Professional Documents
Culture Documents
ge~: 1/2010
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I. Person Reporling (last name, first, middle initial) Spate, Arthur D. 4. Title (Article Ill judges indicalc active or senior s:atus; magistrate judges indicate full- or pan-time) U.S. DistricrJudge, Senior
7. Chambers or Office Address Long Island Federal Courthouse P.O. Box 9014 Central Islip, New York 11722
~b? [] .a.mendedRcport 8. On the basis of the information contained in Ihis Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~,ith applicable laws and regulations, Re,ie~ing Officer Date
IMPOR TANT NO TES: rhe instructions accompanying this form mt~t be fottowed. Complete all parts,
checl, ing the NONE box]or each port where you have no reportable information, Sign on last page.
"tions.)
~
I. 2. 3. 4.
POSITION
NAME OF ORGANIZATION/ENTITY
,-~ -~-
pi
Spatt, Arthur D.
Page 2 of 12
Date of Report
05/10/2010
~
(yours, not spouses)
$18,627.96
B. Spouses Non-I nvestment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar ornot~t~t not reqoired except fi~r honoraria.)
DATE
I.
3. 4.
IV. REIMBU RSEMENTS (Includes rhode to ~7~ouse and dependent chtldren." see pp 2J- 2 7 0f filing instructi,~ns l
SOURCE
I. 2, 3. 4.
DATES
LOCATION
PURPOSE
5.
[ Date of Report
Page 3 of 12 11 spal-t. Arthur D. v. GIFTS. (Inctuaes t!,ose to s~o,se a,a a,p, na~t children; see pp. 28-31 of filing instructions.)
~ NONE (No reportable g~s.) ~
1. 2. 3. 4. 5. U.S. T~asuq U~n the death of received life insurance procceds in the fo~ of a check from the U.S. Treasu~ in the sum of $3,424.78, which she endorsed to the order of Carol Cennard
0,,,
DESCRIPTION
I
VALUE
$0.00
VI. LIABILITIES. an,.t~d,~ ,ho~, o/spous, ,~d aope,a .... h~re,: xec pp. 32-33 Of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCR, IPTION
VALUE CODE
[r~ame of~cr,o,r~epo"ing
~ Spatl, A.hur D.
I
]
D .... raepo.
0511012010
Page 4 of 12
VII. INVESTMENTS and TRUSTS -- i .........
t,,, i ...... 6ons ancluaes those o[spous ,~d depeMent children; see p,. S4-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) Description of Assets (includingt~sl ~sse~s) Place"(X)"altereach asset exempt from pfi~r disclosure ~ Incumc during ~ Gross value at end reporting p~ri~ ~ olr~o~ing, period -~ Value Code 2 Value Me~od T)~ (e.g., buy, sell, T~nsaclio,s during repoaing peri~ (4) -~- ~5) ~ -~ ~ Da~e . Value buycr/~clkr m~d~yy ( CMe 2 C~e I
,,
STOCKS AIRTOUCH COMMUNICATIONS AMERITECH - COMMON AT&T - COMMON BELL ATLANTIC - COMMON CHEVRON - TEXACO COMCAST - COMMON EASTMAN KODAK - COMMON PACIFIC TELESIS - COMMON PEPSICO - COMMON SOUTHWESTERN BELL - COMMON U.S. WEST - COMMON XEROX - COMMON U.S. WEST MEDIA GROUP EASTMAN CltEMICAL CO. AIRTOUCH COMMUNICAIIONS NCR CORP. A A A A A A A A A A A A A A A A Dividend Divideml Dividend Dividend Di,idend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend J J J J K J J J K J J J J J J J T T T T T T T T T T T T T T T T
