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the Concept
Monika J. M. Sahlsten, PhD, MSc Nursing, BSc Health Service Adm., RN, Inga E. Larsson, MSc Nursing,
BSc Health Service Adm., RN, Björn Sjöström, PhD, RN, and Kaety A. E. Plos, PhD, BSc
The concept of patient participation has an array Monika J. M. Sahlsten, PhD, MSc Nursing, BSc
Health Service Adm., RN, is at the Institute of Health and
of interpretations and lacks clarity. The purpose of Care Sciences, The Sahlgrenska Academy at Göteborg
University, Göteborg, Sweden; Inga E. Larsson, MSc
this article is to explore the concept of patient Nursing, BSc Health Service Adm., RN, is a doctoral
student at the Institute of Health and Care Sciences, The
participation within the context of nursing Sahlgrenska Academy at Göteborg University, Göteborg,
Sweden, and a Lecturer at the Department of Nursing,
practice. The method described by Walker and Health and Culture, University West, Trollhättan,
Sweden; Björn Sjöström, PhD, RN, is Professor at the
Avant (1995) is used. The critical attributes of the School of Life Sciences, University of Skövde, Skövde,
Sweden; and Kaety A. E. Plos, PhD, BSc, is a Senior
concept are identified. Formation of model, Lecturer at the Institute of Health and Care Sciences, The
Sahlgrenska Academy at Göteborg University, Göteborg,
borderline, and contrary cases exemplifies key Sweden.
empirical referents presented allow for further Patient participation is an essential basis of medical
treatment and nursing care, and the patient’s position
refinement of the key attributes defining the has been increasingly strengthened in recent decades,
both internationally and nationally (Eldh, Ehnfors,
concept. Patient participation in nursing practice & Ekman, 2004; Nordgren & Fridlund, 2001). The
traditional view is replaced by expectations of an active
can be defined as an established relationship patient involved in his or her own care. Despite this,
patients have experienced insufficient participation,
between nurse and patient, a surrendering of and dissatisfaction and complaints appear to be increas-
ing (Coulter & Magee, 2003; www.pickereurope.org).
some power or control by the nurse, shared Participation is known to reduce stress and anxiety
(Lauri & Sainio, 1998) and increases patients’ motiva-
information and knowledge, and active tion and satisfaction with received care (Williams,
Freedman, & Deci, 1998). However, each patient and
engagement together in intellectual and/or each nurse may have his or her own opinion or ideas
about the meaning and implementation of patient
physical activities. participation.
Patient participation, despite being widely used
Search terms: Concept analysis, collaboration, every day, remains an elusive and complex concept,
which is of uttermost importance to nursing. Concepts
involvement, nurse–client relationship, patient are both the foundation of and necessary for advance-
ment of the knowledge base of nursing as well as
participation, partnership being essential for precise communication and critical
thinking (Cahill, 1996). Concepts may be regarded as
Uses of the Concept of Patient Participation to measure participation have been tested and con-
structed (Caress et al.; Latvala, Saranto, & Pekkala,
Walker and Avant (1995) claim that this step should 2004; Ramfelt, Lützen, & Nordström, 2005). Participa-
include as many uses of the concept as can be found. tion in medical treatment decisions has received the
These include consulting dictionaries, thesauri, and greatest attention (Guadagnoli & Ward, 1998; Wellard,
examined articles. Lillibridge, Beanland, & Lewis, 2003).
According to the Concise Oxford English Dictionary, The present concept analysis reveals that studies of
the word participation means to be involved and to patient participation in nursing care are still not
take part in (Soanes & Stevenson, 2004). The term is congruent regarding definition, elements, and processes
derived from the Latin participare, which means share (e.g., Gallant, Beaulieu, & Carnevale, 2002). This lack
in, and is based on pars, part- + capere (take). Merriam– of clarity is amplified by the use of several terms:
Webster OnLine states that participation means the act of patient/client/consumer/user involvement or collab-
participating and the state of being related to a larger oration (e.g., Langton, Barnes, Haslehurst, Rimmer, &
whole (www.webster.com). Oxford Reference Online Turton, 2003) and partnership (e.g., Henderson, 2003).
