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The first path is the one taken by Heidegger. Far fro m b eing |
abruptly dismissive—compare the words of his contemporary Ernst I
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^ It is crucial here to distinguish between two questions. "What are
,, the item s in the domain over which the values of an individual
variable range (i.e. what is it to correspond to an individual
w constant)?" and "What is the ontological (or, for Hegel, conceptual)
n constitution of the individuals in a given domain?" All sorts of items
l' can b e bro ught forward as specimen answers to the first question
ts (e.g., spatio-temporal individuals, physical particles, numbers and
e. sets), which n onetheless differ in regard to their constitutions.
re Hegel, by s howing that attempts to answer the latter question
|r lead, time and again, to conceptually untenable and inadequate
0 results, also w ants to demonstrate that the very notion of referring
j to a "pure" individual is self-vitiating.
1 This comes out, first of all, in the sheer variety of terms canvassed
in the Logic, e ach of which might look like the counterpart of an
I individual v ariable or of (the class of) its substitution-instances.
[• Thus, in the Logic of Being, he studies "something" (Etwas) or,
[ synonymously, " that which is there" (das Daseiende) and, later,
j "the One" (d as Eins); in the Logic of Essence he examines "the
existing s omething" (das existierende Etwas) or, synonymously,
"the thing", (das Ding).46 At a minimum, then, any formal
representation of Hegel which uses the predicate calculus would
have to discriminate among these different types of individual
| variables or constants. Furthermore, the so-called existential
| quantifier would have to be made sensitive, if that is formally
, possible, to Hegel's distinction between Dasein (in the Logic of
I Being) and Existenz (in the Logic of Essence), to say nothing of
i Wirklichkeit, which "stands higher than existence."47
Much more importantly, Hegel takes pains to bring out the
| conceptual insufficiency of these allegedly singular referring
| expressions; we might say that they are opaque, not because it is
I unclear which individuals they pick out but because they fail
systematically to pick out individuals. His analysis of "Dieses" in
the first c hapter of the Phenomenology is familiar; equally, in the
I Science of Logic, for example in the section on "Something and
I Other", he tries to subvert both the common-sense and the
philosophical belief that individuals ("somethings') are genuinely
distinct an d hence referentially distinguishable from one another;
the Other, one of the Eleatic Stranger's greatest kinds, has to be
I woven into the logical texture of each and every something .
| "Being-for-another and being-in-its-own-right (Ansichsein) make
up the two factors of the Something."48 Similarly, at a later stage o
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ge) the L ogic of Being, viz., Quality, Quantity and Measure, and (3),
the I finally, in the form of "abstract immediacy," as confined to the one
t to | sphere of quality. (This trichotomy by no means exhausts the range
ral of senses 'Being' exhibits throughout the course of the Logic.)
nd Similarly, 'immediacy', after having occupied a pivotal position at
eir the start of th e Logic of Being, reappears, in the Logic of Essence,
iut in th ree d istinguishable senses, as Dieter Henrich has recently
ial | made clear.52 The progression of Hegel's argument seems vitally to
ns | depend on the intelligibility of the shifts or displacements among
of j these sense s. The multivocity in question is not denotational—
ily ' 'Being' is not vague in the way 'mountain range' is—nor is it a
| matter of stra ightforwardly lexical ambiguity as in the case of the
id English word 'bore'; instead, the successive expansions and
id | contractions of its semantic force record its history within the
>t | search for (in Hegel's terms, the self-unfolding of) a single
s . conceptual structure in which complementary and contrastive
it ' differences are incarnate, rather than extrinsic. The determina-
s j tions of th inking are, as Professor Findlay puts it, "iridescent."53
, | Moreover, Hegel does not decry, but, instead, celebrates the
f I ambiguity of ce rtain terms in a natural language such as German;
) 'aujheberi i s only the most famous instance. This indicates that,
r I for Hegel, the relation between a natural (or object) language and its
I logical reg imentation (or metalanguage) is far different from that
| enshrined in t he prevailing contemporary understanding: the latter
I seeks to eliminate multivocity by assigning different symbols to
I "different" meanings, while Hegel exploits the ambiguity of his
| thematic and his operative terms.54
The situation, from a formal point of view, only worsens when we
I take into account still another feature of Hegel's use of categories
I (or, th ought-determinations). This is their self-predicativity, espe
cially manife st in the central Logic of Essence.55 Thus, Hegel can
treat what, in any familiar formalization, would appear as the sign
I for the logical connectives identity (e.g. = ) a nd non-identity (e.g.
I '^) as potentially self-applicable. Thus, Hegel is prepared to claim
I that "Id entity is in its very own right absolute non-identity, and
| "Difference ( Unterschied) in its own right is difference that relates
' itself to itself."56 To all appearances, Hegel is concerned here to
determine whether identity is identical or non-identical with itself,
i whether difference is different from itself or not. The specter of
Plato's trit os anthropos seems to hover over this phase of Hegel s
discussion. This is not the occasion for a more extended inquiry
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^ essay 'Tru th by Convention," namely, that "if logic is to proceed
mediately from conventions [i.e. to conventional assignments of
meaning to the various logical expressions one by one, then) logic is
needed for inferring logic from the conventions.")75
| Consequently, the rules of inference have to be made to abandon
j their intra-systematic inviolability and submit to logical scrutiny,
as they ind eed do later in the Logic, in Hegel's discussion of the
| so-called "laws of thought."
I 2) A second aspect of Hegel's thinking about logical procedure
brings still another negative argument to the fore. The traditional
I apparatus of "synthetic demonstration" (i.e. deduction from
| premises) is surveyed in the next-to-the last section of the Logic,
under the rubric: "The Idea of the True". Having begun by
| dissecting the "analytical method" of resolving a complex concept
| into its simple components, Hegel turns to the synthetic method,
paradigmatically present in classical geometry, and examines its
I elements. Foremost among these are constructions and proofs.
