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Progress in MEMS and Micro Systems Research

Chang Liu
Micro and Nanotechnology Laboratory
208 N. Wright Street
Urbana, IL 61821

Phone: 217-333-4051
Fax: 217-244-6375
Email: changliu@uiuc.edu

Abstract

MEMS technology has revoluntionized microfabrication, and the sensors and actuators industries. What
is the state of the art of MEMS applications that use ceramic materials? what are major trends of
development for the MEMS field in the future? this talk will present a broad and timely overview for
conference attendees that address these twoquestions.

The integrated circuit (IC) technology is the starting circuits rapidly matured after decades of research
point for discussing the history of MEMS. In 1971, following the invention of the first semiconductor
the then state-of-the-art Intel 4004 chip consisted of transistor [2].
only 2250 transistors. Intel 286 and Pentium III
processors, unveiled in 1982 and 1999, had 120,000 Many scientific and engineering feats we take for
and 24 million transistors, respectively. IC granted today will not be here without the
technology developed with a level of fierceness tremendous pace of progress in the area of
rarely matched in other fields. The density of microfabrication and miniaturization. The list
transistor integration has increased by two-fold every include the exponentially growing use of computers
12-18 months, following the Moore’s Law [1] after and the Internet, cellular telephony, digital
an observation made by Gordon Moore, one of the photography (capturing, storing, transferring, and
co-founders of Intel Corporation. This is a displaying), flat panel displays, plasma televisions,
remarkable feat of ingenuity and determination fuel-efficient automobiles, sequencing the entire
because, at several points in the past several decades, human genome (with 3 billion base pairs) [3], rapid
there were deep concerns that the trend predicted – DNA sequence identification [4], the discovery of
and in some sense, mandated – in the Moore’s Law new materials and drugs [5], and digital warfare.
would not continue but run into limits imposed by
fundamental physics or engineering capabilities at the The field of MEMS evolved from the integrated
time. circuit industry. The germination of the MEMS field
covers two decades (from the mid 1960’s to 1980’s),
The microfabrication technology is the engine behind when sparse activities were carried out. For example,
functional integration and miniaturization of anisotropic silicon etching was discovered to
electronics. Between the early 1960s to the middle of sculpture three dimensional features into otherwise
1980s, the fabrication technology of integrated planar silicon substrates [6]. Several pioneering
researchers in academic and industrial laboratories
began to use the integrated circuit processing Ink jet printers offer a low cost alternative to laser jet
technology to make micro mechanical devices, printing and nowadays provide high performance and
including cantilevers, membranes, and nozzles. yet affordable color photographic-quality printing.
Crucial elements of micro sensors, including Canon discovered ink jet by thermal bubble
piezoresistivity of single crystalline silicon and formation (bubble jet), whereas Hewlett-Packard
polycrystalline silicon, were discovered, studied, and pioneered the technology of silicon micromachined
optimized [7-9]. At this stage, the name of the field ink jet printer nozzles in 1978. Arrays of ink jet
had yet to be coined. However, both bulk nozzles eject tiny ink droplets (“drop on demand”),
micromachining and surface micromachining upon expansion of liquid volume by thermal bubbles
technologies were rapidly maturing [10-12]. (see Figure 1). The collapse of the bubble draws
more ink into the ink cavity for the next firing. Color
There are a number of notable early works. In 1967, ink jet printing is achieved by dropping primary
Harvey Nathanson at Westinghouse introduced a new subtractive color dyes – cyan, magenta, and yellow
type of transistor called the resonant gate transistor (CMY).
(RGT) [13]. Unlike conventional transistors, the gate
electrode of the RGT was not fixed to the gate oxide Silicon micromachining technology played an
but was movable with respect to the substrate. The enabling role for the ink jet printing technology [25-
distance between the gate and the substrate was 27]. Using silicon micromachining, ink-ejection
controlled by electrostatic attractive forces. The nozzles can be made extremely small and densely
RGT was the earliest demonstration of micro populated, an important trait for realizing high
electrostatic actuators. printing resolution, and sharp contrast. Small-
volume cavities with equally small heaters means
In the 1970s, Kurt Petersen at the IBM research rapid temperature rise (during ink ejection) and fall,
laboratory, along with other colleagues, developed allowing ink jet printing to reach appreciable speed.
diaphragm-type silicon micromachined pressure In 1995, the number of nozzles per cartridge has
sensors. Very thin silicon diaphragms with increased to 300 while the average weight of ink
embedded piezoresistive sensors were made using droplet is only 40 ng. In 2004, ink jet heads are
silicon bulk micromachining. The diaphragm based on a variety of principles, including thermal,
deforms under differential pressures, inducing piezoelectric, and electrostatic forces. The volume of
mechanical stress that was picked up by the each drop is on the order of 10 pl, with resolution as
piezoresistors. The thin diaphragm allowed greater high as 1000 dpi reached [28].
deformation under a given pressure differential,
hence greater sensitivity compared with conventional Many ink jet printers on the market today are based
membrane-type pressure sensors. The sensors could on the thermal ink jet principle and dispense heat-
be micromachined in batch, therefore increasing the resistant dyes. Alternative ink jet principles are also
uniformity of performance while reducing the costs possible. Epson-brand ink jet printers, for example,
of production. Pressure sensors for applications use piezoelectric ink jet technology and special ink
including blood pressure monitoring and industrial dyes (since they do not have to be heat resistant).
control provided the earliest commercial success of The inks for piezoelectric inkjet printers dry more
MEMS technology. quickly to minimize spreading on paper and therefore
produce greater resolution.
Today, micromachined pressure sensors are built
with a variety of structures and fabrication methods. Today, ink jet printers compare favorably with laser
These sensors can be based on capacitive [14], jet printing. Ink jet printers are generally cheaper
piezoelectric [15], piezoresistive [16], electronics although the cost of replacing ink cartridges makes
resonance [17], and optical detection [18] techniques. ink jet printing more expensive to own and use over
Advanced features for integrated pressure sensors long periods of time. The ink jet technology is being
include built-in vacuum for absolute pressure applied beyond text and photo printing. It is now
measurement [14], integrated telemetry link [19], used for direct deposition of organic chemicals [29],
close-loop control [20], insensitivity to contaminants elements for organic transistors [30], and biological
[21], biocompatibility for integration into micro molecules (such as building blocks of DNA
medical instruments [22], and use of non-silicon molecules) [31].
membrane materials (e.g., ceramics, diamonds) for
functioning in harsh and high temperature
environments [17, 23, 24].
silicon – either bulk silicon substrate (single
crystalline silicon) or thin film silicon
heater (polycrystalline silicon). These two forms of silicon
were readily accessible as they were used heavily in
Ink the integrated circuit industry - bulk silicon is used as
reservoir the substrate of circuitry, while polycrystalline silicon
nozzle is used for making transistor gates. Three-
dimensional mechanical structures, such as
suspended cantilevers or membranes, can be made
out of bulk silicon or thin film silicon. In 1984,
Petersen published a seminal paper titled “Silicon as
a mechanical material” [10]. This paper was (and
Ink
still is) widely quoted in the 1990s as the field
drop
expanded rapidly.

