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Rebirth of Bio-based

Polymer Development
Dr. Shelby F. Thames
The University of Southern Mississippi

Thames Research Group


School of Polymers and High Performance Materials

Applications

Coatings
Fibers
Plastics
Adhesives
Cosmetics
Oil Industry
Paper
Textiles/clothing
Water treatment
Biomedical
Pharmaceutical
Automotive
Rubber
Thames Research Group

School of Polymers and High Performance Materials

Polymers
Polymers

are broadly classified into:

Synthetic
Natural

Synthetic

polymers are obtained via


polymerization of petroleum-based raw
materials through engineered industrial
processes using catalysts and heat

Thames Research Group


School of Polymers and High Performance Materials

Synthetic Polymers

Polyethylene
Polypropylene
Polytetrafluoroethylene
(Teflon)
Polyvinylchloride
Polyvinylidenechloride
Polystyrene
Polyvinylacetate
Polymethylmethacrylate
(Plexiglas)
Polyacrylonitrile

Polybutadiene
Polyisoprene
Polycarbonate
Polyester
Polyamide (nylons)
Polyurethane
Polyimide
Polyureas
Polysiloxanes
Polysilanes
Polyethers

Thames Research Group


School of Polymers and High Performance Materials

Natural Polymers
Natural

polymeric materials have been used


throughout history for clothing, decoration,
shelter, tools, weapons, and writing materials
Examples of natural polymers:
Starch
Cellulose

(wood)

Protein
Hair
Silk
DNA

and RNA

Horn
Rubber

Thames Research Group


School of Polymers and High Performance Materials

Chronological Development

Natural resins
From early history
Modified phenolic
1910
Nitrocellulose
1920
Air-drying oil-modified polyesters
1927
Urea-formaldehyde polymers
1929
Chlorinated rubber
1930
Acrylates
1931
Cellulose derivatives
1935
Polystyrene
1937
Melamine formaldehyde
1939
Polytetrafluoroethylene
1946
Polyethylene
1946
Thames Research Group
School of Polymers and High Performance Materials

Biopolymers
Biopolymers

are obtained via polymerization


of biobased raw materials through
engineered industrial processes

The

raw materials of biopolymers are either


isolated from plants and animals or
synthesized from biomass using enzymes/
microorganisms

Thames Research Group


School of Polymers and High Performance Materials

Examples of Biopolymers
Polyesters

Polylactic acid
Polyhydroxyalkanoates

Proteins

Silk
Soy protein
Corn protein (zein)

Xanthan
Gellan
Cellulose
Starch
Chitin

Polysaccharides

Polyphenols
Lignin
Tannin
Humic acid

Lipids

Waxes
Surfactants

Specialty

polymers

Shellac
Natural rubber
Nylon (from castor oil)

Thames Research Group


School of Polymers and High Performance Materials

Why Biopolymers?

Fossil fuels (oil, gas, coal) are in finite supply and


alternative renewable sources of raw materials are
needed

USDA's Bioproduct Chemistry & Engineering Research


Unit focuses on creating new polymer technologies in
which underutilized components of crops and their
residues are processed into value-added biobased
products.

Most synthetic polymers are not biodegradable

Thames Research Group


School of Polymers and High Performance Materials

Sustainability
Sustainability

is defined as a
development that meets the needs
of the present world without
compromising the needs of future
generations. Agricultural products
offers this capability.
World Commission on Environment and Development

Thames Research Group


School of Polymers and High Performance Materials

Biodegradable Polymers
Polymers

such as polyethylene and


polypropylene persist in the environment for
many years after their disposal

Physical

recycling of plastics soiled by food


and other biological substances is often
impractical and undesirable

Biodegradable

polymers break down in a


bioactive environment to natural substances
by enzymatic processes and/or hydrolysis
Thames Research Group
School of Polymers and High Performance Materials

Where are Biodegradable


Polymers Needed?
Packaging

materials (e.g., trash bags, loosefill foam, food containers)


Consumer goods (e.g., egg cartons, razor
handles, toys)
Medical applications (e.g., drug delivery
systems, sutures, bandages, orthopedic
implants)
Cosmetics
Coatings
Hygiene products
Thames Research Group
School of Polymers and High Performance Materials

Biodegradable Polymers Market


Global

consumption of biodegradable
polymers increased from 14 million kg (30.8
million lbs) in 1996 to 68 million kg (149.6
million lbs) in 2001

