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KEY CONCEPTS
http://www.renewableenerqyworld.com/rea/news/
articie/ZOlO/Oô/wind-turbine-gearbox-reliability.
According to STLE-member Dr. Shuangwen (Shawn) Wear Problems:
Sheng, senior engineer at the U.S. Department of Energy's Gearbox Bearings
National Renewable Energy Laboratory (NREL), tribological
challenges for wind turbines include but are not limited to;
42 TLT Shark Week: When it comes time to give birth, the female shark ioses her appetite so she won't be tempted to eat her own pups.
BEARINGS AND LUBRICATION IN OTHER PARTS
ww hat goes on inside a wind turbine? STLE-member misalignment and lubrication. There is room for significant
Dr. Gary Doll, Timken Professor of Surface Engineering at the improvement with the greases used in these bearings.
University of Akron, describes the key components.
Generators. Ball bearings are used to support the shafts
Mainshaft. The most common wind turbine configuration in generators. These bearings are either all-steel with an
(<2MW) uses two bearings: a spherical roller bearing on the electrically insulating coating on the outer rings or a hybrid
blade side and a cylindrical roller bearing on the generator variety that employs ceramic rolling elements with steel
side. rings.
For 2MW and greater wind turbines, two bearings also In the generator, high-freguency currents are induced on
are used, but these designs include either two spherical the shaft. If not diverted or otherwise insulated, the stray
roller bearings, two tapered roller bearings or a double-row currents that develop in the generator pass through the roll-
tapered roller bearing on the blade side and a cylindrical ing elements causing extreme local heat and small burnt pits
roller bearing on the generator side. For direct-drive turbines in the bearing surfaces.
(those without gearboxes), configurations include either two Solutions being tried in the field involve electrically
tapered roller bearings, or a double-row tapered roller bear- isolating the shaft from the housing by either applying a
ing and a cylindrical roller bearing. thick, electrically resistant coating like alumina between the
Spherical roller bearings in the mainshaft experience a outer ring and its housing or using ceramic rolling elements
very high incidence of micropitting, which can lead to bearing or both. Even with these measures, some turbines still
failure in as little as two years. Micropitting is caused by experience electrical damage. Another possible solution is to
highly loaded, sliding contact between the rolling elements lubricate these bearings with high dielectric strength oils.
and the bearings. A progressive loss of material leads to
exceedingly high geometric stresses at points on the ring Pitch and yaw systems. Large wind turbines (>250kW)
raceways, which can initiate raceway fatigue. use ball bearings in the pitch and yaw systems. These are
A spherical roller bearing has two rows, and analysis typically either 4- or 8-point ball bearings with a gothic arch
has shown that the upwind row of these bearings is almost design.
completely unloaded. This means the downwind row carries The tribological issues that limit the reliability of pitch
almost the entire load. The roller/raceway sliding is a conse- and yaw systems are false brinelling, fretting corrosion
quence of the geometry of a spherical roller bearing. and friction. Greases with adequate base oil viscosities and
Solutions to this problem include replacing the spherical good antiwear additives should be used as the lubricant.
roller bearing with preloaded tapered roller bearings or ap- The frictional torque of the pitch and yaw bearings is highly
plying a WC/aC:H coating to the rollers of the spherical roller dependent on the lubrication as it is required for consistent,
bearing. If the coating is sufficiently durable, the spherical low-friction operation. Too much lubrication may cause
roller bearing will not experience micropitting. churning and, therefore, increased bearing torque, and too
Tapered roller bearings that are used in 2MW and greater little increases the metal-to-metal contact of the surfaces
wind turbines can experience problems associated with and the bearing torque.
Gear failure can occur indepen- gearbox failures increase the cost of ously maintain optimal performance
dently of bearing failure for reasons energy for wind power. Some statistics under extreme conditions, they need
such as wear from poor lubrication. clearly show that gearboxes cause the to meet higher standards than compa-
However, most gearbox failures do not largest downtime, although they do rable lubricants for other industries.
begin as gear failures; they stem from not fail as frequently as some of the While bearing surface destruction in
eroding bearings that spew dirt and other subsystems, for example, electri- wind turbines is not much different
hardened steel debris into the gear cal systems and controls." from that observed in other equip-
teeth. ment, the frequency and severity of
"Oftentimes wind turbine gearbox- GEARBOX ISSUES the destruction is considerably greater.
es fail to meet their 20-year design Because oils and greases for wind tur- Blade root bearings, main shaft
life," Sheng says. "These premature bine bearings are expected to continu- bearings and yaw bearings are lubri-
^From; http://www.windpowerenqineering.com/maintenance/why-gearboxes-fail-and-a-solution-to-lower-drivetrain-costs/.