I Neither fulfills t he expectation of intrinsic necessity Hegel initially
associates with both:76 an auxiliary construction is brought into a
I demonstration fr om outside, that is, it is not generated ineluctably
and unm istakably by the theorem to be proved (e.g. extending the
base o f a triangle to prove Euclid 1,4); but is rather an "invented
contrivance";77 synthetic proofs, for Hegel, do not meet the demand
| articulated by A ristotle in the Posterior Analytics, namely, that the
demonstration of a property show that it necessarily follows from
' the essence of its subject-genus {An. Post. 1, 73b 29-33). As Hegel
puts the point: "The proof is not a genesis of the relation which
constitutes the content of the theorem; necessity here is only
relative to our insight and the entire proof is only subjectively in aid
| of o ur co gnition." A proof, in the synthetic sense, is "a subjective
deed without objectivity."78
Putting to gether a formally valid derivation of a formula is, to be
sure, a different matter from testing whether a sequence of
formulae is a proof of that formula. The former is mechanical and
effective; t he latter is not. For Hegel we can only be said to have
rational (verniinftige) knowledge (as distinct from the cognition
afforded by the understanding) when the relationships educed from
a concept (o r, the Concept) are intrinsic to it (cp. the Aristotelian
criterion of koc&' ocuto predication mentioned above) and exhibit
that s ame concept in its self-otherness.79 That is, the method
suitable to t he "absolute Idea" or to logical science must be at once
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a • fragment of his logic in quasi-mathematical dress. This occurred in
t0 | the midst of h is correspondence with Pfaff who was trying valiantly
ts | to come to grips with the putatively deductive sequence of H egel's
text and who ended his last letter with the prophetic declaration: "A
of | mathematician cannot bear for there to be a faculty for expressing
°' I thought which he can't exercise as well."107
' i Moreover, the idea of symbolically representing the content of a
^ philosophical system was certainly not foreign to some of Hegel's
s I important c ontemporaries. Fichte, for example, promised in 1801
e ' to provide "later on, a sign-system [Zeichen-system] for pure
' I concepts (in the sense of the universal characteristic sought by
| Leibniz, which has first become possible with the advent of my
Science of K nowledge)."108
a Nonetheless, Hegel mounted an energetic and illuminating attack
^ ' on the very notion of giving logic the shape of a calculus or
( mathematical system. By the time of the Differenzschrift (1801) he
^ , was already calling into question the "reduction of philosophy to
11 logic," that is, to a system of abstract principles of thought and the
e conclusions derived from them. "What the final outcome of the
^ reduction of philosophy to logic will be, it is not easy to say in
I advance. The device serves too well the desire to remain outside
^ ! philosophy while continuing to philosophize not to be in demand,"
' ' Hegel sardonically and prophetically wrote.109 Moreover, the
j ( expressions 'der Formalismus', 'das Formelle', and even 'der
| logische Formalismus' appear quite frequently in Hegel's mature
I works as terms of reproach (although it would be unwise to identify
these completely with their contemporary homophones).110 For
I 1 example, he remarks pointedly (and with ironic foresight into the
, 1 future of Hegel-appropriation) that "formalism has . . . seized upon
! 1 triplicity and has clung to its empty schema."111
But it is in the Logic itself that he brings specifically into focus
i the attempts of Leibniz and others (Euler, Lambert, Ploucquet) to
refashion logic along mathematical lines and to give it the look of a
machine for calculation. Even when viewed superficially, the
contrasts between his and their conception of what logic is and
I
should be are transparent:
"This recommendation [of Ploucquet's] namely, that the whole of
logic be m echanically imparted to the uncultivated by means of t he
(logical] cal culus is surely the worst thing that can be said of an
I invention ha ving to do with the presentation of logical science.
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the class of items that fall under it (cp. the axiom of comprehension
in set-theory) is, then, to commit a "category-mistake." The items '
subsumed by the extension of the concept preserve their mutual s
indifference (as in the case of the units within a number); on the s
other hand, the class-concept as a formal unity is itself def ormed p
into a unit capable of entertaining merely quantitative relations ' tl
with other such units (as in the case of the distinct numbers i d
themselves).
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I This u nwarranted descent from the "highest" to the "lowest"
| categorial sphere also explains why the topic that provokes Hegel's
final critical remarks concerning mathematical logic is the so-called
| "mathematical s yllogism."122 Here, in accordance with the mathe-
I matical axiom that two things equal to a third are equal to one
another, "all qualitative distinctions among the elements of the
I syllogism are left aside and only their equality or non-equality is
| taken up." 123 In other words, the syllogism, intended in general to
display th e intermediation of its constitutive elements, is trans-
! formed into a sequence of equations (or inequalities) suitable to
i mechanical re ckoning. (Leibniz's combinatorial analysis, for exam-
pie, yielded th e result that there are 2048 possible combinations of
I judgments, of which only 24 are serviceable.)
