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by UV/VIS Spectrophotometry
The majority of carotenoids exhibit absorption in the visible region of the spectrum,
between 400 and 500 nm. Because they obey the Beer-Lambert law (i.e., absorbance is
linearly proportional to the concentration), absorbance measurements can be used to
quantify the concentration of a pure (standard) carotenoid (see Basic Protocol 1) or to
estimate the total carotenoid concentration in a mixture or extract of carotenoids in a
sample (see Basic Protocol 2). Considerations for the preparation of carotenoid-contain-
ing samples are presented in Critical Parameters (see Sampling and Sample Preparation).
NOTE: Carotenoids are easily degraded. See Critical Parameters for a discussion of
suitable precautions.
NOTE: All extinction coefficients in this unit assume a 1-cm pathlength.
Carl
Sigma Extra- Atomergic Indifine Fisher Fluka
Roth
Aldrich synthese Chemical Chemical Scientific Chemical
GmgH
β-carotene X X X X X X X
α-caroteneb
Lycopene X X X X X
β-crytoxanthin X X X X
Zeaxanthin X X X X
Lutein X X X X X
aThe companies may have offices or distributors in other countries.
bAt the time of writing there were no commercial suppliers of α-carotene.
Carotenoids
Contributed by K. John Scott F2.2.1
Current Protocols in Food Analytical Chemistry (2001) F2.2.1-F2.2.10
Copyright © 2001 by John Wiley & Sons, Inc.
It is essential that the carotenoid be completely dissolved. With crystalline samples,
dissolution can be aided by initial addition of a small amount of a more effective solvent
(e.g., dichloromethane) prior to making to volume for spectrophotometric measurement
(for most commonly assayed carotenoids, no more than 10% of the total volume should be
required; however, lycopene may require up to 100%). Where a carotenoid is supplied in
a sealed ampule, dissolution can be conveniently achieved by adding successive small
aliquots of the more effective solvent to the ampule, and transferring to a volumetric flask.
It is not easy to assess complete dissolution visually; therefore, it is advisable to filter the
solution through a suitable solvent-compatible 0.45-µm filter.
2. Dilute the solution (e.g., 1:50) in desired solvent if necessary to give ∼0.3 to 0.7 AU
as measured on a spectrophotometer at λmax.
It is recommended that at least two independent dilutions be made to ensure confidence in
the measurement.
If a larger final volume is used (see step 1) reduce the dilution accordingly.
3. Warm up the spectrophotometer per manufacturer’s instructions.
4. Zero the spectrophotometer with solvent in a cuvette.
NOTE: Cuvettes must be kept scrupulously clean; avoid handling the surfaces of the cell
(see Critical Parameters).
5. Place a cuvette containing the carotenoid solution into the sample cell holder of the
spectrophotometer.
6. Measure the absorbance at λmax. Take reading immediately.
See Critical Parameters concerning degradation.
7. Scan to allow measurement of the fine structure (see Table F2.2.3; also see Spectral
Fine Structure in Background Information).
The same principles can be applied to measurement of chromatographic fractions.
8. Calculate the concentration of carotenoid as shown in the example below for all
trans-β-carotene.
A × V1 0.5 AU × 50
× C 1% = × 10 mg/ml = 96.5 µg/ml
A1% 2592 AU
F2.2.2
Current Protocols in Food Analytical Chemistry
Where A is the absorbance reading of the diluted sample (0.5 AU), V1 is the dilution
factor (50×), A1% is the absorbance of a 1% solution (i.e., the extinction coefficient;
2592 AU), and C1% is the concentration of a 1% solution (10 mg/ml). Using this
formula, the concentration of the original solution in this example is = 96.5 µg/ml.
9. Subsequent to measurement of the carotenoid concentration, the solution should be
assayed by HPLC to establish the chromatographic purity (see UNIT F2.3).
For example, assuming the same values as Equation F2.2.1, if the total chromatographic
area is 10000, and the area of all-trans β-carotene peak is 9500, then the chromatographic
purity is 9500/10000 × 100 or 95%, and the actual concentration of β-carotene is 95.5
µg/ml × 95/100 or 91.7 µg/ml.
