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A SURVEY OF OPTIMAL POWER FLOW METHODS


1
K.S.Pandya, 2S.K.Joshi
1
Electrical Engineering Department, Charotar Institute of Technology, Changa, India-388 421
2
Electrical Engineering Department, The M.S.University of Baroda, Vadodara, India-390 002

E-mail: kartik_pandya@rediffmail.com

ABSTRACT

The objective of an Optimal Power Flow (OPF) algorithm is to find steady state operation point which
minimizes generation cost, loss etc. or maximizes social welfare, loadability etc. while maintaining an
acceptable system performance in terms of limits on generators’ real and reactive powers, line flow
limits, output of various compensating devices etc. Traditionally, classical optimization methods were
used to effectively solve OPF. But more recently due to incorporation of FACTS devices and
deregulation of a power sector, the traditional concepts and practices of power systems are superimposed
by an economic market management. So OPF have become complex. In recent years, Artificial
Intelligence (AI) methods have been emerged which can solve highly complex OPF problems. The
purpose of this paper is to present a comprehensive survey of various optimization methods used to solve
OPF problems.

Keywords: FACTS (Flexible A.C. Transmission system) devices, Optimal Power Flow (OPF), Power
System Deregulation.

1. INTRODUCTION and g(u,x) ≥0 (3)


Where, u is the set of controllable quantities in
A first comprehensive survey regarding optimal the system and x is the set of dependent variables.
power dispatch was given by H.H.Happ [1] and F(u,x) is an objective function which is scalar.
subsequently an IEEE working group [2] presented Equality constraints (2) are derived from
bibliography survey of major economic-security conventional power balance equation. Inequality
functions in 1981. Thereafter in 1985, Carpentair constraints (3) are the limits on control variables u
[3] presented a survey and classified the OPF and the operating limit on the other variables of
algorithms based on their solution methodology. the system.
In 1990, Chowdhury [4] did a survey on economic
dispatch methods. In 1999, J.A.Momoh et al. [5] 3. LINEAR PROGRAMMING (LP) METHOD
presented a review of some selected OPF
techniques. In this paper, a review of following Linear programming formulation requires
optimization methods has been presented. linearization of objective function as well as
(1)Linear Programming (LP) method, (2) Newton- constraints with nonnegative variables.
Raphson (NR) method, (3)Quadratic Programming T.S.Chung et al. [6] presented recursive linear
(QP) method, (4)Nonlinear Programming (NLP) programming based approach for minimizing line
method, (5)Interior Point (IP) method and (6) losses and finding the optimal capacitor allocation
Artificial Intelligence (AI) methods. in a distribution system. Cost-benefit calculation is
carried out for 14-bus system and this method does
2. OPTIMAL POWER FLOW not require any matrix inversion, thus saves
FORMULATION computational time and memory space.
OPF is formulated mathematically as a general E.Lobato et al. [7] proposed LP based OPF for
constrained optimization problem. minimization of transmission losses and Generator
Minimize a function F(u,x) (1) reactive margins of the Spanish power system. The
Subject to h(u,x) =0 (2) discrete nature of shunt reactors and capacitors is
modeled by integer variables. It linearizes both the