j What the three passages in which Hegel discusses attempts to
I clothe logical science in mathematical dress have in common, then,
is first, and quite obviously, that they all occur in contexts
i appropriate to mathematics itself (i.e. number, extension of classes,
J propositions in a syllogism construed as equations or inequalities),
second, that they bring to light, in various ways, how greatly a
concept is disfigured when it is interpreted as having the structure
of a number (i.e. the mutual indifference of its ingredient units and
the purely f ormal unity of each concept vis-a-vis other concepts)
and, finally—an aspect not yet explicitly considered—that in each of
the three passages Hegel emphasizes the philosophically fatal
I danger of confounding the fixity or motionlessness of a mathemat-
| ical unit (o r class) with the essential mobility of a concept, thanks
to which all of its intrinsic differentiations are, in the end, to be
' understood as products of its self-movement. Establishing the
I equality or non-equality of extensional classes, to take an example
from the second passage surveyed above, is the work of what Hegel
I calls "exte rnal reflection," that is, grosso modo, of the subjective
| consciousness of the mathematician who must prove that a
one-to-one mapping of the elements of one class onto the other does
or does not exist. The quantitative distinction or sameness of any
two cl asses is extrinsic to the nature of the items assembled
together in those classes. We saw in section IIA a bove that the
structure of the Concept is identical, for Hegel, with the structure of
subjectivity; self-motion, motion in virtue of its own nature
(Aristotle, Phys. Bl), is definitive of subjectivity.125 Furthermore,
the motion in question here has to be understood as self-
differentiation and, subsequently, self-identification: the career o a
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the sensuous material and the general idea present in the sign :
necessarily entails that the significance of the sign must first be !
learned. This is especially true of signs in a language.""' And, j
secondly, in a remark following a discussion of mathematical
symbolism in the Philosophy of Nature: when there are many (
relations among the combined numbers and figures, it is |
"completely ambiguous to which of them we are meant to adhere
That ambiguity can be removed only by an elucidation. But I
then, the essential expression of the thought-content [represented i
in the mathematical symbols] is the elucidation and the symboliza-
tion is a worthless superfluity."132 Using signs in a significant way |
presupposes a pre-symbolic grasp of the relation between the |
thought-content or activity and its designation; as Wittgenstein
puts it in his early Notebooks, prefiguring many of his la ter '
observations from the post-Tractatus period, "not every featureofa 1
symbol symbolizes. . . ."133 '
Hegel's remarks on symbols and signs seem to warrant th e |
following three conclusions:
1) The rules for the use of s igns, i.e. for recovering the intended
cognitive (or logical) significance of signs from the external,
sensuous medium in which they are inscribed, are not available in
that medium itself. We cannot read the intended relation o r
correspondence between sign and designatum straightforwardly
from the sensuous shape of the sign alone. If th is "reading" is the / :
unique responsibility of non-symbolic thinking, then this is a
responsibility that can never be usurped by the manipulation of •
signs themselves. i i
2) The production of signs, bridging as it does the gap between i
the sensuously given and the activity of thought, is a station on the f
way to fully independent thinking; the use of linguistic signs, | £
names, for example, abets what Hegel calls 'mechanical memory',151 ; c
But, this is no reason to confuse an antecedent, preparatory stage ' I
with what, in Hegelian idiom, both succeeds it and is presupposed a
by it. Signs take their sense and reference from thinking, notife , v
versa.
3) Finally, the specific nature of the signs deployed in a | n
systematic context (e.g. a formal system) can be, and, perhaps, has i tl
to be, at odds with their designata. Thus, to return to H egel's ' n
discussion of Euler's calculus of classes: "The very attempt t o ! tr
designate thought-contents shows itself to be futile and v ain as "<
soon as we compare the nature of the sign and the nature of what it I
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thought.152
Frege was at least partially sensitive to this ambivalence in the
status of Anschauung. On the one hand, the "full light o f ,
consciousness," so he asserts, can be thrown on all the ste ps of 1
1
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Is 1 thinking is simultaneously to be purged of the perceptible and to be
exhibited in a perceptible medium—Frege suggests that we can
s | "use the sensible itself in order to free ourselves from its
g I constraint." And he continues, in the spirit of Anaxagoras' dictum
5 ! "the things that appear afford a sight of the unmanifest," "since
f ! the concept is in itself unintuitable, it requires an intuitable
i representative in order to be able to make an appearance. In this
way the sensible discloses to us the world of the non-sensible."155
Is this sy mbolic negotiation between pure thinking and percep-
: tion successful? If, as Frege also argues in the same passage, we
' have access to a concept only by way of d esignating it, assigning it
l a univocal symbol, then how can we ever be in a position to verify
i that the chosen symbol answers to the corresponding concept? It
would appear that we must have independent, non-symbolic access
j to the conceptual and logical originals in order to determine
I whether our symbolic images and signs fulfill their task. Otherwise,
there is no way of ascertaining that what the arbitrarily chosen
symbols communicate are the structures of pure thinking. As Frege
writes in his Basic Laws of Arithmetic, "the utility of the sign
consists in its representative capacity."156 However, rules for the
| use of sig ns (and for securing their representative relation to the
forms o r laws of pure thinking) cannot be incorporated into the
' symbolic l anguage itself, since they are its pre-symbolic, formally
| ineffable basis.157 In other words, knowledge of how the signs of the
I Begriffsschrift a re to be manipulated presupposes direct acquain
tance with pure thinking, although the latter is made manifest only
by virtue of the system of signs in which it is exhibited. It seems,
i therefore, th at neither pure thinking nor the signs that deputize for
it can "speak for themselves."
( At all events, Frege's endorsement of Leibniz's demand, that a
lingua characterica "paint not words, but thoughts,"158 points us
back to the source of the dilemma embodied in his own
Concept-Script.
Leibniz looked to his ars characteristica to "disburden" or
"alleviate" the imagination;159 reasoning should substitute charac-
| ters for th e things about which one reasons, thereby leaving, as it
were, visible traces on the sheet of paper, which can be examined at
' leisure."160 At the same time, the ars characteristica is meant to be
a "logic of the imagination," a "science of imaginable things. 161
, How can one and the same symbolic art relieve the imagination of
its burdens and furnish its logic?
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"I
s composed of the characters of those things out of the ideas of which
r ' the ide a of the thing to be expressed is itself composed" remains
j i unfulfilled so long as the constituent ideas elude purely symbolic
» cognition.167 The representative or expressive correspondence
I | between ideas and their signs, that is, the pivot on which the
notion of an ars characteristica turns, cannot be established by
r j inspecting the symbolism itself.
