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Impact of Tai Chi Exercise on Balance Disorders: A Systematic Review

Article  in  American Journal of Audiology · May 2019


DOI: 10.1044/2018_AJA-18-0115

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AJA

Review Article

Impact of Tai Chi Exercise on Balance


Disorders: A Systematic Review
Hsin-Wei Huang,a Nannette Nicholson,b and Sheila Thomasc

Purpose: Tai chi is receiving increasing research attention with Results: Four studies met the inclusion criteria and were
its benefit of improving flexibility and balance. The objective included for data analysis. Results indicate positive effect
of this review was to examine the evidence concerning the of tai chi practice on dynamic postural stability in balance
impact of tai chi as a practical therapy for vestibular rehabilitation of its practitioners.
on individuals with balance and vestibular disorders. Conclusion: Tai chi may be a useful therapy as for vestibular
Method: A systematic review using 4 electronic databases rehabilitation as it improves dynamic balance control
was conducted. Randomized clinical trials and quasi- and flexibility of individuals with balance and vestibular
experimental studies were included. disorders.

P
eople with vestibular problems often experience Balance depends on proper function of vestibular, visual,
dizziness and trouble with balance, vision, or mo- and somatosensory systems, as well as other factors: muscle
bility. Vestibular disorders are associated with dys- strength, joint mobility, and cognition (Ganança, 2015).
function and deficit, unilateral or bilateral, in peripheral Balance impairment has a significant impact on health-
(outside the brain; part of the inner ear) and/or central system related quality of life of patients, especially on their emo-
(McDonnell & Hillier, 2015). Examples of these disorders tional and physical status (Gámiz & Lopez-Escamez, 2004;
include benign paroxysmal positional vertigo, vestibular Jacob, 1988; Lopez-Escamez, Gamiz, Fernandez-Perez,
neuritis, labyrinthitis, Ménière’s disease, and acoustic neuroma/ Gomez-Fiñana, & Sanchez-Canet, 2003).
vestibular schwannoma. Benign paroxysmal positional ver- Falls are reportedly the leading cause of physical and
tigo, for instance, a sudden vertigo induced by a change psychological trauma in population of age 65 years and
in head position (Hornibrook, 2011), is the most common older (Centers for Disease Control and Prevention [CDC],
disorder of the vestibular system in the inner ear that in- 2006). The risk of falls not only increases with age but is
creases in prevalence with age (Lawson, Johnson, Bamiou, also linked with balance and vestibular dysfunction, which
& Newton, 2005). Patients who undergo canalith reposi- has raised public health concerns (Scuffham, Chaplin, &
tioning maneuvers may show dizziness, insufficient postural Legood, 2003). A number of researchers proposed that
stability control, and increased risk of falls (Bressi et al., balance control ability and flexibility are associated with
2017; Di Girolamo et al., 1998). Moreover, vertiginous symp- falls, especially in the elderly population (Chiacchiero,
toms are often accompanied by elevated levels of anxiety and Dresely, Silva, DeLosReyes, & Vorik, 2010; Li et al., 2016;
emotional disturbance (Jacob, 1988). Dizziness is one of the Tse & Bailey, 1992). Participation in balance or muscle-
most common complaints among older adults (Furman, Raz, strengthening exercises can reduce the fall rate of this pop-
& Whitney, 2010; Hanley, O’Dowd, & Considine, 2001). ulation (CDC, 2006; Li et al., 2016; Tse & Bailey, 1992).
Tai chi, originally practiced as a martial art form by
the ancient Chinese (tai chi chuan), is an exercise derived
a
Department of Audiology and Speech Pathology, University of
from the martial art form consisting of slow, continuous,
Arkansas for Medical Sciences/University of Arkansas at Little Rock fluid movements for total self-development (Chang et al.,
b
Department of Audiology, Nova Southeastern University, 2011; Kuramoto, 2006). Physically, it is a gentle exercise
Fort Lauderdale, FL appropriate for older adults; mentally, it is a study of con-
c
Department of Library Education and Reference Services, University centration; spiritually, it is a practice of meditation (Galante,
of Arkansas for Medical Sciences, Little Rock 1981). Tai chi is also a preventive and curative branch in
Correspondence to Hsin-Wei Huang: hhuang2@uams.edu Chinese medicine (Kuramoto, 2006). Tai chi facilitates a
Editor-in-Chief: Sumitrajit Dhar number of health benefits, which include balance control,
Received July 13, 2018
Revision received December 3, 2018
Accepted December 10, 2018 Disclosure: The authors have declared that no competing interests existed at the time
https://doi.org/10.1044/2018_AJA-18-0115 of publication.

American Journal of Audiology • 1–14 • Copyright © 2019 American Speech-Language-Hearing Association 1