Next month: "Airplane Redundancy Systems," feature article by TLT contributing editor Jean Van Rensselar
THE FIVE DOMINANT SURFACE DAMAGE MODES
"Global Energy Consumption Due to Friction in Passenger Cars, Transportation & Industry," - keynote addr
• Can pass micropitting tests
• Can pass bearing antifriction
tests.^ The main cause of the early failure of wind turbine
gearboxes appears to be high load under extreme
STLE-member Dr. Gary Doll, Tim-
ken Professor of Surface Engineering conditions and not the lubricants themselves.
at the University of Akron in Akron,
Ohio, points out that neither white
structure flaking nor radial cracking will be reduced by using the preloaded (usually boron or carbon) are engi-
have been reported to occur in case- tapered roller bearings instead of cy- neered to interact with the contacting
carburized bearings containing about lindrical roller bearings in the locating surface to produce a low friction/pro-
20% retained austenite. This impor- shaft positions. Eurthermore, if the tective boundary film. Results indicate
tant fact argues against hypotheses microstructures of these bearings con- friction reduction and evidence of the
that attribute these types of bearing tain about 20% retained austenite (as tribofilm. Micropitting protection sig-
problems solely to hydrogen from wa- the gears do) the risk of generating Ir- nificantly improves—tests showed
ter or oil in the lubricant. White struc- WEA and radial cracking from high that micropitting was nearly eliminat-
ture flaking and scuffing appear to be impact forces arising from torque re- ed.
different manifestations of the same versals will be reduced or eliminated."*
mechanism: specifically tribologically ISOTROPIC SUPER-FINISHING
induced damage arising from high to ON THE HORIZON Isotropie super-finishing modifies the
very high cyclic shear stresses from Currently, the NREL Gearbox Reliabil- bearing surface and can eliminate mi-
transient loads applied to rollers that ity Collaborative (GRC) is exploring cropitting. It can increase both lubri-
are sliding against the raceways. the wind turbine drive train system in cant hfe and cleanhness. Important for
A solution that is now incorporated order to account for load conditions gearboxes—it also increases compo-
in new gearbox designs to avoid the that lead to overstressed contacting el- nent life. It involves eliminating direc-
scuffing and white structure flaking ements. In addition to collecting infor- tionally oriented grinding asperity
problems is preloaded tapered roller mation on field failures, the GRC is rows and can significantly reduce
bearings instead of cylindrical roller employing field trials, advanced com- roughness without compromising the
bearings in positions where problems puter simulations and dynamometer component's shape.
have been numerous. Unlike cylindri- testing.
cal roller bearings, the rollers of pre- ANL is developing advanced sur- DLC COATING
loaded tapered roller bearings experi- face treatments and lubricant additives Lubricant-derived DLC is a new type
ence much less roller/raceway sliding that can benefit the wind industry us- of boundary film that results from a re-
when the rollers are outside of the load ing distinctive bench-top testing capa- action with base oil molecules to form
zone. So when rapid transients occur bilities and lab-based coating and lu- a slick and protective boundary layer.
(such as those arising from generator/ bricant fabrication equipment. It can generate boundary films from
grid engagements) that deflect the Oak Ridge National Laboratory oils that do not contain bearing-dam-
high-speed and intermediate high- (ORNL) also has exclusive tribology aging organo-metallic additives, which
speed shafts and rapidly alter the load and metallurgy capabilities. The lab may cause early failure in some gear-
zone of the bearing, tapered roller has been engaged in forensic analysis boxes.
bearing raceways experience much of damaged wind turbine bearings us-
less shear stress than their cylindrical ing advanced microscopy. ULTRA-FAST BORIDING
roller bearing counterparts. Ultra-fast boriding enhances the hard-
Doll argues that the impact loads NANO-LUBRICANTS ness of gear and bearing surfaces by
from rapid torque reversals are the Nanoparticle-based lubricant addi- more than 200% over standard carbu-
main contributors to radial cracking, tives have been under development for rizing.=^ This is achieved through an
the generation of irregular white etch several years to produce performance advanced electrochemical process that
areas (IrWEA) and scuffing. If that is comparable to traditional additive is significantly faster than standard bo-
the case, scuffing from roller skidding packages. Nanoparticle additives. riding, making it economically practi-
2 2011 Wind Turbine Tribology Seminar-A Recap Sponsored by NREL, Argonne National Uboratory (NRL), Leather, John' (available af httD://www nrel aov/
docs/fy12osti/53754.pdf)
^ Ibid: 2011 Wind Turbine Tribology Seminar; http://www.nrel.gov/docs/fy12osti/53754.pdf.