1 On the other hand, Leibniz became increasingly dubious over the
1 prospect of th e finite human mind's ever completing an analysis of
composite n otions into intuitive simples. Not only is our human
| knowledge inevitably discursive and approximative, unlike God's
simultaneous k nowledge of a whole; in addition, the very notion of
simplicity is threatened with indeterminacy, as Leibniz admits in a
letter to V agetius: "In what way then are these [primitive] notions
simple? W hichever way we turn, we encounter difficulties."168 If,
then, the resolution of a composite is, for us, an infinite process
I and if the identification of a simple as a simple is never
unimpeachable, then the dual program of analytic reduction (ars
iudicandi) and synthetic deduction (ars inveniendij is critically
compromised, if n ot systematically frustrated.
These c ompromises with his deepest intentions are the fruit of
Leibniz's allegiance to two key aspects of Descartes' philosophy, an
allegiance that continues despite his turn to formalism and his
| trenchant c riticisms of the limits of Descartes' program.169 First,
I the latte r's distinction between intuition and deduction, that is,
' between the instantaneous grasp of simple natures and the
| sequential pursuit of proportions among these simples which, at its
I best, only m imics intuition, remains alive in Leibniz's discrimina-
' tion betw een intuitive knowledge of simples and symbolic knowl
edge of com posites, where the latter moves always per partes, from
| one element to the next. Second, and even more significantly,
Leibniz shares with Descartes the conviction that "pure thinking
| or "pure mind" must display itself in a sensibly accessible medium,
if the outcome of its operations or internal motions is to hold true of
the ext ra-mental world. The ambivalence of the imagination in
Leibniz mirrors the duplicity of the imagination in Descartes, a
I duplicity particularly evident both in the relation between pure
mind and the body and in the epistemological design of analytical
| geometry, which, if not the whole, is the representative heart of the
Cartesian m athesis universalis.170
' In the Regulae Descartes asserts that the imagination is "a true
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The third and decisive stage in the genesis of modern logic arises
| from Hilbert's turn to the study of the syntactical properties of
I formal systems in themselves, together with the postulate of
' cognitive transparency that animates the entire tradition stemming
| from Descartes and Leibniz.
Hilbert's pr ogram poses for the first time in explicitly technical
terms the question of the adequacy of any formal system to the
pre-formal or so-called "intuitive" body of discourse which it is
; meant to represent. I am using 'adequacy' here in a sense broad
' enough to cover a ll those demands that can be reasonably made on
[ a formalization. Let me begin by setting out the four chief demands
in the form of a table, pairing each with the relevant metamathemati-
cal res ult or results.
PROJECT RESULT
This table makes clear that the crucial demands embedded in the
governing intentions of formalization per se are thwarted or
compromised by results established in each case by thoroughly
jormalistic methods. Something of the particular character of each
of th ese four limitative results can now be brought onto the stage
against this methodological backdrop; that is, no techniques or
concepts alien to the formalistic repertory are introduced into the
demonstrations of these limitations. (This methodological point
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f •
! their relat ionship from "outside" the system of formal objects, in
order to b ring home its bearing on the latter's status; it is the
reflective interplay between provability outside the system and
provability (or, unprovability) within it that, when appropriately
grasped, thw arts Hilbert's dream of finding purely intra-systematic
proofs of co nsistency and completeness. Godel calls attention to
this aspect of his procedure by naming an expression in his
arithmetical language the "isomorphic image" of its counterpart in
Principia Mathematical99 to understand this image as an image is
to negotiate b etween it and its formalistic "original". And it is in
this sense that Godel's allusions to the Epimenides-paradox have
more than simply heuristic value.
4. Th e f ourth and final result bearing centrally on the modern
project of fo rmalization initiated by Frege and Hilbert is Church's
negative solution to the so-called "Entscheidungs-problem" for the
first-order predicate calculus. The problem is to discover whether or
not there is an algorithm or fully-mechanical procedure for
determining whether any formula, expressed in accord with the
formation-rules of that calculus, is or is not a "theorem" formally
derivable fro m its axioms and by its rules. If there were such a
procedure, then given any such formula one could determine after a
finite number of steps whether a proof of it or of its negation can be
constructed from the calculus. (The equivalent in computation
theory is the so-called "Halting Problem", first formulated by Turing
in 1 936.) In that circumstance the Leibnizian dream of a purely
mechanical a pparatus both for generating all possible proofs (the
ars inve niendi) and for assessing whether there is an (analytical)
proof for any well-formed formula of t he lingua characteristica (the
ars iudicandi) would be fulfilled.
Church's negative solution of t he decision-problem, the technical
detail of which is not germane here, is thus one further constriction
on t he aspirations that inspired the original formalistic program,
viz., the global aspirations of a mathesis universalis.
Several additional comments are appropriate here.
Since Godel had earlier proved (in 1930) that first-order predicate
logic is complete, unlike "richer" or more complex systems such as
that of Prin cipia Mathematica, but like the prepositional calculus
(i.e., every sentence recognized to be valid is also deducible from its
axioms and inference-rules), this logic displays a curious asymme
try: it is complete, but undecidable. This means that we can check
mechanically to determine whether a string of formulae is or is not
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' atic sy stem yields the Skolem-result that any such system, if
I consistent, is non-categorical and, therefore, that non-
| denumerability is relative. The first Godel incompleteness theorem
' reveals that the intended autonomy of the formalization of
' number-theory passes over into an ambiguous heteronomy:
informal or intuitive arithmetic, not its formal transcription,
1 establishes the "truth" of the undecidable Godel-sentence. In all
' these instances the shape generated by the basic claims of
formalism becomes misshapen in this process of abortive self-
verification and no further technical moves (e.g., Gentzen's proof of
I the consistency of number-theory using transfinite induction to the
| limit-ordinal e 0) can restore its originally-intended contours.
