You are on page 1of 11

Fourth Quarter 2010

Select Investor Monitoring Report


Prepared for
Fort Lauderdale Police and
Firefighters Retirement System

2424 N. Federal Highway, Suite 257, Boca Raton, FL 33431 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com
SELECT INVESTOR MONITORING REPORT – Q4 2010
Fort Lauderdale Police and Firefighters Retirement System

Below please find your fund’s detailed portfolio monitoring report for the fourth financial quarter of 2010. As
always, your report includes two charts. First you will find a chart delineating class action securities fraud lawsuits first
filed during the fourth quarter of 2010, whether by Saxena White or by other law firms. This chart contains a column
entitled “Est. Class Period Gain (Loss)”. This signifies that we have reviewed your positions in the securities of the
defendant company prior to the time the alleged fraud began, reviewed all trading in such securities during the period of
the fraud (the “class period”), and calculated any losses your fund may have suffered on a “first-in-first-out” or FIFO
basis.1

The second chart below contains a list of settled cases in which there are open deadlines for the filing of claims
forms. This chart again contains a column entitled “Estimated Gain (Loss)”, and we have again reviewed your positions in
the securities of the defendant company and calculated any losses your fund may have suffered on a “first-in-first-out”
basis

You will notice that we have added an additional column labeled “Eligibility” in both portions of the report. There
are four possible classifications of the fund’s eligibility to participate in a new or settled action:

Likely - The fund had one or more purchase transactions for an impacted security during the class period.

Possible - The fund had activity other than purchases for an impacted security during the class period.

Not Likely - The fund had no activity for an impacted security during the class period.

1
As a general matter, we must advise you that our calculations are based on the trading records provided to us by your custodial bank, which
date back only to 01/06/2004. In making these calculations, and providing you this information, we have relied on the accuracy and completeness
of those records.

2424 N. Federal Highway, Suite 257, Boca Raton, FL 33431 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com
Unknown - There is not enough data for the fund loaded into the monitoring system to determine whether the fund
was impacted by a case or settlement. Please contact your prior custodian to obtain the necessary
data.

Based on the data in our possession, which is limited by the scope of the data available from the current custodial
bank, we sometimes cannot ascertain with complete certainty the fund’s position in an action. For this reason, the
“Eligibility” classifications provide the fund with more information than our prior reports in evaluating the probability of
eligibility. Although presented in both the new actions and settled actions charts, this classification is of most value to the
funds in the settled cases context because your custodial bank can search its archives (or that of your prior custodian) to
insure that they file the necessary claim form. To the extent there have been any imminent deadlines for cases in which
your fund has suffered a loss, and which deadlines would have expired before your receipt of this report, we have already
contacted you and/or your custodial bank.

2424 N. Federal Highway, Suite 257, Boca Raton, FL 33431 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com
Q4, 2010 Securities Class Action
New Action Eligibility Report

Fort Lauderdale Police and Fire Retirement System

Lead Plaintiff Est. Class Period


Company Ticker (Security ID) Class Period Eligibility
Deadline Gain(Loss)
AEHI (02147K105, B1FJ6Y4,
Alternate Energy Holdings, Inc. 09/20/06 - 12/14/10 03/08/11 Not Likely
US02147K1051)

APPY (045346103, 2980069, B00M102,


AspenBio Pharma, Inc. 02/22/07 - 07/19/10 11/30/10 Not Likely
US0453461032)

CPLA (139594105, B0GWDP5, B1HLG48,


Capella Education Company 02/16/10 - 08/13/10 01/04/11 Not Likely
US1395941057)

CEU (16938Y207, B00LDD6, B1XH2Y2,


China Education Alliance, Inc. 03/31/09 - 11/29/10 01/31/11 Not Likely
US16938Y2072)

CGA (16943W105, 2271149, B3KFYN6,


China Green Agriculture, Inc. 11/12/09 - 09/01/10 12/14/10 Not Likely
US16943W1053)

DV (2267609, 251893103, B0181D2,


Devry, Inc. 10/25/07 - 08/13/10 12/31/10 Likely ($21,075.28)
US2518931033)

DVOX (26817F104, B5VHFH6, B692H18,


Dynavox, Inc. 04/19/10 - 09/30/10 12/13/10 Not Likely
US26817F1049)

FALC (2629759, 306137100, 5828111,


FalconStor Software, Inc. 02/05/09 - 09/29/10 11/30/10 Not Likely
US3061371007)

GXDX (37243V100, B28G0Z8, B29LH17,


Genoptix, Inc. 07/31/09 - 06/15/10 02/04/11 Not Likely $0.00
US37243V1008)