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flexibility, blood pressure reduction, cardiovascular fitness, balance and vestibular disorders. This review further
pain reduction, and mood and self-esteem improvement explores the benefits of practicing tai chi to improve mobil-
(Blake & Batson, 2009; Kuramoto, 2006; Lauche et al., 2016; ity and balance, thereby reducing the risk of falls and
Sun et al., 2016; Wolf, Coogler, & Xu, 1997; Yeh, Wang, injuries.
Wayne, & Phillips, 2008).
Tai chi is receiving increasing research attention,
mainly because many studies have shown already that tai Method
chi is beneficial for improving flexibility and balance (Li This systematic review was conducted at the Univer-
et al., 2005; Nguyen, Taw, & Wang, 2013; Tsang, Wong, sity of Arkansas for Medical Sciences, with approval of
Fu, & Hui-Chan, 2004; Tse & Bailey, 1992; Wayne et al., the institutional review board (Protocol 206614). This sys-
2004; Wu, 2002; Zwick, Rochelle, Choksi, & Domowicz, tematic review was conducted following guidelines pro-
2000). Western science has recently been giving attention vided in the Cochrane Handbook for Systematic Reviews
to tai chi’s benefits as a form of preventive and rehabilita- of Interventions (Higgins & Green, 2011). Search terms
tive therapy, whereas the overall effectiveness has been well were generated using the PICO framework first suggested
documented in Chinese scientific literature. Tse and Bailey by Counsell in 1997. Counsell (1997) identified four impor-
(1992) conducted the first research in the West to evaluate tant components of a well-focused clinic question where
the influence that tai chi training has on postural control in P stands for population, I stands for intervention/exposure,
which they studied on the Chinese community of the greater C stands for comparison, and O stands for outcome mea-
Boston area. They reported that tai chi practitioners per- sure. These components are used to generate search terms
formed better on postural control tests than nonpractitioners, and strategies for electronic databases (see Table 1). Specif-
suggesting a positive link between tai chi and postural con- ically, we wanted to know if individuals with balance or
trol. In addition, they suggested that the performance could vestibular disorders benefited from tai chi (with or without
have been affected by many other variables such as envi- a comparison group) according to clinical and/or behav-
ronmental factors, activity history, interests, and occupa- ioral measures of dynamic balance and stability. Use of
tion. Zeeuwe et al. (2006) designed the first randomized the PICO terms facilitated the development of a systematic
clinical trial in Europe that examines tai chi chuan and fall search strategy used in relevant and available electronic
prevention. They evaluated the effect of tai chi chuan on databases (see Appendix A).
fall prevention and physical and psychological functions in A standard reporting tool recognized by most profes-
older Dutch adults. However, further information regarding sions was used to illustrate the flow of activities during
the efficacy of tai chi chuan and fall reduction is warranted. the publication identification and selection process. This
Chan and Bartlett (2000) evaluated the methodological tool is known as the Preferred Reporting Items for Sys-
rigor and conducted a meta-analysis using seven studies tematic Reviews and Meta-Analysis (PRISMA; Moher,
published between 1992 and 1998. They concluded that Liberati, Tetzlaff, Altman, & Prisma Group, 2009). The
the research evidence supporting the practice of tai chi as PRISMA depicts the total number of publications identi-
a way to improve balance and postural control is of moder- fied, the number of duplications, the number eliminated
ate quality. Furthermore, they noted that movements during the screening process based on exclusion criteria,
within tai chi mimic the actions of daily life and that tai the number included in the full-text critical appraisal, and
chi helps to develop body awareness, knowledge of one’s the number of publications included in the study.
body in its surroundings, and body reaction to movement. The Joanna Briggs Institute (JBI) checklists were
They proposed further investigation to determine the value used to screen studies for methodological rigor to deter-
of tai chi in promoting health and wellness. mine quality for inclusion in our systematic review (Pearson,
Tai chi as therapy has been studied in populations Wiechula, Court, & Lockwood, 2005). The JBI checklists
such as traumatic head injury (Blake & Batson, 2009), chronic have been developed individually for a wide variety of
neck pain (Lauche et al., 2016), fall prevention (Liu & study types (e.g., cohort, case control, quasi-experimental)
Frank, 2010; Logghe et al., 2010), and chronic medical and are available on their website (JBI, n.d.).
conditions (Wang, Collet, & Lau, 2004). Moreover, tai chi The Grading of Recommendations, Assessment,
has been utilized as a rehabilitative technique for stroke Development, and Evaluation (GRADE) scoring system
patients (Au-Yeung, Hui-Chan, & Tang, 2009; Taylor-Piliae of four categories (Guyatt et al., 2008) was used for the
et al., 2014), Parkinson’s disease (Hackney & Earhart, 2008; critical appraisal and rating of study strength and quality.
Li et al., 2012, 2014), and arthritis (Fransen, Nairn, Although the GRADE was designed by Guyatt et al. in
Winstanley, Lam, & Edmonds, 2007; Song, Lee, Lam, 2008, Goldet and Howick (2013) later developed a simpli-
& Bae, 2003). Although tai chi is believed to have physi- fied approach regarding how to best use this instrument to
ological and psychological benefits, improving quality of ascertain study strength and quality.
life (Wang et al., 2004), it is not widely recognized as an
intervention option for balance and vestibular disorders.
The purpose of this systematic review was to examine the Data Sources
evidence regarding the potential use of tai chi as a practical Publications were identified from the following Univer-
therapy for vestibular rehabilitation on individuals with sity of Arkansas for Medical Sciences electronic databases:

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Table 1. PICO framework.

PICO Description of detail

Participant (P) All patients of both sexes and all age groups with balance and vestibular disorders
Intervention (I) Use of tai chi as a practical therapy for vestibular rehabilitation on individuals with balance and vestibular
disorders
All styles of tai chi trainings were considered regardless of their forms, modifications (traditional or simplified),
and numbers of movements
Comparison (C) Following control groups were considered: patients who
(a) received no intervention
(b) conventional vestibular trainings
(c) rehabilitation including education, awareness, stress reduction, and exercises
Outcome (O) Clinical and/or behavioral measures to assess body and dynamic balance, dynamic gait function, neuromuscular
function, and trunk stability
Secondary outcome measures such as subjective evaluation of the symptom severity, relief of symptoms in
dizziness, level of confidence, and the impact of vestibular disorders in activities of daily living

Note. Adapted from Counsell (1997).

