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Brazilian Journal

of Chemical ISSN 0104-6632


Printed in Brazil
Engineering www.abeq.org.br/bjche

Vol. 25, No. 04, pp. 613 - 630, October - December, 2008

A REVIEW ON NANOFLUIDS - PART I:


THEORETICAL AND NUMERICAL
INVESTIGATIONS
Xiang-Qi Wang and Arun S. Mujumdar1
Department of Mechanical Engineering, National University of Singapore,
Phone: +(65) 6874-4623, Fax: +(65) 6779-1459,
10 Kent Ridge Crescent, 119260, Singapore.
E-mail: mpeasm@nus.edu.sg

(Received: January 2, 2008 ; Accepted: May 20, 2008)

Abstract - Research in convective heat transfer using suspensions of nanometer-sized solid particles in base
liquids started only over the past decade. Recent investigations on nanofluids, as such suspensions are often
called, indicate that the suspended nanoparticles markedly change the transport properties and heat transfer
characteristics of the suspension. This first part of the review summarizes recent research on theoretical and
numerical investigations of various thermal properties and applications of nanofluids.
Keywords: Nanofluids; Nanoparticles; Heat transfer; Thermal conductivity.

INTRODUCTION that of liquids, as seen from Table 1. Numerous


theoretical and experimental studies of suspensions
Convective heat transfer can be enhanced containing solid particles have been conducted since
passively by changing flow geometry, boundary Maxwell’s theoretical work was published more than
conditions, or by enhancing thermal conductivity of 100 years ago (Maxwell, 1881). However, due to the
the fluid. Various techniques have been proposed to large size and high density of the particles, there is no
enhance the heat transfer performance of fluids. good way to prevent the solid particles from settling
Researchers have also tried to increase the thermal out of suspension. The lack of stability of such
conductivity of base fluids by suspending micro- or suspensions induces additional flow resistance and
larger-sized solid particles in fluids, since the possible erosion. Hence, fluids with dispersed coarse-
thermal conductivity of solid is typically higher than grained particles have not yet been commercialized.

Table 1: Thermal conductivities of various solids and liquids

Material Thermal Conductivity (W/m-K)


copper 401
Metallic solids
aluminum 237
silicon 148
Nonmetallic solids
alumina (Al2O3) 40
Metallic liquids sodium (644 K) 72.3
water 0.613
Nonmetallic liquids ethylene glycol (EG) 0.253
engine oil (EO) 0.145

*To whom correspondence should be addressed


614 Xiang-Qi Wang and Arun S. Mujumdar

Modern nanotechnology provides new micrometer or lager-size solid/fluid systems, but it


opportunities to process and produce materials with fails to explain the unusual heat transfer
average crystallite sizes below 50 nm. Fluids with characteristics of nanofluids.
nanoparticles suspended in them are called The present understanding of thermal transport in
nanofluids, a term proposed in 1995 by Choi of the nanofluids can be grouped into two categories. Some
Argonne National Laboratory, U.S.A. (Choi, 1995). postulate that the thermal conductivity of nanofluids
Nanofluids can be considered to be the next- is composed of the particle’s conventional static part
generation heat transfer fluids because they offer and a Brownian motion part which produces micro-
exciting new possibilities to enhance heat transfer mixing. These models take the particle dynamics into
performance compared to pure liquids. They are consideration, whose effect is additive to the thermal
expected to have superior properties compared to conductivity of a static dilute suspension. Thus, the
conventional heat transfer fluids, as well as fluids particle size, volume fraction, thermal conductivities
containing micro-sized metallic particles. The much of both the nanoparticle and the base fluid, and the
larger relative surface area of nanoparticles, temperature itself are taken into account in such
compared to those of conventional particles, should models for the thermal conductivity of nanofluids.
not only significantly improve heat transfer These theories provide a means of understanding the
capabilities, but also should increase the stability of particle interaction mechanism in nanofluids.
the suspensions. Also, nanofluids can improve Other groups have started from the nanostructure
abrasion-related properties as compared to the of nanofluids. These investigators assume that the
conventional solid/fluid mixtures. Successful nanofluid is a composite, formed by the nanoparticle
employment of nanofluids will support the current as a core, and surrounded by a nanolayer as a shell,
trend toward component miniaturization by enabling which in turn is immersed in the base fluid, and from
the design of smaller and lighter heat exchanger which a three-component medium theory for a
systems. Keblinski et al. (2005), in an interesting multiphase system is developed. Some have
review, discussed the properties of nanofluids and suggested that the enhancement is due to the ordered
future challenges. The development of nanofluids is layering of liquid molecules near the solid particles.
still hindered by several factors such as the lack of The mechanism for thermal conduction between a
agreement between results, poor characterization of liquid and a solid is not clear.
suspensions, and the lack of theoretical To explain the reasons for the anomalous increase
understanding of the mechanisms. of the thermal conductivity in nanofluids, Keblinski
Suspended nanoparticles in various base fluids et al. (2002) and Eastman et al. (2004) proposed
can alter the fluid flow and heat transfer four possible mechanisms, e.g., Brownian motion of
characteristics of the base fluids. Necessary studies the nanoparticles, molecular-level layering of the
need to be carried out before wide application can be liquid at the liquid/particle interface, the nature of
found for nanofluids. In this paper we present an heat transport in the nanoparticles, and the effects of
overview of the literature dealing with recent nanoparticle clustering, which are schematically
developments in the study of heat transfer using shown in Fig. 1. They postulated that the effect of
nanofluids. First, the preparation of nanofluids is Brownian motion can be ignored, since the
discussed; this is followed by a review of recent contribution of thermal diffusion is much greater
experimental and analytical investigations with than Brownian diffusion. However, they only
nanofluids. examined the cases of stationary nanofluids. Wang
et al. (1999) argued that the thermal conductivities of
nanofluids should be dependent on the microscopic
THEORETICAL INVESTIGATIONS motion (Brownian motion and inter-particle forces)
and particle structure. Xuan and Li (2000) also
Mechanisms of Nanofluids discussed four possible reasons for the improved
effective thermal conductivity of nanofluids: the
The conventional understanding of the effective increased surface area due to suspended
thermal conductivity of mixtures originates from nanoparticles, the increased thermal conductivity of
continuum formulations which typically involve only the fluid, the interaction and collision among
the particle size/shape and volume fraction and particles, the intensified mixing fluctuation and
assume diffusive heat transfer in both fluid and solid turbulence of the fluid, and the dispersion of
phases. This method can give a good prediction for nanoparticles.