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objective function and the constraints in each J.A.Momoh [12] presented an extension of basic
iteration and it is better than one which linearizes Kuhn-Tucker conditions and employing a
only objective function once. generalized Quadratic-Based model for OPF. The
F. Lima et al. [8] used Mixed Integer Linear conditions for feasibility, convergence and
Programming to conduct design study on the optimality are included in the construction of the
combinatorial optimal placement of Thyristor OPF algorithm. It is also capable of using
Controlled Phase Shifter Transformers (TCPSTs) hierarchical structures to include multiple
in large-scale power systems. It finds the number, objective functions and selectable constraints. The
network location and settings of phase shifters that generalized algorithm using sensitivity of
maximize system loadability under the DC load objective functions with optimal adjustments in the
flow model, subject to limits on the installation constraints yields a global optimal solution.
investment or total number of TCPSTs. Computational memory and execution time
Computation time is significantly lower than those required have been reduced.
of other published comparable cases. N. Grudinin [13] proposed a reactive power
optimization model that was based on Successive
Quadratic Programming (SQP) methods. Six
4. NEWTON-RAPHSON (NR) METHOD optimization methods were used to test the IEEE
30 bus and 278 bus systems. It is found that the
The necessary conditions of optimality referred developed SQP methods provide more fast and
to as the Kuhn-Tucker conditions are obtained in reliable optimization in comparison with the usual
this method. SLP method.
S.Chen et al. [9] proposed a new algorithm G.P.Granelli et al. [14] proposed Security-
based on Newton-Raphson (NR) method with constrained economic dispatch using dual
sensitivity factors incorporated to solve emission sequential quadratic programming. A dual feasible
dispatch in real-time. The Jacobian matrix and the starting point is achieved by relaxing transmission
B-coefficients have been developed in terms of the limits and then constraint violations are enforced
generalized generation shift distribution factor. So using the dual quadratic algorithm. It is compared
the penalty factor and the incremental losses are with SQP method of NAG routine. It presents
easily obtained. Execution time is lesser than that limited computation time and sufficiently good
of the conventional one. accuracy.
K.L.Lo et al. [10] proposed two Newton-like X.Lin et al. [15] integrated cost analysis and
load flow methods, the Fixed Newton method and voltage stability analysis using an OPF
the modification of the right-hand-side vector formulation for competitive market, which was
method for line outage simulation that is a part of solved using sequential quadratic programming.
contingency analysis. These two methods are Optimum reactive power dispatch are obtained
compared with the Newton-based full AC load under various voltage stability margin
flow method and the fast decoupled load flow to requirements in both normal and outage conditions
show their better convergence characteristics. for IEEE 14-bus test system.
X. Tong et al. [11] presented the semismooth A.Berizzi et al. [16] presented Security–
Newton-type algorithms for solving OPF Constrained Optimal Power Flow (SCOPF) to
problems. It treated general inequality constraints determine optimal setting and operation mode of
and bounded constraints separately. By UPFC and TCPAR. The solution of the OPF is
introducing a diagonal matrix and the nonlinear obtained by the use of the HP (Han-Powell)
complementarity function, the KKT system of the algorithm. It is an efficient method that solves
OPF is transformed equivalently to a system of nonlinear problems with nonlinear constraints
nonsmooth bounded constrained equations. The through the solution of successive quadratic
number of variables is less compared to other problems with linear constraints. It is applied to
method. The method saves computing cost. CIGRE 63-bus system and Italian EHV network.
A global solution is achieved, even adopting
different starting points.
5. QUADRATIC PROGRAMMING (QP)
METHOD

It is a special form of nonlinear programming


whose objective function is quadratic and
constraints are linear.

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6. NONLINEAR PROGRAMMING (NLP) Sergio Granville [21] presented application of an


METHOD Interior Point Method to the optimal reactive
power dispatch problem. It is based on the primal-
Nonlinear programming (NLP) deals with dual logarithmic barrier method as described by
problems involving nonlinear objective and/or Monteiro and Adler. The algorithm was applied on
constraint functions. large power systems and it converged in 40
J.A.Momoh et al. [17] proposed a new nonlinear iterations. CPU time was 398.9 seconds. The
convex network flow programming (NLCNFP) proposed method has the following advantages:
model and algorithm for solving the security- number of iterations is not very sensitive to
constrained multi-area economic dispatch network size or number of control variables,
(MAED) problem. It is solved by using a numerical robustness, hot starting capability, no
combined method of quadratic programming and active set identification difficulties and
network flow programming. The tie-line security effectiveness in dealing with optimal reactive
and transfer constraints in each area are allocation and loss reduction problems in large
considered. An analysis of a buying and selling scale and ill-conditioned networks.
contract in a multiarea environment is also Whei-Min Lin et al. [22] presented the use of
proposed. This method has been tested on four Predictor-Corrector Interior-Point Nonlinear
interconnected power systems. It is feasible and Programming (PCIPNLP) algorithm to solve
effective. social welfare maximization problem
D.Pudjianto et al. [18] used LP and NLP based incorporating FACTS devices in a deregulated
reactive OPF for allocating (auctioning) reactive market structure. FACTS can ease the difficulties
power among competing generators in a caused by transmission congestion. The advantage
deregulated environment. It was concluded that the of the method is the inequality–constraint handling
overall cost associated with the system reactive capabilities. Active set identification for handling
requirement calculated by LP method was various upper and lower limits is not required. A
reasonably accurate, but the generator’s individual strictly feasible starting point is not mandatory.
commitment may vary considerably. Whereas, Ding Xiaoying et al. [23] presented an Interior
NLP offers a faster computation speed and Point Branch and Cut Method (IPBCM) to solve
accuracy for the solution but the convergence decoupled OPF problem. The Modern Interior
could not be guaranteed for every condition. Point Algorithm (MIPA) is used to solve Active
G.L.Torres et al. [19] J.Z.Zhu [25] suggested Power Suboptimal Problem (APSOP) and use
the methods to calculate the price of reactive IPBCM to iteratively solve linearizations of
power support service in a multi-area power Reactive Power Suboptimal Problem (RPSOP).
system. The methods are cost-benefit analysis The advantages of the proposed method are: The
(CBA) and nonlinear convex network flow variables and constraints of RPSOP are lesser than
programming. By using multiple cost-benefit that of original OPF problem, which will enhance
indices, the reactive power support benefits with the calculation speed. However, the proposed
respect to power delivery increases of tie lines are algorithm fails in dealing with degenerate
computed. problem.
A.K.Sharma [20] had proposed a method to Wei Yan et al. [24] presented the solution of the
determine optimal number and location of TCSC Optimal Reactive Power Flow (ORPF) problem by
using Mixed Integer Nonlinear Programming the Predictor Corrector Primal Dual Interior Point
(MINLP) approach in the deregulated electricity Method (PCPDIPM). A new optimal reactive
markets. The system loadability has been power flow model in rectangular form is proposed.
determined in a hybrid market model utilizing the The Hessian matrices in this model are constants
secure transaction matrix. and need to be evaluated only once in the entire
optimal process. Total calculation time needed for
the proposed method is always shorter than that for
7. INTERIOR POINT (IP) METHOD the conventional model for the seven test cases.

