ACCOUNT OPENING

PRESENTED BY: Mr. Jaswinder Singh Sr. Officer DP Operations, LSE Securities Ltd. Ldh.

Types of accounts
ACCOUNT

BENIFICIARY A\C

CLEARING MEMBER A\C

INTERMEDIARY A\C

HOUSE

NON-HOUSE

ACCOUNTS CHARACTERISTICS
BENIFICIARY A\C Holder of securities own the securities Opened by a broker or a clearing member for the purpose of settlement of trades. Opened by a SEBI registered intermediary for the purpose Of stock lending and borrowing.

CLEARING MEMBER A\C

INTERMEDIARY A\C

CLIENT TYPES

RESIDENT - Ordinary, HUF Financial Institutions- Government-sponsored FI, State Financial Corporation FIIs - Mauritius-based, Others NRI - Repatriable (NRE), Non-Repatriable(NRO), Depository Receipt Body Corporate CM (Clearing Member) Mutual Fund - Depository Receipt Trust Bank Intermediary

COMMON DETAILS

NAME OF THE HOLDER DATE OF BIRTH (FOR INDIVIDUALS) OCCUPATION, INCOME RANGE ADDRESS AND PHONE NUMBER, E-MAIL ID BANK DETAILS PAN NUMBER DETAILS OF NOMINATION SPECIMEN SIGNATURES

COMMON REQUIREMENTS FOR OPENING DEMAT ACCOUNT

In person verification with original documents all holder Identification proof Address proof Photograph of applicant Agreement Nomination form Bank Details PAN Introduction by existing Account holder

ADDITIONAL REQUIREMENTS FOR CORPORATE APPLICANTS

Copy of Board Resolution Copy of Memorandum Association and Articles of

Introduction by existing account holder or by applicants bank

DOCUMENTS FOR VERIFICATION

PROOF OF IDENTITY
PROOF OF ADDRESS PHOTOGRAPHS CANCELLED CHEQUE

DOCUMENTS FOR VERIFICATION

PROOF OF IDENTITY

Passport

PROOF OF ADDRESS

Ration Card Passport

Voter Id Card Driving License PAN Card with photograph Identity Card/documents issued with applicants photograph issued by Central/ State Govt. & its Departments/ Statutory/ Regulatory Authorities/ Public Sector Undertakings/ Scheduled Commercial Banks/ Public Financial Institutions/ Professional Bodies/ Credit Cards/ Debit Cards issued by Banks

Voter Id Card Driving License

Bank Passbook
Verified Copies of Electricity bills, residence telephone bills, lease and license agreement, agreement for sale.

Self declaration by High Court and Supreme Court Judges.

Identity Cards issued as above.

CHANGE IN CLIENT DETAILS

CLIENTS REQUEST
CONSOLIDATION OF ACCOUNTS CLOSURE BY DP IN CASE OF DEFAULT

THANK YOU