation of mul- the brain pathology with perfonnance on a particular test
tiple areas of the brain; each of these areas makes its par- appears, in Luria's interpretation, as a very crude approx-
ticular contribution to the whole system. A focal lesion of imation.
the brain will disrupt the ability to write at a particular level For Luria, the information collected from the obser-
(the ability to perfonn the skilled movements required for vation of brain-damaged patients should be helpful for
writing, the spatial organization of writing, the selection developing a more accurate picture of brain organization
of words, the ability to sequence graphemes, etc.). How- of cognitive processes. If we knew well enough how the
ever, such particular focal damage will also disrupt all the brain works we should be able to accurately predict brain
functional systems for which that particular operation is pathology when analyzing in detail the perfonnance of a
required. For instance, the patient will not only have dif- patient on a set of tests. The departure point in the neu-
ficulties for the spatial organization of writing but also ropsychological assessment is the knowledge about how
Intelligence and Neuropsychology 125

Table U. Factors Underlying Different Aphasia Syndromes, language area (Broca's area), and (6) the primary motor
According to Luria (1976a)"
cortex controlling language articulation. Benson points
Aphasia Type Impaired Factor out that depending on the material used in reading, other
additional brain areas could also be involved in the read-
Acoustic-Agnostic Phoneme discrimination ing process. This whole array of brain areas would rep-
Acoustic-Amnesic Verbal memory resent the "brain system" (Ardila, 1995b) underlying the
Amnesic Semantic structure of words
Semantic Understanding logical-grammatical
reading aloud process, and supporting the "functional sys-
(quasi-spatial) structures tem" for reading, according to a Lurian interpretation. In
Afferent Motor Articuleme discrimination case of damage in any of these written language process-
Efferent Motor Disturbances in speech kinetic structure ing levels, a deficit in reading will appear, even though
Dynamic Verbal initiative it would be different depending on the specific impaired
a ''Factor'' in Luria's theory refers to the fundamental defect responsible
area. Furthermore, other abilities also relying on one of
for a particular neuropsychological syndrome. these processing levels (''factors'') would be also affected.
Contemporary neuroimaging and electrophysiologi-
the;, brain works, not the knowledge about how to apply a cal techniques have provided most valuable information
series of tests in standardized conditions. about brain activity during performance of different cog-
It is interesting to note that Luria extensively, but nitive tasks. Thus, departing from measures of focal brain
not systematically, used the term factor to refer to the metabolism, positron emission tomography allows one
deficit that can underlie an overt clinical disorder. At other to visualize levels of brain activity and focal involve-
times he simply referred to the basic deficit or underlying ment during different conditions. It has been observed that
defect affecting normal psychological performance. And, when performing complex intellectual tasks (e.g., reading
undoubtably, he did not use the term factor with a mathe- aloud, speaking, etc.) a complex matrix of activated ar-
matical meaning (i.e., factor analysis). eas is revealed (posner et al., 1988). Different brain ar-
At this point, the question arises as to which "fac- eas participate, making specific contributions to the per-
tors" underlay performance in different neuropsycholog- formance during, for example, a reading task: occipital
ical tests. These factors would, in consequence, represent (visual perception), temporal (language decoding), and
the basic elements of cognition. Luria discussed this ques- frontal Broca's area (language control and production)
tion in some detail with regard to language. In his last (Pettersen et al., 1989). For each one, a somehow lim-
book Basic Problems of Neurolinguistics" (1976a), Luria ited region is fully activated, where some other areas can
analyzed the factors that can underlie the different apha- be only partially active (Price et al., 1994). While speak-
sic syndromes (Table II). As a matter of fact, these same ing, a specific activation of the left mouth area can be
factors had been previously pointed out by Luria years observed, as well as in the superior temporal lobe and the
before. However, it is not easy to deduce the impaired supplementary motor area.
factors in other neuropsychological syndromes (e.g., ag-
nostic or apraxic disorders). This "factorial theory" of cog-
nitive activity represents one of the most interesting and Factor Analysis in Neuropsychology
outstanding points in Luria's neuropsychological perspec-
tive. Unfortunately, Luria did not completely develop this In the neuropsychological domain, factor analysis
factorial theory of psychological activity. has been more frequently applied to some specific tests and
scales directed to measure single cognitive abilities. For
example, several factor analytic studies of the Wechsler
Further Developments Memory Scale are available to date (Ardila and Rosselli,
1994; Bornstein and Chelune, 1988; Elwood, 1991; Roid
Luria's interpretation of brain organization of cogni- et al., 1988; Wechsler, 1987). Nonetheless, factor analyses
tive activity has received support from contemporary re- of extensive neuropsychological battery tests are scarce.
searchers in the area. Thus, for Benson (1994), any com- Pont6n et al. (1994) administered a neuropsycholog-
plex psychological activity requires the participation of ical test battery including 10 different tests to 300 nor-
different brain areas. As an example, according to Benson mal subjects. A factor analysis was used and five different
(1982), six different brain areas participate under normal factors were found: a Verbal Factor (measured basically
conditions in reading aloud: (1) primary visual cortex, through verbal fluency and naming), a Learning Factor
(2) association visual cortex, (3) angular gyrus, (4) tempo- (measured specially with an auditory verbal learning test),
ral areas involved in language recognition, (5) the frontal a factor related to the Speed in Processing Information
126 Ardila

