Professional Documents
Culture Documents
ph 561.394.3399
Prepared for
ph 561.394.3399
As a general matter, we must advise you that our calculations are based on the trading records provided to us by your custodial bank, which
date back only to 01/06/2004. In making these calculations, and providing you this information, we have relied on the accuracy and completeness
of those records.
Not Likely - The fund had no activity for an impacted security during the class period.
Possible - The fund had activity other than purchases for an impacted security during the class period.
Likely - The fund had one or more purchase transactions for an impacted security during the class period.
You will notice that we have added an additional column labeled Eligibility in both portions of the report. There
are four possible classifications of the funds eligibility to participate in a new or settled action:
The second chart below contains a list of settled cases in which there are open deadlines for the filing of claims
forms. This chart again contains a column entitled Estimated Gain (Loss), and we have again reviewed your positions in
the securities of the defendant company and calculated any losses your fund may have suffered on a first-in-first-out
basis
Below please find your funds detailed portfolio monitoring report for the fourth financial quarter of 2011. As
always, your report includes two charts. First you will find a chart delineating class action securities fraud lawsuits first
filed during the fourth quarter of 2011, whether by Saxena White or by other law firms. This chart contains a column
entitled Est. Class Period Gain (Loss). This signifies that we have reviewed your positions in the securities of the
defendant company prior to the time the alleged fraud began, reviewed all trading in such securities during the period of
the fraud (the class period), and calculated any losses your fund may have suffered on a first-in-first-out or FIFO
basis.1
ph 561.394.3399
Based on the data in our possession, which is limited by the scope of the data available from the current custodial
bank, we sometimes cannot ascertain with complete certainty the funds position in an action. For this reason, the
Eligibility classifications provide the fund with more information than our prior reports in evaluating the probability of
eligibility. Although presented in both the new actions and settled actions charts, this classification is of most value to the
funds in the settled cases context because your custodial bank can search its archives (or that of your prior custodian) to
insure that they file the necessary claim form. To the extent there have been any imminent deadlines for cases in which
your fund has suffered a loss, and which deadlines would have expired before your receipt of this report, we have already
contacted you and/or your custodial bank.
Unknown - There is not enough data for the fund loaded into the monitoring system to determine whether the fund
was impacted by a case or settlement. Please contact your prior custodian to obtain the necessary
data.
01/06/12
01/24/12
03/12/08 - 09/29/11
03/26/10 - 10/19/11
03/02/10 - 09/14/11
08/05/10 - 02/28/11
03/25/10 - 03/17/11
11/26/07 - 12/12/11
11/12/08 - 03/24/10
12/15/10 - 08/03/11
12/09/10 - 11/04/11
CNinsure Inc.
Ciber, Inc.
DryShips, Inc.
01/02/12
01/30/12
02/17/12
12/26/11
12/23/11
12/16/11
01/06/12
12/19/11
12/12/11
02/03/11 - 08/03/11
Aeropostale, Inc.
12/27/11
Lead Plaintiff
Deadline
08/27/10 - 11/06/11
Class Period
Company
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Likely
Eligibility
$0.00
$0.00
$0.00
($247,602.75)
01/10/12
01/17/12
02/02/11 - 11/09/11
12/12/07 - 08/24/09
03/06/11 - 10/28/11
03/24/09 - 10/17/11
02/17/11 - 11/10/11
05/11/10 - 09/21/11
02/14/11 - 04/04/11
08/16/10 - 10/07/11
10/01/08 - 02/27/09
02/04/11 - 11/18/11
Hospira, Inc.
01/20/12
02/01/11 - 11/13/11
01/23/12
01/17/12
12/19/11
12/12/11
02/03/12
12/27/11
01/10/12
01/30/12
02/13/12
01/17/12
05/08/11 - 11/14/11
02/13/12
09/25/07 - 11/21/11
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Likely
Likely
Likely
Not Likely
Not Likely
Not Likely
Not Likely
$0.00
$7,463.61
($107,179.22)
($1,226.21)
01/13/12
01/24/12
01/31/12
11/07/06 - 11/07/11
02/03/11 - 06/23/11
11/01/10 - 08/10/11
05/11/09 - 04/29/11
02/28/11 - 08/09/11
03/12/10 - 08/10/11
02/28/08 - 08/11/11
03/04/11 - 11/15/11
04/27/07 - 08/04/11
Olympus Corporation
Stereotaxis, Inc.
