I

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court, W.D, PA $a. Report Type (cheek ~pproprlate type) ] Nomination, [] Initial 01/01/2009 Dale [] Annual

Re?o. Required by the Ethics in Governmenl Act of 1978

O u.s.c, o?~,. sol-t;1)
: 3. Date of Report 05/11/2010 6. Reporting Period

1. Person Reporting (last name. first, m~ddle initial) DIAMOND, GUSTAVE 4. Title (A~cle Ill judges indicate active or s~nlor status; rnagistzatejudges indicate full- or pen-time) U.S. District Judge (Senior)

[] Final

to 12/31/2009

~. Chambers or Office Address U.S. District Court, W.D. PA 821 U.S.P.O. & Courthouse Pittsburgh, PA 15219

Sb. [] Amended Report 8. On the bash of the Information contained in this Report and any modifications pertaining thereto, it is, In my opinion, bt compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be follow~a~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

~-]

NONE (No reportable positions.) POSITION blAME OF ORGANIZATION/ENTITY

Diamond, Gustave

FINANCIALpage 2 of 10 DISCLOSURE REPORT I DIAMOND, GUSTAVE

Name of Perlon Reporting

Date of Report

05/11/2010

I11. NON-INVESTMENT INCOME. (Reporting individual andspouse; see pp. 17o24of filing Instruclions.)
A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2.

SOURCE AND TYPE

~
(yours, not spouses)

3.
4.

B. Spo uses Non-Investment Income - If you w~re m~r~d during any portion of the rcpo~g year, complete this sectlo~
(Doll~ amoum not requl~d ~ccpt f~ honorarY.)

NONE ~o reportable non-inv~tment income.) ~ ~O~CE A~ ~E

I.

2. 3.
4.

IV. REIMBURSEMENTS - ~,=~*rta,~n. Iod,~.food.,n,,~,,.,,~

(lncludea thoa to apou~e and dependnt children; ace pp. 25.27 of filing lmtructions.)

NONE (No reportable reimbursements.) SOURCE

1.

DATES

LOCATION

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

DIAMOND, GUSTAVE

05/11120

V. GIFTS. a~, ~o~ ~ NONE ~o reportable gifts.) SO~CE

1. 2.

3,
4. 5.

NONE (No reportable liabilia~.) CREDITOR DESC~PTION VAL~ CODE

1.

2. 3.
4. 5.

PageFINANCIAL4 of 10 DISCLOSURE REPORT

DIAMOND. GUSTAVE

05/11/2010

VII. INVESTMENTS and TRUSTS - ~nco,~o...t,,. rr.~cao~. (Includes ,hose of .p ...... d dependent chlld~n; ,~1 pp. 34~0 of filing lmw~ction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Ass~ (including ~s= Place ~(X)" after ~h ~set exempt ~m p~or disclosur B. In~m~ during C. Gross val~ at ~nd T~ (~.g., buy. s11, r~emption) T~nsactions d~i~ g ~po~ing p~od

Amoun~ C~ I , (A-It)

T~ (e.g., day., ~ orim.)

Value Code 2 (J-P)

: Valu~ ~ M~od ] C~3

Date ~d~

Valu~ Gain ~ Code ~ [ Co~ I [ (J-P) ] (A-H) ::

Idcnti~ of buyer/s0ilcr (ifpfiva~

1. 2. 3. 4.

Fid~li~ Equi~ Income Fund, I~ Fo~crly Smith Barney cash ~dfolio now Citiba~ HA S.D. AF~C, Stock Am. Funds.American Balanced Fund

A A A A

Dividend Interest Dividend Dividend

I ~ K J

T T T T

R~em~

12/01/09

5. 6. 7. 8.
9.

Am. Funds, Investment Co. of Am. Microsoft Corp. EuroPacific Growth Fund Proctcr& Gamble, Stock
Capital World Growth & Income

B A A A
A

Dividend Dividend Dividend Dividend

Dividend

M I

T T Buy Sold : I0115/09 1/30/09 J J (C)

K
J

T
T

10.
I I.

PNC. Stock
Allegheny Co. PA Sanitary Auth. Bond

A
A

Dividend
Interest K T

Sold

10/15/09

12. 13.
14.

