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Nicholson Construction Company

12 McClane Street
Cuddy, PA 15031
Telephone: 412-221-4500
Facsimile: 412-221-3127

Practical Soil Nail Wall Design


and Constructability Issues

by

Walter G. Kutschke, P.E.


URS Corporation, Pittsburgh, Pennsylvania

Fred S. Tarquinio, P.E.


Nicholson Construction Company, Cuddy, Pennsylvania

William K. Petersen, P.E.


URS Corporation, Fort Washington, Pennsylvania

Presented at:
The Broadmoor
DFI’s 32nd Annual Conference on Deep Foundations
Colorado Springs, Colorado
October 11-13, 2007

07-02-157
PRACTICAL SOIL NAIL WALL DESIGN AND CONSTRUCTABILITY ISSUES
Walter G. Kutschke, P.E., URS Corporation, Pittsburgh, Pennsylvania, USA
Fred S. Tarquinio, P.E., Nicholson Construction Company, Cuddy, Pennsylvania, USA
William K. Petersen, P.E., URS Corporation, Ft. Washington, Pennsylvania, USA

Four significant soil nail wall projects in the eastern United States were recently
completed with a combined area of 175,000 square feet of finished shotcrete surface.
These projects required the use of innovative design and construction methods in order
to address various challenges, including slide-prone back slope materials, perched water,
highly erodible rock materials, curved wall alignments, very tight construction tolerances
and unexpected subsurface conditions. Special focus is given to issues such as bench
excavation, soil nail installation methods, shotcrete mix design, anticipated shotcrete
quantities, shotcrete nozzlemen qualifications and weather conditions, in order to provide
a lessons-learned database for future soil nail wall design and inspector considerations.
These projects also underscore the importance of design engineer and soil nail wall
contractor qualifications as well as effective communication with the owner.