Suffolk Bancorp
02/27/12
01/27/12
02/13/12
12/19/11
12/09/11
01/30/12
01/31/12
01/03/12
Not Likely
Not Likely
Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
$0.00
($42,602.51)
07/24/07-10/23/07
10/28/99-04/01/05
07/31/09-07/22/10
04/23/08-12/10/08
02/27/04-09/14/04
$33,000,000.00
$38,000,000.00
$5,500,000.00
$145,000,000.00
$725,000,000.00
$7,500,000.00
$4,770,000.00
12/26/07-03/13/08
$1,500,000.00
Settlement
Amount
02/21/06-04/22/10
Class Period
Security ID
Company
03/01/12
04/12/12
05/02/12
01/23/12
11/19/11
10/24/11
12/19/11
03/19/12
Claims
Deadline
Not Likely
Not Likely
Likely
Likely
Not Likely
Likely
Not Likely
Not Likely
Eligibility
$0.00
$0.00
($157,748.89)
NC
($10,688.95)
Estimated
Gain(Loss)
$1,375,000.00
02/06/99-02/04/04
10/30/07-11/19/07
07/22/08-07/24/08
04/25/07-08/07/07
03/13/00-07/19/04
Franklin Funds
Infineon Technologies AG
InterVoice-Brite, Inc.
MBIA, Inc.
$6,200,000.00
09/27/07-11/19/07
31617K808, US31617K8080
02/07/00-05/13/04
02/01/05-09/01/09
10/30/03-09/23/08
07/02/07-01/09/08
10/12/99-06/06/00
06/06/05-06/05/08
02/16/10-08/29/10
DG FastChannel, Inc.
$7,500,000.00
$17,500,000.00
$18,000,000.00
$68,000,000.00
$4,750,000.00
$9,000,000.00
$10,500,000.00
$13,000,000.00
$4,437,368.00
$2,000,000.00
$7,500,000.00
$2,000,000.00
$10,500,000.00
04/18/07-08/06/09
$5,200,000.00
01/14/08-02/17/09
06/04/12
10/31/11
02/18/12
02/09/12
10/07/11
11/15/11
10/24/11
01/09/12
11/09/11
12/15/11
12/12/11
03/16/12
04/27/12
10/24/11
02/29/12
12/07/11
Unknown
Not Likely
Likely
Possible
Unknown
Not Likely
Unknown
Not Likely
Not Likely
Not Likely
Unknown
Not Likely
Not Likely
Possible
Not Likely
Not Likely
$3,449.99
$0.00
$0.00
$0.00
$4,000,000.00
$52,500,000.00
03/13/07-05/19/08
01/24/08-02/19/09
06/21/08-03/12/09
05/09/08-12/14/09
06/16/08-11/06/08
04/30/08-09/25/08
03/28/07-08/15/07
635405103
81662W108, US81663W1080
Motorola, Inc.
NetBank, Inc.
Popular, Inc.
Rentech, Inc.
Sadia S.A.
Telenav Inc.
05/13/10-09/02/10
07/17/07-07/17/08
04/30/07-12/31/08
03/16/05-05/21/07
04/30/07-04/21/08
10/25/07-01/22/08
MF Global Ltd.
$3,800,000.00
$28,000,000.00
$27,000,000.00
$2,500,000.00
$1,800,000.00
$16,500,000.00
$37,500,000.00
$665,000.00
$47,500,000.00
$12,500,000.00
$168,000,000.00
$3,150,000.00
$90,000,000.00
07/16/07-02/28/08
$315,000,000.00
12/21/05-02/17/09
02/27/12
10/15/11
02/10/12
11/21/11
10/22/11
12/23/11
10/11/11
01/03/12
10/30/11
10/30/11
01/31/12
12/10/11
03/09/12
11/25/11
12/27/11
04/25/12
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Not Likely
Possible
Possible
Not Likely
Not Likely
$0.00
$0.00
$208,500,000.00
$125,000,000.00
* The loss calculation for this class action may be incorrect due to incomplete transactional data.
NC indicates the gain/loss could not be computed.
07/29/05-09/27/06
$627,000,000.00
07/31/06-02/27/09
12/07/11
12/08/11
12/28/11
Likely
Likely
Likely
($94,425.12)
($36,371.67)
($41,890.00)