Suntrust Banks Am. Funds, Growth Fund of America

PA State Second Sec. Bond

A A
A

Dividend Dividend
Interest

J K
K

T T
T

15. 16.
17.

Lancaster, PA General Oblig. Bond State Public School Bldg Authority Bond
Am. Funds, Amcrican Balanced Fund

A A
B

Interest Interest
Dividend

Sold K
K

05/04/09 05/07/09
12/31/09

K K
J

T
T

Buy
Buy

I. tncomc G~dn Cods: (So Columns B 1 ea~d D4) 2. Value Cod~ ~ ($Column~CI and D3) 3, Value Metho<l Coder
L (See Colvenn C2)

A =$1,000 m I~ F550,001 $ 100,000 J -$ I 5.000 or lets N -$250.001 - $500.000 P3 =$25.000,001 - $50,000,000

U -Book Vatu~

B -$1,001 - $2,500 G -$100,00l - $I.000,000 K =$ I$,001 - $50,000 O =$500.001 - $1.000,000 R -Cost (Real Estat Only)
V -OthcI

C =$2,~01 - $5,000 H I "51,000,001 $5,000,000

L "$50,001 - $ 100.000

PI =$1.000,001 - $5.000.000 P4 =Mor than S =Assessment

W -EstimateM

D =$5,001 - $15,0D0 H2 =More than $50000.000 M "$100,001 - $250.000 P2 =$L000,001 - $25,000,000 T =C:ash Market

E =$15,0~! - $50,fl00

FINANCIAL DISCLOSURE REPORT Page 5 of 10

1 Name of Person Reporting

Date cf Report

I DIAMOND, GUSTAVE
Gros~ v~o~ at end ofr~g p~fiod Transactions during reposing period

05/11/2010

VII. INVESTMENTS and TRUSTS - ~,co,.,,,,~t..,, ......

NO~ ~o reportable income, assets, or transaction.)
Desc~pfion of Asset~ {including ~st ~t~) ln~m~ during r~po~iag p~dod

aons(tndudesa, osaofs~o .... ddepandentchilarentseepp. 34-60of~lingimtructio.s.)

~xcmpt~omprior~sclosure

Cod~ I (A-H)

div.,ren~ or in~)

Cod*2 (J-P)

] Method Code 3 (Q-W)

buy. sell, redemption)

m~d~

Code2] Code I (J-P) (A-H) .

buyer/seller (if pfivat~ ~ansaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27.
28. 29. 30. 31. 32.

Am. Funds,~pi~l In~meBuilder Am. Funds, Fundamental Investors Fund PA Public School Building Bond PA State Higher Edu. Bond Philadelphia, PA Hosp. Bond Income FundofAmcfica Daimler Chr~,sler Bond BGE-Capital Trust II G-M Acceptance Corp Bond American lligh Income Trust Fund
American lligh Income Trust Fund American Funds, Cap. Income Builder American Mutual Fund Legg Mason Value Trust Bond Fund of America

C A A A A B A B A A
D C A A A

Divided Dividend Interest Interest Interest Dividend Interest Interest Interest Interest
Dividend Dividend Dividend Dividend Dividend

M K K K K L

T T T T T T

Buy

01/30/09

Sold K T Sold J
L L J K J

05/26/09

05/26/09 01130/09
06108109

K J
K

T
T T T T T

Buy
Buy (addq)

Buy

01/30/09

Buy

01/30/09

33. 34.