PubMed, CINAHL, PsycINFO, and Web of Science on non–peer-reviewed publications, and uncontrolled studies
December 8, 2016, by an author with expertise in the devel- were also excluded.
opment of systematic search strategies (S. T.). Additional
publications were identified from the Google Scholar data- Types of Participants
base on January 31, 2017. Publication references were also Studies were not limited by age or gender of partici-
reviewed for potential study inclusion. Irrelevant publica- pants. Participants with balance and vestibular disorders
tions were excluded by scanning their titles and abstracts. were included.
Two sets of search terms were used in each database. Terms
related to tai chi such as tai chi or taiji were searched and Types of Interventions
coupled with search terms related to balance and vestibular Studies investigating the use of tai chi as a practi-
disorders such as vertigo or dizziness or falls. Date limits cal therapy for vestibular rehabilitation on individuals
were not applied. The search terms and search strategy are with balance and vestibular disorders were included. In
shown in Appendix A. this review, all styles of tai chi trainings were considered
regardless of their forms, modifications (traditional or
simplified), and numbers of movements.
Inclusion/Exclusion Criteria
A priori inclusion criteria were extended from the Types of Controls
PICO question and organized by study design, type of Studies with the following control groups were con-
intervention, and outcome measures used. Inclusion was sidered: participants who received (a) no intervention,
limited to high-quality studies meeting strong methodologi- (b) conventional vestibular trainings, or (c) rehabilitation
cal rigor requirements. The studies included in this review including education, awareness, stress reduction, and
met the following criteria: (a) study design = randomized exercises.
controlled trials (RCTs) or quasi-experimental studies;
(b) intervention = tai chi; (c) outcome = clinical and/or be- Types of Outcome Measures
havioral measures of dynamic balance and stability. The All studies included in this review used clinical and/
following criteria were considered for exclusion: (a) studies or behavioral measures to assess body and dynamic bal-
not written in English; (b) reviews, letters, or comments ance, dynamic gait function, neuromuscular function, and
of original studies; and (c) incomplete data or data not trunk stability. Some of the studies also addressed second-
available. Duplicates were excluded. Inclusion was limited ary outcome measures such as subjective evaluation of
to studies published in English. the symptom severity, relief of symptoms in dizziness, level
of confidence, and the impact of vestibular disorders in
activities of daily living.
Study Selection
Types of Studies Data Extraction and Quality Assessment
Studies included in this review were either RCTs The reviewers (H. H. and N. N.) scanned the titles
or quasi-experimental studies. Trials in which tai chi and abstracts of all studies identified in the initial search
as an intervention was performed for impairments other to locate any relevant RCTs and quasi-experimental stud-
than balance and vestibular disorders were excluded. ies. Hardcopies of all studies meeting the inclusion criteria
Case studies, case series, qualitative studies, reviews, were obtained and read in full. Each study was read and

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appraised independently by the two reviewers. Data from studies were from the United States, and one was from Po-
the studies were extracted according to criteria defined land. Two of the included studies adopted a two-armed
by the reviewers. Discrepancies were noted and discussed parallel group design, one employed a cross-over design,
between and resolved by consensus. Data were validated and one used a quasi-experimental design with four partici-
using a data extraction form (see Appendix B) designed for pant groups.
this study. The sample size ranged from 19 to 40 subjects ran-
The JBI checklists were used to assess the methodo- domized to either vestibular rehabilitation or the control
logical quality of the studies (Pearson et al., 2005). The intervention. Participants included in these studies were
JBI checklists consisted of a list of 13 and nine questions over 55 years (middle-age and older adults) of age. The
for RCTs and quasi-experimental studies, respectively. For study participants were drawn from both genders but were
each question, “yes” indicated a low risk of bias, “no” in- predominantly females. The participant data regarding
dicated a high risk of bias, and “unclear” indicated that balance and vestibular dysfunction were variable among
the risk of bias was uncertain. For the critical appraisal studies. Participants’ most common complaint was of im-
and rating of study quality, the GRADE scoring system of balance or postural instability with dizziness or vertigo. All
four categories was used (Goldet & Howick, 2013; Guyatt the included studies used modified tai chi movements and
et al., 2008). The final GRADE scores were assigned based postures. The movements and postures were selected and
on the overall scores for each comparison: high (at least adopted from traditional tai chi training selected accord-
4 points overall), moderate (3 points), low (2 points), ing to accuracy of multijoint trajectories, positioning, and
and very low (1 or less). If different GRADE scores were whole-body coordination. The number of treatment ses-
assigned by the two independent reviewers (H. H. and sions ranged from one to five times, lasting from 3 to
N. N.), characteristics of the study were discussed until 18 weeks (see Table 3).
consensus was reached.
Quality of Evidence
Data Analysis
Table 4 presents a summary of the risk of bias within
Data were extracted and organized in summary ta- four studies included in this review. One of the three RCTs
bles. A summary table for study design, population, inter- included allocation concealment, whereas the other two
vention, comparison, outcome, and strength/quality rating reported poorly on the allocation sequence generation. Pa-
was developed. Data were further analyzed by develop- tients were blinded in only one of the RCTs, whereas pa-
ing a summary table to depict the intervention character- tients were not blinded in another RCT and the other one
istics and study findings. A meta-analysis could not be did not report clearly. None of the studies blinded the
performed due to the lack of homogeneity among study outcome assessor, or this feature was poorly described. The
designs, participants, intervention characteristics, and out- quasi-experimental study employed adequate methods to
come measures. clearly show reliability of data (Pearson et al., 2005).
The final GRADE scores are also shown in Table 4
Results (Goldet & Howick, 2013). One of the included studies was
rated high (4 points). One study was rated as moderate
Study Description (3 points) due to downgrading for lack of description of
The study flow was mapped in Figure 1 using the follow-up and withdrawals. Two studies were rated as low
PRISMA flow diagram (Moher et al., 2009). Following (2 points). One of the studies rated as low quality was an
execution of the search strategy, the reviewers identified RCT with incomplete reporting on blinding and allocation
a total of 1,614 publications for potential inclusion in the process; the other was the quasi-experimental study, pro-
systematic review. An initial review of titles and abstracts viding observational evidence.
resulted in identification of 45 relevant studies for full text
review. The remaining 1,569 publications were deemed
irrelevant or were duplicate studies and removed from Outcomes
further consideration (see Figure 1). The reviewers read The Timed Up and Go (Mathias, Nayak, & Isaacs,
45 studies in full and then excluded 41 of these studies. 1986; Podsiadlo & Richardson, 1991), Functional Reach
Thirty-six were excluded because interventions other than (Duncan, Weiner, Chandler, & Studenski, 1990), Single
tai chi were used or disorders other than balance and Stance Time (Fregly & Graybiel, 1966; Fregly, Smith, &
vestibular impairment were assessed. One study assessed Graybiel, 1973), and Tandem Stance Time tests (Graybiel
nonclinical and/or behavioral measures, such as quality & Fregly, 1965) are clinical measures to examine functional
of life, and four were non–peer-reviewed studies or reviews. mobility during standing up, sitting down, walking, reach-
Four studies met the criteria for methodological rigor and ing forward, standing on one leg, and tandem stance (Berg,
were included in the systematic review. Wood-Dauphinee, Williams, & Maki, 1992). In the Gatts
Four studies (three RCTs and one quasi-experimental and Woollacott (2006) study, results showed significant im-
study) were subjected to data extraction. Key features of provement ( p ≤ .0007) on all clinical/behavioral measures
these studies are presented in Table 2. Three of the four in Tai Chi Group 1 and significant improvement on five of

