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Advanced Research Methodology


Class

J. Mwanza
Research What it is not

The term research has been


used in so many contexts and
with such a variety of
meanings.

Much of what we have been


taught about research is based
on misconceptions.
Research What it is not

What are these


misconceptions?

Number ONE: Searching for


data for an assignment may be
called "research." and the
paper a research paper.
Research -What it is not

What are these


misconceptions?

Number TWO: At other times,


students may just go into the
library, do a search of
information in books,
encyclopaedias and journals
Research- What it is
It is a productive process

Seeks knowledge new or


verification or rejection (Empirical
evidence) Here knowledge means
information about matters.
Seeks to generate processes
(methods)
Seeks at times practical solutions
to problems (pragmatism).
Seeks ways to account or explain
phenomena (Theoretical).
Research- What it is
Like all productive processes,
knowledge is needed.

Productive knowledge consists


of process knowledge as well
as product knowledge (Mende,
2000).

We can have a marketing


example.
Research- What it is
When manufacturers want to
establish a Toyota factory
outside Japan,

They will not just decide as we


always do.

They will have critical


questions to be answered
begging factual data.
Research- What it is
The Japanese will wonder
whether the factory will be
feasible;
The Japanese will think of what
types of Toyota cars to produce,
The Japanese will be worried
about where the factory will be
located and
The Japanese will have to
decide how the factory will
produce the type of Toyota car.
Research- What it is

In essence the Japanese will


seek answers to these wonders.

As such they will ask questions.

Let us look at the sample


questions they will ask to help
them arrive at an evidence based
decision.
Research- What it is

What is the likelihood that the


factory will be feasible?
What types of Toyota cars to
could be produced in Zambia?
What would be an ideal location
of the factory?
How will the factory produce the
preferred type of the car.
Research- What it is

SO we can also say that


research is about answering a
research question or questions.

The research questions related


to the Toyota we have given do
not include a hypothesis. It is
also a type of research question.
Research- Defined

Clifford Woody (Kothari 1988)


research comprises defining and
redefining problems, formulating
hypothesis or suggested
solutions; collecting, organizing
and evaluating data; making
deductions and reaching
conclusions; and finally, carefully
testing the conclusions to
determine whether they fit the
formulating hypothesis.
Research- Defined

The definition presented above


by Clifford Woody (Kothari
1988) should be considered with
a pinch of salt.
Research may not comprise
formulating a hypothesis but a
law or theory or a model or a
conceptual framework.
Research- Defined

Research is translation to
practice of relationships between
facts and theory cyclically (Bless
and Kathuria, 1987).

Research is a controlled empirical


and critical evaluation of
hypotheses or propositions about
presumed relations of given
phenomena (Manion and Cohen,
1987).
Research- Defined

Taking Manion and Cohen (1987)


position for granted that research
is a controlled empirical and critical
evaluation of hypotheses or
propositions about presumed
relations of given phenomena will
put us on a rough road.

Social research may be uncontrolled


Research- Defined

Slesinger and Stephension (1930)


defined research as the
manipulation of things, concept or
symbols for the purpose of
generalizing to extend, correct or
verify knowledge, whether that
knowledge aids in construction of
theory or in practice of an art.
Research- Defined

Slesinger and Stephension (1930)


take things for granted as to what
research is.

They forget that not all research


calls for the manipulation of
things.

Research can be transferable and


show thick descriptions.
Research- Defined

According to Redman and Mory


(1923), research is a systematised
effort to gain new knowledge.

