AO 10 Rev.

1/2008

.[

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization District of South Dakota Report Type (r..he~k appropriate type)

Report Required by the Ethic~ in Government Act of 1978 (5 U.S.C. ~p. ~ ~O~-t~O

I. Person R~porting (last name, first, nfiddle initial) Kommann, Charles B. 4, Title (Article IR judge~ indicate active or g~fior status; magist~am judges indicate full- or part-time) Sen~or stanxs

3. Date of R,port 02/23/2011

6. Reporting Period 01/01/2010 to 12/31/2010

] Nomination,

Date

7. Chambers or Office Address 102 4th Avenue SE, Suite 408 Aberdeen, SD 57401

8. On the Imsi~ of the information eontained in this Report and any modifications pertaining thereto, it is, in my opinioa, in ompliane~ with applicable law= and regulations.
Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followe& Complete ail parts,
checking the NONE box for each part where you have no reporfable information. ~ign on last page.

NONE (No reportable positions.)

POSITIOlX!
I. General partner 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITy
~ Komman~ a paztnership

NONE (No reportable agreements.)

PARTIES AND TERM~

1.1-1-97 2. 3. Articles of Parmership, Kommann

7:5

Kornman, Charles B.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Kornmann, Charles B.

Dtte of Report

02/23/2011

llI. NON-INVESTMENT INCOME. ~Ro,o,t~g ~d~d,~t~,d~po,,,~; ~p~ 17-24 of ~g~o~o~) A. Filers Non-lnves~ent Income ~ NONE ~o r~o~able non-inv~ent income.) DAT~ SO~CE ~ ~

INCOME (yours, not spouses)

B. Spouses Non-lnvestment Income - lf you were mart~d during any portion of the reportlng y~r, complete this
(Dollar amount not required except for honoraria.)

[]

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

2. 3. 4.

IV. REIMBURSEMENTS - ~,~,,po,~ao~ l~dg~n,,foo~ enlerlainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~

NONE (No reportable reimbursements.) SOURCE A]D_A.T..F~ LOCATION PURPOSE

ITEMS PAID OR PRQVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Kornmann, Charle~ B.

Date of Report 02/23/2011

[]

NONE (No reportable gifts.)

1. Ronald and Sharon Rivett 2. M~chael and Barbara Evans 3. 4. 5.

fishing trip to Sitka, Alaska, for selland spouse, lodging and food ind. ~rip to vacation home rented by the Evans in Seotsdale, AZ

$1,500.00 $1,200.00

VI. LIAB IL ITIES. a,~tu,~ ,no~ of ~,oa~ ,,,,d ,~,,~t c~ua,~,, s,, ~ ~2-3~ of filing instructtottt)
[-~ NONE (No reportable liabilities.)

1. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Kornmann, Charle~ B.

Date of Report 02/23/2011

VII. INVESTMENTS and TRUSTS V~ NONE (No reportable income, assets, or transactions.)
Description of A~ets (including trust assets) Income during Gross value at -~d of ~porting period Value Code 2 0-r) [ Value [ Method [ Cod~3 Transactions during reporting period

Place ~(X)" after each asset exempt from prior disclosure

Amount Code 1

(A-H)

Type (e.g., div, nmt,

O) Ty~ (e-S.,
buy, sell, redemption)

Date

]V~lue [ Gain I

Identity of

or

I c, 2I
tr, m~action)

1.

Common stock, Red Ribbon, Inc.

A

None
Int./Div.

J
J

W
W

3.

1/3 ownership, house, Tyndall SD

B E

Rent Rent O W

Sold

Aug I

A Michael Bambas

4. farm land, Hamlin County, SD

5. 43.84% interest, partner, Kommann Kornmann

E E
D A

Distribution Distn~bution
Dismbution Interest None

0 0
L J L

W W
W U T Sold Sold Sold Redeemed
1Ledeemed Redeemed

6. 43.84% interest, pa~ner, 7. 8. 9. 10. 1 I. 12. ~ ~.

SD Retirement System, monthly benefit~ Interest in Black Hills Eagle 1 lmrtnership Brandywine Fund shares Mutual Beacon Fund CL Z shares Mutual Global Disbursement Fund Shares Mutual Earopeun Fund shares Centennial, IRA trust

B B D A A A A

Dividend Dividend Dividend Int./Div. IntJDiv. Int./Div. Dividend None L T

12-15 12-15 12-15 11-18

11-18 1 I- 18

M M M J
J J

E E A
A A

14.
15. 16. 17.