The use of thin film silicon leads to surface


micromachined mechanisms including springs, gear
trains, and cranks, to name a few. In 1989, a first
silicon surface micromachined micromotor driven by
electrostatic forces was demonstrated by researchers
at the University of California at Berkeley [32]. A
polysilicon rotor, less than 120 µm in diameter and 1
µm thick, was capable of rotating at a maximum
speed of 500 rpm under a three-phase, 350 V driving
MEMS voltage. This motor, though with limited application
chip at that time, brought the excitement of MEMS to the
broader scientific community and the general public.
Micro rotary motors based on different actuation
principles, covering a wider range of scales (even
down to nanometers), and with much greater
achievable torque and power have been demonstrated
since then [33, 34].

A few years later, the phrase Micro Electro


Ink nozzles Mechanical Systems – MEMS was introduced. It
gradually became an internationally accepted name
of the field. This name captured the scale (micro),
practice (electro-mechanical integration) and
aspiration (systems) of the new field. Two subtle
facts often elude beginning readers. Many research
results and products of MEMS technology are indeed
components within a bigger system. The phrase
embodies both a unique machining and
manufacturing approach (micromachining), and a
new format of devices and products.
Figure 1: Micromachined ink jet printer nozzles.
(Top) Schematic side-view of an ink jet chip with In the 1990s, the field of MEMS entered a period of
fluid nozzles. (Middle and Bottom) Close-up view rapid and dynamic growth worldwide. Government
of a commercial inkjet printer head, and the and private funding agencies in many countries
silicon chip consisting of many nozzles. Integrated throughout the world funded and supported focused
circuits on chips control nozzle firing. research activities. Early research efforts at several
companies started to bear fruits. Most notable
(File: fig1-1-1, fig1-1-2, fig1-1-3) examples include the integrated inertial sensors by
Analog Devices for automotive air-bag deployment
In the late 1980s, researchers in the nascent field and the Digital Light Processing chip by Texas
called micromachining mainly focused on the use of
Instruments for projection display. These two The MEMS technology offers significant advantages
applications are discussed in the following. over then existing, macroscopic electromechanical
sensors, mainly in terms of high sensitivity and low
The ADXL series accelerometer made by Analog noise. The MEMS approach also decreases the costs
Devices Corporation consists of a suspended of ownership of each sensor, mainly by eliminating
mechanical element and signal-processing electronics manual assembly steps and replacing them with batch
integrated on the same substrate. The initial fabrication.
development targeted the automotive market [35].
The accelerometer monitors excessive deceleration Today, one can find a variety of micromachined
and initiate air-bag deployment in the event of a life acceleration sensors on the market based on a number
threatening collision. The mechanical sensing of sensing principles and fabrication technologies.
element is a free-moving proof mass suspended by Accelerometers based on capacitive sensing [36, 37],
four support springs (Figure 2). Movable electrodes piezoresistivity [38], piezoelectricity [39], optical
in the form of interdigitated fingers are attached to interferometry [40] and thermal transfer [41, 42] have
the proof mass. The fixed and moving electrodes been demonstrated. Advanced features include
form a bank of parallel-connected capacitors, with integrated three axis sensing [43], ultrahigh
the total capacitance depending on the distance sensitivity (nano-g) for monitoring seismic activities
between the moving and fixed fingers. If an [44, 45], increased reliability by eliminating moving
acceleration (a) is applied to the chip, the proof mass mass [42], and integrated hermetic sealing for long
(with mass m) will move under an inertia force term stability [46].
(F=ma) against the chip frame. This changes the
finger distances and therefore the total capacitance. The technology that produces the accelerometer can
The minute amount of capacitance change is read be modified to realize rotational acceleration sensors,
using on-chip signal processing electronics. The or gyroscopes [47]. Due to their small sizes, MEMS
