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JOHN HENRYMERRYMAN
109
110 THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 44
2. For discussions of the parlemants see Alexis de Tocqueville, The Old Regime
and the French Revolution; Georges Lefebvre, The Coming of the French Revolution
17-18 (Palmer, tr. 1967); Dawson, op. cit. supra n. 1, at 362ff.
3. De l'esprit des lois, Livre XI, ch. VI.
4. The "separation of powers" locution is seductive, but it tends to take on differ-
ent meanings in different contexts. Montesquieu's interest was in protecting the exec-
utive and the legislature against the judiciary. His concern for the separation of
powers was asymmetrical; he did not argue for separation of the executive from the
legislature. Americans who refer to the separation of powers, however, often have a
symmetrical separation in mind, one that is centrally concerned with conflicts be-
tween the President and Congress. See, e.g., Currie, "Separation of Powers in the
Federal Republic of Germany," 41 Am. J. Comp. L. 201, 202 (1993);
"No less significant, however, is Montesquieu's famous argument for separa-
tion of powers as a fundamental safeguard of liberty (citing Montesquieu,
Book XI, ch. VI). For when legislative, executive, and judicial powers are
divided, three distinct bodies must abuse their authority before the citizen's
rights can be infringed."
That is a persuasive point, but it is not what Montesquieu was talking about. A fur-
ther difference is that Montesquieu, when he used the term "separation," meant pre-
cisely that: the courts should have no power to control or affect exercise of the
legislative or executive powers. Checks and balances, which is the common way of
describing relations between the American powers of government, contemplates not
true separation but its opposite, mutual oversight and control. A purist would sug-
gest that a better term for the American system is "allocation" rather than "separa-
tion" of powers.
1996] SOURCE AND TARGET-ORIENTED COMPARATIVE LAW 1ll
5. The Law of 16-24 August 1790, Title II, article 13 provided: "Judicial func-
tions are distinct and remain forever separate from administrative functions; judges
may not, on pain of forfeiture, interfere in any way whatever in the activities of ad-
ministrative officials nor subject them to judicial proceedings concerning their func-
tions." (my translation).
112 THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 44
mous phrase, "la bouche qui prononce les paroles de la loi." At the
extreme this meant that judges should even be denied the power to
interpret the law; faced with a problem-an unclear legislative provi-
sion or a lacuna in the legislative scheme-the judge was ordered to
suspend the action and refer the question to the legislator for authen-
tic interpretation. The unworkability of the so-called refere legislatif
soon became evident, and the French courts were conceded the power
to interpret laws. The emphasis then shifted to justification and limi-
tation. The justification literature sought to explain how the judge
who supplied meaning to an unclear statute, or chose between alter-
native meanings of an ambiguous statute, or supplied a rule when
the case was confronted by a lacuna in the formal legal order could do
so without "making law." The literature on limitation sought to pro-
tect the legislature against judicial law-making in the guise of inter-
pretation. The legislature provided a check against judicial abuse of
the power to interpret the law by establishing the tribunal de cassa-
tion, described as pre du corps legislatif, to review judicial interpreta-
tion and application of the laws. The evolution of this legislative
tribunal to the cour supreomede cassation, standing at the apex of the
(ordinary) judiciary, is the topic of an interesting subsequent history
that cannot be explored here. The paradoxical outcome is that a leg-
islative organ that was established to protect the legislature against
judges has become a court standing at the head of the ordinary judici-
ary, staffed by judges.
The principle that judges cannot make law had many other im-
plications. One of the most obvious was denial of any effect of a judi-
cial decision beyond the case itself. The doctrine of stare decisis was
specifically rejected. The judge who based his decision on case law
would commit a grave offense. The only proper basis of the decision
was "the law," and that meant legislation, or a regulation that was
itself authorized by and consistent with legislation (or custom, which
raises a different order of questions that cannot be given adequate
treatment here, although we should mention that the proposal to
treat prior judicial decisions as evidence of, or as embodying, custom
had some scholarly support). To insure judicial responsibility to the
legal mandate, judges were required to decide all cases that came
before them and to "motivate" their decisions-i.e., to indicate the
source of law on which the decision was based.
These strictures placed a terrible burden on the legislator. If
prior judicial decisions were not law, and if every judicial decision
had to be based expressly on law, it was logically necessary that the
legislator provide a comprehensive norm structure, one that (with oc-
casional help from custom) provided a rule for every case. Every ex-
perienced lawyer knows that to be beyond human possibility, but the
politics and the popular legal culture of the time demanded it. To
1996] SOURCE AND TARGET-ORIENTED COMPARATIVE LAW 113
6. Professor Dawson remarked on the freedom to innovate that this method has
given to French judges: "The chief legacy of the Revolution was not judicial submis-
sion to the disciplines of the codes but a deep-seated, widely-held conviction that
judges lacked lawmaking power. The judges joined in this disclaimer and expressed it
through a cryptic style of opinion writing whose main purpose was to prove their duti-
ful submission but which left them in fact more free.... A principle directed toward
restraining judicial power thus serves to enlarge it." op. cit. supra n. 1, at 431.
114 THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 44
11. Gorla & Moccia, "A Revisiting of the Comparison between Continental Law
and English Law (XVI-XIX Century)," 1981 Journal of Legal History 147 (1981).
12. Id. at 552.
116 THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 44
13. The leading case is Syndicat General des Ingenieurs-Conseils, 1959 D. Jur.
541.
14. See the August 7, 1971, Le Monde article by Maurice Duverger, commenting
on the Constitutional Council's Freedom of Association decision of July 16, 1971, 1971
Journal Officiel (July 18). Duverger suggested that the French courts must sooner or
later recognize and deal directly with the principle of the superiority of the Constitu-
tion over ordinary laws.
118 THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 44