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CONSTRUCTIVIST
FOUNDATIONS
Self-consciousness:
How? When? Where?
Humberto Maturana Romesín A Instituto de Formación Matríztica, info@matriztica.org
erties of the matter or of the different forms of
Purpose: To show how is it that that which we connote with notions of self and conscious- energy that compose us and/or the cosmos.
ness are configurations of sensorialities that arise in the flow of our living in recursive coor- As molecular autopoietic systems, human
dinations of doings which eventually they guide, and not entities independent of our doings. beings are structure-determined entities. That
Approach: Following the consequences of our condition of structure determined systems is, we human beings are systems such that any
that do not distinguish in the experience whether what they live is a perception or an illusion. external agent that impinges upon us does not
Findings: That we human beings occur as relational dynamics of recursive coordinations specify what happens in us, it only triggers in
of feelings in which self and consciousness occur as configurations of sensorialities in the us some structural changes totally determined
evanescent continuous present of the the changing flow of our living which they also guide. in our structural dynamics. All that happens
Practical Implications: Thinking, acting and reflecting in the awareness that self and con- with, to or in a structure-determined system
sciousness are not physical entities or properties. arises at every moment determined in it by its
Key words: Self, consciousness, self-consciousness, language, human beings. structural dynamics of that moment. This
means that any external agent that may
Preface We human beings impinge upon a structure-determined system
can only operate by triggering in the structur-
We human beings find ourselves doing what- in the present aldetermined system structural changes that it
ever we may be doing (like asking this ques- does not and indeed cannot specify.
tion) when we ask ourselves about what we We human beings operate as self-conscious A living system as a molecular autopoietic
do. The form of the question that we ask beings when we reflect on our living and on the system exists as a dynamic molecular architec-
determines the operational and relational kind of living that we live. Self-consciousness is ture operationally closed upon itself that as a
domains in which we want an answer. The a fundamental aspect of our operation as closed network of molecular productions
form of the question that a listener hears human beings because it is self-consciousness exists in a flow of continuous changes deter-
determines the operational and relational that constitutes our operation in awareness of mined by its own dynamics, or triggered by its
domains in which he or she wants to hear an what we do and of our possibility to choose encounters with the molecular medium in
answer. The operational and relational both what kind of world we want to live, and of which it operates as a totality and is thus real-
domains in which our living occurs at any what we want do with ourselves and with oth- ized as an organism. The part of the medium in
instant changes in the flow of our living as our ers as we live the world we chose. We modern which a living system exists as an organism,
living changes, and as our living changes our human beings do all that we do, even if we are and in which as an organism it operates at
listening changes according to what is hap- not aware of this, as self-conscious beings. We every instant as a totality, is its niche. The niche
pening in our living. Thus, we may begin ask- use the words or notions of consciousness and acts as it encounters the organism in relation to
ing a question in a particular relational self-consciousness in our western culture, which it exists, as an operational locality of the
domain, but as, in the flow of our living, our whether in the domains of science, philosophy, dynamic matrix of architectural molecular
listening changes, we may end by accepting an art or daily life, under a fundamental episte- processes of the extended molecular network
answer in a different relational domain, with- mological attitude in which we implicitly or in which the organism occurs, and which we
out even becoming aware of the change. It is explicitly act as if they referred to some emer- generally call the medium. That is, the niche is
to avoid this sort of confusion that I take spe- gent property of the operation of the brain, or that part of the medium that moment after
cial care in showing explicitly the relational to some essential feature of the cosmos, or even moment remains in operational congruence
domain in which I think the experiences to some intrinsic property of matter. with the living system as this interacts as a
which are lived or are connoted when we Notwithstanding this, with our present way totality (as an organism) with the medium. In
speak of knowing and of self-consciousness of thinking, the manner or the manners in these circumstances the organism realizes and
occur. Indeed, it is to avoid this sort of confu- which the experiences that we wish to connote conserves its living as long as its recursive inter-
sion that I am always careful to make explicit or evoke with the expressions “consciousness” actions with the medium result in structural
what kind of answers I shall propose or I shall and “self-consciousness” emerge, happen or changes in the organism and medium which
accept in relation to questions that deal with operate in the flow of our living seem to elude continuously conserve the dynamic architec-
what is connoted when we speak of cognition, our understanding. We cannot show them to be tural unity organism–niche that conserves the
consciousness and self-consciousness. features of the operation of the brain, or prop- autopoisis of the living system.
Biological fundaments ism is conserved in its interactions with the the organism is un-interruptedly conserved in
medium the niche arises as the relational the midst of the flow of the continuous struc-
revisited domain in which the living of the organism is tural changes taking place in the organism
conserved, and as the niche of the organism is and the medium. In the case of the key and the
Organism–niche relation conserved the living of the organism is con- lock the actual configuration of the opera-
What an observer sees when observing an served. This process occurs as a circular recur- tional congruence between them is non-his-
organism conserving its living in its niche, is sive dynamics. Indeed, all biological processes torical because it is the result of an intentional
that in general terms it behaves in a manner occur as a circular recursive dynamics a-temporal design. The configuration of the
which is continuously adequate to the emerg- through which living systems arise as histori- structural operational congruence between a
ing features of the changing medium in which cal singularities that exist only while they are key and the lock that it opens is the result of a
he or she sees it as if it acted with previous in structural coupling with the medium that design. In constrast to the key and the lock, the
knowledge of what was to happen, or as if it contains and make them possible. In these configuration of the operational congruence
were predicting was would happen. That is, circumstances, what an occurring at every instant
the observer usually sees the organisms observer sees as an ade- All biological processes between an organism and
behaving in a manner that appears to permit quate behavior when he or its niche is the continuous
it to recursively generate the flow of doings she observes an organism
occur as a circular result of a history of evolu-
that would conserve its living through any operating in the conserva- recursive dynamics tionary phylogenic struc-
changing circumstances that it might tion of its living in its through which living tural drift in the conserva-
encounter in the recursively changing rela- niche is the operation of systems arise as historical tion of a particular form of
tional domain in which it lives. For the that organism in struc- living in the conservation
observer, the observed organism appears to tural coupling in the net-
singularities of a particular configura-
be computing the relational and structural work of operational tion of organism–niche
changes that will take place in the medium. coherences of the relational matrix in which relation. The structural coupling between an
However, this does not happen and cannot the organism–niche relation in which the organism and its niche continuously arises
happen. As a structure-determined system an organism conserves its living is taking place. without any intended design as the historical
organism, including its nervous system as one So the adequate behavior of an organism does result of the congruent structural drift that
of its components, cannot make a representa- not arise as a computation of what will hap- occurs spontaneously in the flow of the recur-
tion of the recursively changing medium in pen in the medium but as a simple result of its sive interactions of an organism and the
which it operates that would allow it to make operation in structural coupling in its niche medium when in the process the living of the
the computations that it needs to continu- while this structural coupling lasts. The struc- organism results as conserved. What I have
ously generate a behavior adequate to con- tural coupling of the organism and the described as the manner of operation of living
serve of its living. That which an observer sees medium in its operation as a matrix of systems in their respective domains of struc-
when he or she observes an organism behav- dynamic architectural relations of which the tural coupling applies to us human beings as
ing in a manner adequate to the changing niche of an organism is a singular locality that well. The only thing that is peculiar to us
medium, is the actual operation of the organ- is at any moment the arising historical result human beings is that we are languaging
ism in its domain of structural coupling slid- of the conservation of the particular configu- organisms, and that as we operate in struc-
ing in the network of relations that the ration of organism–niche relations in which tural coupling in language with other human
medium is following a relational path that the living of the organism is conserved while beings, the organism–niche relation in which
emerges instant after instant when its interac- all else is open to change: when the particular our living is conserved includes our operation
tions with the medium result in the conserva- structural coupling between an organism and in languaging with other human beings.
tion of its living. The continuously changing the medium at its niche is lost, the organism Accordingly, when another human being
relational zone of encounter of an organism dies. observes us, he or she sees us doing whatever
and the medium in interactions in which this In these circumstances the operational we do in language in a domain of recursive
results in conserving its living, is the niche. congruence that an observer sees occurring coordinations of coordinations of doings that
The niche is the changing zone of the domain between the structure of an organism and the has arisen as a domain of structural coupling
of structural coupling of an organism which structure of its niche is of the same kind as the with other languaging beings, and in which
exists only as long as the interactions of the operational congruence that he or she sees the recursive coordinations of doings are the
organism and medium result in the conserva- between a key and the lock that it opens; both result of such a history, and do not differ in
tion of the living of the organism. The niche are cases of structural coupling although dif- nature from the operational coherences
does not exist by itself. ferent in their manner of origin. Thus, the between a key and the lock that it opens.
What I am evoking in this description is operational congruence taking place between
the dynamics of the arising and conservation an organism and its niche at every moment of Domains of existence
of the operational coherences between the the flow of their recursive interactions, is the An organism exists in two non-intersecting
organism and the medium in the constitution continuous result of the conservation of the phenomenal domains: one is the domain of
of its niche: as long as the living of the organ- organism–niche relation in which the living of its internal molecular dynamics in which its
92 Constructivist Foundations
biological–epistemological biology of cognition
OPINION
autopoiÈsis is continuously realized, and the between the organism to the medium extends being correlated while the organism interacts
other is the relational domain in which the far beyond the structural locality of the niche as a totality that conserves its structural cou-
organism exists operating as a totality of a because this, as a locality of the matrix of pling in its niche because the structural
particular kind. As these two phenomenal dynamic architectures that the medium is, dynamics of the bodyhood of the organism
domains do not intersect, it is intrinsically not participates in this matrix of dynamic archi- participates in the generation of both: the
possible for an observer to deduce what hap- tectures. Therefore, as an organism conserves phenomena of the two domains of existence
pens in one of them from what happens in the its living in its niche, it does so conserving as of an organism do not intersect, but the struc-
other. Yet, an observer that observes simulta- well its operational coherences with the tural dynamics that generate them do inter-
neously these two domains can notice that he matrix of dynamic architectures to which its sect.
or she can make correlations between the niche belongs.
independent processes occurring in them. A secondary result of the history of inter- Structural determinism
Furthermore, the observer can realize at the actions of an organism in the medium in That we human beings as living systems are
same time that those correlations are possible which its living is conserved is that an structure-determined systems means that
because the processes that take place in those observer, who sees an organism in its interac- nothing external to us can determine what
two non-intersecting phenomenal domains tions in its niche, sees it operating in a way happens in us. In other words, all that hap-
are all realized in the operation of the that continuously arises as adequate to the pens in us or with us occurs as a flow of struc-
dynamic architecture of the organism while changing circumstances that emerge in its liv- tural changes determined in us moment after
this operates as a totality in the relational ing as if it could “predict” them. The observer moment by our structural dynamics at that
space that arises through its operation as in these circumstances frequently feels moment. Or, in other words, our living occurs
such. Thus, although the processes taking inclined to say that the organism knows what at every instant as a flow of a configuration of
place in the two non-intersecting phenome- to do, and may be even inclined to speak of the structural changes arising moment after
nal domains through which the living of the wisdom of living systems when he or she sees moment in the interplay of our dynamic
organism as a totality is realized do not inter- them as if they were operating from the per- internal structural with the structural
sect, the dynamic structures through which spective of what he or she would call under- changes triggered in it by what we observers
they are realized do intersect as they arise in standing. see as external agents impinging upon us. An
the operation of the same closed architectural So, there are phenomena that occur in the autopoietic system lives as a closed structure-
dynamic that realizes the living of the organ- physiology of an organism, and phenomena determined system in a closed dynamic of
ism as a totality. Accordingly, as the structure that occur in the relational space that arises as structural changes. So, the external world that
of the organism changes through its internal the organism operates and interacts as a an observer sees around a particular living
dynamics, the flow of its interactions with the whole. The phenomena of the physiology system does not exist as such for it. Living sys-
medium as it operates as a belong to the continuous tems live whatever they live in the realization
totality changes in a man- The external world that an realization of the auto- of their living as an aspect of the closed
ner contingent to the flow poiÈsis of the organism dynamics of structural change of their auto-
of such changes. Simulta-
observer sees around a and they are in fact the poiÈsis, regardless of whether those structural
neously, the structure of particular living system occurrence of the auto- changes are seen by an observer as arising as
the organism undergoes does not exist as such for it poiesis; the phenomena of part of their internal dynamics or triggered in
structural changes trig- the relational space per- them by some impinging external agent. We
gered in it by its encounters in the niche while tain to the realization of the manner of living human beings are not different in this from
it operates as a totality and, as a result of these of the organism in its operation as a totality in other living systems, and our living as self-
structural changes, the internal relational the flow of its interactions with both the non- conscious beings that operate as observers
dynamics of the organism changes in a man- living entities and the living beings that con- occurs in us as structure-determined systems
ner that is contingent to flow of the encoun- stitute the medium which contains it and for which the external world that an observer
ters of the organism in the medium. Since in makes it possible. The beauty of this condi- sees around them does not exist as such for
this process the organism remains alive only tion of existence of living systems is that their operation. The external world of which
as long as the changes taking place in its although these two phenomenal domains do we speak as we operate as observers arises in
dynamic architecture and the changes taking not intersect, the independent phenomena our living as the distinction that we make of
place simultaneously in the dynamic architec- arising in them are integrated in the realiza- the flow of our inner sensoriality when
ture of the medium result in the conservation tion of the living of an organism as both arise another observer sees us operating in a man-
of its autopoiesis, the primary result of the through the same structural dynamics while ner that he or she would call distinguishing
history of interactions of an organism in the the organism operates as a totality with a sin- what he or she sees as the world that sur-
medium in which its living is conserved is gle bodyhood in the organism–niche relation rounds us, otherwise we just operate in the
structural coupling. Although the encounters in which its particular manner of living is flow of our living in structural coupling.
of an organism with the medium that con- conserved. That is, the independent processes Accordingly, as self-conscious autopoietic
tains it and make it possible occur at the local- that occur in the two non-intersecting systems we operate in a relational space that
ity of its niche, the arising structural coupling domains of existence of an organism result in exists for us only as we bring it forth as a dis-
tinctions of the flow of our inner sensoriality encounter the medium. A basic consequence without the need or the possibility of ever
as we explain our existence as living systems of the peculiar structural intersection of the claiming anything about anything thought to
and self-conscious human beings doing what nervous system and the organism, is that exist or to occur independently of what we do
we do. although the nervous system does not as we distinguish it. We human beings do
Self-consciousness occurs as a particular encounter the medium, as it operates as a whatever we do as operations in the realiza-
manner of relational living in a relational closed network of changing relations of activ- tion of our living in the domain of the opera-
space that arises in our explanation of our liv- ities it continuously gives rise to sensory– tional coherences of the realization of our liv-
ing. As such, self-consciousness is not a fea- effector correlations in the encounter of the ing. We human beings, as all living systems,
ture of the operation of our structural organism with the medium. And he or she can exist and operate as structure-determined
dynamics in the realization of our living. also observe that those sensory effector corre- systems that in their actual operation do not
However, our operation as self-conscious lations appear to him or her as configurations know and cannot know if what they are living
human beings does not negate our condition of sensory and effector encounters of the as valid at any instant they will invalidate it
of being structure-determined systems organism with the medium under the form of later as an illusion, as a mistake, or if they will
because our operation as such is possible pre- relational behaviors. confirm it in its validity. In the experience
cisely because as organisms we exist as struc- An observer can easily see that due to its itself we do not distinguish between percep-
ture-determined systems in a relational space. manner of constitution and operation as a tion and illusion. This is not a limitation; it is
As I shall be showing, self-consciousness component of the organism, the nervous sys- our condition of existence.
occurs in the relational domain that arises as tem cannot distinguish in its closed dynamics
we human beings operate as totalities in a flow whether what happens in it at any moments Cognition
of recursive consensual coordinations of arises as part of its closed dynamics or is trig- The main cognitive consequence of structural
coordinations of doings with other structure- gered by some external agent impinging upon determinism is that as a result of our consti-
determined human beings. the sensory surfaces of the organism. A funda- tution as structure-determined living systems
mental consequence of the manner of opera- we cannot claim that we can say anything that
The nervous system tion of an organism and its nervous system as may refer to anything that we may claim exists
As is the case with all animals, one of our fun- structurally intersecting closed systems is that independently of what we do as we distin-
damental components in our operation as an organism as it operates as a totality always guish it. Yet, when we as observers in our daily
organisms interacting as totalities in a rela- lives as valid for its living whatever it lives, living make an operation of distinction we do
tional space, is the nervous system. As a com- regardless of the opinion of the observer that so in the implicit total trust that that which
ponent of the organism the nervous system is looks at the flow of its encounters with the appeared as a result of the operation of dis-
constituted as a closed network of cellular medium. A remarkable result of this for us tinction that we performed would appear
and/or molecular elements (that I call neu- human beings is that we never know, and can- again if that operation of distinction were to
ronal elements) which through their recursive not ever know in the moment that we live be performed again. In fact this is what every
reciprocal interactions whatever we live, if what living system does, what we do spontaneously
constitute the nervous sys- We living systems do not we live as valid at any given in our daily living or in our professional
tem as a closed network of need the supposition of an moment we shall later doings as scientists, philosophers or technol-
changing relations of declare was an illusion (or ogists, as an implicit fundamental and unre-
activities closed upon
external independent a mistake) or if we shall flected epistemological attitude. We act under
itself. As such, the nervous reality to live confirm it as valid when the spontaneous confidence that the coher-
system is both a closed net- we compare it with some ences of our living will be conserved and will
work of reciprocally interacting neuronal ele- other aspect of our living, the validity of be repeated in whatever we do: living systems
ments, and a closed network of changing rela- which we do not doubt: we do not know when in general and we human beings in particular,
tions of activities between its neuronal we live what we live whether what we are liv- live and act under the implicit trust or confi-
components. An observer that looks at the ing will be seen in comparison with some dence in that structural determinism will
operation of an organism and its nervous sys- other experience as a perception, as an illu- always be conserved in all circumstances, and
tem can see that the nervous system as a closed sion or as a mistake. We human beings do all that when it seems that it is not conserved, we
network of neuronal elements is in structural that we do, in science, philosophy, technol- are confident that that apparent failure is the
intersection with the organism at its sensory ogy, art, biology, daily living… we construct result of some intervening structural dynam-
and effector surfaces, and that as a closed net- flying machines, computers… or we manipu- ics in the domain of our living of which we
work of changing relations of activities late the genetic constitution of living systems were not aware before, but which we may
between its neuronal components it does not and make the most audacious operations of eventually find as an additional feature of the
interact with the medium. Moreover, the computation about the ages of the stars and coherences of our living. We living systems do
observer can also see that in these circum- the galaxies, only as operations in the domain not need the supposition of an external inde-
stances it is the organism only which interacts of the operational coherences of the realiza- pendent reality to live, nor do we human
with the medium at its effector and sensory tion of our living as living systems, without beings need such an assumption to explain
surfaces, while the nervous system never claiming, without being able to claim, and our living with the coherences of our living.