Karmarkar proposed a new method in 1984 for


solving large-scale linear programming problems 8. ARTIFICIAL INTELLIGENCE (AI)
very efficiently. It is known as an interior method METHODS
since it finds improved search directions strictly in
the interior of the feasible space. It is the science of making intelligent computer
program.

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8.1. ARTIFICIAL NEURAL NETWORK allows for post-contingency corrective


(ANN) rescheduling. Linear membership function is used.
The formulation treats the minimization of both
ANN is an interconnected group of artificial the base case (pre-contingency) operating cost and
neurons that uses a mathematical model or of the post-contingency correction times as
computational model for information processing conflicting but fuzzy goals. The proposed
based on a connectionist approach to computation. approach can yield Pareto curves that can guide
Chowdhury [25] had suggested concept of the system operator regarding the tradeoff between
Integrated Security Constrained Optimal Dispatch cost and security against contingencies. However,
(ISCOD) which could solve the OPF problem choice of a suitable metric for measuring
when it was constrained by both static and correction time is unclear.
dynamic security. ISCOD utilized the diagnostic N.P.Padhy [29] presented an efficient hybrid
and decision making capabilities of Knowledge model for congestion management analysis for
Base System (KBS), massive parallel lisms and both real and reactive power transaction under
learning features of an ANN along with deregulated Fuzzy environment of power system.
conventional power system network solution The proposed model determines the optimal
methodologies to provide real-time control and bilateral or multilateral transaction and their
optimization. The KBS and the ANN are used in corresponding load curtailment in two stages. In
different configuration for adding the dispatch or the first stage classical gradient descent OPF
in making control decisions. algorithm has been used to determine the set of
N.I.Santoso et al. [26] presented a two-stage feasible curtailment strategies for different amount
Artificial Neural Network to control in real time of real and reactive power transactions. In second
the multi tap capacitors installed on a distribution stage, fuzzy decision opinion matrix has been used
system for a nonconforming load profile such that to select the optimal transaction strategy.
the system losses are minimized. The required
input data are directly obtained from on-line
measurements which include the active and 8.3. GENETIC ALGORITHM (GA) METHOD
reactive line power flows, voltage magnitudes and
the current capacitor settings at certain buses. It belongs to the category of random search
Inequality constraint consists of limits on capacitor algorithms which simulate the evolution process
rating. The application of the proposed capacitor based on the theory of survival of the fittest.
control will be limited by the computation time Walters et al. [30] applied a Genetic Algorithm
required for the learning process which in turn (GA) to solve an economic dispatch problem for
depends on the number of conforming load groups valve point discontinuities.
and capacitors installed rather than the number of Po-H.Chen et al. [31] proposed a new genetic
system buses. algorithm for solving the Economic Dispatch (ED)
problem in large-scale systems. A new encoding
method is developed in which the chromosome
8.2. FUZZY LOGIC (FL) METHOD contains only an encoding of the normalized
system incremental cost. So the total number of
It is derived from fuzzy set theory dealing with bits of chromosome is entirely independent of the
reasoning that is approximate rather than precisely number of units. The approach can take network
deduced from classical predicate logic. losses, ramp rate limits and prohibited zone
Miranda et al. [27] gave a fuzzy model to avoidance into account. It is faster than lambda –
represent uncertainty in loads and generation as iteration method in large systems.
fuzzy numbers. While uncertain injections were T.S.Chung et al. [32] presented a Hybrid
dealt with D.C. fuzzy power flow model. System Genetic Algorithm (GA) method to solve OPF
optimal operation was calculated with Dantzing- incorporating FACTS devices. GA is integrated
Wolfe decomposition technique and dual simplex with conventional OPF to select the best control
method. Among the results, fuzzy cost value for parameters to minimize the total generation fuel
system operation and possibility distribution of cost and keep the power flows within the security
branch power flows and power generation were limits. TCPS and TCSC are modeled. The
obtained. proposed method was applied on modified IEEE
V.C.Ramesh et al. [28] presented a Fuzzy Logic 14 bus system and it converged in a few iterations.
approach for the contingency constrained OPF L.J.Cai et al. [33] proposed optimal choice and
problem formulated in a decomposed form that allocation of FACTS devices in multi-machine