O ~$500,~1 - $1,0~0,~
12 =$S,~.~l - $25,~,~ ~
DateofReport I 05/I0/2010 [
Page 5 of 12
VII. INVESTMENTS an d TRUSTS - i ......
,. ,atue. t ...... aon, a.ct~ae~ ~ho~, o~ ...... a ap,.a,.., .nua~,.; ,,, ~,. 34-~o oZ,~i.g
" ............................. -b ......................... c. T~n~ctions during reporting period Gros~ value at end of repo~in2pedo~_ ............................. (I) (2) (l) i (2) ~ (3) (4) Identity of Da e ~ Va ue Gain Va~ue ~ Value T)~e. sell, (eg., m~d~yy Code 2 Code I buy~seller Meth~ buy, Code 2
~
,~ ~ ; ,i
NONE (No reportable income, ~sets. or lransactions.) ~. Description of Assets (includlag t~st assets) Place"{X)" aRcr each asset exempt t~om p~or disclosure 1 ~. Income dunng rc~Oing period ~ (I) (2) ~Amount T~ (eg., ~ Code I div., ten1,
~ 19. 20. 21. 22. 23. ..2~. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
TRICON GLOBAL SBC COMMuNIcATIONS COMPAQ COMPUTER GENERAL ELECTRIC CO. AGERE SYSTEMS, INC. YI,.IM BRANDS, INC. IIEWLETT PACKARD CO. QWEST COMMUNICATIONS CttESAPEAKE UTILITIES CORP. VODAFONE iDEARC iNC. LSI Corp. LIMITED PARTNERSIHP BERKSHIRE LAND VENTURE CO. BERKSHIRE LAND VENIq3RE CO. INTEREST NORTH FORK BANK, including IRA accounts & cash
A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J J J J J
T T T T T T T T T T T T
A A
Dividend Interest
J J
U U
Interest
2. Vah~ Codes
J =$ I S,O00 or le~
K -$15,001 - $50,1X~0
L ~$50,001 - $ ! 00,t%~0
M =$100,001 - $250.000
Page 6 of 12
VII. INVESTMENTS and TRUSTS - i ....
[ N ....
fP ..... Reporting
DateofReporl" 05/10/2010
sp.,,, A
e, value, r ...... tiolx$(]nclud$ those of sp .......d dependtnt children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or ~ansactions.) Description (including ~t assets) Placc"(X)"eficr~chassct lncom~ durm~ r~po~ing pe~od Gress value at cad of repo~n~ p~od ) ~ T~nsactio~s during reposing p~od
~ ~
I ~
(~) [
Value Vaue T)~e(e.g.. [Amount l T)~(e.g.. ~ C~e2 buy, sell. Mc~hod ,[Cde 1--[ div r~t (A-H) or int.) ; (J-P) C~e3 rcdc~nption)
~ -~ (2)
~ O)
(2)
O)
[denti~of Date ;i Value ~ Gain buyer/seller ~mn,Sd~yy Code- [Code I ~ (J-P) (A-H) transaction)
~35. [36,
37. ~8.
Interest
39. 40, 41. 42. 43. 44. 45. 46. 47. 48, 49. 50. 51,
DORM [TORY AUTHORITY OF NY DORMITORY AUTHORITY OF NY STATE OF ISRAEL BONDS NY SrATE THRUWAY AUTHORITY NY STATE THRUWAY AUTHORITY NYS DEPT. OF ItEALTH N.Y. STATE DORMITORY AUTI[, ROCHESTER DUTCIiESS COUNTY DEV. AGENCY OTSEGO COUNTY NEW YORK STATE ENVIRONMENTAL BRIARCLIFF MANOR GREECE NY CSD SCOTIA GLENVILLE, NY
D D A A A A A A A A A A A
Interest Interest Interest Interest Interest Interest Interest Interest Inlerest Interest Interest Interest Interest
L L 1 J J J K J K J J K K
T T T T T T T T T T T T T
Sold Buy
07/01 06/29
J K
Sold
04/01
Buy
04;14
N =$250,~1 -
I Dot, or aepo.