(attention; measured with Digit-symbol subtest), a Visual the different scores of the Wisconsin Card Sorting Test.
Processing Factor (measured with the Rey-Osterrieth Factor IV (7.9% of the variance) was a Fine Movements
Complex Figure), and finally, a Psychomotor Speed Factor factor, and Factor V (6.7% of the variance) represented a
(measured with the Pin Test). Verbal Memory factor.
Ardila et al. (1994) administered a general neuro- Ostrosky et al. (1999) administered a short neuropsy-
psychological test battery to a 98-subject sample. Their chological test battery assessing a wide spectrum of cog-
battery included language, memory, spatial abilities, con- nitive functions including orientation, attention, memory,
cept formation, and praxis abilities tests. A factor analysis language, visuoperceptual abilities, and executive
with varimax rotation found nine different factors account- functions. Normative data in an 800-subject sample from
ing for about 70% of the variance. Factor I (Verbal Fac- 16 to 85 years of age, and from zero to 24 years of educa-
tor; accounting for 14.2% of the variance) was measured tion were obtained. A factor analysis with varimax rotation
by a Sequential Verbal Memory Test and Verbal Fluency disclosed seven different factors. Factor I (accounting for
subtests. Factor IT (accounting for 12.9% of the variance) 28.6% of the variance scores) best correlated with Dig-
was measured by the WMS Visual Reproduction subtests its backwards, Copy of a semicomplex figure, Calculation
(Nonverbal Memory and Constructional Factor; imme- abilities, and Language Comprehension. Factor II (9.6%
~iate and delayed reproduction) and the Rey-Osterrieth of the variance) highly correlated with the writing scores.
Complex Figure (copy and immediate reproduction). Fac- Factor III (accounting for 6.1 % of the variance) best cor-
tor III (Verbal Memory Factor; accounting for 9.8% of the related with verbal fluency tests. Factor IV (accounting for
variance) was measured by the WMS Logical Memory 5.7% of the variance) was correlated with motor functions.
subtests (immediate and delayed). Factor IV (Fine Move- Factor V (accounting for 4.3% of the variance) correlated
ments Factor; accounting for 6.4% of the variance) was with all the recall scores. Factor VI (accounting for 3.9%
associated with fine movements (tapping subtests, right of the variance) correlated with Orientation in Space. Fac-
and left hand). Factor V (Verbal Knowledge; accounting tor VII (accounting for 3.6% of the variance) correlated
for 6.0% of the variance) was mainly measured by the with Orientation in Person.
Information subtest of the WMS and the Boston Naming In summary, several factor analyses of extensive neu-
Test. Factor VI (Praxis Ability Factor; accounting for 5.5% ropsychological test batteries have yielded quite similar
of the variance) represented ideomotor praxis tests. Fac- results: Some 5-10 factors are found, accounting for about
tor VII (Delay Associative Learning Factor; accounting two-thirds of the total variance. The first factor accounts
for 5.4% of the variance) was measured by the Delayed for some 15-30% of the total variance, and it is usually a
Associative Learning subtest, and Factor VIII (Arithmetic verbal factor. Some additional factors are also observed:
Factor; accounting for 5.0% of the variance) was measured spatial, memory, perceptual, fluency, motor skills, etc. The
by Digit Span. Factor IX (Mental Control Factor; account- damage in the "brain systems" supporting the intellectual
ing for 4.4% of the variance) was measured by the Mental activities corresponding to these factors (verbal abilities,
Control subtest of the WMS. Correlations between some spatial abilities, verbal fluency, etc.) would result in spe-
tests were negative (e.g., between Logical Memory from cific neuropsychological syndromes (aphasia, spatial ag-
the WMS and Rey-Osterrieth Complex Figure-Copy con- nosia, amnesia, etc.). These factors should be matchable
dition). Several correlations were around zero. This obser- with the neuropsychological syndromes found in cases
vation is particularly important from the point of view of of brain pathology (see Table III). Nonetheless, it does
the existence of a general factor in cognition (g factor). not seem realistic to suppose that the exact number of
Ardila et al. (1998) administered a comprehensive these factors can be determined. From a factor analysis
neuropsychological test battery: language, memory, per- perspective, the factors to be found obviously depend not
ceptual abilities, concept formation, and praxis abilities only on the types oftests that are included but also on some
tests to 300 normal subjects. Forty-one different scores additional variables (e.g., the subjects included in the anal-
were calculated. It was found that some of the tests pre- ysis, the type of factor analysis, etc.). From a neuropsycho-
sented a complex intercorrelation system, whereas other logical perspective, to exactly pinpoint the cognitive syn-
tests presented few or no significant correlations. A factor dromes observed in cases of brain pathology is not an easy
analysis with varimax rotation of the neuropsychologi- task, at least at the moment. As an illustration of this point,
cal battery tests was performed. Five different factors ac- we do not know well enough how to classify spatial dis-
counted for 63.6% of the total variance. Factor I (26.7% turbances associated with brain pathology (e.g., Benton,
of the variance) represented a clearly Verbal factor. Fac- 1989; De Renzi, 1982, 1985; Hecaen, 1962; Hecaen and
tor II was a perceptual or Nonverbal factor (12.5% of the Albert, 1978; Morrow and Ratcliff, 1988; Newcombe and
variance). Factor III (9.8% of the variance) correlated with Ratcliff, 1989). We do not know yet well enough either
Intelligence and Neuropsychology 127

