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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court I 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] a .... I [] Final

Report Req.i,.~a b~, ,~t~


in Government Act of 1978

(~ u..s~c, app. ~
3. Date of Report

!, Person Reporting (la,~l name, first, middle inltial) Leighton, Ronald B. 4. Title (Article III judges indicate active or se;lior s~utus; magistratc judges indicate I~ll- or part-time) U.S DislrictJadge

5/I 1/2010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] Amended Report 7. Chambers or Office Address U.S. Courthouse t 717 Pacific Avenue Tacon~ta, WA 98402-3241 8. Oo tbe basis of the informalion contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Oflicer Date

IMPORTANT NO TES: The instructions accompanying this Jbrm must be followed. Complete all parts,
checking the NONE box for each part where you have no repvrtable it~)rmation. Sign on I~t page.

I. POS I TI ON S. n,,,,r,i,.g inaividu~t onty; see pp. 9-13 of finng imtrucdotts.)


NONE (No ~-eportable positions.) POSITION
1.

NAME OF ORGANIZATION/ENTITY

3.

5.

1 I. AG R EE M ENTS. mw,,r,i~g mdivlduat onty; see pp. 14-16 of filing instructions.)


~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

Leighton, Ronald B.

FINANCIAL DISCLOSURE REPORT


Page 2 of 14

Name of Person Reporting

Date of Report

Leighlon, Rona d B.

5/11/2010 [

III. NON-INVESTMENT INCOME. m,.po,a,g individual and sp .....


A. Filers Non-Investment Income NONE (No reportable non-im.,estment income.) DATE

; seel,p. I7-24 o/filing instructions.)

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were murried during a~O, portion of the reporting year, complete this sectlog
(Dollar amount not required e.~cept for honoraria.)

~
1. 2009 2.

N ONE ~Vo reportable non-investment income.) DATE


Burgess & Fitzer

SOURCE AND TYPE

4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertai .......


(h~clucles those to spouse ztnd de, t~emtent chi!dren: see pp. 25-27 o] ~ing instructions.)

t.

NONE 6Vo reportable reimbu~weme~ts.) SOURCE


I. The Aspen Institute American College of Trial Lawyers

DATE~
1/29-2/I/2009 2."26-31U2009

LOCATJON
Ne~ York, NY Puerto Rico

PU~OSE
Speaker at CoMkrence Spezkcr at Conference

ITEMS PAID OR PROVIDED


Tr~sportation, Meals, Lodging Transpo~ation, Meals, Lodging

2.

3. 4.

FINANCIAL DISCLOSURE REPORT Page 3 of 14

.~,~ of Person Reporting Leighton, Ronald B. ]

Date of Report 5/I 1/2010

V. GIFTS. a,,,.l,,,i..~ ,h.,~ ,o ~o.~ ~.a a,,p~,,a~., children; see pp. 28-31 of f!ling ~,struction3:)
NONE (No reportable g~s.) SOURCE I. DESCRIPTION ~

3. 4. 5.

[]

NONE (No reportable liabilities.) (..R EDITOR DESCRIPTION VALUE CODE

1. 2 3. 4. 5.

FINANCIAL DISCLOSUP~2 Pd~PORT

~ ..... P .....Reporting I Leighton, Ronald B.

Dale of Reporl 5/11/2010

Page 4 of t4 VII. INVESTMENTS and TRUSTS -- i ....


A.
Descriptkm of Assets (including lmst assets) Place "(X)" after each asset exempt from prior disclosure

e, value, t .......tions (Includes those ,~sp ..... d dependent chiMren; see pp. 34-60 of filing in.vtructions.)
~. C.
Gross value a~ cud of reporting period Value Code 2 (J-P) ] Value Melhod Code3 Type (e.g., buy. sell, redemption}

NONE (No reportable income, assets, or transactions.)

~.

~ ............

Income during ~_ repe~ing peri~ [ Am~unl Type (e.&. : div., rent, C~d~l (-) orint.)

Transactions during reining period

I Date [ Value mm/d~yy Code 2 i I (JP)

Gain Cudc ] (A-HI [

Idenlitv of buyer!so er (ifprivatc

, .......

1.

BROKZRAGE ACCT "2

2, 3,

-Alberto Culver Co (common) -Boeing Co. (common) -Brist.ol-Myers Squibb Co. (common) -Cisco Systems (common) -Conocophillips (common)
-Coming Inc. (common)

Dividend

T Distribuled 12/15,t09 J

4. i 5. : 6.
7. 8.