U.S.

demand for biopolymers is expected to


reach $600 million by 2005 according to a
Freedonia Group study

U.S. Congress, Office of Technology Assessment, Biopolymers: Making Materials Natures Way-Background Paper, OTABP-E-102 (Washington, DC: U.S. Government Printing Office, September 1993

Opportunities for Biodegradable


Polymers: Vegetable Oils
Oils are triglyceride esters of mixed fatty acids
O
CH2

O C R1
O

CH O C R2
O
CH2

where R1, R2, and R3 are


saturated or unsaturated
fatty acids

O C R3

Thames Research Group


School of Polymers and High Performance Materials

Fatty Acid Composition of Vegetable Oils


Oil

Saturated

Oleic

Linoleic

Linolenic Others Iodine Value

Sunflower

10

30

60

125 - 136

Soybean

14

30

50

120 - 141

Safflower

15

78

140 - 150

Oiticica

10

78f

147 - 165

Chinese Melon

33

58g

120 - 130

Tung

80g

160 - 175

Linseed

20

19

52

165 - 202

Castor

85k

81 - 91

Coffee

46

45h,i,j

f) Licanic acid g) Eleostearic acid h) Palmitic i) Estearic j) Araquidic k) Ricinoleic acid

100 - 111

H
O
C
(C
H
)7C
H
C
H
(C
H
)7C
H
2
2
3

Unsaturated Fatty Acids in Vegetable Oils

H
O
C
(C
H
)7C
H
C
H
C
H
H
C
H
(C
H
)4C
H
2
2C
2
3
H
O
C
(C
H
)7C
H
C
H
C
H
H
C
H
C
H
C
H
C
H
C
H
C
H
2
2C
2
2
3
O
H
9-Oleic Acid

9,12-Linoleic Acid

H
O
C
(C
H
)7C
H
C
H
C
H
C
H
(C
H
)5C
H
2
2
2
3
9,12,15-Linolenic Acid

Ricinoleic Acid

Oil-Modified Polyesters

O
O
O
O
RO
CC+2nH
O
H OR
CRCO
2O
O
RO
H
nH
+nH
Oil-modified

polyesters (alkyds) are


synthesized by reacting oils, polyhydric
alcohols, and polyfunctional acids

Single

largest quantity of solvent-soluble


polymers manufactured for use in surface
coatings industry
Thames Research Group
School of Polymers and High Performance Materials

Oil-Modified Polyesters (continued)


Oil-modified

polyesters are classified into


four categories based on their oil content:
Very

long oil polyesters (>75%)

Used in printing inks and as plasticizers for nitrocellulose


coatings

Long

oil polyesters (60-75%)

Used in architectural and maintenance coatings as brushing


enamels, undercoats, and primers

Medium

Used in anti-corrosive primers and general maintenance


coatings

Short

oil polyesters (45-60%)

oil polyesters (<45%)

Used with amino resins in heat-cured OEM coatings


Thames Research Group
School of Polymers and High Performance Materials

Dimer Acid Polyamides (R)


Long

chain fatty acid dimers derived from


vegetable oils are reacted with slight excess of
primary amines to synthesize polyamides
OH
C O
(CH 2)7

CH
HC

CH

(CH 2)7

HC

CH
CH CH
(CH 2)5 CH
CH 3 (CH 2)5
CH 3

H
R
N
H
2N
2

C OH

NH R NH 2
C O
(CH 2)7

CH

HC

CH

(CH 2)7

HC

CH
CH CH
(CH 2)5 CH
CH 3 (CH 2)5
CH 3

NH R NH 2

Dimer Acid Polyamides (continued)


Polyamide-epoxy

systems are the workhorse


of high performance protective coatings

O
H2C CH CH2 O

CH3
C

O CH2

O
CH CH2

CH3

OH
H2N R N CH2 CH CH2 O
H

CH3
C
CH3

H
RN
H
2N
2

OH
O CH2 CH CH2 N R NH2
H

Epoxidized Oils

OO
O
(
C
H
)
C
H
C
H
C
H
C
H
C
H
(
C
H
)
C
H
C
H
O
C
2
7
2
2
4
3
2
O
C
H
O
C
R
2
O
C
H
C
R
2O
3

Epoxidized

oils are synthesized by reacting


vegetable oils (typically soybean and linseed
oils) with peracids or hydrogen peroxide

