Professional Documents
Culture Documents
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
I. Person Reporting (last name, first, middle initial) STEVENS, JOHN PAUL 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) ASSOCIATE JUSTICE (Ret.)
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws ~nd regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe~t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
III. NON-INVESTMENT INC OME. ~Reporting individuul un~ spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~-] NONE (No reportable non-investment income.) DATE
1. Nov. 2010 2. Dec. 2010 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
LOCATION
Chicago, Illinois Chicago, Illinois
PURPOSE..
Interview and Fihning The Chicago Bar Association Gala Dinner Honoring Justice Stevens Annual Awards Luncheon
1. 2.
3.
Chicago, Illinois
Transportation, Meal
4.
Clark County Bar Association October 21-24, 2010 Las Vegas, Nevada
Clark County Bar Association and Clark County Law Foundation Fall Meeting
Houston, Texas
V. GIFTS. anctudes those to spouse and dependent children; see pp. 28-31 o filling instructions.)
[] NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5. Union League Club of Chicago
DESCRIPTION
Honorary Membership (Non-resident fee)
VALUE
$840.00
VI. LIABILITIES. anaudes those of spouse and dependent children; seepp. 32-33 of
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
filing instructions.)
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - i, come, vntne, transactions anctndes those of wonse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset Income during reporting period (1) Amount (2) Type (e.g., Gross value at end
Code 1 (A-H)
of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K M M L K K
M
1. 2. 3. 4. 5. 6.
7.
VA ST Public School Bonds BB&T Ins. Inv., Arlington BB&T Ins. Inv., Arlington Wachovia High Mkt Performance Acct., Arlington Wachovia Crown Classic Acct., Arlington Wachovia Cap Acct., Arlington (formerly Florida)
Bank of America
B A A B A A
B
T T T T T T
T
Metro Wash DC Airport Authority 9. 10. 11. 12. 13. 14. 15. 16.
Income Beneficiaryi(~i. :~..!) Trust No. 1
B
B
Interest
Interest
K
N
T
T
- Shares/Bank of America CTF US Govt Obligation Fund - Shares/Bank of Amierca Short Term Investment Fund Income Beneficiary ~3(~ :~:. Trust No. 2 - Investment property in Webster County, Iowa
- Shares/Bank of America Short Term Investment Fund
Interest
PI
- Bank of America CTF Tax Exempt Bond Fund Norfolk, VA GO Cap Imp and Ref Bds VA College Building Authority
A Intdrest J T
Interest
1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 orless
B =$1,001 - $2,500 G =$100,001 - $1,000~00 K =$15,001 - $50,000 0 =$500,001- $I,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501 -$5,000
F=$50,001 .$100,000
J=$15,000 orless N =$250,001- $500,000 P3 =S25,000,001 - $50,000,000 Q =Appraisal U =Book Value
~I =Sly00,001-$5~00,000
L =$50,001 -$100,000 PI =$1,000,001 -$5,000,000 P4 =More than $50,000,000
D =$5,001- $15,000 ~2 =More than $5 ~0O,000 M=$~00,00~-$250,000 P2 =$5,000,001- $25,000,000 T =Cash Mark~
E =$15,001 - $50,000
S =Assessment W =Estimated
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption)
Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
(i)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
18.
Interest
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3 ) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 o $500,000 P3 =$25,000,001 - S50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $I ,000,000 K =$15,001 - $50,000 O =S 500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $ 5,000,000 P4 =More than $50,000,000 $ =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$ 5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544