CERTIFIED STEEL ERECTOR AUDIT CHECKLIST Company Application Review Date Reviewer

MANAGEMENT CRITERIA (Mg) Mg1, (C) R.D.7.1.c, R.D.7.2.b, 3.8, 3.9, 7.2, 7.3 Are Project Specific Erection Plan and Project Specific Safety Plan available for a selected sample of projects on the project listing? Mg2, (C) 6.1.4, 6.1.7 Does management review project safety and quality requirements prior to the start of erection? Mg3, (C) R.D.3, R.D.4, 5.1 Does applicant have an individual on staff assigned to safety functions? Note: the individual may perform other functions in addition to the duties related to safety.

Mg4, (C) 5.1, 7.2.2 Does applicant have documented training for both supervisory and hourly personnel on their internal safety procedures? Mg5, (NC) 6.1.6, 7.4 Does applicant have records of craft workers involved in ongoing training courses? Mg6, (C) R.D.7.2c, 6.1.6, 7.2.2 Is training conducted and documented on what constitutes perimeter and hole protection? Mg7, (C) R.D.7.2.a, 6.1.6, 7.2.2 Is fall hazard training conducted? Mg8, (C) R.D.7.1.c, 6.1.6, 7.2.2 Is Multiple Lift rigging training conducted and documented. Mg9, (C) 6.1.6, 7.2.2 Is Connector Procedures training conducted? CSE Checklist 1-04.doc 1-04 page 1 of 12

CERTIFIED STEEL ERECTOR AUDIT CHECKLIST

Mg10, (NC) 6.1.6 Does applicant have a record of the craft workers who are certified welders? Mg11, (C) 5.1 Does executive management receive safety reports per a written procedure from each job site? Mg12, (NC) R.D.9, 5.1 Does applicant keep OSHA recordable incidence rate? Mg13, (NC) 6.1.7, 8.3.2 If applicant purchases items such as, but not limited to, field bolts, weld wire, flux, fabrications, paint, etc., are these items ordered per the applicable specifications called for in the contract documents? Mg14, (C) 5.1 Are records kept of daily/weekly/monthly safety checks as may be required in the various safety procedures of the company? Mg15, (NC) 6.1.7 Does the applicant have a procedure to assess the scope of project work prior to submitting a bid? Mg16, (NC) 8.2.6, 8.3.2 In the event the applicant is the prime contractor, are procedures in place to evaluate whether fabrication (including machining castings, galvanizing etc.) is furnished in accordance with the contract documents? Mg17, (C) 8.28 Are there procedures to identify and deal with fume, smoke and dust?

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CERTIFIED STEEL ERECTOR AUDIT CHECKLIST Site #1 Company Persons Interviewed Date % Complete Auditor Weather Conditions Location Project Tonnage

OPERATIONS CRITERIA (Op) SITE #1

SAT UNSAT CNSRN

Op1, (C) 5.2.1 Are job superintendents and foremen knowledgeable and conversant in the requirements of the company safety manual? Op2, (C) R.D.1, 5.2.2 Are personnel aware of the corporate safety policy? Op3, (C) 5.1, 5.2.2 Are all accidents reported to executive management? Op4, (C) 5.1, 5.2.1 Does applicant hold a safety meeting on the site per their documented safety plan? Op5, (C) 5.1, 5.2.1 Is there evidence of safety orientation for newly hired workers? Op6, (C) 5.1, 8.3.5 Are MSDS available to the workers? Op7, (C) 5.1 Is there a first aid/safety station available and is emergency response accessible? Op8, (C) R.D.7.1.c, 7.3 Is the Project Specific Erection Plan being implemented and communicated in the field? Op9, (C) 7.2.2 Does the applicant assign safety responsibilities on the site to a specific CSE Checklist 1-04.doc 1-04 page 3 of 12

CERTIFIED STEEL ERECTOR AUDIT CHECKLIST individual? Op10, (C) R.D.7.2.c, 5.2.1, 7.2.1.2, 7.1.2.2 Is there evidence, and are there records that perimeters and opening are protected? Op11, (C) R.D.7.2.a, 5.2.1, 7.2.1.2, 7.2.2 Are fall protection practices periodically monitored and recorded by a person trained in fall protection and authorized to require corrections as needed? Op12, (NC) 7.4 Is a complete set of erection drawings and shop detail drawings maintained at the job site?