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 615

3
0.5 nm
1 nm
1.5 nm
2.5 2 nm

2
k

d d+2h

1.5

1
0 5 10 15 20 25 30
d (nm)
(a) (b)
15 iv

iii
12
ii

9
i
k

0 0.2 0.4 0.6 0.8 1


ф
(c)

Figure 1: Schematic diagrams of several possible mechanisms (Keblinski et al., 2002): (a) Enhancement
of k due to formation of highly conductive layer-liquid structure at the liquid/particle interface;
(b) Ballistic and diffusive phonon transport in a solid particle; (c)Enhancement
of k due to increased effective φ of highly conducting clusters

Many researchers used the concept of liquid/solid tube supplied by a fixed heat flux as compared to the
interfacial layer to explain the anomalous improvement uniform distribution for the dispersive elements.
of the thermal conductivity in nanofluids. Yu and These results provide a possible explanation for the
Choi (2003, 2004) suggested models, based on increased thermal conductivity of nanofluids, which
conventional theory, which consider a liquid molecular may be determined partially by the dispersive
layer around the nanoparticles. However, a study of properties.
Xue et al. (2004) using molecular dynamics simulation Wen and Ding (Wen and Ding, 2005; Ding and
showed that simple monatomic liquids had no effect on Wen, 2005) studied theoretically the effect of
the heat transfer characteristics both normal and particle migration on heat transfer characteristics in
parallel to the surface. This means that thermal nanofluids flowing through mini-channels
transport in a layered liquid may not be adequate to ( D = 1 mm). They studied the effect of shear-
explain the increased thermal conductivity of induced and viscosity-gradient-induced particle
suspensions of nanoparticles. migration and the self-diffusion due to Brownian
Khaled and Vafai (2005) investigated the effect motion. Their results indicated a significant non-
of thermal dispersion on heat transfer enhancement uniformity in particle concentration and thermal
of nanofluids. These results showed that the presence conductivity over the tube cross-section due to
of the dispersive elements in the core region did not particle migration. Compared to the uniform
affect the heat transfer rate. However, the distribution of thermal conductivity, the non-
corresponding dispersive elements resulted in 21% uniform distribution caused by particle migration
improvement of the Nusselt number for a uniform induced a higher Nusselt number.

Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008
616 Xiang-Qi Wang and Arun S. Mujumdar

Koo and Kleinstreuer (2005a) discussed the effects surface charge state. However, there are still several
of Brownian, thermo-phoretic, and osmo-phoretic other possible macro-scale explanations such as heat
motions on the effective thermal conductivities. They conduction, particle-driven natural convection,
found that the role of Brownian motion is much more convection induced by electrophoresis, thermo-
important than the thermo-phoretic and osmo-phoretic phoresis, etc.
motions. Furthermore, the particle interaction can be
neglected when the nanofluid concentration is low (< Density and Specific Heat
0.5%). However, these findings have not been
validated by experiment yet. The calculation of the effective density ρeff and
Tillman and Hill (2007) attempted to find a more
the effective specific heat Cp,eff of a nanofluid is
systematic procedure to determine the nanolayer
thickness and the thermal conductivity profile within straightforward. The can be estimated based on the
the nanolayer. Three basic heat conduction regions physical principle of the mixture rule as
were used to derive the expression for the nanolayer
thickness. Despite the results obtained from the m mb + mp
ρeff =   = =
thermal boundary resistance studied by experiments,  V eff Vb + Vp
the existing theoretical studies of the solid-liquid (1)
interface of a nanoparticle are still in the ongoing ρb Vb + ρp Vp
development phase. = = (1 − φp )ρb + φbρp
Vb + Vp
Evans et al. (2006) suggested that the
contribution of Brownian motion to the thermal
conductivity of the nanofluid is very small and  Q  Qb + Qp
cannot be responsible for the extraordinary thermal (ρCp )eff = ρeff   = ρeff =
 m∆T eff (m b + m p )∆T
transport properties of nanofluids. They also
supported their argument by using molecular (mCp ) b ∆T + (mCp ) p ∆T
dynamics simulations and the effective medium = ρeff =
theory. However, they just limited their discussion to (m b + m p ) ∆T
stationary fluids, which weakens their conclusions. (2)
(ρCp ) b Vb + (ρCp ) p Vp
Rather than Brownian motion, liquid layering, = ρeff =
phonon transport, and agglomeration, Lee ρb Vb + ρp Vp
et al. (2006) experimentally investigated the effect of
surface charge state of the nanoparticle in suspension = (1 − φp )(ρCp )b + φp (ρC p )p
on the thermal conductivity. They showed that the
pH value of the nanofluid strongly affected the which can be rewritten as
thermal performance of the fluid. The further the pH

(1 − φp )( ρCp )b + φp (ρCp )p
value diverged from the isoelectric point of the
particles, the more stable the nanoparticles in the
C p,eff = (3)
suspension and greater the change in the thermal
conductivity. That may partially explain the
(1 − φp ) ρb + φpρp
disparities between different experimental data since
many researchers used surfactants in nanofluids, but Thermal Conductivity
with insufficient descriptions. By adopting a
variation of the classical heat conduction method in Currently, there is no reliable theory to predict the
porous media to the problem of heat conduction in anomalous thermal conductivity of nanofluids. From
nanofluids, Vadasz (2006) demonstrated that the the experimental results of many researchers, it is
transient heat conduction process in nanofluids may known that the thermal conductivity of nanofluids
provide a valid alternative explanation for the depends on parameters including the thermal
apparent heat transfer enhancement. conductivities of the base fluid and the nanoparticles,
Hence, so far there are no general mechanisms to the volume fraction, the surface area, and the shape
rationalize the strange behavior of nanofluids, of the nanoparticles, and the temperature. There are
including the highly improved effective thermal no theoretical formulas currently available to predict
conductivity, although many possible factors have the thermal conductivity of nanofluids satisfactorily.
been considered, including Brownian motion, liquid- However, there exist several semi-empirical
solid interface layer, ballistic phonon transport, and correlations for calculating the apparent conductivity