Epoxidized

oils are employed as plasticizers


for polyvinyl chloride and as high
temperature lubricants
Thames Research Group
School of Polymers and High Performance Materials

Poly(-caprolactone)
As

early as 1973, it was shown that


poly(-caprolactone) degrades in
bioactive environments such as soil
O

[ O (CH2)5 C ] n

Poly(-caprolactone)

and related
polyesters are water resistant and
can be melt-extruded into sheets
and bottles
Thames Research Group
School of Polymers and High Performance Materials

Polyhydroxyalkanoates
Polyhydroxyalkanoates

(PHA) accumulate
as granules within cell cytoplasm
O
H [O C

O
(CH2)n C ] OH

PHAs

are thermoplastic polyesters with


m.p. 50180C (Biopol )
TM

Properties

can be tailored to resemble


elastic rubber (long side chains) or hard
crystalline plastic (short side chains)
Thames Research Group
School of Polymers and High Performance Materials

PHA Production
Raw materials
Media preparation
Fermentation

Carbon source
Bacteria growth and
polymer accumulation

Cell disruption
Washing
Centrifugation

Polymer purification

Drying
PHA
Thames Research Group
School of Polymers and High Performance Materials

PHB-V
Polyhydroxybutyrate

polyhydroxyvalerate
(PHB-V) is formed when bacteria is fed a
precise combination of glucose and
propionic acid

PHB-V

has properties similar to


polyethylene but degrades into water and
carbon dioxide under aerobic conditions

Thames Research Group


School of Polymers and High Performance Materials

Starch
Starch

is the principal carbohydrate storage


product of plants

Starch

is extracted primarily from corn; with


lesser sources being potatoes, rice, barley,
sorghum, and wheat

All

starches are mixtures of two glucan


polymers amylose and amylopectin, at
ratios that vary with the source
Thames Research Group
School of Polymers and High Performance Materials

Starch (continued)
~75%

of industrial corn starch is made into


adhesives for use in the paper industry

Corn

starch absorbs up to 1,000 times its


weight in moisture and is used in diapers
(>200 million lb annually)

Starch-plastic

blends are used in packaging


and garbage bag applications

U.S. Congress, Office of Technology Assessment, Biopolymers: Making Materials Natures Way-Background Paper, OTABP-E-102 (Washington, DC: U.S. Government Printing Office, September 1993

Starch (continued)
Starch

blended or grafted with


biodegradable polymers such as
polycaprolactone are available in the
form of films

Blends

with more than 85% starch are


used as foams in lieu of polystyrene
Thames Research Group
School of Polymers and High Performance Materials

Cellulose
Cotton

contains 90% cellulose while wood


contains 50% cellulose

Cellulose

derivatives are employed in a


variety of applications
ROH2C
RO

RO

OR

O
O

RO

OR ROH2C

O n R

Carboxymethyl

cellulose is used in coatings,


detergents, food, toothpaste, adhesives, and
cosmetics applications
Thames Research Group
School of Polymers and High Performance Materials

Cellulose (continued)
Hydroxyethyl

cellulose and its derivatives are


used as thickeners in coatings and drilling
fluids

Methyl

cellulose is used in foods, adhesives,


and cosmetics

Cellulose

acetate is a plastic employed in


packaging, fabrics, and pressure-sensitive
tapes
Thames Research Group
School of Polymers and High Performance Materials

Chitin

C
H
O
H
N
H
C
O
C
H
C
H
O
H
2
3
2
H
O
O
O
O
H
O
n
H
ON
H
C
O
C
H
H
H
N
H
C
O
C
H
3C
2HO
3

Chitin, a polysaccharide, is almost as common as


cellulose in nature, and is an important structural
component of the exoskeleton of insects and shellfish

Chitin and its derivative, chitosan, possess high


strength, biodegradability, and nontoxicity

The principal source of chitin is shellfish waste

Chitosan
Chitosan

forms a tough, water-absorbent,


oxygen permeable, biocompatible films, and
is used in bandages and sutures

Chitosan

is used in cosmetics and for drug


delivery in cancer chemotherapy

Chitosan

carries a positive charge (cationic)


in aqueous solution and is used as a
flocculating agent to purify drinking water

Thames Research Group


School of Polymers and High Performance Materials

O
H
C
H
C
O
H
3C

Lactic Acid
Lactic

acid is produced principally via


microbial fermentation of sugar
feedstocks

Variation

in polymerization conditions and


L- to D- isomer ratios permit the synthesis
of various grades of polylactic acid

Polylactide

polymers are the most widely


used biodegradable polyesters
Thames Research Group
School of Polymers and High Performance Materials