4 American Journal of Audiology • 1–14

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Figure 1. Flow chart of the study selection.

the six measures (except for Stand on Left Leg, p ≤ .1641) ANOVA(H) = 5.04, p ≤ .024; maximum sway area:
in Control Group 2b with the tai chi cross-over. The ANOVA(H) = 8.86, p ≤ .002) for subjects participating
electromyography results demonstrated significant reduc- in tai chi exercise over the control group.
tion of the following outcome measures after tai chi train- Parameters assessed in the McGibbon et al. (2005)
ing: (a) tabialis anterior onset time (Group 1 by 50.25 ms, study consisted of dynamic gait function (time–distance
p ≤ .004; Group 2b by 17.36 ms, p ≤ .028) and (b) co- function), lower extremity motor control (mechanical
contraction (Group 1 from 50% to 0%, p ≤ .016). energy expenditures [MEEs]), and trunk stability (kine-
In the Lee, Jung, Abraham, Lei-Rivera, and Kim matics). The results demonstrated that tai chi and vestib-
(2012) experiment, the Activities-Specific Balance Confidence ular rehabilitation can improve gait function (gait speed:
Scale (ABC; Powell & Myers, 1995) and the Dynamic Gait p ≤ .009 in tai chi but p ≤ .060 in vestibular rehabilitation;
Index (DGI; Shumway-Cook & Woollacott, 1995) were step length: p ≤ .010 in tai chi and p ≤ .045 in vestibular
used to evaluate the utility of tai chi as an effective form rehabilitation; stance duration: p ≤ .055 in tai chi but p ≤ .044
of vestibular rehabilitation. The results revealed significant in vestibular rehabilitation). Moreover, tai chi improved
improvement (2.617, p ≤ .047) on ABC in Group 1 (nor- lower extremity motor control more than vestibular rehabil-
mal vestibular testing) and significant improvement (3.87, itation (reduced relative hip concentric MEE: p ≤ .001,
p ≤ .003) on DGI on Group 2 (abnormal vestibular testing). adjusted α = .017; and increased relative ankle concentric
However, there was no significant difference in Group 3 MEE: p ≤ .019, adjusted α = .025) by selective redistribu-
(central) and Group 4 (indeterminate). tion of joint energetics. The correlation revealed a stronger
Body balance was studied by using the 8 Foot Up gait and better trunk control.
and Go Test (Rikli & Jones, 1999) and Computer Posturo-
graphy for the limits of stability in the Maciaszek and
Osinski (2012) study. The results showed significant Discussion
improvement in four parameters (8 Foot Up and Go: Falls are the leading cause of physical and psycho-
ANOVA(H) = 8.32, p ≤ .003; forward deflection: logical trauma in the elderly population, each year affecting
ANOVA(H) = 3.70, p ≤ .050; backward deflection: approximately 30% of people of age 65 years and above

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6
American Journal of Audiology • 1–14

Table 2. Summary of characteristics of tai chi for vestibular rehabilitation.