94 Constructivist Foundations
biological–epistemological biology of cognition
OPINION
As a matter of fact, we human beings do all served in its interactions in the medium while a transcendental entity, nor is it a living sys-
that we do, whether in our daily living, in phi- its structural coupling in it is conserved, and, tem as such, the observer is a human being in
losophy, in science, or in technology, without vice versa, the structural coupling of an the dynamics of distinguishing him or herself,
ever in fact requiring the supposition of the organism and its niche is conserved as long as aware that he or she is making distinctions as
existence of a domain of reality independent its living results conserved in its interactions he or she operates in observing. The observer
of our doings: we explain the coherences of in the medium. occurs as a manner of operating in the rela-
our doings with the coherences of our doings. In these circumstances, one unavoidable tional space of the bipedal primates that we
cognitive consequence of our condition as human beings now are as Homo sapiens-
Structural coupling structure-determined sys- amans amans. Therefore,
The operational coherence between a living tems is that when we claim Knowledge occurs as a the observer lives its being
system and the medium in which it lives arises that we know, we cannot manner of interpersonal observer in the flow of the
moment after moment in the flow of its living be making reference to sensoriality of operating
as a result of the fact that a living system and something supposed to relation, not as something as a human being in the
the circumstances of its living change together exist or to occur indepen- that one has dynamics of observing.
congruently, in a spontaneous relational dently of what we do when We human beings operate
dynamic flow of structural change around the we operate as observers distinguishing it. An as observers in the doings of our daily living,
conservation of living. I have called this flow other unavoidable consequence is the realiza- or in any other already established opera-
of congruent structural changes that occurs tion that the notion of knowledge can only tional domain in languaging, in the sensorial-
spontaneously when two or more systems stay refer to that which an observer ascribes to ity of feeling that the entities that we distin-
in recursive interactions “structural cou- another being when he or she sees that that guish exist independently of what we do. Yet,
pling.” When I refer to the medium, when I being behaves in a manner that he or she con- since we cannot say anything about anything
speak of an organism and the medium chang- siders adequate in the domain in which he or supposed to exist independently of what we
ing together congruently in structural cou- she observes it, and does so because he or she do when we distinguish it, when we want to
pling, I refer to all the circumstances, living or thinks that that behavior satisfies some crite- understand or explain something, we cannot
not living, that interact with the organism in rion of validity that he or she uses to accept ask the question “what is that?”, as if we could
the flow of the realization of its living. A main that behavior as adequate behavior. There- talk about something in itself, but instead we
consequence of the dynamics of structural fore, knowledge occurs as a manner of inter- must ask, “what operation of distinction do I
coupling is that a living system either finds personal relation, not as something that one perform to distinguish that which I wish to talk
itself moment after moment in operational has: knowledge is something that an observer about? Thus, for example, if I want to talk
congruence with a medium that is changing ascribes to some other entity, living being, or about that which I connote when I talk of con-
congruently with it and lives, or it does not to him or herself, when he or she accepts the scious experience or self-consciousness, I will
and dies. For a naïve observer that beholds an behavior of this other not ask what is conscious
organism conserving its living as it operates in being as adequate behav- The observer is not a experience, or what is self-
ior according to what he
its domain of structural coupling, the ade-
quate behavior that he or she sees being gen- or she thinks is adequate
transcendental entity, nor consciousness, but I will
ask,”what should I see in the
erated by the observed organism appears as if behavior in that moment. is it a living system as such operation of a person so that
it were the result of computations that the As an observer ascribes I can claim that I see that
organism does with the use of the informa- knowledge to some other being, he or she that person is behaving as a self-conscious
tion that it obtains from the medium with its stops asking for the validity of the behavior of being, or is living a conscious experience?”
sensory organs. From the point of view of an such being. Knowledge has nothing to do If indeed we were to ask such a question,
observer that can see and understands the with something supposed to occur indepen- we would soon discover that that which one
dynamics of structural coupling the situation dently of what the observer does when he or distinguishes when speaking of being con-
is completely different. Such an observer sees she claims to know; knowledge refers to the scious or self-conscious, is not something
that the adequate behavior of an organism in operational coherences of the doings of the that occurs in the body, or in the dynamics of
its niche is moment after moment the result members of a human community doing some neuronal network in the brain, but that
of the conservation of the operational con- things together. it is something that the observer ascribes to a
gruence between the organism and its niche.1 person when he or she thinks that that person
And such an observer also sees that that oper- Distinctions is behaving as if he or she were referring or
ational congruence, that relation of structural When I speak of the observer, or of an could refer to how he or she feels in the flow
coupling between the organism and the observer, I refer to any human being that of his or her participation in such a conversa-
medium, occurs and is conserved spontane- could be you or me in his or her operation in tion. That is, when we speak of self-con-
ously as long as the living system slides in its the flow of the recursive consensual coordina- sciousness in our daily living we connote two
interactions with the medium in the rela- tions of doings of languaging making distinc- interrelated processes: one is a conversational
tional path that results in the conservation of tions, and who is aware that he or she makes flow in which a person appears to an observer
its living. The living of an organism is con- distinctions. Accordingly, the observer is not as making reflexive distinctions of how he or
she feels operating in it, the other is the con- Language and conversations things together that we now call conversation.
notation of the flow of sensoriality being What I have said above about structural deter- In this process, the human lineage arose as a
lived by the person participating in that flow minism is an abstraction of the coherences of living together in networks of conversations
of conversation. To refer to the first processes our operation as human living systems: our conserved from one generation to the next in
we must operate in self-consciousness so that operation as structure-determined systems is the learning of the children. From its very ori-
we may describe the reflexive distinctions the fundament of all that we human beings do gin humanness arose and occurs in networks
that constitute it. What we cannot do is to or claim to be able to do, whether as scientists, of conversations, and all that we human
describe the flow of sensoriality involved in as artists, as technologists, as philosophers, or beings do as human beings occurs in net-
such process; all that we can do is to connote in the realization of our daily chores whatever works of conversations. Indeed, the different
it as the configuration of sensations and feel- these may be. In other words, with the notion manners of living that we live, the different
ings that one lives in the flow of a conversa- of structural determinism I am connoting a worlds that we generate in the course of our
tion that an observer sees as constituting self- feature of our architectural dynamics which, living, all occur as different networks of con-
distinction or the experience of self-con- as an operational aspect of the structural versations, and in particular, the different cul-
sciousness. coherences of our existence as living systems, tures that we live are different manners of liv-
Without the internal dynamics of a ner- constitutes our condition of possibility. Fur- ing in closed networks of conversations.
vous system and the actual operation of some thermore, it is only as we accept our condition All that I have said so far about language
body in the flow of the recursive consensual as structure-determined and conversations I have
coordinations of doings of languaging in an systems that we can real- Language is not a property said from the perspective
interpersonal domain of interactions, there is ize and understand that or faculty of the brain or of of an observer observing
no possibility for a person to operate in inter- language occurs as a human beings in the flow
actions and relations that an observer will recursive flow of consen- what we call the “mind”. of their operation as
consider to be a flow of recursive distinctions sual coordinations of Language is not a symbolic totalities in recursive
on the distinctions that such person is doing. coordinations doings system of communication coordinations of doings
If that does not happen, the observer will not that takes place in the and emotions in the flow
see self-consciousness. Yet, as I have said relational space gener-
about entities of the world of their coexistence as
above, self-consciousness does not occur in ated by two or more liv- they language together.
the nervous system, not in its molecular or ing systems interacting with each other in a Yet, in the actual dynamics of our operation as
cellular components, nor is it a dynamic con- flow of recursive consensual coordinations of structure-determined systems, our interac-
figuration of neuronal relations of activities in doings. Language is a manner of coexistence tions give rise in us to the recursive flow of
the nervous system, and it is not embodied in in coordinations of doings, not a property or inner coordinations of configurations of sen-
the organism. Self-consciousness occurs as a faculty of the brain or of what we call the sorialities that an external observer sees in us
manner of being in a flow of interpersonal “mind.” Language occurs as a flow of recur- as the sensory–effector correlations that con-
relations that is referred to or evoked as it sive interactions between organisms operat- stitute our relational doings in the medium in
appears in a conversation as a connotation in ing as totalities; language is not a symbolic which we operate as totalities. So, languaging
languaging of the inner sensoriality of the system of communication about entities of and conversations occur as recursive flows of
persons involved. So when some one asks the the world; language is not constituted by the coordination of configurations of sensoriali-
question, “what should an observer see to doings that are coordinated; language occurs ties in the dynamics of recursive interactions
claim that he or she sees some other being in the continuously changing present of the of human structure determined living sys-
operating in self-consciousness?”, it becomes flow of living in recursive consensual coordi- tems, as they operate conserving their living
apparent that the answer can only be: “That nations of doings. Languaging does not occur in a domain of organism–niche relations that
which we connote in daily life as self-conscious- in the brain even though without a brain or consists in what an observer sees as languag-
ness is the sensoriality lived without its operational ing or conversations. All the different man-
by the living beings operat- That which does not equivalent in the genera- ners of operation of organism arise and are
ing in a conversation that tion of consensual recur- realized as domains of recursive coordina-
appear in our reflections
we as observers see as the sive coordinations of tions of configurations of sensorialities in a
flow of recursive consen- does not exist doings, languaging would dynamic of structural coupling.
sual coordinations of coor- not exist. Languaging takes
dinations of consensual doings that languaging place as a flow of recursive coordinations of The worlds we live
beings are doing when we see them living in doings in human coexistence. Moreover, as As I have just said, we generate the worlds that
reflexive distinctions of themselves.” In these language arose as a manner of living in our we live as networks of conversations in the
circumstances, if I were to say that I am aware ancestors, it arose spontaneously in the inter- dynamics of the interplay of our languaging
or conscious that I have written the previous play of the recursive coordinations of the and emotioning as different domains of
sentence, I would be referring to the particu- doings of the daily living with the background objects, entities and relations. But objects do
lar sensoriality that I feel when I say that I am of emotioning in which the daily living was not exist as entities that occur by themselves,
conscious of something. taking place, constituting the flow of doing objects do not exist independently of the
96 Constructivist Foundations
biological–epistemological biology of cognition
OPINION
operation of distinction with which they are configurations of sensorialities that arises as a the moment that we talk about it, even though
distinguished by the observer that distin- result of a recursion in the flow of coordina- we feel that it is ourselves. We usually do not
guishes them, even though we live them feel- tions of configurations of sensorialities and pay much attention to the feeling of duality
ing that they exist independently of our dis- that we begin to conserve in the relational that appears when we speak in self-distinc-
tinguishing them. Objects arise and exist in domain of our living as organisms a new con- tion, so we let it be. However, there are
languaging as flows of figuration of sensorialities. moments in our reflections in which we
recursive consensual Objects do not exist as The sensorialities and con- become aware of this duality and we ask our-
coordinations of doings, entities that occur by figurations of sensoriali- selves about it: “Are we two entities? What
and, therefore, they occur ties that we live in our feel- kind of entity is the self? Where is the self
as flows of coordinations themselves ings as objects, relations located in our bodyhood?” However, from all
of coordinations of sensa- and configurations of that I have said, it is apparent that I consider
tions and configurations of sensations that an changing relations cannot be described, they that that the self, self-consciousness, and con-
observer sees as coordinations of doings in can only be connoted or evoked in flows of sciousness, to be manners of living in the flow
some domain of conversations of the lan- languaging as coordinations of coordinations of our coordinations of configurations of sen-
guaging organisms, which, in our case, are us of doings, and be lived as such. sorialities in the domain of structural cou-
human beings. The observer is in the same The different pling in which we con-
operational situation that the observed per- worlds that we live as Organisms are not physical serve our living
son is, so what he or she connotes as he or she human beings doing entities but exist in the relational through the conserva-
talks about what he or she sees is also a flow of the different kinds of tion of the particular
sensations and configurations of sensations. things that we do, are space as a configuration of organism–niche rela-
Therefore, if someone were to say that objects different domains of dynamic relations with a niche tion in which we talk of
exist in language, he or she would mean that coordinations of con- that has arisen and has been self and of being self-
they occur as recursive coordinations of figurations of sensori- conscious.
doings in the flow of the coordinations of alities that as the flow
conserved along a particular Accordingly, my
doings of the realization of our living. But, of our feelings and phylogenic and ontogenic purpose now is to
also, and at the same time, that person would emotions continu- history of structural drift as a answer the question
be implying and connoting that we live the ously modulate the singular configuration of “how does the flow of
objects in our feeling the feelings that we feel relational space in configurations of sen-
as we live our coordinations of consensual which we feel our-
organism–niche relations sorialities that we live
distinctions and doings in the flow of lan- selves living as human as self and as self-con-
guaging feeling that we do things in a domain beings. In these circumstances, living in self- sciousness arise in our living as structure-
of existence that is external to us. Moreover, consciousness is the center of all the different determined systems that do not distinguish in
that person would also be evoking in what he worlds that we live or can live as human the experience between perception and illu-
or she says that he or she is conscious that beings because it entails the operationality sion?”
although we do not have access to that which through which those different worlds have As languaging human beings we operate
we claim in our explaining to be external to us, presence in our living. That which does not feeling as a matter of course that we distin-
an observer would see us coordinating our appear in our reflections does not exist guish things (ourselves included) as entities
doings through the recursive coordinations of because we do not live the configuration of that exist by themselves independently of
our sensations and feelings. sensoriality that constitutes it as an aspect of what we do when we distinguish them. More-
As we live our living in conversations feel- the realization of our living in our niche. over, we also feel that if we only accepted that
ing ourselves immersed in an independent our feelings reveal the nature of our existence,
world external to us, we do not reflect about we could live fully trusting them as non-
how our living happens, we take for granted Self-consciousness: reflecting animals do, and that we could die
the external world and the conservation of without regret. Indeed, it is only when we
regularities and operational coherences of
How? When? Where? doubt our senses, when we realize that we
our living through which we realize, guide In daily life we live what we call the self as we commit mistakes and that we live illusions
and order the course of our living. It is only speak of ourselves, as some kind of entity that that we ask the question about the nature of
when we want to explain how we do what we constitutes somehow the operational center that which we call self and self-consciousness.