Table m. Factors Observed in Ardila et a1. (1994) Neuropsychological Test Battery. the Tests Most
Saturated by These Factors. and Probable Neuropsychological Syndromes.that Might Be Associated with
Impainnents in Those Factors

Factor Test Probable Neuropsychological Syndrome

I Verbal Production Verbal fluency Convexitalleft prefrontal syndrome


II. Constructional-Vtsuospatial Rey-Osterrieth Figure Constructional apraxia
Visual memory WMS Spatial agnosia
III Verbal Memory Logical memory Verbal amnesia
Wernicke aphasia
IV Fine Movements Tapping test Premotor syndrome
Kinetic apraxia
V Verbal Knowledge Infonnation Wernicke aphasia
Boston Naming Test Anomia
VI Praxis Ability Ideomotor apraxia test Ideomotor apraxia
VII Delayed Associative Learning Delayed Associative Hippocampal amnesia
Learning WMS
VIII Arithmetic Digits Acalculia
IX Attentional Mental control WMS Orbital prefrontal syndrome

Table IV. Some Relatively Constant Factors Found Across Different frequency across different factorial studies. This is ob-
Factor-Analytic Studies (Carroll. 1993) and the Neuropsychological served in different cognitive areas: reasoning, language,
Syndromes with Which They Might Be Associated
memory, visual perception abilities, etc. Table IV presents
Factor Neuropsychological Syndrome a summary of these relatively constant factors found across
different factor analytic studies. From a neuropsycholog-
Language ical perspective, these factors are expected to be impaired
Lexical Knowledge Wernicke aphasia
in cases of focal brain pathology. Some neuropsycholog-
Grarrunatical Sensitivity Broca aphasia
Communication Ability Prefrontal syndrome ical syndromes are expected to be observed in cases of
Oral Production Verbal apraxia? disruption of these brain systems supporting these basic
Speech Sound Discrirnination Word deafness cognitive factors.
Naming Facility Anomia
Expressional and Word Fluency Extransylvian motor aphasia
Reasoning
Sequential Prefrontal syndrome Frontal Lobes and Intelligence
Inductive Prefrontal syndrome
Quantitative Frontal acalculia Long ago it was noted that frontal damage did not
Visual Perception result in evident deficits in psychometric intelligence tests
Spatial Relations Spatial agnosia
Topographic agnosia?
(Hebb, 1939; Hebb and Penfield, 1940). This was true
Serial Perceptual Integration
Perceptual Speed Visual agnosia even in cases of bilateral frontal lobectomy. It was some-
Numerical how surprising to find that IQ in patients with frontal lobe
Number Facility Acalculia damage could be normal (Hebb, 1945). These initial obser-
Attention and Concentration vations carried out during the 1940s have been further doc-
Attention and Concentration Prefrontal syndrome
umented in neuropsychology (e.g., Brazzelli et al., 1994;
Damasio and Anderson, 1993). Milner (1963) reported
a mean loss of only 7.2 IQ points following dorsolateral
how exactly to classify language disturbances associated frontal lobectomies, with mean postoperative IQ scores re-
with brain damage (e.g., Benson and Ardila, 1996). And maining in the average range. This observation meant that
we do not know well enough the exact variants of the either frontal lobes do not have much to do with intelli-
prefrontal syndrome (Damasio and Anderson, 1993). gence or psychometric intelligence tests were not sensitive
Interestingly, some fundamental intellectual factors to frontal lobe deficits ("executive dysfunctions," accord-
can be found throughout different psychometric factor ing to contemporary terminology).
analytic studies. Carroll (1993) analyzed 461 factor-ana- Teuber (1972) carried out a rather extensive research
lytic studies presented in the literature up to date. He ob- project in order to pinpoint the deficits associated with
served that some factors tend to appear with a significant frontal pathology. He compared patients with right frontal,
128 Ardila

left frontal, and bilateral damage. The results demonstrated Full Scale IQ. In the WCST only Persevertive Errors neg-
that in general, patients with frontal lesions performed as atively correlated with Verbal IQ and Full Scale IQ. Only
well as other patients in a variety of intelligence tests. two correlations were found to be significant with regard to
Teuber, however, found deficits in some visuoperceptual the TMT: TMT Form B Errors negatively correlated with
tests, such as visual search tasks. These defects in visual WISC-R Vocabulary subtest; and TMT A TIme negatively
search have also been pointed out by different authors correlated with Performance IQ. Results were interpreted
(e.g., Luria, 1980). Milner (1982) also found impaired
performance in same-different comparisons using clicks,
as supporting the assumption that traditional intelligence
tests are not fully evaluating executive functions.
1