F2.2.3
Current Protocols in Food Analytical Chemistry
4. Place a cuvette containing a suitably diluted (i.e., ∼0.3 to 0.7 AU) extract of
pharmaceutical, food, or biological material into the sample cell holder of the
spectrophotometer.
5. Measure absorbance at selected λmax (Table F2.2.2 and Table F2.2.3). Read immediately.
See Critical Parameters concerning degradation.
6. Estimate the total carotenoid concentration of the sample (see Basic Protocol 1, step
9 and Equation F2.2.1).
With the exception of individual food colorants and single carotenoid pharmaceutical
products, it is unlikely that the extract will be composed of only one predominant carote-
noid; therefore, a specific λmax or extinction coefficient (Table F2.2.2) cannot be used. In
this case it is convenient to use a λmax of 450 nm and a typical A1% value of 2500. Alternative
values and other considerations are discussed elsewhere (see Commentary).
COMMENTARY
Background Information UV region. This absorption is due to the long
The majority of carotenoids exhibit absorp- conjugated double bond system of carotenoids.
tion in the visible region of the spectrum, The conjugated unsaturated part of the carote-
mainly between 400 and 500 nm (see Table noid molecule containing delocalized π-elec-
F2.2.2 for examples). A few carotenoids (e.g., trons is called the “chromophore” and is re-
phytoene) exhibit maximum absorbance in the
Abs (AU)
II
III
Carotenoids
Figure F2.2.2 The calculation of %III/II from the spectral fine structure.
F2.2.5
Current Protocols in Food Analytical Chemistry
bance expected for a 1 mM solution is: (0.537 is demonstrated in Figure 2.2.2, and is meas-
g/liter)/(10 g/liter) × (2592 AU) = 139 AU/1 ured as a ratio of the absorbance maxima to one
mM β-carotene. Using this ratio, if a β-carotene of the shoulders (i.e., %III/II). The longest
solution has an absorbance of 5, then the con- wavelength band is called III and the middle
centration is given as: (5 AU)/(139 AU/mM) = absorption band II. The baseline is taken as the
0.036 mM. It is important to note that due to minimum between the two peaks, and the
the inherent difficulties in procedures for accu- height of each peak is measured. Carotenoids
rate determination of extinction coefficients, having the same chromophore, such as β-caro-
there may be a significant level of uncertainty tene and its hydroxy-derivative zeaxanthin,
in some published values. Small variations have identical fine structure, while conjugated
(e.g., 2 to 3 nm) may also occur in published ketocarotenoids, for example canthaxanthin,
data of absorption maxima. Whenever possible, have only a rounded spectrum with no fine
the spectrum of a compound under investiga- structure (see Fig. F2.2.3), thus the %III/II is 0.
tion should be compared directly with an
authentic pure standard. The spectra of the Spectral monitoring during HPLC
unknown and the standard should be identical The spectral characteristics of a standard can
for both the λmax and the fine structure (see be monitored during HPLC using a diode-array
below). detector (UNIT F2.3). A directory of standard spec-
tra can be stored, enabling additional identifica-
Spectral fine structure tion of sample peaks. The actual absorption
In addition to the absorption maxima of the maxima and fine structure will be dependent on
carotenoids, the “shape” of the spectra provides the composition of the mobile phase (see Fig.
important information for identification of pu- F2.2.4). Peak I may only occur as a “shoulder”
rified carotenoid extracts or pure standard with cis-carotenoids, while an additional peak
(while the identity of the standard is generally is observed at around 340 nm (see Fig. 2.2.1).
not in question, it is a good idea to check the
purity by fine structure analysis). Fine structure
Abs (AU)
450
456
475
Figure F2.2.4 The spectral characteristics of β-carotene (solid line), lutein (long-dashed line), and
lycopene (short-dashed line) in an acetonitrile-based HPLC solvent (75:25:5 v/v/v acetoni- Carotenoids
trile/methanol/dichloromethane).