Population
GRADE Sample size (sex, Mean age Intervention (regimen) Control (regimen) Outcome
Study Design scoring male/female) years) (n = male/female) (n = male/female) measures

Gatts & Randomized Moderate 19 (2/17) 77.55 (TC) Simplified tai chi exercises (VT) Balance education, Clinical/behavioral:
Woollacott control (3 points) and repetition of 12 traditional awareness education, 1. Timed Up and Go
(2006) Control/ postures stress reduction, deep 2. Functional Reach
cross-over (90 min, 5 times weekly for breathing, and axial 3. Single Stance Time
3 weeks; n = 11 (1/10)) mobility exercise (90 min, 4. Tandem Stance Time
5 times weekly for Lab:
3 weeks; n = 8 (1/7)) Electromyography
1. tabialis anterior
2. medial gastrocnemius
Lee et al. Quasi- Low 37 (6/31) 72.30 (2, 3, 4) 16 Movements of Yang (1) 16 Movements of Yang 1. Activities-Specific
(2012) experimental (2 points) 1: Normal style with modification to suit style (45 min, 1 time Balance Scale
2: Vestibular each participant’s needs weekly for 8 weeks; 2. Dynamic Gait Index
Pre and post 3: Central (45 min, 1 time weekly for 8 weeks; n = 6)
4: Indeterminate n = 31)
Maciaszek & Randomized Low 40 69.70 (E) 5 sequences of movement (K) No tai chi intervention 1. 8 Foot Up and Go
Osinski control (2 points) chosen from the simplified (n = 20) 2. Computer Posturographic
(2012) 24 forms of tai chi System PE 90
(45 min, 2 times weekly for
18 weeks; n = 20)
McGibbon Randomized High 36 (16/20) 59.50 (TC) 5 movements of Yang-style (VR) eye–head coordination 1. Time–distance measure
et al. control (4 points) short form exercise, VOR training, for dynamic
(2005) (70 min, 1 time weekly for balance retraining exercise gait function
10 weeks; n = 19) (70 min, 1 time weekly 2. Mechanical energy
for 10 weeks; n = 17) expenditures for lower
extremity neuromuscular
control
3. Kinematics for trunk stability

Note. GRADE = Grading of Recommendations, Assessment, Development, and Evaluation; TC = tai chi; VT = vestibular training; E = experimental group with tai chi exercise;
K = control group; VR = vestibular rehabilitation; vestibulo-ocular reflex.

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Table 3. Summary of tai chi intervention.

Total
Study Style session Movement Rationales of selection

Gatts & Yang 90 min, 12 Postures:commencement, white stork Traditional tai chi training
Woollacott Simplified 5 times cools its wing, brush knee, play the Tai chi chuan: the 27 forms
(2006) weekly for guitar, repulse monkey, heel kick,
3 weeks toe kick, golden cockerel, fair lady
21 hr total works the shuttles, part the wild
horses’ mane, cloud hands, cross
hands
Lee et al. Yang 45 min, 16 Movements: Traditional Yang style
(2012) Modified 1 time bow stance, bow and arrow, first tai chi
weekly for movement, gathering, polishing the
8 weeks table top, gathering energy, punching,
6 hr total stepping, stoking the fire, pitching,
turning the wheel, embrace the moon,
crane spreads wings, swimming, rooster
stands on 1 leg, repulse monkey
Maciaszek & Wuduan 45 min, 5 Sequences: 24-Form tai chi chuan
Osinski tai chi 2 times commencement, part the wild horses’ Yang style
(2012) chuan weekly for mane, white stork cools its wing,
Simplified 18 weeks brush knee, strums the lute, repulse
27 hr total monkey, grasp the bird’s tail, cloud
hands, single whip, high pat on horse,
rooster stands on 1 leg, needle to the
bottom of the sea, cross hands
McGibbon Yang 70 min, 5 Movements: Cheng Man-Ching’s
et al. Simplified 1 time rising the power, withdraw and push, Yang-style short form
(2005) weekly for cloud hands, brush knee twist step,
10 weeks separate right and left legs
11 hr total

(CDC, 2006). Research suggests that participation in bal- in this systematic review, the lack of homogeneity in terms
ance or muscle strengthening exercises can reduce the fall of outcome measures, styles, duration, and frequency of
rate of this population (Bergamaschi, Ferrari, Gallamini, the tai chi intervention among studies selected made it dif-
& Scoppa, 2011; CDC, 2006; Li et al., 2016). Tai chi is a ficult to establish the best protocol, other ideal parameters,
long-established martial art form that has been recognized or time of intervention to optimize health outcomes.
as an exercise, especially for elderly people (Chang et al., Two of the three RCTs were found to be of moder-
2011; Kuramoto, 2006; Tse & Bailey, 1992; Wolf et al., ate to low quality according to the GRADE scoring system
1996; Wolf, Coogler, et al., 1997). The literature demon- due to lack of clear reporting of allocation concealment or
strates that tai chi offers numerous cardiopulmonary, blinding of participants. None of the three RCTs blinded
musculoskeletal, and postural benefits to its practitioners the outcomes assessors or therapists, or if blinding was
(Kuramoto, 2006; Tse & Bailey, 1992; Wolf, Coogler, et al., used, it was poorly described. Lack of blinding increases
1997). Many studies have revealed that performance on the risk of biased results; thus, the strength of the evi-
balance outcome measures can be improved by practicing dence coming from these studies decreased. Although
tai chi (Kuramoto, 2006; Liu & Frank, 2010; Verhagen, the quasi-experimental study employed adequate methods
Immink, van der Meulen, & Bierma-Zeinstra, 2004; Wu, to show clearly the reliability, it was found to be of low
2002). Furthermore, tai chi has been utilized as a rehabilita- quality according to the GRADE scoring. This rating
tive technique for stroke patients (Au-Yeung et al., 2009; scale downgrades the research design because it was not
Taylor-Piliae et al., 2014), Parkinson’s disease (Hackney & an RCT and only provided observational evidence. In
Earhart, 2008; Li et al., 2012, 2014), and arthritis (Fransen addition, the sample size (ranged from 19 to 40 subjects)
et al., 2007; Song et al., 2003). may not have been sufficient to establish the validity of
Collectively, the results of the existing studies suggest the results found due to the variability in assessments and
that tai chi can be a practical complementary therapy interventions.
for vestibular rehabilitation as it is beneficial to individ- Although all studies selected (three RCTs and one
uals with symptoms, complaints, or a diagnosis of balance quasi-experimental study) reported positive significant
and vestibular impairment. Tai chi is a helpful practice findings on dynamic balance and improved gait and pos-
that can be used to improve flexibility and balance control tural performance, different parameters were used to as-
(Li et al., 2005; Nguyen et al., 2013; Tsang et al., 2004; sess body balance function. In the Gatts and Woollacott
Wayne et al., 2004; Wu, 2002; Zwick et al., 2000). However, (2006) study, functional mobility was examined using

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Table 4. Critical appraisal and Grading of Recommendations, Assessment, Development, and Evaluation (GRADE) scoring of included
randomized controlled trials (RCTs).