GTIV (2561022, 37247A102, B1HK300,


Gentiva Health Services, Inc. 07/31/08 - 07/20/10 01/07/11 Likely $109,255.28
US37247A1025)

GERN (2370381, 374163103,


Geron Corporation 07/30/10 - 12/06/10 02/21/11 Not Likely
US3741631036)

GRNB (2964438, 394361208, B012KM6,


Green Bankshares, Inc. 01/19/10 - 11/09/10 01/18/11 Not Likely
US3943612081)
ESI (2452375, 45068B109, B1HJ56,
ITT Educational Services, Inc. 10/23/08 - 08/13/10 01/03/11 Likely $85,609.59
US45068B1098)

LPS (52602E102, B39TRZ2, B4W7WD3,


Lender Processing Services, Inc. 07/29/09 - 10/04/10 01/24/11 Not Likely $0.00
US52602E1029)

MELA Sciences, Inc. f/k/a Electro-Optical MELA (285192100, 55277R100, B0G0TV7,


02/13/09 - 11/16/10 01/21/11 Not Likely
Services, Inc. US2851921005, US55277R1005)

MCOX (58403M102, B4MY278,


Mecox Lane Limited 10/21/10 - 11/29/10 02/01/11 Not Likely
US58403M1027)

CASH (2420316, 59100U108,


Meta Financial Group, Inc. 05/14/09 - 10/15/10 12/21/10 Not Likely
US59100U1088)

NLMP (2420963, 636637100,


National Lampoon Inc. 03/01/08 - 12/15/08 02/07/11 Not Likely
US6366371002)

(2277330, 2277341, 2295848, 2296302,


2317708, 2322650, 2322661, 2442666,
2442707, 74254T120, 74254T138,
74254T146, 74254T161, 74254T179,
74254T195, 74254T245, 74254T252,
74254T278, 74254T344, 74254T369,
74254T385, 74254T427, 74254T476,
74254T484, 74254T518, 74254T534,
74254T559, 74254T575, 74254T591,
74254T625, 74254U101, 74254U309,
74254U507, 74254U523, 74254U531,
74254U614, 74254U622, 74254U655,
74254U663, 74254U671, 74254U689,
74254U697, 74254U705, 74254U713,
74254U739, 74254U747, 74254U762,
74254U788, 74254V174, 74254V182,
74254V216, 74254V224, 74254V323,
74254V349, 74254V356, 74254V372,
Principal Funds, Inc. 74254V380, 74254V414, 74254V422, 03/01/09 - 12/01/10 01/31/10 Not Likely
74254V448, 74254V455, 74254V471,
74254V489, 74254V513, 74254V521,
74254V547, 74254V554, 74254V562,
74254V612, 74254V638, 74254V646,
74254V661, 74254V679, 74254V695,
74254V745, 74254V752, 74254V778,
74254V786, 74254V794, 74254V802,
74254V828, 74254V836, 74254V844,
74254V869, 74254V877, 742553472,
742553498, B0BWJ74, B0BWJ85,
B0BWJZ2, B0BWM20, B0BX6B0,
B0BYVL8, B0BYVZ2, B0C9DT4, B0C9J52,
B0C9J63, B0C9J74, B0C9JD0, B0C9QQ2,
B1N94S6, B1N94Z3, B1N95R2, B1NPN10,
B1NPN98, B1NPNB0, B1NPNF4, B1NPNK9,
B1NPNM1, B1NPNN2, B1NPNP4,
B1NPNZ4, B1NXKF7, B1NXKG8,
B1NXKK2, B1NXKM4, B1NXKP7,
B1NXKV3, B1NXKX5, B1NXKY6, B1NXL65,
B1P1758, B4MX7C5, B4R4NX6,
US74254T1209, US74254T1381,
US74254T1464, US74254T1613,
US74254T1795, US74254T1951,
US74254T2454, US74254T2520,
US74254T2785, US74254T3445,
US74254T3692, US74254T3858,
US74254T4278, US74254T4765,
US74254T4849, US74254T5184,
US74254T5341, US74254T5598,
US74254T5754, US74254T5911,
US74254T6257, US74254U1016,
US74254U3095, US74254U5074,
US74254U5231, US74254U5314,
US74254U6148, US74254U6221,
US74254U6551, US74254U6635,
US74254U6718, US74254U6890,
US74254U6973, US74254U7054,
US74254U7138, US74254U7393,
US74254U7476, US74254U7625,
US74254U7880, US74254V1742,
US74254V1825, US74254V2161,
US74254V2245, US74254V3235,
US74254V3490, US74254V3565,
US74254V3722, US74254V3805,
US74254V4142, US74254V4225,
US74254V4480, US74254V4555, ...)