2. In th e second place, these limitative results are "phenomeno-
I logical" in a more specific sense; each, in its own way, exemplifies
certain of the key contrasts Hegel deploys when he rehearses the
history of the interlinked experiential shapes natural conscious-
' ness gives itself. Consequently, not only does the project of
i formalization founder on formalistic grounds, but, in addition,
those grounds lend themselves to diagnosis in Hegelian terms
which cann ot, in turn, be absorbed into the technical language of
modern formal logic. This asymmetiy would give Hegelian discourse
some measure of e xplanatory primacy over formalistic discourse.
Let me try to spell out what I have in mind. The Lowenheim-
' Skolem results reproduce the interplay between meinen and sagen,
between inte nded and expressed meaning, which Hegel introduced
I most em phatically in the opening chapter of the Phenomenology,
(but also invoked elsewhere in that and other texts). There,
apparently p re-linguistic intentions are subverted when we try to
articulate them in speech. Analogously, the pre-formal intentions or
intuited meanings associated with non-denumerability and, even
more st rikingly, with natural number, are subverted, or at least
compromised, when we try to render them expressly in the
language of a formalized set-theoiy. It seems to be no accident that
the ensuing discussion of the Lowenheim-Skolem results is, as I
have mentioned, pervaded by locutions such as 'intended model' or
'standard model', for the dilemma is exactly that the Jormalism
(whichever one is chosen) lacks the power on its own to
discriminate between the domains in which all of its formulae are
satisfied. A discrimination into intended and unintended, or
standard and non-standard, domains has to be drawn outside the
formalism. And yet, the original point of an axiomatic formalization
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NOTES
1. Karl Popper, "What is Dialectic?" in: Conjectures and Refutations (New York:
Basic Books, 1968), p. 335. Popper's criticisms belong to a strand of
anti-Hegelianism initiated by A. Trendelenburg in his Die logische Frage in
Hegels System (Leipzig: F.A. Brockhaus, 1843): cp. J. Schmidt, Hegels
Wissenschaft der Logik und ihrer Kritik durch Adolf Trendelenburg (Munich:
Berchmann. 1977).
2. W. Krohn, D ieformale Logik in Hegel's "Wissenschaft der Logik . Untersuchun-
gen zur Schlusslehre (Munich: Carl Hanser, 1972), p. 12. a work of
considerable value for understanding Hegel's treatment of presymbolic formal
logic (syllogistic).
3. Enzyklopadle der philosophischen Wissenschaften [-Enz-]. Theorie-
Werkausgabe (Frankfurt a.M.: Suhrkamp, 1970), Bd. 8, Par. 2 4, Zusatz 2^
4. Wissenschaft der Logik 1 = W.L.), ed. G. Lasson (Hamburg: Felix Meiner, 1963).
II. p. 231.
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LACHTERMAN/FORMALIZATION OF HEGEL'S LOGIC
30. Ibid... pp. 113-114. (Heidegger's further explorations of the origins and
significance of "logic" may be found in his lecture-series Loglk: DieFmge nach
der Wahrhelt fed. cit., Bd. 21), esp. pp. 1-29 and Metaphysische Anfangs-
griinde der Loglk im Ausgang uon Leibniz (Bd. 26), esp. pp. 1-32.
31. See Zur Sache des Denkens (Tubingen: Max Niemeyer, 1969), p. 53 and Vier
Semlnare (Frankfurt a.M.: Vittorio Klostermann, 1977), pp. 56-63. For the
final ph ase of his confrontation with Hegel, cp. Ricardo Dottori, "Kritisches
Nachwort zu "Hegels Dialektik" von H.-G. Gadamer and zum Verhaltnis
Hegel-Heidegger-Gadamer," Bijdragen 38 (1977), pp. 176-192 and J. Haber-
mas & H.-G. G adamer, Das Erbe Hegels (Frankfurt a.M.: Suhrkamp, 1980).
32. "Grundsatze des Denkens," Jahrbuch Jiir Psychologte and Psychotherapie 6
(1958), pp. 33-41. esp. pp. 36-37.
33. Contemporaiy attempts to formalize Hegel's logic are both extensive in
quantity and discrepant in quality. The most impressive among them, to my
mind, is by Dominique Dubarle, in D. Dubarle and A. Doz, Logique et
dialectique (Paris: Larousse, 1972), pp. 121-200. Its mathematical format
apart, Dubarle's effort rests both on a critique of Hegel's repudiation of
formalization and on the substantive claim that "the logical emergence of
formalism. . .is, in the last analysis, imposed by the very nature of things," i.e.,
by th e "effective reality of Hegel's philosophical discourse" (p. 4). Dubarle
continues this line of argument in his book Logos etJormalisation du langage
(Paris: Klincksieck, 1977), esp. pp. 227-301. In both studies he contends that
thinking, if it is to articulate itself, "ought to be expressible in a language"
which is ineluctably brought "to display the features of a mathematical entity"
(Dubarle & Doz . p. 59).
Among the many other attempts at formalization the following ought to be
mentioned: C. Butler, "On the Reducibility of Dialectical to Standard Logic,"
The Personalist 56 (1975), pp. 414-431; idem, "Hegel's Dialectic of the Organic
Whole as a Particular Application of Formal Logic," in: W. S teinkraus & K.
Schmitz, eds.. Art and Logic in Hegel's Philosophy (N.Y.: H umanities Press,
1980), pp. 219-232; Y. Gauthier, "Logique Hegeltenne et formalisation,"
Dialogue 6 (1967), pp. 151-165; G. Giinther, Idee und Grundriss einer
nicht-aristotlelischen Logik, I. (Hamburg: Felix Meiner, 1959); M. Kosok, 'T he
Formalization of Hegel's Dialectical Logic," in: A. Maclntyre, ed., Hegel. A
Collection of Critical Essays (Garden City, N.Y.: Doubleday, 1972), pp.