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 617

of two-phase mixtures. They are mainly based on the


following definition of the effective thermal k eff =
(
k p + ( n − 1) k b − ( n − 1) k b − k p φ ) kb (7)
conductivity of a two-component mixture (
k p + ( n − 1) k b + k b − k p φ)
k p φp ( dT / dx )p + k b φb ( dT / dx )b where n is the empirical shape factor given by
k eff = (4) n = 3/ ψ , and ψ is the particle sphericity, defined as
φp ( dT / dx )p + φb ( dT / dx )b
the ratio of the surface area of a sphere with volume
equal to that of the particle, to the surface area of the
For particle-fluid mixtures, numerous theoretical particle. Comparison between Eq. (7) and Eq. (5)
studies have been conducted dating back to the reveals that Maxwell’s model is a special case of
classical work of Maxwell (1881). The Maxwell Hamilton and Crosser’s model for sphericity equal to
model for thermal conductivity for solid-liquid one.
mixtures of relatively large particles (micro-/mini- As discussed earlier, the classical models are
size) is good for low solid concentrations. The derived from continuum formulations and include
effective thermal conductivity, k eff , is given by only the particle shape and volume fraction as
variables and assumed diffusive heat transport in

k eff =
(
k p + 2k b + 2 k p − k b φ) kb (5)
both liquid and solid phases. The large enhancement
k p + 2k b − ( k p − k b ) φ
of the effective thermal conductivity in nanofluids
defies Maxwell’s theory (Maxwell, 1881) as well as
its modification by Hamilton and Crosser (1962).
where k p is the thermal conductivity of the particle, Some important mechanisms in nanofluids appear to
be neglected in these models. Keblinski et al. (2002)
k b is the thermal conductivity of the base fluid and investigated the possible factors of enhancing
φ is the particle volume fraction in the suspension. thermal conductivity in nanofluids such as the size,
Maxwell’s formula shows that the effective thermal the clustering of particles, and the nano-layer
conductivity of nanofluids relies on the thermal between the nanoparticles and base fluids. Based on
conductivity of the spherical particle, the base fluid the traditional models, many later theoretical works
and the volume fraction of the solid particles. have been proposed to address such effects,
Bruggeman (1935) proposed a model to analyze especially the interfacial characteristics.
the interactions among randomly distributed particles. Yu and Choi (2003) proposed a modified
For a binary mixture of homogeneous spherical Maxwell model to account for the effect of the nano-
inclusions, the Bruggeman model gives layer by replacing the thermal conductivity of solid
particles k p in Eq. (5) with the modified thermal
 k p − k eff   k − k eff  conductivity of particles k pe , which is based on the
φ  + (1 − φ )  b =0 (6)
 k p + 2k eff   k b + 2k eff 
  so-called effective medium theory (Schwartz
et al., 1995):
This model can be applied to spherical particles
with no limitations on the concentration of inclusions.  2 (1 − γ ) + (1 + β )3 (1 + 2 γ ) γ 
For low solid concentrations, the Bruggeman model k pe = k (8)
− (1 − γ ) + (1 + β ) (1 + 2γ )
3 p
results in almost the same results as the Maxwell
model. When the particle concentration is
sufficiently high, the Maxwell model fails to provide where γ = k layer k p is the ratio of nano-layer
a good match with the experimental results. However,
the Bruggeman model agrees quite well with the thermal conductivity to particle thermal conductivity
experimental data (Choi, 1995). and β = h r is the ratio of the nano-layer thickness
Hamilton and Crosser (1962) proposed a model to the original particle radius. Hence, the Maxwell
for liquid-solid mixtures of non-spherical particles. equation (Eq. (5)) can be re-cast as follows:
They introduced a shape factor, n, to account for the
effect of the shape of the particles. The thermal
conductivity, in which the ratio of conductivity of k eff =
( )
k pe + 2k b + 2 k pe − k b (1 − β ) φ
3

kb (9)
k pe + 2k b − ( k pe − k b ) (1 + β ) φ
3
the solid and fluid phases is larger than 100
( k p k b > 100), can be expressed as follows:

Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008
618 Xiang-Qi Wang and Arun S. Mujumdar

The new model including the nano-layer can interfacial shells between particles and the base
predict the presence of very thin nano-layers having fluids. k c, j is the effective dielectric constant and
a thickness less than 10 nm. It also indicates that the
B2,x is the depolarization factor along the x-
addition of smaller (<10 nm) particles could be better
than increasing solid volume fraction with respect to symmetrical axis, which is derived from the average
the improvement of thermal conductivity. polarization theory. A test of this formula (Kim et al.,
Yu and Choi (2004) proposed a modified 2004) reveals that it is not as accurate as Xue
Hamilton-Crosser model to include the particle- claimed since he used incorrect values of the
liquid interfacial layer for non-spherical particles. parameters such as the depolarization factor. Xue
The effective thermal conductivity was expressed and Xu (2005) obtained an equation for the effective
as thermal conductivity according to Bruggeman`s
model (Bruggeman, 1935). Their model takes into
 nφeff A  account the effect of interfacial shells by replacing
k eff = 1 +  kb (10) the thermal conductivity of nanoparticles with the
 1 − φeff A  assumed thermal conductivity of the so-called
“complex nanoparticles”, which included the
where interfacial shells between the nanoparticles and the
base fluids.
A is defined by A = 1 ∑ (k pj − k b ) /[k pj + (n − 1)k b ]
j= a,b,c
3  φ  keff − kb φ
and φeff = φ (a 2 + t)(b 2 + t)(c2 + t) / abc is the 1 −  +
 α  2keff + kb α
equivalent volume concentration of complex (12)
( keff − k2 ) ( 2k2 + k1 ) −α( k1 − k2 ) ( 2k2 + keff )
ellipsoids, which is an imaged structure of elliptical =0
particles (a > b > c) with surrounding nano-layers. ( 2keff + k2 ) ( 2k2 + k1 ) + 2α( k1 − k2 ) ( k2 − keff )
With a general empirical shape factor n ( n = 3Ψ −α ,
here α is an empirical parameter and Ψ is the where α is the volume ratio of spherical
particle sphericity), this modified HC model can nanoparticle and complex nanoparticle, and k1 and k2
predict the thermal conductivity of carbon nanotube- are the thermal conductivity of the nanoparticle and
in-oil nanofluids reasonably well. However, it fails interfacial shell, respectively. The modified model is
to predict the nonlinear behavior of the effective in good agreement with the experimental data on the
thermal conductivity of general oxide and metal- effective thermal conductivity of CuO/water and
based nanofluids. CuO/EG nanofluids (Lee et al., 1999).
Xue (2003) developed a model for the effective Xie et al. (2005) considered the interfacial nano-
thermal conductivity of nanofluids. His model is layer with linear thermal conductivity distribution
based on the average polarization theory and and proposed an effective thermal conductivity
includes the effect of the interface between the solid model to account for the effects of nano-layer
particles and the base fluid. His formula for the thickness, nanoparticle size, volume fraction, and
effective thermal conductivity is thermal conductivities of fluid, nanoparticles, and
nano-layer. Their formula is
 φ  k − kb φ
9 1 −  eff +
 λ  2k eff + k b λ  3Θ2 φT2 
k eff = 1 + 3ΘφT +  k b (13)
(11)  1 − ΘφT
 
