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Received April 24, 2013; revised May 27, 2013; accepted June 26, 2013
Copyright © 2013 Daniel Grucker. This is an open access article distributed under the Creative Commons Attribution License, which
permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
ABSTRACT
For a two-dimensional complex vector space, the spin matrices can be calculated directly from the angular momentum
commutator definition. The 3 Pauli matrices are retrieved and 23 other triplet solutions are found. In the three-dimen-
sional space, we show that no matrix fulfills the spin equations and preserves the norm of the vectors. By using a Clif-
ford geometric algebra it is possible in the four-dimensional spacetime (STA) to retrieve the 24 different spins 1/2. In
this framework, spins 1/2 are rotations characterized by multivectors composed of 3 vectors and 3 bivectors. Spins 1
can be defined as rotations characterized by 4 vectors, 6 bivectors and 4 trivectors which result in unit multivectors
which preserve the norm. Let us note that this simple derivation retrieves the main spin properties of particle physics.
Keywords: Quantum Systems; Spin 1/2; Spin 1; Particle Physics, Spacetime Algebra
1. Introduction 0 1 0 i 1 0
x , y , z (5)
The spin of particles was discovered by Wolfgang Pauli 1 0 i 0 0 1
toward the end of 1924 (see Fröhlich’s paper for an up- These three J matrices describe the so called spin 1/2
to-date discussion of spins [1]). In quantum mechanics quantum system.
textbooks, the matrix representation of spin is obtained The aim of this work is to address two questions: can
from the commutator general definition of the angular the Pauli matrices or more generally any spin system be
momentum: retrieved directly from the angular momentum definition
and are the 3 Pauli matrices the only 2-dimensional quan-
J x , J y iJ z (1) tum angular momenta?
which corresponds to an ordered set of four real ele- matrix with a null trace. As Jx and Jy are defined by a
ments. commutator, we also have x22 x11 and y22 y11 .
An operator in such a vector space is given by From Equation (2) it follows that the matrix Jx is:
M aij a real 2 2 matrix multiplied by a complex y z x11 x12
number α. It can be noticed that the two parts of α pro- Jx (15)
vide the information about the position of i in the four i x21 x22
real number set aij. with
Quantum mechanics only studies operators which pre-
serve the norm, and in two dimensions this is written as: 2 y12 y21 x11 2 y11 x21 y12 x12 y21
x11
2 y12 y21 2
a11 a12 v1 iv2 v1 iv2
(7)
a21 a22 v3 iv4 v3 iv4 x12
2 y122 x21 4 y12 y11 x11
with 4 y112 2 y12 y21 2
v12 v22 v32 v42 v12 v22 v32 v42 (8) 2
2 y21 x12 4 y21 y11 x11
x21
The solution is: 4 y112 2 y12 y21 2
2
a
2
11 a21
2
1 (9)
x22
2 y12 y21 x11 2 y11 x12 y21 x21 y12
2 y12 y21 2
2
a
2
12 a212
2
1 (10)
From Equation (3) it follows that the matrix Jy has the
a11a12 a21a22 0 (11) same expression as Jx just by exchanging y and x. Calcu-
lating x21 y12 x12 y21 by eliminating x11 gives a relation
which corresponds to
between the Jy elements:
M M 1
†
(12)
4 y112 2 y12 y21 2 4 y12 y212 4 0 (16)
This result can be easily generalized to quantum vector
As Jy is a quantum operator we have the general con-
spaces of any dimension. We see that αM is not a unitary
straints given by Equations (9)-(11) on the Jy elements:
matrix because it fulfills only one of the two conditions
of a unitary matrix U †U UU † 1 . This implies that y112 y21
2
1
2
K (17)
quantum operators need not be unitary in order to pre- x
serve the norm in the vector space contrary to frequently
held views. 1
y122 y112 2
K (18)
The problem studied was to find the 12 real elements x
of the three following matrices:
y11 y12 y21 0 (19)
k k
J k k 11 12 (13) where K is a positive real constant.
k21 k22
Equation (19) implies that y11 0 or y12 y21 0 .
with the three αk complex numbers for k = x, y, z. The For y11 0 , Equations (17) and (18) imply that
subscripts have presently nothing to do with the space 2
y21 y122 K , therefore y21 y12 .
coordinates.