do, that all that I have been talking about of our doings as human beings. When we say It is when we want to explain how do we do
becomes apparent and we begin to realize that that we are self-conscious we speak feeling that what we do, like claiming to have a self, that
we exist as living systems in the closed dynam- we refer to that self, connoting that we have we find ourselves in difficulty because our
ics of our sensorialities. And it also becomes that entity as the core of our being. However, feeling that knowing consists of an act of
apparent to our understanding that each one at the same time we feel strange because we referring to “the real” as that which exists
of the different worlds that we live as human feel that the self that is us speaking, is referring independently of what we do cannot be sus-
beings occurs as a domain of coordination of to an “entity” that arises as a different entity at tained because in the experience we do not
distinguish between what we call perception Thus, ideas, philosophies, ideologies, gods, have lived in a flow of recursive coordinations
and illusion. Furthermore, our difficulty demons, deliria, theories, religions, technolo- of coordinations of doings that followed a
increases with our common belief that gies, manners of thinking, systems of explana- course continuously guided in them by the
because living systems are molecular entities, tions, personalities, stiles, ghosts … exist as flow of their feelings and emotioning. More-
material entities, the self and self-conscious- manners of humanness that guide our struc- over, all this must have occurred in a dynamic
ness must be explained as physical processes tural as well as our behavioral biologico-cul- flow of recursive coordinations of feelings and
or as phenomena akin to the domain of phys- tural living as we conserve them as different emotioning that generated the sensory effec-
ical reality, if not in kind then in their actions. forms of the recursive coordinations of the tor correlations that gave rise to the structural
But organisms are not physical entities. An configurations of sensorialities of our self- coupling that conserved the living in recursive
organism as a living system operating as a consciousness . coordinations of consensual doings that con-
totality exists in the relational space as a con- An observer that beholds us as totalities in stituted a lineage of living together in a braid-
figuration of dynamic relations with a niche our operation as human beings sees that as ing of languaging and emotioning under the
that has arisen and has been conserved along organisms we exist in the flow of the interlac- form of networks of conversations conserved
a particular phylogenic and ontogenic history ing of our feelings and our doings in the real- from one generation to the next through sys-
of structural drift as a singular configuration ization of our living, as all living systems nec- temic reproduction2 in the learning of the
of organism–niche relations, and not as a essarily do. What is particular to us as children. Now, in our historical present, our
kind of molecular process. So, for example, languaging human beings is that we live in babies and small children learn to live in lan-
the elephant lives its sensoriality of elephant- consensual coordination of feelings and guaging and conversations in the course of
ness as a particular kind of organisms in a doings in an interactional dynamics that we their interactions with their mothers and with
relational domain in which it operates as a feel as our living in recursive distinctions that other adults and older children of their fami-
totality, and not as a phenomenon of its constitute the world that we feel to be our liv- lies in the same manner as our ancestors,
molecular constitution. In the same manner ing in the flow of our living in language. It is in namely by just living with them. Since objects3
the kind of organism that we presently are as the flow of this manner of living as we live with arise in each recursion in the flow of recursive
Homo sapiens-amans amans, and which we other human beings, that we learn the coordi- consensual coordinations of doings, different
connote when we refer to ourselves as human nations of doings that an observer will see as forms of living arise as different domains of
beings, lives its sensoriality of human-being- recursive distinctions that distinguish the objects and begin to be conserved according to
ness as humanness in the relational space as a doings of the doings which are felt as con- the flow of the emotioning of those living
particular configuration of organism–niche sciousness, awareness, self-consciousness and together in consensual coordinations of
relation conserved along a history of ontoge- knowing. In the life of our ancestors the hap- doings. When this happens a manner of living
nic and phylogenic penings of the living in in recursive coordinations of sensorialities
structural drift, and not Self-consciousness does not languaging must have arises that is seen as a domain of shared objects
in its molecular consti- occur in the nervous system, began with the arising of that I call domain of interobjectivity because it
tution. Accordingly as the family as a small is lived as a world of common objects as if
we live in our sensorial-
not in its molecular or group of individuals liv- these were independent entities. In this pro-
ity, in the feeling of our cellular components, nor is ing together in the plea- cess different worlds arise as different domains
living as we operate in it a dynamic configuration sure of each other’s com- of interobjectivity according to how the recur-
the domain of our of neuronal relations of pany, the joy of sexual sive coordination of consensual doings partic-
humanness reflecting intimacy, the gathering of ipate in the realization and conservation of the
about ourselves, we feel activities in the nervous food and the sharing of it interlaced living of the participants.
that we operate as inte- system, and it is not by reciprocal handing it In the peculiar form of living in recursive
grated wholes not as the embodied in the organism to each other. All this consensual coordinations of doings of the
dualities that may must have occurred in the mother–child relations, the play, fondling,
appear in our description of what we do, and recursive flow of consensual coordinations of caressing, kissing and mumbling of the
we somehow also feel that our selfhood is not coordinations of doings that arise spontane- mother with her baby or child, constitute
of the molecular domain. Furthermore, we ously if that manner of living is conserved simultaneously a permanent, intimate, and
also feel and realize that we exist as some par- through the conservation of the well-being changing domain of coexistence in recursive
ticular kind of human being only as long as we that it brings to those that participate in it. As doings in coordinations of doings in which
conserve the manner of living-feeling that the human being-living that we are now, we languaging and self distinction can arise
constitutes us as being of that particular kind are the present result of a systemic reproduc- together. We can see this easily if we observe
of humanness. It is because of this manner of tive history of conservation of such a manner that at the same time that the mother hands
existence of whatever occurs in our living in of living in the learning of our children, as well food or toys to her baby, she makes gestures
humanness, that we generate so many differ- as in the historical transformation of our and sounds that in the flow of the relation
ent domains of existence, that arise and are genetic constitution. Furthermore, all this become consensual operation of consensual
conserved only as long as they are lived in our must have occurred in an evolutionary history coordinations of doings that the observer later
living, and disappear when they are not lived. in which the children of our ancestors must sees as naming-asking for food, for toys, or for
98 Constructivist Foundations
biological–epistemological biology of cognition
OPINION
caring and fondling. The same occurs in the ate as totalities in a relational space. What I ing in recursive self-distinction in a way that he
recursive operations of consensual coordina- have not described, and indeed cannot or she would describes as a relational dynamics
tions of naming-playing, naming-handing describe because they occur in the intimacy of in which such a person is operating in the sen-
and other consensual coordinations of doings their occurrence, are the feelings that we feel soriality that could lead him or her to say that
and namings. This recursive flow of consen- while we act being self-conscious. Self-con- he or she is distinguishing what he or she is
sual coordinations of doings-namings form sciousness occurs as the configuration of feel- doing in distinguishing his or her doings and
the world of interobjectivity that mother and ings that we feel that we act in a way that an feelings.
child generate in the intimacy of their living observer beholding us would say that we were
together. The world of the mother–child inter- acting in self-consciousness as we did what we When does self-consciousness occur?
objectivity that arises with dimensions of did, and that we would answer “yes” if he or An observer says that self-consciousness
recursive consensual coordinations of touch- she were to ask us: “Did you know that it was occurs when he or she sees a person living in
ing and handling of the different parts of the you who did that?” What we do as we speak of the sensoriality that takes place when a person
bodies of the child and of the mother, as well feelings and sensations is to connote or evoke lives him or herself in the sensoriality of the
as of their doing-feeling in the recursive coordinations operational flow of recursive self-distinctions
relation to the distinctions We cannot trust our of consensual coordina- and he or she is open to remain in that opera-
of their interacting-doing, tions of doings that guide tional disposition.
is what an observer sees as sensoriality as providing the course of the doings of
operations in a domain of us with a description of the realization of our living Where does self-consciousness
consciousness and aware- an external world that (or the living of any ani- occur?
ness. The domain of mal) as these doings are An observer says that he or she sees that a per-
contains us
mother–child interobjec- formed and arise in the son is operating as a self-conscious being
tivity is constituted in the interplay of the different when he or she sees that that person operates
recursiveness of their coordinations of doings configurations of our changing sensoriality. in the sensoriality of a flow of recursive coor-
interlaced with the emotions and feelings that Indeed, all that we connote in the flow of dinations of doings that constitute the opera-
take place in their being together. In this process the recursive consensual coordinations of tion of recursive self-distinctions in a rela-
the eyes, hands, feet… the sel … of the baby arise doings that is our human living as we lan- tional domain of living in which he or she
as consensual recursive coordinations of doings guage the course of our living in coordina- distinguishes in the observed person the feel-
with the mother and others in the same way as tions of doings and being-doing, are the con- ings of self-distinction of self-distinction.
any object naming-doing arises in the play of the tinuously changing configurations of feelings That is, self-consciousness is occurring in the
mother with her baby. The mother and the that we feel and that become guiding elements sensoriality that a person lives when an
baby play with the hands, feet, fingers, eyes, in the recursive flow of coordinations of con- observer, that could be him or herself, says that
mouth... or any other aspect of what we see as sensual doings that realize the continuously he or she acts knowing that he or she knows
the body of the baby, in the same way that they changing worlds that we human beings live. what he or she is doing.
play with any object that arises in their nam- Each one of the many different worlds that we Consciousness and self-consciousness are
ing-playing. A child learns to refer to himself, to human beings live is one of the many different manners of living in the feelings of the senso-
talk of him or herself distinguishing him or her- flows of recursive consensual coordinations riality of the operation of the flow of living of
self doing whatever he or she does, as he or she of coordinations of doings that we live in the a languaging human being in recursive self-
languages the arising of all kinds of networks of solitude of our sensoriality in a recursive sen- distinction; therefore they are not relational
manipulative and abstract objects, in the differ- sory dynamics that includes our feelings in states of the organism, not properties of mat-
ent domains of coordinations of consensual the relational domain in which we exist in our ter or of the elements of the cosmos, not some
doings or worlds of interobjectivity that consti- living in languaging generating with others particular manners of operation of the ner-
tute the many different relational domains in and with ourselves different worlds or vous system. Our living in consciousness and
which he or she comes to exist as a relational domains of interobjectivity. self-consciousness, as dynamic configuration
being with his or her mother and family. of feelings, guide the course followed by the
What I have described above is the gener- How does self-consciousness occur? recursive coordinations of consensual coordi-
ative mechanism of the arising of conscious- An observer says that the operation of self- nations of doings of our being in languaging
ness, of awareness, of self-consciousness and distinction occurs when in the happening of a and emotioning under the form of the
of self-awareness, as particular manners of recursive operation of distinction he or she dynamics of feelings that give fundament to
human living or domains of human coexist- sees that the body and the operation of the the networks of conversations4 that constitute
ence in interobjectivity. I have not supposed distinguishing organism appear being distin- the worlds that we live as modern human
any particular property or processes of the guished in the operations of distinction of the beings. Indeed, all the worlds that we human
nervous system, or of the physical world. I same organism that does those distinctions. beings generate in our living arise as different
have talked only of the actual relational pro- And an observer says that self-consciousness is forms of cultural living that, as different con-
cesses that constitute us as human beings and occurring when in the context of a flow of a lan- figurations of closed networks of conversa-
the worlds that we live as organisms that oper- guaging relation he or she sees a person operat- tions, constitute different forms of transcend-
ing our molecular biological identity. And the external to us were missing as a substrate that doings of languaging. Furthermore, we find
different worlds that we live transcend our might operate as a universal ground that that this manner of living together, gives rise
molecular biological being as domains of would constitute a transcendental domain in us to the orientations in doings that in the
existence that are defined through the feelings that would unite our individual feelings with flow of coordinations of doings of the nam-
and emotions that guide our conscious and the feelings of another human being in a total ing-doing of languaging constitute a matrix
unconscious self-conscious doings. intersubjective unity. This imagined inter- of doings, feelings and emotions, that we live
subjectivity does not happen and cannot hap- like the consensual coordinations of naming-
pen. All living beings as-structure determined doings with the shared sensoriality of a coher-
Reflections systems are closed singular molecular entities ent interobjective dynamic arquitecture.
that transcend their closure only in the rela- Since this manner of living happens to us
1. As I have shown the self is not and cannot tional domains in which they as organisms spontaneously, we do not reflect on it until its
be an entity that can be considered to exist and we human beings transcend our condi- normal coherences seem not to hold any-
independently of the circumstances of its aris- tion of molecular systems in our operation as more. Yet, in any case, as we reflect we find
ing in the relational space of language in the human organisms living with others in recur- ourselves being part of a field of operational
flow of coordinations of coordinations of sive consensual coordinations doings in the coherences defined by the operational coher-
doings as an evanescent configuration of feel- generation of a domain of relational interob- ences of our living. And we also find that we
ings that guides the realization of the living of jectivity. It is only those languaging beings can explain all the worlds that we live with the
the self-conscious being. When an observer that come to live in self-consciousness who operational coherences of our living as we
speaks of the self or of a self, he or she is con- can realize that the loneliness of living as become aware of our existence and operation
noting the feeling of the distinction of the closed structure-determined systems is tran- as structure-determined systems that can
bodyhood or corporality that he or she distin- scended in living in the worlds that they may operate as self-conscious beings. Moreover, in
guishes as the dynamic center of the different generate together in interobjectivity. We as this awareness we find ourselves as part of the
operations of self-distinction that a person human beings are beings of that kind, and our domain of operational coherences in which
does as he or she distinguishes his or her oper- human existence occurs as a continuous tran- our living takes place, domain of operational
ation in self-consciousness. The self does not scendence of our existence as molecular coherences that we infer from the operational
arise as an arbitrary con- beings in the worlds that coherences of our living, and which, under
struction of the observer We can create a world of we generate in the net- the convincing presence of our sensoriality
that distinguishes it; it
arises as the distinction
explanations as a network of works of conversations
that we live.
and our desire for complete understanding,
we use as our explanatory operationality to
of a configuration of generative mechanisms that 3. As languaging explain our living: we explain our living with
body feelings that guide is isomorphic with the reflecting human beings the coherences of our living. We cannot trust
the flow of the recursive architectural dynamic we can realize that as we our sensoriality as providing us with a
coordinations of doings explain our living description of an external world that contains
of the person that makes coherences of our domain through the proposition us, but we can trust that it reveals to us the
reference to the self as he of existence of a generative mecha- architectural coherences of our domain of
or she is operating in self- nism, we need for episte- existence as molecular autopoietic systems.
consciousness in a given languaging relational mological reasons5 some operational substra- The operational coherences of our sensorial-
domain. As person operates in the sensorial- tum as a fundament for the generative ity reveal the architectural coherences of our
ity that an observer sees as implying the dis- mechanism that makes possible the very pos- domain of existence. If we believe that our
tinction of a self, the matrix of relations that sibility of what we do, and which would con- sensoriality, external or internal, reveals some
constitute the domain in which this distinc- stitute as such a transcendental domain in external reality to us that contains us, we can-
tion takes place arises as the background of which we could encounter with others in not explain consciousness and self conscious-
dynamic relations in which the operationality intersubjectivity. Yet, we could not and can- ness as fundamental aspects of our living
of living in self-reference takes place. A careful not say anything about that imagined sub- without having to resort to some transcen-
observer may see this matrix of relations in all stratum because as soon as we attempted to dental supposition. But if we think that our
that the observed person does. A person flows do so we would find ourselves languaging, sensoriality reveals to us the dynamic archi-
in his or her living, moving in a changing and, therefore, in interobjectivity as the tectural coherences of our domain of exist-
matrix of relations continuously defined by domain of the coordinations of coordinations ence as living molecular beings, we can create
the domain of architectural operations and of doings of our living as living beings that do a world of explanations as a network of gener-
relations in which he or she enters in the real- not distinguish in the experience between ative mechanisms that is isomorphic with the
ization of his or her living continuously perception and illusion. architectural dynamic coherences of our
guided by his or her changing sensoriality. 4. When we human beings reflect on our domain of existence.
