t

ao 10
Rev. I/2olo

]
]

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. Court of Appeals 3d Circuit 5a. Report Type (check appropriate t)pe) [] Nominallon, [] Initial Date [] Annual [] Final

Repor, Required by the Ethics

in Government Act of 1978

(5 u.s.c. ~,p. lol-l t #

3. Date of Report 04/22/2010 6. Reporting Period 01101/2009

I. Pc~son Reportia g (last name, Inst, middle Initial) Fisher, D. Michael 4. Title (Article IlI judg~ indicate active or senior statu~; magistrate judges indicat~ full- or part-time) U.S. Circuit.k~dge, Active

12/31/2009

7. Chambe~ ar Office Address 5360 U.S. Courthou.~ 700 Grant Pittsburgh, PA 15219-1906

5b. [] Amended Report ~ On the basis of the Information contained ia this Report and any modifications pertaining thereto, it is, In my opinion, in tompliaaee ,a4th applicable laws and regulations. Reviewing Office" Date

IMPORTANT NOTES: The instructions accompanying this form mustbe followecL Complete all par~,
checking the NONE box for each part where you have na reportable infarmallon. Sign an last pag~

I. POSITIONS. ~n~,-~i~i~ o~,; ~ ~,p. ~4 J of ~n~g ~-~o~)

~ NONE (No reportabl~positions.) POSITION
1. 2. 3. 4. 5. Circuit Judg~ Adjunct Professor Member, Board of Trustees Member, Board of Trustees

NAME OF ORGANIZATION~NTITY
U.S. Court of App~als, Third Circuit University of PiRsburgh School of Law University of Pittsburgh Senator John Heinz HistoD Center _n ~

~n:.

"-<

NONE ~o reportable agreements.} ~ PARTIES AND TE~S

Pennwlv~ia State Employe~ Retir~ent F~d, Defined B~efit Pelion PI~

I. 1975~3

Fisher, D. Michael

FINANCIAL DISCLOSURE REPORT Page 2 of 7

r~am~ or
Fisher, D. Michael I 04/221201

III. NON-INVESTMENT INCOME. t~epo,~,z i,a~u~ ~,a s~,o~e~ s~e w. tT.~ o[~t~g ~o~.~
A. Filers Non-Investment Income NONE (No reportable non-investment income.) ~
I. 2009

~OURCE A~ ~PE
Univ~si~ of Pi~b~gh Sch~l of Law

~
(youm, not spouses) $10,0~.~

B. Spouses Non-Investment Income - ~f T.o~ ~,re marrled during any portion of the reporting )tar, complete ~hls section.
(Doll~ amount not requ~ed exccpl for honoraria,)

NONE (No reportable non-inv~tment income.) ~

I. 2~9

SOURCE AND T~E

HouSton Mi~in Ii~un Publishing (Co~ul~t)

2. 2009

APC Solutions (Consultant)

IV. REIMBURSEMENTS -,ro.~ro,~o~, ~,ag~,go[ooa, ,.,e~.~..~,

(Includes th~e to s~use aM dcp~Mnt chil~en; see pp. 25-27 of fili~ i~ctio~.)

NONE (No reportable reimbursements.) ~ ~

2/5/09 - 2/8/09

~OCATION
St. ~o~, U.S. Vir~n Islan~ Villanovn, PA

P~POSE
Midyear Meeting I Panel M~ber Moot Court Judge

ITEMS PAID OR PROVIDED

T~spo~tion, l~ging, meals

I.

Pennsylvania B~ Association

2.

Villanova Law School

3/28/09 - 3/28/09

Transpoaatiort, meals

3.

Academy of Trial Lawyers of Atlegheny County Georgetown University Law Center

Montgomery County Bar Association University of Pittsburgh

10/I/09 - 10/2/09

Farmingtoa, PA

Retreat Moot Court Judge

Lodging, meals Lodging

4.

I015/09 - 10/8,99

Washington, DC

5.

10/9/09 - I0/11/09

Fawaington, PA

Bench-Bar Conference

Lodging, meals

6.

11/8109 - 1 I19/09

Santa Barbara, CA

Distinguished Alunmi

Transportation, lodging

Page 3 of 7
School of Law

Fisher, D. l~lichad

04/22/2010

Fellow Award Ceremony

Name of Person FINANCIAL DISCLOSURE REPORT [ Fisher, D. Michael Reporting Page 4 of 7

Date of Report 04/22/2010

V.
~] NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALU~E

[]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

Mortgage on Property

VALUE CODE
N

!. 2. 3. 4. 5.

Chase Bank

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Pc .... Reporting Fisher, D. Michael

Date of Reporl 04/22/2010

VII. INVESTMENTS and TRUSTS - i~co,... ,,~t.e, trans.cao~s a.cl~aes ,ho~e o~po~ .... ~ dependent childr,n; $e, pp. J4-60 of ~dlng
NONE ~ro reportable income, ~sets, or transactions.)
A. Dc~fip~ of A~ ~i~lu~g ~st ~) Place "(~" after each ~t ~empt f~ prior disclosure B. l~ome during ~ng ~d~ ~ount [ T~ (e.g.. C~e ! [ div., ~L (A-It) [ orint.) [ [ C. Gro~ val~ at end of r~o~ing ~od Value ~e 2 (J-P) Value Me~ ~e3 (~ T T T T U Sold N J J J L K T T T T T T Buy 05/01/09 05/08/09 N N T~ (.g., bu~. sell, r~emption) D. Tmn~ctions during r~o~ng

Da~ ~d~

Value Gain C~ 2 ~ C~ I (JP) I (A-It)

ld~tity 0f ~7er/~ller (if~vat ~action)

I, 2. 3. 4. 5. 6, 7. 8. 9. 10. I 1. 12. 13. 14. 15.

Van~rd Wellington Fund Citizens B~k of Pe~sylv~ia PNC Bank Scudder Investment, Money Market Fund, PA S~te Employee Retirement Fund Lincoln Choice Plus, A~mui~ 1~ MassMu~al Evolution V~able A~uity Huntington Bank, Stock ~erisc~e Financial, St~k Callon Uo~oli~ted Pa~e~, Ltd, - Stock ~gg Mason Value T~t, Mutual Fund C.M. Life lm. Co. Flex. Prem. Adj~t. Univ, I Life Policy

C B C

Dividen~ In.rest In.rest None None None None

L K L J PI

Dividend None None None

Inte~st

16.

L Income Galn Cod,~:

A ~$1,0~ or less

B ~$1,001 $2,50~

(See Column C2)

FINANCIAL DISCLOSURE REPORT

[ N ....fPers0n Reporting
[ Fisher, D. Michael

Date of I:tep0rt 04/22/2010

Page 6 of 7
[

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,ai~o,o~,~,

FINANCIAL DISCLOSURE REPORT I r~,~e or Pen, Rep,ni,g

Page 7 of 7
I Fisher, D. Michael

~
[

Oa~e ot Repo~
04/22/2010

IX. CERTIFICATION.
I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, trae, and complete to the best of my "knowledge and belief, and that any information not reported was ~thheld because it met applicable statulory provisions permitting non-disclosure. 1 further ~.rtlfy that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. app. 501 et. seq. 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECTTO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544