From Equation (1), it follows that the matrix Jz is: For y11 0 and y21 y12 , Equation (16) gives
y12 i 2 and we obtain the second Pauli matrix
x y z11 z12
Jz (14) 0 i
i z21 z22 J y1 J y (20)
2 i 0
with
or its opposite J y 2 J y .
z11 x12 y21 x21 y12 For y11 0 and y21 y12 Equation (16) gives
z12 y12 x11 x22 x12 y22 y11 y12 i 2 and we obtain the first Pauli matrix:
0 1
z21 y21 x22 x11 x21 y11 y22 J y3 J x (21)
2 1 0
z22 x21 y12 x12 y21
or its opposite J y 4 J y 3
which shows that z22 z11 . Mor generally it is well The case y11 0 permits to calculate the constant
known that the commutator of two matrices results in a 2 4 .
For y11 0 and y21 y12 , Equation (16) gives Table 1. The 24 solutions for spin 1/2 using matrices JX, JY,
4 y112 2 y122 2 4 y122 2 4 0 and using Equation (18)
JZ, in ħ/2 units.
J1(JX,iJY,JZ) J2(JX,−iJY,−JZ) J3(JX,JZ,−iJY) J4(JX,−JZ,iJY)
y y 4 we obtain y122 0 and y11 2 which
2
11
2
12
2
An important question is why does the general treat- 2 31 3 1 23 32
3 3
33 13 3 2
ment of quantum angular momentum give only one solu-
tion? This comes from the definition of J 2 J x2 J y2 J z2 12 13 32 3 1 2 3 1 2 23
which is a dot product and not the matrix product of two
13 12 23 2 1 3 2 2 3 22 (40)
angular momentum components. This definition intro-
duces some constraints which permit to eliminate the 23 21 13 1 2 3 1 2 3 21
solutions where J2 < 0, but by taking only the positive 21 23 31 3 2 1 3 1 2 23
values of j, also eliminates the negative components in
the combination of the Pauli matrices. Therefore only the 31 21 32 1 2 2 31 1 3 22
solution J1 x , y , z is obtained. 32 31 12 1 3 2 1 2 3 21
3. Angular Momenta for 3-Dimensional To find the angular momenta, Equation (39) must be
Quantum System equal to Equation (36). There are several solutions ob-
tained from the non diagonal Jz matrix elements equal to
If we consider the extension to three dimensions, a vector
zero.
has now 3 components and any quantum operator is de-
If 13 31 2 0 , then 1 . For 1 we
scribed by a real 3 3 matrix multiplied by a complex
obtain a set of three matrix solutions to the spin equation:
number . We can choose a basis for the vector space
where one angular momentum is diagonal. If we take the
z direction for this, the angular momentum is:
0 i12 0
1 0 0 i 2
1 0 0
Jz 0 0 0 , Jx 0 i 23 ,
J z 0 2 0 (36) 212
0 0 1
0 0 3
0 i 2
0
where the λk are three complex numbers. 2 23
As the angular momenta are defined by Equations , (41)
(1)-(3) which correspond to non commuting matrices the
trace of the 3 angular momentum matrices Jx, Jy, Jz is null. 0 12 0
If we suppose that in the same basis and for the most 2
Jy 0 23
general case J y ij where βij are complex numbers, 2 12
we obtain according to Equation (2): 2
0
0 12 2 1 13 3 1 0
2 23
1
J x 21 2 1 0 23 3 2
i For 1 the sign of Jz and Jx is changed but Jy is
31 3 1 32 3 2 0 unchanged. If 12 23 i 2 we retrieve the con-
(37) ventional matrices for a spin 1:
A2 1 a0 1, a1 a2 a3 0 u12 , u22 for the basis of the 3-dimensional vector space, we have
(58) the relation defining the quaternion algebra:
or a0 0, a12u12 a22u22 a32 1 12 22 32 12 3 1 (64)
Rotation in geometric algebra is based on a theorem by
Hamilton: given any unit vector n (n2 = 1), we can re- which is only valid with the signatures:
solve an arbitrary vector x into parts parallel and perpen- u12 u22 u32 1 (65)
dicular to n: x x x . These components are identi-
fied algebraically through their commutation properties: The important property given by Equation (64) is that
the trivector i commutes not only with vectors but also
nx x n (59)
with bivectors.
