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Virtually every mental health professional has encountered patients who are highly dependentpatients who alienate those around them with clinging insecurity and seem unable to make even the smallest decision without an inordinate amount of advice and reassurance. Such patients have always presented unique clinical challenges, but in todays health care environment, with its emphasis on time-limited, cost-effective treatment, the dependent patient can be especially difficult. Dependent psychotherapy patients have a greater number of pseudoemergencies (e.g., requests for after-hours contact) than nondependent patients (Emery & Lesher, 1982), use significantly more psychological and medical resources than less dependent patients (ONeill & Bornstein, 2001), and have difficulty leaving therapy, even when termination is appropriate (Bornstein, 1993). In this article, I summarize the literature on effective diagnosis, assessment, and treatment of the dependent psychotherapy patient. I begin by defining dependency and reviewing studies examining the etiology of dependent personality traits. I then discuss research on diagnosis, assessment, and treatment, concluding each section with recommendations for clinical practice.
Research on dependency has been facilitated by the emergence of a consensus regarding the core features of a dependent personality orientation (Birtchnell, 1988; Pincus & Gurtman, 1995). Contemporary definitions of dependency emphasize four components: (a) motivational (i.e., a marked need for support and approval from others), (b) cognitive (i.e., a perception of oneself as powerless and ineffectual), (c) affective (i.e., a tendency to become anxious when required to function autonomously), and (d) behavioral (i.e., use of self-presentation strategies to strengthen ties to potential caregivers). A key corollary of this four-component model is that dependent patients exhibit a much broader range of behaviors than earlier theoretical frameworks recognized. In many situations, dependent patients are indeed passive and compliant, currying favor by presenting themselves as meek and weak. In other situations (e.g., when threatened with relationship disruption), dependent patients can become quite assertive even aggressive using whatever strategies seem necessary to ensure they are not abandoned (see Bornstein, 1995a; Pincus & Wilson, 2001).
Parenting Style
Overprotective parenting leads to high levels of dependency because overprotective parents teach children they are vulnerable and weak. Authoritarian parenting sends a similar message and also fosters dependency. When parental overprotectiveness and authoritarianism are both present, problematic dependency is particularly likely to result (Head, Baker, & Williamson, 1991).
ROBERT F. BORNSTEIN received his PhD in clinical psychology from the State University of New York at Buffalo in 1986. He is a professor of psychology at Gettysburg College. His research interests include personality assessment, personality disorders, and the empirical testing of psychodynamic concepts. CORRESPONDENCE CONCERNING THIS ARTICLE should be addressed to Robert F. Bornstein, Department of Psychology, Box 407, Gettysburg College, Gettysburg, PA 17325. E-mail: bbornste@gettysburg.edu 82
Illness
An early episode of serious illness increases the likelihood that a child will develop dependent traits later in life, in part because it
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contributes to the development of a helpless self-concept and in part because serious illness tends to elicit overprotective parenting (Hoare, 1984; Parker & Lipscombe, 1980).
assessment) is 11% in women and 8% in men (Bornstein, 2005). Although this difference may appear modest, it suggests than a woman is 40% more likely than a man to receive a DPD diagnosis.
Abuse
Childhood physical or sexual abuse leads to high levels of dependency during adolescence and adulthood, primarily because of the feelings of powerlessness that accompany abuse (especially repetitive abuse; see Hill, Gold, & Bornstein, 2000).
Diagnosis
Three issues are germane to diagnosis of the dependent patient: dependent personality disorder (DPD) symptom criteria, DPD epidemiology, and differential diagnosis and comorbidity.
Table 1 Dependent Personality Disorder in the DSMIV: Differential Diagnosis and Comorbidity
Differential diagnosis DSMIV Axis I Mood disorders Panic disorder Agoraphobia DSMIV Axis II Borderline PD Histrionic PD Avoidant PD Borderline PD Histrionic PD Avoidant PD Mood disorders Anxiety disorders Adjustment disorder Comorbid diagnosis
Epidemiology
DPD is common in inpatient settings, with researchers reporting prevalence rates between 15% and 25% in psychiatric units, rehabilitation centers, and long-term care facilities (Jackson et al., 1991). The base rate of DPD in outpatients ranges from 0% to 10% (Poldrugo & Forti, 1988), which is comparable to the frequency of DPD in large-scale community surveys (Bornstein, 1996a,, 1997). Cross-cultural data are scanty, but preliminary findings suggest that the base rate of DPD may be somewhat higher in Japan than in North America and Western Europe (Behrens, 2004; Johnson, 1993). Women consistently receive DPD diagnoses at higher rates than men do, and meta-analysis of findings in this area has indicated that the base rate of DPD (collapsing across setting and mode of
Note. Dependent personality disorder differential diagnosis and comorbidity information is identical in the DSMIV (American Psychiatric Association, 1994) and DSMIVTR (American Psychiatric Association, 2000). PD personality disorder.
