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Reactions of Alkyl Halides (R-X): [SN1, SN2, E1, & E2 reactions]
d d
H3C F EN (F-C) = (4.0 2.5) = 1.5
d d
H3C Cl EN (Cl-C) = (3.0 2.5) = 0.5
d d
H3C Br EN (Br-C) = (2.8 2.5) = 0.3
H3C I
EN (I-C) = (2.5 2.5) = 0.0
The -carbon in an alkyl halide is electrophilic (electron accepting) for either
or both of two reasons
a) the C to X (F, Cl, Br) bond is polar making carbon d+
When a nucleophile (electron donor, e.g., OH-) reacts with an alkyl halide, the
halogen leaves as a halide
.. ..
Nu: R .. :
Br : Br
.. :
1) substitution H
H
+ X-
Nu: -
C C C C
+
X Nu
There are two kinds of substitution reactions, called SN1 and SN2.
As well as two kinds of elimination reactions, called E1 and E2.
Lets study SN2 reactions first. SN2 stands for Substitution,
Nucleophilic, bimolecular. Another word for bimolecular is 2nd
order.
Bimolecular (or 2nd order) means that the rate of an SN2 reaction is
directly proportional to the molar concentration of two reacting
molecules, the alkyl halide substrate and the nucleophile:
Rate = k [RX] [Nu:-] (This is a rate equation and k is a constant).
The mechanism of an SN2 reaction is the one shown on slide #2:
H H
- C C + X-
Nu: + C C
X Nu
Note that the nucleophile must hit the back side of the -carbon.
The nucleophile to C bond forms as the C to X bond breaks.
No C+ intermediate forms. An example is shown on the next slide.
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2nd Order Nucleophilic Substitution Reactions, i.e., SN2 reactions
H H
.. H .. .. .. .. ..
:O H + C Br : H ..O C Br : H C + : Br :
..
H
.. .. ..O ..
H
H HH H
transition state
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Effect of nature of substrate on rate of SN2 reactions:
H3C H3C
CH Br H3C C Br
H3C Br H3C CH2 Br
H3C H3C
H2C CH Br Br
Nu:- Nu:-
H2C CH Br Br
The overlapping p-orbitals that form the p-bonds in vinyl and aryl halides
completely block the access of a nucleophile to the back side of the
-carbon.
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Effect of nature substrate on rate of SN2 reactions:
increasing
HOH, NO3- 100
fair F- 500
Cl-, RCOO- 20 103
NH3, CH3SCH3 300 103
good N3-, Br- 600 103
OH-, CH3O- 2 106
very good CN-, HS-, RS-, (CH3)3P:, NH2- ,RMgX, I-, H- > 100 106
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Effect of nature of the leaving group on rate of SN2 reactions:
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Effect of the solvent on rate of SN2 reactions:
Protic solvents (e.g., H2O, MeOH, EtOH, CH3COOH, etc.) cluster around the
Nu:- (solvate it) and lower its energy (stabilize it) and reduce its reactivity via
+ -
H-bonding. d d
H OR
+ d-
d A solvated anion (Nu:-) has reduced nucleophilicity,
RO H X: -
H OR reduced reactivity and increased stability
- +
d d A solvated nucleophile has
H OR difficulty hitting the -carbon.
+ d-
d
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: O:
CH3 C N:
Effect of the solvent on rate of SN2 reactions: H3C C CH3
acetonitrile
acetone
Polar Aprotic Solvents solvate the cation counterion of the nucleophile but
not the nucleophile.
Examples include acetonitrile (CH3CN), acetone (CH3COCH3),
dimethylformamide (DMF) [(CH3)2NC=OH], dimethyl sulfoxide, DMSO
[(CH3)2SO], hexamethylphosphoramide, HMPA {[(CH3)2N]3PO} and
dimethylacetamide (DMA).
:O : : O: :O:
.. CH3 .. .. .. CH3
H C N H3C S CH3 [(CH3)2N]3P O.. H3C C N
..
CH3 CH3
HMPA DMA
DMF DMSO
- +
d d
Polar aprotic solvents solvate metal cations N C CH3
..
leaving the anion counterion (Nu: -) bare and
thus more reactive + - :O:
d d .. _
+
:O: H3C C N: Na : N C CH3 + CH3C O
..