Systematised does not mean a


linear process. It means there is a
given logic, a definite set of
procedures and steps that ought to
be followed.
Research- Defined

While Redman and Mory (1923),


posit that research is a
systematised effort to gain new
knowledge, it may not be. It
may use haphazard methods and
undefined logic a priori.
Research What it is

In a nut shell, research is a


systematic process of
answering a research question.
Why do people do research

to get a research degree


(Doctor of Philosophy (Ph.D.))
along with its benefits like
better employment, promotion,
increment in salary, etc.
to get a research degree and
then to get a teaching position
in a college or university
To become a scientist in a
research institution
Classification of Research

Research is classified in may


ways and this has brought
confusion ONLY in the
academia and not in
professional practice.
Classification of Research and
confusion
By Purpose
Exploratory
Descriptive
Explanatory
Interpretive
Constructive
Monitoring
Evaluation
Impact evaluation
Impact assessment
Pragmatic
Classification of Research and
confusion

By dimension

Cross- sectional research


Longitudinal (Prospective and
retrospective or historic)
Classification of Research and
confusion
By Observation. (or field
research) in a natural setting
with no manipulation
Non experimental (Post test
only)
1. Descriptive

2.Relationships

a. Comparative

b.Correlational

3.Survey
Classification of Research and
confusion

By manipulation

True Experimental Designs


1. One-Group Pre and Post
test Design
O1 X O2
Classification of Research and
confusion

By manipulation

True Experimental Designs


Post-test Only Case and Control
Group
X O1
O1 X O2
Test of difference or efficacy
Classification of Research and
confusion

By manipulation

True Experimental Designs


Pre-test and post-test case
and & control group design

O1 X O2 (Case)
O1 (?) O2 (Control)
Classification of Research and
confusion

True Experimental Design


Also called the classic
controlled experimental
design because it:
o Controls the assignment of
subjects to experimental
(treatment) and control
groups through the use of a
table of random numbers
Classification of Research and
confusion

True Experimental Design

o Controls the timing of the


independent variable (treatment)
and which group is exposed to it.
o Controls all other conditions
under which the experiment
takes place.
Classification of Research and
confusion

By manipulation
Experimental

Pre-test and post-test case


and control group design
O1 Y O2 (Case 1)
O3 X O4 (Case 2)
O5 (?) O6 (Control)
Classification of Research and
confusion

By manipulation
Experimental

Hybrid design
O1 X O2 (Case 1)
O3 O4 (Case 2)
O5 Y O6 (Control)
- O8 (Control)
Classification of Research and
confusion
By methodology or
Results

Survey based
Interview based
Focus Group Based
Participatory action research
Operations research
Implementation research
Applied research
Mixed methods design research
Classification Survey
Research
This is a cross sectional based
study that uses a questionnaire or
checklist or rapid appraisal methods
meant to measure phenomena
Classification Interview
Research
This is a cross sectional or
ethnographic based study intended
to bring out lived experiences and
meanings of what is spoken or done
Classification FGD Research
This is a cross sectional based
study intended to bring out lived
experiences and meanings of what
is spoken or done
Classification Participatory
Action Research
Action research methodology is a
participatory outcome based in that it
aims to improve the methods used in
settings.
Aims to improve the world (e.g
conditions of work and reduce inequities
through involving unions who, in turn,
take actions to improve their own
welfare) (Kothari, 2008, p.3).
It seeks to understand the world by
trying to change it, collaboratively and
following reflection.involves using
analysis of observation, listening and
stepping back from the situation
Classification Participatory
Action Research
Built into action research is
the proviso that, if as a
lecturer I am dissatisfied
with what is already going
on, I will have the
confidence and resolution to
attempt to change it. I will
not be content with the
status quo... (McNiff,
1988: p.50).
Classification Participatory
Action Research
A common-sense view of action research
provided by McNiff (2002) is that we:
review our current practice,
identify an aspect we want to improve,
imagine a way forward,
try it out, and
take stock of what happens.
. modify our plan in the light of what we
have found, and continue with the 'action',
monitor what we do,
evaluate the modified action,
[continue] until we are satisfied with
that aspect of our work. (p. 7)
Classification Participatory
Action Research
Action research is a generic term for
any process that follows a cycle in
which one improves practice by
systematically oscillating between
taking action in the field of practice,
and inquiring into it.