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BORNSTEIN
Simply because a patient is passive, this does not mean a DPD diagnosis is warranted. Simply because a patient receives a DPD diagnosis, this does not mean the patient will be passive in all (or even most) situations.
1994), or the Personality Diagnostic Questionnaire (Davison, Morven, & Taylor, 2001). Hirschfeld et al.s (1977) Interpersonal Dependency Inventory (IDI) has been one of the most widely used self-report dependency tests during the past 25 years and has been validated extensively in inpatient and outpatient settings. The IDI includes 48 selfstatements, each of which is rated on a 4-point scale anchored with the terms disagree (1) and agree (4). The 48 IDI items form three subscales: (a) Emotional Reliance on Others (18 items), (b) Lack of Social Self-Confidence (16 items), and (c) Assertion of Autonomy (14 items). IDI whole-scale scores are calculated by summing the patients scores on the Emotional Reliance on Others scale and the Lack of Social Self-Confidence scale, and then subtracting from this total their score on the Assertion of Autonomy scale. Reviews of evidence supporting the construct validity of the IDI are provided by Bornstein (1994, 1999).1
Assessment
Diagnosis provides a shorthand summary of a patients symptoms, but a complete understanding of dependency-related dynamics requires that diagnosis be supplemented by psychological test data. Numerous self-report and projective measures of dependency are available for use in clinical settings, and as McClelland, Koestner, and Weinberger (1989) noted, self-report and projective tests tap different domains of personality. Most self-report tests assess self-attributed dependency needs, that is, dependency urges that patients acknowledge when asked. In contrast, projective tests assess implicit dependency needsdependency strivings that influence behavior automatically, often without any awareness on the patients part that his or her behavior is affected by these motives. In the following sections, I describe self-report and projective dependency tests and discuss strategies for integrating the results obtained with these tests.
One excellent example of a scale that does have scientific support . . . is the Rorschach Oral Dependency scale. The history of research efforts on this scale may serve as a useful guide for future attempts to validate [other] Rorschach scales. (p. 271)
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implicit dependency needs but does not acknowledge them. These patients may be described as having unacknowledged dependency strivings. In the other case (i.e., low projective dependency score coupled with high objective dependency score), the patient has low levels of implicit dependency needs but describes himself as being highly dependent. These patients may be described as having a dependent self-presentation.
dency-related responding (see Bornstein, 2005, for a review). These investigations have used a broad array of outcome measures (e.g., changes in IDI scores, changes in DPD symptoms, Global Assessment of Functioning ratings, behavioral observations, analysis of therapy session transcripts). They have also examined the efficacy of insight-oriented (Alexander & Abeles, 1968), cognitive (Black, Monahan, Wesner, Gabel, & Bowers, 1996; Rathus, Sanderson, Miller, & Wetzler, 1995), and eclectic therapy (Maling, Gurtman, & Howard, 1995). Although some positive findings were obtained (e.g., Alexander & Abeles, 1968; Rathus et al., 1995), no therapeutic modality yielded consistently positive results and emerged as the treatment of choice for dependent patients. Thus, extant data do not provide clear support for a single therapeutic modality in treatment of problematic dependency. In the following sections, I review the core elements of four widely used treatment modelspsychodynamic, behavioral, cognitive, and humanistic/experientialand discuss strategies for integrating these models.
Psychodynamic Treatment
Although Freud (1905/1953) argued that dependency in adults reflects oral fixation (i.e., continued preoccupation with the events of the infantile, oral stage), research does not support this hypothesis (Bornstein, 1996a). Contemporary psychodynamic theorists conceptualize dependent personality traits in adulthood as reflecting unconscious conflicts, which can take two forms: (a) clashes between incompatible wishes and urges (e.g., a wish to be cared for versus an urge to compete), and (b) compromise formations the disguised, distorted end products of unconscious impulses and defenses against those impulses (e.g., when somatic symptoms reflect underlying dependency needs expressed in physical terms). Detailed discussions of psychodynamic strategies for altering problematic dependency are provided by Coen (1992) and van Sweden (1995). Three elements are central to these treatment models. Analysis of core relational themes. Interpretation of patterns in patients stream-of-consciousness verbalizations is central to psychoanalytic treatment. As Luborsky and Crits-Christoph (1990) noted, analysis of core relational themesinterpersonal interactions that share a common dynamic and emerge in different contexts and settingsis particularly useful in helping dependent patients gain insight into maladaptive relationship patterns and distorted perceptions of self and others. Corrective object relations. To supplement interpretation and analysis of core relationship themes, the clinician must create a supportive therapeutic milieu that does not recapitulate the destructive dynamics of other relationships in the patients life (Coen, 1992). The mere experience of a healthy, autonomyfostering relationship with clear and consistent boundaries can have important curative qualities. Transference and countertransference. Dependent patients often idealize the therapist and perceive the clinician as a powerful pseudoparental caregiver. Making this transference reaction explicit during treatment is key to effective psychodynamic therapy with dependent patients. The clinician must also be sensitive to countertransference responses (e.g., frustration, infantilization) that undermine treatment (see Bornstein, 2005, for a discussion of this issue).