 k eff − k c,x 
 + 
 k eff + B2,x ( k c,x − k eff )  with
 =0
 
{ }
k eff − k c,y
Θ = βlb (1 + γ ) − βpl βbl  (1 + γ )3 + 2β β  ,
3
4 
(
 2k eff + (1 − B2,x ) k c,y − k eff )     lb pl 

where
where = abc/[(a + t)(b + t)(c + t)] with half-radii
(a,b,c) of the assumed elliptical complex
βlb = ( k l − k b ) ( k l + 2k b ) ,
nanoparticles, which consist of nanoparticles and

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 619

(
βpl = k p − k l ) ( k p + 2k l ) , particle clusters, k cl (r) , and the radius distribution
function, n(r), as follows:
βbl = ( k b − k l ) ( k b + 2k l ) ,
(1 − φ ) + 3φ ∫ ∞0 k cl ( r ) n ( r ) /  k cl ( r ) + 2k b  dr (15)
k eff = kb
and γ = δ rp is the thickness ratio of nano-layer and (1 − φ ) + 3φ ∫ ∞0 k b ( r ) n ( r ) /  k cl ( r ) + 2k b  dr
nanoparticle. φT is the modified total volume fraction
This model fit successfully the experimental data
of the original nanoparticle and nano-layer, for a 50 nm CuO particle suspension in deionized
φT = φ (1 + γ ) . They claimed that the calculated values water with φ < 0.5% .
3

agreed well with some available experimental data. Kumar et al. (2004) proposed a comprehensive
For metallic particles, Patel et al. (2003) found model to account for the large enhancement of
9% enhancement of thermal conductivity even at thermal conductivity in nanofluids and its strong
extremely low concentrations such as 0.00026%. temperature dependence, which was deduced from
(Note that if not mentioned in the text, the the Stokes-Einstein formula. The thermal
concentration is in volume fraction.) The previous conductivity enhancement taking account of the
formulas fail to predict such strange phenomena. The Brownian motion of particles can be expressed as:
Brownian motion of nanoparticles at the molecular
and nano-scale levels may be a key mechanism 2k BT φrb
k eff = k b + c kb (16)
governing the thermal behavior of nanofluids. Also,
in recent experiments (Das et al., 2003b), we find
( πνd 2p ) k b (1 − φ ) rp

that the thermal conductivity of nanofluids depends


strongly on temperature. Hence, this important fact where c is a constant, is the dynamic viscosity of
should be considered in theoretical models. the base fluid, and dp is the diameter of the particles.
Xuan et al. (2003) considered the random motion However, the validity of the model has got to be
of suspended nanoparticles (Brownian motion) based established; it may not be suitable for high
on the Maxwell model and proposed a modified concentrations of particles.
formula for the effective thermal conductivity as Bhattacharya et al. (2004) developed a technique
follows: to compute the effective thermal conductivity of a
nanofluid using Brownian motion simulation. They

keff =
(
k p + 2k b − 2 k b − k p φ ) k + ρpφcp kBT
(14)
combined the liquid conductivity and particle
conductivity as follows
k p + 2k b + ( k b − k p ) φ
b
2 3πrcµ
k eff = φk p + (1 − φ ) k b (17)
where the Boltzmann constant is
−23
k B = 1.381 × 10 J/K; rc is the apparent radius of where k p is replaced by the effective contribution of
clusters and depends on the fractal dimension of the the particles towards the overall thermal conductivity
∑ j=0 Q(0)Q( j∆t) ∆t . The
cluster structure. Although this model incorporates of the system, k p = 1 n
the effect of temperature on the conductivity k BT V 2

enhancement, the dependence is too weak ( ∝ T1/ 2 ) model showed a good agreement with the thermal
and not in agreement with the experimental data of conductivity of nanofluids.
Das et al. (2003b). Jang and Choi (2004b) devised a theoretical
Based on the fractal theory (Mandelbrot, 1982), model that involves four modes such as collision
which can describe well the disorder and stochastic between base fluid molecules (k b (1 − φ)) , thermal
process of clustering and polarization of diffusion in nanoparticles in fluids k p φ , collision
nanoparticles within the mesoscale limit, a fractal
model for predicting the effective thermal between nanoparticles due to Brownian motion
conductivity of nanofluid was proposed by Wang (neglected), and thermal interaction of dynamic or
et al. (2003), who developed a fractal model based “dancing” nanoparticles with the base fluid
on the multi-component Maxwell model by molecules ( fhδT ). The resulting expression for the
substituting the effective thermal conductivity of the effective thermal conductivity of nanofluids is

Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008
620 Xiang-Qi Wang and Arun S. Mujumdar

db temperature dependence of the effective thermal


k eff = k b (1 − φ ) + k p φ + 3C k b Red2p Pr φ (18) conductivity. The function f (T, φ) can be assumed to
dp
vary continuously with the particle volume fraction,
kb 2 f (T, φ) = ( −6.04φ + 0.4705)T + (1722.3φ − 134.63)
where h ∼ Red p Pr 2 and δ ∼ 3d p represent the while β is related to particle motion. Based on the
dp
investigation of pressure gradients, temperature
heat transfer coefficient for the flow past
profiles and Nusselt numbers, Koo and
nanoparticles and the thickness of the thermal
Kleinstreuer (2005b) also claimed that addition of 1-
boundary layer, respectively. The advantage of the
4% CuO nanoparticles and high-Prandtl number base
model is to include the effects of concentration,
fluid such as ethylene glycol and oils could
temperature, and particle size. However, the
significantly increase the heat transfer performance
Brownian effect was neglected, which may not be
of micro-heat sinks.
suitable since the high temperature-dependent
Considering the fact that carbon nanotubes
properties may be caused by the Brownian motion.
possess a large aspect ratio, their thermal
On the other hand, Prasher (Putnam et al., 2006)
conductivity is more difficult to predict. Nan
proposed that convection caused by Brownian
et al. (2003) generalized the Maxwell-Garnett
motion of the nanoparticles is primarily responsible
approximation and derived a simple formula
for the enhancement of the effective thermal
k eff = 1 + φ k p 3k b to predict the effective thermal
conductivity of nanofluids. By introducing the
general correlation for heat transfer coefficient h, he conductivity of carbon-nanotube-based composites.
modified the Maxwell model by including the The results within Nan’s model (Nan et al., 2003)
convection of the liquid near the particles due to agree well with the experimental observations
Brownian movement: (Choi et al., 2001). However, this model does not
consider the thermal resistance across the carbon

keff = 1+ ARem Pr0.333 φ 
(
  kp + 2kb + 2 kp − kb φ )
 k (19)
nanotube-fluid interface. Later, Nan et al. (2004)
modified their model and tried to describe the effect

  p b p (
  k + 2k − k − k φ  b
b ) of the interface thermal resistance. However, the
model still cannot explain the nonlinear phenomena
of the effective thermal conductivity of nanotube
where h = k b / a(1 + A Re m Pr 0.333 φ) and A and m are suspensions with nanotube volume fractions.
constants. The Reynolds number can be written as: Recently, to account for the geometric and physical
anisotropy simultaneously, Gao and Zhou (2005)
1 18k b T proposed a differential effective medium theory
Re =
v πρp d p based on Bruggeman’s model (Bruggeman, 1935)
to predict the effective thermal conductivity of
nanofluids. Although their model involves the
Recently, Koo and Kleinstreuer (2004, 2005b) effect of aspect ratio of the nanotube, the size effect
developed a new model for nanofluids, which and temperature dependence were not included.
includes the effects of particle size, particle volume From the results, the prediction of the thermal
fraction and temperature dependence as well as conductivity of nanotube-based suspensions is not
properties of the base fluid and the particle subject to good.
Brownian motion. The resulting formula is For carbon nanofibers, Yamada and Ota (1980)
proposed the unit-cell model for the effective

k eff =
(
k p + 2k b + 2 k p − k b φ) kb +
thermal conductivity of mixture, which is
k p + 2k b − ( k p − k b ) φ
(20) k eff =
(
k p / k b + K − Kφ 1 − k p / k b )k (21)
5 × 10 βφρp cp
4 k BT
f ( T, φ ) (
kp / kb + K + φ 1 − kp / kb ) b

ρp D
where, K is the shape factor and K = 2φ0.2 (lp / d p ) for
Note that the first part of Eq. (20) is obtained the cylindrical particles, and lp and d p are the length
directly from the Maxwell model while the second
part accounts for Brownian motion, which causes the and diameter of the cylindrical particle.

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 621

Recently, Xue (2005) proposed a Maxwell keff − kb


theory based model of the effective thermal 9(1−φ) +
2keff + kb
conductivity of carbon nanotube (CNT) nanofluids to (23)
include the effect of large axial ratio and the space  
distribution of the CNTs. As compared with the  keff − k33
c
keff − k11
c

φ +4  =0
( ) ( )
existing experimental data (Choi et al., 2001), the d c 1 c
proposed model provided reasonable agreement with  keff + 0.14 k33 − keff 2keff + k11 − keff 
 L 2 
adjusted thermal conductivity of CNTs. With the
assumed distribution function P(B j ) = 2 , the c c
where k11 and k 33 are the transverse and
corresponding expression for the effective thermal
conductivity of CNT-based nanofluids is longitudinal equivalent thermal conductivities of the
composite unit cell of a nanotube with length L and
diameter d. The model predicts that the nanotube
kp kp + kb
1 − φ + 2φ ln diameter has a negligible effect on the thermal
kp − kb 2k b conductivity enhancement of the nanotube
k eff = k b (22)
kb kp + kb nanofluids. It seems that the model agrees well with
1 − φ + 2φ ln the data of Xie et al. (2003).
kp − kb 2k b
Fig. 2 shows a comparison between selected
discussed theoretical models and experimental data
Xue (2006) also presented a model for the on thermal conductivity of Al2O3/water nanofluids.
effective thermal conductivity of carbon nanotube To obtain a deeper understanding of the effective
composites by incorporating the interface thermal thermal conductivity of nanofluids, some important
resistance with an average polarization theory. The facts must be taken to account in future studies. Such
proposed model includes the effects of carbon facts include the effect of the size and shape of the
nanotube length, diameter, concentration, interface nanoparticles, the interfacial contact resistance
thermal resistance, and the thermal conductivities of between nanoparticles and base fluids, the
nanotube and base fluid on the thermal conductivity temperature dependence or the effect of Brownian
of the nanofluid simultaneously. motion, and the effect of clustering of particles.

1.50

1.45

1.40

1.35

1.30
k_eff/k_b

1.25

1.20

1.15

1.10

1.05

1.00
0.000 0.005 0.010 0.015 0.020 0.025 0.030 0.035 0.040 0.045 0.050 0.055 0.060

volume fraction
Figure 2: Comparison between selected theoretical models and experimental
data for thermal conductivity for Al2O3/water nanofluids.

Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008
622 Xiang-Qi Wang and Arun S. Mujumdar

Viscosity This theoretical equation usually has the term


α
Einstein (1956) was the first to calculate the  (  )
1 − φp φp max  in the denominator, which can be
effective viscosity of a suspension of spherical solids expressed in a form similar to (1).
using the phenomenological hydrodynamic equations. To include the effect of non-spherical particle
By assuming that the disturbance of the flow pattern concentrations. Some of these equations are included
of the matrix base fluid caused by a given particle in Table 2.
does not overlap with the disturbance of flow caused Experimental data for the effective viscosity of
by the presence of a second suspended particle, he nanofluids are limited to certain nanofluids. The
derived the following equations ranges of the parameters (the particle volume
concentration, temperature, etc.) are also limited.
(
µeff = 1 + 2.5φp µ b) (24) Still, the experimental data show the trend that the
effective viscosities of nanofluids are higher than the
Even since Einstein’s initial work, researchers existing theoretical predictions. In an attempt to
have made progress in extending the Einstein theory rectify this situation, researchers proposed equations
in three major areas. applied to specific applications, e.g., Al2O3 in water
1. To extend the Einstein equation to higher particle (Maiga et al., 2004a), Al2O3 in ethylene glycol
volume concentrations by including particle-particle (Maiga et al., 2004a), TiO2 in water (Tseng and
interactions. The theoretical equation can be Lin, 2003), and CuO in water with temperature
expressed as: µeff = (1 + c1φp + c2φ2p + c3φ3p + )µ b . change (Kulkarni et al., 2006). The problem with
these equations is that they do not reduce to the
2. To take into account the fact that the effective Einstein equation at very low particle volume
viscosity of a mixture becomes infinite at the concentrations and, hence, lack a sound physical
maximum particle volume concentration φp max .3. basis.

Table 2: Models for effective viscosity

Investigator Equation
Einstein (1906) (
µ eff = 1 + 2.5φ p µ b )
  ( a / c )2 3(a / c)  
2
1
Simha (1940) µ eff = 1 + 14 + +  φp  µ b
 15  ln ( 2a / c ) − 1.5 ln ( 2a / c ) − 0.5   
 16 ( a / c ) 
Simha (1940) µ eff = 1 + φp  µ b
 15 arctan ( a / c ) 
 1.25 
µ eff = 1 + φp  µ b =
Eilers (1941)  (
1 − φ p / φ p max )  2
{1 + 2.5φ p + 1.5625 + 2.5 / φ p max ( ) φ 2
p + }µ b

De Bruijn (1942) µ eff =


1.25φ p + 1.552φ p
2
1
(
µ b = 1 + 2.5φ p + 4.698φ p +
2
)µ b

 1 ( a / c )2 3( a / c)
2
 
Kuhn and Kuhn (1945) µ eff = 1 +  24 + +  φp  µ b
 15  ln ( 2a / c ) − 1.5 ln ( 2a / c ) − 0.5   
Vand (1948) (
µ eff = 1 + 2.5φ p + 7.349φ p +
2
)µ b

Vand (1948) µ eff = e


2.5 φ p
(
µ b = 1 + 2.5φ p + 3.125φ p +
2
)µ b

 cp φp 
Robinson (1949) µ eff =  1 +
1 − s r φp 
(
 µ b = 1 + c p φp + c p s r φp +
2
)µ b

 
Saito (1950) µ eff =  1 +
2.5
1 − φp
(
φ p  µ b = 1 + 2.5φ p + 2.5φ p +
2
)µ b
 

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 623

Continuation Table 2
Table 2: Models for effective viscosity
Investigator Equation
 
Saito (1950) µ eff =  1 +
1 − φp
2.5
(
φ p  µ b = 1 + 2.5φ p + 2.5φ p +
2
)µ b
 
(
µ eff = exp 2.5φ p / 1 − φ p / φ p max ( ) ) µ = b

{ ( ) φ + } µ
Mooney (1951)
1 + 2.5φ p + 3.125 + 2.5 / φ p max
2
p b

( ) µb
1
Brinkman (1952) µ eff = µ b = 1 + 2.5φ p + 4.375φ 2 +
(1 − φp )2.5
Simha (1952) {
µ eff = 1 + 2.5φ p + 125 / 64φ p max ( ) φ 2
p + }µ b

 15 1 − σ p   15 
Eshelby (1957) µ eff =  1 + φp  µ b =  1 + φp  µ b , σ p 1/ 3
 2 4 − 5σ p   7 

(φ / φ )
1/ 3
9 p p max
Frankel and Acrivos (1967) µ eff = µb
8 1 − (φ / φ )
1/ 3
p p max

1
µ eff = µb =
1 − ( φp / φp max ) 
1.82
Krieger (1972)
(
1 + (1.82 / φp max ) φ p + 2.5662 / φ2p max φ 2p +  µ b )
Lundgren (1972) µ eff =
1
1 − 2.5φ p
(
µ b = 1 + 2.5φ p + 6.25φ p +
2
)µ b

Batchelor (1977) (
µ eff = 1 + 2.5φ p + 6.2φ p µ b
2
)
  4.5
Graham (1981) µ eff = 1 + 2.5φ p +  µb
 ( s p / rp ) 2 + ( s p / rp )
1 + ( s p / rp ) 
2

 a  1 − 0.5(φ p / φ p max ) 


= 1 +  1.461 + 0.138 
2  b
Phan-Thien and Graham (1991) µ eff µ
  c  1 − (φ / φ
 p  
p max ) 

 
µ eff = 
1
(
+  c1 − 2 / φ p max ) φ (
+  c 2 − 6 / φ p max

2
) φ  µ
2

 1 − ( φ p / φp max ) 
2 p p b
Liu and Masliyah (1996) 

{
= 1 + c1φ p +  c 2 − 3 / φ p max
 ( 2
) φ 2
p + }µ b

Tseng and Lin (2003) µ eff = 13.47 exp(35.98φ p )µ b

Maïga et al. (2004) (


µ eff = 1 + 7.3φ p + 123φ p µ b
2
)
= (1 − 0.19φ )
2
Maïga et al. (2004) µ eff p + 306φ p µ b