I
flashes, and colors. Further, she pointed out that frontal In general, prefrontal lobe activity has been asso-
damage patients have difficulties indicating the recency ciated with self-regulation, control of cognition (meta-
of an item in a series using either figures or words. Signif- cognition), temporal organization of behavior, monitoring
icant difficulties in sequential or temporal memory have of behavior, selective inhibition of responses to immedi- 1
been observed in this group of patients, and it has even ate stimuli, planning behavior, and control of attention
been proposed that the temporality of behavior represents (Brown, 1985; DamasioandAnderson, 1993; Fuster, 1989;
a core defect in cases of frontal pathology (Fuster, 1989). Hecaen, 1964; Luria, 1966, 1969, 1973, 1980; Perecman,
.. In traditional psychometric intelligence tests, perfor- 1987; Pribram, 1973; Stuss and Benson, 1983, 1986, 1987).
mance of frontal damage patients can be normal or near These are the abilities not tapped by psychometric intel-
normal. Black (1976) found a mean WAIS verbal IQ of ligence tests. The term executive junction has been pro-
99.1 and a mean performance IQ of 99.5 in a group of posed to refer to the multi-operational system mediated by
44 Vietnam veterans who had sustained unilateral frontal prefrontal areas of the brain and their reciprocal cortical
lobe shrapnel injuries. Janowsky et al. (1989) described and subcortical connecting pathways (Stuss and Benson,
seven patients with various focal frontal lobe lesions who 1986). Executive dysfunction may be summarized in two
obtained a mean WAIS-R Full Scale IQ of 101. Damasio cardinal defects: in controlling behavior and in organizing
and Anderson (1993) analyzed 10 patients with frontal le- cognition.
sions (ventrolaeral and dorsolateral) caused by either vas- Evidently, traditional intelligence tests do not appro-
cular events or surgical resection for treatment of tumors. priately evaluate executive function disturbances. It has
The most notable feature of the WAIS-R testing in these to be concluded that either executive functions should not
patients was the consistent preservation of the cognitive be included as elements of "intelligent behavior" or psy-
abilities required to perform the various intellectual tasks chometric intelligence tests are insufficient in testing for
following frontal lobe damage. intelligence. They are not sensitive to the most impor-
By the same token, in normal subjects, low corre- tant elements of "intelligence": "To act purposefully" (i.e.,
lations between traditional intelligence test scores and controlling and planning behavior) and "to think ratio-
executive function measures have been reported. Welsh nally" (i.e., organizing and directing cognition) according
et al. (1991) observed in children that most of the execu- to Wechsler's (1944) definition of intelligence.
tive function tasks (Visual Search, Verbal Fluency, Motor The conclusion is evident: psychometric intelligence
Planning, Tower of Hanoi, Wisconsin Card Sorting Test tests do not appropriately appraise intelligence. Or at least,
(WCST), and Matching Familial Figures Test) were un- they are not appraising those abilities that from a neuropsy-
correlated with IQ. Visual Search, Verbal Fluency, WCST, chological perspective (and also from the point of view of
and Tower of Hanoi did not correlate with any IQ mea- the Wechsler's intelligence testing) should be understood
sure (Verbal, Quantitative, and Nonverbal) from the Iowa as the most important elements in intelligence.
Test of Basic Abilities. Using a 300-subject college stu-
dent sample, Ardila et al. (1998) observed that Verbal
Fluency tests presented a low but significant correlation Memory and Visuoperceptual Abilities
(about 0.20 to 0.25) with some WAIS verbal subtests, par-
ticularly Digits, Arithmetic, and Information. However, One of most basic functions of the cerebral cortex is
WCST scores did not correlate at all with the Verbal, Per- to encode and store new information (memory). One basic
formance, or Full Scale IQ. Ardila etal. (in press) analyzed area in assessing cognitive activity refers to memory eval-
the correlation between IQ and some executive function uation (Lezak, 1995; Spreen and Strauss, 1991). The WIS
measures (WCST, verbal fluency, and Trial Making Test does not appropriately measure memory. Wechsler him-
(TMT), Form A and Form B). Fifty 13- to 16-year-old self realized the significant shortcoming of his intelligence
normal children were selected. It was found that verbal scale and created a parallel scale directed specifically to
fluency tests correlated about 0.30 with Verbal IQ and measure memory (Wechsler Memory Scale; Wechsler,
Intelligence and Neuropsychology 129