= Carburizing is a surface-hardening process that involves diffusing carbon into a low carbon steel alloy such as chrome or nickel in order to form a high carbon
steel surface.
by Dr. Kenneth Holmberg May 6 at 2013 STLE Annual Meeting & Exhibition in Detroit. Details at www.stle.orq.
cal for wind applications. Research
shows the sliding wear performance of
the borided surface is comparable to
standard carburized gear steels. Er-
demir, who has taken the lead in this
research, says that compared to carbu-
rizing, ultra-fast boriding will be sig-
nificantly less expensive.
Erdemir explains, "This is a pro-
cess that we have actually scaled up
here (at ANL), starting from scratch.
It's been very effective in turning the
surface of steel into a very hard boride
layer. With ultra-fast boriding, the sur-
face will still wear, but it will wear at
least 10-20 times more slowly than
what is currently being used. It's a very
fast, very efficient process that has Oil drain intervals for wind turbine of wind turbine gearboxes appears to
some unique possibilities. The initial gearboxes are typically between eight be high load under extreme conditions
phase of the project demonstrated that and 12 months, with one major manu- and not the lubricants themselves.
we actually can treat gear steels. In the facturer extending its interval to 16 Therefore, advanced lubricants may be
second phase, we are looking at practi- months following a thorough field a good solution for extending the life
calities such as applications." evaluation. The goal for the next gen- of gearboxes that are already in place.^
Erdemir adds, "In wind turbines, eration of offshore oils is a drain inter- Assuming that eventually design
roller bearings could benefit from ultra- val of three years. changes in new gearboxes reduce the
fast boriding. But the gears, depending Due to enhanced properties of stress, advanced lubricants will still
on the size or type, might actually pres- newer fluids used in specialty lube for play an important role in providing an
ent a challenge. An option is to com- life applications (and potentially in extra measure of protection and pro-
bine boriding with nanolubrication." gearboxes), the need for condition longing life.
The technology has been licensed monitoring and/or maintenance of the "Wind turbines are a very, very im-
to Bodycote, which could (upon inter- gearbox could be reduced significantly portant technology that hold a lot of
est) start producing ultra-fast borided and has the potential to be eliminated. promise," Erdemir concludes. "There
wind turbine parts this spring. The superior viscosity temperature are some technological challenges
performance of lube for life oils is low- such as engineering the surfaces and
EXTENDING SERVICE LIFE er than that of the oil currently used in the lubricants, but I think we are clev-
Tower climbing is a necessary but pre- gearboxes and results in friction re- er enough to overcome those challeng-
carious wind farm maintenance and duction and reduced wear of the inter- es. Personally I feel like the problems
repair activity—equivalent to scaling a nal gears and components. Full-scale can be solved if we all do our home-
20-story building. The logistics of ser- wind turbine gearbox trial results us- work." OS
vicing offshore turbines are especially ing these oils indicate a bonus of im-
daunting." proved power output efficiency.
Wind turbine maintenance is As wind farms age, the number of
scheduled biannually. Each time the failing turbines is growing at an alarm-
turbine is down for 12-18 hours, with ing rate. Although part of the problem
maintenance staggered so only a few is poor maintenance and poor lubri-
turbines are down at one time. Gener- cant selection, bearings in gearboxes
ally, the only time activity at the entire fail early, even when systems are well- Jean Van Rensselar heads her own
wind farm comes to a halt is during maintained and optimal lubricants are communications firm, Smart PR Communications,
substation maintenance twice a year used. in Ñaperviile, Hi. You can reach her at
(about 12 hours each time). The main cause of the early failure jeani^smartprcommunications.com.
'• To see a video of a maintenance worker climbing the inside of a wind turbine tower, visit http://www.youtube.Com/watch?v=Hk4FP8G7Grq.
' Successful aerospace applications are an inspiration for overcoming tribological challenges in wind turbines. For example, rolling element bearings in the
aerospace industry generally have much longer lives, 10 years or more, even though they are subjected to higher loads than wind turbines.
' F r o m : http://www.technoioqyreview.coni/news/418689/wind-turhines-shed-their-qears/.
Free half-day nanotriboioqy course May 5 at 68th STLE Annual Meeting & Exhibition in Detroit. Details at www.stle.orq.
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