F2.2.7
Current Protocols in Food Analytical Chemistry
11. It is not necessary to completely fill the higher, considerably so in some cases, than the
cells, ∼2⁄3 full is normally sufficient. This helps inner parts.
to avoid accidental spillage. Equally with fruits and vegetables, the vari-
12. Before placing the cells in the cell holder, ety, origin, season of year, growing conditions,
the optical faces can, if necessary, be polished etc., will affect the vitamin content. In addition,
carefully (avoiding any spillage) with a fine consideration must be given to typical ways of
tissue. preparation and cooking of the foods in the
13. For accurate results, it is advisable to use home. It is essential that the sampling protocol
optically matched pairs or sets of cuvettes (i.e., and the number of samples collected reflect the
cuvettes manufactured to a high specification purpose of the exercise, be it to determine
to ensure they have the same optical parame- between batch variation of vitamin supplement
ters). preparations, the variation within vegetables of
14. As pointed out above (see Basic Protocol the same type, or to obtain a typical overall
1), when preparing carotenoid standard solu- value for that vegetable. Ideally the time be-
tions, complete dissolution of the solid material tween sample collection and analysis should be
is essential; however, it is always advisable to as short as possible. The protocol should mini-
filter the solution through a solvent compatible mize any effects that may cause undesirable
filter. losses prior to analysis.
15. Stock solutions that have been stored (e.g., Frozen materials should be stored at −20°C,
in a refrigerator), should be allowed to warm fruits and salad vegetables at around 4°C, and
up to room temperature, refiltered, and a “new” canned foods at room temperature. Powdered
concentration calculated prior to preparing a and freeze-dried materials should be stored in
new working solution, which should be the dark in their original containers. Storage of
checked for chromatographic purity. fresh materials should preferably not exceed 3
16. Spectrophotometric readings should be days. After the initial preparation (see below),
carried out immediately after the solution has fresh or cooked materials can be conveniently
been placed in the cuvette to avoid evaporation stored at −20°C for a short time prior to extrac-
of the solvent or degradation. tion.
17. Accurate measurement of standard solu- As indicated above, the preparation of the
tions is a critical factor in the overall analysis sample depends on the type of material and the
of carotenoids. Inaccuracy of measurement can homogeneity of that material. With dry pow-
be a major cause of intra- and interlaboratory dered or liquid materials, the whole or parts of
variation. the samples collected can simply be thoroughly
18. Experience will allow the analyst to recog- mixed prior to analysis.
nize possible problems and anomalies, but a Vegetables and fruits are prepared as appro-
useful maxim is “if in doubt repeat it.” priate for typical “in home” preparation meth-
ods (e.g., by removal of outside leaves, peeling,
Sampling and sample preparation coring). Larger items such as cabbages, may be
Sample selection, number of samples, sam- quartered, and then one quarter from each of
ple handling, and sample preparation prior to the individual samples cut and mixed. Smaller
extraction are important factors effecting data items are cut and mixed. Further subsamples of
quality. The type of sample (e.g., vitamin prepa- the individual samples (e.g., 100 g depending
rations, fruit drinks, supplemented foods, fruits on the number of individual samples collected
and vegetables, biological materials), will de- initially) of the cut mixed materials are taken
termine to a large extent the sampling protocol and these subsamples bulked and thoroughly
and how the samples are handled. In this re- mixed.
spect, the main considerations are the degree of In order to obtain a thoroughly repre-
homogeneity of the material and the possible sentative sample for extraction and subsequent
variation in the vitamin content, not only be- analysis the following procedure has been used
tween different materials, but also between dif- in the author’s laboratory. Immediately after the
ferent samples of the same material. Powdered, preparation of the composite sample (raw and
freeze-dried, and liquid materials for example, or after cooking as appropriate) the sample was
are likely to be more homogeneous with respect frozen in liquid nitrogen and ground under
Detection and to vitamin distribution than fruits and vegeta- liquid nitrogen in a Waring-type blender.
Measurement of
Carotenoids by bles. With fruits and vegetables, a good rule of Ground sample was then stored in an air-tight
UV/VIS thumb is that levels of vitamin in the outer part bottle under nitrogen at −20°C for up to 3 days
Spectrophotometry (e.g., outer leaves, skin, peel) are generally
F2.2.8
Current Protocols in Food Analytical Chemistry
prior to analysis. All manipulations were car- degraded in chloroform from certain sources
ried out under yellow/gold fluorescent lighting. (Scott, 1992). With all standard solutions it is
important not to assume that a standard has
Extraction remained stable during storage.