Introduction date. Refer to Kutschke et al. (2007) for further


details regarding this work.
The intent of this paper is not to reiterate the
design and inspector guidelines presented in The second project involved the construction of
FHWA (2003) and FHWA (1994), but rather to a soil nail retaining wall used for the support of
present issues that occurred during the excavation for the new Chinese Embassy
construction of four significant soil nail wall building in Washington, D.C. This project
projects in the eastern United States. Although consisted of the installation of over 50,000
each project is different with regard to geologic square feet of exposed shotcrete wall surface,
conditions and design, these projects each approximately 1,600 soil nails and over 1,600
experienced some similar situations. These cubic yards of shotcrete.
similarities indicate a trend in design,
specification and construction of soil nail wall The third project involved the construction of a
projects. It is in these situations that lessons are soil nail retaining wall for the support of
learned and presented herein. excavation for a new retail development in
eastern Pennsylvania. This project involved
The first soil nail wall project referenced herein 10,000 square feet of exposed shotcrete surface
was part of a larger project involving the requiring 400 soil nails and 400 cubic yards of
construction of a new railroad alignment in the shotcrete.
relatively mountainous terrain of western
Pennsylvania. This project involved the The last project also involved the construction of
construction of over 9,000 square feet of soil nail a shotcrete wall used for support of excavation
retaining structure with a total of 13,800 lineal for a new retail development in southwestern
feet of soil nails and 428 cubic yards of Pennsylvania. This project consisted of 16,000
shotcrete. In addition, the project also required square feet of soil nail wall with approximately
construction of a shotcrete slope protection 600 soil nails and 800 cubic yards of shotcrete.
system which used very similar construction
techniques as those employed for soil nail walls. These projects were all successfully completed
This effort required the placement of and are in service.
approximately 90,000 square feet of slope
protection with a total of 34,000 lineal feet of Subsurface Conditions
rock anchors and nearly 2,800 cubic yards of
shotcrete. This system is believed to be the Soil nail wall construction is not appropriate for
largest known application of such a system to all soil conditions (FHWA, 2003). In the authors’
opinion, well-drained cohesive soils, such as the
residual clays and weathered bedrock cement off of the aggregate and to create
characteristic of the Piedmont and Appalachian additional load resulting in minor cracking and
regions, are ideal for soil nail wall construction. sloughing to complete loss of shotcrete
The importance of soil type cannot be adhesion to the wall face. The most effective
overemphasized, as illustrated by the following means to address seepage at the wall face is to
examples. control and direct the groundwater flow. The
placement of additional drainage geocomposite
The ground condition had been severely altered and / or the use of PVC drain pipe to capture
at one of the referenced projects just prior to its and direct the drainage away from the newly
construction. Following completion of the field placed shotcrete have both been effective, as
survey obtained for design activities, the original displayed by Figure 1, where drainage in excess
property owner had excavated a haul road into of 80 gallons per hour was occurring at select
the hillside for log truck operations, with the road
alignment corresponding roughly with the
planned alignment of the soil nail wall. In order 80± gals per hr
to re-establish the original ground surface to
preclude backslope failures, the general
contractor backfilled this haul road cut with
poorly-compacted material having significant
fines content. As excavation for the soil nail wall
proceeded through this loose fill, which reached
a maximum depth of about 6 feet at the wall
face, a large degree of sloughing occurred,
particularly in response to disturbance from 15± gals per hr
drilling the nail holes. This condition was further
exacerbated by a heavy rainfall event from the
remnants of Hurricane Katrina. The changed
ground elevations and slope failures created Figure 1 – Additional Wall Drainage for Seepage
numerous problems related to the as-designed Control
wall geometry, and additional survey and design
effort was required to adapt the wall to fit these locations along the shotcrete face. Although this
changed conditions. Furthermore, a very large is an extreme event, it demonstrates the
volume of additional shotcrete was required to effectiveness of this approach. The
fill in voids where sloughing had taken place at geocomposite drains and PVC drain pipe
the wall face. Since the backfilling operation effectively collected and diverted the flow away
occurred before the soil nail wall contractor had from the slope face and allowed the placement
mobilized to the site, there was nobody present of shotcrete in this instance. It is important to
on-site that was able to foresee the dire note that when these drainage measures are
consequences of this decision. A detailed pre- employed, they are self-supported by securing
construction meeting, involving the general them to the slope face or steel reinforcement
contractor, subcontractor and the engineer may rather than relying on the shotcrete for support.
have prevented this occurrence.
Bench Excavation
Groundwater, surface runoff or perched water in
the wall excavation are likely to cause stability Bench excavation heights are not only limited to
and drainage problems during construction. In the stand-up time of the ground, but
addition, the shotcrete may have a problem consideration must also be given to the
adhering to the excavated face if surface water nozzleman’s abilities. In order for the proper
is present. This was a major problem in a small application of shotcrete, the nozzle must be
area of the wall in eastern Pennsylvania. As a perpendicular to the slope face. As the angle
result, large quantities of shotcrete were between the slope face and nozzle increases,
required in order to maintain the alignment of the degree of compaction decreases with a
this permanent wall. corresponding increase in rebound. Bench
heights beyond about 5 to 6 feet place additional
Excessive seepage can be detrimental to newly burden on the nozzleman and can result in
placed shotcrete because it acts to wash the quality problems as the upper reaches are
difficult to shoot and finish properly. As such, it is Nail Installation
the author’s experience that limiting the bench
height to 5 to 6 feet enables a nozzleman to Air-track drilling is an economical drill method
properly and safely shoot the wall face and when drilling into materials that do not require
upper overlap area. Figure 2 displays a typical casing to support the hole. Figure 4 illustrates a
typical air-track drilling operation.