( −134.63 + 1722.3φ p ) + ( 0.4705 − 6.04φ p ) T  ,


k BT
µ Brownian = 5 × 10 βρ b φ p
4

2ρ p rp
Koo and Kleinstreuer (2005) where the particle motion related empirical parameter
0.0137(100φ p ) −0.8229 φp < 0.01
β= −0.7272
0.0011(100φ p ) φ p > 0.01

Kulkarni et al. (2006) (


ln µ eff = − 2.8751 + 53.548φ p − 107.12φ p + 1078.3 + 15857φ p + 20587φ p
2
) ( 2
) (1/ T )
Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008
624 Xiang-Qi Wang and Arun S. Mujumdar

Heat Transfer Coefficient approach. Based on a macroscopic modeling and


under the assumption of constant thermophysical
Since the heat transfer performance is a better nanofluid properties, it is shown that natural
indicator than the effective thermal conductivity for convection heat transfer is not solely characterized
nanofluids used as coolants in transportation and by the nanofluid effective thermal conductivity and
other industries, the modeling of nanofluid heat that the sensitivity to the viscosity model used seems
transfer coefficients is gaining attention from undeniable and plays a key role in the heat transfer
researchers. However, it is still at an early stage, and behavior.
the theoretical models for nanofluid heat transfer Mansour et al. (2007) investigated the effect of
coefficients are quite limited. All the equations are uncertainty in the physical properties of
modified from traditional equations such as the γ Al2O3/water nanofluid on its thermohydraulic
Dittus-Boelter equation (Dittus and Boelter, 1930) or performance for both laminar and turbulent fully
the Gnielinski equation (Gnielinski, 1976) with developed forced convection in a tube with uniform
empirical parameters added. Therefore, these heat flux. Since the effects of certain nanofluid
equations are only valid for certain nanofluids over characteristics such as average particle size and
small parameter ranges. More experimental and spatial distribution of nanoparticles on these
theoretical studies are needed before general models properties are not presently known precisely, it is
can be developed and verified. quite difficult to conclude as to the presumed
Recently, Polidori et al. (2007) investigated the advantages of nanofluids over conventional heat
natural convection heat transfer of Newtonian transfer fluids. More experimental data regarding
γ Al2O3/water nanofluids in a laminar external these effects are needed in order to assess the true
boundary-layer using the integral formalism potential of nanofluids.

Table 3: Models of effective heat transfer coefficient

Investigator Nanofluids Correlation


Al2O3-water, TiO2-water,
Nu = 0.021Re
(Pak and Cho, 1998) 0.8 0.5
turbulent Pr
m 0.4
(Das et al., 2003a) Al2O3-water, pool boiling Nu = c Re b Pr ,
c and m are particle volume concentration dependent parameters.
(Xuan and Li, 2003) CuO-water, turbulent (
Nu = 0.0059 1.0 + 7.6286φ p
0.6886 0.001
Pe p ) Re 0.9238
Pr
0.4

Nu = c Re Pr ( D L ) ( µ b µ∞ ) ,
m 1/ 3 1/ 3 0.14
graphite-in-transmission fluid,
(Yang et al., 2005) graphite-synthetic oil mixture, c and m are nanofluid and temperature dependent empirical
laminar parameters.
( f / 8 )( Re − 1000 ) Pr
Nu =
1 + δφ ( f / 8 ) ( Prφ − 1)
,
+ 1/ 2 2/3

(Buongiorno, 2006) turbulent


where the dimensionless thickness of the laminar sublayer σφ+ is
an empirical parameter.

4 5  βr k r
4

Nu =  Grb  (UWT)
3∆ nf  378v r ( 9 ∆ nf − 5 )
2
1 / 4
Al2O3, Newtonian laminar, 6 
4
(Polidori et al., 2007) 2β r k r
natural convection Nu =  2 Grb  (UWT)
5  27v r ( 9 ∆ nf − 5 ) ∆ nf
4
1 / 5
δT thermal boundary layer thickness
∆= =
δ that of the dynamical one