:
- +
.. _ CH3CN : d d
: +
CH3C O
.. Na ..
N C CH3
- +
d d
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Effect of the solvent on rate of SN2 reactions:
SN2 reactions are relatively slow in non polar solvents similar to that
in protic solvents.
Cl
C CH3CH2CH2CH2CH2CH3
Cl Cl
Cl
benzene n-hexane
carbon
tetrachloride
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1st Order Nucleophilic Substitution Reactions, i.e., SN1 reactions
CH3 CH3
rapid
3 C I Na+ Br-
H3C C Br + Na+ I- H3C +
CH3 CH3
Reaction Steps
1. the slower, rate-limiting dissociation of the alkyl halide forming a C+
intermediate
2. a rapid nucleophilic attack on the C+
Note that the nucleophile is not involved in the slower, rate-limiting step.
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The Rate of SN1 reactions
H3C C+ H3C C+ H C+ H C+
CH3 H H H
tertiary > secondary > primary > methyl
3 2 1
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Stability of Carbocations
sp 2 Csp 3-Hs
hybridized sigma bond
carbocation H orbital
..
+
C C H
H
HYPERCONJUGATION
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Stability of Carbocations
Allyl and benzyl halides also react quickly by SN1 reactions because
their carbocations are unusually stable due to their resonance forms
which delocalize charge over an extended p system
+ HC CHR
H2C CH +
CH2 H2C+ HC CH2 H2C CH +
CHR H2C
2 benzylic
H H 1 benzylic H H
+ + H
C C C C +
H H H H C
R
+ +
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Relative Stability of All Types of Carbocations
+ +
C HR C H2
1 benzylic
+ 2 benzylic
C R2
3 C + 2 C + 1 C + H
3 benzylic
+
CH3 CH3 H + H C+
> > CH2 CH > >
CH3 C+ > CH3 C+ CH3 C+ H
> + +
H H vinyl C
CH3 phenyl m ethyl C
+
+ +
CH2 CH CR2
CH2 CH CHR CH2 CH CH2
3 allylic 2 allylic 1 allylic
Note that 1 allylic and 1 benzylic C+s are about as stable as 2alkyl C+s.
Note that 2 allylic and 2 benzylic C+s are about as stable as 3 alkyl C+s.
Note that 3 allylic and 3 benzlic C+s are more stable than 3 alkyl C+s
Note that phenyl and vinyl C+s are unstable. Phenyl and vinyl halides do not
usually react by SN1 or SN2 reactions
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Effect of nature of the leaving group on rate of SN1 reactions:
The relative rates of an SN1 reaction due to solvent effects are given
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Effect of the nucleophile on rate of SN1 reactions:
CH3 CH3
3 K+ F- C F K+ Br-
H3C C Br + H3C +
CH3 CH3
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Elimination Reactions, E1 and E2:
We have seen that alkyl halides may react with basic nucleophiles such as NaOH
via substitution reactions.
H H
.. H .. .. .. .. ..
:O H + C Br : H ..O C Br : H C + : Br :
..
H
.. .. ..O ..
H
H HH H
transition state
Also recall our study of the preparation of alkenes. When a 2 or 3 alkyl halide
is treated with a strong base such as NaOH, dehydrohalogenation occurs
producing an alkene an elimination (E2) reaction.
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E2 Reaction Mechanism
H
C C + Br- + HO H
OH- + C C
b
Br
The Nu:- removes an H+ from a b-carbon &
the halogen leaves forming an alkene.
All strong bases, like OH-, are good nucleophiles. In 2 and 3 alkyl halides
the -carbon in the alkyl halide is hindered. In such cases, a strong base
will abstract (remove) a hydrogen ion (H+) from a b-carbon, before it hits
the -carbon. Thus strong bases cause elimination (E2) in 2 and 3 alkyl
halides and cause substitution (SN2) in unhindered methyl and 1 alkyl
halides.