Figure 4 – Typical Air-Track Drilling


Figure 2 – Challenging Application of Shotcrete
due to Excessive Bench Height Excavation Soil nail drilling production rates are highly
dependent on equipment and driller, but rates of
situation when the bench height approaches this 1 to 2 feet per minute are typical values in hard
upper limit. The congested reinforcement zone clay or weathered rock. Nail hole diameters are
in the overlap area requires particular attention generally limited to 4 to 5 inches with air-track
that is difficult and burdensome for this equipment. Although these hole diameters
experienced nozzleman. Also the ability for him theoretically provide sufficient grout coverage
to blend in the final shotcrete layer is further between the nail and bonding strata, the ability
exacerbated as the rebound will significantly of the driller to consistently create a straight
increase at the upper reaches (note the shaft is debatable. This consideration,
significant rebound that has all ready combined with the natural sag of the bar as it
accumulated at the base). Design must utilize deflects under self-weight between the
appropriate vertical distances between lifts centralizer support points, will significantly
considering not only soil conditions, but also reduce grout coverage locally along the bar.
practical heights between lifts as well as address Therefore, a centralizer spacing of less than the
maximum permissible bench lifts in the 10-foot industry standard is warranted in
specifications. For comparison purposes, Figure environments that require long-term corrosion
3 indicates an appropriate bench excavation that protection. Furthermore, centralizers should be
will be much easier for a nozzleman to work secured to the soil nails by tie-wire; methods
with. such a taping do not properly secure the
centralizer and can result in bunching of the
centralizers as the nails are inserted into the
hole.

Although air-track drills are an economical


means of advancing a soil nail drill hole, the
drilling operation can create significant
disturbance at the slope face resulting in
sloughing and soil break-outs. If this condition
persists, a drill berm is highly effective, as
shown on Figure 5.

Figure 3 – Appropriate Bench Height Excavation


strength results at 3, 2 or 1 day(s) in order to
maximize production without comprising the
integrity of the wall.

Proper mix design and adequate drainage are


paramount to the longevity of the shotcrete face
due to freeze / thaw cycling. Shotcrete slump is
largely self-controlling; too wet and it will slough,
too dry and it will not pump. A combination of
proper air entrainment and a low water:cement
ratio help provide adequate freeze / thaw
durability. Published literature indicates that loss
of entrained air during the pumping and spray
application is typically 4-5% (FHWA 1998).
Figure 5 – Prudent Application of a Drill Berm Typical wet mix shotcrete designs require a
water:cement ratio no greater than 0.45 with
Figure 5 displays the slope face, in this case minimum air entrainment of 7 - 10%, measured
consisting of cohesive residual soil, after drilling at the truck. Pozzolans, such as fly ash,
and grouting. The dashed line noted in the figure improve pumpability and will produce a more
represents the back-of-wall face. The use of a durable shotcrete by mitigating the alkali-silica
drill berm in this situation prevented the reactions, increasing resistance to sulfate attack,
sloughing and general drill disturbance from and reducing ingress of potentially deleterious
impacting the back-of-wall face. There would materials such as chloride and water. However,
have been substantial detrimental impacts to fly ash has the potential to impact air
this structure had a drill berm not be used. entrainment. Hill (2006) indicates that as the
loss on ignition value of fly ash increases, the
Telehandlers or similar machines are commonly dosage of air entrainment chemical will generally
used to lift a bundle of soil nails for the labor increase. Suitable material selection is essential.
force to insert them into the grouted drill hole.
Although this practice is acceptable, care should Proper aggregate distribution is very important
be taken as the nails are lifted from the forks. At with regard to strength and durability of the
no time should the inspector allow the nails to finished shotcrete face, but also is very critical
slide against the fork and into the hole. This with regard to pumpability and the ability of the
needlessly exposes the nail to abrasion that can shotcrete mix to adhere to the excavated face.
create holes in the epoxy coating. Nails should Figure 6 represents the recommended range of
be manually lifted and inserted into the hole. aggregate size distribution for a good shotcrete
mix, which is in general conformance with
Structural Materials FHWA (2003).

