ANNEXURE

SURVEY QUESTIONNAIRE OF INVESTORS

FOR
PERCEPTION TOWARDS INVESTMENT IN DERIVATIVE MARKET

Sir/Ma’am,
This questionnaire is meant for educational purposes only.
The information provided by you will be kept secure and confidential.

NAME- __________________________________________________
CONTACT- ______________________________________________
GENDER-________________________________________________
OCCUPATION-___________________________________________

1. Educational Qualification
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Undergraduate
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Graduate
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Post Graduate
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Professional Degree
Holder

2. Income Range:
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Below 1,50,000
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 1,50,000 – 3,00,000
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 3,00,000 – 5,00,000
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Above 5,00,000

3. Normally what percentage of your monthly household income could be available for
investment?
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 5% to 10%
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 11% to 15%
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 16% to 20%
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 21% to 25%
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect More than 25%

4. What is your primary investment purpose?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Retirement Planning
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Building up a corpus for
charity donations
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Supporting future
education of your children
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Other (Specify)
_____________________

5. What kind of risk do you perceive while investing in the stock market?
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Uncertainty of returns
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Slump in stock market
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Fear of being windup of
company <INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Other
(Specify) _________________

6. Why people do not invest in derivative market? (Rank your preference 1-4)
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Lack of knowledge and
difficulty in understanding
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Increase speculation
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Very risky and highly
leveraged instrument
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Counter party risk

7. What is the purpose of investing in derivative market?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect To hedge their fund
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Risk control
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect More stable
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Direct investment without
buying and holding assets

8. You participate in derivative market as:

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Investor
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Speculator
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Broker/Dealer
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Hedger

9. From where you prefer to take advice before investing in derivative market?
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Brokerage houses
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Research analyst
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Websites
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect News Networks
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Other (Specify)
_________________

10. In which of the following would you like to participate?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Stock Index Futures
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Stock Index Options
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Future on individual stock
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Options on individual
stock
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Currency futures

11. What contract maturity period would interest you for trading in?
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 1 month
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 2 month
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 3 month
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 6 month
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 9 month
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 12 month

12. How often do you invest in derivative market?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 1-10 times in a year
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 11-50 times
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect More than 50 times
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Regularly

13. Which of the following statements best describes your overall approach to invest as a
mean of achieving your goals?
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Having a relative level of
stability in my overall investment portfolio.
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Moderately increasing my
investment value while minimizing potential for loss of
principal.
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Pursue investment growth,
accepting moderate to high levels of risk and
principal fluctuation.
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Seek maximum long-term
returns, accepting maximum risk with principal
fluctuation.

14. What was the result of your investment?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Great results
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Moderate but acceptable
<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Disappointed