Dividend None

J K J

T T T
Distributed 12/t 5/09 J

Dividend

-CSX Corp. (common)

Dividend

9. 10, II 12. 13 14. 15. 16. 17.

-Sprint Nextel Coion~ -Qwest Comm. (common) - AT&T -Wash Mtnual Inc. (common) -Kidder Morgan Energy Partners -Briglgs & Strlmon Corp. -Get~eral Grov,th Prop. -Schlumberger I.,td -Iulq Business Machines Corp A A None Dividend Dividend J J J T T T C A .& Dividend Dividend None Interest J J J L T T T T

Distributed

12/15109

Distributed

12/15/09

FINANCIAL DISCLOSURE REPORT Page 5 of 14 VII. INVESTMENTS and TRUSTS - ~, .........


2. " .....
Description of Assets (ineludin8 trust asse~s) Placc"{X)" after cad; a~set exempt [~om p6or discIosure

]~ .....
[

fPe .....|,leporiing

1}ate of Report 5/11/2010

Leightolt, Ronald B.

~,~, transactions Oncludes those of sp ....... d dependent children; seepp. 34-60 offiling

NONE (No reportable income, assets, or transactions.)

]
~ ]

-- ~. ~ ................... ............ ~
lncome during reporting period Gross value a~ end of repoSing period

D. - .............................
Transactions during reporling period

i {~
Amounl Cndc I (A-H)

{.2)
Type (e.g., div.. rent. or int.)

{~)
Value Ct~e 2 (J-P)

{2)
Value Me~od Code 3 {Q-W}

o}
Type (c.g, buy. sell. redemption)

{2} ....b} F-]~Date Value ]: Gain mmid~yy Code 2 Code I : (J-P) [ (A-H) L

{5}
Ide y of buycr/sc~ler (ifpr~w~tc transaction)

I8.

-Baird Money Market (X)

Int./Div.

19. 20.
21.

INVESTMENT CLUB -Microsoft Corp.


-Proctor & Gamble

Dividend

22. 23. 24. 25. 26. 27,

-CVS Co~p, -Apple Computer -China Mobile Ltd. -3MCompany -ABB LTD ADS -Berkshire lqathaway -Costco -l)iageo Plc ADR -EMC Corp
-FcdEx Corp

Buy Sold

12/04/09 09/14/09

K J C

I
28. "~9 30.
3 I.

32. 33,
34,

-Teva Phanl~ -VEOL]A Em


-Boeing(X)

Sold
Sold

02/07/09
12104/09

J
K

FINANCIAL DISCLOSURE REPORT Page 6 of 1 4 VII. INVESTMENTS and TRUSTS-i .......... ,v


Description of Assets (mch~ding trust assets) Place "(Xy after each asset exempt from priur disclosure

Name ofPerson Reporting Leighton, Ronald B.

Date of Report

5/11i2010

o~u,,, , ...... ao~. a.a.dL..~ ,h,,s. oZ.,r ...... d dependent children; see pp. Z4-60of f!llng instructions.) ~. " .......... C~ ..................................
Gross vatue at end ~ of reposing period Value Met ~od Code 3 (Q-W) Yy~ (e.g, buy, sell, redcmptionJ

~ NONE (No repormble income, assets, or transactio~ts.)

~ .........................

income during ret~ rting p-6o~

Yrm~sactions duriug repotting period

~Amount [ Type (e.g., , Value ~: Code I t div., rein, C~c 2 (A-H} ] ur int.) (J-P)

i Dnte ~ Value ~ Gain ~ m~d~yy ~ Code. 2 C~e I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

35.

-Johnson & Johnson

36. 37. 38. 39. 40.


41. 42.

-McDonaMs Corp -Goog|e Inc. -lntl Busiaess Machines -Andarko Petroleum BROKERAGE ACCT. #4
-Bristol-Myers (cmnmon) -Chevron Texaco Corp. (common) 13 A Dividend Dividend K K T T T

Buy Buy Buy

02:07/09 02/07/09 10/02,"09

K K J

..o,3. 44.

-lntl [~lusiness Machines (common) -Microsoft Corp. (common)

Dividend Dividend

Sold

09/04,09

45.
46. 47.

-Nokia Corp. (common)


-Strattee Security (common) -Vodafimc Group (common)

A
A A

Dividend
Dividend Dividend

T
Sold Sold 09/04/09 09/04/09 J J A D

48. 49. 50. 51.