237-287; idem, "The Dialectical Matrix, or Hegel's Absolute Idea as Pure
Method," Hegel-Studien. Betheft 18 (1979) [cp. my critical review, ibid., pp.
139-1411; T. Seebohm, 'The Grammar of Hegel's Dialectic," Hegel-Studien 11
(1976), pp. 149-180 and J. Velarde, "Logica y dialectica," (Teorema 4 (1972),
pp. 17 7-197.
34. 'Model' as used here involves an equivocation, since an object-language is not,
in the technical sense, a model of its metalanguage. However, the virtue of
"faithfulness" is a desideratum in the former case, as much as it is when
semantic models of some set of p urely syntactic marks are in question.
35. Two r ecent interpretations of Hegel's Science of Logic which give this issue
poignancy are H. Fink-Eitel, Dialektik und Sozialethik (Meisenheim a.G.:
Anton Hain, 1978) and M. Theunissen, Sein und Schetn (Frankfurt a.M.:
Suhrkamp, 1980). Cp. H.F. Fulda, R.-P. Horstmann & M. Theunissen,
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LACHTERMAN/FORMALIZATION OF HEGEL'S LOGIC
92. Schelling, Samtliche Werke, ed. M. Schroter (Munich: C.H. Beck, 1927ff.), V,
p. 24.
93. For "natural logic" see W.L., I, p. 9ff. On the manifold relations among these
different log ics, cp. W. Brocker, Formale, transzendentale und spekulative
Logik (F rankfurt a.M.: Vittorio Klostermann, 1962) & M. Zahn, "Die Idee der
formalen und transzendentalen Logik bei Kant, Fichte und Hegel," in:
Schelling-Studien. M. Schroter zurn 85. Geburtstag (Munich: Oldenbourg,
1965), pp. 153-191.
94. W.L.. U. p. 221.
95. Ibid.. II, p. 222.
96. Ibid.. II, p. 430.
97. Ibid., II, p. 220.
98. Cp. Peter Rohs, Transzendentale Logik (Meisenheim a.G.: Anton Hain, 1976).
99. Ed. cit., p. 111.
100. W.L., II, p . 3.
101. Ibid., I, p. 35.
102. Ibid., II, p. 486.
103. See W.L. , I, pp. 42. 45-46, 53 & 1 9, respectively.
104. Cp. Klaus Diising, Das Problem der Subjektivitat in Hegels Logik (Hegel-
Studien, Beiheft 15, 1976), esp. pp. 305-313. (Diising's book as a whole is the
most co nvincing presentation known to me of the claim that the "subject" of
the Logic is subjectivity.)
105. Ed. cit., p. 111.
106. Reprinted in R. Rorty, ed.. The Linguistic Turn (Chicago: University of Chicago
Press, 1 967), p. 357.
107. Brieje, ed. cit., I, p. 409. (In a letter to this Nuremberg mathematician which is
now lost Hegel "gave the first proposition (sc. of the Logic] a mathematical
form, to satisfy a mathematician who is used to such things, for which he
must thank you," ibid., p. 406.)
108. A note from 1801, cited in the preface to Fichte, Erste Wissenschajtslehre von
1804. . ., ed. J. Widmann (Stuttgart: Kohlhammer, 1969), p. xxxii. Cp.
Sonnenklarer Bericht, Samtliche Werke (Berlin: Veit & C ompagnie, 1845), II,
p. 384. (An ir replaceable introduction to the "state of the question" in the early
phase of the Kantian era is provided by Salomon Maimon, In the appendix to
his Versuch ilber die Transzendentalphllosophle (Berlin, 1790, repr.
Darmstadt: Wissenschaftliche Buchgesellschaft, 1963), entitled "Uber symbo-
lische Erkenntnis und philosophische Sprache," pp. 265-332. On p. 282 he
writes: "I believe, however, that there are certain criteria by which one can
distinguish between a genuine philosopher and a mere philosophical
calculator, or, more precisely, a philosophical machine.")
109. G esammelte Werke, IV, ed. H. Buchner & O. Poggeler (Hamburg: Felix Meiner,
1968), p. 91. Hegel had particularly in mind C.G. Bardili's "logical realism"
which had been embraced enthusiastically by Reinhold. Cf. M. Zahn, Fichtes,
Schellings und Hegels Auseinandersetzung mit dem 'logischen Realismus'
Chrlstoph Gottfried Bardllis," Zeitschrift fur philosophische Forschung 19
(1965), p p. 201-223; 453-479.
110. See, among numerous examples, the use of'Formalismus in the Phdn., pp.
41, 42 , 43, & 47 (bis) and in W.L., I, p. 210; II, pp. 233, 351. 356, 498.
111. W .L., II, p. 498.
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GRADUATE FACULTY PHILO SOPHY JOURNAL
pp. 283-293. For the most polemical account of Hegel's position, see Jean
Desanti, La ph.ilosoph.ie silencieuse (Paris: Le Seuil, 1975), pp. 22-69.
119. See G. Cantor, Abhartdlungen mathematischen und philosophischen Inhalts [
(Berlin, 1932; repr. Hildesheim: Olms, 1966), p. 282.
120. W.L.. I. p. 208. |
121. Ibid., II, p . 259.
122. On the mathematical syllogism, cp. W. Krohn, op. cit.. pp. 62-78. I
123. W.L., II, p. 326.
124. Ibid., I, p . 397; II, p p. 35-36.
125. For fuller discussions of the self-motion of the Concept, see P. Rohs, " Der
Grund der Bewegung des Begriffs," Hegels-Studien, Beihejt 18, pp. 43-62; J.