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 625

NUMERICAL SIMULATION dimensional cavity over a range of Grashof numbers


and solid volume fractions for various nanofluids.
For numerical simulations two approaches have Their results showed that suspended nanoparticles
been adopted in the literature to investigate the heat significantly increased the heat transfer rate at all
transfer characteristics of nanofluids. The first Grashof numbers. For water- γ Al2O3 nanofluid, the
approach assumes that the continuum assumption is increase of the average heat transfer coefficient was
still valid for fluids with suspended nano-size approximately 30% for 10 vol% nanoparticles. The
particles. The other approach uses a two-phase maximum increase in heat transfer performance of
model for a better description of both the fluid and 80% was obtained for 10 vol% Cu nanoparticles
the solid phases, but it is not common in the open dispersed in water. Furthermore, the average heat
literature. The single phase model is much simpler transfer coefficient was seen to increase by up to
and computationally more efficient. Another 100% for a nanofluid consisting of oil containing 1
approach is to adopt the Boltzmann theory. The heat vol% carbon nanotubes. Furthermore, the presence
transfer enhancement using nanofluids may be of nanoparticles in the base fluid was found to alter
affected by several factors such as the Brownian the structure of the fluid flow for horizontal
motion, layering at the solid/liquid interface, ballistic orientation of the heated wall.
phonon transport through the particles, nanoparticle Khanafer et al. (2003) developed an analytical
clustering and the friction between the fluid and the model to determine natural convective heat transfer
solid particles. It is difficult to describe all these in nanofluids. The nanofluid in the enclosure was
phenomena mathematically, however. assumed to be a single phase. The effect of
Maïga et al. (2004a,b) numerically investigated suspended nanoparticles on a buoyancy-driven heat
the hydrodynamic and thermal characteristics of transfer process was analyzed. It was observed that
nanofluids flowing through a uniformly heated tube the heat transfer rate increased as the particle volume
(L = 1 m) in both laminar and turbulent regimes fraction increased at any given Grashof number. Kim
using the single phase model with adjusted et al. (2004) analytically investigated the instability
properties. Results showed that the addition of in natural convection of nanofluids by introducing a
nanoparticles can increase the heat transfer new factor (f), which measures the ratio of the
substantially compared to the base fluid alone. It was Rayleigh number of the nanofluids to that of the base
also found that ethylene glycol- γ Al2O3 provided fluids, to describe the effect of nanoparticle addition
better heat transfer enhancement than water- γ Al2O3 on the convective instability and heat transport of the
nanofluids. However, Maïga et al. (2005) also base fluid. Results demonstrated that the increased
discussed the disadvantages of nanofluids with particle volume fraction improves the heat transfer
respect to heat transfer. The inclusion of rates in nanofluids compared to those in the base
nanoparticles introduced drastic effects on the wall fluid alone.
shear stress, which increased with an increase of the Xuan and Roetzel (2000) derived several
solid volume fraction. A new correlation was correlations for convective heat transfer of
proposed by Maïga et al. (2006) to describe the nanofluids. Both single phase and two phase models
thermal performance of Al2O3 /water nanofluids were used to explain the mechanism of the increased
under turbulent regime, Nu fully = 0.085Re0.71 Pr 0.35 , heat transfer rates. However, there are few
experimental data to validate such models. Jang and
which is valid for 104 ≤ Re ≤ 5 × 105 , 6.6 ≤ Pr ≤ 13.9 and
Choi (2004a) investigated the natural stability of
0 ≤ φ ≤ 10% . water-based nanofluids containing 6nm copper and
Roy et al. (2004) conducted a numerical study of 2nm diamond nanoparticles in a rectangular cavity
heat transfer for water- γ Al2O3 nanofluids in a radial heated from the bottom. They noted that nanofluids
cooling system. They found that addition of were more stable compared to the base fluids.
nanoparticles in the base fluids increased the heat Recently, Abu-Nada (2008) numerically
transfer rates considerably. Use of 10 vol% investigated heat transfer over a backward facing
nanoparticles resulted in a two-fold increase of the step (BFS) with nanofluids using the finite volume
heat transfer rate as compared to that of the pure base method. They found that the average Nusselt number
fluid. Their results are similar to those of Maiga increased with the volume fraction of nanoparticles
et al. (2004a,b) since they both used the same model. for the whole range of Reynolds number
Wang et al. (2006) investigated numerically free ( 200 ≤ Re ≤ 600 ) studied. Numerical simulation of
convective heat transfer characteristics of a two- natural convection in horizontal concentric annuli,

Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008
626 Xiang-Qi Wang and Arun S. Mujumdar

horizontal cylinder and a partially heated rectangular between the particle and liquids should play
enclosure using nanofluids was also carried out by important roles in affecting the convective heat
Abu-Nada et al. (2008a, 2008b) and Oztop et al. transfer performance of nanofluids.
(2008), respectively. Results showed that, for
nanoparticles such as Cu, Ag, Al2O3 and TiO2, the
inclusion of different types and different volume NOMENCLATURE
fractions of nanoparticles in base fluid (water) had an
adverse effect on heat transfer performance. A constant (-)
From the microscopic point of view, the B2,x depolarization factor along (-)
traditional computational methods for two-phase the x- symmetrical axis
mixture flow do not reveal the inherent nature of the D diameter of tube, mm (-)
fluid flow and heat transfer characteristics of d diameter of particle
nanofluids. A microscopic approach needs to be H height of discs, mm (-)
introduced to describe the effects of interactions h heat transfer coefficient, W/m2-K
between the suspended nanoparticles and the base k thermal conductivity W/m-K
liquid particles as well as among the solid particles. kB Boltzmann constant k B = 1.381 × 10−23
The lattice Boltzmann equation is one of the methods
J/K
available to deal with such problems. By considering
the external and internal forces on the nanoparticles k c, j effective dielectric constant (-)
and the mechanical and thermal interactions among L length of tube mm
the nanoparticle and fluid molecules, Xuan and m constant (-)
Yao , (2005) simulated nanoparticle distributions and n empirical shape factor n =3 ψ
flow of nanofluids using the lattice Boltzmann model. n(r) radius distribution function (-)
The increased temperature of the fluids could
Nu Nusselt number Nu = hD / k
increase the nanoparticle distribution, which is an
Pe Peclet number Pe = ρµL / Γ
important factor responsible for heat transfer
enhancement in nanofluids. Xuan et al. (2005) Pr Prandtl number Pr = Cpµ / k
observed that the random motion of nanoparticles rc apparent radius of clusters (-)
tends to flatten the temperature distribution near the Reynolds number Re = ρVD / µ
Re
boundary wall. Due to the irregular fluctuation of
suspended nanoparticles, the Nusselt distribution T temperature K
fluctuates along the main flow direction rather than x coordinate
exhibiting the smooth distribution of the base fluid.
Their results indicated that the distribution and Greek Symbols
volume fraction of the nanoparticles were important
factors determining the temperature distribution and α aspect ratio of nanoparticles (-)
heat transfer improvement with nanofluids. β ratio of the nanolayer β = h/r
Another interesting numerical investigation was thickness to the original
conducted by Xue et al. (2004) using non- particle radius
γ ratio of nanolayer thermal γ = k layer / k p
equilibrium molecular dynamics simulations. They
studied the effect of the liquid-solid interface on the conductivity to particle
interfacial thermal resistance and found that the thermal conductivity
simple monatomic liquid around the solid particle ν dynamic viscosity (-)
had no influence on the thermal transport either φ volume fraction of (-)
normal to the surface or parallel to the surface. They nanoparticles in suspension
suggested that the large improvement of thermal ψ particle sphericity (-)
conductivity in nanofluids cannot be explained by
thermal transport in the liquid-solid interface layer. Subscripts
In summary, it is difficult to identify an
established theory to predict accurately the heat b base fluid (-)
transfer characteristics of nanofluids. Many cl cluster of particles (-)
researchers deal with nanofluids as a single-phase eff effective (-)
fluid rather than a two-phase mixture. However, the in inner tube (-)
particle-liquid interaction and the movement nf nanofluid (-)

Brazilian Journal of Chemical Engineering


A Review on Nanofluids - Part I Theoretical and Numerical Investigations 627

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p nanoparticle (-) enhancement for nanofluids. ASME Trans. J.
Heat Transfer, 125, 567–574 (2003b).
De Bruijn, H. The viscosity of suspensions of
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