1945). However, the WIS has remained within the domain (some 25% of the variance). (4) Like every trait, intelli-
of psychometric intellectual measures, whereas the gence is the joint product of genetic and environmental
Wechsler Memory Scale has been widely used in the neu- factors. (5) School affects intelligence in many different
ropsychology domain. ways: transmitting specific information, developing cer-
It could be argued that some WIS subtests are indeed tain skills and attitudes. Failure to attend school has neg-
evaluating memory: the Information subtest measures re- ative consequences in intelligence testing. (6) Some bi-
mote memory and Digits measures immediate memory. ological conditions have clear negative consequences on
It is easy to agree with this perspective. However, there intelligence. Examples are perinatal complications, expo-
are at least two significant shortcomings in WIS memory sure to environmental lead, and exposure to high blood
appraisal. (1) The memory process is not evaluated (i.e., levels of alcohol. (7) There is a steady rise across time
the ability to encode, store, and retrieve new information). in intelligence test scores known as the "Flynn effect"
This is the most critical type of memory test in neuropsy- (Flynn, 1984, 1987). Mean IQ scores have increased more
chology (e.g., Lezak, 1995; Luria, 1976b). (2) At least than 15 points in the last 50 years. Some reasons may be
verbal and nonverbal memory testing should be included improved nutrition, cultural changes, experience with test-
ina cognitive evaluation. Evidently, memory assessment ing, shifts in schooling or child-rearing practices, or some
using the WIS is insufficient, even though WAIS-lli has other unknown factors. (8) Ethnic differences in intelli-
attempted, at least partially, to overcome this significant gence reflect complex patterns. No overall generalization
shortcoming. about them is appropriate. (9) Many of the most critical
By the same token, WAIS subtests fail to appropri- questions about intelligence remain unanswered.
ately measure spatial and visuoperceptual abilities. In- Some brief comments may be presented to these
deed, some WIS subtests partially tap into spatial and selected conclusions: (1) Evidently, the concept and in-
visuoperceptual abilities (e.g., Picture completion). But terpretation of intelligence continue to be controversial.
it is difficult to accept that WIS subtests are good enough Neisser et al. (1996) recognized that there are different
to evaluate spatial and visuoperceptual abilities. There are ways to interpret intelligence. No single interpretation of
many better tests in the area (see Lezak, 1995). intelligence testing data is widely accepted. (2) Neisser
et al. (1996) refer to the bidirectional relationship between
school and IQ: intelligence predicts school achievement,
SOME CONTEMPORARY VIEWS ABOUT and school affects intelligence. (3) Many factors may be si-
INTELLIGENCE multaneously acting on the scores obtained in intelligence
tests: genetic factors, some early biological conditions, en-
Even though the issue of intelligence has been a vironmental factors, cultural values, etc. (4) Given the so-
"hot" topic for many years, the main questions remain called Flynn effect, several factors may be simultaneously
unsettled. Recently, some integrative papers have been interacting to cause the recent rapid rise in test scores. For
published, attempting to distinguish what is really known a person coming from a nonpsychometrically oriented cul-
and what still remains controversial with regard to intelli- ture (as the author of this paper), however, it is evident that
gence. Neisser et al. 's (1996) paper "Intelligence: Knowns the most crucial factor may be the tremendous training in
and Unknowns" published in AmeriCan Psychologist rep- testing abilities that Americans have been progressively
resents perhaps the most authoritative report. The paper exposed to. Although exposure to psychometric testing
was prepared by a task force specifically appointed by the has extended to other countries, it is markedly higher in
Board of Scientific Affairs of the American Psychologi- the United States than in most countries. School children
cal Association. Some of the main conclusions presented currently spend a significant amount of time developing
by Neisser and his 10 expert co-authors are (1) There are those strategies required in answering tests, and in prac-
many ways to be intelligent, and there are also many con- ticing tasks similar to those included in intelligence tests.
ceptualizations of intelligence. (2) Psychometry has been This was not observed one generation ago. (5) No gener-
able to measure a wide range of abilities that are distinct alization or general conclusion about ethnic differences in
from one another and yet intercorrelated. It is possible to intelligence is acceptable. There are many ways to be in-
describe the complex relationships between these abilities telligent in different cultural contexts. Good performance
in many different ways. Some authors have searched for a on psychometric intelligence tests is just one way to be
"general intelligence" (g) factor, whereas others have pre- intelligent in a quite specific cultural context.
ferred to refer to a set of independent factors. Still others Reactions to Neisser et al.'s (1996) paper rapidly ap-
have opted for a hierarchy of factors. (3) Intelligence is peared (see American Psychologist, 52(1), 1997). Reac-
correlated with school achievement at a level of about 0.50 tions were so mixed that the only conclusion that can be
130 Ardila