Op13, (NC) 4, 6.1.6, 7.1 Are job site superintendents and foremen conversant with current workmanship requirements such as those contained in AWS, AREMA, AISC, or other specifications? Op14, (C) 7.4 Are specifications or a summary of specs and special instructions kept on site? Op15, (NC) 7.4 Is there a procedure at the job site for processing revised and voided drawings? Op16, (C) 4, 6.1.6, 7.1, 7.3 Is there a specific person at the site responsible for structure stability/erection bracing? Op17, (C) R.D.7.1.c, 3.8, 7.3 Is the stability provision of the Project Specific Erection Plan being effectively implemented? Op18, (NC) Is there a record of an anchor bolt survey? CSE Checklist 1-04.doc 1-04 page 4 of 12

CERTIFIED STEEL ERECTOR AUDIT CHECKLIST

Op19 (C) Does the erector have records to demonstrate that he proceeds with erection only after receiving contractors notification to proceed after concrete has sufficiently cured and that anchor rods, if modified, have the approval of the EOR (engineer of record). Op20, (C) 4, 6.1.6 Is a specific person responsible at each job site for the hoisting of materials? Op21, (C) 7.5 Are there records of preventive maintenance? Op22, (C) R.D.1.c, 3.8, 7.3 Is there evidence that critical lifts have been controlled in accordance with the Project Specific Erection Plan? Op23, (C) 4, 6.1.6 Are crane operators CCO certified or equivalently trained and/or experienced? Op24, (NC) 7.5 Is there a list of all the equipment sent to the job site by the equipment manager or foreman? Op25, (C) R.D.7.2.h Is there a functioning procedure for maintenance of equipment that includes inspections on a regular basis? Op26, (NC) 7.3 Are proper and adequate tools, power and compressed air available and in use to perform the tasks described in the SSPP and performed on the site? Op27, (C) R.D.7.1.b, 4, 6.1.6 Have qualified personnel been assigned the responsibility of bolting and welding joints in accordance with applicable specifications?

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CERTIFIED STEEL ERECTOR AUDIT CHECKLIST Op28, (C) R.D.7.1.b, 6.1.3, 7.4 Are written bolt tightening procedures understood by supervision and the bolting crews and available for employees performing the bolting? Is there evidence that the procedures are being followed? Op29, (C) 7.4 Has the person responsible for bolting or welding of joints implemented a procedure to verify that connections are made to a specific sequencing plan? Op30, (NC) Does the erector have hole making equipment at the job site that allows holes to be made in accordance with the plans and specifications? Op31, (C) 4, 6.1.6 Are welders qualified per AWS D1.1 or D1.5. Op32, (C) 6.1.6, 7.4 Do welders understand, comply with, and check their welds to the workmanship and technique requirements of AISC, AWS or other requirements specified by contract. Op33, (C) 7.4 Are flux and rod ovens adequate and close enough to where the work is being performed and are they operating per the latest AWS requirements? (May be NA if no welding.) Op34, (C) 6.1.6 Is there a record of training of aerial lift operators? Op35, (C) R.D.7.2.g Is there evidence that the lock out tag out program is used? Op36, (NC) 8.3.2 In the event the applicant purchases weld wire, steel material, paint, etc., are the manufacturer's test reports or certificates of compliance on file at the location where the material is being utilized? Op37, (C) R.D.7.1.c, 3.8, 7.3 CSE Checklist 1-04.doc 1-04 page 6 of 12

CERTIFIED STEEL ERECTOR AUDIT CHECKLIST Are there procedures in place to control 'capacity' lifts? Op38, (C) R.D.7.1.a, 7.4 Are written welding procedures (signed by the responsible company representative) in close proximity to and used by the welders? (May be NA if no welding.) Op39, (C) 6, 6.1.3, 6.1.4 Is a quality control program in effect to allow management to assess whether work is being performed according to specifications? Op40, (NC) R.D.7.1.d, 6.1.3, 7.2.2, 7.4 Is there a functioning written procedure for the correction of non-conforming material or work in process? Op41, (C) 8.3.5 Does the company have a Hazardous Material Communication training program?

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CERTIFIED STEEL ERECTOR AUDIT CHECKLIST

Site #2 Company Persons Interviewed Date % Complete Auditor Weather Conditions Location Project Tonnage

OPERATIONS CRITERIA (Op) SITE #2

SAT UNSAT CNSRN

Op1, (C) 5.2.1 Are job superintendents and foremen knowledgeable and conversant in the requirements of the company safety manual? Op2, (C) R.D.1, 5.2.2 Are personnel aware of the corporate safety policy? Op3, (C) 5.1, 5.2.2 Are all accidents reported to executive management? Op4, (C) 5.1, 5.2.1 Does applicant hold a weekly safety meeting on the site per their documented safety plan? Op5, (C) 5.1, 5.2.1 Is there evidence of safety orientation for newly hired workers? Op6, (C) 5.1, 8.3.5 Are MSDS available to the workers? Op7, (C) 5.1 Is there a first aid/safety station available and is emergency response accessible? Op8, (C) R.D.7.1.c, 7.3 Is the Project Specific Erection Plan being implemented and communicated in the field? Op9, (C) 7.2.2 CSE Checklist 1-04.doc 1-04 page 8 of 12

CERTIFIED STEEL ERECTOR AUDIT CHECKLIST Does the applicant assign safety responsibilities on the site to a specific individual? Op10, (C) R.D.7.2.c, 5.2.1, 7.2.1.2, 7.1.2.2 Is there evidence, and are there records that perimeters and openings are protected? Op11, (C) R.D.7.2.a, 5.2.1, 7.2.1.2, 7.2.2 Are fall protection practices periodically monitored and recorded by a person trained in fall protection and authorized to require corrections as needed? Op12, (NC) 7.4 Is a complete set of erection drawings and shop detail drawings maintained at the job site?