0ne plans, implements, describes,


and evaluates an improving change to
ones practice, learning more about
both the practice and action inquiry
in the process.
Classification Participatory
Action Research
The 4-phase representation of
the basic PAR inquiry cycle
Classification Operations
Research
This is an approach that uses
advanced analytical methods to
help make better decisions for a
system. (SD, OR and MS).

It seeks to best design and


operate a system, usually under
conditions requiring the allocation
of scarce resources (Financial,
technical and human resource)
Classification Implementation
research

This is an approach about the


study of methods to promote the
integration of research findings
and evidence into policy and
practice.

It seeks to understand the


behaviour of (HR) professionals
and other stakeholders (IHRS) as
a key variable in the sustainable
uptake, adoption, and
implementation of evidence-based
interventions.
Classification Applied
research
This is the opposite of basic
research which is empirical and
theoretical.

It is dedicated to the solution of


practical management economic,
social and political problems rather
than the further development of
empirical evidence, theories and
methods.
Classification Applied
research
This is the opposite of basic
research which is empirical and
theoretical.

Applied research aims at finding


a solution for an immediate
problem facing a society, or an
industrial/business organisation
(Kothari, 2008:3)

The following are examples


for applied research:
Classification Applied
research
The following are examples for applied
research:

A study into the ways of improving the


levels of customer retention for
Shoprite Checkers
An investigation into the ways of
improving employee motivation at Airtel
Development of strategies to introduce
change in BOZ supply-chain
management with the view on cost
reduction
Classification of Research and
confusion

By paradigm

Quantitative
Qualitative
Mixed or Multi methods
Classification of Research and
confusion

By paradigm in qualitative
Research.

Qualitative research is a
situated activity that locates
the observer in the world.
Phenomenology
Ethnography
Symbolic interactionism
Classification of Research and
confusion

By paradigm in qualitative
Research.

Qualitative research is a
situated activity that locates
the observer in the world
(Denzin & Lincoln, 2005, p.
3).
Research Topic
conceptualisation and
Operationalisation

Research ideas and research


problems originate from many
sources.
A key point is that you must
develop a questioning and
inquisitive approach to life
when you are trying to come up
with research ideas
Sources of a Research Topic
or problem

Personal experience
Literature : gaps
discrepancies, contradictions
From theories what they say
versus reality
Curiosity
Government reports and
advertisements
Funders
What comes first in developing
a proposal

Is it a research topic or
title?

Is it a research problem?
What comes first in developing
a proposal

Any one of the above


Essentials of a Research
Topic?

Interesting or motivating
Novel or common but
demonstrates some variation
Linked to an overarching question
or intriguing observation
Clear and precise or takes a
stand
Has key concepts (at least 5)
Essentials of a Quantitative
Research Topic?
It should have key variables

CORRELATES OF COMPANY
MERGERS AND PROFIT LEVELS :
THE ROLE OF STATE POLICY

It may have a context integrated

COMPANY MERGERS AND THREATS


TO SUSTAINABE PERFORMANCE : A
CASE OF ZAMBIA
Essentials of a Quantitative
Research Topic?
It may have a research
design component

a) A Metasynthesis of Financial
Intelligence led Project
Management

a) Financial Intelligence Systems and


Evidence based policy formulation :
a Comparative study design of a
Third and First world Country
Essentials of a Qualitative
Research Topic?

a) The construction of
masculinity and risk-taking
in Entrepreneurship among
Female Tomato Traders
Essentials of a Qualitative
Research Topic?
It may have a context (A
topic in form of a statement)

The construction of masculinity


and risk-taking in
Entrepreneurship among
Female Tomato Traders
in the Western Cape
Essentials of a Quantitative
Research Topic?