PVTB (2486578, 742962103, B616W80,


PrivateBancorp., Inc. 11/02/07 - 10/23/09 12/21/10 Not Likely
US7429621037)

RINO (2043177, 766883102,


RINO International Corporation 05/15/08 - 11/19/10 01/14/11 Not Likely
US7668831024)

RF (7591EP100, B01R311, B01SFL8,


Regions Financial Corporation 02/27/08 - 01/19/09 12/20/10 Likely ($1,127.42)*
US7591EP1005)

SMT (83172R108, B3XPF74,


Smart Technologies, Inc. 07/14/10 - 12/03/10 02/01/11 Not Likely
CA83172R108)

Solarwinds, Inc. SWI (83416B109, B4MTR12, B4NH5Y4) 02/08/10 - 07/21/10 12/14/10 Not Likely $0.00

JOE (2768663, 4642602, 790148100,


St. Joe Company 02/19/08 - 10/12/10 01/03/11 Not Likely
B52T979, US7901481009)

STRA (2853417, 863236105, B012NZ0,


Strayer Education 11/01/07 - 10/13/10 12/14/10 Likely $6,739.48
US8632361056)

WPO (2942003, 939640108,


The Washington Post Company 07/31/09 - 08/13/10 12/27/10 Not Likely $0.00
US9396401088)

VVUS (2934657, 5377817, 928551100,


Vivus, Inc. 09/09/09 - 07/15/10 01/03/11 Not Likely
US9285511005)
WL (2968537, 971807102, 971807AB8,
971807AC6, B3Q5WH0, US9718071023,
Wilmington Trust Corporation 04/18/08 - 11/01/10 01/18/11 Not Likely $0.00
US971807AB87, US971807AC60,
US971807AD44)

WWCC.PK (12614L106, 2616740,


World Wide Childcare Corp. 2827779, 45926S104, 98154Y103, 01/01/00 - 12/10/10 02/07/11 Unknown
B1XLLC5, US98154Y1038)
Q4, 2010 Securities Class Action
Settlement Eligibility Report

Fort Lauderdale Police and Fire Retirement System

Settlement Claims Estimated


Company Security ID Class Period Eligibility
Amount Deadline Gain(Loss)

002896108, 002896207, 002896AA6,


Abercrombie & Fitch Co. 06/02/05-08/16/05 $12,000,000.00 11/03/10 Possible $0.00
2004185, 5643187, US0028962076

008190100, 2034524, B015GL6,


Affiliated Computer Services, Inc. 09/27/09-02/05/10 $69,000,000.00 10/23/10 Likely $0.00
US0081901003

037833100, 037833183, 2046251,


Apple Computer Inc. 4033819, 5889936, 6046848, B011001, 08/24/01-06/29/06 $16,500,000.00 03/15/11 Likely $61,927.87*
B0YQ5W0, B1G5CJ8, US0378331005

0443713, 060505104, 2295677, 5860618,


Bank of America 01/16/09-01/16/09 $150,000,000.00 11/12/10 Possible $0.00*
6101855, B043LP6, US0605051046