The multiplication table for 3-dimensional geometric
Table 2. Multiplication table for geometric algebra in two
dimensions.
algebra with the signatures, in order to have the general
case, is given in Table 3.
1 u1 u2 i The product of two multivectors is given explicitly by:
R AB R01 R1u1 R2u2 R3u3 R4 1
2 2
u1 u1
1
i u u2
1
(66)
u2 i u22 1 u22u1 R5 2 R6 3 R7i
i u12u2 u22u1 1
with
1 u1 u2 u3 u1u2 u3u1 u 2 u3 i
u1 u121 u1u2 u3u1 u12u2 u12u3 i u12u2u3
u2 u1u2 u221 u 2 u3 u22u1 i u22u3 u22u3u1
u3 u3u1 u2u3 2
u1
3 i uu2
3 1
u u2 2
3
u32u1u2
u1u2 u12u2 u22u1 i u12u221 u12u2u3 u22u3u1 u12u22u3
u3u1 u u32
1 i u u
2
3 1
u u2u3
2
1
u u 1
2
1
2
3
2
u u u2
3 1
u12u32u2
u 2 u3 i u22u3 u32u2 u22u3u1 u32u1u2 u22u321 u22u32u1
i u u2u3
2
1
u u3u1
2
2
u u u2
2
3 1
u u u 3
2
1
2
2
u u u 2
2
1
2
3
u u u
2
2
2
3 1 1
R0 a0 b0 a1b1u12 a2 b2 u22 a3b3u32 scalar components of Jz are equal to zero. Since this rela-
tion applies to the other two spin equations, every Jx, Jy
a4 b4 u12 u22 a5b5u12 u32 a6 b6 u22 u32 a7 b7
and Jz have no scalar and no pseudoscalar components.
R1 a0 b1 a1b0 a2 b4 u22 a3b5u32 The first spin equation gives the following 6 equations:
a4 b2 u22 a5b3u32 a6 b7 u22 u32 a7 b6 u22 u32
2 x3 y5u32 x5 y3u32 x4 y2u22 x2 y4u22 z6u22u32
R2 a0 b2 a b u a b u a b u 2 x y u x y u x y u x y u z u u
2 2 2
2 2 2 2 2 2
1 4 1 2 0 2 3 6 3
1 4 1 4 1 1 6 3 3 3 6 3 5 1 3
a bu a b u u a b u a b u u
2 2 2 2 2 2
4 1 1 5 7 1 3 6 3 3 7 5 1 3
2 x y u x y u x y u x y u z u u
2
2 6 2
2
6 2 2
2
5 1 1
2
1 5 1
2 2
4 1 2
R3 a0 b3 a b u a b u a3b0
2 2
(68)
2 x y x y x y u x y u z u
1 5 1 2 6 2 2 2 2
a b u u a bu a b u a b u u
2 2
4 7 1 2
2
5 1 1
2
6 2 2
2 2
7 4 1 2
1 2 2 1 5 6 3 6 5 3 3 3
R5 a0 b5 a1b3 a2 b7 u22 a3b1 Calculating the components of the product of two mul-
a b u a5b0 a b u a b u
2 2 2 tivectors Rz J x J y allows to retrieve the 6 previous rzk
4 6 2 6 4 2 7 2 2
factors and two new factors rz0 and rz7 for the scalar and
R6 a0 b6 a1b7 u12 a2 b3 a3b2 the pseudoscalar components of the product:
a4 b5u12 a5b4 u12 a6 b0 a7 b1u12 Rz rz 0u1 rz1u1 rz 2u2 rz 3u3 rz 4 1
(69)
R7 a0 b7 a1b6 a2 b5 a3b4 rz 5 2 rz 6 3 rz 7i
a4 b3 a5b2 a6 b1 a7 b0 with
According to the previous mentioned Hamilton’s rz 0 x1 y1u12 x2 y2u22 x3 y3u32 x4 y4u12u22
theorem, any multivector A can be resolved in a com- x5 y5u12u32 x6 y6u22u32
muting (perpendicular) part: Ca and anticommuting (par-
rz 7 x1 y6 x2 y5 x3 y4 x4 y3 x5 y2 x6 y1
allel) part: Ja, therefore:
therefore
A Ca J a (67)
1