It may have a research design


component

An Ethnography of Gendered
Business Management among
Small Scale Tomato Traders
Essentials of a Quantitative
Research Topic?
It may have respondents
covered or a Paradigm

Strategic human resources,


innovation and entrepreneurship
fit: A mixed-methods case study
of Human Resources Mangers in
Two Quasi Institutions
Essentials of a Quantitative
Research Problem or Rationale

The starting point of all


scientific research is a
problem (Karl Popper; Lee,
2000; Creswell, 2005)

The problem is in essence a


research gap that must be
filled by the research.
Essentials of a Quantitative
Research Problem or Rationale

The research problem is in


essence a research gap that
must be filled by the
research.

What then are the essentials


of a research problem?
Essentials of a Quantitative
Research Problem or Rationale

There are 10 essential


features of a research
problem.

You can use 1 to 3 of the


following essential features
to describe your problem
Essentials of a Quantitative
Research Problem or Rationale

1. What is the problem like in


terms of severity (Quantitative or
Qualitative).

Used if this is what needs to be


known? Or what is already
known.
Used to affirm that the problem
is real
Essentials of a Quantitative
Research Problem or Rationale

2. Where in particular is the


problem (place or system)?
Essentials of a Quantitative
Research Problem or Rationale

3. Who in particular is faced


with the problem?
Essentials of a Quantitative
Research Problem or Rationale

4. What is the deviation like


from the reference or norm if
any (The purple line)?
Essentials of a Quantitative
Research Problem or Rationale

5. What is the permissive


rate of the problem if any?

Used if this is what needs to


be known? Or
Used to affirm that the
problem is real
Essentials of a Quantitative
Research Problem or Rationale

6. What has been done or


done poorly before to
address the problem?
Essentials of a Quantitative
Research Problem or Rationale

7. What are the important


unresolved or unknown issues
if any in this field or related
to this problem?
Essentials of a Quantitative
Research Problem or Rationale

8. What are the


contradictions in the data or
theories or practice on
research on the topic?
Essentials of a Quantitative
Research Problem or Rationale

9a.What do theories or does the


theory say(s) or does not say
versus what you are seeing
happening or not happening in the
world?

9b. What theory could explain or


be used to understand what is
happening?
Essentials of a Quantitative
Research Problem or Rationale

10. Contradictions in the


data practice, theory as
evidenced in the literature
Developing a rationale/Statement
of the Problem

Option 1 Use of Essentials

Select any one or two or three


essentials.
Add to them what you see or do
not see.
Support it when necessary with
citations.
Developing a rationale/Statement
of the Problem
From the time, the female condom was launched in
Malaysia, almost three years now, most married women
do not use it even in the event that other family
planning methods are inappropriate. There are so many
contradictory statements made by married women in
reference to female none use of the female condom.
These contradictions cover level of knowledge,
available indigenous methods women actually use, cost
of the condom, availability and the attitudes they have
towards condom use.

The Malaysia Society for Family Planning, marketing


manager believes that for women to access and use
the female condom there is need to identify correlates
and how women make choices pertaining to the
preferred mode of family planning. The absence of
empirical evidence may lead to accentuating production
costs and Malaysia Society for Family Planning company
may fold up.
Developing a rationale/Statement of
the Problem
Option 2 Use of Research
Questions
The love of Philosophy of
Science
Philosophers disagree.

As the saying goes, philosophy is


the field of unresolved
controversies on humanity and
the cosmos.

Broadly speaking, philosophers


have tried to understand the
relation between humanity and
the cosmos.
The love of Philosophy of
Science

Not only do philosophers disagree


among themselves, their answers to
the biggest questions compete with
answers provided by science and
religion.

The result is that human beings use


philosophical, scientific, or religious
insightsor a combination of
themto handle this quest for
understanding, leading to very
different kinds of worldviews.
The love of Philosophy of
Science

Philosophy is a process of reflecting


on and criticizing our most deeply
held conceptions and beliefs.

The word philosophy is derived from


the Greek words philia (love) and
sophia (wisdom) and means the love
of wisdom.