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power systems using genetic algorithm. The total transfer capability (TTC) of power
objective is to achieve the power system economic transactions between source and sink areas in
generation allocation and dispatch in deregulated deregulated power system. EP simultaneously
electricity market. The locations of the FACTS searches for FACTS locations, FACTS
devices, their types and ratings are optimized parameters, real power generations except slack
simultaneously. UPFC, TCSC, TCPST and SVC bus in source area, real power loads in sink area
are modeled and their investment costs are also and generation bus voltages.
considered. P.Attaviriyanupap et al. [38] presented a new
bidding strategy for a day-ahead energy and
reserve markets based on an EP. The optimal
8.4. MISCELLANEOUS AI METHODS bidding parameters for both markets are
determined by solving an optimization problem
Chowdhury et al. [34] proposed Expert System that takes unit commitment constraints such as
(ES) which was used in combination with a generating limits and unit minimum up/down time
transmission constrained economic dispatch to constraints into account. The proposed algorithm
provide real time security. The strategy for is developed from the view point of a generation
combining the ES with an economic dispatch company wishing to maximize a profit as a
which identifies the constraint violations in bus participant in the deregulated power and reserve
voltage magnitudes and in line flows, as well as markets. Separate power and reserve markets are
the set of optimal generations. The ES then considered, both are operated by clearing price
determines the best possible control measure using auction system.
rules on voltage and line flow control. The purpose T.Jayabarathi et al. [39] proposed the
of the expert system is to expeditiously remediate application of Classical Evolutionary Programming
voltage and branch over load problems. (EP), Fast EP and Improved FEP methods to solve
H.Mori et al. [35] presented a Parallel Tabu all kinds of economic dispatch problems such as
Search (PTS) based method for determining ED of generators with prohibited operating zones
optimal allocation of FACTS devices in (POZ), ED of generators with piecewise quadratic
competitive power systems. Available Transfer cost function (PQCF), combined economic-
Capability (ATC) was maximized with the FACTS environmental dispatch (CEED) and multi-area
devices. UPFC was modeled and concept of economic dispatch (MAED). The constraints
incremental load rate was used. The proposed considered are the power balance, generating
method was compared with Simulated Annealing, capacity, prohibited operating zones, area power
GA and Tabu Search methods. It is 1.95 and 2.68 balance, generation limits and tieline limits
times faster than TS and GA respectively. It is not constraints.
affected by the initial conditions and gave higher
quality solutions.
8.6. ANT COLONY OPTIMIZATION (ACO)

It is based on the ideas of ant foraging by


8.5. EVOLUTIONARY PROGRAMMING (EP)
pheromone communication to make path.
I.K.Yu et al. [40] presented a novel co-operative
It is a subset of evolutionary computation, a
agents approach, Ant Colony Search Algorithm
generic population based metaheuristic
(ACSA)-based scheme, for solving a short-term
optimization algorithm.
generation scheduling problem of thermal power
P.Somasundaram et al. [36] proposed an
systems. The state transition rule, global and local
algorithm for solving security constrained optimal
updating rules are also introduced to ensure the
power flow problem through the application of EP.
optimal solution. Once all the ants have completed
The controllable system quantities in the base-case
their tours, a global pheromone-updating rule is
state are optimized to minimize some defined
then applied and the process is iterated until the
objective function subject to the base-case
stop condition is satisfied. The feasibility of the
operating constraints as well as the contingency-
algorithm in large systems with more complicated
case security constraints. Fitness function
constraints is yet to be investigated.
converges smoothly without any oscillations.
Libao Shi et al. [41] presented ant colony
W.Ongsakul et al. [37] proposed Evolutionary
optimization algorithm with random perturbation
Programming (EP) to determine the optimal
behavior (RPACO) based on combination of
allocation of FACTS devices for maximizing the
general ant colony optimization and stochastic