with Rz J x J y rz 01
2
J x J y J y J x rz 7i
Ca a0 1 a7 i (70)
1
rz 01 rz 7i iJ z
J a a1u1 a2 u2 a3u3 a4 1 a5 2 a6 3 2
because 1 and i commute with all the elements of a mul- An analogous derivation gives:
tivector. J J r 1 1 J J J J r i
R z y x z0 y x x y z7
If we look at the spin definition in natural units (ħ = 1) 2
(71)
given by the spin equations in a geometric algebra frame- 1
work, JxJy can be considered as anticommuting mul- rz 01 rz 7i iJ z
2
tivectors defining a rotation RZ in the x, y plane.
Therefore
To prove the validity of this unconventional definition
of spin 1/2, we consider the first spin equation, Rz RR R r 1 r i 2 1 i 2 J 2 (72)
z z z z0 z7 z
J x J y J y J x iJ z which can be easily calculated with 4
Equation (66). It appears that the scalar and the pseudo- where J k2 (with k = x, y, z) have only a scalar and a
pseudoscalar component. The important consequence is A basis for STA can be generated by a frame
that the J k2 commute. u1, u2 , u3 , u4
of orthonormal vectors which determines
Hamilton’s theorem proves that there exists a unit vec- the pseudoscalar:
tor which resolves any vector into a perpendicular and a i u1u2u3u4 (78)
parrallel part and u3 is a good candidate to play this role
for Rz because u3 is perpendicular to any multivector Jx In order for the pseudoscalar i to keep the same prop-
and any multivector Jy. The permutation of x,y,z shows erties as in the two- and three-dimensional cases, i2 must
that there is no incompatibility in doing so for JyJz and be equal to −1, which imposes two signature combina-
JzJx. We retrieve the relation (65): tions which are called the metric of STA. One possibility
to fulfill i2 = −1 is that three signatures should be equal to
u12 u22 u32 1 (73) 1 and the fourth equal to −1, the second possibility is that
and find the 3 relations for Rk R 1: three signatures should be equal to −1 and the fourth
k
equal to 1. The metrics are defined by 1,1,1, 1 and
r 1 r i 2 1 J 2 1
Rz R 1, 1, 1,1 . The 3 orthonormal vectors with identical
z z0 z7 z
4
signature will be associated with the space components
r 1 r i 2 1 J 2 1
Ry R (74) x,y,z and the other with the time component t so that:
y y0 y7 y
4
i 2 u x2u 2y u z2ut2 1 (79)
r 1 r i 2 1 J 2 1
Rx R x x0 x7 x
4 By forming all distinct products of the four uk we ob-
Therefore a spin 1/2 (S1/2) can be defined in geomet- tain a complete basis for STA consisting of 24 = 16 line-
ric algebra as a set of 3 rotors: arly independent elements.