Treatment
During the past century there has been a tremendous amount written about psychotherapy with dependent patients but surprisingly little research. Only eight controlled empirical studies have assessed the effectiveness of psychotherapy in altering depen-
86 Behavioral Treatment
BORNSTEIN
The basic premise of the behavioral view is that people exhibit dependent behaviors even self-defeating, maladaptive dependent behaviors because these behaviors are or were rewarded (McKeegan, Geczy, & Donat, 1993; Turkat & Maisto, 1985). Within this framework, dependency is conceptualized as a set of responses aimed at obtaining help and support, which are acquired through a combination of conditioning and learning processes. These include (a) direct reinforcement (sometimes continuous, but more commonly intermittent), (b) vicarious reinforcement (through observation of others dependency-based rewards), and (c) modeling (including symbolic modeling). Dependent behaviors are maintained through positive reinforcement (i.e., rewards for exhibiting dependent responses) and negative reinforcement (i.e., anxiety reduction that results from maintaining close ties to a caregiver). The treatment models of Kazdin (1989) and Turkat and Maisto (1985) are particularly useful in altering dysfunctional dependency-related behavior. Several strategies are emphasized in both treatment models. Replacing dependency with autonomy. Although extinction techniques by themselves are of limited value in effecting longterm behavior change, they can be useful in altering problematic dependency when coupled with a treatment program aimed at increasing the frequency of autonomous behavior. Not only is increased autonomy an important goal for dependent patients, but because autonomous behaviors are usually incompatible with dependent behaviors, increasing the frequency of autonomous responding will, by itself, inhibit dependent responding. Using desensitization to facilitate behavior change. To the degree that a patients dependent behavior is exacerbated by concerns regarding embarrassment, abandonment, or rejection, systematic desensitization techniques should be used to manage this anxiety. As Alden (1989) noted, the high levels of autonomic arousal experienced by dependent people in social situations can lead to social crumbling and an inability to implement behavior change strategies in vivo. Maintaining behavior change posttreatment. When autonomous behavior becomes self-reinforcing, the likelihood that this behavior will be maintained increases substantially. As Turkat and Carlson (1984) pointed out, choosing target behaviors that lead to positive outcomes in the patients natural environment can be useful in this regard, as is introducing in vivo training in settings that approximate those wherein the desired behaviors must be exhibited.
thoughts that are cued by perceived or anticipated failure), (b) negative self-statements (i.e., self-blaming statements that exacerbate the patients lack of self-confidence), and (c) attributional bias (i.e., a skewed interpretive style wherein the patient punishes himself or herself for perceived failures, but cannot accept credit for successes). Ball and Young (2000) and Overholser and Fine (1994) outlined cognitive treatment programs designed to alter the self-defeating thought patterns of dependent patients. These programs emphasize several common elements.3 Using active guidance to engage the patient. To foster a therapeutic alliance, Overholser and Fine (1994) recommended that the therapist take an active approach early in treatment, providing considerable feedback and structure. Patients are taught behavioral skills that enable them to make meaningful changes quickly, thereby increasing their sense of control. As the patient gains trust in the therapist and the process of therapy, the clinician gradually places more responsibility on the patient for structuring treatment. Promoting autonomy through problem-solving training. As patients begin to show evidence of increased self-efficacy, the focus of treatment shifts to increasing autonomous behavior outside therapy. To facilitate this shift, the therapist uses Socratic methodsactive, guided questioningto help the patient generate solutions and insights (Overholser, 1987). Self-control strategies (e.g., self-monitoring, self-reinforcement) provide the patient with skills needed to replace reflexive help seeking with mindful problem solving in high-stress situations. Focusing on relapse prevention during the latter stages of treatment. As therapy progresses, the patient is taught to identify high-risk situations and dependency triggers (i.e., external cues that prompt dependent thoughts and behaviors). Alternative ways of coping are discussed, and the patient is encouraged to reframe setbacks so minor backslides are not magnified into global failure experiences (Ball & Young, 2000). If a setback occurs within therapy, this is treated as a learning experience rather than a therapeutic impasse.
