Professional Documents
Culture Documents
Roy. t/2010
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I. Person Reporting (last name, first, middle initial) lshii, Anthony W. 4. Title (Artictc llt judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S, District Judge - Active
5b, [] Amended Report 7, Chambers or Office Address U.S. District Court 2500 Tulare Street Fresno, CA 93721 8. On the basis of the information contained in this Report and any modifications pertaining thereto, It is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: ?he instructions accompanying this form must be fotlowet Complete airports, checking the NONE box for each part where you ha~,e no reportable information. Sign on lastpage.
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l. 2.
POSITION,
NAME OF OR~ANIZATIONIENTITY
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II. AGREEMENTS. eR,por,i,g Individual only; see pp. 14-16 of filing instructions,)
----] NONE (No reportable agreements.) DATE
1. 1994
Ishii, Anthony W.
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lshi|, Anthony W.
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t. 2. 3. 4.
B. Spouses Non-lnvestment Income - t/you were married during an~ portion of the repo~ing year, complete this sectiog
(Dollar amount not reqaired except f!Jr honoraria.)
I. 2009 2.
3.
4.
2. 3. 4. 5.
Date of Report
Ishii, Anthony W.
04/16/2010
V. GIFT S. a,,clud~.~ tho.,e ,o ~po~se nnd depo,de,, chila,eo: se~ pp. 2~-~ oI~i~ i~.~t,~cuo,~
NONE (No reportable g!fts.)
SOURCE
1.
2.
~)E~CRIPTION
VALUE
3. 4, 5,
VI. LIABILITIES. a, cl,~e.~ ,~o~ o! ,, ...... d dependent children; stpp. 3233 of filing in~tructionn.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3.
DESCRIPTION
VALUE CODE
4.
5.
~sh~, Anthony W.
04/16/2010
VII. INVESTMENTS and TRUSTS - i ........ t,,. transactions (Includes those of spouse and dependent children; .seg pp. 34-60 of fding instructions.)
--] NONE (No reportable income, assets, or transactions.) A. Description of Assels (including trust assets) Place "(X)" after each asset exempt from prior disclosure ] B. |ncome during reporting period (|) (2) Amount Type (e.g., ! Code I div,, rent, ! (A-H) or ira.) . Gross value at end .~- of reporting period (|) (2) 0) Type (e.g., Value Va~ue Code 2 ~ Method ! buy, sell, redemption) (.1.p) Code3 D. Transactions during reporting period (2) (3) (4) Gain Date Value mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if prlvate
i I. 21 1 3. i 4. 5. 6. 7, 8. 9. 10.
1 1.
lshii Bros., Inc. Common Stock Morgan Stanley Liq, Asset Fund (Y) Van Kampen Comstock A Rancon Realty Fund V Wells Fargo Bank Accounts Davis New York Venture B Morgan Stanley Focus Growth Fund Templeton Foreign Fund B Morgan Stanley Bank Account Morgan Stanley Trust Bank Account
Citibank Account (Y)
None
A A A
J J J J J J .I J
T T T T T T T T
A A A
Div;,dend
Dividend
None None
K K
T T
Date of Report
Page 5 of 7
VII. INVESTMENTS and TRUSTS - ~o ...... ~.,~io~ a~a~d~,~o~ of~ ...... dde~d~t ~,~;~
NONE (No reportable income, assets, or transactions.)
04/16/2010
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Description of Assets (including trust assets) Placc"(X)" after each asset exempt from prior disclosure
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(2/
c.
]
O)
~ype (e.g., buy, sell, redemption)
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:
O)
Value Code 2 (J-P)
(2)
l
i i
(2)
I (3)
Identity of buyer/seller (ifprivate
[ Code | (A-H)
18. 19. i 20. GeneralElectric Co. Common Stock Davis NewYork Venture C A A Dividend Dividend K J T T
Buy (addl)
08/14/09
Buy
[08/14/09
i Income Cain Codes: (See Column~ B I and 194 2. Value Codes (See Columns CI and D3
D =$5,001 - 515,002. 1t2 =More lhan $.5,000.000 M =$100.001 - ~;250.000 P2 ~$5,NX).001 . $25,000,000
E =$15.001
04/1612010
Part VII. INVESTMENTS and TRUSTS Entry Number 3, Van Kampen Comstock A: This entry was previously reported as Van Kampen Comstock B. On July 28, 2009, the Van Kampen Funds executed a class exchange whereby Van Kampen Comstock B was exchanged for Van Kampen Comstock A. This unilateral exchange by the Van Kampen Funds involved n~o boy or sell and resulted in no gain or loss.
i certify that all Information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my know|edge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
SI
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, NoE. Washington, D.C. 20544