There are 12 bivectors obtained from the arrangement
Rz J x J y , R y J z J x , Rx J y J z (75)
of 2 out of the 4 orthonormal vectors, but there are only 6
As Rk are unimodular vectors, they preserve the mag- with different magnitudes:
nitude of multivectors. Equations (68) and (69) show that u x u y u y u x 1 u x ut ut u x 1
the solution for the component values of the set of the 3
rotors depends on the signatures of the orthonormal vec- u z u x u x u z 2 u y ut ut u y 2 (80)
tors. u y u z u z u y 3 u z ut ut u z 3
In summary, in geometric algebra a spin 1/2 is a set of
3 rotations obtained from the product of two multivectors As regards trivectors, there are 24 products to be ob-
which are the linear summation of 3 orthonormal vectors tained from the arrangement of 3 out of the 4 orthonor-
u, u, u and 3 bivectors , , according to: mal vectors. There are 8 distinct products and only four-
having different magnitudes:
J k k1u1 k2 u2 k3u3 k4 1 k5 2 k6 3
k x, y, z (76) iut
u x u y u z u x u z u y 0
ut2
with 12 22 22 1 2 3 1
iu x
which fulfill the spin equations: u y ut u z u y u z ut 1
u x2
J x J y u1u2u3J z (77) (81)
iu y
u x ut u z u x u z ut 2
and the permutation of (x,y,z). u 2y
It can be noticed that the only solution if we try to iu z
solve the spin equations in the two-dimensional case, is u x ut u y u x u y ut 3
u z2
J x J y J z 0 . This result is not surprising because in
two dimensions, rotations commute and We can verify that i anticommutes with vectors and
JxJ y J yJx 0 . trivectors but commutes with bivectors.
A complete basis for STA is:
4.2. Spacetime Algebra
1 scalar :1
According to Hestenes [5], the standard model for space- 4 vectors : u1 , u2 , u3 , u4
time is a real 4D Minkowski spacetime with vector addi-
tion and scalar multiplication where we can impose the 6 trivectors : 3 ,3 (82)
geometric product defined by equations 45 to 51 in order 4 pseudovectors :
to generate a geometric algebra called spacetime algebra
1 pseudoscalar : i
(STA).
According to the 3-dimensional geometric algebra metric-dependent categories. If the 12 spins 1/2 of each
case we have the quaternion relation (64) for the category were sorted as a function of bivectors we would
bivectors. By adequately choosing the bivectors of the find 3 families of 4 spins 1/2 as in elementary particle
vector space basis, the 3 new bivectors σk fulfill the fol- physics.
lowing quaternion relation: As the definition of rotation given by Equation (61)
applies whatever the dimension of the vector space, in
i1 i 2 i 3 i1 i 2 i 3 1 (83)
2 2 2
four dimensions the spin 1 can be defined by set of 3
The four pseudovectors are: ξ0 the pseudoscalar of di- rotors:
mension 3 and the three other ξk which, again, fulfill a
Rz 4 J x 4 J y 4 , Ry 4 J z 4 J y 4 , Rx 4 J y 4 J z 4
quaternion relation between the geometric product of the
time orthonormal vector and ξk: with J k k1u1 k2u2 k3u3 k4u4 k5 1
(92)
ut1
2
ut 2 ut 3
2 2 k6 2 k7 3 k8 1 k9 2 k10 3 k110
(84) k121 k13 2 k143 k x, y, z
ut 1 ut 2 ut 3 1
The 3 quaternion relations are verified with the metric where the Jk fulfill the spin equations. From the gener-
1,1,1, 1 and the choice of the basis defined by Equa- alization to 4 dimensions of the vector product given by
tions (80) and (81). Equation (66), it is easy to see that the scalar component
For the other metric, Equation (84) is still valid, but to is null because real components commute and the pseudo
keep the quaternion relations (63) and (83) for bivectors, scalar component is null because its parts are independ-
we have to consider another basis where ent of the signatures. As the Rk are unimodular vectors,
2 2 u xu z , which corresponds to reverse rotations they induce rotations which preserve the norm of any
in the x,z plane. vector. Again the solution to the equations which deter-
If we consider the geometric algebra definition of spin mine the components of the multivectors Jk is dependent
1/2 given by Equations (76) to (77) we retrieve the spin on the signature of the orthonormal vectors. Therefore
1/2 characterized by the 6-element multivector: there are 4 different solutions with space-like signatures
u x2 u 2y u z2 1 and time-like signature ut2 1 and
S x, y , z ,1 ux , u y , uz , 1 , 2 , 3 z (85)
12 different solutions if we consider each signature in-
but in the 4-dimensional vector space there are two other dependently.
