Professional Documents
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I. Person Reporting (last ~l.am~ fir.% middle initial) Noonan, Jr.. John T. 4. Iitle (Arfictc Ill judges indicate active or senior slams: magistrate judges indicate fall- or par~-tfl,:ae) Articlc lllJu~.lge, Sct~ior
7. Chambers or Office Address LJ.S. Court of Appeals 95 Seventh Slreet Sau Francisco, CA 94103
8. On the basis of ti~e information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicab],.. laws anti regulations. R eviewil~,g Officer Date
IAIPOR TA NT NO TES: The instructions accompanying this form tnust be followed. Complete all parts,
checking the NONE box.tbr each part where you have no reportable information. Sign on last page.
lions.)
POSITION
I. President and l.)irecto*
NAME OF ORGANIZATION/ENTITY
Tlaomas More-Jacques lV[arilain hlstilute (non-profit cttltural organization)
2. 3. 4.
Advisory Council, Transparency International Editorial Board, America~ Journal of Jurisprudence Presidents Council, Graduate Theulogical School
! !. AGREEMENTS. (Reparting individual on(; ...... pp. t4-16 tqfihng i ..........ions.) [ ~ NONE (No reportable agreements.) DATE
!. 07101/86
INCOME (yours, not spouses) $42,540.96 $2,114.07 $3,327.00 $ 1,000.00 $1,000.00 $8,161.00
Pension: University of California Royalty-West Group Foundation Press Stipend: University of Notre Dame Stipend: Uuiversity of San Francisco Stipend: New School University Refund: California Franchise "fax Board
B. Spouses Non-lnvestment Income - ~f ~,ou ,~e,e married during anyportion of the reporting)ear, complete this sectiot~
(Doll~r wnount no~ required except/br honoraria.)
~
I. 2. 5. 4
DATE
SO~CE A~ TYPE
[7~
SOURCE
1. Graduate Theological Union P~esiden(s Council New Schon] University Social Research Conl~rence Uni~ ersity of Nolre Dame
DATES.
10126/2009 i 012712009 3/5/209 - 3/6/2009
LOCATION
New York, New York
PURPOSE
Meeting
Con~:erence
Commencement Address
Date of Report
Noon~n, Jr.,~o~,n r. [
Philadelphia, PA Conference
06/15,~20~o
Lodging, Transportation, T~ain, T~xis
10/22/2009
of P ..... Reporting
Date of Report
(}6/15/2010
[
[ N ..... V. GIFTS.
..~_~ NONE OVo ret)ortahle. ,. .,._.~ifi~..) SO~CE
1. 2. 3. 4. 5.
DESCRIPTION
VALL1E
CREDITOR
I.
DESCRIPTION
VALUE CODE
3. ............................................
4
5.
Date of Report
06/15/2010
, ........... ,,i,,.. Otu:ludes thr,,e o]$p ....... d dependent children; xee pp. 34-60 ,~JHing
reposing period
Amount Type [ Code [ div., rent. (A-H) or int.l
of reporlit~g period Value ~ Value [ Type (e.g., Date Va e Ga ~ Code 2 [ Mmhod ! buy. sell. mm.d&}5" Code 2 Code I (J-I)) l Code 3 redemption] iAdt) (J-P) ~ (Q-W~ M M J M L K J M
K
1. 2. 3. 4. 5. 6.
Fidelity Magellan Fund Fidelity CA Muni Income Fund (tbrmerly Spartan CA Muni Fd) BP P.L.C. Wells Fargo Checking Account Wells Fargo Market Rate Account Wells Fargo IRAs Dreyfus Muni B,:md Fund (lbrmerly Insured Muni P, ond Fund)
A D A A A B A D
13 D
T T T T T T T T
T
8.
9. i0. 1 t.
Dividend Interest
N M
T T
Broke.rage Accotlnl Nun}her I Bear Steams -JP Morgun Chase -General Mills -Procter & Gamble Cc,,nmon -Neurobiological lechno!ogies -BP P,L.C A B P, A. (." Dividend Dividend Dividend Di.idend Dividend L k L 1 I_ T -r T T T
Date of Repnrt
[ [ .......................
