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Quantum
Mechanics
of the Googolplexus
*t
WILLY
FISCHLER
Stanford
Submitted
to Nuclear Physics B
* Work supported by the Department of Energy, contract DE-AC03-76SF00515. t Previous title: A Hilbert Space Analysis of Topology Change in Quantum Gravity. $ Research supported in part by the Robert A. Welch Foundation and NSF PHY-8605978. 5 A.P. Sloan Foundation Fellow. 1 Work supported by NSF Grant NSF-PHY-812280.
Grant
ABSTRACT
The Euclidean formulation of gravity is not a subject with firm foundations I think I
have threaded my way through it safely, but it is always possible that unknown to myself I am up to my neck in quicksand and sinking fast. Sidney Coleman
1. Introduction
According ordinary to some very recent speculations, the laws of nature as seen by an determined
by a background
of baby universe or wormhole operators which act on a Fock Th us far the most widely known formulation of this idea
baby universes will always adjust themselves to exactly constant. Unfortunately, the unboundedness of the action
d4x&j(A
- 16kG R, gravity. In
Coleman mechanism for the vanishing of the cosmological s on the apparent instability with respect to nucleating -2/3X
constant arbitrarily
relies heavily
large numbers of the Euclidean four-spheres each contributing (A = 16G2A/9). U n f or t unately, the same instability or even cosmically
to the action
large wormwholes
ref. [S] that these ideas do not work.) prescription which eliminate
On the other hand, there are mathematical They involve rotating the contours
the instabilities.
for all or part of the conformal degree of freedom of the metric. clearest prescription due to Gibbons, Hawking
and mathematically
nating any negative terms in the action (we assume that the cosmological constant is positive). Such a procedure may define a consistent quantum theory of gravity, the divergences as X -+ 0 which drive Coleman mechas
Other approximate
prescriptions
rotate
the contour
or In
saddle points
this case a careful analysis of the modes of fluctuation in front of the Baum-Coleman-Hawking with each four-sphere. (D = 4) the marvelous Evidently, the Euclidean amplitude
iDm2
exp(2/3X)
The result is, once again, not favorable: exp(exp(2/3X)) b ecomes a disappointing
used to prove anything. In this paper we will formulate change by returning mechanics ultimately construct a simplified the quantum mechanics of gravity with topology Hilbert space quantum We is
to the high dry ground of Hamiltonian to be derived from the Minkowski quantum
rich enough to describe any number of spatially holes which mediate transitions quantization between states.
spherical universes as well as worm The procedure wave function involves a third by an operator couplings with a
Dewitt
into a variable
distribution.
by the dynamics
is -
on X (A S 10-12 )
origin of the name googolplexusf (2) The probability for a given X is flat at X = 0, with no enhancement or Coleman type. does occur but in the form exp (-e2j3 ). of a probability for X but i. e., it of either
the Baum-Hawking
rather a transition
state to an out-vacuum,
* The googolplex is the largest finite integer with a special name. (Websters New Collegiate Dictionary.) 4
It is equal to 10 loOO
is the amplitude
to create no universes.
The exp(2/3X)
in electrodynamics
is the analogue of the soft photon factor which suppresses individual states with a finite number of soft photons. (4) The e2/3x of emitted
soft universes are cold, empty and uninteresting. The probability to find an interesting
We warm
probabilities
factor appears. Thus we find no reason to think that wormholes In fact with our present understanding random variable.
2. Second Quantization
Consider the minisuperspace spatially
of Minisuperspace
gravity. This model includes
model of quantum
ds2 = g
(-dT2
+ a2(r)d#)
(2)
is the metric of a unit S-sphere. We also include a number of spatially scalar fields $;(r). The E ins t ein-Hilbert action with matter coupling
+ a - a3(X + V($;))
+ a(&) ]
(3)
H = &
-II2
- a2 + Xa4 + -$I$
+ a4V(&)
>
(4)
of translations invariant,
in the parameter
This defines the Wheeler-Dewitt verse @(a, 4;) must satisfy: -d2 [ da2
equation
of the uni-
@(a,$;)
= 0
(5)
ordering,
of assumptions
s Sometimes eq. (5) is regarded as gravity ously more like gravity s with DeWitt[l3] bedding time. Klein-Gordon
Schrodinger equation,
but it is obvi-
equation.
equation, the lack of a positive definite probability to think of @ as a quantum field rather than
[5, 15-201. Of course, there is a second, independent, space theory with spaces of arbitrary
motivatopology,
numbers of connected
consider
a quantum
field theory
of the Wheeler-De
Witt
equation.