spins 1/2:
5. Conclusion
S x , y , z ,2 u x , u y , u z ,i 1 ,i 2 ,i 3
(86) We have shown that for the two-dimensional complex
u x , u y , u z , u z2ut2 1 , u 2y ut2 2 , u x2ut2 3 vector space, the spin matrices can be calculated directly
from the angular momentum commutator definition. We
S x , y , z ,3 u x , u y , u z , ut1 , ut 2 , ut3 have retrieved the 3 Pauli matrices and found 23 other
(87)
u x , u y , u z , ut2 1 , ut2 2 , ut2 3 triplet solutions. When extended to the three-dimensional
space, we have shown that there is no matrix which pre-
for the metric 1,1,1, 1 . For the other metric with the serves the norm of the vectors and fulfills the spin equa-
other basis there are three new spins 1/2 obtained from tions. By using a geometric algebra with a vector prod-
the 3 vectors ux, uy and uz: uct which combines a commuting product and an anti-
commuting product it has been possible in four-dimen-
,
S x , y , z ,4 ux , u y , uz , 1 , 2 3 (88) sional spacetime to retrieve the 24 different spins 1/2
defined as 12 clockwise and 12 counter-clockwise rota-
S x , y , z ,5 u , u , u , u u , u u , u u
x y z
2 2
z t 1
2 2
y t 2
2 2
x t 3 (89) tions. These rotations are characterized by anticommut-
ing parts composed of 3 vectors and 3 bivectors which
S x , y , z ,6 u , u , u , u , u , u
x y z
2
t 1
2
t 2
2
t 3 (90) fulfill the spin equations. Spin 1 can be defined as 3 rota-
tions characterized by 4 vectors, 6 bivectors and 4
There are 18 other spins 1/2 obtained with the different trivectors which fulfill the spin equations. These uni-
vectors of the 4-dimensional case and the same bivectors: modular spin 1 rotations preserve the magnitude of mul-
S x , y ,t ,1..6 , S x , z ,t ,1..6 , S y , z ,t ,1..6 (91) tivectors. There are 12 different spins 1 depending on the
signature of the 4 orthonormal vectors of the four-di-
Therefore the 24 spins 1/2 found with the matrix deri- mensional vector space. The correspondence between
vation are retrieved in the STA description but here with this derivation and particle physics is perhaps fortuitous
a clear distinction between spins 1/2 which fall in two but the use of STA offers the advantage of formulating
conventional relativistic physics in invariant form with- [3] P. A. M. Dirac, “The Principles of Quantum Mechanics,”
out reference to a coordinate system [5] and it seems Oxford University Press, Oxford, 1930, pp. 157-162,281-
285.
promising to analyze how time evolution and spin inter-
action can be used in order to predict the gyromagnetic [4] D. Hestenes, American Journal of Physics, Vol. 47, 1979,
ratio of the proton and the neutron. p. 399. doi:10.1119/1.11806
[5] D. Hestenes, American Journal of Physics, Vol. 71, 2003,
6. Acknowledgements pp. 691-714. doi:10.1119/1.1571836
[6] D. Hestenes, American Journal of Physics, Vol. 71, 2003,
I would like to thank Jacques Baudon, Edward Belaga, pp. 104-121. doi:10.1119/1.1522700
Jules Grucker, Tarek Khalil, Jean Richert, Kees van [7] S. Gull, A. Lasenby and C. Doran, Foundations of Phys-
Schenk Brill for enlightening, and Nathalie Heider for ics, Vol. 23, 1993, pp. 1175-1201.
liberating my mind. doi:10.1007/BF01883676
[8] C. Doran, A. Lasenby and S. Gull, Foundations of Phys-
ics, Vol. 23, 1993, pp. 1239-1264.
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