Gatts &
Woollacott Lee et al. Maciaszek & McGibbon
Study (2006) (2012) Osinski (2012) et al. (2005)

Randomized controlled trails


1. Was true randomization used for assignment of participants to Y Y Y
treatment group?
2. Was allocation to treatment group concealed? U U Y
3. Were treatment groups similar at the baseline? Y Y Y
4. Were participants blind to treatment assignment? N U Y
5. Were those delivering treatment blind to treatment assignment? N N Y
6. Were outcomes assessors blind to treatment assignment? U N U
7. Were treatment groups treated identically other than the intervention Y Y Y
of interest?
8. Was follow-up complete, and if not, were differences between groups Y Y Y
in terms of their follow-up adequately described and analyzed?
9. Were participants analyzed in the groups to which they were randomized? Y Y Y
10. Were outcomes measured in the same way for treatment groups? Y Y Y
11. Were outcomes measured in a reliable way? Y Y Y
12. Was appropriate statistical analysis used? Y Y Y
13. Was the trial design appropriate, and any deviations from the standard Y U Y
RCT design accounted for in the conduct and analysis of the trial?
Quasi-experimental study
1. Is it clear in the study what is the “cause” and what is the “effect” Y
(i.e., there is no confusion about which variable comes first)?
2. Were the participants included in any comparisons similar? Y
3. Were the participants included in any comparisons receiving similar Y
treatment/care, other than the exposure or intervention of interest?
4. Was there a control group? Y
5. Were there multiple measurements of the outcome both pre and post Y
the intervention/exposure?
6. Was follow-up complete, and if not, were differences between groups Y
n terms of their follow-up adequately described and analyzed?
7. Were the outcomes of participants included in any comparisons measured Y
in the same way?
8. Were outcomes measured in a reliable way? Y
9. Was appropriate statistical analysis used? Y
GRADE scoring M (3) L (2) L (2) H (4)

Note. Questions of quality assessment are based on the Joanna Briggs Institute critical appraisal checklist. Y = yes; N = no; U = unclear;
H = high; M = moderate; L = low.

clinical/behavioral and electromyography measures. In the Some authors suggest that individuals with balance/
Lee et al. (2012) experiment, the ABC and the DGI were vestibular dysfunction and reduced memory ability may be
used to evaluate the utility of tai chi as an effective form better to start with short forms (Liu & Frank, 2010). Which
of vestibular rehabilitation. Body balance was studied by form should be selected depends on the individual tai chi
using the 8 Foot Up and Go Test and Computer Posturo- practitioner’s ability to perform particular body move-
graphy for the limits of stability in the Maciaszek and ments, which may vary extensively between forms and im-
Osinski (2012) study. Dynamic gait function, MEEs, and pact the practitioners’ ability to receive benefit from tai chi
trunk kinematics were the parameters used in the McGibbon (Liu & Frank, 2010). As Liu and Frank (2010) suggested,
et al. (2005) study. Moreover, uncertain vestibular dysfunc- shorter duration (< 12 weeks) may be better for more func-
tion limited the comparison; only the quasi-experimental tionally independent individuals, but it usually requires
study (Lee et al., 2012) demonstrated group-specific re- increased frequency and session length. On the contrary,
sponses of change attributed to tai chi therapy (Group 1: long duration with less frequency may provide supportive
normal vestibular; Group 2: abnormal vestibular; Group 3: effect on those who have a balance/vestibular deficit (Wolf
central; Group 4: indeterminate). et al., 1996). Several studies proposed that the selection
The duration and frequency of the exercise protocols of tai chi exercise parameters could have an impact on the
were variable among the studies (ranged from 6 to 27 hr outcome measures after tai chi training (Liu & Frank, 2010;
in total). As demonstrated in this review, the Yang style is Wolf et al., 1996). Additional research is needed to deter-
the most common style used for tai chi training. Numbers of mine the influence of practice frequency and intensity on
tai chi forms vary from short (five forms) to long (108 forms). balance and/or vestibular outcomes.