Centenl Money Market Trust, IRA

Centennial Money Market Trust (Wachovi Seenrities) Omkmark Select Shar~s -

Masters Select Equity Fund Shares

I. hw, ome Gain Codes: (S~ Cohanns BI and D4) 2. Value Codes (Se Columrts CI and D3) 3. Value Method Codes (S~ Column

A --$1,0O0 or less F =$50,0Ol - $100,000 N =$250,0Ol - $50ofl00 P3 =$25,0O0.001 - $50,000,000 Q =Appraisal U ~Book V~I~

B ~$1.0O] - $2,50O G --$10O,0Ol - $1,000,00O K =$15,001 - $50,000 O =$500,001 - $1,0O0,0O0 R ~Cost (Real Estate Only)

C =$2,501 - $5,00o HI ~$1,0O0.0OI - $5,0O0,0O0 L ,*$50,0Ol - $10O.000 P1 =$1,0O0,0Ol - $5.0O0,00O P4 =Morn than W ~Estimated

D =$5,0OI - $15,000 H2 =Mo~ than $5,000,0O0 M =$I00,001 - $250,0O0 P2 =$.~,0O0,0O I - $25,000,000 T =Cash Market

E =$15,001

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Kornmann, Charles B.

Date of Relmrt 02/23/2011

NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" ~ter each asset exempt from prior disclosure Income dining repotting period (D I (2) Amount [ Type Code I [ div., rent, (A-H)J orint) 18. 19. 20. 21. 22. 23. 24. The lnvesmaent Company of America shares NFJ Dividend Interest Vanguard 500 Index Fund Kommann) Kornmani A A B B C A A Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend None A A A A C B Dividend Dividend Dividend Dividend Dividend Dividend None C Interest
K T K K T T Buy Sold Tran~fe~ed (to line 38) 12-20 12-15 M W Sold 12-15

Gross value at end of 0) (~) Value Value Code 2 Method Code 3 0-P)

Transactiona during tx-~porting period.

~rsns~ct~on) Sold
Sold

12-15 K
12-15

E
J

n)

L K K

T T T Matured 7-6 12-17 N

12-15

Vanguard GNMA Fund ~Kornmann)i Vanguard PEIT Fund ~ommann) Due on notes from~ members to~ ~ Kommann Russell Funds

Buy
Sold

25. Eaton Vance Tax Managed BuyWdte Me, F i A Kornmann) 26. 27. 28. 29. 30. 31. 32, 33. Foreign condo investment

nn)

Komma

Eaton Vance Tax Managed Buy Write l~md SBI Eaton Vance Tax Global Buy Write Fund ( Komanann) Cohen & Steers Die. Majors Fund, Inc.~ ~ Kornmarm Blackrock Enhanced Divid Evergreen Glbl Oppty F Ft. Spe Fin & Finl Oppty,
ann

Kornma ommanni Komm ]Korn

Anderson Retirement LLC

L K

T T

34. Healthcare Plus Federal Credit Union

1. Income Gain Codes: (See Colmnn~ B I a~d D4) 2. V~ue C~

A -$1,000 or k~s F ~50,~ 1 - $ I ~,~ J ~15,~ or ~ P3 =$~,~,~1 - $~,~,~ Q =Ap~i~ U =~k V~

B =$1,001 - $2,_500 G =$ ] ~,~ I - $1 ,~,~ K =$15,~1 - ~0,~

C =$2,501 - $5,000 H l = $ I ,~,~ 1 - $ 5,~,~ L =~0,~I - $1 ~,~ P4 =M~ ~ $50,~,~ S ~t W =~

=$5,001 - $15,000 =More than $5,000,000 ~$ 100.00 ~ =$5,000,00~. =~ash Market

E =$15,001 - $50,000

3. Val~ M~od ~ (~ C~mn ~)

R ~t ~ ~m ~ly) V~

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Date of Report

Kornmann, Charles B.

02/23/2011

VII. INVESTMENTS and TRUSTS - ~.,,, ~a.o, ~ a.a~ ~ of ~, o~ d,~.~, c~,~; ,. w ~-~ of ~g ~,~.a~,~)
[] NONE (No reportable income, assets, or transactions.) A. De~ription of Assets (including trust a,~-~)
PI~..~ "(X)" after each asset exempt from prior disclosure

~
A A

B. Income dvaing reporting period (2)

Type (e.g~ div., rent,

Gn~ss value at end of Value (t) Code 2 O-P) Valu~ I (2) Method o~ 3

Tramactiom during reporting tgriod l ~e /V~l Gain I _ Identityof

Type(e.g.,

, or int.)