[ at2
a2 -_-
t2
t2 + t4(X
+ V(Xi)) I
Q(t,
Xi)
= 0
dXi
dXi
(7)
In order not to confuse the reader we emphasize that the xi are not ordinary spatial positions and Q(t, xi) is not an ordinary
6
whole universes with scale factor t and field values z;. t and Z; are the coordinates in a new space - the googolplexus Eq. (7) is a Klein-Gordon m2(t,Lq and time dependent all functionals is a complete conjugate metric - where particles are universes. mass-squared, (8) space consists of The field @(to, 2)
&@(to,Z)
The Hilbert
operators,
is the as
operator
(7), interpreted
a Heisenberg field equation, determines the field at all other times in terms of these. We now have two issues to consider: of the googolplexus, what determines IU), the wave function A meta-observer, a general
for example,
will have given values when the radius of the universe takes some value ao. We are using universe a particle to mean a single connected spatial component, analogy. corresponding of identifying to
in the Klein-Gordon
of identifying
in quantum
particles
is time-dependent. of m2
It will be possible only in regions where m2 is positive in eq. (8) and the metric is the case. m2 > 0, at sufficiently large t, provided $<l, that *<1 m gxx X + V(Z) are adiabatic.
is positive.
universes, adiabatic
In particular,
the late-time
(Q, tlout)
- exp {-+Jdim(t,;)
( m2(t,
2) -
tb2V
. d)li?
Q(t)
Z)}
(10)
in a complete
set of solutions
of the
The division
operators
AI is made using
the out-vacuum
= 0
(12)
(13)
Let 0 be an observable defined in a single universe, and let 01 be its expectation value in the universe described by solution 8 f~. Then its expectation value
is
wherenI
= (UIA~AIIU)
where
PIJ
= (UIA~AJIU)
Fi-
expectations conditions
conditional,
IU)? The M in k owski nature of the googolplexus 117) is determined at t = 0. It is possible that
physics (this is
to the many-universe
The idea is that the universes at t = 0 are the baby universes whose the local lagrangian of our world. We shall consider a number of
state determines
hypotheses for IU). H owever we will see that the main features of the physics we are interested in is largely insensitive to the details of (U) so long as IU) does not features arise from
between t = 0 and large t. We will discuss 117) in more detail in Sec. IV. We specialize to pure gravity (with X > 0) for with
t-
We now apply these ideas. which second quantized dependent in-state frequency.
reduces to a harmonic
oscillator
is this:
the generic of
a large number
small t, changing sign at t = Xm1i2. Before t = Xm1j2, the potential and the wave packet spreads. As a result,
9
the wavefunction
(@,tlU)
excited
adiabatic,
region.
This state
contains a large number of quanta, which are the out-universes. We see this quantatively only one value; the solution approximation to be j(t) - (4P)1/4e-i(tw2/3 +6). 7
as follows.
f(t),
With
no matter
normalized
t >
N2
(18)
There is a single lowering operator, A = iW(f* The number of universes in the adiabatic , a) .
(19)
region is .
(21) approx= 0.
is determined
The solution
(but normalized
In all,
+ icle113A
(22)
of the Wronskian.
and (22),
n _N e2/3A(uJ {c2@(0)
+ clII(o)}2
IU) - e2 3x
(23)
By our assumption
in X, and so the number of universes diverges as e2/3x for X + large exponential factor of Baum [ll] and Hawking
component),
that is, as the average number of connected components sections we will discuss the relevance of this factor cosmological After obtained Morikawa Dewitt constant. these results,
to the determination
obtaining previously
we have learned that many of them have been Kuchar [15], Rubakov [18], Hosoya and
by other authors:
[20] h ave observed the analogy between the Wheelerequation in a time dependent background, between in-universes and out-universes. In
of the Baum-Hawking
factor as the
3. Topology
We now introduce first is to introduce topology
Change in Minisuperspace
change. We will do this in two different ways. The the method
co S free = J
0
dt
; 62(t)
+ $(t - Xt4p2(t)}
(24)
11
Consider an interacting
theory
co
P-9
parameter,
independent
251 the Feynman graphs resulting from such an action will correspond to spacetimes in which the spherical spaces described by @ are connected by wormholes propagator). In order to keep a Hamiltonian interpretation,
p(t):
(the o
00 + J dt { f
0
(26)
i2(t) + 3 [t - (A + a(t))t4]Q2(t) + P(l)&(t)} .