[denlityof buver,scl~cr
-Coca Col~ Common -Eli Lilly Coqmration -I[3M Common -Fortune Brands -Monsatm~ 4fizer
-GNMA Pass Through Pools
B B B A A B
A
K K L K K K T T T T T
Sold 09.;15/09 J A
X!alverl Social Inveslment Fund -JP Morgan Prime Money Ma~kel Fund -)P Morgan P6me Muncy Market Fund -.tP Morgan Prime b>.l une~. Market Fund -Dialm,nd tlill Long-Short Fund -Ca Sta~c Universily Revenue Boud -Norlh of the River Sanitary District Bond ]nisl Nulnbcr I (No personal income) -Fleet Small Cap Growfl~ Fnnd -Fleel Mid Cap Value Fund
B A
Interest lnteresl
K M
L K K N
I
"
VII. INVESTMENTS and TRUSTS--i,,~. ........ t,,e,, ........ tio,,s(lnct,,desttwseofsp ....... ddepe,,denrchltdremseepp. 34-60offitinginstructi,,ns.)
NONE LVo reportable income, assets, or transactions.) Description of A.sse~s (including trust assc~sl Place "(X)" after each assel exempt from prior disclosure Income during reporting period A noun( Code [ [A-H) Type (e.g.. dlv.. rent. )r ml.) Gross value at end of reporting period I Value Code 2 (J-P) Value Method Code 3 (Q-W) Type (e.g.. buy, sell, redemption) Transactions during reporting period
! Date ]mmfd~tyy ~
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50.
-Fleet Small Cap Value Fund -Fleet Mid Cap Growth Fund -Fleet LargeCap Growth Fund -Fleet Tax Exempt Fund -Fleet Small Cap Growth Fuod -FIeet Small Cap Value Fund -Fleet Mid Cap Growth Fund -Fleet Tax Exempt Fund -Fleet International Equity Fund -Fleet LargeCap Value Fund -Fleet Mid Cap Gruwth Fund -Fleel Large Cup (Jrowlh Fuud -Fleet Tax Exmnpi l"und Trust Number 2 (No personal to, come) -Fleet International Equity Fund -Flcet MA Intermediate Tax Exempt Bond Fund 1) l)ividend M T
Buy Buy Sold Sold Buy Buy Buy Sold Sold Sold Sold Sold Buy
03/04/09 03/04109 03/04/09 03/04/09 05/05/09 05/05/09 05/05/09 05/05/09 10/05109 !0/05/09 10/05/09 10/05/09 10105109
J J J J J J J J J J J J K A A A A A A A
J J J
A A
Noonan, Jr.,JohnT.
06/15/2010
52.
Buy
03/04/09
-FIccl Small Cap Growth Fund -Flce~ Mi\ Intermediate Tax Exempt Bond Fund -F:ce! Intcrltational Equity Fund -Fleet l.,arg~: Cap Vah~e Fund -Fleet Large Cap GrowO~ tZtmd
J J J J J A A A
06/!5/2010
~.,~ of Re~o~,
06/15/2010
IX. CERTIFICATION.
I certify that all iuformation given above (including information pertainiug to my spouse aud minor or dependent children, if any) is accurat, true, and complete to the best of my knowledge and belief~ and that any information not reported was withheld because il met applicable statutory provisions permitting non-disclosure. ! further certify thai earned income fiom outside employment and honoraria and the acceptance of gifts which have been reported are in cnmpliance with |he provisions of 5 U.S.C. app. 50t et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAl. WHO KNO~,VINGIA AND WILFULLY FALSIFIES Oil FALLS TO FILE Tills REIORT ~,iAY lie SUBJECT T() CIVIl[-... AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING [NSTRUCFIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosurc Administrative Office ofthe United States Courts Suite 2-301 One Columbus Citcle, N.E. Washington, D.C. 20544