Am. Funds, Small Cap World Funds Am. Funds, NewPcrspcctive Fund

Dividend

Sold

01/30/09 01/30/09

K J

A A

(part)

Sold

Valuo Co~

J "$1 $.~ or lest

K ~ I$,~1 - $$0,~

L -150,001 - $1~,~

M =$10O.001 - 1250,000

(See Col~n C2)

O =B~k Valu

V ~her

W =Estima~d

FINANCIAL DISCLOSURE REPORT Page 6 of 10 VI I. ~E STMENTS and TRU STS -

N .... rV~r,on Reporting

Da,~ of Ieq~ar!

DIAMOND,

NONE ~o reportable income, assets, or tra~actionsO

Des~ipfion of Asse~ (incl~[~ ~st ~sets) Place "(X)" a~er each ~et exempt ~om prior ~los~e Income during r~oning peri~ ~t ~e I (A-H) T~ (e.g., die., rent, or i~) Gross value at end of reporting Value Code 2 (J-P} Value [ Method ~3 (Q-W) T T T T Buy 02/04109 J Transactions dunng ~ing period T~ (e,g,, . I Dale :: Value buy. sell, Im~d~ Code 2 re~mption) (J-P) ~ Sold Buy 10~0/09 01~0109 J J A

Gain Code 1 (A-H)

ld~ti~ of buyer/seller (if private transaction)

35. 36. ~37. 38.

Am. Funds, New Pe~p~five Fund In~meFundofAmefica Am. Fun~, lnves~entCo, of~. Pimco Real Return Fund

B A B A

~vidend Di~dend Di~dend Dividend

L J L J

39.
40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50.

Am. Funds, American Balanced Fund

Am. Funds, Europacific Growth Fund Am. Funds, Growth Fund of America Investment Co. of America Citibank NA S.D. Allegheny Co. Fed Credit Union -- CD Fundamental Investors Fund Tax Exempt Bond Fund of America Income Fund of Amedea American High Income Bond Fund Am Funds. Capital World Growth Inc. Fed Ex Carp Stock

A
A A A A A A A B A B A

Dividend
Dividend Dividend Dividend Interesl Dividend Dividend Interest Dividend Interest Dividend Dividend

.I

T
Sold 01/30/09 J A

J J J

T T T Redeemed 03/05/09 I0/15/09 10!15109 J K J A Buy 10/20109 J

K J K J K J

T T T T T T

(part)
Buy

Sold

Buy

I0/15/09

51.

Investment Co. of America

Dividend

I. Income Oai (See Col~ BI and D4) (See Columm CI ~nd D3)

F ~50,~1 - 1100.~ N =$250,~1 - $~,~0

G ~$100.~l $1,~,000 O -$500,~1 $1,~,0~ .

Ill =$1,~0,~1. $5,~0,~ PI "$1,~,001 - $$,~,000

112-M~e than $5,~0,000 ~ -$~,~.0Ol * $25,000,0~

(See Column C2)

U ~Book Valu~

V ~Oth~

W =~tlmated

Name olrerlon Reporting FINANCIAL DISCLOSURE REPORT ] DIAMOND, GUSTAVE Page 7 of 10

Date ~f Report

05/1 t/2010

V I 1. INVEST MENTS an d TRUSTS - ~,co,.,, ~,~.,, r ...... no.s (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
Description of As~ts (including trust assets) Gross value at cod of reporting period Transacdons dming reporting period

[ reporting period

O)

12)

=~p, rro~ ~,io. diso|o,~.o

PI~~ "(X)" aft .... h asset

I Code t =,. ai..,

Amounl

Type (e.g., Val~

0)

i2-S--l Value

(i)

(2)

O)

(4) ]

(~)
Idcntity of

Co~o2 I ~o~hod
J K J T T T

Type (e.g., i D~.t ] VMu ] Gain I

~.y,~,. lm~dd~. [ Cod: I Co~ t /

~"Y/~~

52. 53. 54.

National City Bank - Bank Acct. Washington Mutual Inv~tors Fund 529A Capital World Growth and Income 529A

A A A

Interest Dividend Dividend

55, 56.
57. 58. 59. 60. 61. 62. 63. 64. 65.