The most important aspects of material design 100


and quality control with respect to soil nail walls
Percent Passing by Weight

are the nail grout and shotcrete. Typical nail 80


grout consists of a cement and water
combination with approximately 0.45 60
water:cement ratio, having 28-day compressive
strength of at least 4,000 psi. However, it is 40
crucial in the timing of most soil nail projects to
have 3-, 2- or possibly 1-day strength results. 20

Shotcrete is generally applied using the wet-mix


0
process (FHWA 2003). This process generally 100 10 1 0.1
results in a higher volume throughput with less
Sieve Size (mm)
rebound. Wet-mix application rates for these
projects were typically about 6 to 7 minutes per Figure 6 – Recommended Shotcrete Aggregate
cubic yard of shotcrete. Similar to the nail grout, Proportions
it is critical to have shotcrete compressive
Shotcrete reinforcement is based on the
structural requirements of the soil nail wall. In
addition to this reinforcement, an additional layer
of wire mesh-type reinforcement can be added.
The wire mesh opening should be no smaller
than 4 inches, since smaller openings will
generally act to interfere with shotcrete
placement. It is suggested that this mesh
provides additional confinement to minimize
shotcrete sag as a greater thickness of shotcrete
is placed; however, its benefit is questionable
and lift thickness should be limited to 6± inches
even where it is used.

Wall drainage is paramount to the longevity of a Figure 7 – Overbreak


soil nail wall system. Geocomposite drainage
panels or strips are often used to provide bearing plates, drainage strips, etc. It is
drainage. These materials are generally tacked emphasized that the owner should periodically
to the slope face with a reinforcing pin and review the work conditions in order to gain a
installed in shingle fashion as the excavation is level of confidence that additional shotcrete is
lowered. Drains are daylighted by means of a necessary, and that quantities are not
weephole, and care must be taken to avoid unjustifiably increased. Bid quantities should
creating a low spot for water to collect. Weep include a reasonable contingent value in order to
holes must be covered during application of minimize financial impact to the project. It is
shotcrete to avoid clogging the drain. Extreme suggested that this value is approximately 30%
care must be taken by the nozzleman to avoid of the overall estimated neat shotcrete quantity.
placing shotcrete behind the drainage panel and
therefore render it useless. As such, it is Experienced Nozzlemen
extremely important that the drains are securely
fastened against the slope face prior to For shotcrete installation, especially for
shotcrete placement. permanent shotcrete walls or temporary walls
with tight horizontal tolerances, it is extremely
Shotcrete Installation important to have experienced shotcrete
nozzlemen. These individuals are ultimately
On most projects, the general contractor responsible for the final product, and this work
performs the bulk excavation, and therefore is requires a high degree of craftsmanship. Pre-
required to provide the finished cut soil/rock construction test panels are necessary to
faces onto which the specialty geotechnical evaluate the nozzlemen qualifications, and the
subcontractor will apply the shotcrete. In most preparation of shotcrete test panels (Figure 8) is
cases, the general contractors on these projects
found it challenging to excavate the weathered
rock to the planned angles without significant
overbreak, as exampled by Figure 7. As a result,
it was necessary to completely fill the overbreak
pockets, in some cases as much as 3 feet deep,
with shotcrete in order to leave a fairly uniform
finished surface. From this experience, it is
suggested that contracts include a pay item for
excess shotcrete. However, it is also important
to note that this item can be a source of
contention, and thus pay items should be
reviewed and accepted by the owner as readily
as possible. A separate pay item for plain
shotcrete is advantageous because it does not
include incidentals such as reinforcement, Figure 8 – Nozzlemen Test Panels
a standard Quality Assurance practice carried non-uniformly colored unless followed by floating
out in order to evaluate the qualifications of each and colored with pigmented sealers.
nozzleman prior to the beginning of production.
It is important to note in Figure 8 that the panels The nozzleman and inspector must also pay
are at the same approximate angle as the slope close attention to the bearing plate area as this
face. Both reinforced and unreinforced shotcrete will act as a barrier if the plates are mounted
panels are prepared using the shotcrete mix prior to shooting. Figure 10 indicates an
proposed for use on the project. The reinforced experienced nozzleman. Note how the nozzle is
panels are cored for visual observation to near perpendicular to the slope face and
assess whether the nozzleman’s technique relatively low rebound.
results in uniform shotcrete distribution around
the reinforcement. Figure 9 indicates shotcrete