2. We may feel a strange feeling of incom- living, we find ourselves living together as a 5. We do not construct the worlds that we
pleteness in the manner that I have been matter of course in the flow of consensual live, we just live them. We move and act in the
speaking above, as if something concretely coordinations of consensual coordinations of matrix of operational coherences that we
infer as our background of existence from the structural coupling of the organism as long as lar manner of living in a relational domain
coherences of the realization of our living in its living is conserved while the new dimen- defined by those sensory experiences.
structural coupling with the medium (niche) sions operate as part of the medium in which 3. What is particularly remarkable is that if
that arises moment after moment in struc- it lives.6 The manner in which the new dimen- living in languaging arises in any particular
tural coherence with our changing structure sions of interactions domain of organisms
in the flow of our living as our living is con- are lived depends on Our human existence occurs as (or their operational
served. This becomes apparent as we explain
our living as self-conscious languaging
the points or areas of
the dynamic architec-
a continuous transcendence of equivalents), a path is
opened for the arising
human beings with the flow of the opera- ture of the organism our existence as molecular of operating in self-
tional coherences of our living. As reflecting that are affected by the beings in the worlds that we consciousness in a pro-
self-conscious human beings we know that encounter with them. generate in the networks of cess of recursions that
for epistemological reasons we need an inde- In any case the organ- may generate an
pendent substratum if we want to explain the ism will live those
conversations that we live unending diversity of
fundaments of our existence in terms of an encounters as novel cultures that will differ
independent reality, we also know that we do experiences that make sense as intrusions in according the configurations of feelings and
not need such substratum for understanding some of its normal dimensions of living, or as emotions that guided their emergence. Of all
our living and the coherences of our opera- sensorial disturbances which the organism those possible emotions it is only love that can
tion as self-conscious beings in the different will either dismiss or include in its ordinary give rise to what we human beings distinguish
worlds that we live. We do not construct the living, or some other aspects of the flow of its when we speak of ethical behavior as a con-
worlds that we live because they arise as dif- sensoriality and live them in its normal way as scious manner of cultural being. Once a
ferent domains of operational coherences of if they were part of the normal encounters and human being grows as a human being operat-
our living in our living them. not intrusions at all. When these sensorial ing in self-consciousness, all that he or she
6. We human beings can live and conserve intrusions occur to us we live them as self- does will be done in his or her operation as a
any manner of living that does not result in conscious human beings that reflect on what conscious or unconscious self-conscious
the loss of the conservation of our structural happens to them, and we will generate expla- being.
coupling in our living in our niche. Moreover, nations or interpretations of one kind or
we can live according to dictates of any theory other according to whether we live them as
that does not lead us to the loss of structural hallucinations, illusions, or encounters with
coupling in the domain of operational coher- foreign entities depending on the manner in ABOUT THE AUTHOR
ences that arises through the acceptance of which we consciously or unconsciously
that theory. In any case, we shall live only as choose to include them in the flow of our I was born in Santiago Chile in 1928. I have
long as the flow of coordinations of doings ordinary living. been interested in the unity of life and death
that emerge through the flow of our feelings, 2. All this also means that languaging, and, since my childhood. Following this concern
sensations and emotions continuously results hence, operation in self-consciousness can in my biological research on perception, I
in the conservation of our structural coupling only occur in the flow of the recursive coordi- developed the Biology of Cognition and the
in a medium that makes us possible as it arises nations of doings of organisms, or of any Biology of Love as I begun to pursue the
through the realization of our living. group of discrete structurally plastic entities consequences of our biological condition of
that can participate in some dynamic domain structure-determined systems and the real-
of structural coupling with each other. Fur- ization that we do not and cannot ever
Post scriptum thermore, all this also means that for self-con- know if what we live as valid at any instant
sciousness to arise and be conserved, it is nec- we shall later treat it as an illusion or as a
1. That self-consciousness occurs in the rela- essary to have a particular manner of living in perception. Now I am working with my col-
tional space as a manner of living, deserves a history of recursive interactions that may league Ximena Dàvila Y. in what we call “Bio-
some additional reflections. One of them is result in recursive coordinations of consen- logical and Cultural Matrix of Human
that it does not matter that the borders of an sual coordinations of feelings that give rise in Existence.” This work of us is the outcome
autopoietic system are operational and the relational domain of the organism to a of a fundamental insight of Ximena Dàvila Y.
dynamic, and that a result of this is that the flow of doings that an observer will see as revealed in her statement “The pain and suf-
interactional boundaries of an organism are revealing the dynamic sensoriality of what he fering for which people asks for relational
defined and constituted by what emerges or she sees as self-consciousness. All the pos- help is always of cultural origin.” My aware-
operationally as its sensory and effector sur- sible dimensions of interactions of an organ- ness of the validity of this statement lead me
faces. Whatever impinges upon an organism, ism that occur with conservation of its living to look deeper in our emotional living and
whether molecules, radiations, magnetic or can give rise in it to internal activities that will in the participation of our sensoriality as
electric fields, triggering in it structural be lived as sensory experiences that can be structure determined systems in the gener-
changes with conservation of living, can conserved as relational fundaments for the ation of animal and human relational living.
become new dimensions of the domain of realization and conservation of some particu-
Notes of the actual conservation of a particular ences of our living, and hence in the
manner of living. domain of operational coherences of our
1. The part of the medium with which the or- 3. Objects arise as coordinations of coordi- doings that arises with our doings, so due
ganism is in operational congruence while nations of doings as doings that coordi- to the very nature of our explaining we
its living is conserved. nate doings in a flow of interactions in cannot operate or describe a transcenden-
2. When an organism reproduces what is language. Due to this, each recursion in tal substratum for our explaining.
conserved from one generation to the the flow of languaging is an opportunity 6. When the observer speaks of interactions,
next, it is an organism–medium relation in for the arising of new objects if the doings he or she refers to the dynamic of the en-
a systemic dynamics that involves the con- that coordinate doings begin to be con- counters that result in the triggering of
servation of the biological constitution of served as elements of a domain of doings structural changes in the participating or-
the reproducing organism and the dynam- in conversations. ganism or organisms. When the observer
ic configuration of the medium that makes 4. I speak of conversations to refer to our op- instead speaks of relations, he or she refers
possible the living of the organism as its eration in relations of recursive coordina- to the reciprocal disposition of the partic-
niche. So what is conserved in reproduc- tions of languaging and emotioning. We ipants in the circumstances of the interac-
tion is the realization of an ontogenic or- human beings live in networks of conver- tions.
ganism–niche relation as a systemic sations.
dynamic in which the ontogenic changing 5. As we explain whatever we explain we op- Received: 5 March2006
niche is conserved as a mere consequence erate in the domain of operational coher- Accepted: 14 Juli 2006
decide one way or the other, is undecidable. gist. Both are examples of the all-too-com- contemporary English verb, designate. It is
We therefore can from moment to moment mon application of theory from other fields connected with the concept of sign. And that
freely chose how we will respond to this onto design (Glanville 2005a). It is therefore is also not what is intended in this paper.
“structural uncertainty.” For Foerster, there doubly important that I explain how I, as a So design, as used here, is a verb, indicating
were two choices: to act as if there were a MIR; designer and design educator, understand an action that leads to making something
and to act as if there were not. The choice what design is. new. Quite how this is intended I will demon-
between these, he reminds us, does not have Design is the quintessentially constructive strate later.
to be made once and for all: it may (perhaps activity. For thousands of years mankind has
even must) be made from moment to created new objects and processes (more or
moment. It is arguable that one may take both less physical), and has developed ways of How we do design
positions at once and that this is what design- doing this. It is the novelty sought through
ers do (see the comment on straddling the this activity that brings the particular quality I am here concerned with what I think of as
paradox, above).3 those who call themselves designers pride the central creative act that designers do: or,
I consider there is another course open to themselves on. What is important is the giving rather, how they do this. This is the act of form
us: that is to maintain the undecidablility. of form – new form. Designers construct giving (one Dutch translation of design is
This is, in essence, the position of the great (new) realities at all scales from tiny compo- vorm+geving: literally, form giving). Thus, I
super-sceptic, Pyrrho of Ellis.4 My position is nents to cosmologies and theologies. They am not concerned with all those contingent
that I chose to try to act as a guardian of the mostly do so in a world that is understood as activities and their associated problems and
undecidable question, guarding against the being real in a most conventional sense, by areas of influence (such as function, safety,
forces that seek to force a decision (one way or creating realist objects. Designers, who con- production and cost) that, while critical to the
the other, and usually permanently) on oth- struct realities, largely do so without ques- success of a design project, are ancillary to this
ers, as a so-called “truth:” to maintain, and tioning the conditions of the reality within central act, and will not, in this paper, explore
then sit on the fence, rather than to decide which they construct these realities, or the either how they are handled or how their han-
which side to stand on. It may be that this is, nature of reality itself: it is an irony that they, dling fits in with the central act of designing.7
in effect, the position that is necessary not with thousands of years of experience as con- Designers create form: they give form to
only so that we can chose one side or the other, structivists, have not as a profession chosen to the unformed, informing it, bringing it into
but also so that we can occupy both positions question whether they construct the reality in form (hence the ancient design as in-form-
at once, as designers may do. which they know they construct (new) reali- ation). Design is, perhaps surprisingly, prop-
Therefore, I neither affirm a reality that ties. Nevertheless, in recent times, questions erly considered the original in-form-ation
exists independent of the mind (MIR). of the “reality” of that reality have become less science, where science is meant in its older
Nor do I deny it. avoidable, specially as we explore so-called and less specialised sense of knowledge.
I maintain undecidability. “virtual reality” (meant in the widest sense Because it is concerned with giving form to
By doing this, I hope to avoid entering into and including computer games, the internet the unformed, it is necessarily creative.
an irresolvable argument, and to maintain the and mobile phones). Perhaps working with Designers learn to give form as unique and
freedom to chose that is the result of this more virtual realities will give designers the one off: their work is purposely and purpose-
undecidability. In maintaining this freedom, opportunity to expand their conceptualising fully original. Thus, the familiar criterion of
it may be that I also aid the designer, who (it beyond their conventional view of reality. repeatability has no place in design.8 I know
has been suggested) often straddles the unde- Design, as I use the term, is intended pri- this both because I am a designer and because,
cidability. marily in the form of a verb. The word design as a teacher, I meet and discuss with designers
in English is both a noun and a verb.5 This at all levels and from many different sub-pro-
ambiguity is confusing, all the more so since fessions all over the world, which experience
Design the general interpretation of the word design allows me to assert this categorically.
seems to have become the noun form. I, how- Over the years, I have used a metaphor to
There are many ways of talking about design, ever, speak as a designer, and teacher of explain this process (Glanville 1978). This is
and, indeed, the word has recently been design. I shall argue, later, that we are all it:
appropriated in any number of fields, some- designers. With a picnic hamper in hand (there is a
times improperly. In the case of one university Difficulties with the word do not, however, purpose to the activity, but it’s not the
I know, social sciences joined a design school end with the ambiguity concerning which main point), I enter a wood. I have nothing
in order to benefit from working with design- part of speech the word design takes. Design in mind except that I hope, eventually, to
ers, only to insist that the designers were is also often confused with fashion and style, find a place to have my picnic. I’m wander-
wrong about design and that their (social sci- which are not at all what I intend in this ing. Without any particular reason I move
ence) appropriation was correct. Elsewhere I paper.6 onward in some direction, and after a
have seen research methodologists insist that The etymological root of the word design moment something catches my eye. I fol-
design education is wrong because it fails to doesn’t help much, either. Design+are, its low it, and making an unpredictable num-
satisfy the criteria of the research methodolo- Latin origin, is as a verb closely related to the ber of difficult to justify choices, I eventu-
ally find myself somewhere lovely. It’s just It may be any shape that comes to mind, or satisfying outcome, perhaps not. The notion
perfect. I sit down, open my hamper and even a quite undirected shape. Looking at it, of “satisfying” depends on the judgement of
enjoy my picnic. I can now (after the the designer draws some more, often empha- the designer involved, or of some design or
event) explain how I got here, but at the sising bits of the original, changing bits, add- client peer group (hence the common use of
time there was no reasoning. I just ended ing, drawing over or erasing, wondering “juries” to judge work). Indeed, it is the
up at this wonderful place, eating my pic- about (and through) it. Sometimes the bits of notion of satisfying that is central: the ques-
nic. It’s bliss! It may not, of course, be the interest are copied and the doodle is started tion is not is this optimal, is it the best; but is
best place for a picnic, who knows where again. Sometimes an alternative is produced. it good enough? – as in the case of wandering
that is: but it’s good enough, it fits the Sometimes the process is an enrichment: add- in the wood. This is how adequacy is and can
moment, and it’s magic. In this sense (and ing in aspects that are directed to make a be determined, in designing.
only in this sense), it is perfect.9 richer project. Sometimes the original is dis-
Some would describe the above as an carded. At some point the doodle becomes
essentially emotional process, believing more particularly focussed: a particular form What is a doodle/sketch?
words such as “good enough,” “magic” and is being developed and explored. At this point
“perfect” raise the question of where emotion we might say that the doodle has become a In one sense this question has already been
is in design. The use of an emotional language sketch.12 answered. But there is another way of charac-
to describe activities is currently on the If the designer works in a group with oth- terising the act of designing that can help us
upsurge. I have not, until recently, thought of ers (who need not be in proximate location – understand how design and constructivism/
using such a language, but am inclined to or even time – or associated with one design cybernetics14 go together, and, through this
believe that it may soon offer great under- company), they may all draw on each other’s conjunction, will throw light on the manner
standing and insights.10 doodles and sketches, borrowing from, and in which the doodle/sketch work as (necessar-
The well-spring of design is, traditionally, giving to, each other. Indeed, the design stu- ily constructivist) design acts.
the sketch11 (or doodle) which is created in a dio, where this activity frequently takes place,
manner that can be precisely mapped onto is one environment where the stealing of the Doodling/sketching as circular
the wandering activity I described in the pic- ideas of others is considered good practice The process followed in doodling and sketch-
nic example. Interestingly, composers also and, consequently, theft is legalised!13 This is ing, as described above, is formally a circular
refer to the way they compose (= design) their one way of sharing (and thus individually process. It is important to try to be specially
music as sketching. The dictionary is more increasing) available ideas. It is also a reason clear about the manner in which it is circu-
useful, here: to compose is to place together. that we need to reconsider notions such as lar.15 That which I claim is circular is the route
And it better reflects the designer experience, copyright, to recognise origination without followed between drawing and viewing,
when defining sketching: to sketch is to draw granting ownership: what is there to own and returning to drawing again: if you like, the
roughly or incompletely. who could own it? drawing and viewing aspects. Often these two
To doodle is (again according to the It is this pointless, undirected, seemingly complementary activities go hand in hand
Oxford American Dictionary) to scribble purposeless, playful and dreamy activity that (one views as one draws and one draws as one
absentmindedly; a doodle is a rough drawing is at the heart of design. Designers are told to views), but there is a division of labour. Some
made absentmindedly. It is this purposeless- think with their pencils, and, if you talk with would prefer to consider the path followed a
ness and lack of traditional seriousness that designers, you will find that many will doodle spiral: that is, the drawing and redrawing
exactly captures the difference in quality in throughout your conversation, just playing demonstrate an activity that, while it may pass
the way of working through sketching. Do not with form, practising their central creative over earlier points, is nevertheless somehow
be confused: the lack of explicit traditional act, keeping in touch with the well-spring. above them in that there is a continuous
seriousness does not mean the work is not Doodling is a practice that helps us create change in the path, indicated by the number
serious but that the seriousness is expressed in form and which allows us to enrich our pro- of times circled, which leads, potentially, to
a different manner. It is important to me that posals. recursive enrichment. This also holds if you
this is recognised, hence the choice of this This process cannot, in any conventional are concerned with the history of the paths
apparently dismissive term. sense, lead to an “optimal” solution. To start drawn, or the path as message. But that is a
with, the problem is not defined and, I would way of describing which is interested in the
argue, is not definable. (Any viable definition “product” at each point, rather than the route
The process of doodling will come into being after the event: the solu- which goes from one activity to the other and
tion defining the problem.) Attempts at defi- back again. Formally, in terms of the roles, the
and sketching nition contain contradictions as well, for process is circular: I, as designer, move from
The process of doodling works like this. The there are many opinions and misunderstand- drawing to viewing to drawing, in a poten-
designer makes some mark on a piece of ings to be supported. There is no measurable tially endless circular switch between the two.
paper. This mark is more of a question than a means of comparison between alternative The difference in these views may be thought
statement: it is tentative and uncertain – and proposals. It is always possible to continue similar to that between a wheel (circular) and
almost certainly an absent minded-scribble. with the process, perhaps producing a more the trace a wheel may leave (spiral) (Glanville
1998). It can also be thought of (as already views as one draws and
BOX 1: COMPUTER AIDED DESIGN
suggested) as the difference between circular- one draws as one views).