safely drawn is that intelligence continues as a very contro- 2.3. Lexical knowledge (naming, vocabulary, or
versial and, in many regards, a poorly understood topic. other similar tests)
If a conservative paper like that of Neisser et al. could 3. Calculation abilities
trigger so many different and opposite reactions, it must 3.1. Arithmetical operations
be concluded that the concept of intelligence is on very 3.2. Numerical problems
fragile ground.
4. Perceptual abilities
4.1. Visual recognition of figures under different
conditions (e.g., visual detection, to recognize
WHAT SHOULD BE INCLUDED WHEN embedded or unusually presented figures, to
TESTING FOR COGNITIVE ABILITIES? find similarities and differences between fig-
ures, etc.)
Since Thurnstone (1938, 1947), there is the converg- 4.2. Recognition of sounds and music (verbal-pho-
ing consensus that some fundamental cognitive abilities nological discrimination; and nonverbal rhy-
may be distinguished. Researchers refer to a limited num- thms, melodies, music, etc.)
ber of domains, usually six to nine, frequently appearing
5. Memory and learning
in f.actor analytic studies of psychological (Carroll, 1993)
and neuropsychological test batteries (Ardila et al., 1994, 5.1. Verbal learning (Serial Verbal Learning, Cali-
1998; Ponton et al., 1994). A similar idea is presented by fornia Verbal Learning Test, Rey Auditory
Gardner (1983) when he proposed different types of in- Verbal Learning test, Logical Memory, etc.)
telligence. Evidently, these are the cognitive domains that 5.2. Nonverbal learning (Benton Visual Retention
should be included when testing for intellectual abilities. test, immediate and delayed recall of figures)
There are no fixed tests to evaluated these domains, even 6. Visuoconstructive and visuospatial abilities
though some tests may be better, at least at a certain his- 6.1. Visuoconstructive (such as Rey-Osterrieth
torical moment. In the future, new and better tests can be Complex Figure)
developed to appraise these domains, and these domains 6.2. Tests for spatial abilities (such as line orienta-
may even be restated and rearranged. tion)
In neuropsychology there are several tests that have 7. Motor
become widely accepted and extensively used (see Lezak,
1995; Spreen and Strauss, 1998). They are considered re- 7.1. Fine movements (such as the Finger Tapping
Test or other fine movements test)
liable, sensitive, and in general "good" tests. There is a
significant research body supporting their reliability and 7.2. Praxis ability tests
validity. An evaluation of cognitive abilities should in- 8. Executive function abilities
clude these widely accepted tests. As a matter of fact, 8.1. Abstraction (e.g., Similarities)
many of them have been taken from the intelligence test- 8.2. Reasoning (e.g., Raven Progressive Matrixes)
ing research, and in this regard, psychometric intelligence 8.3. Concept formation tests (the Category Test,
testing and neuropsychological testing may be comple- Wisconsin Card Sorting Test, etc.)
mentary rather than mutually exclusive. Of course, it is ex- 8.4. Some tests directed to "maintain instructions"
pected that in the future, superior testing instruments will (Stroop test, Trial MakingTestFormB, Luria's
be developed, replacing the current tests that now are con- opposite reactions, etc.)
sidered the best available neuropsychological instruments.
Examples of these cognitive domains, and potentially Of course, these tests are not necessarily evaluating
useful tests are: a single cognitive domain. Attention is required for an
appropriate performance in any intellectual test. Calcula-
1. Attention tion abilities represent a rather complex and multifactorial
ability. Verbal memory depends on language understand-
1.1. Focused attention (e.g., digits backwards)
ing. For example, phonological verbal fluency can be in-
1.2. Sustained attention (e.g., serial subtractions
terpreted as an executive function test, whereas semantic
etc.)
verbal fluency is closer to a lexical knowledge test. Fur-
2. Language thermore, all these tests are significantly influenced by
2.1. Verbal fluency (using semantic and phonolog- education, age, and cultural background. Norms for dif-
ical categories) ferent groups should be obtained. Although raw scores
2.2. Language comprehension (token test) can be nonequivalent in different educational, cultural,
Intelligence and Neuropsychology 131