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E2 Reaction Mechanism
B:- d
+
B
H R H R R R
C C R C C C C + B H + X-
R R R R
R X R R
X-
d
Look at the mechanism again and note the opposite side & same plane
orientation of the mechanism:
B:- d
+
B
H R H R R R
C C R C C C C + B H + X-
R R R R
R X R R
X-
d
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Antiperiplanar E2 Reactions in Cyclic Alkyl Halides
H H3C H
H3C H Na+ OH- NaCl
+
H H3C
H H + HOH H
H E2 H
H
Cl
Little or no Zaitsev (more stable)
Non Zaitsev product product is formed.
is major product.
3-methylcyclopentene 1-methylcyclopentene
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E1 Reactions
CH3 CH3
slow H
rapid CH3
CH3 C Br CH3 C+ -
C C + B H + Br
- Br-
CH3 H C H
CH3 H
H B:-
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E1 Reactions
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Predicting Reaction Mechanisms
1. Non basic, good nucleophiles, like Br- and I- will cause substitution not
elimination. In 3 substrates, only SN1 is possible. In Me and 1
substrates, SN2 is faster. For 2 substrates, the mechanism of
substitution depends upon the solvent.
2. Strong bases, like OH- and OR-, are also good nucleophiles.
Substitution and elimination compete. In 3 and 2 alkyl halides, E2 is
faster. In 1 and Me alkyl halides, SN2 occurs.
3. Weakly basic, weak nucleophiles, like H2O, EtOH, CH3COOH, etc.,
cannot react unless a C+ forms. This only occurs with 2 or 3
substrates. Once the C+ forms, both SN1 and E1 occur in competition.
The substitution product is usually predominant.
4. High temperatures increase the yield of elimination product over
substitution product. (G = H TS) Elimination produces more
products than substitution, hence creates greater entropy (disorder).
5. Polar solvents, both protic and aprotic, like H2O and CH3CN,
respectively, favor unimolecular reactions (SN1 and E1) by stabilizing
the C+ intermediate. Polar aprotic solvents enhance bimolecular
reactions (SN2 and E2) by activating the nucleophile.
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Predicting Reaction Mechanisms
- - - -
good Nu good Nu good Nu very poor Nu
alkyl nonbasic strong base strong bulky base nonbasic
halide e.g., bromide e.g., ethoxide e.g., t-butoxide e.g., acetic acid
- - -
(substrate) Br C2H5O (CH3)3CO CH3COOH
2 SN2 E2 E2 SN1, E1
3 SN1 E2 E2 SN1, E1
Strong bulky bases like t-butoxide are hindered. They have difficulty hitting
the -carbon in a 1 alkyl halide. As a result, they favor E2 over SN2
products.
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Predicting Reaction Mechanisms
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Alkylation of Alkynides
Alkynide anions are also strong bases (pKb = -11) as well as good Nu:-s,
so E2 competes with SN2 for 2 and 3 alkyl halides
CH3(CH2)3CC:- Na+ + CH3-CH(Br)-CH3 CH3(CH2)3CCCH(CH3)2 (7% SN2)
+ CH3(CH2)3CCH + CH3CH=CH2 (93% E2)
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Preparation of Alkyl Halides from Alcohols
Alkyl halides can be prepared from alcohols by reaction with HX, i.e., the
substitution of a halide on a protonated alcohol.
3 - H2O
.. + ..
(Lucas Test) (CH3)3C Cl : + H2O
(CH ) C OH + H Cl (CH3)3C OH (CH3)3C + ..
SN1 33 .. .. 2
.. -
Rapid. 3 C+ is stabilized by protic sovent (H2O) : Cl :
..
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Preparation of Alkyl Halides from Alcohols
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Preparation of Alkenes from Alkyl Halides
Predict the products and mechanism that occur with isopentyl chloride and
KOH
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Summary of SN /Elimination Reactions
methyl 1 2 3
H H CH3 CH3
H H H CH3
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Summary of SN /Elimination Reactions
Reactivity of Nucleophiles:
HS- CN- I- CH3O- HO- NH3 Cl- H2O
Note that poor nucleophiles that are also weak bases (H2O, ROH, CH3COOH,
etc.) do not undergo any reaction unless a C+ is formed first. If a C+ can form
(as with a 2, 3, any benzylic, or any allylic halides), then E1 and SN1
generally occur together.
Leaving Group Activity:
good leaving groups favor both poor leaving groups make both
substitution and elimination reactions substitution and elimination
reactions unfavorable
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