The fields (Y and p are a new pair of conjugate variables, so the wavefunctions be taken to be functions is arbitrary,
can,
since du = 0; this first term can be absorbed into the wavefunction \-Iu(Q, o; t) = (a, oy;tlU) invariance
is some smooth
by coordinate
rules of quantum
mechanics, this is
about
of X,ff:
the probability
is determined
and is not peaked at 0. This is in clear constrast Coleman[4], which has a double exponential peak
to the quantity
calculated
by
exp (e2/3Aeff)
(28)
of Coleman s calcula-
space interpretation
universes
n=
(w+w)
= Jdn -A
jL@ --oo
exp [ &)]
(29)
We see that for a smooth matrix 0 = X,ff . Thus in a certain x eff = 0. It is tempting problem.
to speculate
constant
We do not think
double exponential.
theory the number of created universes is also e2/3(x+4. Coleman has an additional probability function for X + o to have a
However,
a given value, namely, the double exponential priori probability appears in (29). the reader may be tempted
of eq. (28).
No such additional
Nevertheless, thropic
ideas to say that, since so many more universes are created with X,ff likely to be in one of these.
13
we are overwhelmingly
Unfortunately,
when matter
one finds that the e2/3Xeff universes are all empty, cold and devoid of study of the theory with matter, presented in section 5,
A preliminary
of wormholes.
It is not really
an independent
ate states are just small @ universes. We therefore try something a CF3interaction [5, 17, 191:
+;
J 0
a splits into universes of radii u and a. We now make the standard that this is negligible unless one universe is microscopic,
constant:
S;ubic = ; J{ 0
dt
ii2(t)
+ t2fD2(t)
(31)
- t4Q2(t) (A+gidt ).(t p(t )) } .
Here p(t)
is a function
simpler to analyze, we will make a slight modification: for t > t,, where t, is some cutoff radius.
14
to vanish identically
(32)
(32) should constant of
only affects universes which are very small in a cosmological more effort one could analyze the theory without confident that the physics would be unchanged. an auxiliary
these modifications,
and we are
space interpretation:
cc3
S cubic =
dt + k2(t) J
0
f {t2 - @)(A
+ p(t))}
Q2(t)
(33)
- s4v(~)) .
+ PM (i(t)
In order to recover S~ubic from Sorbic, q(t) must satisfy q(0) = 0, while q(m) unconstrained. Intergrating over
p(t)
iS
then gives
fwdt> = 95(t)
= g<(t)
J J
0 03 0
PvPD(t Pt
following
The theory (33) is solvable. The Heisenberg equations of motion @qt) + {t2 - ( x + n(t))C(t))
are
W) &l(t)
&p(t) +
- 94t)Pw - 9Pww>
;c(t)Q2(t)
= 0 = 0
= 0 *
(35)
(36)
(37)
Note that
by (36), q(t)
is constant
q is a constant independent
space breaks up into q(oo) - sectors with constant X,ff = X + q(o). Thus
q
dynamics
is
almost identical
to the earlier CL We can form the same observables as in the cx distribution for X,ff,
(38)
= (UIAtAIU)
(39)
>
(40)
PM = P(O)?
and so
-@qt)
t < t,
(41)
- 9/4)P(O)
= 0
(42)
We define a function
(43)
is
X + f(t),
X,.f
and Re S(X,,f,O)
= 0. Th is is essentially
t4 -+ c(t).
except for the minor modification g(X,ff, jr( X,ff, 0) = -c~1,(Xeff)e-1'3xeff 0) = ic2( Xefj-)e1/3Xeff
Thus, at t = 0,
+ iCl(Xeff)e1'3xerr (44)
= 0 = 1 h(O) = 0 (45)
= 0 42(O)
= 1
Comparing
t < t,
(46) that we
We can now proceed to solve eqs. (35, 36, 37). The parts of the solution need are: from (42))
J
0 +
dW )
{91(t )92(t)
- 92(t )g1(t)}
(47)
tct,
H(O)hz
P(W3
h,2
= 9
J
0
L 0
tc
dt )gdt 4t )
h3 = g2
JJ
dt 0
(48)
17
Also,
A = iW(g*(X
- ig ] dt )g(X & t
+ q(m), t )p(O)
(49)
where the second term appears because of the source in (42). Evaluating
t = 0 gives
(49) at
.
identities,
The following
Baker-Hausdorf
(q = OK7 +
(Q = OlP%
P +
(51)
+ XP +
Then
tAeff> jfq =
and n=
(52)
-03 co
N 0
JdXeff J J
dX effe
2/3AeJf -03 iQ~O(ct2(Xeff)~
(53)
Ih3l
ic;(xeff) %)2QlI(@)
18
42txeff)
= C2(Xeff)
( 1 -
$$)
+cZ(X,ff)$
As in the case of the o-model, . smooth. diverging There is one pathology as X,ff t foe.
