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AO IO

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization Northern District of New York 5a. Report Type (check appropriate t~e) [] Nomination, Dare [] A.~aual [] Final

Re~. ]/2010

Report Required by the Ethics in Government Act of 1978

(5 U.S, C. app, 101-111)


3. Date of Report 04/27/2010 6. Reporting Period 01/01/2009 to 12/31/2009

1. Person Reporting (last name, first, middle initial) Kahn, Lawrence E. 4. Title (Article III judge~indieate active or senior status; maglsrrate judges indicate full- or part-time) District Judge-Senior Status

[] Initial

5b. [] Amended Report 7. Chambers or Office Address James T. Foley U.S. Courthouse 445 Broadway - Room 424 Albany, NY 12207 8. On the basis of the information contained in this Report and any modifications pertaining thereto, It Is, in my opinion, In compliance with applicable laws and regulations. Re,~ewing Officer Date

IMPORTANT t"~OTES: The instrucaons accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. me;or,,,= individual only; seepp. 9-13 of fillng instructions.)


~ NONE ~o reportable positiomt) POSITION
1. A~unct Professor

3.

5.

NONE (No reportable agreements.) DATE PARTIES AND TERMS

1.

Kahn, Lawrence E.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 2 of 6

K~hn, Lawrence E.

04/27/2010

III. NON-INVESTMENT INCOME. 0~epo,*~,g individual and spouse; see pp. t 7-24 of filing instructions.)
A. Filers Non-Investment Income
[] NONE (No reportable non-investment income.)

DATE
1. 2009 2. 2009 3. 4.

SOURCE AND TYPE


Teaching NS & Local Employees Retirement System - Pension Benefits

(yours, not spouses)


$8,000.00 $63,342.60

INCOME

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -tr..~po.o,ion, iodgi,,g, yood. e~,er,.i .... L


(Includes those to spouse and dependenl children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE


1. 2. 3. 4. 5.

DATES

J~OCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 6

~ ....of Perso~ Reporting

Date of Report

Kahn, Lawrence E.

04/27/2010

V. GIFTS. (lnctudesthos~tospou~eanddependentchitdren;seepp. 28-31 offilinginstructions.) NONE (No reportable gifts.) ~


1.
2. 3. 4. 5.

DESCRIPTION

VALUE

V I. L I AB I L I T I E S. a,~a,s ~os, ol sp ....... a dependent children; see pp. 32 -33 of filing instructions.)
[--] NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4, 5. Education Loan Robert Mitchell First Niagara Bank Consolidation loan - Unsecured Unsecured Loan

DESCRIPTION

VALUE CODE
j M L

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting I

Date of Report

Kahn, Lawrence E.

l
D. Transactions during reporting period

04/27/2010

I
:

VII. INVESTMENTS an d TRU S TS - ~come, ~J.e, tr..soe,o~ ane~s tho~~ of .,p ...... d dependent children; see pp. 34-60 of fdiag instructions,)
[--] NONE (No reportable income, assets, or transactions~)
A~ Description of Assets (including trust assets) Place "(X)~ after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period

i (l~ (2)
:: Amount Code 1 (A-H) Type (e.g., div., rent, or int.)

(!)
Value Code 2 (J-P)

(~)
Value Method Code3 (Q-W)

(t)
Type (e.g., buy, sell, redemption)

~. (~)
Date mm/dd:)2 !

(3) i (4)
Value Code 2 (J-P) Gain Code I (A-H)

(5)
ldentity of buyer/seller (if private transaction)

1. 2. 3, 4.

Escrow Account Bank North Mortgage HSBC Savings Account Schwab - Sound Shore Fund Inc. Vanguard 500 Index Fund

A A A A

Interest Interest Dividend Dividend

J J J J

T T T T

10. ll.

13.
14.

I5. 16. 17.

I. Income Gain Codes: (See Ca]urn r~ B I a nO D4) 2. Value Codes (See Columns C[ and D3) 3. Value Method COdes (See Column C2)

A =$ I,~00 or less F = 550,001 - $100,000 J =SI 5.000 or less N =5250,001 - 5500,000 P3 =525,(X10,001 - 550,000,000 Q =Appraisal U ~Book Value

B =$1,001 - $2,500 f3 =$ 100,00 l - $ I ,I,~d,,~ 0O K =S15,1101 - $50,1,~00 O =5500,00! - 51,000,000 R =Cost (Reap Estate On]y) V =Other

C =52,501 - 55.000 H I =$1,000,001 - $5,000~000 L =$50,001 - Sl00,000 PI =5t,000,001 - $5,000,000 P4 =More than $50~000~000 S =Assezsment W ~Estimated

D =$5,001 - $15.060 I-I2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash M~rket

E =$15,001 - $50,t~00

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Kahn, Lawrence E.

[ 14/27/21

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~Z-~ca,ep~,oIR~po~.)

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

N~me of Person

Reporting

l DaCe of Report
04/27/2010

K~hn, Lawrence E.

I certi~ that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is aceurate~ tru% and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory. provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference ~lations.

Signat

NOTE: ANY INDIVIDUAL V~]O KaNOWINGLY AND ~ILFULL AND CRIMINAL SA~NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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