ity and recursion, where circularity indicates In the extreme, some may The question arises concerning what will happen to those who,
the form and recursion the value of the mes- even consider that they do working with computers, generate form in a quite different way
sage passed around the form. both simultaneously. (see note 12); just as the question arises, with computers, of
This is hard to determine. what will happen now that repetitive and mindless tasks such as
Doodling/sketching as conversation Regardless, the designer cross hatching have been automated. In the case of cross hatch-
This circularity is, however, not the whole of takes both roles and can, ing, what is lost has at least two aspects: firstly the element of
the matter: for a conversation is being held.16 therefore, hold a conver- hypnotic tension reduction that doing a mindless repetitive task
Conversations are also circular, in the manner sation with him/herself brings to people who work in very dangerous environments
described. Most commonly, they are held via paper and pencil. (designers – as opposed to problem solvers – deal with the
between a minimum of two participants. The The conversation that vastly complex, the contradictory and the ill-defined, challenges
great advantage of a conversation is that it I claim is the means by often considered undesirable for good mental health); and sec-
does not assume that meaning is transmitted which what designers do ondly the trance-like removal of conscious purpose and inten-
between the participants, but that partici- can be understood, is a tion which allows the “back of the brain” to get on with the task
pants build their own meanings which seem, primary cybernetic sys- at hand, uninterrupted by conscious acts and will. Both these
to the other participants, to function in a sim- tem. It is the circularity aspects benefit from a “trancy” involvement (which can also
ilar enough manner to be taken to be the which is at its centre that, describe the activity of doodling/sketching (the absent-minded-
same. (Thus, it is as if they are the same). above all, makes this so. ness), and is perhaps relevant to any moment when we are
However, though they function similarly, the Cybernetics studies the totally lost in the work we do, to the extent that we are hardly
meanings cannot be the same, because they circular: the earliest con- present at all, as personae). This seems essential to the sort of
are made by and belong exclusively to differ- temporary writings in the creative involvement being sought in designing. The use of the
ent individuals. These individually generated subject,18 infused with computer may not allow these “trancy” moments and, as a
differences in understanding are expressed, the notion of feedback, result, there may be an increase in bad mental health and a
and thus effectively offer other participants in are clearly involved in cir- reduction of sensitive form giving: we do not yet know, but we
the conversation insights and ways of seeing cularity (feedback feeds a may do well to look for computer-based equivalents to sketch-
that are initially foreign to them. In effect sense of the output of a ing and doodling; ways of working in the computing medium
these offerings are gifts: each participant, hav- system back to its input, that support this sort of mindlessness.
ing created his or her own meanings, normally with the inten-
expresses them so that the other participants tion of making the result-
can create their own meanings from them, ing, next output of that system better match The obvious outcome is designed
and these meanings are likely to contain the some goal). Circularity is the essential quality objects19 – where the nominal form of the
previously unthought of, the unconceived. of cybernetic systems. Designing is a circular word “design” is converted for use as an adjec-
Thus, conversation is a potential source of process, and, for this reason, cybernetics is its tive. Normal use of this concept would not
perpetual individual novelty and refreshment suitable bedfellow (Glanville 1981, 2005a). include everything that we make: the word
(Glanville, in press). This is not a matter of forcing a theory from “design” tends to be reserved for more exclu-
one subject onto another subject, but of find- sive objects, with a higher than usual inten-
The designer:Taking two roles ing a central concern (circularity) that is in tional aesthetic content (and price). When
Some might argue that the design conversa- one case examined and in the other used, so design is being used as a synonym for style
tion as described above (often) only has one that circularity, as it appears in each subject, and fashion, this is particularly so. But we
participant, the single designer – making the may inform the understanding of circularity should not allow ourselves to be trapped by an
notion of the conversation irrelevant/inap- in the other (Glanville 2005b). interest in outcome, which is essentially a dis-
propriate, because it requires at least 2 partic- traction, any more than we should allow one
ipants. area of application of design to pre-emptively
I can offer two responses to this observa- Outcomes of this determine all. While not all objects produced
tion. Firstly, design is generally carried out in by humans are the product of design, many
teams, so there are always other people
process are. Apart from those which are simply
involved, even if sometimes they are not If we consider this circular, conversational, shoddy and where no one has bothered, those
present in person at the time of exchange. Very cybernetic activity to be at the heart of design, that are not designed tend to be those where
few designers are ever without conversational we may ask what sort of outcome there might there are overriding (and generally rather
partners, in the conventional understanding. be when we act in a circular, conversational, simple and/or unique) problems that can be
Secondly, and much more importantly, cybernetic manner; and, by contemplating clearly defined and which have to be solved.
designers learn to take the two roles them- these outcomes we may consider just how But even such objects can often be designed,
selves.17 They learn to switch between viewer important, how basically human, is the as, for instance, is the case in most of the
and drawer, sometimes very rapidly (one designer’s way of acting. world’s great bridges.
The point is not, anyhow, to argue about (consequent upon) an input. This is a Black
ABOUT THE AUTHOR
this. The point is that design as a process prac- Box description: we are making no claim
tised by designers leads to the production of about what “actually” happens. Rather, we Ranulph Glanville studied architecture at
many objects (and processes). How many, as assert that we can make a description that the Architectural Association School
a percentage of human production, is a matter accounts for our observations, which we (where he was mainly interested in elec-
of definition and conjecture. hope will continue to account for what will tronic performance music), followed by
Rather less obvious is the second use: con- happen (the optimism of belief, not the cybernetics (his PhD was examined by
cepts. I maintain we design concepts. If this is mechanism of certainty). This sort of Heinz von Foerster, his supervisor was Gor-
so, then we (humans) are, according to the description we call an explanation. We con- don Pask) and then human learning (PhD
argument of this paper, necessarily and ines- sider the outputs as resulting from the inputs, examined by Gerard de Zeeuw, supervisor
capably constructivists. and try to construct and describe a relation- Laurie Thomas). He has published exten-
ship that accounts for this. To test our under- sively in all three fields. He has taught in Uni-
standing we can feed the output back as a new versities around the world. Although he
Conversation, the Black input and predict the new output that will took early retirement from the University of
appear: if our prediction is correct, we may
Box and objects well believe we understand the behaviours we
Portsmouth School of Architecture, he is a
professor and senior visiting research fellow
To argue, here, what I wish to argue, about the observe, that are converted by our application at the Royal Melbourne Institute of Technol-
design of concepts, I need to revisit the con- of the Black Box into input becoming output. ogy University, Melbourne, Australia, where
versation and ask what we know of what goes The more we can account for, the more stable he visits twice a year and had has a major
on in the mind of our conversational partner, the relationship we have described seems to responsibility in the development of post-
who we believe is making their own meaning become. graduate studies. He is also a regular visitor
of/from what and how they hear our utter- Now let us consider what happens in the at several other Australian universities (and
ances? The answer is we don’t know. Indeed, case of the conversation with the self (as both others worldwide). He is vice president of
I have yet to meet anyone who would strongly speaker and listener, drawer and viewer). Is the American Society for Cybernetics and is
claim to know what’s going on in even their there a difference? Scarcely! The moment we on the editorial board of several journals
own head. We make descriptions of what we consider (as I have argued above is the case in and the committee of several conferences.
believe might be happening, but the key point design) the paper and pencil (or whatever In the UK he has a post as a specialist tutor
about a description is that it is not the thing it else) we use – together with our ability to at University College London He has pub-
describes (de Saussure 1966): for if it were the switch roles – as behaving like our conversa- lished more than 250 papers. He researches
thing it would not be the description of the tional partner, we are holding a conversation the fundamental position of cybernetics and
thing and could not perform its function in with ourselves. And we still don’t know how the implications of this, relating this to the
describing.20 the change we observe from what we thought activity of design and how we might do
There is a powerful way of looking that we were drawing to what we view we have research within design. His hobby is which-
allows us to consider that we don’t know what drawn takes place; yet it nevertheless stabi- ever of his interests he is not currently actu-
is going on in something (that we are essen- lises in the lines we draw that begin to indicate ally doing. He lives on the English south
tially ignorant), permitting us to depend only to us, the designers, a form. We have effec- coast with his Dutch wife (a physiothera-
on behavioural changes while we learn to tively used what we may think of as a Black pist), ginger cat, and near his Finnish son
explain the changes of behaviour we observe, Box in order to end up with a stable form: an (who works in digital video post-produc-
understood as inputs that, through change, object that is reproduced through our con- tion).
become outputs – and that is the Black Box. stant (recursive) redescription (redrawing) of
Although some who use this concept talk of it. This, I have insisted, is strongly analogous
whitening the Black Box, the source of its to how we design. which ability our other mental abilities rest.
effectiveness lies in its blackness, a blackness But we now see it also as a way of generat- At the base of our thinking, we are designers:
that derives from it being an invention (of an ing reflexive recursive descriptions that form design, the making of form, the bringing of
observer, who also locates it, thus creating the what are Piaget’s constant, conserved objects something out of nothing, the creation (at
input and the output) which, while allowing (Piaget 1955) – the (mental) objects that he least to the designer) of the new – the unique
change to be treated as input and output, is claimed we construct as concepts and with – the stabilising of an actuality out of poten-
nevertheless also a phantasm – an invention, which we populate our worlds of experi- tial and the reification of experience. Seen in
a thought experiment: there is no Black Box ence.22 this light, design is to be understood as the
other than the one I have imaginatively And, therefore, I argue that the develop- most fundamental of human activities, as the
inserted.21 ment of the concepts that constitute Piaget’s way we think and work.23
When we hold conversations with an conserved objects is a design activity, being In this view, we design our world. We cre-
other, we can describe what goes on as a exactly the situation described by Piaget as he ate our concepts from which we can conserve
change in (observed) behaviour that we may accounts for the way that children develop our objects. This is our world. It is designed.
understand as an output appearing from their notions of conserved objects, upon Thus, it is constructed.
Assembling concepts question arises that concerns the type of There are not many fields that have specifi-
knowledge24 that might be created from that cally nailed their flags to the mast of action,25
There is another aspect of the design of con- position. Von Glasersfeld (1990), for instance, and yet we live in a world of action and, at a
cepts which I must mention, if briefly. It is the writes of the “viability” of knowledge pro- more banal level, our task masters constantly
assembly together of different concepts such duced within a constructivist framework. ask us to show usefulness (applicability) of
that we can form new concepts or we can However his interest is a little different from our research and philosophical and academic
organise the different concepts we have mine in this paper. work. It therefore seems to me that the notion
designed into heterarchical organisations (I I have been arguing that design is a con- of Kf (or any of its close relatives) may be crit-
picture the composing together of George structivist action not so much because of an ical, to be urgently developed, perhaps using
Kelly’s 1955 Personal Constructs). This act of unresolvable question about the nature of the as a base the often tacit knowledge designers
construction, whether concerned essentially connection of an observation to a so called use in their quest to create the new.
with the organisation of concepts or with the Mind Independent Reality, but rather because I believe that Knowledge for is the knowl-
creation from several concepts of new, more it is concerned with making the new (by defi- edge for action. It is important that it is not
general concepts, or the splitting of concepts nition, unknowable before it is made); and studied and developed as knowledge of knowl-
into new, smaller and more detailed concepts, the (sort of) knowledge that would support edge for, but as knowledge for knowledge for (in
is also a design act. this. Furthermore, designers make their the manner of second order cybernetics – the
In what manner are these modes of assem- designs in virtual worlds: it is rare that design- cybernetic study of cybernetics). In other
bly design? They all involve the iterative and ers actually make (in the physical world) what words, that it is examined in a manner that
critical circular process that is at the centre of they design, and designs exist, before it is reflects what it is. And this is another place
design, for the assembly is always by trial and manufactured/constructed, only in the vir- where design and construction intersect, or
error and is always subject to reconstruction: tual world of imagination, and paper, model (as I would prefer it) are essentially the same.
a new organisation, a new assembly of parts or (nowadays) electronic “representation.” This sort of knowledge, Kf, is actually the
and sub-parts, often involving the creation (How exactly you can present again some- knowledge that constructivists use: for they
(construction, design) of further new con- thing that is not yet is a moot point.) It can be make their worlds, rather than recording
cepts or the radical revision of older ones. argued, in the world of the design profession, them: and making is the action of the
This need is a major component in Kelly’s def- that design is needed precisely because man- designer.
inition of pathologies that arise from prob- ufacture is at one level of remove.
lems experienced in how we have constructed Thus, designers are involved in a very spe-
the heterarchies in which we locate our per- cial type of activity that is based in action. Conclusion
sonal constructs. There have been many ways of distinguishing
types of knowledge, including those con- Design is clearly, even in the associations of
cerned with a similar distinction between every day language, both closely connected
Types of knowledge these two types of knowledge, but I like to use with and a form of construction. In this paper
“knowledge of ” what is (Ko) and “knowledge I have explored how design is a constructivist
We can now return to what I see as the main for” acting (Kf) (Glanville 2005a). The sort of activity, how it is explicitly concerned with
question on which constructivism sheds a knowledge that we have been used to collect- making the new, and how as an activity it is
new light, which concerns how we can know ing (and valuing) in research is not intended all-pervasive. It is perhaps worth bearing in
(and, therefore, what we can know); the ques- as knowledge for action, but knowledge of what mind, as a souvenir to take away from this
tion is essentially epistemological. In taking a is. The importance of the designer’s knowl- paper, that one German word for design is
constructivist position, however, a secondary edge for has, I believe, been underestimated. Gestaltung.
Notes 2. Foerster was Particularly fond of apho- constructs that are used to predict the be-
risms. A collection may be found at this haviour of MIR in the virtual world of de-
This paper is based on an invited presentation url: http://www.cybsoc.org/heinz.htm, sign (for example, finite element
at the annual conference of the American accessed 26 February 2006. structural analysis) could be thought of as
Society for Cybernetics conference held in 3. I owe this insight to one anonymous re- very different to the properly teleological
Washington DC, October 2005. viewer who suggested “the argument MDR knowledge that relates to the social
1. I will not argue the point about novelty, or might be be strengthened if the author appreciation and understanding of de-
how it is achieved through conversation maintained undecidability by allowing sign.”
(and/or variety imbalance), in this paper. that both Mind Dependent [Reality] 4. Von Glasersfeld often points to the Roman
I have covered both in recent lectures, and (MDR) and Mind Independent Reality Sceptics, but earlier the Greek super-scep-
written extensively about variety and (up (MIR) might coexist as working assump- tic, Pyrrho of Elis (ca. 365–275 B.C.)
to now) rather less about conversation. tions in minds of many designers. The maintained “…a form of extreme scepti-
cism which held that judgement must be Ching’s Head, a student cafeteria in the ject is usually dated to Norbert Wiener’s
suspended about whether it is possible to school, had white melamine covered ta- 1948 book, Cybernetics. But there are ear-
know true reality. Pyrrhonism asserted bles that acted as a remarkable prototype lier examples even by Wiener, such as
that suspension of judgement (epoché, a of the shared, collaborative white board. Rosenblueth, Wiener & Bigelow (1943).
Greek term which refers to a cessation) Students would sit together at these tables, Another path takes the origins back to the
about the true nature of reality leads to se- drawing their designs in new-fangled felt Macy Conferences on “Circular and Caus-
renity and equanimity… See Scott, http:// tipped pen. As the day wore on, more al and Feedback Systems” (Pias 2003)
www.angelfire.com/md2/timewarp/skep- drawings were added, including ones 19.And, on occasion, processes.
ticism.html, accessed 25 February 2006. drawn over, and often incorporating part 20.There may be special conditions when the
5. Dictionary comments are based on the of earlier drawings. There was a sort of col- difference is, at most, slight: one example
Oxford American Dictionaries included lective generation of architecture prac- that exercised de Saussure is onomato-
in Apple’s Mac OS 10.4, Tiger. tised, institutionalising the free borrowing poaeia. But these special conditions have
6. The classic definition of design comes via of ideas, which would migrate to drawing no relevance to the argument.
Architecture from Vitruvius. In the En- boards in the studios upstairs. 21.The Black Box is a conceptual device de-
glish translation of Sir Henry Wotton, it is 14.I will not argue, here, the close relationship veloped by the Scottish mathematical
made up of three components: firmnesse that many (including Ernst von Glasers- physicist, James Clerk Maxwell. It has
(well constructed), commodotie (func- feld and Heinz von Foerster), as well as I, been used in engineering, where the con-
tional) and delight. See Wootton (1968). believe holds between cybernetics and cept of revealing what is happening
7. See note 6 on Vitruvius/Wootton. constructivism. through study leading to a whitening of
8. Which is not to say that the object or pro- 15.While not forgetting that it is the listener the Black Box. For some time I have ar-
cess resulting from the act of designing who makes the understanding and is gued that the Black Box cannot be whit-
may not be produced in multiples. therefore responsible for it, not the speak- ened: its nature is that it is black. I claim its
9. I.e., the fit (in a true Darwinian sense) is er. How each of us likes to listen to (and power (and its use in helping us under-
perfect: this is the fittest. understand) what I write is clearly up to stand design and constructivism) comes
10.I am grateful to the second anonymous re- us, the listeners. from exactly this interminable blackness
viewer, who reminded me of the develop- 16.I use the term conversation here in the (Glanville 1982, 2005a).
ment that sees a language of emotion enter sense of Gordon Pask. Pask’s use was 22.This process can also be seen in Heinz von
into studies of design. based on an everyday English understand- Foerster’s Eigen forms, and it is taken to be
11.The first “regular” academic to recognise ing, but had a strong formal element. It be- the form of what I have called Objects
the distinctive value in what designers do came, in his hands, a very powerful way of (Foerster 1976). I am currently finalising a
and how they do it (including the impor- understanding communication and inter- draft on this topic, “Design and Menta-
tance of doodles and sketches) is Donald action. Pask’s work is currently difficult to tion: Piaget’s Constant Objects.”