222372104, 222372AJ3, 22237LNR9,


22237LPA4, 22237LPM8, 22237UAF9,
222388209, 22238HAC4, 22238HAD2,
22238HAE0, 22238HAF7, 22238HAG5,
22238HAH3, 22238HAK6, 22238HAM2,
22238HAN0, 22238HAR1, 22238HAS9,
22238HAU4, 22238HAV2, 22238HAW0,
22238HAX8, 22238HAY6, 22238HAZ3,
22238HBA7, 22238HBB5, 22238HBC3,
22238HBD1, 22238HBE9, 22238HBF6,
22238HBG4, 22238HBH2, 22238HBJ8,
22238HBK5, 22238HBM1, 22238HBP4,
22238HBR0, 22238HBT6, 22238HBV1,
22238HBX7, 22238HBZ2, 22238HCD0,
22238HCF5, 22238HCH1, 22238HCK4,
22238HCL2, 22238HCM0, 22238HCN8,
22238HCP3, 22238HCQ1, 22238HCR9,
22238HCS7, 22238HCT5, 22238HCU2,
22238HCV0, 22238HCW8, 22238HCX6,
22238HCY4, 22238HCZ1, 22238HDA5,
22238HDB3, 22238HDC1, 22238HDD9,
22238HDE7, 22238HDF4, 22238HDG2,
22238HDH0, 22238HDJ6, 22238HDK3,
22238HDL1, 22238HDM9, 22238HDN7,
22238HDP2, 22238HDQ0, 22238HDR8,
22238HDS6, 22238HDT4, 22238HDU1,
22238HDV9, 22238HDW7, 22238HDX5,
22238HDY3, 22238HDZ0, 22238HEA4,
22238HEB2, 22238HEC0, 22238HED8,
22238HEE6, 22238HEF3, 22238HEG1,
22238HEH9, 22238HEJ5, 22238HEK2,
22238HEL0, 22238HEM8, 22238HEN6,
22238HEP1, 22238HEQ9, 22238HER7,
22238HES5, 22238HET3, 22238HEU0,
22238HEV8, 22238HEW6, 22238HEX4,
22238HEY2, 22238HEZ9, 22238HFA3,
22238HFB1, 22238HFC9, 22238HFD7,
22238HFE5, 22238HFF2, 22238HFG0,
22238HFH8, 22238HFJ4, 22238HFK1,
22238HFL9, 22238HFM7, 22238HFN5,
22238HFP0, 22238HFQ8, 22238HFR6,
22238HFS4, 22238HFT2, 22238HFU9,
22238HFV7, 22238HFW5, 22238HFX3,
22238HFY1, 22238HFZ8, 22238HGA2,
22238HGB0, 22238HGC8, 22238HGD6,
22238HGE4, 22238HGF1, 22238HGG9,
22238HGH7, 22238HGJ3, 22238HGK0,
22238HGL8, 22238HGM6, 22238HGN4,
22238HGP9, 22238HGQ7, 22238HGR5,
22238HGS3, 22238HGT1, 22238HGU8,
22238HGV6, 22238HGW4, 22238HGX2,
22238HGY0, 22238HGZ7, 22238HHA1,
22238HHB9, 22238HHC7, 22238HHD5,
Countrywide Financial Corp. 22238HHE3, 22238HHF0, 22238HHG8, 03/12/04-03/07/08 $624,000,000.00 02/14/11 Likely NC
22238HHH6, 2229676, 2691394, 5965483,
B00JX41, B02V077, B08F556, B0C1FZ0,
B0V90T4, B11Y5L3, B156441, B16J018,
B189YZ8, B19G7F9, B1YHH57, B1YKD70,
B29NFN1, B3Q87B8, CA22237UAF99,
US2223721042, US22237LNR95,
US22237LPA43, US22237LPM80,
US22238HAC43, US22238HAD26,
US22238HAE09, US22238HAG56,
US22238HAH30, US22238HAK68,
US22238HAM25, US22238HAN08,
US22238HAR12, US22238HAS94,
US22238HAU41, US22238HAV24,
US22238HAW07, US22238HAX89,
US22238HAY62, US22238HAZ38,
US22238HBA77, US22238HBB50,
US22238HBC34, US22238HBD17,
US22238HBE99, US22238HBF64,
US22238HBG48, US22238HBJ86,
US22238HBK59, US22238HBM16,
US22238HBP47, US22238HBR03,
US22238HBT68, US22238HBV15,
US22238HBX70, US22238HBZ29,
US22238HCD08, US22238HCF55,
US22238HCH12, US22238HCK41,
US22238HCL24, US22238HCM07,
US22238HCN89, US22238HCP38,
US22238HCQ11, US22238HCR93,
US22238HCS76, US22238HCT59,
US22238HCU23, US22238HCV06,
US22238HCW88, US22238HCX61,
US22238HCY45, US22238HCZ10,
US22238HDA59, US22238HDB33,
US22238HDC16, US22238HDD98,
US22238HDE71, US22238HDF47,
US22238HDG20, US22238HDH03,
US22238HDJ68, US22238HDK32,
US22238HDL15, US22238HDM97,
US22238HDN70, US22238HDP29,
US22238HDQ02, US22238HDR84,
US22238HDS67, US22238HDT41,
US22238HDU14, US22238HDV96,
US22238HDW79, US22238HDX52,
US22238HDY36, US22238HDZ01,
US22238HEA41, US22238HEB24,
US22238HEC07, US22238HED89,
US22238HEE62, US22238HEF38,
US22238HEG11, US22238HEH93,
US22238HEJ59, US22238HEK23,
US22238HEL06, US22238HEM88,
US22238HEN61, US22238HEP10,
US22238HEQ92, US22238HER75,
US22238HES58, US22238HET32,
US22238HEU05, US22238HEV87,
US22238HEW60, US22238HEX44,
US22238HEY27, US22238HEZ91,
US22238HFA32, US22238HFB15,
US22238HFC97, US22238HFD70,
US22238HFE53, US22238HFF29,
US22238HFG02, US22238HFH84,
US22238HFJ41, US22238HFK14,
US22238HFL96, US22238HFM79,
US22238HFP01, US22238HFQ83,
US22238HFR66, US22238HFS40,
US22238HFT23, US22238HFU95,
US22238HFV78, US22238HFW51,
US22238HFX35, US22238HFY18,
US22238HFZ82, US22238HGA23,
US22238HGB06, US22238HGC88,
US22238HGD61, US22238HGE45,
US22238HGF10, US22238HGG92,
US22238HGH75, US22238HGJ32,
US22238HGK05, US22238HGL87,
US22238HGM60, US22238HGN44,
US22238HGP91, US22238HGR57,
US22238HGS31, US22238HGT14,
US22238HGU86, US22238HGV69,
US22238HGW43, US22238HGX26,
US22238HGY09, US22238HGZ73,
US22238HHA14, US22238HHC79,
US22238HHD52, US22238HHE36,
US22238HHF01, US22238HHG83,
US22238HHH66

