Professional Documents
Culture Documents
ph 561.394.3399
Prepared for
ph 561.394.3399
As a general matter, we must advise you that our calculations are based on the trading records provided to us by your custodial bank, which
date back only to 01/06/2004. In making these calculations, and providing you this information, we have relied on the accuracy and completeness
of those records.
Not Likely - The fund had no activity for an impacted security during the class period.
Possible - The fund had activity other than purchases for an impacted security during the class period.
Likely - The fund had one or more purchase transactions for an impacted security during the class period.
You will notice that we have added an additional column labeled Eligibility in both portions of the report. There
are four possible classifications of the funds eligibility to participate in a new or settled action:
The second chart below contains a list of settled cases in which there are open deadlines for the filing of claims
forms. This chart again contains a column entitled Estimated Gain (Loss), and we have again reviewed your positions in
the securities of the defendant company and calculated any losses your fund may have suffered on a first-in-first-out
basis
Below please find your funds detailed portfolio monitoring report for the second financial quarter of 2011. As
always, your report includes two charts. First you will find a chart delineating class action securities fraud lawsuits first
filed during the second quarter of 2011, whether by Saxena White or by other law firms. This chart contains a column
entitled Est. Class Period Gain (Loss). This signifies that we have reviewed your positions in the securities of the
defendant company prior to the time the alleged fraud began, reviewed all trading in such securities during the period of
the fraud (the class period), and calculated any losses your fund may have suffered on a first-in-first-out or FIFO
basis.1
ph 561.394.3399
Based on the data in our possession, which is limited by the scope of the data available from the current custodial
bank, we sometimes cannot ascertain with complete certainty the funds position in an action. For this reason, the
Eligibility classifications provide the fund with more information than our prior reports in evaluating the probability of
eligibility. Although presented in both the new actions and settled actions charts, this classification is of most value to the
funds in the settled cases context because your custodial bank can search its archives (or that of your prior custodian) to
insure that they file the necessary claim form. To the extent there have been any imminent deadlines for cases in which
your fund has suffered a loss, and which deadlines would have expired before your receipt of this report, we have already
contacted you and/or your custodial bank.
Unknown - There is not enough data for the fund loaded into the monitoring system to determine whether the fund
was impacted by a case or settlement. Please contact your prior custodian to obtain the necessary
data.
05/31/11
05/31/11
11/24/08 - 03/30/11
07/29/10 - 04/05/11
04/25/08 - 06/17/11
06/19/07 - 03/17/08
06/19/07 - 03/17/08
02/08/11 - 03/25/11
07/27/06 - 04/11/11
08/11/10 - 05/25/11
()
06/18/10 - 03/29/11
08/02/11
07/08/11
05/31/11
06/22/11
08/22/11
08/16/11
06/06/11
05/31/11
06/27/11
10/27/10 - 03/30/11
Acxiom Corporation
06/20/11
Lead Plaintiff
Deadline
04/13/06 - 01/23/09
Class Period
Company
Possible
Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Unknown
Not Likely
Likely
Not Likely
Not Likely
Eligibility
$0.00*
$5,641.17
($62,324.01)
$0.00
08/22/11
07/05/11
07/18/11
07/05/11
06/29/11
07/17/08 - 03/10/11
03/16/09 - 04/26/11
05/11/09 - 04/01/11
Deutsche Bank AG
Fushi Copperweld
07/22/11
07/22/11
07/22/11
Logitech International SA
03/17/11 - 05/23/11
06/30/11
01/01/10 - 05/01/11
IVA.AX (AU000000IVA2)
07/11/11
05/11/09 - 05/10/10
Impac Mortgage Holdings, Inc. (Series B&C IMPHO, ... (45254P300, 45254P409,
Preferred)
US45254P3001, US45254P4090)
06/27/11
06/28/11
Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Likely
Not Likely
Not Likely
Not Likely
$854.87
($102,067.30)
06/06/11
07/27/10 - 03/31/11
09/15/09 - 04/11/11
12/16/10 - 04/28/11
04/06/09 - 05/05/11
03/31/10 - 04/01/11
11/03/10 - 05/04/11
12/29/09 - 04/07/11
02/17/11 - 05/04/11
01/19/10 - 04/12/11
11/01/10 - 04/11/11
05/14/08 - 05/06/11
04/19/11 - 05/13/11
08/11/10 - 05/11/11
12/31/09 - 06/23/11
10/20/09 - 04/21/11
Subaye, Inc.
Yahoo! Inc.
06/24/11
08/23/11
07/25/11
08/05/11
08/01/11
07/25/11
06/14/11
08/05/11
06/14/11
08/29/11
06/20/11
07/05/11
08/12/11
06/13/11
07/18/11
07/15/11
Oclaro, Inc.
()
Not Likely
Unknown
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Likely
Unknown
$0.00*
$0.00
$0.00
($6,681.34)
$0.00
$0.00
($53,201.99)
Accuray Incorporated
Company
Security ID
02/07/07-08/19/08
Class Period
$13,500,000.00
Settlement
Amount
09/12/11
Claims
Deadline
Likely
Eligibility
($86,211.27)
Estimated
Gain(Loss)
04/26/11
Likely
NC
12/17/07-02/07/08
08/27/02-07/19/06
12/11/00-06/19/01
12/01/97-03/13/03
01/03/01-01/16/03
Semtech Corp.
Tellabs, Inc.
* The loss calculation for this class action may be incorrect due to incomplete transactional data.
NC indicates the gain/loss could not be computed.
02/14/03-07/17/06
08/12/08-11/12/08
US22238HHG83, US22238HHH66
$30,888,696.27
$56,100,000.00
$7,375,000.00
$20,000,000.00
$3,250,000.00
$13,000,000.00
$4,500,000.00
$11,740,824.00
04/19/11
05/06/11
09/02/11
07/24/11
04/18/11
06/14/11
06/07/11
04/02/11
Unknown
Unknown
Unknown
Unknown
Likely
Unknown
Likely
Unknown
$0.00
$0.00
$0.00
$0.00
($30,088.20)
$0.00
($73,458.69)
$0.00*