Professional Documents
Culture Documents
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~ev. mOW
(~ u..s~c, app. ~
3. Date of Report
!, Person Reporting (la,~l name, first, middle inltial) Leighton, Ronald B. 4. Title (Article III judges indicate active or se;lior s~utus; magistratc judges indicate I~ll- or part-time) U.S DislrictJadge
5b. [] Amended Report 7. Chambers or Office Address U.S. Courthouse t 717 Pacific Avenue Tacon~ta, WA 98402-3241 8. Oo tbe basis of the informalion contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Oflicer Date
IMPORTANT NO TES: The instructions accompanying this Jbrm must be followed. Complete all parts,
checking the NONE box for each part where you have no repvrtable it~)rmation. Sign on I~t page.
NAME OF ORGANIZATION/ENTITY
3.
5.
Leighton, Ronald B.
Date of Report
Leighlon, Rona d B.
5/11/2010 [
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - if you were murried during a~O, portion of the reporting year, complete this sectlog
(Dollar amount not required e.~cept for honoraria.)
~
1. 2009 2.
4.
t.
DATE~
1/29-2/I/2009 2."26-31U2009
LOCATJON
Ne~ York, NY Puerto Rico
PU~OSE
Speaker at CoMkrence Spezkcr at Conference
2.
3. 4.
V. GIFTS. a,,,.l,,,i..~ ,h.,~ ,o ~o.~ ~.a a,,p~,,a~., children; see pp. 28-31 of f!ling ~,struction3:)
NONE (No reportable g~s.) SOURCE I. DESCRIPTION ~
3. 4. 5.
[]
1. 2 3. 4. 5.
e, value, t .......tions (Includes those ,~sp ..... d dependent chiMren; see pp. 34-60 of filing in.vtructions.)
~. C.
Gross value a~ cud of reporting period Value Code 2 (J-P) ] Value Melhod Code3 Type (e.g., buy. sell, redemption}
~.
~ ............
Income during ~_ repe~ing peri~ [ Am~unl Type (e.&. : div., rent, C~d~l (-) orint.)
, .......
1.
2, 3,
-Alberto Culver Co (common) -Boeing Co. (common) -Brist.ol-Myers Squibb Co. (common) -Cisco Systems (common) -Conocophillips (common)
-Coming Inc. (common)
Dividend
T Distribuled 12/15,t09 J
4. i 5. : 6.
7. 8.
Dividend None
J K J
T T T
Distributed 12/t 5/09 J
Dividend
Dividend
-Sprint Nextel Coion~ -Qwest Comm. (common) - AT&T -Wash Mtnual Inc. (common) -Kidder Morgan Energy Partners -Briglgs & Strlmon Corp. -Get~eral Grov,th Prop. -Schlumberger I.,td -Iulq Business Machines Corp A A None Dividend Dividend J J J T T T C A .& Dividend Dividend None Interest J J J L T T T T
Distributed
12/15109
Distributed
12/15/09
]~ .....
[
fPe .....|,leporiing
Leightolt, Ronald B.
~,~, transactions Oncludes those of sp ....... d dependent children; seepp. 34-60 offiling
]
~ ]
-- ~. ~ ................... ............ ~
lncome during reporting period Gross value a~ end of repoSing period
D. - .............................
Transactions during reporling period
i {~
Amounl Cndc I (A-H)
{.2)
Type (e.g., div.. rent. or int.)
{~)
Value Ct~e 2 (J-P)
{2)
Value Me~od Code 3 {Q-W}
o}
Type (c.g, buy. sell. redemption)
{2} ....b} F-]~Date Value ]: Gain mmid~yy Code 2 Code I : (J-P) [ (A-H) L
{5}
Ide y of buycr/sc~ler (ifpr~w~tc transaction)
I8.
Int./Div.
19. 20.
21.
Dividend
-CVS Co~p, -Apple Computer -China Mobile Ltd. -3MCompany -ABB LTD ADS -Berkshire lqathaway -Costco -l)iageo Plc ADR -EMC Corp
-FcdEx Corp
Buy Sold
12/04/09 09/14/09
K J C
I
28. "~9 30.
3 I.
32. 33,
34,
Sold
Sold
02/07/09
12104/09
J
K
Date of Report
5/11i2010
o~u,,, , ...... ao~. a.a.dL..~ ,h,,s. oZ.,r ...... d dependent children; see pp. Z4-60of f!llng instructions.) ~. " .......... C~ ..................................
Gross vatue at end ~ of reposing period Value Met ~od Code 3 (Q-W) Yy~ (e.g, buy, sell, redcmptionJ
~ .........................