35. 36.

Healthcare Plus Federal Credit Union,~ ~ Kornmann BiackroekEnhanced Divid.

Inte~st Dividend Sold N K N L W T U U Tramfe~r~d (from line 31) Redeemed Name change only 12-20 12-20 12-20 8-29 8 -29 J J J 12-15

37.
~8.

Twin Homes, Aberdeen, SD

Rent
Dividend Distribution Distribution Distribution Interest Interest

Wells l~argo Advantage Global ~ Ko --D rnmama) D C F A A

"39. Wells Var~o Managed Account (IP~) 40. Wells Fargo M~naged Accoun~IRA)~ 41. WelI~ Fargo Managed Account (IRA~

(part)

Redeemed

(pm)

Merged (with line 40)

42. Well~ Fargo Cash Sweep~ (IRA) 43. Wells Fargo Cash S~eep (IR~i

Closed
Closed

1. Income Gain Codes: (See Columm BItnd D4) 2. Val~ Cocks (See Cohmm~ CI and D3) 3. Value Method Codes (See Col~m C2)

A-$I.~0 or less F =$50,001 - $100,060 J =$15,01~ or les~ N ~$250,601 - $500,000 P3 ~25,000,00! - $50,000,000 Q =Appraisal U =Book Va!uc

B--$1,12OI - $2,500 G =$100,001 - $1,00O,0O0 K =$15,001 - $50,000 O =$560,001 - $1,000,000 R =4:ost (Real Estate Only) V~

C =$2,501 - $5,000 H I ~$1,0OO.001 - $5,000,0~1 L --~50.001 - $100.00~ PI =$1,000.001 - $5.000,000 P4 ~More aura S =Asse~m~Jat W =E.s~mated

D =$5.001 - $15,000 H2 -More flaa~ M =$100,001 P2-$5,1~6,001 T -~:~da Market

E =$15,~1 - $50,1300

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Pegsom Reporting Kornmann, Charle~ B.

DaCe of Report 02/23/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

V. GIFTS Line 1, Ronald and Sharon Rivat~t, long time f~iends from Aberdeen, SD entertained reporling party and spouse together w~th four other couples from Aberdeen, SD, at their fishing lodge in Alaska for 3 days. We flew in a private plane with the owner of the plane, Michael Evans, and his sp~nse, Barbara Evans, also long time friends f~om Aberdeen, SD. Line 2, Michael and Barbara Evans, long time friends from Aberdeen, SD, invited friends to sta), with them in a home they had rented in Arizona for three days to originally host their fanxily members. We flew in a private plane owned by the Evans with three other couples. Meal costs ~vere shared with all conc, erned. VII. INVESTMENTS AND TRUSTS (Contd.) Line I, Red Ribbon, Inc. owns an unimproved parcel of land in Indiana. It is a Subehapt~r S corporation and the income and losses are passed through to the stockholder. There have been no distnbutions and the land continues to produce no income. Line 4, this land is leased on a cash rent basis. Line 5 and I~e 6, this parmexsh~p owns 2 apamn~nt houses. Liquid investments of the partnership and income therefrom are reported in Part VII. Line 24, Russell Funds owns and operates a large number of funds in its "family.n They ara all mutual funds. Line 33, this is a lhnited paxtoership interest, a very small interest as a limited pa~ner;, the partnership is operating an assisted ea~ living faciliW in Indiana. Line 34, this is money invested in Healthcara Plus Federal Credit Union by the reporting pany. See information also as to Line 35. Line 35 this is mono invested in Healthcare Plus Federal Credit Union by Kommann.

Line 37, this asset was consu~eted fiom scratch by reporting party in 2009 and 2010 and is a real estate investment. Line 39, because of age of reporting pa~, one partial IRA withdrawal was required by federal law. Line 40, because of age ofsponse, one partial IRA withdrawal gas r~quired by federal law.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

IX. CERTIFICATION.

Name of Person Reporting Kornmann, Charles B.

Date of Report 02/23/2011

! certify that all information given above (ineinding information pertaining to my spouse and minor or dependent children, if any) i~ accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifL~ which have been reported are in compliance with the provisions of5 U~%C. app. 501 eL seq, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJEL-T TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544