provides further explanation: involvement, part, con- Patient/client seems to refer to current recipients of
tribution, and association (www.oxfordreference.com). health/mental/social care. Consumer participation
According to Reference.com, participation as ownership appears to be used interchangeably with user participa-
means sharing something in common with others. In tion (Lammers & Happell, 2003). However, Langton
finance, it is an ownership interest in a mortgage or et al. claim that there is a difference: consumer relates
other loan. Participation is also used as a synonym of to the right to make choice and user is a broad term
profit sharing, an incentive whereby employees of a that involves a current or potential healthcare recipient.
company receive a share of the profits of the company Patient participation seems to include and be used
(www.reference.com). There are several synonyms interchangeably and synonymously together with user
of participation: alliance, association, attendance, commu- involvement (Anthony & Crawford, 2000; Doherty &
nion, cooperation, experience, interest, and membership Doherty, 2005; Evans et al., 2003; Hickey & Kipping,
(www.thesaurus.reference.com). 1998). The term collaboration seems to have diminished
The term participation has been discussed in differing in significance and is seldom used. One possible expla-
contexts. Collective or indirect participation practiced nation of the use of several terms can be derived from
as lay participation in research, formulation of policy, governments’ and decision-makers’ different denomina-
and the commissioning of services (Allen, 2000), or as tions of patient participation in policy documents.
a third-party parent, close relative, or carer (Roberts, Patient participation in the context of professional
2002). Individual participation may be practiced in, for nursing practice can be related to a few definitions.
example, health care and promotion, mental and social Jewell (1996) identifies patient participation as repre-
care (e.g., Lammers & Happell, 2003; Obeid, 2000), and senting a philosophical approach to patient care and
in different situations; for example, discharge planning also as a practical component of patient care. The
(Efraimsson, Sandman, Hydén, & Rasmussen, 2004; philosophical approach includes: “individual or holistic
Jewell, 1996; Roberts, 2002), decision-making in treat- care, realistic plans based on negotiation, a positive
ment/care (Caress, Luker, & Akrill, 1998; Henderson, outcome for patients and encouraging patients to be
2002; Sainio & Lauri, 2003; Sainio, Lauri, & Eriksson, active rather than passive during their hospital stay”
2001), and bedside reporting (Timonen & Sihvonen, (p. 916). The practical component involves: “using the
2000). The meaning of the term has also been explored nursing process, seeing what the patient wants, seeing
(Eldh et al., 2004, 2006; Tutton, 2005) and instruments what the patient wants regarding discharge, self-care
an issue for dialogue between nurses and patients described (Walker & Avant, 1995). These characteristics
because preferences change over time and phases of have been grouped to obtain a clear picture of what
the disease and treatment. Discussing the issue is essential comprises the concept of patient participation.
because Caress et al. (1998) allege that some patients The defining attributes of the concept of patient
exceed their preferred level of participation. Passivity participation within the context of nursing practice are:
may be the result of fear or perceived lack of knowledge.
When patients prefer a passive role, which appears to 1. An established relationship. The most distinctive
be well considered and genuine, health professionals attribute that emerged from the literature both
should respect this preference. explicitly and implicitly is an existing relationship,
The degree of patient participation depends on sev- which seems to be required according to the defini-
eral factors, internal as well as external. The internal tions and uses of the concept. Participation entails a
factors that have been identified are the patient’s good, mutual, trusting, respectful, connected rela-
physical ability, willingness and ability to make tionship, with associated affective terms implying
rational decisions (Jewell, 1996), attitude towards that it is established (e.g., Allen, 2000; Eldh et al.,
self-care, cultural backgrounds, desire to be a “good” 2004, 2006; Henderson, 2000; Roberts, 2002; Sainio
patient, level of medical knowledge, and previous et al., 2001; Sainio & Lauri, 2003; Tutton, 2005;
hospital experience (Henderson, 2002). Age, marital Wellard et al., 2003).
status, and time since diagnosis also exert an influence 2. A surrendering of some power or control by the nurse.