Polylactic Acid
Polylactic

acid (PLA) degrades primarily by


hydrolysis and not microbial attack

PLA fabrics

have a silky feel and good moisture


management properties (draws moisture away
and keeps the wearer comfortable)

Copolymers

of lactic acid and glycolic acid are


used in sutures, controlled drug release, and as
prostheses in orthopedic surgery
Thames Research Group
School of Polymers and High Performance Materials

Polyamino Acids
Polyamino

acids (polypeptides) are found


in naturally occurring proteins

20

amino acids form the building blocks of


a variety of polymers

Polypeptides

based on glutamic acid,


aspartic acid, leucine, and valine are the
most frequently used

Thames Research Group


School of Polymers and High Performance Materials

N
H
2
C
H
N
H
3
2
O
C
CC
H
H
O
H
C
H
H
C
O
HH
2C
2C
3C
2C
Amino Acid Structures

C
H
N
H
N
H
3
2
2
H
C
O
H
H
O
C
C
H
C
O
HC
3C
2C
Leucine

Aspartic acid

Glutamic acid

Valine

Thames Research Group


School of Polymers and High Performance Materials

Polyamino Acids (continued)


Glutamic

acid and aspartamic acid are


hydrophilic whereas leucine and valine are
hydrophobic in nature

Combination

of these amino acids in


different ratios permits the development of
copolymers with varying rates of
biodegradability (for use as drug delivery
systems)
Thames Research Group
School of Polymers and High Performance Materials

Polyamino Acids (continued)


Amino

acid polymers are particularly


attractive for medical applications since
they are nonimmunogenic (i.e., do not
produce any immune response in animals)

Homopolymers

of aspartic acid and


glutamic acid are water-soluble,
biodegradable polymers

Thames Research Group


School of Polymers and High Performance Materials

Protein
Soybeans

are grown primarily for their


protein content and secondarily for their oil

60-pound bushel of soybeans yields


about 48 pounds of protein-rich meal and
11 pounds of oil

U.S.

soybean production exceeded 2,500


million bushels in 2002
www.unitedsoybean.org

Thames Research Group


School of Polymers and High Performance Materials

Soybean Protein
Soybean

protein consists mainly of the


acidic amino acids (aspartic and
glutamic acids), and their amides,
nonpolar amino acids (alanine, valine,
and leucine), basic amino acids (lysine
and arginine), and uncharged polar
amino acid (glycine)

N
H
N
H
N
H
2
2
H
H
O
H
H
N
H
(C
H
C
O
HN
C
H
C
O
HN
2C
2C
3C
2C
2)3C
Alanine

Arginine

Glycine

Soybean Protein (continued)


Soybean

protein is available as soy


protein concentrate, soy protein isolate,
and defatted soy flour

Soybean

protein is employed in paper


coatings, with casein in adhesive
formulations, wood bonding agents,
and composites

Thames Research Group


School of Polymers and High Performance Materials

Corn Protein
Corn

protein (zein) is a bright yellow,


water-insoluble powder

Zein

forms odorless, tasteless, clear,


hard, and almost invisible edible films,
and is therefore used as coatings for
food and pharmaceutical ingredients

Thames Research Group


School of Polymers and High Performance Materials

Polyvinyl Alcohol
Polyvinyl

O
H
C
H
2C
n

alcohol is the only polymer with


exclusively carbon atoms in the main
chain that is regarded as biodegradable

Polyvinyl

alcohol is used in textile, paper,


and packaging industries
Thames Research Group
School of Polymers and High Performance Materials

Sorona
Sorona

is a biopolyester marketed by
DuPont for use in fibers and fabrics and is
based on 1,3-propanediol (derived from
fermentation of corn sugar)

Sorona

offers advantages over both nylon


and PET by virtue of softer feel, better
dyeability, excellent wash fastness, and UV
resistance