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mechanism is developed for the solution of decreased. The particle also adjusts its velocity
optimal unit commitment (UC) with probabilistic according to two extremes. One is the best position
spinning reserve determination. Total production of its own and the other is not always the best one
fuel costs, start-up costs of units in stage t, the of the group, but selected randomly from the
penalty cost imposed when any of constraints are group.
violated and the total accumulated cost from stage J.G.Vlachogiannis et al. [46] formulated the
0 to stage t. are included in objective function. The contributions of generators to the power flows in
security function approach is also applied to transmission lines as a multiobjective optimization
evaluate the desired level of system security. problem and calculated using a Parallel Vector
R.Meziane et al. [42] used ACO to solve the Evaluated Particle Swarm Optimization (VEPSO)
allocation problem involving the selection of algorithm. VEPSO accounts for nonlinear
electrical devices and the appropriate levels of characteristics of the generators and lines. The
redundancy to maximize system reliability of contributions of generators are modeled as
series-parallel topology, under performance and positions of agents in swarms. Generator
cost constraints. A universal moment generating constraints such as prohibited operating zones and
function (UMGF) approach is used by the ACO to line thermal limits are considered. It can obtain
determine the optimal electrical power network precise solutions compared to analytical methods.
topology. M.Saravanan et al. [47] proposed the
application of Particle Swarm Optimization to find
the optimal location, settings, type and number of
8.7. PARTICLE SWARM OPTIMIZATION FACTS devices to minimize their cost of
(PSO) installation and to improve system loadability for
single and multi-type FACTS devices. While
It is based on the ideas of social behavior of finding the optimal location, the thermal limit for
organisms such as animal flocking and fish the lines and voltage limit for the buses are taken
schooling. as constraints. TCSC, UPFC and SVC were
H.Yoshida et al. [43] proposed a Particle considered.
Swarm Optimization (PSO) for reactive power and
Voltage/VAR Control (VVC) considering voltage 9. SUMMARY OF THE PAPER
security assessment. It determines an on-line VVC The following table shows the suitable methods
strategy with continuous and discrete control for solving the various optimization problems of
variables such as AVR operating values of Electrical Engineering.
generators, tap positions of OLTC of transformers Objective
Suitable Reason to use
and the number of reactive power compensation function to be
method(s) that method
equipment. optimized
Jong-Bae Park et al. [44] suggested a Modified Economic Fast methods
Particle Swarm Optimization (MPSO) for LP, NR
dispatch
economic dispatch with nonsmooth cost functions. Economic Non-linear
A position adjustment strategy is proposed to dispatch with problem
provide the solutions satisfying the inequality AI
non-smooth
constraints. The equality constraint is resolved by cost function
reducing the degree of freedom by one at random. Economic – Suitable for
Dynamic search-space reduction strategy is Emission Fuzzy conflicting
devised to accelerate the process. The results dispatch objectives
obtained from the proposed method are compared Reactive Accurate
with those obtained by GA, TS, EP, MHNN, power NLP, QP,IP,AI methods
AHNN and NM methods. It has shown superiority optimization
to the conventional methods. Optimal Multiobjective
Cui-Ru Wang et al. [45] presented a Modified location of AI nonlinear
Particle Swarm Optimization (MPSO) algorithm to FACTS device problem
solve economic dispatch problem. In the new Social welfare QP, AI ---Do---
algorithm, particles not only studies from itself and Congestion ---Do----
the best one but also from other individuals. By AI
management
this enhanced study behavior, the opportunity to Security Stable
find the global optimum is increased and the NLP, IP
constrained convergence
influence of the initial position of the particles is

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OPF generation scheduling, optimal reactive power


dispatch and to minimize total cost of power
10. CONCLUSION generation. Yet, the applications of ACO and PSO
to solve Security constrained OPF, Contingency
constrained OPF, Congestion management
In this paper an attempt has been made to review incorporating FACTS devices etc. of a deregulated
various optimization methods used to solve OPF power system are to be explored out.
problems. Even though, excellent advancements Authors strongly believe that this survey article
have been made in classical methods, they suffer will be very much useful to the researchers for
with the following disadvantages: In most cases, finding out the relevant references as well as the
mathematical formulations have to be simplified to previous work done in the field of OPF methods,
get the solutions because of the extremely limited So that further research work can be carried out.
capability to solve real-world large-scale power
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