Op13, (NC) 4, 6.1.6, 7.1 Are job site superintendents and foremen conversant with current workmanship requirements such as those contained in AWS, AREMA, AISC, or other specifications? Op14, (C) 7.4 Are specifications or a summary of specs and special instructions kept on site? Op15, (NC) 7.4 Is there a procedure at the job site for processing revised and voided drawings?

Op16, (C) 4, 6.1.6, 7.1, 7.3 Is there a specific person at the site responsible for structure stability/erection bracing? Op17, (C) R.D.7.1.c, 3.8, 7.3 Is the stability provision of the Project Specific Erection Plan being effectively implemented?

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CERTIFIED STEEL ERECTOR AUDIT CHECKLIST Op18, (NC) Is there a record of an anchor bolt survey? Op19 (C) Does the erector have records to demonstrate that he proceeds with erection only after receiving contractors notification to proceed after concrete has sufficiently cured and that anchor rods, if modified, have the approval of the EOR (engineer of record). Op20, (C) 4, 6.1.6 Is a specific person responsible at each job site for the hoisting of materials? Op21, (C) 7.5 Are there records of preventive maintenance? Op22 (C) R.D.1.c, 3.8, 7.3 Is there evidence that critical lifts have been controlled in accordance with the Project Specific Erection Plan? Op23, (C) 4, 6.1.6 Are crane operators CCO certified or equivalently trained and/or experienced? Op24, (NC) 7.5 Is there a list of all the equipment sent to the job site by the equipment manager or foreman? Op25, (C) R.D.7.2.h Is there a functioning procedure for maintenance of equipment that includes inspections on a regular basis? Op 26, (NC) 7.3 Are proper and adequate tools, power and compressed air available and in use to perform the tasks described in the SSPP and performed on the site? Op 27, (C) R.D.7.1.b, 4, 6.1.6 Have qualified personnel been assigned the responsibility of bolting and welding joints in accordance with applicable specifications? CSE Checklist 1-04.doc 1-04 page 10 of 12

CERTIFIED STEEL ERECTOR AUDIT CHECKLIST

Op28, (C) R.D.7.1.b, 6.1.3, 7.4 Are written bolt tightening procedures understood by supervision and the bolting crews and available for employees performing the bolting? Is there evidence that the procedures are being followed? Op29, (C) 7.4 Has the person responsible for bolting or welding of joints implemented a procedure to verify that connections are made to a specific sequencing plan. Op30, (NC) Does the erector have hole making equipment at the job site that allows holes to be made in accordance with the plans and specifications? Op31, (C) 4, 6.1.6 Are welders qualified per AWS D1.1 or D1.5. Op32, (C) 6.1.6, 7.4 Do welders understand, comply with, and check their welds to the workmanship and technique requirements of AISC, AWS or other requirements specified by contract. Op33, (C) 7.4 Are flux and rod ovens adequate and close enough to where the work is being performed and are they operating per the latest AWS requirements? (May be NA if no welding.) Op34, (C) 6.1.6 Is there a record of training of aerial lift operators? Op35, (C) R.D.7.2.g Is there evidence that the lock out tag out program is used? Op36, (NC) 8.3.2 In the event the applicant purchases weld wire, steel material, paint, etc., are the manufacturer's test reports or certificates of compliance on file at the location where the material is being utilized?

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CERTIFIED STEEL ERECTOR AUDIT CHECKLIST

Op37, (C) R.D.7.1.c, 3.8, 7.3 Are there procedures in place to control 'capacity' lifts? Op38, (C) R.D.7.1.a, 7.4 Are written welding procedures (signed by the responsible company representative) in close proximity to and used by the welders? (May be NA if no welding.) Op39, (C) 6, 6.1.3, 6.1.4 Is a quality control program in effect to allow management to assess whether work is being performed according to specifications? Op40, (NC) R.D.7.1.d, 6.1.3, 7.2.2, 7.4 Is there a functioning written procedure for the correction of non-conforming material or work in process? Op41, (C) 8.3.5 Does the company have a Hazardous Material Communication training program?

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