Methods of extraction are dealt with in detail Carotenoids in chlorophyll containing sam-
in UNIT F2.1. All manipulations should be carried ples may be subject to chlorophyll sensitized
out under gold/yellow light, avoiding exposure photoisomerization, resulting in the production
to daylight or artificial “white” fluorescent of significant amounts of cis (Z) isomers even
light. All solvents must be of a high degree of during a brief exposure of an extract to light.
purity. Cooking procedures such as boiling may As an example of a related problem, in acetone,
cause disruption of the cellular matrix of vege- cis-isomers can be produced as a result of the
table material making the carotenoids more production of triplet state carotenes. The pres-
readily extractable. Samples containing high ence of O2 in stored samples, peroxides in
levels of fat, esterified carotenoids, or chloro- solvents, or oxidizing agents can rapidly lead
phylls require saponification (see UNIT F2.1); to bleaching and carotenoid epoxides and apo-
however, in many instances chlorophylls may carotenoids. Unsaturated lipids and metal ions
be separated from the carotenoids of interest can also enhance oxidative breakdown. Impu-
during column chromatography avoiding the rities such as plasticizers, especially phalates,
need for saponification. Certain saponification can produce severe problems in spectro-
conditions may cause degradation of carote- photometric analysis, so all contact of samples,
noids, particularly the xanthophylls, so the con- solvents and other reagents with plastic mate-
centration of KOH, time, and temperature must rials should be avoided wherever possible.
be carefully assessed for the particular type of Carotenoids can be converted into mixtures
material being analyzed. of geometrical isomers under appropriate con-
ditions, the most common being iodine cata-
Solvents lyzed photoisomerization. This produces an
Different solvents and the composition of the equilibrium mixture of isomers, in general the
mobile phase used in HPLC may effect lmax. all-trans isomers predominates. These isomers
Generally speaking, the lmax in hexane, etha- in an isomeric mixture cannot be measured
nol, and petroleum ether will show little if any separately by simple spectrophotometric deter-
change, but chloroform, for example, will show mination. The usual method of subsequent
a shift to a longer wavelength. Other factors measurement would be chromatographic sepa-
which may effect the spectral characteristics are ration, diode-array detection, and spectral
water in water-miscible solvents, protein in analysis. In the absence of any definitive data
carotenoproteins, and low temperatures. on extinction coefficients for cis-isomers, they
are quantified against the all-trans isomer.
Degradation of carotenoids Modern procedures involve the direct synthesis
It must be remembered that carotenoids are of cis-carotenoids.
sensitive to light, heat, air, and active surfaces;
therefore, precautions must be taken during Extinction coefficients for carotenoid
preparation and any subsequent storage to extracts
avoid any detrimental effects such as degrada- There are fewer problems if the extract con-
tion, formation of stereoisomers, structural re- tains essentially only one carotenoid, or if a
arrangement, and other physicochemical reac- single carotenoid has been collected from a
tions. The conditions of handling and any chromatographic separation; however, most
preparation prior to storage or extraction are food extracts will contain at least two predomi-
critical to ensuring that there is no degradation nant carotenoids, and green vegetables in par-
of the analytes prior to analysis. Where possi- ticular will also contain chlorophylls, which
ble, all manipulations during the preparation of have absorption bands in the same region as the
standard solutions and extracts should be car- carotenoids. Plasma samples will contain a
ried out under yellow/gold fluorescent lighting. whole array of different carotenoids, although
In certain instances, degradation can be only five or six may predominate, but even
rapid, thus it is essential that the chances of it these may, depending on the diet, be present at
occurring be lessened or avoided completely. very different levels in different individuals,
This is particularly important in the case of and some may even be absent; however, for
standard carotenoid solutions. It has been re- plasmas, it may be a useful tool for screening
ported that lycopene in particular can be rapidly individuals with “high” and “low” carotenoid Carotenoids
F2.2.9
Current Protocols in Food Analytical Chemistry
levels. Here again it does not give any informa- analyzed by HPLC to determine the chroma-
tion about individual carotenoids and samples tographic purity (see Basic Protocol 1).