Fundamental Investors 529A Investment Co. of America 529A

Fidelity, Equity Income, IRA Fidelity, Equity Income Individual Fiddity, Canada Fidclityo Latin Amcrica Fidelity, Nordic Fidelity, Southeast Asia Fidelity, Convertible Securities Fidelity, International Discovery Fidelity Fifty

A A
B A A A A A A A A

Dividend Dividend

J J
K J K K

T T
T T T T Past Redeem 12/01/09 J J J J J K K J (D) (D) (C)

zap gax~
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Dividend.

:ransfer 12101109 from IR~

Buy Buy Redeemed Redeemed Redeemed Redeemed 12104109 12130/0! 12/16/09 12116/09 12/16/09 12/16/09

66. 67.
68.

Wal-Matt Stores, Inc., stock National City Bank - C.D.

PNC Money Market

A A

Dividend Interest

T Redeemed
Buy

12/09/09
10124/08

J
J

A
Footnote 1

I, Income Gain Codes: 2. Value Codes (See Colum~ CI ~nd D3) 3. Value Mc~od C~

A -$1,000 or le~s J ~$15,000 or N -$250,001 - $500,~ P$ "$2~,~0,001 - $~0.~.~0 Q -AppIai~al

B -$1,~01 - $2,S00 O ~,001 - $1,~,0~ R -Cod (R~I E~tate Only)

C -$2,501 - $5,0~0

D -$5,~ I - $1 ~,0~ P2 =$~,~,~1 - S25,00a,0~ T -C~h Market

E =$15,~1 - $50,0~

P I =$1,~,00t - ~,~,~ P4 =M~e than $50,~,000 S -Ass~ment

FINANCIAL DISCLOSURE REPORT Page 8 of I0

Name of Person Reporting ]

Date of Report

DIAaMOND, GUSTAVE ]

05/11/2010

V I I. INVESTMENTS and TRUSTS - ;ncom,. v=t,~, t .... ,ao,~ (Includes those of spo ...... d dependent hildrgn; $t pp. J4~O of filing instructions.)
NONE ~o reportable income, asse~, or transactions.)
A. Description of ~ls
(including t~t assets)

B. ~] ] In~mo d~ng
ro~ing ~l~ (I) (2) T~(~.g.,

C. Gross valuc ~t end

of reposing p~od (I) [ (2)Value [ Valuo (I) T~(e.g.,

D. T~sactions during ~ning pcfiod

~-~ (3) ~ (4) ~ Dat~ ]Valug [ G~n (~) Idcnti~of

Placo"(X)e~ere~chasset

Amount

69. 70. 71.

PNCMoney~rket PNC Money Market Citizens B~k Savings Account A A In.rest lnt~st K K T T Buy

(add0
B~ (addl)

Buy

v~

rious

j J F~mote 2

2009
06~09 K

03/09

P) =$2L~0.~1 - $50,~0,~

~4 =Mo~ than

FINANCIAL DISCLOSURE REPORT Page 9 of I0

~ ....

tP~rsaa Repot,lag

Date ofR~port

DIAMOND, GUSTAVE

0511112010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~i~,~r~.

Footnote 1: Line 68: This savings account was opened in October 2008 with a $10,000 deposit from funds which had accumulated in our checking account into which my monthly government check is directly deposited. It was inadvertently omitted from my 2008 ethics report which I hereby request be amended accordingly. We now make regular deposits from our checking account throughout the year into this account, plus a $12,429 deposit in June 2009 from an income tax reffmd. Footnote 2: Line 71 : This consists oftho proceeds of redemption of Mass Mutual life insurance in January 2008. Those proceeds had been held in a non-interest account until this investment.

FINANCIAL DISCLOSURE REPORT [ DIAMOND, GUSTAVE

Date afRcport

Page 10 of 10
IX. CERTIFICATION.

05/~I/2o~o

1 certify that all Information given abnve (including information pertaining tn my spouse and minor or dependent children, If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT blAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N,E. Washington, D.C. 20544