HumanisticExperiential Treatment
A key tenet of the humanistic experiential perspective is that various familial and societal factorsmost notably parents conditional positive regard for the child cause the developing person to construct a false self aimed at complying with the perceived expectations of others (Maslow, 1968; Rogers, 1961). To the degree that the parents positive regard was contingent on the childs complying passively with external demands, the child will come to view autonomy as unacceptable and create a false self centered on pleasing other people. Eventually dependency is no longer experienced as a choice, but as a given (Bonanno & Castonguay, 1994; Hassenfeld, 1999). Defenses aimed at obviating
3 As Ball and Young (2000) noted, many cognitive techniques for use with dependent patients (e.g., enhancement of self-efficacy, relapse prevention) were adapted from those used to treat social phobia and avoidance. However, use of Socratic techniques and a deliberate transition from active guidance on the part of the therapist to patient responsibility for structuring therapeutic sessions were developed specifically for work with dependent patients (Overholser, 1987; Overholser & Fine, 1994).
Cognitive Treatment
Cognitive theorists conceptualize dependency as the product of maladaptive schemas (i.e., self-defeating thoughts about the self and other people) that cause patients to doubt their abilities, denigrate their skills, and exaggerate the imagined consequences of less-than-perfect performance (Ball & Young, 2000). Maladaptive schemas not only decrease self-esteem and increase anxiety, they also lead to an array of cognitive distortions that strengthen the persons pre-existing views. Three schema-based cognitive distortions are particularly salient in the intra- and interpersonal dynamics of dependency: (a) automatic thoughts (i.e., reflexive
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alternative ways of experiencing the self become firmly entrenched, and the dependent persons experiences narrow to the point that other-centered behavior becomes the sole means of relating to others (Cashdan, 1988; Schneider & May, 1995). The experiential treatment strategies of Schneider and May (1995) and Yalom (1981) are particularly useful in therapeutic work with dependent patients. These frameworks emphasize several core techniques. Unconditional positive regard. Like Rogers (1961), Schneider and May (1995) see unconditional positive regard as key to helping dependent patients regain access to unacknowledged aspects of the self. By being empathic and nonjudgmental but not flawless or omniscientthe therapist can help the patient experience trust without perceiving the therapist as a pseudoparental guru (Yalom, 1981). A focus on metacommunication. Like psychoanalysts, experiential therapists deconstruct hidden material in the patients verbalizations, but unlike psychoanalysts, experiential therapists focus on metacommunications: pervasive life themes that reflect the patients core fears. Key dependency-related fears include functioning autonomously, taking risks on ones own, and being overwhelmed by unmanageable anxiety (Bornstein, 2005). These fears both reflect and reinforce the dependent persons narrowed sense of self and prevent him or her from envisioning alternative choices and actualizing unexplored potentials. Experimentation within and outside therapy. A core element of experiential therapy is the use of exercises designed to circumvent entrenched defenses, increase emotional awareness, and set the stage for new experiences that help patients reinvent themselves and the world. Schneider and May (1995) provided detailed instructions for a broad array of therapeutic exercises, including writing assignments, skill-building tasks, and role-play scenarios for use within and outside therapy.
modality based on patient needs and therapist expertise, and then (b) to supplement this overarching strategy with interventions derived from other treatment models. Detailed discussions of therapeutic integration strategies are provided by Beitman (1992) and Ramsay (2001).
Conclusion
Integration is key to effective clinical work with dependent patients. To set the stage for effective treatment, the practitioner must integrate diagnostic and assessment data with an understanding of the etiology and dynamics of dependency. To maximize treatment efficacy, the practitioner must integrate strategies from different therapeutic modalities, using an array of interventions to alter dependencys cognitive, motivational, behavioral, and emotional components. Mental health professionals understanding of dependency has evolved considerably since passive dependent personality disorder first appeared in the DSMI (APA, 1952) more than 50 years ago. Empirical findings confirm that dependent patients are not always passive and that underlying dependency needs are expressed in many different ways. By staying abreast of cutting-edge clinical studies, practitioners can enhance the effectiveness of therapeutic work with dependent patients and develop a framework within which they refine their understanding of the intraand interpersonal dynamics of dependency as new findings accumulate.
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Received January 16, 2004 Revision received May 24, 2004 Accepted October 19, 2004