indicating a “high” level may be biased in favor
of one or two carotenoids. Time Considerations
The problem relating to chlorophylls can be The time taken to carry out the procedures
overcome to some extent by saponification of outlined above will depend on the knowledge
the sample, which will remove the chloro- and experience of the analyst and their famili-
phylls; however, care must be taken in the arity with the equipment; however, once famil-
choice of conditions, as some carotenoids, par- iar with the procedure, the preparation and cali-
ticularly the xanthophylls, may be degraded bration of a standard solution of a carotenoid
(see UNIT F2.1). On the other hand, it is possible (see Basic Protocol 1) should not take >1 hr.
to use an alternate wavelength for the carote- The time required for Basic Protocol 2 will
noids. For example most of the major carote- depend on the extraction procedure.
noids of interest in foods have an absorption
peak around 480 nm, where any absorption of Literature Cited
chlorophylls causes less interference; however, Britton, G. 1995. UV/visible spectroscopy. In Ca-
it is then necessary to use alternate extinction rotenoids, Volume 1B (G. Britton, S. Liaanen-
Jensen, and H. Pfander, eds.) pp. 13-62. Birk-
coefficients (e.g., 2180 for β-carotene).
häuser, Basel, Switzerland.
If the extract or fraction is composed of one
Jaffé, H.H. and Orchin, M. 1962. Theory and Appli-
predominant carotenoid, it can be monitored at
cations of Ultraviolet Spectroscopy. John Wiley
the appropriate wavelength and the A1% for that and Sons, New York.
carotenoid used. If the extract is composed of
Scott, K.J. 1992. Observation on some of the prob-
more than one carotenoid, the absorbance at lems associated with the analysis of carotenoids
450 nm can be measured and the A1% for in foods by HPLC. Food Chemistry 45:357-364.
β-carotene used. Results can be expressed as
total β-carotene equivalents. Alternatively a Key References
“typical” A1% value of 2500 can be used for Bauerfiend, J.C. (ed.) 1981. Carotenoids as Color-
comparing relative quantities between various ants and Vitamin A Precursors: Technological
and Nutritional Applications. Academic Press,
sample extracts. An A1% value of 2500 is ap-
New York.
propriate since the predominate carotenoids,
A comprehensive treatise on carotenoid color tech-
with the exception of lycopene (A1% = 3450),
nology.
have λ between 2460 and 2710. Of course if
samples of tomatoes are to be analyzed, which Britton, G., Liaanen-Jensen, S., and Pfander, H.
contain lycopene predominantly, then an A1% (eds.) 1995. Carotenoids. Volumes 1A and 1B,
Spectroscopy. Birkhäuser, Basel, Switzerland.
value of 3450 would be more appropriate.
It must be stressed that the value obtained in Workbooks as well as a reference book with practi-
cal guidance and examples.
this way for mixtures of carotenoids is only an
approximation. For more definitive analysis Goodwin, T.W. (ed.) 1988. Plant Pigments. Aca-
column chromatography (UNIT F2.3) should be demic Press, London.
used. Chlorophylls and carotenoids (distribution, func-
tion and analysis).
Anticipated Results Pfander, H. (ed.) 1987. Key to Carotenoids, 2nd ed.
Using the extinction coefficients given Birkhäuser, Basel, Switzerland.
above, the example for β-carotene, a 1% solu- Structural formula, common and chemical designa-
tion (1 g/100 ml or 10 mg/ml) would give a tions, and references.
theoretical absorbance reading of 2592 AU. A
2 µg/ml solution should therefore give an ab-
sorbance reading of 0.518 AU; however, as Contributed by K. John Scott
indicated earlier, the standard solution must be Institute of Food Research
Colney, Norwich, United Kingdom
Detection and
Measurement of
Carotenoids by
UV/VIS
Spectrophotometry
F2.2.10
Current Protocols in Food Analytical Chemistry