It despises ignorance be it on
humanity or the cosmos
Ignorance and Error
The Idiots and the Wise

The title of this slide is likely,


to offend some critics of mine in
this class. I am afraid of this.
But, what can I do when I am in
an educational institution?
Do I have to be a rightist and
swim to death or a leftist to
provoke things and survive?
I am just someone seeking
radical change in your mind?
Ignorance and Error

My people are destroyed (perish)


from lack of knowledge. "Because
you have rejected knowledge (Why),
I also reject you as my priests;
because you have ignored the law of
your God, I also will ignore your
children (Hosea 4:6).

The lips of the righteous nourish


many, but fools die for lack of
sense (Proverbs 10:21)
Ignorance and Error

For although Sources of


Knowledge is in order, and
Sources of Error would have
been in order too, the phrase
Sources of Ignorance is another
matter to think about.
Ignorance is something negative:
it is the refusal to know or
absence of knowledge.
It is a source of knowlegde
Ignorance and Error

But how on earth can the


absence of anything be a source
of knowledge?
Philosophical Assumptions
of Research

The answer is be ready to


internalize something new, do
not refuse it but do no ttake
it for granted.
Philosophical Assumptions
of Research

There are things we know that


we do not know.

Correct or from error

Theses things are out there in


the world we are all part of or
are inside the world of others
(THIS RELATES TO REALITY)
Philosophical Assumptions and
Research

But there are also unknown


ways of justifying by explaining
or understanding what is real.

Correct of out of error

This relates to theorizing.


Philosophical Assumptions and
Research
There are things that we do in the
manner we do not know.

These may be done correctly or


from error or from ignorance.

And each year we discover a few


more of those correct ways and
techniques
THESE RELATE TO
METHODOLOGY
Philosophical Assumptions and
Research
There are things we see and which
we do not see.

There are also positions we have


about what see and do not see.

THESE RELATE TO REALITY or


IDEAS
Philosophical Assumptions and
Research Burrell and
Morgans Paradigm

All social scientists approach


their subject via explicit or
implicit assumptions about
the nature of the social
world and the way in which it
may be investigated.
Philosophical Assumptions and
Research Burrell and
Morgans Paradigm

From slide 80, we have laid


the foundation of the schema
of assumptions.

There are assumptions of an


ontological nature -
assumptions which concern the
very essence of the phenomena
under investigation.
Philosophical Assumptions and
Research Burrell and
Morgans Paradigm

Social scientists, for example, are


faced with a basic ontological
question:

Whether the 'reality' to be


investigated is external to the
individual imposing itself on
individual consciousness from
without - or
Philosophical Assumptions and
Research Burrell and
Morgans Paradigm

The product of individual


consciousness; whether 'reality'
is of an 'objective nature, or
the product of individual
cognition; whether 'reality' is a
given 'out there' in the world, or
the product of one's mind.
Ontological Assumptions

Ontological' assumptions
concern the nature of the
phenomena being studied; what
the world is and what it
contains.
Ontological Assumptions

There are real hard things


out there in the world that are
amenable to all of us by our 5
senses

This about the Realist


Ontology and fits very well
with the inductive and
deductive logic
Ontological Assumptions

About soft things inside


the world others that is
amenable to them only or the
knower.

This is about the nominalist


ontology and fits very well
with the abductive logic
Epistemological Assumptions

Associated with this ontological


issue, is a second set of
assumptions of an epistemological
nature.

Epistemological' issues concern


the type of knowledge that is
possible and the means by which
it can be communicated.
Epistemological Assumptions

These assumptions entail ideas,


for example, about what forms
of knowledge can be obtained
hard/real or soft/ideas.