Figure 10 – Experienced Nozzlemen

Proper curing of the shotcrete during cold


weather is extremely important. Shotcrete not
Figure 9 – Shotcrete Test Panel Cores cured properly according to project
specifications can result in low compressive
cores obtained from a test panel. Note that the strength and surface deterioration. In addition to
left-most core exhibits a significant build-up of curing, the receiving surface must be free of ice
aggregate (rock pocket) behind the or other deleterious elements. Figure 11
reinforcement. This test panel was created by indicates one method to pre-heat a receiving
an inexperience laborer and he was not surface during inclement weather.
permitted to serve as a nozzleman.

The cores taken from the unreinforced panels


are generally tested for unconfined compressive
strength and boiled absorption. It has been
observed that, even among personnel that have
been approved for a given project, different
nozzlemen can produce a wide range of
shotcrete quality depending on their individual
experience and technique. Therefore, it cannot
be assumed that just because a particular
nozzleman demonstrated adequate
qualifications per the project specifications that
he will consistently produce high quality
shotcrete in production. Inspection staff should
be aware of poor technique and the inferior Figure 11 – Cold Weather Operations
shotcrete qualities that develop as a result. It
should also be understood that even the best Obstructed from view under the tarp are a series
shotcrete nozzlemen will not produce a of torpedo heaters. Also note the insulation
shotcrete face that looks like poured concrete. blankets, adjacent to the blue tarp, which was
Shotcrete faces in general will be rough and placed on relatively fresh shotcrete. Test panels
shot under similar circumstances confirmed the Soil nail testing generally involves verification
suitability of this approach. and proof testing as outlined in FHWA (2003).
Generally, soil nail tests should be performed to
Quality Control/Quality Assurance assess the overall nail resistance. Separating
and testing various geologic strata within the
There are two basic elements for quality control / length of a single nail is not recommended
quality assurance for a soil nail wall project, because it can create unnecessary
namely: complications. The important parameter is the
overall resistance offered by the installed soil
1. The soil nail elements, specifically
nail as compared to the design resistance
unconfined compressive strength testing of
required by the soil nail load diagram developed
soil nail grout cubes and proof/verification
for a particular design.
testing of the soil nails.
2. The soil nail face, specifically the unconfined Figure 13 displays a typical soil nail test set-up.
compressive strength and boiled absorption
testing of the shotcrete.
Compressive strength testing of grout is
relatively straightforward. Figure 12 indicates a
typical scatter of nail grout data. It is important to

14000

12000 DATA CRITERIA


10000
UCS (PSI)

8000
6000

4000

2000 Figure 13 – Typical Soil Nail Test Set-Up


0
0 20 40 60 80 It is important that the inspector and contractor
TIME (DAYS) coordinate test activities. Typically, an observant
inspector will select test nail locations based on
Figure 12 – Typical Grout Cube Test Data Plot drill rig response, review of cuttings, or some
other geotechnical concern. The design
note that some data points fall below the criteria engineer, inspector and contractor must
line and could result in rejection of soil nails. understand the type of test and test loads and
Although this was cause for concern during then use this information to select an
construction, there is no trend to support low appropriate sized soil nail bar to avoid
grout breaks, and the probable explanation for overstressing the nail during a test situation, as
these outliers is a defective cube (i.e., improper might happen if a production nail was tested
curing, cracked cube, et cetera). Significant under a verification test load.
discussions could have been avoided had this
cube been identified as defective and not The review and interpretation of the nail test
suitable for testing. Handling, curing, storage data is done in accordance with the project
and transportation of grout cubes is very specifications. Typically, two plots are
important, and proper care must be adhered to generated, namely a movement vs. load plot, as
for accurate results of test samples. Specific exampled by Figure 14, and a movement vs.
gravity testing of the mixed grout using a mud time plot, as exampled by Figure 15.
balance is important to confirm the mix design of
the grout, especially when low compressive test
grout break results occur.
0.00 contractor. Project specifications should
consider the use of a bid item with
MOVEMENT (INCH)