I
(1) Type (eg., buy, sell. redemption) F | Date ] Value Imrrudd.;.vy : Code 2 : (J-P) (4) Gain Code I (A-H)
VII. IN VESTMENTS an d TRUSTS - i .... ,, ~alue, t ..... ,ions (Intrudes thos, of sp ...... d dependent children; s,e pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including ,rust assets) Place "(X)" after ~ach asset cxc~npt from prio~ disclosure Income during Gross val~e al end reporting period of reporting period ........................(1) (2) (t) i (2) Value Amounl !. Type (e.g., Value Code I [ div., rent, Met.hod Code 2 (A-It) | (J-P) Code 3 or irtt ) (Q-W) A Interest J T Transactions during reporting period Iden~i.y of buyer]seller (ifp.,ivate
52.
Rochester, NY
53.
54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
A
A A A B A A A A A A A A A
Interest
Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest
K
K J K K K J J J J J K J J
T
T T T T T T T T T T T r T Buy 07/20 J : Buy 06/24 K
Dividend
N =$250.001. $500.000
0 =$500.0~;I - $1.000.000
Pl =%I.O00.00l -
Date of Report
05/10/2010
Hons (Includes those of sp ...... d dependent children; set pp. 34-60 of.filing instruc,ions.)
"--I NONE (No reportable income, assets, or transactions.) Description of Assets (including t~sl assets) Place "(X)" aft ..... h as~t exempt from prior disclosure Income during reporting period A .... t Type(cg., Code I div.,ren, Gross value at end of reporting period Transactions during reporting period
(]) i
(2)
+--(1)
(2)
(1)
(2),f~!.
Type (e.g., [Date [ ,~,ue Gain buy, sell. [mm/dcbyy Code 2 ~ Code I
Identity of buyer/seller
(5) (4)
transaction)
[ T
A :;$1,000 or |ess
B =$1,001 - $2,500
C ~$2,501 . $5.000
D =$5.6~01. $15,(K~0
E =$15,001 - $50,0~
N =$250,~1 - $5~,000
0 =$5~,~1 - 11,000,~
Date of Report
Page 9 of 12
VII. INVESTMENTS and TRUSTS - i ....
[~
I
: Income during reporting period Type (e.g., div.. rent, or int.) [ A Dividend
Spatt, Arthur D.
I
Tr0.nsactions during rcperting period Type (e.g., buy, sell. redemption} Value /mn~dd/yy Cede 2 (J-P) | ] Date Gain Code ! (A-H) ! : Identity of buyer/seller (if private transaction) ___
i ,, valu, ira ..... ons (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructi,,ns.)
86.
SEMPA ENERGY SIERRA PACIFIC PEPCO HOLDINGS, INC. EAGLE MERGER CORP. RGS ENERGY GROUP, INC. OCCIDENTAL PEIrROLEUM CORP.
KIMBERLY-CLARK CORP.
A A A A A A
A
J J J J J J
J
T T T T T T
T T
A A A
J 3 J
T T
97. 98.
A A
Dividend Dividend
J J
T T
99.
A A A A
J J J K
T T T T
Colum~ CI ~d D3)
N =$250,~ t - $500,0~
O =S5~,001 - $ I,~,~
P I ~$ I.~,~1 - $5,~,~
~ =$5,~.~1 - S25.~0.~
Column C21
U =B~mk V~lue
O~,eota~Oo~t
Page 1 0 of 1 2
VII. INVESTMENTS a n d TRUSTS - i ........
05110/2010
[ [
~., t ...... on$ (Include$ those of sp ...... d depende.t children; see pp. $4~ Grilling instructionx.) ~
Amount Type (e.g., ~ Value ~ Code 1 I div..rcnl, Code2 ~A-H) ~, or int.) OP)
Dividend
A A
Dividend Dividend
K K
"r T
107. TENESSEEVALLEY AUTItORITY Powe~ Bond 1993 Series C 108. COMMONWEALTII EDISON CO. 8.025% Due %q/2002 109. OPPENtlEIMER tlIGll YIELD FUND A (See Rider 2) 110. WARWICK NY CENT.
A A B A
J J M K
T T T T
0 =$560,~[ - ~1,000,0~
P2
Page 1 1 of 12
Spatf, Arthur D. I
05!10/2010
I Sport, .Arthur D.
I certify that all information given above 0ncluding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory. provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts svhlch have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature~
NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND W1LFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIl, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544