and age groups, standard normalized scores are equiva- der) is added. In the Performance Scale Matrix, Reasoning
lent. Each group itself represents its own norm. Tests must (the examinee looks at a matrix from which a section is
be standardized and norms obtained not only for different missing and either identifies the number or points to one
age ranges but also for different educational and cultural of five response options that completes the matrix) and
groups. Otherwise, what is normal for one group might be Symbol Search (the examinee visually scans two groups
interpreted as pathological for another. When a particu- of symbols, a target group composed of two symbols and
lar group outscores another, this simply means that wrong a search group composed by five symbols, and indicates
norms have been used. whether either target symbol matches any of the symbols
in the search group) were added. The Digit-symbol subtest
is used under different conditions: Digit symbol-Coding
THEWAIS-ill (as previously used), Digit symbol-Incidental Learning
(paring to recall the symbols matched with the numbers,
In the last 50 years, the same 11 subtests proposed by and free recall to recall the symbols used in coding sec-
Wechsler in the 1930s were repeated over and over again, tion), and Digit symbol-Copy (to copy the symbols that
with just minor changes. Not until 1997 were some fun- were used in the Digit symbol-Coding). These two last
damental changes introduced to the WIS. The WAIS-III conditions are optional and are not used in calculating
(Wechsler, 1997) represents a very significant improve- IQs. Table V presents the cognitive domains and areas
ment over previous versions. But changes are far from included in the WAIS-III subtests.
enough. Several major concerns arise: (1) Testing for cogni-
The WAIS-III includes some new subtests directed tive abilities is still insufficient (see above); (2) It is not
to overcome some of the limitations found in the previous easy to understand why if several factor analyses disclosed
WIS versions: Instead of 11 subtests, there are 14 (seven four different factors (Verbal Comprehension, Perceptual
verbal subtests and seven performance subtests) used to Organization, Working Memory, and Processing Speed),
calculate IQs. In the Verbal Scale, the Letter-Number Se- the WAIS-III insists on calculating only two compound
quencing subtest (combinations of numbers and letters are scores (Verbal and Performance) instead of four. In the
read and the examinee is required to recall the numbers different factor analytic studies that are presented in the
first in ascending order and then letters in alphabetical or- WAIS-III Technical Manual, the Object Assembly subtest

Table V. Cognitive Domains and Areas Included in the WAIS-llI Subtests.

Cognitive Domain Area WAIS-llI Subtest

I. Attention Focused attention Digit span Working Memory


Sustained attention Digit-symbol Processing Speed
2. Language Fluency Not included
Language comprehension Not included
Lexical knowledge Vocabulary Verbal Comprehension
3. Calculation abilities Arithmetical operations Not included
Numerical problems Arithmetics Working Memory
4. Perceptual abilities Visual recognition Picture completion Perceptual Organization
Symbolsearcb Processing Speed
Auditory recognition Not included
5. Memory Verbal learning Not included
Nonverbal learning Digit-symbol-IT..
6. Visuoconstructive Visuoconstructive Block Design Perceptual Organization
and visuospatial Object Assembly
Spatial abilities Not included
7. Motor Fine movements Not included
Praxis Not included
8. Executive functions Abstraction Similarities Verbal Comprehensionb
Reasoning Matrix reasoning Perceptual Organization
Concept formation Not included
"Maintain instructions" Letter-number Working Memory

DFactors found in the WAIS-III (Wechsler, 1997).


bComprehension is a subtest difficult to interpret and includes two different types of subtests (proverb interpretation and
knowledge of social conventions).
132 Ardila