Simon, "Die Bewegung des Begriffs in Hegels Logik," ibid., pp. 63-73 & H.
Rottges, Der Begriff der Methode in der Philosophie Hegels (Meisenheim a.G.:
Anton Hain, 1976), pp. 184-232. I
126. W.L., II, p. 258. ,
127. Ibid.. I, p . 34. '
128. On the Hegelian doctrine of signs, cp. J. Derrida, "Le p uits et la pyramide,"ln |
his Marges de la philosophie (Paris: Editions de Minuit, 1972), pp. 79-127
and I. Fetscher, Hegels Lehre uom Menschen (Stuttgart: Friedrich Fromraann, j
230 J
LACHTERMAN/FORMALIZATION OF HEGEL'S LOGIC
140. Fre ge, Nac hgelassene Schriften, ed. H. Hermes et al. (Hamburg: Felix Meiner,
| 1969), |= N.S.], p. 200 (the note dates from 1906),
141. M L. p. 221.
142. See , for example, "Booles rechnende Logik und die Begriffsschrift," ibid., pp.
9-10 and editorial note #2. On some of the implications of this distinction, cp.
' J. van Heije noort, "Logic as Calculus and Logic as Language," Synthese 17
| (1967), pp. 324 -330; on its terminology, see E.-H, W. K luge, "Frege, Leibniz et
alii,"Studia Leibnitiana 9 (1977), pp. 266-274. (On Boole's own motivations
j and intentions, see L. M. L aita, "The Influence of Boole's Search for a Universal
Method in Analysis o n the Creation of his Logic," Annals of Science 34 (1977),
pp. 153-176.
143. "fibe r die wissenschafttiche Berechtigung einer Begriffsschrift," in: Begriffs
schrift und a ndere Aufsatze, ed, I. Angelelli (Hildesheim: Olms, 1977), p. 113;
' henceforth refer red to as Begriffsschrift.
144. N.S ., p. 221. This is not meant to ascribe to Frege the Hilbertian notion of
"implicit definitions" which he so vehemently attacked. On the other hand, the
logically simple elements which cannot be defined, but "only pointed to"
(Grundgesetze der Arithmetik (Jena: Herman Pohle, 1903), II, p . 148), seem to
be accessible only within the "network of inferences" woven from them. On
Frege's critique of Hilbert see M. D. Resnik, "The Frege-Hilbert Controversy,"
Philosophy a nd Phenomenological Research 34 (1974), pp. 386-403: John
Vlckers, "Definability and Logical Structure in Frege." Journal of the History of
Philosophy 17 (1979), pp. 291-308, esp. pp. 302-307 and E.-H. W. Kluge,
Introduction to G. Frege, On the Foundations of Geometry and Formal
Theories of A rithmetic (New Haven: Yale University Press, 1971), pp. xi-xlii.
For Frege's notion of the "logically simple", see idem. "Freges Begriff des
Logischeinfachen," in: ed. M. Schirn, Studien zu Frege. II (Stuttgart: Friedrlch
Frommann, 1 976), pp. 51-66.
145. See Begriff sschrift, p. xii.
146. N.S., p. 10.
147. Ibid., p. 221.
148. W issenschaftlicher Briefwechsel (Hamburg: Felix Meiner, 1976), p. 101.
149. The historical descent of "symbolic" logic from Cartesian algebra has
frequently been misjudged or ignored. E. W. Beth, for example, (The
Foundations of Mathematics (N.Y.: Harper & R ow, 1964), p. 55) writes that
'. . . algebraic research took a direction which, though leading to the
discovery of the infinitesimal calculus, proved decidedly unfavourable to the
development of symbolic logic." On the contrary, the rise of the discipline of the
"calculus of operations", from which the English algebraists of the nineteenth
century fa shioned symbolic logic, stems directly from Leibniz s expansion of
Cartesian analysis. (Cp. E. Koppelman, "The Calculus of O perations and the
Rise of Abst ract Algebra," Archive for the History of Exact Sciences 8 (1971),
pp. 155-242. For the coeval influence of geometry on the evolution of symbolic
logic, see E. Nagel, 'The Formation of Modern Conceptions of Formal Logic in
the Development of Geometry," Osiris 7 (1939), pp. 142-224.)
„0 For a dis cussion of Frege's understanding of this notion, see Wolfgang Mara.
"Zur B estimmung des Begriffes 'relnes Denken'." Zeitschrift Jilr philosophl-
sche fForschung
SCllv (Jl 11*' ly 28 (1974), pp. 94-105. , e. . , n( a
Cp. the account of the geometry of the Begriffsschrift In Claude Imbert, Le
151-
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, 176. D. Hllb ert, "Neubegrundung der Mathematik, " (1922), cited by E. Cassirer,
Philosophy of Symbolic Forms, trans. R. Mannheim (New Haven: Yale
University Press, 1957), III, p. 380. Cp. Cassirer's general discussion of Hilbert,
ibid., pp. 378-405 and, for important correctives to his view, P. Kitcher,
"Hilbert's Epistemology," Philosophy oj Science 43 (1976), pp. 99-115.
177. Cf. "On the Infinite," in: From Frege to Godel. A Source Book in Mathematical
Logic, 1879-1931. ed. Jean van Heijenoort (Cambridge, Mass.: Harvard
University P ress. 1967), p. 376.
178. Cp. P. Kitcher, op. cit., esp. pp. 110-114.
179. From Freg e to Godel. . ., op. cit., p. 131.
180. See the brief account of these differences in J. van Heijenoort, art. cit.
181. Cp. Jean Ladriere, "Le theoreme de Lowenheim-Skolem," Cahiers pour
I'analyse 10(1969). pp. 108-130.
182. See From Frege to Godel. . op. cit.. pp. 253-254 (editorial note). (The
distinction between the two versions is often overlooked in philosophical
Interpretations of the theorem.)