Schön (1985). Of course, designers had al- access, but good a introduction can be 23.The assembly together of different con-
ready known this for millennia. found in Pask (1975), and Scott (2001). cepts (conserved objects) is a similar mat-
12.There are societies that do not draw, doo- See also my short web piece describing his ter. We can now say: thinking is designing,
dle, or sketch in this manner. But they work at: http://projects.isss.org/Main/ and designing is thinking. “L’intelligence
have similar processes even if they use dif- GordonPask organise le monde en s’organisant elle-
ferent technologies. For instance, they 17.The role switching here was first devel- mÍme,” as Piaget tells us.
may make multiple variations on a bowl oped in my work in the Theory of Objects. 24.I do not like the word knowledge, which
until they, as a society-that-is-designing, Objects (in my technical usage) are self ob- suggests to me that what is known can exist
reach the form they find ideal, and then re- serving structures or entities that, by ob- without a knower. I prefer the word know-
produce it in a sort of hand-made multiple serving themselves, become participants ing, but will stick to conventional usage,
– a craft production line. One reason we in a universe of observations and thus here, so as not to (further) muddy the wa-
draw is that many of the things we make themselves observable by other Objects. ters.
cannot sensibly be made on a trial and er- They provide a structure that supports us 25.There is, of course, a special field for con-
ror basis – for any number of reasons, in- believing that, while we all observe differ- verting Ko to Kf: technology. But this re-
cluding danger and cost. New computing ently, we believe that, nevertheless, we ob- quires an extra stage, and there is no
technologies may change the detail of how serve the same “thing.” The switch in roles necessary connection between Ko and an
we doodle but will not, I believe, change also gives rise to (observationally generat- ability to act (i.e., Ko may not be translat-
the form or substance. ed) time, and a logic based on time in ob- able). With the term Kf, I am talking
13.As a student at the Architectural Associa- serving (Glanville 1975). about knowledge directly intended for
tion School in London, I enjoyed an ex- 18.The origins of cybernetics can be taken action. Technology does not convert Kf
treme, pre-electronic version of this. The back to Ancient Greece. The modern sub- to Ko.
References 1968–1975: A Personal Account. Cyber- reality. Basic Books: New York.
netics and Human Knowing 5 (2): 85–95. Pias, C. (ed.) (2003) Cybernetics – Kyberne-
Foerster, H. von (1976) Objects: Tokens for Glanville, R. (2005a) A (cybernetic) musing: tik: The Macy conferences 1946–1953.
(eigen-) behaviours. ASC Cybernetics Certain propositions concerning preposi- Diaphanes: Zürich/Berlin.
Forum 8 (3 & 4): 91–96. tions. Cybernetics and Human Knowing Rosenblueth, A., Wiener, N. & Bigelow, J.
Foerster, H. von (1989) Wahrnehmen wahr- 12 (3): 87–95. (1943) Behavior, purpose and teleology.
nehmen. In: Ars Electronica (ed.) Philoso- Glanville, R. (2005b) Appropriate theory. Philosophy of Science 10: 18–24.
phien der neuen Technologien. Merve Proceedings of FutureGround conference Saussure, F. de (1966) Course in general lin-
Verlag: Berlin, pp. 27–40. of the Design Research Society. Monash guistics. McGraw Hill: New York.
Glanville, R. (1975) A cybernetic develop- University: Melbourne. Published on Schön, D. (1985) The design studio: An
ment of theories of epistemology and CDROM. exploration of its traditions and poten-
observation, with reference to space and Glanville, R. (in press), Design prepositions. tials. RIBA Publications for RIBA Building
time, as seen in architecture. Ph D Thesis, Keynote lecture at the conference The Industry Trust: London.
unpublished, Brunel University. Unthinkable Doctorate, Brussels, April Scott, B. (2001) Conversation theory: A con-
Glanville, R. (1978) Leaving space for design,. 2005. To be published in the proceedings. structivist, dialogical approach to educa-
Presented to North London Polytechnic Glasersfeld, E. von (1990) An exposition of tional technology. Cybernetics & Human
Design Research Group. constructivism: Why some like it radical. Knowing 8 (4): 25–46.
Glanville, R. (1981) Why design research? In: In: Davis, R., Maher, C. & Noddings, N. Vaihinger, H. (1911) Die Philosophie des Als-
Jacques, R. & Powell, J. Design/method/ (eds.) Constructivist views on the teaching Ob. F. Meiner: Leipzig.
science. Westbury House: Guilford, pp. and learning of mathematics. National Wiener, N. (1948) Cybernetics. MIT Press:
86–94. Originally presented at Design Council of Teachers of Mathematics: Cambridge MA.
Research Society, Portsmouth, 1980. Reston VA. Reprinted in: Klir, G. (ed.) Wootton, H. (1968) The elements of architec-
Glanville, R. (1982) Inside every white box (1991) Facets of systems science. Plenum ture: A facsimile reprint of the first edition.
there are two black boxes trying to get out. Press. New York, pp. 229–238. Shakespeare Library by the University
Behavioural Science 12 (1): 1–11. Origi- Kelly, G. (1955) A theory of personality. Press of Virginia: Charlottesville. Original
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Cybernetics Society, London, 1979. Pask, G. (1975) Conversation theory. Hutch-
Glanville, R. (1998) A (cybernetic) musing: inson: London. Received: 26 February 2006
The gestation of second order cybernetics Piaget, J. (1955) The child’s construction of Accepted: 13 June 2006
3. Case study: Enabling interesting, and at the same time, challenging finding an explanation for its behavior, i.e.,
feature of the task is the highly interdiscipli- we observe a black box and try to make it
understanding via a nary background of the participating stu- “transparent” (in the sense of Glanville’s
process of collective dents. Most of them come from the fields of “black/white box,” Glanville 1982). Hence,
educational sciences, psychology, and sociol- almost every theory tries to offer a mecha-
theory construction in a ogy. About 25–30% are students from the nat- nism (acting as an “explanation”), which is
virtual environment ural sciences (mostly biology and physics); responsible for generating the externally
15% are from the field of computer science. observable behavior. Epistemologically
This section presents a learning/teaching The group size is about 20–25 students with speaking, the problem is that we do not have
example that illustrates the implementation an average of 60–65% female students. direct access to this mechanism in our object
of learning strategies B and C (Table 1) in a The task of the student project is to develop of investigation2 in the real world; thus, the
concrete course design. It is based on an exist- a theory or model of the behavioral dynamics goal of almost every scientist is to “look
ing, well-developed, successful blended learn- of a virtual organism: first in a process of indi- behind this curtain” (Kosso 1992) and to
ing scenario that was developed as a medium- vidual and, second, of collaborative/coopera- construct a theory or model that “explains” or
level course at the University of Vienna. tive virtual and f2f (“face to face”) knowledge “predicts” the behavior that has been
construction. The conceptual and philoso- observed in the investigation of the black box.
3.1 Virtual experiments and theory phy-of-science background of this task can be The student’s task in this project is to expe-
construction outlined as follows: “What are the epistemo- rience what it means to make an experiment
The following example is a sub-project in the logical characteristics of a theory or model?”; from the scratch: starting with observations,
course “Internet Seminar on Philosophy of “Which processes are involved in developing then interpreting them, attempts to find
Science.” This seminar has been held with and constructing a theory?”; and “Which some structure and patterns in these observa-
minor changes and adaptations several times modes of knowledge and knowledge genera- tions, construction of hypotheses, develop-
since 2002. The target group is students at the tion are involved in this process?” ment of more and more sophisticated models
end of their bachelor degree (3–4 semesters at Whenever we observe the behavioral and predictive mechanisms, testing these pre-
the university, average age: 21–23 years). The dynamics of an object we are interested in dictions and – in case of falsification – start-
ing this circle again. This project is realized as
a virtual experiment in which students can
interact with a web/cgi-based virtual organ-
ism (see Figure 2) by exposing this organism
to a stream of input/stimuli. The sequence of
the stimuli can be chosen freely by the student
(see buttons at the bottom of Figure 2). These
inputs are transformed into a pattern of
behavioral responses that are displayed on the
screen, i.e., every stimulus triggers a behav-
ioral response.
Technically speaking, this virtual organ-
ism is realized as a finite automaton that has
internal states, which correspond to the exter-
nally shown behavior in a homomorphic
manner only (i.e., one single externally
observable behavior can be realized by two or
more different internal states, which are
indistinguishable from the outside). This
architecture implies that the organism does
not follow a simple stimulus–response
behavior pattern, but that it has non-linear
behavioral dynamics, which leads to some
confusion and perplexity in the course of the-
ory construction. If students are not familiar
with the concept of an internal state or of a
non-trivial machine (von Foerster 1972) this
task is the ideal setting for discovering and
Figure 2: Screenshot of the virtual organism. understanding these notions, which are
highly relevant for almost every field in both
the natural sciences and the humanities. By project and its intellectual and social pro- knowledge is only one of the insights that
making these virtual experiments, students cesses is made. This final reflection has turned have been gained in the project.
are challenged to construct knowledge that fits out to be extremely important because stu- Understanding fundamental concepts
into these observed behavioral dynamics. dents learn to see and understand differences (e.g., concept of internal states)
What are the specific learning goals in this in approaches, assumptions, and methods Although the groups of students are highly
project? from looking at the diversity of results (that is heterogeneous (regarding both their disci-
[ Learning how to conduct a (virtual) due to the highly interdisciplinary audience). plinary backgrounds and their study
experiment. This final phase is essential for consolidating progress) almost all of them have reached an
[ Learning to observe by making as few the results and discourse, as well as for the understanding of fundamental concepts such
assumptions as possible (problem of the- social structure of the group. as the role of internal states, the role of the
ory-ladenness). behavioral/stimulus history, network repre-
[ Learning how to construct regularities in 3.2 Experiences, discussion, sentations, formal methods for structuring
the virtual interactive experiment (in rela- and reflection the behavioral dynamics, innovative ways of
tion to the patterns of chosen inputs). The results and feedback of this blended describing the mechanisms which are respon-
[ Individual construction of hypotheses learning scenario are manifold and it is possi- sible for generating the observed behavioral
and testing these hypotheses (“single-loop ble to give details on only a selection of sub- dynamics, etc.
learning”). jects:
[ Developing an adequate modus of pre- Understanding and abstraction. Feedback in
senting the resulting model in a manner Establishing the field as “ba”. Establishing a the phase of reflection and concrete results
that can be followed and understood by space of “ba,” as presented above, is a prereq- (i.e., models and their descriptions) have both
other “scientists” or colleagues. uisite for a successful collaborative knowl- shown that this project has had a deep impact
[ Virtual presentation of one’s own theory edge-construction process. Students are on the students” understanding of the process
in the group (via communication plat- engaged in examining their own (disciplin- of knowledge/theory construction and of
form) and confrontation with different or ary) premises, their mental models, and their what it means to develop concepts and
even opposing models and approaches. ways of constructing knowledge and of hypotheses and to perform operations of
[ Defending and negotiating one’s own the- understanding a phenomenon. In order to do abstraction. The construction of a concept is
ory in the space of a virtual community this, it is necessary to create a socially and vital to the capacity for abstraction as one has
(social competencies). intellectually safe environment where they to cognitively move from a singular event or a
[ Reflecting and reaching an understanding feel free to start these sometimes quite per- particular observation to an abstract concept,
of what it means to construct a theory and sonal explorations. That is why it is necessary which has (a) a universal and (b) a construc-
of which processes and difficulties are to have several f2f sessions before starting tive character and (c) essentially contributes
involved in this procedure; that online project. In these sessions, the stu- to understanding the observed phenomenon.
[ Collective reflection on the process of the- dents have the chance to get to know each The keys to bringing about profound
ory construction leading to a deeper other and to develop a level of trust in a understanding are manifold: students have to
understanding of the process. uncompetitive atmosphere: an atmosphere do something practically in a very concrete
[ Transfer of these experiences into one’s of exploration, of jointly searching for expla- project; above that, they have to perform an
own background and discipline. nations and understanding, of listening, intellectually challenging task that is closely
The whole project is situated in a blended mutual respect, and openness was estab- related to problems they are confronted with
learning setting: on the one hand students lished. in their life; and hence, they have to under-
have to individually construct their models stand the meaning and the goal of this exercise
and theories by conducting online virtual “Experiencing” constructivism. Feedback (which is important for their motivation).
experiments with the artificial organism. We from students showed that many of them There is a good balance between the phases of
do use a specific platform for the organism – have, for the first time in their university individual research and of cooperative knowl-
it is programmed especially for that course. career, hands-on experience of actively devel- edge construction.
On the other hand, students have to discuss oping a scientific theory/model. Above that,
their ideas and hypotheses about the organ- they have stated that they have the experience Integrating know-how, know-what, and reflec-
ism’s behavioral dynamics with their fellow of what “constructivism feels like,” i.e., they tive knowledge. Due to its roots in epistemo-
students via a discussion board (both the experience various modes and stages of logically-founded knowledge didactics, the
open source “Discus” and the “WebCT Vista” knowledge construction in a very concrete focus of this project is on learning to under-
discussion board are used). During the and direct way. It is important, however, that stand; understanding always implies the inte-
phases of presence/f2f, the processes of both this process is accompanied by a theoretical gration of various forms of knowledge and
theory construction and online discussion discussion about constructivist issues and by learning (see also 4). The design of this
are discussed and reflected on. In the final ses- a reflection on the concrete knowledge-con- project forces the students to go through all
sion of the seminar, a presentation of the struction processes. Leaving behind rather stages of knowledge construction, in which
results and a final reflection on the whole naive and “realistic” beliefs about (scientific) they are confronted with a range of different
types of knowledge and at the same time have Simulating scientific procedures and social 4.1.1 From observations to causes. Level 1
to reflect on these operations. competencies. Apart from cognitive compe- concerns the “superficial” properties of a
This strategy ensures that a high level of tencies, this project focuses on acquiring phenomenon: our primary observation, per-
understanding is reached by integrating vari- social skills and insights into the (social ception, and cognitive processes bring about
ous practical activities with intellectual/cog- dimensions of) cooperative processes of sci- a rather superficial and singular (in the sense
nitive tasks, social skills, and with a continu- entific theory construction. It is a kind of of referring to a single concrete object or phe-
ous process of reflection. The simulation of social engineering or social simulation in nomenon) kind of knowledge at first. This
the organism as well as the situation of social which the participating students are fully knowledge is realized as a list of observations,
simulation of a scientific knowledge-con- challenged in their roles as “scientists.” description of behaviors or behavioral
struction process both act as a motivation for dynamics, and as a list of data, facts, etc. It is
performing such a challenging integration. not about the more general and universal
4. Modes of knowing and properties of the observed phenomenon, but
The collective dimension of understanding and describes this phenomenon on its behavioral
knowledge construction. Introducing the di-
of coming to know level.
mension of (social) interaction, communica- When we learn, we are said to acquire “knowl- Taking this descriptive knowledge as a
tion, and cooperation between the students edge.” In CT (conversation theory), as a radical point of departure and progress in the pro-
increases the learning impact of this project. constructivist theory, “having knowledge” is under- cesses of construction, we reach the level of
By mutually confronting their results from stood as a process of knowing and coming to (emerging) patterns, trends, and relationships:
individual theory construction, students are know. It is not the “storage’ of “representation.” they are not “directly perceivable” by our
not only trained to defend their models, but (Scott 2001, p 348) senses. In order to arrive at that level, more
they are also led to deep insights about their complex and active construction processes are
own assumptions, premises, theoretical/disci- What are the theoretical and epistemological necessary. This is usually the domain of the
plinary background, and scientific or intellec- implications of the learning design that has (natural) sciences, where first relationships are
tual cultivation. been presented above? What can we learn constructed between facts and descriptions,
Most of these processes happen in peer-to- from and for a constructivist perspective? and behavioral patterns begin to emerge, i.e.,
peer communication and learning: the teacher Apart from trivial statements, such as these patterns are the result of more or less
only has to observe these discussions for a final “knowledge is the result of construction pro- complex inductive and constructive processes
reflection. It is very important to summarize cesses,” it is necessary to take a closer look at (in most cases being realized as statistical pro-
and reflect the whole process of theory con- two points: (i) Which types of knowing/ cedures). Most so-called (scientific) explana-
struction, plus the phase of cooperative knowledge have to be differentiated in educa- tions are situated on this level: they offer cog-
knowledge construction and negotiation in a tional and scientific knowledge creation pro- nitive, mental, or even physical mechanisms
face-to-face phase, in order to consolidate the cesses (see 4.1)? (ii) Which modes of learning/ that make explicit the relationship between
essential points and learning outcomes. teaching lead to a profound understanding of hidden (theoretical) structures and observed
a phenomenon and how are these two points phenomena.