integration of mechanical elements and electronics is inertia sensors can be inserted into tight spaces and
critical for reducing interference noises (stemming enable novel applications, including smart writing
from stray electromagnetic radiation) and avoiding instruments (e.g., smart pens that detect and transmit
parasitic capacitance associated with otherwise long hand writing strokes to computers for character
conductor leads. recognition), virtual reality headgears, computer
mouse (Gyro mouse), electronic game controllers,
running shoes that calculate the actual distance of
running, and portable computers that stops the
spinning of hard disks if the computer is accidentally
dropped.

In the information age, still images and videos are


generated, distributed, and displayed in an all-digital
manner to maximize quality and lower the
distribution cost. Projection display is a powerful
tool for digital multimedia presentation, movie
theaters, and home entertainment systems.
Traditional projection displays are analog in nature,
based on liquid crystal display (LCD) technology.
The Digital Light Processor (DLP) of Texas
Instruments, a revolutionary digital optical projector
[48, 49], consists of a light-modulating chip with
more than 100,000 individually addressable
Figure 2: Mechanical elements of an integrated micromirrors, called digital micro mirrors (DMD).
accelerometer. (Left) The proof mass is at an Each mirror has an area of approximately 10x10 µm2
equilibrium position without acceleration; (right) and is capable of tilting by +/- 7.5o. The mirror array
The proof mass moves relative to the fixed fingers is illuminated by a light source. Each mirror, when
under an applied acceleration. placed at a correct angle, reflects light towards the
screen and illuminates one pixel. An array of such
(Figure name: fig1-2.jpg)
mirrors can form an image on a projection screen.
The schematic diagram (top view) of an individual developed in the 1990s, with varying degrees of
mirror is shown in Figure 3. A mirror plate is industrial implementation presently.
supported by two torsional support beams and can
rotate with respect to the torsion axis. According to The MEMS technology field has undergone
the cross-sectional view (along A-A’ line), electrodes tremendous amount of change in the past few years.
are located under the mirror to control its position. Among the most important new trends:
When one of the electrodes is biased, the mirror will
be pulled toward one side by electrostatic attraction (1) MEMS technology is being combined with
force. nanotechnology and biomedical
technologies to create a brand new
Because of the large number and high density of categories of devices and for enabling new
mirrors, they are addressed using a row-column applications;
multiplexing scheme. Static random addressing (2) MEMS technology is moving away from
memory (SRAM) circuits employing 0.8-µm, double using silicon and semiconductor materials
level metal CMOS technology for controlling each exclusively. Polymer materials are being
mirror are embedded on the silicon substrate, beneath used more frequently.
the layer for mirrors.
In recent years, silicon micromachining techniques
The DLP display offers advantages over the are being rapidly augmented with new materials and
incumbent, transmissive LCD projection, including a processes. Silicon, a semiconductor material, is
higher (better) pixel fill factor, greater brightness and mechanically brittle. It is also expensive or
black level, greater contrast ratio, more efficient use unnecessary for certain applications. New materials
of light, and stability of contrast and color balance such as polymer and compound semiconductors can
over time. It should be noted that a successful device fill the gap of performance.
such as DLP is not an over-night success but a result
of long-term commitment and development. In fact, Polymer materials are being incorporated into MEMS
the DLP was successfully launched following a string because of their unique materials properties (e.g.
of unsuccessful earlier R&D activities at various biocompatibility, optical transparency), processing
companies, carried out in a span of 20 years. techniques, and low costs compared to silicon.
Polymer materials that have been explored in recent
years include silicone elastomers, Parylene, and
polyimide, among others.