183. Ja cques Herbrand, Logical Writings, ed. W. Goldfarb (Cambridge, Mass.:
Harvard University Press, 1971), pp. 178-179.
184. The existence of non-standard models for higher-order theories was demon
strated by Leon Henkin, "Completeness in the Theory of Types" [ 1950],
reprinted in J. Hintikka, ed.. The Philosophy of Mathematics (Oxford: Oxford
University Press, 1969), pp. 51-63. Cp. also E. W. Beth, op. cit., pp. 515-516.
165. "Su r la port£e du theoreme de Lowenheim-Skolem" (1938), in: Thoralf Skolem,
Selected Works in Logic (Oslo: Universitetsforlaget, 1970).
186. For som e current discussion see J. Myhill, "On the Ontological Significance of
the Lowenheim-Skolem Theorem," [19511, repr. in: I. M. Copi & J. A. Gould,
eds., Contemporary Readings in Logical Theory (N.Y.: Macmillan, 1967), pp.
40-51: M. D . Resnik, "On Skolem's Paradox," Journal of Philosophy 63 (1966),
pp. 425-438: W. J . Thomas, "Platonism and the Skolem Paradox," Analysis 28
(1968), pp. 193-196: V. Klenk, "Intended Models and the Lowenheim-Skolem
Theorem," Journal of Philosophical Logic 5 (1976), pp. 475-489 and C.
Mcintosh, "Skolem's Criticisms of Set Theory," Nous 13 (1979), pp. 313-334.
187. On the extensionalization and reification of concepts, see E. Cassirer, op. cit.,
pp. 281-314 and the study by his pupil Wilhelm Burkamp, Begriff und
Beziehung. Studien zur Grundlegung der Logik (Leipzig: Felix Meiner, 1927).
(For Fre ge's own hesitations, see pp. 79 & 220 infra.)
jg8. G. Cantor, Abhandlungen mathematlschen und phtlosophischen Inhalts, op.
cit., p. 420.
189. Ibid., p. 380.
190. Frege, Kleine Schriften. ed. I. Angelelli (Hildesheim: Olms, 1967), p. 339.
191. Ibid. Cp. Frege's 1902 letter to Russell in: ed. Van Heijenoort, op. cit., p. 127.
192. C antor, Abhandlungen. . op. cit., p. 380 & 422.
193. For a discussion of the assimilation of concepts or ideas to (number-like) sets,
see R. Carls, Idee und Menge (Munich: Berchmann, 1974).
iq4 J. Mayberry, in his paper "On the Consistency Problem for Set Theory: An
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GRADUATE FACULTY PHILOS OPHY JOURNAL
212. This analogy does not hold for the successor-languages produced by adding an
undecidable sentence to the axioms of the original sentence.
213. The Principles of Mathematics (Cambridge: Cambridge University Press,
1903), pp. 104-105. (Cp. H. Wang, op. cit., pp. 103-106).
214. J- von Neumann, "An Axiomatization of Set Theory," [1925] in: ed. va n
Heijenoort, op. cit., p. 403.
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POSTSCRIPT-1986
This paper was originally prepared at the invitation of the Hegel
Society of America and served as the basis for a much-shortened oral
presentation at the Trent Conference: Hegel Today, held at York Uni
versity in 1980. A v ersion of that presentation, comprising most of
Section II, will be published in the forthcoming proceedings of th e
Trent Conference. I am grateful to the editorial committee of the Hegel
Society and to Mr. Pierre Adler for agreeing to this arrangement.
I am especially indebted to Prof. Joshua Cohen for his provocative
response to the original presentation, to Prof. George Kline for his
extremely painstaking and helpful editorial remarks and to Prof. Ste
phen Simpson, Department of Mathematics, The Pennsylvania State
University, for reading and discussing with me in detail Section III,
I h ave not made any major revisions to the text written in 1980.
Were I to undertake such a task now I w ould want to do more justice
to the positive achievements made possible by the project of formal
ization as well as by the discovery of its inherent limitations. The
work of Prof. Simpson and Prof. Harvey Friedman towards a (partial) '
rejuvenation of Hilbert's program throws new light on several of the
issues treated in Section III, without, I t hink, affecting the outcome
as far as the interpretation of Hegelian logic is concerned.
The following additions to the footnotes may prove useful.
Note 33: [See also: Uwe Petersen, Die logische Grundlegung der
Dialektik. Ein Beitrag zur exakten Begriindung der spekulativen
Philosophie (Munich: Wilhelm Fink, 1980), esp. chs. V-VI; P. Thagard,
"Hegel, Science, and Set Theory," Erkenntnis 18 (1982), pp. 397-410
and the papers in the section "Dialectics and Logic" in Hegel and the
Sciences, ed. R. Cohen and M. Wartofsky (Dordrecht: D. Reidel, 1984
= Boston Studies in the Philosophy of Science, 64), pp. 303-364.]
Note 37: [See also B. C. Birchall, "On Hegel's Critique of Fo rmal
Logic," Clio 9(1980), pp. 283-296. For Hegel's response to "mathemati-
cism" in abroader sense, compare V. Verra, "Hegel critico della filosofia
moderna: matematica e filosofia," De Homine, nos. 38-40 (1971), pp. I
105-130. On the fascinating history of "formal" usage in law, theology
and elsewhere, see Henry Dreu, "Formalisierungen," FreiburgerZeit-
schriftfur Philosophie und Theologie 29 (1982), pp. 46-69.]
Note 118: [See also T. Pinkard, "Hegel's Philosophy of Math emat
ics," Philosophy and Phenomenological Research 41 (1981), pp .,
452-464 and Antonio Moretto, Hegel e la "matematica dell' infinito"
(Trento: Verifiche, 1984).]
236