Interdisciplinarity: Integrating approaches from related (see 4.2)? These mechanisms are assumed to be
the natural sciences, humanities, and philoso- “responsible” for generating the observed
phy (of science). One of the most interesting 4.1 Modes of knowing phenomena (cf., for instance, Maturana’s con-
experiences from this project has been the dis- From the example above, it has become evi- cept of scientific methodology; Maturana &
covery of the richness of solutions and dent that knowledge and knowledge con- Varela 1980; Maturana 1991). One can also
approaches. Due to the heterogeneous back- struction have to be considered as the heart of offer an explanation for the constructed pat-
ground of the participants, the results of this educational and knowledge-sharing pro- terns and regularities by providing such a pat-
project, as well as of other projects in this sem- cesses. In order to understand and improve tern-generating mechanism. Hence, the
inar, have been highly diverse. What seems to learning/teaching processes more pro- resulting knowledge is mainly concerned with
be a weakness has turned out to be an absolute foundly, we have to take a closer look at the the “how” and the dynamics of the observed
asset of this course: students are confronted modes of knowing and knowledge that are phenomena. In many cases it has the form of
with completely divergent and unfamiliar involved in these processes. Table 2 gives an “recipe-knowledge.”
approaches and results from their peers and overview of these modes. This table identifies The cognitive activities leading to this kind
what is felt as an irritation in the first step facil- three domains describing (i) the level of of knowledge have strong structural similari-
itates a process of discussion and reflection on knowledge (in the sense of which realm of the ties with the processes of theory/hypothesis
exactly the diversity of these results. As an phenomenon/enviroment this level refers to), construction that are well-known from the
implication, the reasons and the assumptions (ii) the cognitive activities which are neces- natural sciences (e.g., Kolb 1984, p. 32;
that lead to these results and their diversity are sary to construct and explore this realm, and Peschl 2001). From a learning perspective,
the focus of this debate. In these discussions, (iii) the characterization of the knowledge these construction processes can be consid-
the collective mode of double-loop learning is which is the result of these construction pro- ered as epistemological optimization aiming
realized (see 4.2.3 for further details). cesses. at finding the best possible level of functional
Table 2: Levels of knowledge, modes of knowing, and the (cognitive) activities necessary for developing these modes.
fitness (in the constructivist sense; e.g., von struction processes on level 3 aim at the realm questioning, exploring the meaning, or trying
Glasersfeld 1984, 1991, 1995): they are real- of a phenomenon that goes beyond its mate- to reach “deep understanding” of a phenome-
ized in a single-loop learning cycle (see rial, measurable, and tangible properties, such non. The resulting knowledge, in a way, is the
also 4.2.2). as its meaning, finality, etc. Philosophically source for a deeper understanding of a phe-
On level 3 we go one step further; on this speaking, this level concerns the exploration nomenon, i.e., the construction of a kind of
level, more qualitative issues are at stake. and the construction of causes (for instance, in “deep knowing/knowledge” (e.g., Scharmer
While level 2 is mainly concerned with rather an Aristotelian sense [1989]). It can be reached 2000, 2001; Senge et al. 2004) or knowing a
quantitative and measurable matters, con- by applying intellectual tools, such as radically phenomenon “from within.” From a con-
structivist perspective, this may sound rather rather new physical realities are created or generally speaking, skills concern rather
metaphysical, and, in fact, is very close to existing (physical) realities are changed as a superficial knowledge on the level of func-
metaphysics in the original sense result of applying knowledge from levels 1–3 tionalities, algorithms, “know-how,” tech-
(Aristotle 1989; Philippe 1991). However, it is and by externalizing or instantiating this new niques, “systems,” “recipes,” guidelines, meth-
not in contradiction to a constructivist knowledge in(to) reality. ods, etc. Yet the human mind is “designed” to
approach. Rather, it makes a statement about In a way it is a “materialized constructiv- penetrate much deeper into the phenomenon
how classical natural-science-inspired (and ism” where artifacts, design, technology, etc. of interest. Our intellect is not satisfied with
limited) construction processes can be over- are a product of this level-4 knowledge process being able to grasp the functional aspects of a
come and lead to a more qualitative in the same way as is creating cultural, scien- phenomenon (e.g., the dynamics of a partic-
understanding3 of a phenomenon, e.g., by tific, social, etc. phenomena. This mode of ular system) or to predict certain aspects.
exploring and constructing its finality. This knowledge is the key for most processes of Rather, both our cognition and most complex
type of knowledge, which is not taken into knowledge creation, of innovation, and of find- tasks in almost every field (of science, eco-
consideration in most approaches in technol- ing and instantiating a vision. nomics, technology, etc.) call for a profound
ogy enhanced learning/teaching settings, is Finally, level 5 knowledge brings in a com- understanding of the object under investiga-
rather difficult to acquire. It cannot be “trans- pletely new quality to the process of knowl- tion first. Only then can one start making seri-
ferred” from A to B. Hence, for the design of edge construction: the dimension of reflection. ous decisions, predictions, or take action (in a
(e-)learning processes it is not so much a ques- This step has the potential of fundamentally responsible manner).
tion of how to transfer this knowledge to the questioning the knowledge that has been con- So, what do we mean by the term to “pro-
student, but rather that the learner him/her- structed so far by reflecting on the knowledge, foundly and deeply understand” a phenome-
self has to take a path of intellectual discovery its premises, and on the construction and non? In fact, this question is as old as philos-
and construction in order to reach that level of learning processes that have led to that knowl- ophy and has a wide spectrum of possible
insight. Technology plays only a supporting edge. The cognitive activities, methods, and answers. In general, one can summarize that
and accompanying role on that path (cf. the “epistemological technologies” that are our intellect is interested in the meaning and
case study form above in section 3). applied in that process include processes of the deeper sense of a phenomenon (cf. level 3,
deep reflection and questioning, systematic 4, 5 in Table 2). All of our intellectual efforts
4.1.2 Creating realities, innovation, and reflec- reframing, questioning the premises and ide- aim at achieving and constructing a profound
tion. It is that level of deep knowing which also ologies, the construction processes, uncover- answer concerning the understanding of the
reveals another dimension of a phenomenon, ing mental models and hidden assumptions, “what” (and the “why?”) of a chosen phenom-
namely, its potential(ity) with regard to etc. This level of knowing introduces a com- enon of interest (Pask 1975, 1976;
change, i.e., each phenomenon is in a certain pletely new dynamic into the whole process of Resch 1977; Scott 2001). Above that, we are
state at every point in time and that state can knowledge construction and knowledge cre- capable of reflecting both on the understand-
change over time. Hence, there exists a space ation, because it is situated on a meta-level and ing of the phenomenon itself and on the (con-
of potential change(s) at every moment: a it can bring up completely unexpected results struction) processes that have led us to that
space of possible changes which can happen or and new perspectives which have not been understanding. Only when we have reached
which can be induced to that phenomenon. As considered so far (cf. also case study in this level of operation we can claim to have
a simple example, think of a stone that is given section 3). As will be shown in section 4.2.3, come to a kind of profound judgment on a
a new form by an artist: a process of “transfor- this mode of knowing and knowledge acquisi- particular aspect of a phenomenon.4
mation” into a sculpture according to the art- tion can be realized in the double-loop learning From a constructivist perspective, it is
ist’s plan or knowledge. This sculpture is one strategy – it is especially powerful when it is clear that the aspect of the “how?” or func-
possible instantiation in the space of potenti- performed in a collective setting. tioning of a phenomenon is an important
ality of that stone. Only if one has a profound Rogers (2001) gives a good overview of the contribution to the process of understanding
knowledge (level 3) about an object, a phe- role of reflection in higher education: the it (in the sense of functional fitness). How-
nomenon, etc., is it possible to explore, con- author shows the importance of this concept ever, as has been well known since ancient
struct, and develop the full potential of that for the levels of knowledge that have been philosophy and metaphysics (e.g.,
phenomenon, i.e., on level 4 we change our developed above. Aristoteles 1989; Philippe 1991), there is
perspective from the mode of (constructive) (intellectual) primacy of meaning of and
perception and “contemplation” to the mode 4.1.3 Profound understanding: understanding a phenomenon (e.g., “causa
of externalization and “facere”/doing. Both Complementarity of know-how and formalis”) over having some idea about its
modes are construction processes (internal know-what functioning. One can only fully understand
and external). The interesting point is that this Most approaches of teaching/learning aim at the functioning of a phenomenon if one has
level of knowledge not only explores the space level 2 (and 3), i.e., skills, know-how and reached or constructed some understanding
of potentiality, but also realizes (some of) competencies (even at the university level). of its meaning, of its “what?,” and/or its final-
these possibilities. In other words, we do not From an epistemological perspective it can be ity. Remaining on the level of functioning
remain in the space of intentionality/knowl- shown that these approaches do not really aim means that one has not penetrated very deep
edge by constructing only new knowledge; at the peak of human cognitive capacities: into the phenomenon: one has just arrived at
some understanding of the dynamics and in symbols that have a fixed and externally As is shown in the inner loop of Figure 3,
behavioral patterns (cf. level 2 of Table 2) of determined meaning. learning is embedded into a circular process:
the phenomenon under investigation with- Classical fact learning (“drill-and-prac- this epistemological loop is realized as a pro-
out having a profound understanding of its tice”) is a realization of this mode of learning. cess of continuous interaction and feedback
meaning. It is not really efficient from an intellectual between the dynamics of the cognitive sys-
This focus on the process of (constructing) perspective, as the level of understanding is tem’s knowledge and cognitive structures and
understanding (in its most profound sense) is not necessarily very high. This is due to the its external and internal environment. The
a point that has almost been forgotten in most focus on syntactical structures rather than on goal is to construct structures of knowledge in
educational approaches nowadays. Only if the semantic dimension. An aspect of the such a way that they fit into the environmental
one takes into consideration issues from epis- environment is mapped passively to the dynamics. This is realized in a circular feed-
temology, the deficiencies of such a reduction learner’s knowledge structure via “borrowed back process of adaptation and construction.
to the functional aspects become evident. chunks of knowledge” (since they are the Via processes of perception and primary con-
Hence, a profound pedagogical approach also result of the teacher’s or another person’s/ struction knowledge, structures are built up
has to be based on concepts from epistemol- researcher’s cognitive processes). The learners in the cognitive system. In a particular con-
ogy and theory of knowledge, as well as from themselves do not have a chance to learn the text, this knowledge is externalized in the
cognitive science (e.g., Peschl 2003). As is deeper meaning of these chunks unless they form of behavior that fits more or less into the
shown by, for instance, Pask (1975, 1976), try to establish some kind of personal seman- environmental constraints, i.e., at this point
Scott (2001), Rodgers (2002), Rogers (2001) tics that relate the content to their experience. of externalization it becomes evident whether
and many others, these modes of knowing are The process of learning is rather passive and the internal model/knowledge has been suc-
complementary: it is their combination that externally driven and, hence, not very satisfy- cessful or not. In other words, if the behavior
leads to a profound understanding of a phe- ing and long lasting. fits into the environmental dynamics or not, if
nomenon. Reducing knowledge to only one Epistemologically speaking, this approach the predicted phenomenon takes place or not,
or two of these levels perhaps leads to highly to learning/teaching is implicitly based on a if a particular desired effect of the behavioral
specialized and efficient “optimizers” and well realistic perspective following a rather static action is achieved or not…
adapted “recipe applicators,” but surely will notion of knowledge that is based on the fol- The learner’s knowledge has to be changed
not bring forth persons with a highly open lowing (implicit) assumptions: (a) knowl- and adapted according to the success/failure
attitude, with exceptional potential for inno- edge is dealt with as an object that has a stable and (mis-)match between the expected/
vation and developing radically new perspec- and “objective” meaning; (b) the origin of this desired results and the real environmental
tives, and with a high level of reflection. meaning is not really clear; (c) the origin is dynamics. This epistemological pattern is well
more or less independent of its (cognitive) known from the classical approach to knowl-
4.2 Modes of coming to know – from carrier and their experiences; (d) in the learn- edge construction in the natural sciences. It
downloading to reflected knowledge ing process this object is transferred from A to has been described by Popper (as “the process
construction B like a parcel; (e) above that, it is reduced to of falsification”; Popper 1962) or in the area of
Apart from types of knowing the world, we linguistic structures in most cases. constructivist philosophy of science (e.g., von
have to take a closer look at the modes of how Glasersfeld 1984, 1995; Maturana & Varela
these types of knowing come about. This 4.2.2 First-order constructivist learning. 1980; Peschl 2001). Abstractly speaking, this
question concerns the domain of strategies of Downloading knowledge does not guarantee procedure can be interpreted as a kind of
knowledge construction/creation and learn- a process of deep understanding, because the “epistemological optimization and adapta-
ing. focus of this learning process – if it can be con- tion process.” The goal is to continually adapt
sidered “learning” at all – is on reproducing the structures of knowledge in a feedback loop
4.2.1 Mapping instead of construction. From syntactical structures or abstract patterns. until an “epistemological homeostasis”/fit
a rather naïve and unreflective perspective, Whereas the focus of linear learning is on between knowledge, externalized behavior,
learning is considered to be a process of down- mapping more or less static and prefabricated and environmental dynamics has been
loading or mapping knowledge from a source: chunks of knowledge from one brain to reached (cf. also von Glasersfeld’s concept of
one aspect of a phenomenon is transferred another brain, the alternative approach of sin- functional fitness, von Glasersfeld 1989,
into the student’s memory/knowledge in a gle-loop learning aims at emphasizing the pro- 1995). While linear learning is driven by an
linear process of mapping. The teacher plays cess of actively constructing, creating, and external teacher and their pre-fabricated
the role of transferring prefabricated items of developing knowledge. Knowledge is not pre- knowledge, single-loop learning is an inter-
knowledge from “their brain into the stu- determined, but has to be constructed in an nally driven and self-controlled learning pro-
dent’s brain.” This approach is based on a active process of personal/individual and collec- cess.
rather straightforward concept of learning, tive construction. This first-order constructivist From these considerations it is clear that
knowledge, and cognition. It has its roots in mode of learning has its roots in Piaget’s learn- the structures of knowledge that are devel-
the GOFAI approach (“Good old fashioned ing models (learning and knowledge as adap- oped in such a loop are the result of an active
artificial intelligence”) in cognitive science tive functions) or in Kolb’s (1984) experien- interaction with the environmental dynamics
(e.g., Boden 1990): knowledge is represented tial learning. and, thus, are highly dynamic. Contrary to the
for the body and the dynamics of knowledge. [ Meta-learning. Double-loop learning
ABOUT THE AUTHOR
Double-loop learning has its roots in cyber- forces reflection on the learning process
netics, learning theory, cognitive science, itself and, hence, allows a critical perspec- Markus F. Peschl is professor for Cognitive
and the domain of organizational learning tive on the learner’s own processes, Science and Philosophy of Science at the
(e.g., Senge 1990; Argyris & Schön1996). assumptions, and habits of knowledge Dept. of Philosophy of Science, University
What are the goals and some of the basic construction and knowledge acquisition. of Vienna, Austria. He spent two years at the
implications of the mode of double-loop The mode of double-loop learning University of California, San Diego (UCSD,
learning? unfolds its full effectiveness if it is performed cognitive science, neuroscience, and philos-
[ Blind spots, ideologies, unconscious and in the milieu of a group or a team (under the ophy department) and 1/2 year at the Uni-
perhaps unwanted assumptions, preju- assumption that the members of the group versity of Sussex for post-doctoral research.
dices, or biases are uncovered and become are ready and motivated to listen and learn Furthermore, he studied philosophy for
evident in such a process of radical ques- from each other). Findings from organiza- 1 1/2 years in France.
tioning and reflecting. tional learning (e.g., Argyris & Schön 1996, His focus of research is on the question of
[ Due to changes in the realm of premises, Senge 1990, etc.) show that collective reflection knowledge (creation/innovation, construc-
the number of possible knowledge spaces is one of the most powerful instruments in the tion, and representation of knowledge) in
and knowledge dynamics explodes expo- process of achieving both an individual and a various contexts: in natural and artificial
nentially. mutually-shared understanding of a phe- cognitive (neural) systems, in science, in
[ Reflection is used as a “weapon” against nomenon or of a problem. Apart from the organizational learning settings, in educa-
single-minded and mono-disciplinary double feedback loops of this learning proce- tional/knowledge transfer processes, as well
approaches and learning processes. dure, an additional feedback loop is intro- as in the context of knowledge technologies
[ Double-loop learning and reflection not duced between individual and collective and their embedding in social systems. He
only encourages inter-/transdisciplinarity, learning and knowledge processes. This addi- follows a radically interdisciplinary approach
but makes a multi-disciplinary approach tional feedback loop enables an even more integrating concepts from the natural sci-
a necessity. radical process of questioning premises, as the ences, philosophy, from the humanities, as
[ The profound and deep understanding of a space of possible perspectives and frame- well as from (knowledge) technology.