Many sensors and actuators are needed to operate in


harsh conditions, such as direct exposure to
environmental elements, high temperature, wide
temperature swing, or high shock. Delicate
microstructures made of silicon or inorganic thin film
materials are not suited for such applications.
Figure 3: Diagrams illustrating the structure and Several inorganic materials are being introduced for
operating principles of a single DMD mirror. MEMS applications in harsh environments. Silicon
(Figure name: fig1-3.jpg) carbide, in both bulk and thin film forms, are
explored for applications including high temperature
Today, digital micromirrors find applications beyond solid-state electronics and transducers [53-55].
image projection. It is being pursued as a rapid Diamond thin films provide the advantage of high
maskless lithography technology to save the cost of electrical conductivity and high wear resistance for
mask making [50], as well as flexible, in situ DNA potential applications including pressure sensors and
micro-array manufacturing using light-array assisted scanning electron microscopy probes [23, 24, 56].
synthesis [51]. Advanced optical scanning mirrors, Other compound semiconductor materials including
such as ones with continuous angular tuning, large GaAs ([57-60]) are also being investigated.
displacement range, and more degrees of freedom
have been developed for optical communication.[52] New material processing techniques are being
developed for fabrication both on silicon substrates
Besides the acceleration sensor and digital micro and other materials. New processes for MEMS
mirror, many new MEMS device categories were include laser-assisted etching for material removal
and deposition [61], stereo lithography for rapid
prototyping [62, 63], local electrochemical deposition
[64], photo-electroforming [65], high aspect ratio It is noteworthy that the materials and technologies
deep reactive ion etching [61], micro milling [66, 67], for microelectronics fabrication have not been
focused ion beam etching [68], X-ray etching [69] standing still either. In fact, the traditional
[70], micro electro discharge [71, 72], ink jet printing photolithography techniques and semiconductor
(e.g., of metal colloids [73]), micro contact printing materials associated with integrated circuits are
[74, 75], in-situ plasma [76], molding (including undergoing rapidly changes in the past decade. New
injection molding, [77]), embossing [78], screen processing techniques such as roll-to-roll printing are
printing [79], electrochemical welding [80], chemical being actively pursued for fast production of large
mechanical polishing, and guided and self-directed area electronics, photovoltaic generators, and
self-assembly in two or three dimensions [81, 82]. optoelectronics displays [87]. Organic polymer
materials are being used in place of semiconductor
Microfabrication processes have also been expanded materials for logic [30], storage [88], and optical
to reach nanoscale resolution to realize display [89].
nanoelectromechanical systems (NEMS) [63, 83].
Reliable and economical fabrication of The future of new materials and fabrication methods
electromechanical elements with nanoscopic feature is bright and exciting. Fabrication and manufacturing
sizes or spacing represents new challenges and technologies such as micromachining,
methodologies. Traditional lithography does not nanofabrication, and microelectronics fabrication
offer sub-100-nm resolution readily, at low cost, and have historically been developed in different
with parallelism. A variety of nanostructure communities with virtual disregard of each other, on
patterning techniques, often drastically different from independent sets of materials and substrates. As
the photolithographic approach, are developed in the science and technology progresses towards the micro
physics and chemistry communities for producing and nanoscopic dimensions, these distinct families of
nano-meter scale patterns. Readers who are fabrication methods are being connected and
interested in exploring this class of techniques may hybridized to create powerful and transcending new
start by reading literatures on nanoimprint fabrication methods which will enable new scientific
lithography [84], nano whittling [85], and nanosphere studies and new devices.
lithography [86].

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