AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.~ I01-111)

I. Person Reporting (last name, first, middle initial) Fisher, D. Michael 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time)

3. Date of Report 7/7/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Court of Appeals 3d Circuit

5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

U.S. Circuit Judge, Active

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~th applicable laws and regulations. Reviewing Officer Date

5360 U.S. Courthouse 700 Grant Street Pittsburgh, PA 15219-1906

IMPOR TANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (R,~,omng individual only; see pp. 9-13 of filing instructions.)

D

NONE (No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

U.S. Court of Appeals, Third Circuit University of Pittsburgh School of Law University of Pittsburgh Senator John Heinz History Center

I. 2. 3. 4. 5.

Circuit Judge Adjunct Professor Member, Board of Trustees Member, Board of Trustees

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

NONE(No reportable agreements.) DATE

PARTIES AND TERMS

Pennsylvania State Employees Retirement Fund, Defined Benefit Pension Plan

I. 1975-03 2. 3.

Fisher ,D. Michael

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Fisher, D. Michael

Date of Report 7/7/201 I

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~-~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses) $10,000.00

I. 2010 2. 3. 4.

University of Pittsburgh School of Law

B. Spouses Non-! nvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1.2010 2.2010 3. 4. SOURCE AND TYPE Houghton Mifflin Harcourt Publishing (Consultant) APC Solutions (Consultant)

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children; see pp. 2.$-2 7 of filing instructions.)

[~

NONE (No reportable reimbursements.) SOURCE DATES

1/21/10 - 1/24/10

LOCATION
Paradise Island, The Bahamas Phoeniz, AZ

PURPOSE
Midyear Meeting / Panel Member National Forum / Future of Legal Education

ITEMS PAID OR PROVIDED

Transportation, lodging, meals

1.

Pennsylvania Bar Association

2.

Sandra Day OConnor College of Law/Arizona State University Allegheny County Bar Association Academy of Trial Lawyers of Allegheny County

4/24/10 - 4/26/10

Transportation, lodging, meals

3.

6/17/10 - 6/I 8/10

Seven Springs, PA

Bench-Bar Conference

Lodging, meals

4.

10/6/10 - 10/7/10

Farmington, PA

Retreat

Lodging, meals

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Fisher, D. Michael

Date of Report 7/7/201 I

V. GIFTS. a.cludes ,hose ,o spouse and dependcnl children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ana,,des those qspo,se and depen,tent children; see pp. 32-33 of filing instructions.)

D
I. 2. 3. 4. 5.

NONE (No reportable liabilities.)

CREDITOR Chase Bank Mortgage on Property DESCRIPTION

VALUECODE N

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Fisher, D. Michael

Date of Report 7/7/201 I

VII. INVESTMENTS and TRU STS - i.co,.e, ,,alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place ~(X)" after each asset exempt from prior disclosure Income during repining period (t) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period Transactions during reporting period

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value [ Gain Code 2 i Code l (JP) i (A-H) [

(5) Identity of buyer/seller (if private transaction)

I. 2.

Vanguard Wellington Fund Citizens Bank of Pennsylvania

C
B

Dividend
Interest

L
K

T
T

3. PNC Bank 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17. Scudder Investments, Money Market Fund, IRA PA State Employee Retirement Fund MassMutual Evolution Variable Annuity Huntington Bank, Stock Ameriserve Financial, Stock Callon Consolidated Paflners, Ltd. - Stock Legg Mason Value Trust, Mutual Fund C.M. Life Ins. Co. Flex. Prem. Adjust. Univ. Life Policy

Interest None None None

L J P1 N J J J L K

T T U T T T T T T

Dividend None None None

Interest

I. Income Gain Codes: tSee Columns B I and D-I) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 $25.0OO.001 - $ 50.000.000 Q-Appraisal U =Book Value

B $1,0OI - $2,500 G =$100.001 - $1.000.0OO K =$15.001 - $50.000 O =$500.O01 - $1,000.000 R Cost (Real Estate Only) V -Other

C =$2,501 - $5,000 HI =$1,000.001 - $5,000.0OO L $50.001 - $100,000 PI =$1,000.0OI - $5.000,000 p4 =More than $50,000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5.0OO.0~O M =$I00.001 - $250,000 P2 =$5,000,001 - $25,000.000 T=Cash Markel

E =$15,0(11 - $50,0~O

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Fisher, D. Michael

Date of Report 7/7/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indlcate part of report.)

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Fisher, D. Michael

Date of Report 7/7/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas ~vithheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/D. Michael Fisher

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544