(Sainio & Lauri, 2003). Not understanding and not The level of control nurses have affects the degree
being accountable are experienced as not participating of patients’ participation; commitment is crucial
at all (Eldh et al., 2004). The external factors that affect and makes it happen (Jewell, 1996). Participation
a patient’s desire to participate are that nurses provide entails equality, negotiation, and responsibility, which
information (Sainio & Lauri), encourage questions, appear as associated terms (e.g., Eldh et al., 2004,
use everyday language, and focus on and spend more 2006; Henderson, 2000; Jewell; Obeid, 2000; Tutton,
time with the patient (Timonen & Sihvonen, 2000). 2005; Wellard et al., 2003). Self-care and other
A number of factors have been identified as restricting activities the patient can manage are allocated and
participation: conflict between patient and carer and responsibility follows. Nurses become empowerers
overprotection by nurses (Jewell, 1996), limited and supportive facilitators (Obeid).
communication between nurses and patients, task- 3. Shared information and knowledge. Participation
oriented nursing labor, environmental constraints requires meaningful information and knowledge
limiting patients’ privacy (Wellard et al., 2003), and exchanged between nurse and patient. This entails
when patients lack an equal relationship, respect, and obtaining the patient’s opinions, expectations, and
information (Eldh et al., 2006). Professionals not experiences and providing individually adapted
attuned to the concerns of the patient and his or information/knowledge (e.g., Eldh et al., 2004;
her individual needs, and who literally silence or Henderson, 2002; Kettunen, Poskiparta, & Karhila, 2003;
disregard the patient’s wishes, produce nonparticipation Sainio et al., 2001; Sainio & Lauri, 2003; Tutton, 2005).
(Efraimsson et al., 2004). 4. Active mutual engagement in intellectual and/or physical
activities. Participation requires activation by both
Determined Defining Attributes nurse and patient throughout all aspects of the
nursing process. Inviting, encouraging, and supporting
This step identifies the characteristics of the concept are crucial. The patient’s willingness is associated
that repeatedly appear when the concept is defined or with a number of factors; for example, ability,
The development of a model case starts at the same This is an example or instance that contains some of
time as the development of the list of defining attributes, the critical attributes of patient participation, but
(Walker & Avant, 1995). This model case is a constructed which differs substantially in one of the criteria
“real life” example of the use of the concept including all (Walker & Avant, 1995).
critical attributes. It serves to provide “evidence” of Borderline case of the concept of patient participation:
what the concept definitively is. This model case received
careful consideration by testing it on thoughtful Klara is a patient in a rehabilitation ward with
colleagues, as proposed by Walker and Avant. discharge to home imminent. Because of a temporary
remaining disability, Klara will need homecare help
The Model Case daily. A discharge planning conference is scheduled
and her primary nurse prepares Klara. They discuss
The model case serves to provide evidence of what Klara’s need for help and questions to be asked.
the concept of patient participation definitively is. The conference starts with the nurse encouraging
Klara to describe her wishes regarding anticipated
Jenny is a patient in an orthopedic ward. Since the needs. Klara uses her list of notes and starts with a
first day, her primary nurse has regarded Jenny as description of her current health status and the
an equal partner, activating her to participate in all nurse helps to fill in the blanks. Information regarding
aspects of her nursing care. The nurse starts in the resources the care system could offer is accur-
Jenny’s frame of reference and uses open-ended ately presented by the coordinator for homecare in
questions to explore expectations, wishes, and the municipality. Specific questions from Klara
opinions. They also discuss what they expect of about, for example, how many and when homecare
each other. In their regular talks, they get to know aids would come, receive unspecific answers. The
each other and trust and respect develop. Jenny par- nurse decides when Klara needs homecare without
ticipates in planning, formulating goals, performing taking her wishes into account. Klara grows quiet
activities, and evaluation of her own nursing care. and is subjected to pressure to accept. Finally, Klara
The nurse continually provides information and accepts because the nurse appears to know what is
knowledge adjusted to Jenny’s needs and Jenny, best.
in turn, volunteers experiences, values, and beliefs.
This generates informed choices and together they The Contrary Case
negotiate acceptable agreements. Jenny has reached
understanding and a sense of control of her own Walker and Avant (1995) claim that this case
situation. illustrates what the concept is not.
A contrary case of patient participation:
Developed Additional Cases
Adam is admitted to a surgical ward. Adam meets
Additional cases are constructed to help to decide different nurses every day and gets no information
what “counts” as a defining attribute of the concept or introduction. The first nurse Adam meets draws
up the nursing care plan without consulting him. • Recognition on the part of the nurse of the patient
When performing physical care, the nurse does as valuable and equal, and having power, control,
things only in her own way and excludes Adam. and responsibility (Eldh et al., 2004, 2006; Kettunen
The nurse demonstrates that she knows what is best et al., 2003; Lammers & Happell, 2003; Obeid, 2000;
for Adam, offers no choices, and often makes Roberts, 2002; Tutton, 2005; Wellard et al., 2003).
decisions “over his head.” • A willingness on the part of the patient to assume
power, control, and responsibility (Eldh et al., 2004,
Identified Antecedents and Consequences 2006; Sainio et al., 2001).