2272205, 256669102, 256669AA0,


Dollar General Corp. 06/16/98-01/14/02 $11,740,824.00 04/02/11 Unknown $0.00*
256669AC6, 256677105, 256678103,
5456114, 9A9998633, B59CWY9, B5B1S13,
US256669AA08, US256669AC63,
US2566771059, US2566781033

2369174, 375558103, 5748617, 7234222,


Gilead Sciences, Inc. 07/14/03-10/28/03 $8,250,000.00 12/06/10 Unknown $0.00
B0ZYRQ1, B2RFJQ0, US3755581036

2407966, 38141G104, 5682049, B043LS9,


Goldman Sachs Group 07/01/99-05/07/02 $29,000,000.00 01/14/11 Unknown $0.00
US38141G1040

2478854, 47012E106, B1HKGD4,


Jakks Pacific Inc. 12/03/99-10/19/04 $3,925,000.00 11/18/10 Unknown $0.00
US47012E1064

Kinder Morgan, Inc. 2484088, 49455P101, US49455P1012 05/29/06-05/30/07 $200,000,000.00 12/17/10 Likely ($1,713.81)*

2573760, 4374819, 5456932, 57772K101,


Maxim Integrated Products, Inc. 04/29/03-01/17/08 $173,000,000.00 11/24/10 Likely ($312,343.66)*
B0110K1, B10LT80, US57772K1016

2588184, 5061381, 595112103, B043L23,


Micron Technology Inc. 02/24/01-09/18/02 $42,000,000.00 02/28/11 Unknown $0.00
US5951121038

National City Corporation 2620547, 635405103, US6354051038 01/05/07-08/25/08 $11,000,000.00 01/31/11 Likely $0.00

64352D200, 6435EV108, 6435EV207,


B032YT9, B06GTS2, B1CGF85, B1CH737,
New Century Financial Corp. 05/05/05-03/13/07 $124,827,088.00 12/15/10 Not Likely $0.00
US64352D2009, US6435EV1082,
US6435EV2072

2447218, 4378770, 5753633, 756577102,


Red Hat Inc. 12/17/02-07/12/04 $20,000,000.00 10/20/10 Unknown $0.00
US7565771026

TETRA Technologies, Inc. 2884280, 88162F105, US88162F1057 05/03/06-10/16/07 $8,250,000.00 10/29/10 Likely ($3,209.00)

216648402, 2222631, 5634233,


The Cooper Companies Inc. 07/28/04-11/21/05 $27,000,000.00 12/23/10 Not Likely $0.00
US2166484020

2704032, 4633639, 69344M101,


The PMI Group, Inc. 11/02/06-03/03/08 $31,250,000.00 12/21/10 Likely ($399,547.64)
US69344M1018

2896092, 889478103, B012S11, B29NFX1,


Toll Brothers, Inc. 12/09/04-11/08/05 $25,000,000.00 03/16/11 Not Likely $0.00
US8894781033

2557139, 5919822, 918076100, B06KFL9,


UTStarcom, Inc. ED5919821, LMB06KFL5, NA2557133, 02/21/03-07/23/07 $2,900,000.00 03/03/11 Likely ($2,401.00)
NAB1G5FL9, NC8672312, US9180761002

* The loss calculation for this class action may be incorrect due to incomplete transactional data.
NC indicates the gain/loss could not be computed.

You might also like