was not included. No reason for this exclusion is men- anthropology (e.g., Bernatzik, 1957), and contemporary
tioned. (3) Scores are corrected according to age but not humans speak over 4,000 different languages (Swadesh,
according to educational level, although the most impor- 1967). Evidently, an extended analysis of cognitive dis-
tant variable affecting psychological and neuropsycholog- turbances in different cultural and ecological contexts is
ical test performance is education, not age (e.g., Anastasi, necessary for us to understand and serve the neuropsycho-
1988; Cronbach, 1990; Ostrosky et al., 1998). Neverthe- logical needs of our constituency.
less, raw scores should be corrected by both education and Supposedly, comparable fundamental cognitive dis-
age. In the standardization sample used, about two third,S turbances are to be found in every human species mem-
of the subjects had 12 or more years of education. The ber, regardless of cultural background, educational level,
lowest educational group included in the normative sam- language, and ecological demands, as a consequence of
ple had "eight or less years of education," which is most brain lesions. There are some fundamental characteris-
likely an inappropriate education cut-off point (Ostrosky tics in the human brain, and in brain-behavior relation-
et al., 1998). The WAIS-ID seems inappropriate to test ships that one would expect to observe in every human
people with low educational levels. (4) The WAIS-ID re- subject. Basic cognitive processes are universal, and cul-
tains the total compound score (Full Scale IQ) despite tural differences in cognition reside more in the situations
tJ;te fact that the factor analytic studies presented in the to which particular cognitive processes are applied than
WAIS-ID Technical Manual show that the four factors in the existence of the process in one cultural group and
obtained in the different factor analyses are rather inde- the absence in another. Culture prescribes what should be
pendent. learned and at what age. Consequently, different cultural
In brief, the WAIS-ID is undoubtedly an improve- environments lead to the development of different patterns
ment over previous WIS versions. This is the first time of abilities. Cultural and ecological factors play a role in
that Wechsler's original testing schema has been, at least developing different cognitive styles (Berry, 1971, 1979).
partially, abandoned, and new tests are included. After al- Furthermore, cultural variables can eventually influence
most 50 years of extensive use, it was finally accepted the brains' organization of cognition. For example, it has
that the 11 WIS subtests proposed by Wechsler were in- been reported that the degree (not the direction) of brain
sufficient to test cognitive abilities. Evidently, WAIS-ID lateralization of language can depend on literacy, and in
represents an implicit recognition that at least executive general, on the verbal training histories (Lecours et al.,
functions and memory had been insufficiently tested in the 1987, 1988; Matute, 1988).
WIS previous versions. Nonetheless, it does not mean that Language, memory, visuospatial abilities, praxis
new WAIS-ID has overcome the major difficulties pointed skills, and cognitive abilities in general studied in psychol-
out above, and no research studies using the WAIS-ID are ogy and neuropsychology are under cultural influence.
yet available. Cognitive disturbances associated with brain pathology
are related to the way those abilities have been trained.
Brain damage results in the disturbance in a specific level
COGNITIVE ABILITIES IN DIFFERENT ofinfonnation processing, even though the actual manifes-
CULTURAL CONTEXTS tation depends on the specific pattern of cognitive abilities.
This specific pattern of cognitive abilities is culturally de-
Psychometric intelligence tests have been developed pendent. Reading and writing can illustrate the enonnous
in a very specific cultural context. They rely on those abil- complexity of brain organization of any cognitive process.
ities that are significant in that particular cultural context Supposedly, reading is based on certain fundamental abil-
and on those approaches that are culturally most valuable. ities (e.g., complex shape perception, cross-modal learn-
In neuropsychology, cognitive disturbances associ- ings, etc.) already existing 5,000 years ago in preliterate
ated with brain pathology. of a very limited subsample humans, and of course, existing in illiterate individuals.
of the human species-contemporary Western, and most The human brain might be specialized not for reading or
often, urban middle-class, and literate brain-damaged writing per se, but for certain basic abilities (infonnation
individuals-have been relatively well analyzed. Our un- processing levels or cognition factors) required to read and
derstanding about the brain's organization of cognitive to write, albeit not only to read or to write. It does not seem
abilities, and their disturbances in cases of brain pathol- reasonable to assume that some brain areas are specialized
ogy, is therefore not only partial but, undoubtedly, cul- in reading or writing, just as it does not seem reasonable
turally biased. Cultural and linguistic diversity is an enor- to suppose that some brain areas are specialized in using
mous, but frequently overlooked, moderating variable. computers. Even though the fundamental defect may be
Several thousand different cultures have been described by the same, the actual manifestation of brain pathology may
Intelligence and Neuropsychology 133

be different depending on the training histories and the a neuropsychological perspective (and also according to
actual pattern of cognitive abilities. Wechsler himself) could be better interpreted as "intel-
If, despite some existing basic characteristics in its ligence." At the least, they fail in appraising some most
brain organization, oral and written language disturbances fundamental aspects.
are associated with language idiosyncracies (e.g., apha- 2. The concept of IQ might disappear. It is archaic,
sia is not completely equivalent in Chinese and Spanish; and theoretically remains a controversial concept. Subtests
alexia and agraphia can be different in English, Span- used to measure "intelligence" are inappropriate.
ish; and Japanese, etc.; Ardila et al., 1996; Sasanuma and 3. In the future, cognitive evaluation may rely on
Fujimura, 1971; Yamadori, 1975; Yu-Huan et al., 1990), neuropsychological instruments instead of using psycho-
other cognitive abilities such as spatial cognition may also metric intelligence tests. Neuropsychological tests have
depend on the specific ability learning history and the par- a clear and overt rationale from the point of view of the
ticular cognitive style. Supposedly, similar spatial cog- brain organization of cognitive activity. No clear rational
nition disturbances are to be found in a similar way in for the WIS subtests is easily found.
every human species member, regardless of the cultural 4. It would seem more appropriate to use standard
batkground and the ecological demands. Basic spatial scores (such as T, z, or percentiles) for the individual
cognition abilities, however, are applied in rather differ- tests and cognitive domains, than using global intellec-
ent ways depending on the specific cultural context and tual scores (such as IQ).
the ecological demands. Contemporary city individual's
spatial abilities are not necessarily inferior (or superior)
to the Eskimos' or Amazonian Indians' spatial abilities. ACKNOWLEDGMENTS
Spatial abilities may have evolved with new living and cul-
tural conditions. Spatial cognition abilities can be required My most sincere gratitude to VIrginia Standish for her
in many contemporary, and historically recent skills, not most valuable support and help while preparing this paper.
found in every human group. The author of this paper Thanks to Dr. Kevin Keating, Dr. Mariano Alemagny, and
had the opportunity to study a university chemistry pro- Dr. Sarah Ransdell for their observations and suggestions
fessor who suffered a small right-parietal infarction with- on this paper. My gratitude to the anonymous reviewers
out any overt spatial disturbance. Although she had not for their most helpful, encouraging, and interesting obser-
any evident spatial difficulty in her everyday activities, vations.
she could not continue teaching chemistry, because she
was "unable to have a spatial representation of molecules
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