the probability
distribution probability
for X,ff,
eq. (52), is
for q, eq. (40). W e assume that this is an artifact trust it in any case for IX,ffl model is reasonable for X,ff identical at X,ff
<< 1. The number of universes, eq. (53), is almost and has the same non-integrable singularity because of @, but is
elements in eqs. (29) and (53) differ slightly the small-t evolution
the wormhole
the physics is the same. The agreement between the Q3 model and the o-model the Hilbert wormholes space analog of the clean separation in the euclidean path integral. @ so as to eliminate to the o-model. the results:
Incidentally,
To conclude this section, we summarize holes, the probability distribution for X,ff
0. One universe observables, on the other hand, are dominated divergence being the single exponential peak of Baum [ll]
and Hawking
we emphasize that this is not a solution of the cosmological reasons that will be explained in sec. 5.
constant problem,
19
4. Correspondence
Coleman [4] f ound that the Euclidean path integral has a double exponential peak (28) as X,ff + 0. In this section we discuss the Hilbert space interpretation
of Coleman calculation. s In general, path integrals represent transition a time-independent Hamiltonian, the initial amplitudes. In the special case of
and final ground states are the same, amplitudes are also ground
and so the ground state to ground state transition state expectation values. In a time-dependent
background,
expression
by eq. (10). Th e ]in ) st a t e d ep en d s on the t = 0 boundary conditions integral; we assume that this is to be identified Given a quantum theory in Hilbert with IU).
space, it is a standard exercise to derive the In the present case, this is complicated can be done in but will
several ways [al]. We will therefore not discuss the path integral directly, calculate
(out I . . .
IU) expectation
values and compare with Coleman result. s now. In the case that the tri--
ia(t,)lU),
is of order gnm2. Neglecting n > 3, since these go as positive powers of g, the wavefunction order 9-l: IU) 21 ,;(ro(o)+J n(o))lgll) where J and J are O(1) and (55) IU) is therefore a gaussian with width of order 1, centered on a value of
(56)
one
and introduce -
an arbitrary
smooth
a-dependence
into
IU).
(0ut)U)
= (out~~)e-JZG(o~o)~2g2
(57)
where
(58)
From eqs. (11) and (56)) B, = ctA + PA+ where Q = f(0) p = f (0) Then iv) = ,-PA I2~ A and
lout)( 1 - jp2/cY2 l)1 4
(59)
+ ivf(O> + +f*(O) e
(60)
(61)
f*(k)
- ~ftk)}
(62)
is the larger of tl and t2 and t< is the smaller. part of eq. (57) is the exponential factor. This factor is given spheres:
The interesting
by the sum of graphs shown in figure 1. This is a sum over disconnected each line represents a universe which is created with propagates (figure lb)). for a while, Thus,
tout lu> N e-J2WJ9/2g2
and is annihilated
(63)
represents the same graphs that give rise to the double exponential work of Coleman [4]. Naively
(28) in the
is not generically
Cl + 25
. -1 e-a/3X
c2 + i7jcl
=icl
c2 + iqcl
(64)
Coleman,
path integral
in [al].
interpreted
or Q3 interaction) configurations,
already contains a subset of wormhole configurations. in the path integral over a(r),
attached
gets contributions
rewritten
G(O,O) =
-:
) + i ye2i3
(I
[iclq
+ $1
e213 + .-*)
(65)
a euclidean four-sphere
bounces is the O( 1)
result of eq. (64)[21]. However, this result is not consistent. It applies neither to the theory without
wormholes nor to the theory with all wormholes turned on. Indeed when wormholes are accounted for, let us say by introducing the worm holes connecting the wormhole field cy, we will overcount
Is there a way to turn off these minisuperspace q in the initial state changes the weighting
22
17= &/cl,
G(O,O) M c12e2/3x
(0utlU) -
exp
- J2c12e2/3X/2g2)
6-w
of ref.