Thames Research Group


School of Polymers and High Performance Materials

Thames Research Group

Thames Research Group


School of Polymers and High Performance Materials

O
O
H
H
H
C
O
3
H
OH

Castor Acrylated Monomer


Residual unsaturation
provides mechanism for
ambient cure

Acrylate group
reacts
with growing
polymer
radicals

Alkyl moieties provide


internal plasticization

United States Marines


Utilize USM Technology

New fatigues are treated with a latex-based product

VOMM-Based Textile Latex


12,000

Marine Corps uniforms are


treated monthly by a Mississippibased company

Over

100 new jobs created

7,500

uniforms are being evaluated


by the Air Force
Thames Research Group
School of Polymers and High Performance Materials

USM Waterborne Water Repellant

USM Soy-Based Waterborne Water Repellent

Commercial Solvent-Based Water Repellent

Formaldehyde-Free
Biodegradable Wood Composites

Renewable
Biodegradable
Formaldehyde-free
Environmentally-friendly

Wood Composites
Mechanical

properties were tested as per


ANSI specifications A208.1-1999 (M-2
grade) following ASTM D 1037-96a

Boards

with ag-based adhesive met and


even exceeded commercial particleboard
specifications

The

adhesive is ready for a trial run in a


commercial facility
Thames Research Group
School of Polymers and High Performance Materials

Looking Ahead

Thames Research Group


School of Polymers and High Performance Materials

Challenges for Biopolymers


Competition

with inexpensive commodity


polymers familiar to the consumer

Disposal

of biodegradable polymers require


an infrastructure and capital investment

In

absence of suitable bioconversion facilities,


biodegradable polymers are discarded in dry
landfills and do not degrade as rapidly as
intended
Thames Research Group
School of Polymers and High Performance Materials

Farm Bill
The

Federal Biobased Procurement Program


was authorized by Section 9002 of the 2002
Farm Bill

Agencies

will be required to purchase


biobased industrial products whenever their
cost is not substantially higher than fossil
energy based alternatives, when biobased
industrial products are available, and when
biobased industrial products meet the
performance requirements of the federal user
Thames Research Group
School of Polymers and High Performance Materials

Life Cycle Analysis


Life-cycle

analysis is a technique used to


quantify the environmental impact of
products during their entire life cycle from
raw material extraction, manufacture,
transport, use, and through waste
processing

Life

cycle analysis helps identify where


improvement can be made to benefit the
environment
Thames Research Group
School of Polymers and High Performance Materials

Life Cycle Analysis (continued)


Plastics

production consumes energy and


releases emissions which negatively affect
the environment

On

the other hand, plastics being light


weight result in reduced material use and
lower energy costs in transport

Many

companies are now undertaking life


cycle analysis of their products
Thames Research Group
School of Polymers and High Performance Materials

Life Cycle Analysis (continued)


The

concept of product responsibility is gaining


importance as manufacturers and end-users
must now consider the cradle to grave pathway
of each product

Life

cycle analysis offers economic advantages


for biopolymers because of their environmental
friendliness

Environmentally

friendly products also have a


marketing advantage, as consumers are
becoming increasingly aware of 'green' issues

References

Biodegradable Polymers for the Environment, Richard A. Gross and Bhanu


Kalra, Science, Vol. 297, 2 Aug 2002, p. 803807
www.metabolix.com
www.biobased.com
Protective Coatings: Fundamentals of Chemistry and Composition, Clive H.
Hare, 1st ed., Technology Publishing Co., NY, 1994
www.unitedsoybean.org
U.S. Congress, Office of Technology Assessment, Biopolymers: Making
Materials Natures Way-Background Paper, OTA-BP-E-102 (Washington, DC:
U.S. Government Printing Office, September 1993)
Adhesives and Plastics Based on Soy Protein Products, Rakesh Kumar,
Veena Choudhary, Saroj Mishra, I. K. Varma, and Bo Mattiason, Industrial
Crops and Products, 16 (2002) 155-172
www.freemanllc.com
Biodegradable Binders and Cross-linking Agents from Renewable
Resources, G. J. H. Buisman, Surface Coatings International, 1999(3), 127-130
Life Cycle Assessment and Environmental Impact of Plastic Products, T. J.
ONeill, ISBN 1-85957-364-9 (www.chemtec.org)

Thames Research Group


School of Polymers and High Performance Materials

Contact Information
The University of Southern Mississippi
School of Polymers and
High Performance Materials
118 College Drive, #10037
Hattiesburg, MS 39406-0001
601-266-4080
www.psrc.usm.edu

Thames Research Group


School of Polymers and High Performance Materials

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