8 American Journal of Audiology • 1–14

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This review has several limitations. First of all, we Blake, H., & Batson, M. (2009). Exercise intervention in brain
limited our search to publications written in English due injury: A pilot randomized study of tai chi qigong. Clinical
to difficulties in retrieving articles from databases in differ- Rehabilitation, 23(7), 589–598.
Bressi, F., Vella, P., Casale, M., Moffa, A., Sabatino, L., Lopez,
ent languages, such as Chinese and Japanese. Although
M. A., . . . Sterzi, S. (2017). Vestibular rehabilitation in benign
adherence to systematic review strategies as a method in paroxysmal positional vertigo: Reality or fiction. International
this review was observed, selective publishing and report- Journal of Immunopathology and Pharmacology, 30, 113–122.
ing may pose a potential publication bias. Results would Centers for Disease Control and Prevention. (2006). Fatalities
have been more inclusive if we had been able to include and injuries from falls among older adults—United States,
studies written in other languages; this would have required 1993–2003 and 2001–2005. MMWR: Morbidity and Mortality
additional language skills of our team members. Moreover, Weekly Report, 55(45), 1221–1224.
although we made a great effort to retrieve all the RCTs Chan, W. W., & Bartlett, D. J. (2000). Effectiveness of tai chi
on the subject, we cannot be certain that our search located as a therapeutic exercise in improving balance and postural
all the relevant trials. Further limitations include the pau- control. Physical & Occupational Therapy in Geriatrics, 17(3),
1–22.
city, homogeneity, and the frequently suboptimal methodo-
Chang, J. Y., Tsai, P. F., Beck, C., Hagen, J., Huff, D. C., Anand,
logical quality of primary data. These factors influence K. J., . . . Beuscher, L. (2011). The effect of tai chi on cognition
both quality and quantity of the research studies reviewed in elders with cognitive impairment. Medsurg Nursing, 20(2),
and limit the conclusions that we can make in the basis of 63–69.
this systematic review. Despite the limitations and varia- Chiacchiero, M., Dresely, B., Silva, U., DeLosReyes, R., &
tions between studies, according to the results of this inves- Vorik, B. (2010). The relationship between range of move-
tigation, tai chi shows to be effective in improving balance ment, flexibility, and balance in the elderly. Topics in Geri-
control as well as gait and postural performance. These atric Rehabilitation, 26(2), 148–155.
results will help guide clinical decisions regarding the use of Counsell, C. (1997). Formulating questions and locating primary
studies for inclusion in systematic reviews. Annals of Internal
tai chi as a complementary means of rehabilitation treat-
Medicine, 127(5), 380–387.
ment such as repositioning procedures for patients to cope Di Girolamo, S., Paludetti, G., Briglia, G., Cosenza, A., Santarelli,
with discomfort. Further scientific investigation is needed R., & Di Nardo, W. (1998). Postural control in benign parox-
in the future. ysmal positional vertigo before and after recovery. Acta Oto-
Laryngologica, 118(3), 289–293.
Duncan, P. W., Weiner, D. K., Chandler, J., & Studenski, S.
Conclusion (1990). Functional reach: A new clinical measure of balance.
Although tai chi is receiving growing attention, there Journals of Gerontology: Series A: Biological Sciences and
were a surprisingly limited number of high-quality studies Medical Sciences, 45(6), M192–M197.
Fransen, M., Nairn, L., Winstanley, J., Lam, P., & Edmonds, J.
regarding the benefits of tai chi as a rehabilitative strategy
(2007). Physical activity for osteoarthritis management: A
to reduce fall risk for inclusion in this study. Therefore, randomized controlled clinical trial evaluating hydrotherapy
this systematic review elucidates the need for further inves- or tai chi classes. Arthritis Care & Research, 57(3), 407–414.
tigation of tai chi as an intervention for balance/vestibular Fregly, A. R., & Graybiel, A. (1966). An ataxia test battery not
disorders using a high-quality research design. Results of requiring the use of rails (No. NAMI-985). Pensacola, FL:
this study demonstrated that tai chi improves dynamic bal- Naval Aerospace Medical Institute.
ance control and flexibility of individuals with balance and Fregly, A. R., Smith, M. J., & Graybiel, A. (1973). Revised nor-
vestibular disorders. However, the number, size, and qual- mative standards of performance of men on a quantitative
ity of the RCTs are not sufficient at this time to draw deci- ataxia test battery. Acta Oto-Laryngologica, 75(1), 10–16.
sive conclusions regarding dosage and effectiveness as an Furman, J. M., Raz, Y., & Whitney, S. L. (2010). Geriatric vesti-
bulopathy assessment and management. Current Opinion in
intervention. Additional well-designed clinical trials are
Otolaryngology & Head and Neck Surgery, 18(5), 386–391.
needed to substantiate the effects of tai chi as a vestibular Galante, L. (1981). Tai chi: The supreme ultimate. Newburyport,
rehabilitation option for certain disorders, especially ves- MA: Weiser Books.
tibular dysfunction, as well as the optimal treatment dura- Gámiz, M. J., & Lopez-Escamez, J. A. (2004). Health-related
tion necessary to avoid recurrence of symptoms. quality of life in patients over sixty years old with benign
paroxysmal positional vertigo. Gerontology, 50(2), 82–86.
Ganança, M. M. (2015). Vestibular disorders in the elderly.
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Appendix A ( p. 1 of 2)
Search Strategies 12/08/2016

PubMed sent in .txt format

Recent queries
Search Add to builder Query Items found Time

#5 Add Search (#2 AND #3) 433 12:06:43


#4 Add Search (#1 AND #3) 387 12:04:49
#3 Add Search (vestibular diseases[mesh] OR vertigo[mesh] OR 254931 11:59:52
proprioception[mesh] OR accidental falls[mesh]
OR balance[tiab] OR dizziness[tiab] OR vertigo[tiab]
OR vestibular[tiab])
#2 Add Search (tai ji[mesh] OR “tai chi”[tiab] OR taiji[tiab] OR 1320 11:58:32
taijiquan[tiab] OR “t’ai chi”[tiab])
#1 Add Search (acupuncture therapy[mesh] OR acupuncture[tiab] 25266 11:57:28
OR meridians[tiab])

Huang et al.: Tai Chi and Balance Disorders 11


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Appendix A ( p. 2 of 2)
Search Strategies 12/08/2016

CINAHL sent in RIS format

Search ID# Search terms Search options Last run via Results

S5 S2 AND S3 Limiters - Exclude MEDLINE records Interface - EBSCOhost Research Databases 79