It has already been noted [lo] that the plus sign assumed in but the result (66) does not agree with ref. [lo] either: which happens to be -1 in d = 4, It seems that we are on the but some
the phase found for the exponent was (-i)d+2, but the minus sign in eq. right track in identifying
(66) is d-independent.
details remain to be sorted out. How are we to interpret the fine-tuning needed to produce the double expo-
nential form (66)? We offer three possibilities: (i) It is possible that the correct answer for G(O,O) is eq. gravity (64)) of order 1,
does not pass over the there are contour the large
This is plausible:
to a contour which does pass over the saddle, but this finely tuned
object is uninteresting. (ii) tifacts The condition q = icz/cl may be necessary to eliminate with minisuperspace ar-
and give the correct correspondence in part the state IU). way. It corresponds
termines in another
W e note that this choice of 77 can be described to the boundary With condition i(O) = c2@(O)/cr in the Wheeler-
path integral.
this boundary at X = 0.
condition,
has a normalizable
solution
7 =
iC2/Cl
+ O(e-2/3X)
(67)
which sets ,B = 0 in eq. as the source J is turned universes. In
An example of this kind of fine tuning (60). According off, the fine-tuned
is 77= if*(O)/f(O)
to eq. (61)) this results in 1~) = lout): state of the googolplex boundary condition
to a natural
5. Matter
and Heat
Let us return to eq. (7) which d escribes universes with some number of matter fields and restrict V(x) it to the case of one scalar field x. For simplicity invariance. let us choose
expand Q(x) and find that the dynamics of the Fourier modes &( Ic) decouple. Thus a given universe Dewitt can be characterized by a wave number k and the Wheeler
&(t; k) = 0
(68)
We see that for k # 0 there are two oscillatory the de Sitter region of large t
(t ;L l/a),
regions of t.
In addition
to
a second classically
universes.
to cause them to
In the FRW region creation and annihilation To do this we find two oscillatory behave like
[18].
equation which
h*(t;
and expand 6(t; k) as
k) = 3
exp(fzklogt)
(69)
&(t; k) = B(k)h+
(70)
for FRW
the
from t = 0 to t z &
depend
no Baum-Hawking
enhancement
We are thus led to the negative conclusion universe is not peaked as X,ff + 0.
for an interesting
6. Conclusion
We have given a Hilbert space analysis of quantum gravity with topology
minisuperspace
specetimes.
Path integrals in this theory represents transition values. In particular, the double exponential
(o&l. --
amplitudes,
not expectation
Ill).
This is an exclusive
exactly
time-dependent
current
0. Any exclusive
by the mechanism
of sec. 2
are much like the soft photons of QED, with ny + e2i3 . However, these soft universes are as uninteresting as the divergent cloud of
soft photons produced by an accelerated charge in QED. When matter is included, say by eq. (7)) then warm excited universes will be like hard photons. question will go something like this: for each value of X,ff, A meaningful
of universes with a given amount of heat (and other relevant properties) over all possible numbers of the unobserved cold empty de Sitter
universes.
analogy with QED, the suppression factor (66) will not appear in this expression. In conclusion, we seem to be left in the following unhappy predicament. Worm as
holes do influence coupling constants and give rise to a probability claimed by Coleman. Hawking or Coleman However this probability function
distribution
= 0. Thus, even if X were tuned to zero, worm a probabilistic quantity with no peak at
holes, if they occur, would still make X,ff x eff = OIs there an escape.? One possibility and X = 0 for other reasons. second possibility of the googolplexus
is that
worm holes do not exist at all new to say about this option. conditions A
We have nothing
conditions
we assume that, for each k, the wave function or any other wave packet whose width the argument
Reversing
FRW universes must be highly excited. FRW universes is N exp(2/3X,ff). Such a speculation
about
naturalness.
We usually
assume that
are specified
at small we see no
way to decide if this is reasonable. Acknowledgements We are indebted which was entirely thank Captain to Sidney Coleman for his inspiring responsible for stimulating for providing work on topology change We also
Quackenbush
a stimulating
environment.
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and P. G.
Nucl. Phys. B236 (1984) 349. 2. S. Coleman, 3. S. Giddings 4. S. Coleman, Nucl. Phys. B307 (1988) 864. and A. Strominger, Nucl. Phys. B307 (1899) 854.
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FIGURE
CAPTIONS
the exponential of eq. (63). time 7.
1) a) The sum of Feynman diagrams representing The vertical axis is the scale factor
a, the horizontal
is parameter
Each line represents G(0, 0)) th e sum over all paths from a = 0 back to a = 0. b) G(O,O) is a sum over minisuperspace sphere. 2) The euclidean T < rzr/fi, for G(O,O). wormholes trajectories that of the form u(r) = 1sin(fir)l/fi, with 0 < geometries with the topology of a
need to be included
in the semiclassical
approximation
The reflections
that attach to the north and south poles of the large four-spheres.
29
4-89
J/cl
J/g
Fig. 1
6335Al
.a
4-89 6335A2 z
Fig. 2