~Amount [ Type (e.g., , Value ~: Code I t div., rein, C~c 2 (A-H} ] ur int.) (J-P)
35.
-McDonaMs Corp -Goog|e Inc. -lntl Busiaess Machines -Andarko Petroleum BROKERAGE ACCT. #4
-Bristol-Myers (cmnmon) -Chevron Texaco Corp. (common) 13 A Dividend Dividend K K T T T
K K J
..o,3. 44.
Dividend Dividend
Sold
09/04,09
45.
46. 47.
A
A A
Dividend
Dividend Dividend
T
Sold Sold 09/04/09 09/04/09 J J A D
-Zimmcr Iloldings (common) -Ceatennial Motaey Market (Wetls Fargo Bank Deposit Sweep) BROKERAGE ACCT. 5 -Centennial Money Market (now Wells Fargo Bank Deposit Ssveep A A
None h~t.iDiv. K T
Sold
09/04/09
lnt./Div.
5/11/2010
Date of Reporl
,i,,~,~ (Includes ~ose of .~ouse and dependent children; see pp. 34-60 ,filing instruttion~)
pt fro~ prior disclosure .................. i ........ 52. 53. 54. 55. 56. 57. 58. -Boeing Company (common) -Columbia BankingSyslem (common) -lntel Corp. (common) -Schlttmbcrger (comrnon) -Transocean (common) -New Perspective Mutual Fund -Wash Mutual Investors Fund -Proctor & Gamble -Russell Frank Inv. Co. Imtmml fund)
div rcat
~ Code 2
Method [ buy sc I
buycr/scller
~ ........... ~ ...... ~ .............. ~ .._..~ .................. A A A A Dividend Dividend Dividend Dividend Nooe A A A D A A A A A A B B Dividend Dividend Dividend Dividend Dividend Dividend DNidend Dividend Dividend Dividend Dividend Divideud K K K K K K K K T T T T T T T T K J T T Sold Sold 09/0!/09 01122/09 J L A J J J J T T T T Sold 09/01/09 J
59. 60.
i61.Pierce Cry WA Sch Disl Sumner 321) Bond 62. 63. 64. 65. 66. 67. 68. -Chishoh-u Creek Ulil. -Montgomery AI School Bond -SF CA City & Cry AMBAC -lndiam~ Bond 13ank Roy -Glouchester Cry NJ IMPT -Emerakl Coast FL Utils -Wash (it), UT Sales
Da,eofRepor~
Leighton, Ronald B,
5/11/2010
VII. INVE STMENTS and TRU STS - i,0co ....... ~.~,, ........ ,io., a.~t.d~.~ ~,o.~ ,,/.V,, ...... a a~.d..~ ~u~,~.: ~pp. ~4.~0 o/y.i,,~ i,,,~,,.~Uo.~.)
NONE ~Vo reportable income, assets, or transactions.)
.... L ..............
Description of Assc~s
~ .......................
Amoum ~: T~c (e.g., Value Code I div. rent I Code 2 [ (A-H) [ or int.) (J-P) : [
?0.
71,
72.
None
None
J
J
T
T
73.
74.
75. 76.
77.
A A
A
Dividend Dividend
Dividend K "1"
Sold Sold
09/03/09 09/03/09
J J A
- Qualcomn~ Inc. (common l - Qwest Comm [common) - AT&F Inc. - Starbucks (common} - Time Warner - AIM Health Sciences Fnnd - DWS Global Thematic (tbrmerly Scudder G[obal) - I)WS ]ntl Fund (fi~rmerly Scudder Int] Fund
A A B A A
Sold Sold
09/03/09 09/03/09 J
Sold Sold
09103.,"1)9 09/03,09
K J
A -$1,0(ff~ or )~.s
B =$ I,{R}L - $2,500
C =$2.501 - $5,tR}~
D =$5,001 + $15.tR)O
E =$[5.tXU - $50,0{Y0
[Name
I
VII. INVE STMENTS an d TRUSTS -- ~.eom, ..~.,,, , ........ ,io.~ lncludes those of,W ....... d dependent children; see pp. 34~0 of illing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Dcscription of Assels (includ ng t~st m~sets~ , Place "(X)" aftcr each asset exempt t~om prior disclosure . :: I ~ B. h co nc during .reaming pcn~ C. [ Gross va uc a end ~ . of reporting period V~lue Code 2 (~-P) ~alue Method Uode 3 I ~ " .......................... D. ............... Yransaclions during reporting period
86.
-tdearc lnc.