-Zimmcr Iloldings (common) -Ceatennial Motaey Market (Wetls Fargo Bank Deposit Sweep) BROKERAGE ACCT. 5 -Centennial Money Market (now Wells Fargo Bank Deposit Ssveep A A

None h~t.iDiv. K T

Sold

09/04/09

lnt./Div.

Name of Person Reporting

PageFINANCIAL7 of 14 DISCLOSURE REPORT Leighton, Ronald B.1

5/11/2010

Date of Reporl

VI 1. INVESTMENTS an d TRUSTS - ~,,.ome, ,.o~e, tr ......

,i,,~,~ (Includes ~ose of .~ouse and dependent children; see pp. 34-60 ,filing instruttion~)

N ONE (No reportable income, assets, or transactiona.)


Description of Assets (including t~s~ ~scts) Income during k rc~rting period Code I Gross value at end [ of reproving period Transitions during rcpofling ~rind

..................... A. ............ ~ .......~. ......... .............~ ......I ....................... ....................... -~:

pt fro~ prior disclosure .................. i ........ 52. 53. 54. 55. 56. 57. 58. -Boeing Company (common) -Columbia BankingSyslem (common) -lntel Corp. (common) -Schlttmbcrger (comrnon) -Transocean (common) -New Perspective Mutual Fund -Wash Mutual Investors Fund -Proctor & Gamble -Russell Frank Inv. Co. Imtmml fund)

div rcat

~ Code 2

Method [ buy sc I

mn~d~Ivy [ Cod ~ i Code I I,

buycr/scller

~ ........... ~ ...... ~ .............. ~ .._..~ .................. A A A A Dividend Dividend Dividend Dividend Nooe A A A D A A A A A A B B Dividend Dividend Dividend Dividend Dividend Dividend DNidend Dividend Dividend Dividend Dividend Divideud K K K K K K K K T T T T T T T T K J T T Sold Sold 09/0!/09 01122/09 J L A J J J J T T T T Sold 09/01/09 J

59. 60.

i61.Pierce Cry WA Sch Disl Sumner 321) Bond 62. 63. 64. 65. 66. 67. 68. -Chishoh-u Creek Ulil. -Montgomery AI School Bond -SF CA City & Cry AMBAC -lndiam~ Bond 13ank Roy -Glouchester Cry NJ IMPT -Emerakl Coast FL Utils -Wash (it), UT Sales

FINANCIAL DISCLOSURE REPORT Page 8 of 14

~ ..... P ..... Reporting f

Da,eofRepor~

Leighton, Ronald B,

5/11/2010

VII. INVE STMENTS and TRU STS - i,0co ....... ~.~,, ........ ,io., a.~t.d~.~ ~,o.~ ,,/.V,, ...... a a~.d..~ ~u~,~.: ~pp. ~4.~0 o/y.i,,~ i,,,~,,.~Uo.~.)
NONE ~Vo reportable income, assets, or transactions.)

.... L ..............
Description of Assc~s

~ ............ ........ ~ ........... (. " ............................... ~


Income during rcpoaing period ~ Gross ~alue a~ e~d of ~cporting period ~ Value Me,of Code3 (Q-W) T~e (e.~.. buy sell rcdc;;pfion)

~ .......................

T~nsaclio~s during reposing period

Place "(X)" after each asset exempt from prior disclosure

............................................... ................... ~ ...................


69. -JEA FL WTR & SWR SYS REV BRO~GE ACCT. 6 B Dividend K

Amoum ~: T~c (e.g., Value Code I div. rent I Code 2 [ (A-H) [ or int.) (J-P) : [

Dale ~ Value ~ ~ain m~6~ ~ Code ~ Code 1 :~] (J-P) (A-H) ~

I ......... ......~ .......


Buy 09/01/09 K

Idemi~y of buyer/seller (if private transactim~)

?0.

71,
72.

~Cisco Systems (common)


Dell Computer Corp. (cnmmon)

None
None

J
J

T
T

73.
74.

SCHWAB MONEY MARKET FUND


- Federated Muni Oppt (common) None J T

75. 76.
77.

-Kimberly-Clark (common) - Adobe Systems Inc.


-Proctor & Gamble (common)

A A
A

Dividend Dividend
Dividend K "1"

Sold Sold

09/03/09 09/03/09

J J A

78. 79. 80, 81. 82. 83, 84. 85.