Search modes - Boolean/Phrase Search Screen - Advanced Search
Database - CINAHL Complete
S4 S1 AND S3 Limiters - Exclude MEDLINE records Interface - EBSCOhost Research Databases 272
Search modes - Boolean/Phrase Search Screen - Advanced Search
Database - CINAHL Complete
S3 vestibular OR balance Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 58,857
OR vertigo OR dizzy Search Screen - Advanced Search
OR dizziness Database - CINAHL Complete
OR proprioception
OR “accidental falls”
S2 acupuncture OR meridians Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 13,166
Search Screen - Advanced Search
Database - CINAHL Complete
S1 “tai chi” OR “tai ji” OR Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 1,624
taiji OR taijiquan Search Screen - Advanced Search
Database - CINAHL Complete

PscyINFO sent in RIS format

Search ID# Search terms Search options Last run via Results

S5 S2 AND S3 Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 47


Search Screen - Advanced Search
Database - PsycINFO
S4 S1 AND S3 Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 126
Search Screen - Advanced Search
Database - PsycINFO
S3 vestibular OR balance Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 53,734
OR vertigo OR dizzy Search Screen - Advanced Search
OR dizziness OR Database - PsycINFO
proprioception OR
“accidental falls”
S2 acupuncture OR meridians Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 2,929
Search Screen - Advanced Search
Database - PsycINFO
S1 “tai chi” OR “tai ji” OR taiji Search modes - Boolean/Phrase Interface - EBSCOhost Research Databases 517
OR taijiquan Search Screen - Advanced Search
Database - PsycINFO

Web of Science

Set Results

#5 471 #3 AND #2
Indexes = SCI-EXPANDED, SSCI Timespan = All years
#4 796 #3 AND #1
Indexes = SCI-EXPANDED, SSCI Timespan = All years
#3 728,089 TOPIC: (vestibular OR vertigo OR balance OR dizzy OR dizziness
OR falls OR falling OR proprioception)
Indexes = SCI-EXPANDED, SSCI Timespan = All years
#2 19,462 TOPIC: (acupuncture OR meridians)
Indexes = SCI-EXPANDED, SSCI Timespan = All years
#1 1,914 TOPIC: (“tai chi” OR “tai ji” OR taiji OR taijiquan OR “t’ai chi”)
Indexes = SCI-EXPANDED, SSCI Timespan = All years

Sent in three files in BibTex format.

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Appendix B ( p. 1 of 2)
Study Review Form

Study title: ___________________________________________________________


Database: __________________Study Number______Reviewer_________________

(1) Study Screen Details

Screening Decision Screening Conclusion

Study Passes Screens ☐ Yes ☐ No Eligible for Review ☐ Yes ☐ No

(2) Study Design Details

GRADE Scores: ☐ High (at least 4) ☐ Moderate (3) ☐ Low (2) ☐ Very Low (1 or less)

Study Design: ☐ Randomized control trial ☐ One group pretest posttest design

☐ Pretest posttest design with a control group ☐ Posttest design ☐ Mixed Research

☐ Qualitative ☐ Other ________________________________________________

(3) Study Characteristics

Study Population ☐ Younger Population (< 65yo) ☐ Older Population (≥ 65yo)

Demographics Sample size_______ (M_______ F_______)


Mean Age_________

Vestibular Assessment ☐ VNG/ENG ☐ Rotary Chair ☐ MRI ☐ N/A


☐ Other: ________________________________________

Intervention Tai Chi


Duration________________________________________
Style___________________________________________
# of Movements__________________________________
☐ Modification: __________________________________
☐ Other: ________________________________________

Primary Outcome ☐ Static/Dynamic Balance ☐ Improved Mobility


☐ Improved Frequency and Severity of dizziness and vertigo
☐ Improved Gait and Postural Performance
☐ Other: ________________________________________

Secondary Outcome ☐ Gaze Stabilization ☐ Satisfaction ☐ Relaxation ☐ Calmness


☐ N/A
☐ Other: _______________________________________

Primary Outcome Measure ☐ Activities-Specific Balance Confidence Scale (ABC)


☐ Dynamic Gait Index (DGI) ☐ Clinical Exam
☐ Electromyography (EMG) ☐ Berg Balance Scale (BBS)
☐ Other: ______________________________________

Huang et al.: Tai Chi and Balance Disorders 13


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Appendix B ( p. 2 of 2)
Study Review Form

GRADE Scoring System

Type of evidence
Initial score based on type of +4RCTs/ SR of RCTs, +/− other types of evidence
evidence +2Observational evidence (e.g., cohort, case-control)
Quality
Based on Blinding and allocation process
Follow-up and withdrawals
Sparse data
Other methodological concerns (e.g., incomplete reporting, subjective outcomes)
Score 0 No problems
−1Problem with 1 element
−2Problem with 2 elements
−3Problem with 3 or more elements
Consistency
Based on Degree of consistency of effect between or within studies
Score +1Evidence of dose response across or within studies (or inconsistency across studies is explained by a dose
response); also 1 point added if adjustment for confounders would have increased the effect size
0 All/most studies show similar results
−1Lack of agreement between studies (e.g., statistical heterogeneity between RCTs, conflicting results)
Directness
Based on The generalizability of population and outcomes from each study to our population of interest
Score 0 Population and outcomes broadly generalizable
−1Problem with 1 element
−2Problem with 2 or more elements
Effect size
Based on The reported OR/RR/HR for comparison
Score 0 Not all effect sizes > 2 or < 0.5 and significant; or if OR/RR/HR not significant
+1Effect size > 2 or < 0.5 for all studies/meta-analyses included in comparison and significant
+2Effect size > 5 or < 0.2 for all studies/meta-analyses included in comparison and significant

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