Although the tool provided a useful guide, at times it Anthony, P., & Crawford, P. (2000). Service user involvement in care
planning: The mental health nurse’s perspective. Journal of
seemed that information was being replicated only for Psychiatric and Mental Health Nursing, 7, 425–434.
the sake of conforming to the needs of the stages in Bottorff, J., Steele, R., Davies, B., Garossino, C., Porterfield, P., & Shaw, M.
the analysis. This is in line with comments by authors (1998). Striving for balance: Palliative care patients’ experiences
of making everyday choices. Journal of Palliative Care, 14, 7 –17.
also following this approach (Cahill, 1996; Rodgers). Cahill, J. (1996). Patient participation: A concept analysis. Journal of
The tool lacks distinct guidelines for certain aspects of Advanced Nursing, 24, 561–571.
the analysis, such as the need for a literature review Caress, A.-L., Luker, K. A., & Ackrill, P. (1998). Patient-sensitive
treatment decision-making? Preferences and perceptions in a
and an explicit validation phase to verify the presence sample of renal patients. Nursing Times Research, 3(5), 364 – 372.
of the proposed defining attributes of the concept. Coulter, A., & Magee, H. (2003). The European patient of the future.
Rodgers and Paley (1996), among others, criticize the Maidenhead, UK: Open University Press.
Doherty, C., & Doherty, W. (2005). Patients’ preferences for involve-
methodology for presenting a rigid, static view of the ment in clinical decision-making within secondary care and the
world. However, Walker and Avant (1995) claim that factors that influence their preferences. Journal of Nursing Manage-
“the end product is always tentative” (p. 37). They ment, 13, 119–127.
Efraimsson, E., Sandman, P. O., Hydén, L.-C., & Rasmussen, B.
also assert that concepts change over time: what is true (2004). Discharge planning: Fooling ourselves?—Patient partic-
today is not true tomorrow. Accordingly, the results ipation in conferences. Journal of Clinical Nursing, 13, 562 – 570.
from this analysis should be considered as a starting Eldh, A. C., Ehnfors, M., & Ekman, I. (2004). The phenomena of
participation and non-participation in health care-experiences of
point for further development. patients attending a nurse-led clinic for chronic heart failure.
Although the analysis was systematically performed, European Society of Cardiology, 3(3), 239–246.
questions may be raised with respect to the representa- Eldh, A. C., Ehnfors, M., & Ekman, I. (2006). The meaning of patient
participation for patients and nurses at a nurse-led clinic for
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A more extensive inclusion of data might have been 5(1), 45–53.
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et al. (2003). User involvement in UK cancer services: Bridging
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Gallant, M. H., Beaulieu, M. C., & Carnevale, F. A. (2002). Partnership:
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Journal of Advanced Nursing, 40, 149–157.
Guadagnoli, E., & Ward, P. (1998). Patient participation in decision-
Conception and design: MS making. Social Science and Medicine, 47(3), 329–339.
Data collection, analysis and interpretation: MS, IL Henderson, S. (2000). Patient participation determined by nurses’ atti-
Drafting the article: MS, IL tudes toward caring. International Journal for Human Caring, 4, 30 – 35.
Henderson, S. (2002). Influences on patient participation and decision-
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Acknowledgements. We would like to thank the Nursing, 12, 501–508.
Hickey, G., & Kipping, C. (1998). Exploring the concept of user
Department of Nursing, Health and Culture Vänersborg, involvement in mental health through a participation continuum.
University West Trollhättan, for its financial support. Journal of Clinical Nursing, 7, 83–88.
Jewell, S. (1996). Elderly patients’ participation in discharge decision
making: 1. British Journal of Nursing, 5(15), 914–916, 929 – 932.
Author contact: monika.sahlsten@swipnet.se, with a copy to
Kettunen, T., Poskiparta, M., & Karhila, P. (2003). Speech practices
the Editor: nursingforum@gmail.com that facilitate patient participation in health counselling—A way
to empowerment. Health Education Journal, 62, 326–340.
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