- Qualcomn~ Inc. (common l - Qwest Comm [common) - AT&F Inc. - Starbucks (common} - Time Warner - AIM Health Sciences Fnnd - DWS Global Thematic (tbrmerly Scudder G[obal) - I)WS ]ntl Fund (fi~rmerly Scudder Int] Fund

A A B A A

Dividend Dividend Dividend Dividend Dividend None None None K K J T T T K T

Sold Sold

09/03/09 09/03/09 J

Sold Sold

09103.,"1)9 09/03,09

K J

}. hlcomc Gaitl Codca:

A -$1,0(ff~ or )~.s

B =$ I,{R}L - $2,500

C =$2.501 - $5,tR}~

D =$5,001 + $15.tR)O

E =$[5.tXU - $50,0{Y0

of Person Reporting FINANCIAL DISCLOSURE REPORT [ Leigblorl. Roltald B, Page 9 of 14

[Name

I
VII. INVE STMENTS an d TRUSTS -- ~.eom, ..~.,,, , ........ ,io.~ lncludes those of,W ....... d dependent children; see pp. 34~0 of illing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Dcscription of Assels (includ ng t~st m~sets~ , Place "(X)" aftcr each asset exempt t~om prior disclosure . :: I ~ B. h co nc during .reaming pcn~ C. [ Gross va uc a end ~ . of reporting period V~lue Code 2 (~-P) ~alue Method Uode 3 I ~ " .......................... D. ............... Yransaclions during reporting period

Date ofReporl 5/1 v2o~o

:Amomu~ T~c(c.g. Cndc I div., rent. ~ {A-H) or int,)

Try(e.g.. buy. sell, redemption)

Dmc Vate I Gain m~r~dd/yy ~, Code 2 : Code 1 (~-P) ~ {A-H)

ldcnd~yof buyeffseller (ifprivalc

86.

-tdearc lnc.

Dividend

Sold N J J T T T

]09/03/09

87, 88. 89.

BURGESS FITZER PS 401K PS PLAN TRUST US Bank, Tncoma, WA Vanguard Windsor 11 A A

None Interest Dividend

90. 9t. 92. 93. 94. 95.


96.

Columbia Acord Fund-Z Cohlmbia Acorn International Fund-Z Eoscene Series A Preferred Eoscene Series B Preferred Nine Audio Technologies Drcyftts M idcap Value Fund
BROKE, RAGE ACCT. 9

None None None None A Dividend None

L K K J J K

T T T T T T

97. 98. 99,

- Borders Group Inc, IRA NO. 6 - Capital Income Bldr Fund

Dividend None Pl T

Distributed

02/03/09

I00. Capital World Growth & lncome Fund

10l. - !:undamenta[ htvestors 102. - Growth Fund America

FINANCIAL DISCLOSURE REPORT Page 1 0 of 14

~ame of P ..... Reporting

Date o, .eport

Leighton, Ronald B.

5/I 1/2010

VII. INVESTMENTS and TRUSTS -i.come, vatue, t ....... tions (Includes those of s. ...... d dependent children; seepp. 34-60 offiling instructions.,)
[~ NONE (No reportab& income, assets, or transactions.)

A.
Description of Assets (including l~st asscls)

- .......... ~? .....
Income during rcpoaing period

c.
Gross value al end of reporting period Value [ Value (J-P) [ Code 3 Type(e.g.. redemption)

D.
Transactions during reporting period

Place "(X)" afi ..... h .....t

5m?u,~tl Type(e.g., {~H} ~ or inl.)

Date

I Value [Gain (J-p}

Identityof (ifprival transaction)

103. - Investment Company America 104. - New World Fund 105. - Smallcap World Fund 106. - Tamarack Invt Fds Prime (now RBL Money Market Fund) 107. -Discover BK Greenwood Del 108. -First Business Bank Madison 109. -Choice Finl Group Crafion MD 10. -Magnet Bk Salt Lake City 1 I. -Goldman Sachs BK USA, Salt Lake City, Utah 12. -Capital One Bank Glen Atlen VA 13. -Capital One Natl Assoc McLean 114. 115. -Southpoint BK Birmingham ALA -Bank Blue VY Overland KS Open Open Open Open Open Open 02/18/09 02/04/09 03/16/09 05/20/09 02/27/09 12/18/09 M M K L L K