Soft or hard knowledge is


predicated upon a view of the
nature of knowledge itself and
capable of being transmitted in
tangible form, or spiritual or
even transcendental
Epistemological Assumptions
The epistemology which is linked to
the realist ontology is called the
positivist epistemology.
The positivist epistemology has two
variants and each is matched to a
corresponding logic
The logic induction is linked with
the realist epistemology.
The logic deduction is linked with
the rationalist epistemology.
Epistemological Assumptions
The epistemology which is linked to
the nominalist ontology is called the
anti-positivist epistemology or
humanist epistemology.
The anti-positivist epistemology
takes knowledge to be personal,
concerned with personal experience
and insight, almost spiritual in
nature, and lacking laws.
Knowledge is not `revealed', as
implied by positivism, but
`manufactured' by specific actors.
So about what do we know ?-
Epistemology (Theory)

The anti-positivist epistemology has


two variants and both are matched
to a corresponding logic abduction

The epistemologies are


interpretivist and constructivist
epistemologies.
Human nature Assumptions

Associated with the ontological and


epistemological issues, is a third
set of assumptions of human
nature.

The `human nature' strand


concerns the implicit or explicit
model of humans and their
relationship with their environment.
Human nature Assumptions

Related to the realist ontology and


positivistic epistemology is the
deterministic view.
It has people responding in an almost
mechanistic way.
They are constrained by things
because things were there before
them.
Individual decision making is
unaffected by context and
consequences of the system in which it
takes place (Bowen , 1994: 88).
Human nature Assumptions

Related to the anti-positivist


ontology and positivistic
epistemology is the voluntarist
view.
It has people responding in a
free way.
Humans are agents and create
their environment by their
thoughts and actions.
Methodological Assumptions

Associated with the ontological


and epistemological and human
nature issues, is a fourth set
dealing with methodology.

Related to the realist ontology ,


positivistic epistemology and
determinist view use nomothetic
methodologies linked with
induction and deduction.
Methodological Assumptions

Researchers use experimental as


well as quasi experimental
methods (Nomothetic
methodology).
Nomothetic methodology uses
random sampling and many cases
to make generalizations (Hoepfl,
1997).
The method emphasise
measurement (Denzin and Lincoln,
1998).
Methodological Assumptions

A single determined reality is


measured from many units of
analysis.
Values are bracketed
Operationalisation determines the
forms of the data collection tool
and analysis
There is Pre coding of data
Methodological Assumptions
Related to the nominalist ontology ,
anti-positivistic epistemology and
voluntarist view, ideographic
methodologies linked with abduction
are used.
The methodology uses non-random
sampling and goes for one or a few
cases.
The principal concern is to
understand the way an individual
creates, modifies, and interprets
the world
Burrell and Morgans Axes of
Schema
Burrell and Morgans Axes of
Schema
Strands of Subjective Objective axis Multi axis
Theoretical Axis
Assumptions

Ontology Nominalism Realism Realism and


Nominalism

Epistemology Anti- Positivism Post Positivism


positivism
Human nature Voluntarism Determinism Structuration
(Free will)
Methodology Idiographic Nomothetic Multimethod
Research Strategy
Table of decisions

Research Strategy

RQ Type Inductive Deductive Retroductive Abductive Pragmatic

What XXX X X XXX XXX

Why X XXX XXX XXX XXX

How X X XXX XXX XXX


Research Design Matrix

How do I know that I will do

A quantitative study or
A qualitative or a qualitative
study
A mixed methods (intra
paradigmatic or cross
paradigmatic design?
Research Design Matrix

The answer rests in


developing a research design
matrix.

What does it contain?


Research Design Matrix

It contains Research
questions, objectives,
population and sampling, data
collection methods and
methods of analysis.
These are arranged logically
Research Design Matrix

When all research questions are


linked to the nominalist ontology
(abductive strategy), the study
is qualitative.

When all research questions are


linked to the realist ontology
(inductive or and deductive
strategy, the study is
multimethod).
Research Design Matrix

When one research question


among others is are linked
to the nominalist ontology,
the study is qualitative.
When all research questions
are linked to the realist
ontology, the study is
quantitative.
Research Design Matrix
Thank you for listening

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