phenomenon is supported in this process. works of reference is not limited to an individ- Working on the concept of “socio-episte-
By systematically taking different posi- ual, but to the variety of the participants” mological engineering” he integrates con-
tions and by reflecting on these positions, knowledge backgrounds. Apart from the cepts of knowledge creation/innovation,
the “what” and “why” of a phenomenon is readiness of the group’s participants to listen knowledge technologies, knowledge “trans-
revealed in a radical manner (cf. also to each other and to share knowledge, an fer” with new media (alternative
Pask 1975, 1976; Argyris & Schön 1996). atmosphere of mutual trust is a “conditio sine approaches to [e-]/blended-learning pro-
The learner is forced to go beyond pure qua non” for the success of such a collective cesses, “knowledge didactics”, etc.), with
functional descriptions and penetrate reflective setting. The “social technology” of epistemological and social aspects of knowl-
into deeper layers of that phenomenon. Dialogue has turned out to be a highly effec- edge creation/construction and social engi-
[ Focusing on and sharpening the cognitive tive tool for supporting these processes of col- neering. Furthermore he works in the fields
capacity of perception and observation. Due lective reflection and breaking up each others of personality development for highly tal-
to a rigorous process of questioning and premises (e.g., Bohm 1996; Schein 1993). ented/gifted students (persons with high
reflecting, the capacity of one’s perception ability), as well as in curriculum develop-
is constantly trained as well. One is forced ment (e.g., cognitive science, “studium gen-
to take new perspectives on the same phe- 5 Concluding remarks erale”, etc.).
nomenon: by that multi-perspective He has published 6 books and more than 70
approach, blind spots are uncovered and, Looking back on the concept of “ba” that was papers in international journals and collec-
what counts even more, new dimensions introduced in section 2.2, one can see that tions. For further information see: http://
and new categories are discovered that collective double-loop learning is the core www.univie.ac.at/wissenschaftstheorie/
include not only categories concerning the strategy for this kind of space-of-knowledge peschl/
particular phenomenon under investiga- creation. “Good ba enables actors to detach
tion, but also new categories concerning themselves from day-to-day routines, exter-
the processes of how to observe, perceive, nalize their personal knowledge, and to view
and interpret in general! This is extremely a given phenomenon from various points based… Questions such as “What is the
important for almost every process of simultaneously. In short, ba enables a dialec- essence of this thing/event?” or “Why do we
knowledge management/sharing, as mul- tic process among actors… One way to do this?” let participants of ba see things and
tiple perspectives and their reflected con- achieve synthesis in ba is to have dialectical themselves from viewpoints that are rooted
solidation are the foundation for every dialogues among participants who bring in deep in their own beliefs and values, and from
successful process of sharing meaning and various viewpoints based on various back- other’s viewpoints at the same time.” (Nonaka
understanding. grounds. Dialectical dialogue is content- & Toyama 2003, p. 8)
As has been shown in the case study in which radically changes in such a constructiv- highly efficient strategy both for achieving a
section 3, mutually revealing one’s knowledge ist setting of learning/teaching. Their primary high quality of profound understanding and
and premises to each other induces a com- task is to provide a “pedagogically augmented for knowledge creation. In the course of this
pletely new dynamic to the knowledge cre- environment.” They are responsible for creat- process, knowledge is generated that not only
ation and learning process. It opens new ing an atmosphere of collective construction covers the functional aspects of a phenome-
aspects and, sometimes, dimensions in think- and reflection (e.g., by drawing attention to non, but that also includes its meaning and
ing and cooperative knowledge construction. the importance of openness and trust). reflective aspects (see Table 2).
One of the main conditions for such an emer- Beyond the role of a coach and moderator, the Applying these insights to educational
gent process is an atmosphere of openness and teacher has to act as a facilitator or “enabler” processes is still not an accepted perception of
trust in the group of participants. It is the for the (individual and collective) processes of learning and teaching. This paper has tried to
responsibility of the teacher or moderator to double-loop learning. develop a knowledge-oriented and construc-
establish such an atmosphere, which facili- Coming back to our original questions tivist perspective, shifting the focus from
tates these processes of developing shared concerning the modes of knowing and of downloading stable chunks of knowledge
understanding, shared meaning, and perhaps coming to know in section 4.1f, it appears towards understanding learning/teaching as a
shared vision. that collective double-loop learning not only highly dynamic process of individual and col-
One of the implications of double-loop takes into account a wide range of levels of lective knowledge construction and knowl-
learning concerns the role of the teacher, knowledge (see Table 2); above that, it is a edge creation.
Notes the possible intentions of the author, the 4. Of course, this does not imply that this
historical context, etc. These are questions knowledge is final – rather, due to the in-
1. In fact, we will no longer be able to speak whose answers are not explicitly present in accessibility of reality, the process of con-
of “knowledge taught”; rather, the notion the text (= the “empirical material”), but structing knowledge and understanding is
of “learning as conversation context” sug- which have to be actively constructed by never-ending (cf. von Glasersfeld 1995;
gests the use of cooperative knowledge- the scientist. Pieper 2003).
construction processes. 3. In the sense of not only “hard functional
2. This does not only apply to objects inves- fitness,” i.e., not only functional fitness
tigated by the natural sciences (e.g., ani- which is measured by direct success of be- Link
mals or human behaviors), but also to the havioral externalization, but functional
domain of the humanities. Think, for in- fitness in the sense of being an adequate An example movie can be downloaded from
stance, of a piece of literature which is intellectual instrument for achieving a http://www.univie.ac.at/constructivism/
studied by a scientist. They are interested better understanding. journal/data/1.3.peschl/
in what is “behind” this text, the meaning,
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links and possible shortcomings. Founda- change. Helsinki School of Economics, Accepted: 26 June 2006
ism (Taylor 1996). According to this view learning outcomes than the traditional were more likely to encourage deeper level
there are teacher-centred approach or other forms of approaches to learning (Ma 1994; Chan &
major cultural myths that can counteract constructivist-based teaching. There is much Watkins 1994).
the development of constructivist learning research which has shown the value of a cog- However, Biggs (1996a) has argued force-
environments, such as powerful cultural nitive constructivist approach in this regard. fully that, while at specific levels of abstrac-
myths rooted in the histories of science or See, for example, research supporting cogni- tion cultural differences are evident, but at
mathematics and of schooling. (Taylor, tive strategy instruction (Pressley 1990), more general levels the principles of good
Fraser & Fisher 1997, p. 293) reciprocal teaching (Rosenshine & Meister teaching are universal. In particular Biggs
The two main cultural myths underlying 1994), and conceptual change (Hewson & points to the underlying constructivist nature
the traditional teacher-centred approach Thorley 1989). The worth of teaching of effective teaching in both Chinese and
according to these latter authors are an objec- approaches based on social constructivism has Western classrooms. Thus in both contexts
tivist view of the nature of knowledge and an also been supported in studies on communi- the focus of good teaching is appropriate
accompanying technical controlling view ties of learners (Brown 1997), cognitive individual and social learning activities, as
which focuses on the curriculum as a product apprenticeship (Collins, Brown & Newman advocated by both cognitive and/or social con-
to be transmitted. 1989), and collaborative knowledge building structivism. Indeed a number of examples of
Taylor (1996; Taylor, Fraser & Fisher 1997) (Scardamalia & Bereiter 1994). However, successful teaching innovations based on
argued that unless these “myths” are acknowl- non-Western research evidence is limited. As such constructivist principles are reported by
edged and guarded against a true constructiv- far as the authors are aware, the value of Watkins and Biggs (1996, 2001). These
ist learning environment was not possible. teaching based on a critical constructivist include Problem Based Learning (Stokes
Following the ideas of Habermas (1972, 1984) approach for enhancing high quality learning 2001); conceptual change interventions
they advocate the development of a new kind outcomes, although often promulgated has (Chan 2001; Ho, Watkins & Kelly 2001); com-
of communicative relationship between yet to be demonstrated empirically in any puter supported collaborative learning
teachers and students referred to as “open dis- culture. (Chan 2001); collaborative learning (Tang
course.” Such discourse is aimed at develop- 1996); and teacher education based on
ing understanding and requires respecting The Hong Kong context “reflective practitioner” principles (So 2001;
the meaning perspectives of others. In educa- Current educational reforms in Hong Kong Tang 2001). Ching (2001) also showed that a
tional terms it involves giving opportunities have advocated more student-centred con- change to a cognitive constructivist teaching
for students to negotiate the form of their structivist teaching methods (Education approach led to more higher order cognitive
learning activities with their teachers; to par- Commission of Hong Kong 2000) (these new strategies and learning outcomes in an exper-
ticipate in their own assessment by helping to approaches had only been partially imple- imental class than a control class of Form 3
set assessment criteria and to then conduct mented at the time of this research). The main Hong Kong Chinese secondary school His-
self- and peer-assessment; to be involved in need for such changes has been a perception tory students.
collaborative, open inquiry with their peers; that too many Hong Kong students are prone So it seems that teaching and learning
and to negotiate the social norms of the class- to rote learning and lack creativity, the class based on traditional cognitive and social con-
room. sizes are too large, and teacher-talk is used as structivism principles are appropriate for
“Critical constructivism” therefore goes the default teaching method (see Watkins & Hong Kong classrooms. But would Hong
much further than advocacy of the active role Biggs 1996 for a fuller discussion). This view Kong students prefer a critical constructivist
of the learner to build his or her own meaning is supported by findings of recent interna- learning environment with its emancipatory,
either in an individual or a social context as in tional comparisons of educational achieve- open discourse characteristics? Also would a
traditional cognitive or social constructivism. ment in science and mathematics (Holbrook closer actual-preferred fit to such an environ-
Indeed some advocates of the critical, radical 1990; Leung, Yung & Tso 2002). Typically ment be related to better cognitive and affec-
perspective have referred to this as “trivial Hong Kong students do comparatively well in tive learning outcomes as has been demon-
constructivism” (Glasersfeld 1993). The mathematics and just above average in science strated for traditional constructivist
“critical” view is seen to require compared with other developed countries. classrooms?
a powerful counter-vailing emancipatory However, they are comparatively weak in
ethos that gives rise to opportunities for solving items involving more real life prob- Person-environment fit research
teachers and students to become critically lems and verbal explanations. Through the writing of Kurt Lewin (1936)
aware of the influence of the repressive There have been claims that constructivist social researchers came to realise the impact
myths of objectivism and control that gov- teaching approaches are not appropriate for of the environment in which people lived on
ern the social realities of schools and class- Hong Kong classrooms as Chinese culture has the behaviour they displayed. In particular
rooms. (Taylor, Fraser & Fisher 1977, p. emphasised more teacher-centred, transmis- educational researchers have long demon-
295) sion methods with the teacher regarded as an strated the influence of the psychosocial
The ultimate test of an approach to teach- authority not to be questioned. Indeed classroom learning environment on student
ing and learning such as critical constructiv- research in Hong Kong has shown that class- learning (Fraser 1986; Haertel, Wallberg &
ism is whether it results in higher quality rooms described by students as “teacher-led” Haertel 1981; Moos & Trickett 1974).
An important focus within this research teachers were chosen to maximise the chance form was translated from English to Chinese
has been on student affective and cognitive of different environments. There were 40, 37, by the first author and then back translated
learning outcomes as a function of person– 31, and 41 students in classes 6A, 6B, 6C, and into English by a local English teacher not
environment fit. The typical finding, in line 7C (ages ranging from 16–19 years), respec- involved in the study (a similar method was
with theoretical predictions, was that a stu- tively. All four classes followed the same sylla- used to provide Chinese versions of the two
dent tends to achieve better in a learning envi- bus content but the first two classes were motivation scales). The items in the English
ronment closer to his or her preference. Thus taught at slightly greater depth. versions from back translation were found to
Fraser and Fisher (1983a, 1983b) used regres- have similar meaning with those in the origi-
sion surface analysis to show that the actual- Instruments nal English versions. Table 1 shows a sample
preferred environment interaction A new version of the Constructivist Learning item from each scale of the student actual and
accounted for the variance in cognitive aca- Environment Scale (CLES: Taylor, Fraser & preferred forms. In this research responses to
demic outcomes significantly beyond what Fisher 1997) was developed to monitor the items of both forms of the CLES scales showed
could be attributed to relevant pre-test vari- critical constructivist learning perspective. fairly satisfactory internal consistency as esti-
ables, general ability, and the actual environ- This version involves five scales designed to mated by coefficient alpha. The alphas ranged
ment. This finding was shown to have cross- tap five important indicators of a constructiv- from 0.67 to 0.89 (median = 0.75) and 0.79 to
cultural validity in a study of Hong Kong Chi- ist learning environment: personal relevance, 0.92 (median = 0.87) for the actual and pre-
nese mathematics classrooms (Wong & Wat- uncertainty, critical voice, shared control, and ferred forms, respectively.
kins 1996). student negotiation. The CLES contains 30 The Motivated Strategies for Learning
However, the above studies of person– items in total with six items tapping each of Questionnaire (MSLQ; Pintrich & De Groot
environment fit, like most research in this these scales. The response alternatives for each 1990) was used to assess two student motiva-
area, were based on investigations of tradi- item are to be answered on a five-point scale tional beliefs supposed enhanced by a con-
tional classroom environments. Would the from “5 = almost always” to “1 = almost never”. structivist learning environment: self-efficacy
same be true of a critical constructivist envi- The CLES has four forms: student actual, and intrinsic value. The students were asked to
ronment in a Hong Kong educational context? student preferred, teacher actual, and teacher answer the MSLQ with respect to their current
preferred, measuring student and teacher Chemistry course. Thus the two MSLQ scales
perceptions of the actual and preferred learn- were intended to measure affective factors
Method ing environments in accordance with critical related to this class rather than stable traits. In
constructivism. The Chinese version of the this research the coefficient alphas for
Participants student actual form of the CLES used in this responses to these MSLQ scales, both of nine
study had been validated by Chen, Taylor and items with seven-point 1–7 response scales,
The setting for this study was an average abil- Aldridge (1998) in Taiwan and more recently were 0.77 for Self-Efficacy and 0.83 for Intrin-
ity band, Chinese medium of instruction in Hong Kong by Fok and Watkins (2006). sic Values, respectively indicating very ade-
Hong Kong public secondary school. Four Based on the Chinese version of the student quate levels of internal consistency. The stu-
senior Chemistry classes taught by different actual form of the CLES, the student preferred dents’ scores on their end-of-year Chemistry
examination were also obtained. The exami-
nation consisted of short answer items tapping
Scale Sample items in the student Sample items in the student subject knowledge and longer items requiring
actual form preferred form the students to apply this knowledge to real life
problems. As these examinations were differ-
Personal Relevance I learn about the world outside of I wish that I learned about the
ent for each class achievement outcomes were
school world outside of school
analysed separately for each class.
Uncertainty I learn that science has changed I wish that I learned how science
over time. has changed over time. Procedure
The questionnaires were administered by the
Critical Voice It’s OK for me to ask the teacher I wish that it was OK for me to
Chemistry teachers to their classes early in
“why do I have to learn this?” ask the teacher “why do I have to
second semester, 2003 (the students had thus
learn this?”
been in the same Chemistry class for four
Shared Control I help the teacher to plan what I wish that I could help the months). The teachers were briefed by the
I’m going to learn teacher to plan what I’m going to first author about the purpose of the survey
learn. and the procedure in administering the ques-
Student Negotiation I get the chance to talk to other I wish that I got the chance to talk tionnaires. Students were reminded that they
students. to other students. should answer the questions in accordance
with their perceptions of the actual and pre-
Table 1: Sample items from the student actual and preferred forms of CLE scales (Taylor, Fraser ferred classroom environments their current
& Fisher 1997) Chemistry classes.
Personal relevance 4.51 –0.79 4.30 0.42 4.51 –0.97 15.90* 0.41
Uncertainty 12.42* –1.37 2.82 –1.09 5.11 –0.37 1.50 0.54
Critical voice 0.04 –0.32 –11.61 1.98 4.64 0.70 –0.62 0.05
Student negotiation –3.18 0.79 –12.62 1.38 11.50 –1.40 5.91 –0.81
Shared control 7.27 0.97 –8.46 0.58 14.81* –1.80 –5.88 0.34
Table 3: Coefficients obtained in regression equations per class with examination results as dependent variable. b1:
unstandardised regression coefficient loaded on actual environment. b2: unstandardised regression coefficient loaded on actual/
preferred environment interaction. * p < .05 ** p < .01
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Konstruktivismus
und Pädagogik
by Holger Lindemann
Ernst von Glasersfeld A University of Massachusetts, evonglas@localnet.com
Non-dualistische
Medientheorie
by Stefan Weber
Roland Graf A St. Pölten Univ. of Applied Sciences, Austria, lbgraf@fh-stpoelten.ac.at