116. -Citicorp Mtg Securities 117. -Bank of America Funding Corp. I t8. -CIlL Mtg Pass-Through 119. -Deutsche ALT-A SECS

I.icome Gain Codt~: Vat uc Codes (See Columns CI and D32 Value Method Codes

A =$1.000 or less J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal

t~ =$1.001 - $2,500 K =$ I 5.0{~ I - $ 50.000 O =$500,001 - $1.000.000 R -Cost (Real Estalc Only)

C =$2.501 - $5.000 L =$50.001 - $ I t)O,/)00 PI =$1.000.00t - $5,000,000 P4 =Mote than $50.000,000 S ~As.sessment

D =$5.001 - $15.000 M ~ $100,001 - $250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 11 of 14

DateofReporl

Leighton. Ronald B. [ ~,.~.e o~Per~on~epor~i.g [

5/I 1/2010

VII. INVESTMENTS and TRUSTS - i,,,.o,.,, ~t.~, transatiot,s anti.des tho,~e of .~O.Se and dependent children; see pp. 34-60of filing instructions.)
~ NONE (No reportable income, assets, or transactions.) DcscHpron o[As:~cts (including trust assets} Place"(X)" al~cr each asscl exempt #ore prior disck~surc Income during ~ reporting period ~Amoma ] Type(e.g.. [ Code ~ [ d{v. renL :~ (A-ll)~ or int.) Gross value al end of repoaing period Value Code 2
,J-P) ~;~: 3}

Transactions during rcpoaing period

~i~ [ ,:~ ............. ~i7 ..... (2)


Value Mc~od

Type (e.g. buy, se I

(~) -~ --7~V7 -i~;


~ (J-P)

[ Date Value ~ Gain n=ffd&yy Code 2 Code I


(A-H)

den y of buyeffsetler

redemp~on)

121. -M~tr Asset Securitizatim~ Tms~ 122. -Wells ~argo M1g Backed Securities 123. fl~ANO. 7 None L T

Open Open

05/25/09 09/25/09 K

124. - Tamarack Money Market (now RBL Money Market Fund) 125. - Capital Income Buikler 126. - Capitol World Growth 127. - Fundamanetal Invrs 128. - Growth Fund America 129. - Inves. Co. America 130. - New World Fund 131. - Smallcap World Fund 132. -Capital One Natl Assoc. McLean 133, -E]s Ill Ltd, Parmership 134. -Hanc Amer FDG Trust 135. []ROKERAGE ACC[ #10 A lnt,iDiv. J T Open 07/08109 Open 09/03i09 K

~36. -RBC Money Market

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 12 of 14
VII. INVESTMENTS and TR USTS - i. ......... ............ ;V ..........
Description of Assets (including trusl assets) Placo"(X)"aflereachassel exempt from prior disclosure

Leighton,

I
~51 ........ D.
Transaclions during reporting period

t.e, , ...... ,i,,.. a.,q.a~. ,ho~e o:,po i~ !


;

[~] NONE (No reportable income, a,~sets, or transactions.)


Income duri~Ig reporting period (?ross value at end of reporting period Value Code 2 i A A Int.iDiv. (J-P) K

iii
AmountI Type(e.g., Code / ,I div., rent. (A-It) I or int.)

~ii ..... ~7- ~,~ .......

I Value

I Method I Code(Q.W)3 T T T T

Type(e.g.. buy. sell, redcmptkn;) i

Date ! Value / Gain nuwdd!yy Code 2 / Code I i

Identityof buyer/seller (if private

................................................................. 137. -Western Bank

[[ (JP) (a-H) il

Open Open Open Open

07/08/09 07/08/09 07/08;t)9

J J

138.

-Midfirst Bank Okla Cry

tnt./Div. [nt/Div.

K J

139. -Bane Amer FDG Trust 140. -Citico~p Mortgage Securities Trust

A A

J J

lnt.[Div.

07/08/09,

FINANCIAL DISCLOSURE REPORT

r~me of P ......Reporting Leighton, Ronald B.

Date o1" Report 5/I 112010

Page 13 of 14

VIII. AD.DITIONAL INFORMATION OR EXPLANATIONS. (It~dlcatepartofRepor,.)

FINANCIAL DISCLOSURE REPORT


Page 14 of 14 IX. CERTIFICATION.

Na=e of Person Reporting

[)ate of Report

Leighton, Rona~a B.

5/~ 1;2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisious permitting non-disclosure. i further certify that earned income frnm outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the Unitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. ~0~44

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