Dividend
Sold N J J T T T
]09/03/09
Columbia Acord Fund-Z Cohlmbia Acorn International Fund-Z Eoscene Series A Preferred Eoscene Series B Preferred Nine Audio Technologies Drcyftts M idcap Value Fund
BROKE, RAGE ACCT. 9
L K K J J K
T T T T T T
Dividend None Pl T
Distributed
02/03/09
Date o, .eport
Leighton, Ronald B.
5/I 1/2010
VII. INVESTMENTS and TRUSTS -i.come, vatue, t ....... tions (Includes those of s. ...... d dependent children; seepp. 34-60 offiling instructions.,)
[~ NONE (No reportab& income, assets, or transactions.)
A.
Description of Assets (including l~st asscls)
- .......... ~? .....
Income during rcpoaing period
c.
Gross value al end of reporting period Value [ Value (J-P) [ Code 3 Type(e.g.. redemption)
D.
Transactions during reporting period
Date
103. - Investment Company America 104. - New World Fund 105. - Smallcap World Fund 106. - Tamarack Invt Fds Prime (now RBL Money Market Fund) 107. -Discover BK Greenwood Del 108. -First Business Bank Madison 109. -Choice Finl Group Crafion MD 10. -Magnet Bk Salt Lake City 1 I. -Goldman Sachs BK USA, Salt Lake City, Utah 12. -Capital One Bank Glen Atlen VA 13. -Capital One Natl Assoc McLean 114. 115. -Southpoint BK Birmingham ALA -Bank Blue VY Overland KS Open Open Open Open Open Open 02/18/09 02/04/09 03/16/09 05/20/09 02/27/09 12/18/09 M M K L L K
116. -Citicorp Mtg Securities 117. -Bank of America Funding Corp. I t8. -CIlL Mtg Pass-Through 119. -Deutsche ALT-A SECS
I.icome Gain Codt~: Vat uc Codes (See Columns CI and D32 Value Method Codes
t~ =$1.001 - $2,500 K =$ I 5.0{~ I - $ 50.000 O =$500,001 - $1.000.000 R -Cost (Real Estalc Only)
C =$2.501 - $5.000 L =$50.001 - $ I t)O,/)00 PI =$1.000.00t - $5,000,000 P4 =Mote than $50.000,000 S ~As.sessment
E =$15,001 - $50.000
DateofReporl
5/I 1/2010
VII. INVESTMENTS and TRUSTS - i,,,.o,.,, ~t.~, transatiot,s anti.des tho,~e of .~O.Se and dependent children; see pp. 34-60of filing instructions.)
~ NONE (No reportable income, assets, or transactions.) DcscHpron o[As:~cts (including trust assets} Place"(X)" al~cr each asscl exempt #ore prior disck~surc Income during ~ reporting period ~Amoma ] Type(e.g.. [ Code ~ [ d{v. renL :~ (A-ll)~ or int.) Gross value al end of repoaing period Value Code 2
,J-P) ~;~: 3}
den y of buyeffsetler
redemp~on)
121. -M~tr Asset Securitizatim~ Tms~ 122. -Wells ~argo M1g Backed Securities 123. fl~ANO. 7 None L T
Open Open
05/25/09 09/25/09 K
124. - Tamarack Money Market (now RBL Money Market Fund) 125. - Capital Income Buikler 126. - Capitol World Growth 127. - Fundamanetal Invrs 128. - Growth Fund America 129. - Inves. Co. America 130. - New World Fund 131. - Smallcap World Fund 132. -Capital One Natl Assoc. McLean 133, -E]s Ill Ltd, Parmership 134. -Hanc Amer FDG Trust 135. []ROKERAGE ACC[ #10 A lnt,iDiv. J T Open 07/08109 Open 09/03i09 K
Date of Report
Page 12 of 14
VII. INVESTMENTS and TR USTS - i. ......... ............ ;V ..........
Description of Assets (including trusl assets) Placo"(X)"aflereachassel exempt from prior disclosure
Leighton,
I
~51 ........ D.
Transaclions during reporting period
iii
AmountI Type(e.g., Code / ,I div., rent. (A-It) I or int.)
I Value
I Method I Code(Q.W)3 T T T T
[[ (JP) (a-H) il
J J
138.
tnt./Div. [nt/Div.
K J
139. -Bane Amer FDG Trust 140. -Citico~p Mortgage Securities Trust
A A
J J
lnt.[Div.
07/08/09,
Page 13 of 14
[)ate of Report
Leighton, Rona~a B.
5/~ 1;2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisious permitting non-disclosure. i further certify that earned income frnm outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the Unitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. ~0~44