0.10 contingent quantities for extra shotcrete,


with extra quantities in the order of 30% of
0.20
the neat volume. The owner needs to
0.30 understand and accept these quantities as
they develop.
0.40
TEST DATA CRITERIA
3. Nozzlemen Experience – Nozzlemen are
0.50
ultimately responsible for the overall quality
0 10 20 30 40 50
of the finished shotcrete product. Their
LOAD (KIPS) craftsmanship results in the final aesthetic
Figure 14 – Soil Nail Test, Movement vs. Load appearance of a wall (when specifications
require a gun finish) and their skill attributes
0.316 to the structural continuity of the wall. From
0.312
a contractor’s perspective, the nozzelmen
are given significant financial responsibility
MOVEMENT (INCH)

0.308 and they rely on their skill to apply the


0.304 shotcrete in accordance with the tolerance
noted in the specifications. Establishing
0.300 their qualification prior to production is an
0.296 industry standard that should always be
TEST DATA adhered to.
0.292
0 10 20 30 40 50 60
4. Experience and Communication – The
TIME (MIN)
experience that each team member brings
Figure 15 – Soil Nail Test, Movement vs. Time to the project is vital to the success of a
project. An experienced design engineer
Summary and Conclusions and contractor understand issues that are
important. It is this experience and
Four significant soil nail wall projects were communication that can maintain schedules
recently completed with a combined retained and limit financial risk.
area of 175,000 square feet. The lessons
learned from these projects were: The issues presented in this paper are those of
the authors based on the referenced project
1. Bench Stability – Although soil nail wall experience. Other soil nail and shotcrete
construction is extremely versatile, its use projects may not have experienced similar
should be limited to appropriate soil types. issues.
Consideration must be given to soil stand-up
time and groundwater conditions. Acknowledgements
Constructability reviews during design must
consider nail spacing and address bench The authors would like to thank the people from
height limitations in the project URS Corporation, Nicholson Construction
specifications. Innovation is the key to Company and Weidlinger Associates, Inc. who
success when encountering difficult were involved in the design and construction of
conditions and several possible solutions the referenced projects.
were presented herein for difficult ground
conditions. References

2. Shotcrete Over-Runs – All soil nail wall BONITA, G., TARQUINIO, F. and WAGNER, L.,
projects will experience shotcrete overruns if 2006. “Soil Nail Support of Excavation System
the neat area/volume is used in the bid for the Embassy of the Peoples Republic of
tabulations. Voids and slope sloughing are China in the United States”, Proceedings of the
st
inevitable. Paying for shotcrete overruns Deep Foundations Institute (DFI) 31 Annual
can become a source of great contention Conference on Deep Foundations, October
between the engineer, owner and 2006, Washington D.C.
FHWA, 2003. “Geotechnical Circular No. 7.
Soil Nail Walls”, Publication FHWA-IF-03-017,
U.S. Department of Transportation, Federal
Highway Administration, Washington, D.C.

FHWA, 1998. “Manual for Design & Construction


Monitoring of Soil Nail Walls”, FHWA-SA-96-
096R. U.S. Department of Transportation,
Federal Highway Administration, Washington,
D.C.

FHWA, 1994. “Soil Nailing Field Inspectors


Manual – Soil Nail Walls”. FHWA-SA-93-068,
U.S. Department of Transportation, Federal
Highway Administration, Washington, D.C.

HILL, R.L., 2006. “The Impact of Fly Ash on Air-


Entrained Concrete”, High Performance
Concrete Bridge Views, #43, National Concrete
Bridge Council, Skokie, IL.

KUTSCHKE, W.G., PETERSEN, W.K, AND


MEYERS, J.R., 2007. “Rock Slope Protection
System for Differential Weathering Materials”,
Proceedings of Geo-Denver 2007,
Embankments, Dams and Slopes: Lessons
Learned from New Orleans Levee Failures and
Other Current Issues, Geotechnical Special
Publication No. 161 (CD-ROM), ASCE, Reston,
VA.

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